IPO SCOOP Rating Scorecard
(First published in May 2000)
Year IPOs Priced Calls On Target Missed Batting Average
2000 256 237 208 29 87.76%
2001 96 94 78 16 82.98%
2002 85 82 69 13 84.15%
2003 84 80 69 11 86.25%
2004 248 232 201 31 86.64%
2005 236 226 198 28 87.61%
2006 240 237 212 25 89.45%
2007 279 256 230 26 89.84%
2008 50 47 43 4 91.49%
2009 63 61 50 11 81.97%
2010 165 160 142 18 88.75%
2011 130 130 117 13 90.00%
Totals: 1,932 1,842 1,617 225 87.79%
Legend:
IPOs Priced Number of IPOs priced during the year
Calls Number of SCOOP ratings issued
On Target Number of correct calls, including deals that traded better than the
call, deals traded within the call and pre-trading adjustments due to
changes made in finial pricing terms.
Missed Number of blown calls
Offering Opening 1st Day 1st Day % $ Change
Trade Date Issuer Symbol Lead/Joint-Lead Managers
Price Price Close Px Chng Opening
5/12/2000 Sequoia Software SQSW Lehman Brothers $8.00 $10.25 $10.06 25.78% $2.25
5/18/2000 US Unwired UNWR Donaldson Lufkin & Jenrette $11.00 $11.03 $11.06 0.57% $0.03
5/18/2000 Nogatech NGTC W.R. Hambrecht+Co $12.00 $11.88 $9.41 -21.61% -$0.13
5/18/2000 iBEAM Broadcasting IBEM Morgan Stanley Dean Witter $10.00 $11.50 $14.00 40.00% $1.50
5/18/2000 New Focus NUFO Credit Suisse First Boston $20.00 $40.00 $51.00 155.00% $20.00
5/19/2000 CoolSavings.com CSAV Chase H&Q $7.00 $7.00 $5.53 -20.98% $0.00
5/19/2000 PixelWorks PXLW Salomon Smith Barney $10.00 $11.25 $10.89 8.91% $1.25
5/19/2000 Parthus Technologies PRTH Goldman, Sachs $12.60 $20.00 $20.81 65.18% $7.40
5/23/2000 Integrated Circuit Systems ICST Credit Suisse First Boston $13.00 $13.00 $12.00 -7.69% $0.00
5/24/2000 Universal Compression Holdings UCO Merrill Lynch $22.00 $23.25 $22.06 0.28% $1.25
5/24/2000 Centillium Communications CTLM Credit Suisse First Boston $19.00 $20.25 $22.88 20.39% $1.25
5/25/2000 Stanford Microdevices SMDI Deutsche Banc Alex Brown $12.00 $12.00 $13.75 14.58% $0.00
5/25/2000 Sonus Networks SONS Goldman, Sachs $23.00 $32.00 $50.50 119.57% $9.00
5/31/2000 First Horizon Pharmaceutical FHRX Chase H&Q $8.00 $8.00 $8.00 0.00% $0.00
5/31/2000 NRG Energy NRG Salomon Smith Barney $15.00 $15.88 $16.63 10.83% $0.88
6/1/2000 CrossWorlds Software CWLD Chase H&Q $10.00 $10.00 $10.13 1.25% $0.00
6/1/2000 ONI Systems ONIS Goldman, Sachs $25.00 $80.00 $82.56 230.25% $55.00
6/2/2000 EXULT EXLT Merrill Lynch $10.00 $10.06 $10.00 0.00% $0.06
6/7/2000 UbiquiTel UPCS Donaldson, Lufkin & Jenrette $8.00 $7.94 $7.69 -3.91% -$0.06
6/9/2000 Community Health Systems CYH Merrill Lynch $13.00 $13.38 $13.69 5.29% $0.38
