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LBO and DCF Model

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Acme Manufacturing

Assumptions



Inputs Purchase Summary

Name Acme Manufacturing Management Ownership % 16.67%

Management Case 2 Financial Sponsor Ownership % 83.33%

Transaction Year 2010 Purchase Price Multiple 6.14x

Sales Growth Rate 10.0% Senior Debt (Senior + Revolver)/EBITDA 2.28x

Conservative Case 5.0% Subordinated Debt/EBITDA 1.36x

Management Case 10.0% Total Leverage 3.65x

Tax Rate 40.0%



Sources of Funds Return Analysis

Spread to Libor Uses Limit

Existing Cash 0 Exit Year 1 2 3 4 5

Revolver 8.0% 40 4,000 Trailing EBITDA 4,840 5,324 5,856 6,442 7,086

Senior - Term Loan 8.0% 10,000 EBITDA Multiple 6.14x 6.14x 6.14x 6.14x 6.14x

Sub Debt 12.0% 6,000 Enterprise Value 29,700 32,670 35,937 39,531 43,484

PIK 2.0%

Management Stock Roll-Over 2,000 Plus: Cash 50 50 50 50 50

Financial Sponsor Equity 10,000 Less: Debt 15,259 14,063 12,459 10,398 7,788

Total Sources 28,040 Total Equity Value 14,491 18,657 23,528 29,183 35,745



Uses of Funds Less Management Equity 2,415 3,109 3,921 4,864 5,958

Cash Proceeds to Seller 25,000 Equity to LBO Sponsors 12,076 15,547 19,607 24,319 29,788

Common Stock Seller 2,000

Transaction Fees 1,040

Total Uses 28,040 Sponsor IRR 20.8% 24.7% 25.2% 24.9% 24.4%

Multiple of Sponsor's Original Investment 1.2x

Purchase Price 27,000





Fees and Expenses

Advisory 340

Legal 250

Other Expenses - Accounting, Etc. 250

Term Loan 2.0% 200

Total 1,040

Acme Manufacturing

Income Statement

($ in 000's)

Historical 12/31/xx Projected 12/31/xx

2008 2009 2010 2011 2012 2013 2014 2015

Sales 25,000 26,000 28,000 30,800 33,880 37,268 40,995 45,094

Growth Rate 4.0% 7.7% 10.0% 10.0% 10.0% 10.0% 10.0%

COGS 15,000 15,600 16,800 18,480 20,328 22,361 24,597 27,057

Gross Profit 10,000 10,400 11,200 12,320 13,552 14,907 16,398 18,038

Gross Profit Margin 40.0% 40.0% 40.0% 40.0% 40.0% 40.0% 40.0% 40.0%



SG&A 6,000 6,250 6,800 7,480 8,228 9,051 9,956 10,951

Depreciation 500 600 700 786 986 1,186 1,386 1,586

Amortization 100 100 100 125 125 125 125 125

Operating Profit 3,400 3,450 3,600 3,929 4,213 4,546 4,932 5,376

Operating Profit Margin 13.6% 13.3% 12.9% 12.8% 12.4% 12.2% 12.0% 11.9%

SG&A as a % of Sales 24.0% 24.0% 24.3% 24.3% 24.3% 24.3% 24.3% 24.3%



Interest Expense/Income

Interest Expense 0 0 0 1,525 1,447 1,336 1,190 936 Circ 1

Interest Income 0 0 0 0 0 0 0 0

Total Interest Income (Expense) 0 0 0 1,525 1,447 1,336 1,190 936



Taxes 40.0% 1,360 1,380 1,440 962 1,107 1,284 1,497 1,776



Net Income 2,040 2,070 2,160 1,442 1,660 1,926 2,245 2,664



EBITDA

Opearting Profit 3,400 3,450 3,600 3,929 4,213 4,546 4,932 5,376

Depreciation 500 600 700 786 986 1,186 1,386 1,586

Amortization 100 100 100 125 125 125 125 125

EBITDA 4,000 4,150 4,400 4,840 5,324 5,856 6,442 7,086

EBITDA Margin 16.0% 16.0% 15.7% 15.7% 15.7% 15.7% 15.7% 15.7%

Acme Manufacturing

Balance Sheet

($ in 000's)

