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SUSTAINABLE MORTGAGE

FUNDING FOR SUSTAINABLE

HOUSING MARKETS

Presentation for the

European Network of Housing Research International Conference

Mixité: an urban and housing issue?, Toulouse, France

5. - 8. July 2011

Presenter: Stefan Kofner, MCIH

Stefan Kofner SustFunding 2









Contents

I. The idea of sustainability

II. Mortgage credit funding instruments

III. The housing cycle

IV. Sustainable mortgage funding

Stefan Kofner SustFunding 3









• “A high-quality and

progressive land culture

necessarily requires an

abundant and steady in-flow

of productive capital, it is

simply impossible without

this. ...

• We have no better means to

set in motion the existing

capital, the entrepreneurial

spirit and the manpower, as

the real credit.”

Stefan Kofner SustFunding 4









Credit

Primary facilities

Whole Loan from other

Sale Mortgage banks

Lender Unsecured

Bank

Bonds

Debt Refinan-

Asset- Mortgage cing

RMBS Covered

Sale Credit Bonds

Equity

Contract

saving

schemes

Transfer

Risk-









Deposits

CDO

Investors

•Pensions Funds

•Investment Funds

•Conduits

•Insurances

MI CDS CLN •Foreign Investors

Stefan Kofner SustFunding 4 •Private Individuals

Stefan Kofner SustFunding 5









Sustainability and mortgage funding

• Apply concept of sustainability to mortgage funding

instruments

• availability and price of refinancing  steady access of

borrowers to mortgage credit  steady development of

primary mortgage rates  steady flow of housing

investment

• Our understanding of housing market cycles and bubbles

and their relation with primary and secondary mortgage

markets is only superficial – that is one of the reasons for

the “great housing bubble” we have seen.

Stefan Kofner SustFunding 6

Stefan Kofner SustFunding 7

Stefan Kofner SustFunding 8









Is this sustainable?

Stefan Kofner SustFunding 9









Or this?

 

MBS-issues in billion dollars

$200

Subpr im e & Other

Alt-A

$30 Prime Jumbo

$5 2 Freddie Mac & Fannie Mae

$150

$37 $16

$3 4 $8 $

$20 $14 $7

$100

$1 9 1 $4







$50 $94 $99 $97

$8 5





$0

Mär z-2007 Juni-2007 September-2007 Dezember-2007

$191 billion $181 billio n $137 billion $109 billion





Source: Inside Mortgage Finance

Stefan Kofner SustFunding 10









Or that?

Stefan Kofner SustFunding 11









Take your time!

Broker places mortgage loans to LEGEND KEY

End borrowers Broker borrowers for fee O&G – interest and principal

$ SPV – special purpose vehicle

I&P ($)

Mortgages SPE – special purpose enterprise

SIV – special investment vehicle

Typically a specialized

MBS – mortgage backed securities

Servicer Originator mortgage bank



$

Insurance Can assume part of risks

I&P ($) Mortgages company (insurance of mortgage

Conduit/trust/ loans, insurance of MBS

SPV/SPE/SIV $ returns).

Manages the flow of interests

and principal (I&P); usually, but

not necessarilly the Originator

MBS

Investment bank Banks, insurance

(underwriter) $ companies, mutual

Founder: loan originator or funds, hedge funds…

investment bank

MBS, I&P ($)

Purpose: transfering ownerhship

Rating agency Institutional

of claims (loans) and collateral

(mortgages) in order to issue investor $

Organizes issuing of

mortgage backed securities MBSs and places MBSs

(bonds). to investors in financial

Financial

markets. returns ($)

Exposure of founder: implicit Assigns credit

guarantee in case of large losses. rating to issued End lenders

MBSs.

Stefan Kofner SustFunding 12





The Technology has Evolved Through Several Stages



Stages and Innovations Structured Finance (Securitization)



Extensive use of Credit Derivatives

Credit Risk transfer (CDS)

Without Asset transfer

Synthetic CDO Securitization 4th Stage

Multiple Class Tradable

Derivative Securities 3rd Stage

Tranching & Subordination Innovation

Of Cash flows Conventional CDO What is the

Innovation?

Multiple Class of Tradable

Derivative Securities

(Structured Claims) Structured ABS with Tranching 2nd Stage Innovation

What is the innovation?

Single Class Tradable

Derivative Security 1ST Stage Innovation

Basic Structured Finance (ABS) What is the innovation?