6/13/2000 Intuitive Surgical ISRG Lehman Brothers $9.00 $9.00 $9.03 0.35% $0.00
6/13/2000 Take To Auction TTA Noble International Investments $8.00 $7.81 $8.50 6.25% -$0.19
6/14/2000 August Technology AUGT Needham $12.00 $15.25 $15.19 26.56% $3.25
6/14/2000 Rediff.com India REDF Goldman, Sachs $12.00 $21.00 $19.31 60.94% $9.00
6/15/2000 OSCA OSCA Salomon Smith Barney $15.50 $17.00 $17.63 13.71% $1.50
6/16/2000 Dendreon DNDN Prudential Vector Healthcare $10.00 $10.03 $9.69 -3.13% $0.03
6/20/2000 Silverline Technologies SLT Salomon Smith Barney $25.00 $30.50 $32.00 28.00% $5.50
6/21/2000 China Unicom CHU Morgan Stanley Dean Witter & China Intl. $19.99 $22.00 $22.38 11.93% $2.01
6/21/2000 Cepheid CPHD UBS Warburg $6.00 $6.25 $9.00 50.00% $0.25
6/21/2000 Handspring HAND Credit Suisse First Boston $20.00 $27.00 $26.94 34.69% $7.00
6/22/2000 ClickSoftware CKSW Lehman Brothers $7.00 $7.00 $7.00 0.00% $0.00
6/23/2000 Charles River Laboratories CRL Donaldson Lufkin & Jenrette/Lehman Brothers $16.00 $19.50 $22.00 37.50% $3.50
6/23/2000 Accelerated Networks ACCL Credit Suisse First Boston $15.00 $33.00 $47.88 219.17% $18.00
6/23/2000 Manufacturers Services MSV Donaldson Lufkin & Jenrette $16.00 $20.75 $21.25 32.81% $4.75
6/23/2000 QualStar QBAK First Van Kasper/Needham $7.00 $7.56 $7.72 10.27% $0.56
6/27/2000 eFunds EFDS Lehman Brothers $13.00 $13.03 $13.00 0.00% $0.03
6/27/2000 Click Commerce CKCM Morgan Stanley Dean Witter $10.00 $14.00 $17.63 76.25% $4.00
6/27/2000 Marvell Technology Group MRVL Goldman, Sachs $15.00 $47.50 $56.63 277.50% $32.50
6/27/2000 Stratos Lightwave STLW Lehman Brothers $21.00 $50.00 $34.13 62.50% $29.00
6/28/2000 Genuity GENU Morgan Stanley Dean Witter/Salomon Smith Barney $11.00 $10.75 $9.41 -14.49% -$0.25
6/29/2000 Accord Networks ACCD CIBC World Markets $11.00 $11.00 $8.94 -18.75% $0.00
6/29/2000 CareScience CARE Deutsche Banc Alex. Brown $12.00 $11.25 $10.02 -16.54% -$0.75
6/29/2000 CapStone Turbine CPST Goldman, Sachs $16.00 $27.38 $47.98 199.90% $11.38
6/29/2000 Virage VRGE Credit Suisse First Boston $11.00 $14.50 $16.88 53.41% $3.50
6/30/2000 Netease.com NTES Merrill Lynch $15.50 $15.31 $12.13 -21.77% -$0.19
6/30/2000 Mobile Telesystems MBT DBAB/ING $21.50 $21.50 $22.38 4.07% $0.00
6/30/2000 Mobility Electronics MOBE Deutsche Banc Alex. Brown $12.00 $13.00 $13.00 8.33% $1.00
6/30/2000 Exfo Electro-Optical Engineering EXFO Merrill Lynch $26.00 $45.88 $43.88 68.75% $19.88
6/30/2000 Precise Software Soluntions PRSE Merrill Lynch $16.00 $18.75 $24.00 50.00% $2.75