Pro forma

2008 2009 2010 Opening 2011 2012 2013 2014

Assets

Current Assets

Cash 500 750 2,300 0 50 50 50 50

Accounts Receivable 3,000 3,300 3,750 3,750 4,125 4,538 4,991 5,490

Inventory 2,000 3,000 4,000 4,000 4,400 4,840 5,324 5,856

Prepaids and Other 1,000 1,150 1,323 1,323 1,455 1,600 1,760 1,936

Current Assets 6,500 8,200 11,373 9,073 10,030 11,028 12,125 13,333



Plant Property & Equipment, Net 4,550 5,250 4,100 4,100 4,314 4,329 4,143 3,757

Goodwill and Intangibles, Net 200 100 0 18,718 18,593 18,468 18,343 18,218

Other Long Term Assets 50 60 70 70 77 85 93 102



Total Assets 11,300 13,610 15,543 31,960 33,014 33,909 34,705 35,411



Liabilities & Owners Equity

Current Liabilities

Accounts Payable 1,000 1,100 1,200 1,200 1,320 1,452 1,597 1,757

Accrued Expenses 1,500 1,725 1,984 1,984 2,182 2,400 2,640 2,904

Other Current Liabilities 500 575 661 661 727 800 880 968

Current Assets 3,000 3,400 3,845 3,845 4,230 4,652 5,118 5,629



Other Long Term Liabilities 65 70 75 75 83 91 100 110



Revoliving Line of Credit 0 525 653 40 815 1,485 2,053 2,506

Senior Loan 1,135 935 650 10,000 8,324 6,336 4,039 1,398

Subordinated Debt 6,000 6,200 6,400 6,000 6,120 6,242 6,367 6,495



Equity

Common and add'l paid in capital 1,000 1,000 1,000 0 0 0 0 0

Retained earnings 100 1,480 2,920 12,000 13,442 15,102 17,028 19,274

Total Liabilities & Owners Equity 11,300 13,610 15,543 31,960 33,014 33,909 34,705 35,411

Check 0.000 0.000 0.000 0.000 0.000 0.000 0.000 0.000



Working Capital Ratios

Working Capital 3,000 4,050 5,228 5,228 5,750 6,325 6,958 7,654

Change in WC 1,050 1,178 523 575 633 696

AR Days 43.80 46.33 48.88 48.88 48.88 48.88 48.88 48.88

Inventory Turnover 7.50 5.20 4.20 4.20 4.20 4.20 4.20 4.20

Other current assets as % of Sales 4.0% 4.4% 4.7% 4.7% 4.7% 4.7% 4.7% 4.7%

Other Long Term Assets as % of Sales 0.2% 0.2% 0.3% 0.3% 0.3% 0.3% 0.3% 0.3%

A/P Days Outstanding 24.33 25.74 26.07 26.07 26.07 26.07 26.07 26.07

Accrued Expenses as a % of COGS 10.0% 11.1% 11.8% 11.8% 11.8% 11.8% 11.8% 11.8%

Other Current Liabilities as a % of COGS 3.3% 3.7% 3.9% 3.9% 3.9% 3.9% 3.9% 3.9%

Other Long Term Liabilities as a % of COGS 0.4% 0.4% 0.4% 0.4% 0.4% 0.4% 0.4% 0.4%

2015





50

6,039

6,442

2,130

14,661



3,171

18,094

113



36,039









1,933

3,195

1,065

6,192



121



1,164

0

6,624





0

21,937

36,039

0.000





8,419

765

48.88

4.20

4.7%

0.3%

26.07

11.8%

3.9%

0.4%

Acme Manufacturing

Transactional Balance Sheet

($ in 000's)

Transaction Financing Pro forma

2010 Adustments Adjustments Opening

Assets

Current Assets

Cash 2,300 (2,300) 0

Accounts Receivable 3,750 3,750

Inventory 4,000 4,000

Prepaids and Other 1,323 1,323

Current Assets 11,373 9,073



Plant Property & Equipment, Net 4,100 4,100

Goodwill and Intangibles, Net 0 18,718 18,718

Other Long Term Assets 70 70



Total Assets 15,543 31,960



Liabilities & Owners Equity

Current Liabilities

Accounts Payable 1,200 1,200

Accrued Expenses 1,984 1,984

Other Current Liabilities 661 661

Current Assets 3,845 3,845



Other Long Term Liabilities 75 75



Revoliving Line of Credit 653 (653) 40 40

Senior Loan 650 (650) 10,000 10,000

Subordinated Debt 6,400 (6,400) 6,000 6,000



Equity

Common and add'l paid in capital 1,000 (1,000) 0

Retained earnings 2,920 (2,920) 12,000 12,000

Total Liabilities & Owners Equity 15,543 31,960

Check 0.000 0.000

Acme Manufacturing

Goodwill

($ in 000's)

