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Debt Markets



Prof. Miles Livingston



University of Florida





Intro-1

Introduction



Empirical Patterns







Intro-2

DEBT AS PERCENT OF GDP

120.00%



U.S. Government Securities



100.00% Municipal Securities

Corporate and Foreign Bonds

Mortgages

80.00%

Consumer Credit







60.00%







40.00%







20.00%







0.00%









Intro-3

Percent









0

4

8









2

6

12

14

18









10

16

1953

1954

1955

1956

1957

1959

1960

1961

1962

1963

1964

1966

1967

1968

1969

1970

1971

1973

1974

1975

1976

1977

1978

1980

1981









Year

1982

1983

1984

1985

1987

1988

1989

1990

1991

Interest Rates Since 1953









1992

1994

1995

1996

1997

1998

1999

2001

2002

2003

2004

2005

2006

2008

Intro-4

10-year

3-month

Interest Rates Since 1931





18.00



16.00

Over 10 Maturity (Historical)

14.00 90 Day T-Bill Auction High (Historical)



12.00



10.00

Percent









8.00



6.00



4.00



2.00



0.00

Jan-31 Jan-39 Jan-47 Jan-55 Jan-63 Jan-71 Jan-79 Jan-87 Jan-95 Jan-03

Year







Intro-5

Interest Rates and the

Business Cycle

Output









Interest rates









Time Intro-6

Efficient Market Hypothesis

Public information is rapidly reflected in security prices.

Driving force: Competition for profits.

Price ($)







Over-adjustment



 

Efficient Market





Under-adjustment







Time

New Positive Intro-7

Information

Strategies of Borrowers

Borrower’s Best What can

forecast strategy go wrong

High current Borrow short-term, Interest rates may rise

interest rates and roll-over loan and new loan is at

higher interest rates



Low current Borrow long-term, Interest rates may fall

interest rates locking-in the and the opportunity

interest rate to borrow at lower

rates is lost







Intro-8

Strategies of Lenders

Lender’s Best What can

forecast strategy go wrong

High current Lend long-term, Interest rates may rise

interest rates and lock-in high and opportunity to lend

interest rate at higher interest rate

is lost



Low current Lend short-term, Interest rates may fall

interest rates expecting to roll- and the loan must be

over at higher rolled-over at a lower

future interest interest rate

rates



Intro-9



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