6/30/2000 StorageNetworks STOR Goldman, Sachs $27.00 $92.00 $90.25 234.26% $65.00
7/7/2000 InfoVista SA IVTA Lehman Brothers $12.23 $15.50 $30.50 149.39% $3.27
7/11/2000 ASAT Holdings ASTT Chase H&Q $12.00 $12.00 $11.00 -8.33% $0.00
7/11/2000 Axcelis Technologies ACLS Goldman, Sachs/Morgan Stanley Dean Witter $22.00 $27.50 $23.94 8.81% $5.50
7/11/2000 Entegris ENTG Merrill Lynch $11.00 $10.88 $11.19 1.70% -$0.13
7/11/2000 Turkcell TKC Goldman Sachs/Morgan Stanlet Dean Witter $17.60 $18.00 $17.63 0.14% $0.40
7/12/2000 divine interVentures DVIN Robertson Stephens $9.00 $8.50 $8.78 -2.43% -$0.50
7/12/2000 Sohu.com SOHU Credit Suisse First Boston $13.00 $13.31 $13.00 0.00% $0.31
7/13/2000 I-Many IMNY Robertson Stephens $9.00 $9.03 $12.48 38.72% $0.03
7/13/2000 Network Engines NENG Donaldson Lufkin & Jenrette $17.00 $28.00 $29.00 70.59% $11.00
7/13/2000 Sunrise Telecom SRTI Chase H&Q $15.00 $31.00 $40.31 168.75% $16.00
7/13/2000 Triton Network Systems TNSI Credit Suisse First Boston $15.00 $35.00 $38.88 159.17% $20.00
7/14/2000 OmniVision Technologies OVTI Robertson Stephens $13.00 $27.00 $34.00 161.54% $14.00
7/14/2000 Pain Therapeutics PTIE Thomas Weisel $12.00 $14.50 $21.88 82.29% $2.50
7/18/2000 deCODE Genetics DCGN Morgan Stanley Dean Witter $18.00 $28.50 $24.00 33.33% $10.50
7/18/2000 Transgenomic TBIO Chase H&Q $15.00 $22.00 $25.88 72.50% $7.00
7/19/2000 Argonaut Technologies AGNT UBS Warburg $15.00 $25.00 $23.44 56.25% $10.00
7/19/2000 Support.com SPRT Credit Suisse First Boston $14.00 $25.50 $32.63 133.04% $11.50
7/20/2000 Airspan Networks AIRN Credit Suisse First Boston $15.00 $41.50 $31.94 112.92% $26.50
7/20/2000 Vascular Solutions VASC Salomon Smith Barney $12.00 $16.00 $16.19 34.90% $4.00
7/21/2000 Corio CRIO Goldman, Sachs $14.00 $21.50 $19.69 40.63% $7.50
7/21/2000 SMTC SMTX Lehman Brothers/RBC Dominion $16.00 $21.00 $25.38 58.59% $5.00
7/21/2000 Talarian TALR Lehman Brothers $14.00 $25.88 $22.75 62.50% $11.88
7/21/2000 Variagenics VGNX Credit Suisse First Boston $14.00 $22.75 $24.50 75.00% $8.75
7/25/2000 Interland ILND Bear, Stearns $12.00 $10.75 $8.94 -25.52% -$1.25
7/25/2000 Blue Martini Software BLUE Goldman, Sachs $20.00 $43.00 $54.78 173.91% $23.00
7/25/2000 Evoke EVOK Salomon Smith Barney $8.00 $7.88 $8.13 1.56% -$0.13
7/26/2000 Gemini Genomics GMNI SG Cowen $14.00 $15.00 $20.00 42.86% $1.00
7/27/2000 Discovery Partners Internatonal DPII Chase H&Q $18.00 $18.00 $19.75 9.72% $0.00
7/27/2000 MainSpring Communications MSPR Morgan Stanley Dean Witter $12.00 $15.00 $14.31 19.27% $3.00
7/27/2000 TyCom TCM GS/SSB/ML $32.00 $38.00 $36.06 12.70% $6.00