Pro forma Calculation of Goodwill

Opening Book value of assets 13,243

Assets less: liabilities assumed (3,920)

Current Assets 9,323

Cash 0 Fair market value adjustment to assets 0

Accounts Receivable 3,750 Adjusted net assets 9,323

Inventory 4,000

Prepaids and Other 1,323 Cost of purchase 27,000

Current Assets 9,073

New Goodwill 17,678

Plant Property & Equipment, Net 4,100

Other Long Term Assets 70



Liabilities

Current Liabilities

Accounts Payable 1,200

Accrued Expenses 1,984

Other Current Liabilities 661

Current Assets 3,845



Other Long Term Liabilities 75





Calculation: Tax Purposes Goodwill Amort.

Term 5 Fees 1,040 (% of Fees Tax Deductible? ) 60% 624

Term 15 New Goodwill 17,678 (% of Goodwill Tax Deductible? ) 0% 0

Term 15 Existing Goodwill 0 (% of Goodwill Tax Deductible? ) 0% 0



Balance 1 2 3 4 5

Transaction Fees 499 374 250 125 0

Goodwill 0 0 0 0 0

Acq. Goodwill 0 0 0 0 0



Fees 125 125 125 125 125

New Goodwill 0 0 0 0 0

Existing Goodwill 0 0 0 0 0

Total Amort. 125 125 125 125 125

Cummulative Amort. 125 250 374 499 624

Acme Manufacturing

Cash Flow Statement

($ in 000's)



2010 2011 2012 2013 2014 2015

Cash Flow from Operations

Sources

Net Income 1,442 1,660 1,926 2,245 2,664

Depreciation 786 986 1,186 1,386 1,586

Amortization 125 125 125 125 125

PIK Interest 120 122 125 127 130

Uses

Change in Working Capital 523 575 633 696 765

Change in Other (0) (1) (1) (1) (1)

Total Cash Flow After Operations 1,951 2,318 2,730 3,188 3,740



Cash Flow Investing

Capital Expenditures (1,000) (1,000) (1,000) (1,000) (1,000)

Total Cash Flow After Investing (1,000) (1,000) (1,000) (1,000) (1,000)



Cash Flow Financing

Draw (Amort) Revolver 775 670 568 453 (1,342)

Senior Term A Debt Amortization (1,676) (1,989) (2,297) (2,641) (1,398)

Subordinated Debt Amortization 0 0 0 0 0

Total Cash Flow After Financing (901) (1,318) (1,730) (2,188) (2,740)



Net Change in Cash

Beginning Cash Balance 0 50 50 50 50

Change in Cash Flow 50 0 0 0 0

Ending Cash Balance 0 50 50 50 50 50

Acme Manufacturing

Depreciation and Amortization

($ in 000's)





Years Average Life of Depreciation - Existing Assets 7

Years Average Life of Depreciation - New Expenditures 5



2008 2009 2010 2011 2012 2013 2014 2015

Beginning Depreciable Assets - Net 4,100

Depreciation of Existing Assets 586 586 586 586 586





Capital Expenditures - Year 1 1,000 200 200 200 200 200

Capital Expenditures - Year 2 1,000 200 200 200 200

Capital Expenditures - Year 3 1,000 200 200 200

Capital Expenditures - Year 4 1,000 200 200

Capital Expenditures - Year 5 1,000 200



Total Depreciation on New Capex 200 400 600 800 1,000

Total Depreciation 786 986 1,186 1,386 1,586





Plant Property & Equipment

Gross Plant Property & Equipment 4,100 4,314 4,329 4,143 3,757

Capex 1,000 1,000 1,000 1,000 1,000

Depreciation 786 986 1,186 1,386 1,586

Plant Property & Equipment, Net 4,550 5,250 4,100 4,314 4,329 4,143 3,757 3,171

Acme Manufacturing

Debt

($ in 000's)



2010 2011 2012 2013 2014 2015



Cash Flow Available for Financing Activities 951 1,318 1,730 2,188 2,740

Plus: Beginning Cash Balance 0 50 50 50 50

Less: Minimum Cash Balance (50) (50) (50) (50) (50)