Primitive Assets/Receivables

Illiquid Assets (Primitive Asset)

Mortgages, consumer credit (auto loans, credit card), equipment leases

commercial loans, student loans, aircraft lease, royalties, future flows, etc

Stefan Kofner SustFunding 13









Valdeluz in Spain, where 700 people live in a town planned for 30,000

Stefan Kofner SustFunding 14





Residential construction volume in Western Europe 1991-2012 in prices of 2009

Mrd. €

750







700



Average growth

1991 - 2007: 1,90% per year

650







600

2007 - 2010:

-22,2%

550





2010 under level of 1994

500







450

1992 1994 1996 1998 2000 2002 2004 2006 2008 2010 2012



Source: Euroconstruct.

Stefan Kofner SustFunding 15







Residential construction volume by country 2010 / 2007



Change in %

Land 2010 / 2007

Ireland -56,5

Spain -50,6 dramatic decrease

Portugal -22,9



Denmark -18,1

Italiy -16,8

Great Britain -12,8

France -12,5

Strong decreas

Finland -11,6

Hungary -9,6



Czech Republic -7,9

Netherlands -7,4

Norway -7,3

Austria -5,4

Moderate decrease

Belgium -3,6

Sweden -2,6



Slowakei 1,3

Switzerland 2,2

Germany 2,3

Moderate increase

Poland 27,8



Source: Euroconstruct.

Stefan Kofner SustFunding 16

Stefan Kofner SustFunding 17

Stefan Kofner SustFunding 18









How sustainable is your business model?

Stefan Kofner SustFunding 19





Cash Flow

Investment





Interest/Principal

Trustee



Asset sale

Originator SPV

Purchase price

Interest/Principal









Interest/Principal

Issuances Issue

proceeds

Payment Credit

Payout/

obligation enhancement

Receivables

Consortium

Enhancer

Placement Investment

Borrower Quality

assessment

Investor

Rating-Agency

Stefan Kofner SustFunding 20





Mortgage-specific and non-specific

funding instruments

• Some refinancing instruments define minimum requirements relating

to the mortgages to be refinanced. Such requirements can pertain to

(inter alia):

• the length of fixed-rate periods (“congruent coverage”),

• the determination of the mortgage lending value,

• minimum LTV,

• minimum credit scores of borrowers.

• Classification of instruments according to the intensity of such

requirements: deposits and unsecured bank bonds vs. covered

bonds, loan purchase criteria of Fannie Mae and Freddie Mac

• private securitization: characteristics of the loans have an effect upon

the rating of the issuance

• Why covered bonds?

• Quality of the loan portfolio is a critical parameter for the funding conditions of

a bank.

• In inefficient markets covered bonds have the characteristics of a public good.

Stefan Kofner SustFunding 21









How to define the housing cycle?

Peak

Variable



Recession



Recovery









Trough

Time







Housing cycle: Similar cyclical developments

of certain time series variables like building permits, building

completions, real estate prices, default rates of mortgage borrowers,

real estate investment and sales activities, vacancy rates, volume of

newly granted mortgage loans and so forth around a long-term trend.

Stefan Kofner SustFunding 22









 900 000

 800 000

 700 000

 600 000

 500 000

 400 000

 300 000

 200 000

 100 000

 ‐

1970 …………….

1972 …………….

1974 …………….

1976 …………….

1978 …………….

1980 …………….

1982 …………….

1984 …………….

1986 …………….

1988 …………….

1990 …………….

1992 …………….

1994 …………….

1996 …………….

1998 …………….

2000 …………….

2002 …………….

2004 …………….

2006 …………….

2008 …………….

Building permits for dwellings in residential and non-residential construction

Former federal territory (from the year 2005 without West Berlin)

Stefan Kofner SustFunding 23







Wohnungsbau in 1.000 WE

800

Wohnungen in Ein- und Zweifamilienhäusern

Geschosswohnungen und

sonstige Wohnungsfertigstellungen



600









400









200









0

1950 1955 1960 1965 1970 1975 1980 1985 1990 1995 2000 2005





Building completions of dwellings in residential and non-residential buildings

Germany 1950-2007

Stefan Kofner SustFunding 24



16.000

14.959





14.000





12.087

12.000



10.707



9.750

10.000

9.104



8.471



8.000

6.811

6.502



6.000 5.636

5.054

4.897

4.278

4.091

3.251

4.000

2.736 2.826







2.000









0









Total completions of dwellings in residential and non-residential buildings

Hamburg 1970-2006

Sources: Statistisches Bundesamt, Lange Reihe Baugenehmigungen und Baufertigstellungen 4.3

Stefan Kofner SustFunding 25





Residential completions Spain vs. Germany 1991-2012

17,5 completions per 1.000

1 000 dwellings Inhabitants in 2007

900

3x Western European average



800 West per

Spain Germany 1.000

700 year heads

1951- 10,22

600 1960

Germany 1961- 9,58

500 1970

1971- 7,93

400 1980

1981- 4,77

300 1990



200





100





0

1992 1994 1996 1998 2000 2002 2004 2006 2008 2010 2012



Source: Euroconstruct.