7/27/2000 Applied Molecular Evolution AMEV CIBC World Markets $19.00 $25.00 $30.88 62.50% $6.00
7/27/2000 RITA Medical Systems RITA Salomon Smith Barney $12.00 $13.06 $14.38 19.79% $1.06
7/28/2000 Keryx Biopharmaceuticals KERX Roth Capital $10.00 $9.50 $10.06 0.63% -$0.50
7/28/2000 Avici Systems AVCI Morgan Stanley Dean Witter $31.00 $90.00 $96.75 212.10% $59.00
7/28/2000 Camtek CAMT CIBC World Markets $7.00 $6.50 $6.00 -14.29% -$0.50
7/28/2000 Genencor International GCOR Merrill Lynch $18.00 $22.50 $21.63 20.14% $4.50
7/28/2000 ValiCert VLCT Deutsche Banc Alex. Brown/Merrill Lynch $10.00 $10.00 $11.88 18.75% $0.00
7/28/2000 Arena Pharmaceuticals ARNA ING Barings $18.00 $24.00 $25.00 38.89% $6.00
7/28/2000 Corvis CORV Credit Suisse First Boston $36.00 $74.00 $84.72 135.33% $38.00
7/28/2000 Illumina ILMN Goldman, Sachs $16.00 $29.88 $39.17 144.82% $13.88
7/28/2000 Lexent LXNT Credit Suisse First Boston $15.00 $20.00 $25.56 70.42% $5.00
7/28/2000 WebEx WEBX Goldman, Sachs $14.00 $18.00 $33.06 136.16% $4.00
8/1/2000 Virage Logic VIRL Lehman Brothers $12.00 $12.06 $12.44 3.65% $0.06
8/1/2000 Convergent Group CVGP Robertson Stephens $7.00 $7.63 $7.00 0.00% $0.63
8/1/2000 Tripath Technology TRPH Salomon Smith Barney $10.00 $9.75 $10.06 0.63% -$0.25
8/1/2000 Western Multiplex WMUX Salomon Smith Barney $12.00 $13.50 $14.00 16.67% $1.50
8/1/2000 SpeechWorks International SPWX Chase H&Q $20.00 $45.00 $56.75 183.75% $25.00
8/2/2000 eRoom System Technologies ERMS Donald $6.50 $6.38 $6.13 -5.77% -$0.13
8/2/2000 Genaissance Pharmaceuticals GNSC Deutsche Banc Alex. Brown $13.00 $15.00 $16.13 24.04% $2.00
8/2/2000 OPNET Technologies OPNT Morgan Stanley Dean Witter $13.00 $18.00 $18.50 42.31% $5.00
8/2/2000 California Pizza Kitchen CPKI Banc of America/Deutsche Banc Alex. Brown $15.00 $20.00 $20.25 35.00% $5.00
8/2/2000 Entravision Communications EVC DLJ/CSFB/ML $16.50 $18.63 $19.00 15.15% $2.13
8/2/2000 Floware Wireless Systems FLRE Credit Suisse First Boston $13.00 $18.50 $18.14 39.54% $5.50
8/3/2000 iAsiaWorks IAWK Goldman Sachs $13.00 $10.50 $9.50 -26.92% -$2.50
8/3/2000 Screaming Media.com SCRM Credit Suisse First Boston $12.00 $11.13 $10.50 -12.50% -$0.88
8/3/2000 Versicor VERS Lehman Brothers $11.00 $11.03 $9.91 -9.94% $0.03
8/3/2000 Deltagen DGEN Salomon Smith Barney $15.00 $18.00 $19.00 26.67% $3.00
8/3/2000 Rosetta Inpharmatics RSTA Lehman Brothers $14.00 $16.25 $17.88 27.68% $2.25
8/3/2000 Inspire Phamaceuticals ISPH Deutsche Banc Alex Brown $14.25 $18.00 $18.50 29.82% $3.75
8/3/2000 Resonate RSNT Goldman, Sachs $21.00 $46.00 $36.13 72.02% $25.00