Cash Available for Debt Repayment 901 1,318 1,730 2,188 2,740





Senior Term A

Beg. Balance 10,000 8,324 6,336 4,039 1,398

Scheduled Amortization (1,000) (1,000) (1,000) (1,000) (1,000) Maturity (years) 7

Additional Amortization (676) (989) (1,297) (1,641) (398) Amortization (years) 10

Ending Balance 10,000 8,324 6,336 4,039 1,398 0 Cash Flow Sweep Avail 75.0%



Interest Rate 8.0%

Interest Expense 733 586 415 217 56



Subordinated Debt

Beg. Balance 6,000 6,120 6,242 6,367 6,495

PIK Interest 120 122 125 127 130 Maturity (years) 7

Amortization 0 0 0 0 0 Amortization (years) 10

Ending Balance 6,000 6,120 6,242 6,367 6,495 6,624 Bullet Payment (?) Y

Bullet Payment YR 2020

PIK Interest Rate 2.0%

Cash Interest Rate 12.0%

Interest Expense 727 742 757 772 787



Revolver

Cash Available to Sweep to Revolver (775) (670) (568) (453) 1,342



Beg. Balance 40 815 1,485 2,053 2,506

Draw/(Repayments) 775 670 568 453 (1,342)

Ending Balance 40 815 1,485 2,053 2,506 1,164



Interest Expense 8.0% 65 119 164 200 93



Credit Statistics

Total Senior Debt 9,139 7,821 6,091 3,904 1,164

Total Debt 15,259 14,063 12,459 10,398 7,788

Total Senior Cash Interest 798 705 579 418 149

Total Cash Interest 1,525 1,447 1,336 1,190 936

EBITDA 4,840 5,324 5,856 6,442 7,086

Senior Debt / EBITDA 1.89x 1.47x 1.04x 0.61x 0.16x

Total Debt / EBITDA 3.15x 2.64x 2.13x 1.61x 1.10x

EBITDA / Senior Cash Interest 6.06x 7.55x 10.11x 15.41x 47.55x

EBITDA / Total Cash Interest 3.17x 3.68x 4.38x 5.42x 7.57x

Acme Manufacturing

DCF

($ in 000's)

1 2 3 4 5

2011 2012 2013 2014 2015 Terminal



EBIT 3,929 4,213 4,546 4,932 5,376 5,376

less: Taxes (40.0%) 40.00% (1,572) (1,685) (1,818) (1,973) (2,150) (2,150)

Not Operating Profit After Tax (NOPAT) 2,358 2,528 2,728 2,959 3,225 3,225



add: Depreciation 786 986 1,186 1,386 1,586 = capex

add: Amortization 125 125 125 125 125 125

less: Capital Expenditures (1,000) (1,000) (1,000) (1,000) (1,000) = deprec

less: Working Capital Requirements (523) (575) (633) (696) (765) (638)



Cash Flow 1,745 2,064 2,406 2,774 3,171 2,712









Weighted Average Cost of Capital:

Ind. Avg. % of Cost Cost

Capital Structure - Industry: Total Cap Struct. (Pre-tax) (After-tax) WACC





Senior Debt Rate 50.00% 8.00% 4.80% 2.40%

Subordinated Debt 25.00% 12.00% 12.00% 3.00%

Common Stock 25.00% 25.00% 25.00% 6.25%

100.00%

Ind. Avg. WACC = 11.65%







Present Value of Cash Flows

Present Value Factor 89.6% 80.2% 71.8% 64.4% 57.6%

Present Value 1,563 1,655 1,728 1,785 1,827



Total Present Value of Interim Cash Flows 8,559

Present Value Factor for Terminal Value 57.6%





Terminal Value Calculated using:

Terminal EBIDA Multiple: Gordon Growth Model:

Terminal EBITDA 7,086 Terminal Growth Rate 3.0%

Terminal EBITDA Multiple 6.14x Terminal Net Debt Free Cash Flow 2,712

Residual Enterprise Value 43,484 Residual TIC Value 32,293





Discounted Terminal Enterprise Value 25,063 18,613

Discounted Terminal Enterprise Value



Enterprise Value Conclusion :



Based on Terminal EBITDA Multiple 33,622

Based on Gordon Growth Model 27,172



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