Stefan Kofner SustFunding 26





Residential investment Germany % change 2000-2012







8

6

4

2

0

-2

-4

-6

-8

2000 2002 2004 2006 2008 2010 2012









Sources: Statistisches Bundesamt, ifo Institut

Stefan Kofner SustFunding 27









Bubbles or cycles?

• Term “bubble” is obviously

inconsistent with the concept

of efficient markets

• house prices reaching a

temporary and unsustainable

peak

• The only “rational”

explanation for the rising

values is the common ( and

fundamentally unfounded)

expectation of rising values.

• culturally bound

• relationship bubble / cycle?

Stefan Kofner SustFunding 28



Average Annual Real Price Growth By OECD Country





Country 1970-1999 2000-2006 Country 1970-1999 2000-2006



U.S. 0.012 0.055 Netherlands 0.023 0.027

Japan 0.010 -0.045 Belgium 0.019 0.064

Germany 0.001 -0.029 Sweden -0.002 0.059

France 0.010 0.075 Switzerland 0.000 0.019

Great Britain 0.022 0.068 Denmark 0.011 0.065

Italy 0.012 0.051 Norway 0.012 0.047

Canada 0.013 0.060 Finland 0.009 0.040

Spain 0.019 0.081 New Zealand 0.014 0.080

Australia 0.015 0.065 Ireland 0.022 0.059



Average 1970-1999 0.012

2000-2006 0.046



Source: Erik Hurst 2009

Stefan Kofner SustFunding 29





0,12



0,09



0,06



0,03



0,00



-0,03



-0,06



-0,09



-0,12

U.S. Real House Price Appreciation: 1976 – 2008 (OFHEO Data)

Stefan Kofner SustFunding 30









Real House Price Growth

Italy - UK - Japan: 1978 - 2006

0,250



0,200



0,150



0,100



0,050

Italy



UK

0,000



-0,050

Japan

-0,100



-0,150

Stefan Kofner SustFunding 31









Theories of the housing cycle

• Relationship housing cycle / business cycle

• Leamer in 2007: “I have not been able to find any

macro-economic textbook that places real estate

front and center, where it belongs.”

• Maybe the earth orbits around the sun?

• “Endogenous factors”:

• Time lags

• Information inefficiencies

• Bounded rationality

Stefan Kofner SustFunding 32









Problems of price formation

• Inelastic supply and demand curves

• initial overshooting of rents and house prices

• Supply adjusts in the long run

• Development time lags induce pig cycles

• credit-driven price cycles (access to mortgage credit,

interest rate cycles)

Stefan Kofner SustFunding 33









N1

Ak

N0





p1 Supply and demand

being relatively

inelastic  considerable

price movements

p0 necessary in the

short run to clear

the market









y0 y1

Stefan Kofner SustFunding 34







Shape of the supply curve of housing





Reaction on rising prices / rents if

p Ak new demand was not anticipated

Short run: almost no increase in supply

Time required for: Planning, Building

permit proceedings, Construction,

Marketing

possibly further lags, e.g. scarce

Al housing land



p0









y0

y

Stefan Kofner SustFunding 35









Adjustment after an increase in housing demand





p Ak Ak

0 1 So far only arguments for

overshooting prices in case

of a shock

No explanation for cyclical

p1 developments in time



A0l

p2

p0





N1l

N0l

y0 y1 y2

y

Stefan Kofner SustFunding 36









Agricultural price cycles

(especially with “livestock”)

Production

cycle









Price

cycle



Time

Preise in €/kg









0.00

0.50

1.00

1.50

2.00

2.50

01M1990

08M1990

Stefan Kofner









03M1991

10M1991

05M1992









Quelle: Statistik Austria, Schmid

12M1992

07M1993

02M1994

09M1994

04M1995

11M1995

06M1996

01M1997









Deutschland

08M1997

03M1998

Pork meat prices in Austria and Germany in €/kg









10M1998

SustFunding









05M1999

Österreich



12M1999

07M2000

02M2001

09M2001

04M2002

37









11M2002

06M2003

01M2004

Stefan Kofner SustFunding 38



The suppliers are responding to

current prices.