8/3/2000 SignalSoft SGSF Salomon Smith Barney $17.00 $25.00 $21.88 28.68% $8.00
8/4/2000 CrossWave Communications (CWCI) CWCI Goldman, Sachs $14.00 $14.00 $14.06 0.45% $0.00
8/4/2000 EXE Technologies EXEE Donaldson Lufkin & Jenrette/Salomon Smith Barney $8.00 $8.03 $8.13 1.56% $0.03
8/4/2000 Innovative Solutions and Support ISSC Friedman Billings Ramsey $11.00 $10.63 $12.19 10.80% -$0.38
8/4/2000 Lantronix LTRX Donaldson Lufkin & Jenrette $10.00 $8.50 $8.00 -20.00% -$1.50
8/4/2000 3-Dimentional Pharmaceuticals DDDP Bear, Stearns $15.00 $19.00 $19.13 27.50% $4.00
8/4/2000 Bruker Daltonics BDAL UBS Warburg $13.00 $20.44 $23.13 77.88% $7.44
8/4/2000 Microtune TUNE Goldman Sachs $16.00 $27.00 $30.13 88.28% $11.00
8/4/2000 Ceragon Networks (Giganet-GGNT) CRNT Morgan Stanley Dean Witter $17.00 $28.00 $22.50 32.35% $11.00
8/8/2000 Advanced Power Technology APTI Stephens $15.00 $16.00 $17.00 13.33% $1.00
8/8/2000 AOL Latin America AOLA Salomon Smith Barney/DLJ $8.00 $7.94 $8.44 5.47% -$0.06
8/8/2000 Medicines (The) MDCO J.P. Morgan $16.00 $17.94 $21.69 35.55% $1.94
8/8/2000 Pemstar PMTR Lehman Brothers $11.00 $11.38 $13.50 22.73% $0.38
8/8/2000 Mind C.T.I. Ltd MNDO Lehman Brothers $10.00 $10.00 $10.00 0.00% $0.00
8/8/2000 Active Power ACPW Goldman, Sachs $17.00 $40.00 $52.75 210.29% $23.00
8/8/2000 TeleCommunications Systems TSYS Chase H&Q/DeutscheBanc Alex. Brown $17.00 $22.50 $25.00 47.06% $5.50
8/9/2000 Tvia TVIA Banc of America Securities $11.00 $11.00 $11.00 0.00% $0.00
8/9/2000 ChipPAC CHPC Credit Suisse First Boston $12.00 $12.50 $13.00 8.33% $0.50
8/9/2000 Millennium Cell MCEL Morgan Keegan $10.00 $10.00 $10.00 0.00% $0.00
8/9/2000 Repeater Technologies RPTR US Bancorp Piper Jaffray $9.00 $17.00 $8.75 -2.78% $8.00
8/9/2000 AtheroGenics AGIX Chase H&Q $8.00 $8.25 $8.00 0.00% $0.25
8/9/2000 Radview Software RDVW Donaldson Lufkin & Jenrette $10.00 $9.03 $10.03 0.31% -$0.97
8/9/2000 Pharsight PHST Donaldson Lufkin & Jenrette $10.00 $9.06 $10.03 0.31% -$0.94
8/9/2000 H Power HPOW Lehman Brothers $16.00 $18.00 $27.00 68.75% $2.00
8/9/2000 McData MCDT Credit Suisse First Boston $28.00 $73.00 $85.56 205.58% $45.00
8/10/2000 Regeneration Technologies RTIX Banc of America Securities $14.00 $16.31 $14.13 0.89% $2.31
8/10/2000 Esperion Theraputics ESPR Robertson Stephens $9.00 $9.56 $11.75 30.56% $0.56
8/10/2000 Orient-Express Hotels OEH Merrill Lynch/Lazard $19.00 $19.25 $19.75 3.95% $0.25
8/10/2000 VINA Technologies VINA Lehman Brothers $12.00 $13.06 $13.50 12.50% $1.06
8/10/2000 Evolve Software EVLV Credit Suisse First Boston $9.00 $9.00 $18.00 100.00% $0.00
