Disclaimer
This presentation is prepared solely for
information purposes. Information
included in this presentation is general and
should not be construed as investment
advice given it has been prepared without
considering the objectives, financial
situation or needs of any particular user.
The user should not consider this
presentation as a solicitation. This
information is provided on an “as is” basis.
The user assumes the risk of any use made
of this presentation information.
A-MEN Consulting Group,
A New Jersey NonProfit Corporation
Investment Club
A Popular
Organization Type
for Small Investors
Prepared by
TMI Asset Management, LLC
Type of investors
Individual investors
Group investors
Family
Unrelated Investor group
Legal Environment for
Small Investors
Securities registration is costly
Exempt from securities registration
Regulation D/ Private placement is still costly
Investment club
Anti-fraud provisions
Legal Compliance by an
investment club
Korean traditional funding
arrangement: “Kye”
Participation in investment decisions
by all club members
No investment contract: making profit from the
entrepreneurial and managerial effort of others.
No public offering
Less than 100 partners/members
Advantage of Investment
Club
Small amounts of capital
contributions
Flexibility: Contributions and
withdrawals
Election of Officers
Investment Portfolio
Member Accounts
Accounting
Valuation
Unit value for entry and exit