The Cobweb Theorem “Biological lag”: time required until

market effectiveness of production

decisions

“Psychological lag”: time required

for the realization of changing

market situations

Price

Expansion

P Hi

Rising Falling

Prices Prices

P Lo

Contraction D

S

Quantity

Q Lo Q Hi

Stefan Kofner SustFunding 39









Pt St+k

St1

Pt1 St2



St3

Pt3 St4

St5

St6





Pt4

Pt2 D



Qt+k

Stefan Kofner SustFunding 40









The housing market – a cobweb?

• The housing market is a market fitting well into the

assumptions of the cobweb theorem.

• Convergence or divergence of the model is a question of

the relative slopes of the supply and demand curves.

• Model explains dynamic cyclical developments of

quantities and prices after an initial shock.

• “For housing it’s the cycle that is persistent. Once the

cycle starts, it keeps on going. Like a pebble thrown into a

smooth pond of water.” (Leamer 2007, p. 3)

Stefan Kofner SustFunding 41









Regional or nationwide cycles?

• Hurst: extreme heterogeneity within metro areas with

respect to housing price changes

• No wonder: regional markets

• National level cycles induced, if the same shock event hits

many regional housing markets at the same time (e.g.

interest rates, migration balance, national tax regulation)

• market volatility higher on the regional than on the

national level

• Different types of real estate / different regions may have

different development time lags

• Understand cause and effect: Real estate investment a

major explanatory factor of the general business cycle?

Stefan Kofner SustFunding 42





Building cycle or Kuznets cycle

(construction cycle)



• During economic booms, demand

for labor increases which in turn

puts pressure on wages

• Increased economic activity

causes new family formations

• Sparks the demand for new

housing units

• Boosts the economic output more

• Process begins again

Stefan Kofner SustFunding 43









Building cycle has 4 phases

1. Development: Demand picks up, and housing starts

follows. Low vacancy rates and rising rents. Reaches

maturity after about 3 – 5 years. Aggressive bidding up

of land prices is a turning point

2. Overbuilding: Housing starts outpace home sales

3. Adjustment : Builders react to declining demand and

curtail housing starts

4. Acquisition: Housing starts continue to decline. Home

sales are still firm. Building activity is further reduced

though vacancy rates have peaked and rent

recessions have ceased.

Stefan Kofner SustFunding 44









The Cantor-Wenninger credit cycle

1. Demand for capital assets and investment increases.

2. Rising asset prices financed with higher leverage and lower credit standards.

3. Increased shock vulnerability because of riskier financing methods, e.g. higher

leverage, maturity mismatch

4. Turning point of profit expectations  Cash flows, profits and asset prices

begin to decline.

5. The “credit crunch” begins: borrowers want to refinance short-term debt, but

lenders want their money back.

6. Financial distress spreads: Borrowers fail to roll over loans. Lenders do not get

paid.

7. Assets are sold at distressed values. Rising number of insolvencies. Distress

can become contagious. Fight for quality and liquidity and possibly lender-of-

last-resort intervention.

8. Nonperforming loans and related depreciations increase.

9. Highly leveraged banks loose equity capital and regulatory screw tightened.

The “credit channel” gets partially or fully blocked. The credit crunch spreads.

10. General spending decrease and economic slowdown

Stefan Kofner SustFunding 45









Dynamic Growth

 lending stan-

dards continu-

ously lowered

Stefan Kofner SustFunding 46









Critical perspective on the credit cycle

• a set of stylized developments of certain capital- and

asset-market variables during a boom and bust cycle

• set of reasons for the initial increase in demand for capital

assets and for the failure of capital assets to generate the

expected profits arbitrarily chosen

• distinction between primary and secondary credit markets

is not always clear.

• However, one thing is certain, a housing cycle is virtually

unthinkable without an accompanying credit and

mortgage credit funding cycle.

Stefan Kofner SustFunding 47





Causal chain of Excess liquidity in need of

a housing bubble investment opportunities









•Securitization

1 markets Additional

•Quasi-Insurance- demand 4

markets





Relaxation of lending standards

New target Collateral object

2 groups > personal 3

creditworthiness









Unstable Situation:

Credit- and Price bubble

 burst is programmed

Stefan Kofner SustFunding 48





Purification crisis

START



Actual occasion:

e.g. rising short-term

interest rates







1 4





Tightening of risk selection results in

Number non-performing

loans and default rates

2 3 going up









• decreasing consumption

• decreasing GDP growth

adaptive expectations • increasing unemployment





Exaggerations cannot be ruled out during a purification crisis! 48

Stefan Kofner SustFunding 49









System-inherent factors

accelerating decelerating neutral unclear

Taxation and subsidies X

Share of non-recourse U.S. Germany *)

mortgages • Adjustable Rate

Mortgages (ARM)

Market-oriented appraisal of U.S. Germany • 5/1, 7/1, 10/1 ARMs

collateral • Interest Only

Mortgages

Cyclical lending standards U.S. Germany • Teaser rates

Cyclical LTV requirements U.S. Germany • Grace periods

• „Option Adjustable

Share of adjustable rate U.S. Germany Rate Mortgage“

mortgages • Cash-out refinancing

• Foreign currency

Share of loans with innovative U.S. Germany loans

characteristics * • …





• direction of influence of these factors shaped by institutional design and

changing patterns of human behavior.

• e.g. non-recourse mortgages, appraisal, “innovative” loan characteristics

• Running a mortgage system with several accelerating factors active at

the same time is dangerous because of mutual reinforcement

Stefan Kofner SustFunding 50









Development of real interest rates in Spain



30,0



25,0



20,0



15,0



10,0



5,0



0,0



-5,0



-10,0



-15,0



Hypothekenzins, nominal Inflationsrate Hypothekenzins, real

Stefan Kofner SustFunding 51









Why moderate housing cycles?

• Allocative efficiency reasons

• Economic growth considerations

• Distributional arguments

• Urban-planning reasons

• Housing policy deliberations

• Macroeconomic stabilization policy considerations

Stefan Kofner SustFunding 52





Towards a definition of a sustainable

mortgage funding instrument

• Focus on continuous availability of the instrument in all

phases of the housing cycle at an “affordable” interest rate

• order the instruments along a sustainability continuum

• concept of sustainability relates to times of stress as well

as to boom phases

• Stress-resistant funding means are institutionally

unsuitable to refinance low-quality mortgages

• system-inherent factors act as “buffers” – or not

• assessment of sustainability: secondary market liquidity

and issuance activity.

Stefan Kofner SustFunding 53









Pessimistic change in risk perception

price A0

A1









N0

N2 N1

circulation

Decreasing sustainability

Stefan Kofner SustFunding 54









Optimistic change in risk perception

price A1

A0









N1

N0

circulation

Decreasing sustainability

Stefan Kofner SustFunding 55





How did the different funding instruments

perform?

• Shorter term credit facilities from other

banks: Remember Northern Rock?

• Mortgage securitization: market almost

disappeared overnight in the U.S.

• Unsecured bank bonds:

• After the Lehman collapse no underwritings

for six months.

• swap spreads worse than covered bonds

and far worse than German Pfandbriefe.

• Bank deposits profited from public

guarantees

Stefan Kofner SustFunding 56









And how did the Pfandbrief perform?

 

New Issuance of Mor tgage Pfandbriefe 2003-2009





70000



• Issue volume and

60000 nominal value of

outstanding Mortgage

50000

Pfandbriefe rose

strongly in 2008 (by

million Euro









40000



114 per cent).

30000

• In the fourth quarter

20000

of 2008 however, the

volume of Pfandbriefe

10000 sold fell considerably.



0

05









07

03









4









06









08









9

0









0

20









20









20









20









20

20









20

Source: vdp 2010b, European Covered Bond Council 2009

Stefan Kofner SustFunding 57









And how did the Pfandbrief perform?

• Similar to other funding tools tradability of Pfandbriefe was

temporarily restricted.

• In the middle of the year 2008 risk premiums began to rise.

• Price formation was “liquidity-driven” after September 15

• Market relaxation in the course of the year 2009

• Spreads narrowed markedly after first quarter of 2009

• When the risk attitudes normalized investors shifted their

capital away from guaranteed bank deposits, guaranteed bank

bonds and public bonds.

• Compared with other mortgage funding instruments the

Pfandbrief fared reasonably well and was able to maintain

access to liquidity by and large, if somewhat restricted and

dearer.

Stefan Kofner SustFunding 58









 

Swap Spread of German Pfand briefe co mpared to Eu ropean Covered Bonds and European Sen io r Unsecured Bank Debt

(bp)



300







250







200







150







100







50







0







-50

Jan 99 Jan 01 Jan 03 Jan 05 Jan 07 Jan 09



Swap Spread European Senior Unsecured Bank Debt (iBoxxprCorpBNKSen)

Swap Spread European Covered Bonds (iBoxxprCov)

Swap Spread German Pfandbriefe (IBOXXprCovDE)







Source: Commerzbank Credit Research 2009

Stefan Kofner SustFunding 59









The role of government intervention

• Admittedly, government intervention has helped.

• bail out of HRE in early October → implicit state guarantee for

all bigger banks regarded as relevant to the system.

• EU finance minister’s rescue package: commitment to bail out

any bank constituting a systemic risk in the banking market and

common principles for the re-capitalization of ailing institutions

→ reestablished trust

• German government’s declaration contained in the Explanatory

Memorandum of the Financial Markets Stabilization Act

(Finanzmarktstabilisierungsgesetz) from 13. October 2008.

• European Central Bank’s 60 billion Euro purchase program for

covered bonds

Stefan Kofner SustFunding 60







Mortgage Industry

Borrower Food Chain

Borrowers apply for credit at

brokers or lenders

Mortgage

brokers submit risks

Lender

broker

for underwriting

Retail lenders sell the mortgages

to wholesale lenders for bundling

Wholesale

Wholesale lenders sell conforming

mortgages to securitising agencies

lender Wholesale lenders use investment banks to

securitise non-conforming mortgages

privileged by the state





Fannie Mae Investment

FreddieMac bank

Agency MBS Nonagency MBS:

•Prime Jumbo

•Alt-A Rating

•Subprime

Agency

SPVs

CDO Conduits Insurer

Trusts Final

CDO2

Trusts Investors Source: following

Bitner 2008, p. 28

Stefan Kofner SustFunding 61









Diversification of the funding mix

• not perfectly predictable how the different funding sources

will be affected in a future secondary market liquidity crisis

• good idea to spread the refunding risk

• Balanced funding mix recommended for “systemic” banks

and for the whole banking sector to enhance shock

resilience of the system

Stefan Kofner SustFunding 62





Maturity transformation or golden rule of

accounting?

• Disturbances or fluctuations at the secondary mortgage

markets generally affect both, the circulation and the

issuance market.

• The issuance market however will usually be hit more

early and directly.

• At the circulation market, the exit options are crucial:

Pfandbrief vs. short-term bank credit

• The maturity structure of all refinancing means circulating

determine the shock absorption capacity of the system.

The longer the average maturity, the better.

Stefan Kofner SustFunding 63









Maturity mismatch creates roll over risk

• Any mismatch of maturities between assets (i.e. any

violation of the golden rule) and liabilities side (or rather

any maturity overhang on the assets side) creates a “roll

over risk”, i.e. interest rate and loan extension risk.

• danger of shifting liquidity preferences – liquidity crisis

• difficult to roll forward a position

• liquidity of assets can suddenly change

• Conduit and ABS suffered from illiquidity of CDOs

Stefan Kofner SustFunding 64









Just enforce the golden rule?

• The golden rule is essentially meant to assure insolvency-

resistance by eliminating the roll over risk.

• But: One of the functions of a bank is maturity

transformation.

• But: The roll over risk is inevitable because the general

liquidity preference of investors provides for an upwardly

directed yield curve and thus an incentive for maturity

mismatching for banks and borrowers.

• The cost of enforcement of the golden rule seems

unbearable, inter alia higher long-term interest rates

• Better ask for the optimal degree of mismatching 

possibly market failure

Stefan Kofner SustFunding 65









The key to stability

• Making the borrowers weatherproof is not a panacea.

• Less vulnerable borrowers could mean more vulnerable

lenders.

• Or less vulnerable lenders could mean more secondary

mort-gage market volatility.

• The challenge is to distribute the roll over risk in a way

that fosters the stability of the whole system.

• Arguably, it may be easier for lender to manage the roll

over risk than for borrowers.

Stefan Kofner SustFunding 66









How can we moderate the housing cycle?

• Pig cycle

• relax supply-side rigidities (e.g. land supply)

• stabilize the expectations of investors

• Credit cycle

• Timing of monetary policy

• Definition of monetary stability incl. key asset prices

• Sustainable lending practices

• Possibility to remove credit risk from the balance sheet

Stefan Kofner SustFunding 67









• „Housing is the most important sector in our economic

recessions and any attempt to control the business cycle

needs to focus especially on residential investment.”

(Leamer 2007, pp. 1-2).



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