8/10/2000 Large Scale Biology LSBC J.P. Morgan $17.00 $26.00 $21.88 28.68% $9.00
8/11/2000 AMMD
American Medical Systems Holdings US Bancorp Piper Jaffray $11.00 $11.03 $11.56 5.11% $0.03
8/11/2000 Compugen CGEN Robertson Stephens $10.00 $10.28 $11.13 11.25% $0.28
8/11/2000 Equinix EQIX Goldman Sachs/Salomon Smith Barney $12.00 $12.75 $13.13 9.38% $0.75
8/11/2000 Telik TELK Lehman Brothers $7.00 $7.03 $7.06 0.89% $0.03
8/11/2000 Lion Bioscience LEON Morgan Stanley Dean Witter $39.68 $55.50 $49.50 24.75% $15.82
8/15/2000 SynQuest SYNQ Bear, Stearns $7.00 $6.50 $7.00 0.00% -$0.50
8/15/2000 Lexar Media LEXR Chase H&Q $8.00 $8.03 $8.00 0.00% $0.03
8/15/2000 Dyax DYAX J.P. Morgan $15.00 $19.00 $25.75 71.67% $4.00
8/16/2000 o2wireless Solutions OTWO Chase H&Q $12.00 $12.06 $13.38 11.46% $0.06
8/16/2000 PeoplePC PEOP Chase H&Q $10.00 $10.00 $8.88 -11.25% $0.00
8/17/2000 Avistar Communications AVSR Chase H&Q $12.00 $12.06 $9.38 -21.88% $0.06
8/18/2000 Viasource Communications VVVV Donaldson, Lufkin & Jenrette $8.00 $8.02 $8.00 0.00% $0.02
8/18/2000 Integrated Telecom Express ITXI Lehman Brothers $18.00 $18.25 $24.88 38.19% $0.25
8/18/2000 PECO II PIII Robertson Stephens/CIBC World Markets $15.00 $21.25 $23.00 53.33% $6.25
8/18/2000 WJ Communications WJCI Chase H&Q $16.00 $34.00 $32.25 101.56% $18.00
8/22/2000 ISTA Pharmacauticals ISTA CIBC World Markets $10.50 $10.59 $10.75 2.38% $0.09
8/23/2000 02 Micro OIIM Roberston Stephens $9.00 $16.00 $20.77 130.73% $7.00
8/25/2000 ServiceWare Technologies SVCW C.E. Unterberg, Towbin $7.00 $8.50 $8.75 25.00% $1.50
9/19/2000 ViryaNet VRYA Chase H&Q $8.00 $8.03 $8.06 0.78% $0.03
9/19/2000 Chiles Offshore COD Credit Suisse First Boston $19.00 $21.06 $21.00 10.53% $2.06
9/21/2000 TTM Technologies TTMI Robertson Stephens $16.00 $19.75 $20.94 30.86% $3.75
9/21/2000 OmniSky OMNY Credit Suisse First Boston $12.00 $17.13 $17.64 47.01% $5.13
9/21/2000 Zengine ZNGN William Blair $13.00 $13.06 $14.13 8.65% $0.06
9/22/2000 Curon Medical CURN UBS Warburg $11.00 $11.75 $12.00 9.09% $0.75
9/22/2000 INRANGE Technologies INRG Salomon Smith Barney $16.00 $36.00 $46.25 189.06% $20.00
9/26/2000 CoSine Communications COSN Goldman, Sachs $23.00 $67.00 $63.06 174.18% $44.00
9/27/2000 HyDril HYDL Salomon Smith Barney/Credit Suisse First Boston $17.00 $19.00 $20.38 19.85% $2.00
9/27/2000 AvantGo AVGO Credit Suisse First Boston $12.00 $22.50 $20.00 66.67% $10.50
9/27/2000 EDEN Bioscience EDEN Merrill Lynch $15.00 $24.09 $24.06 60.42% $9.09
9/27/2000 Southern Energy SOE Goldman, Sachs/Morgan Stanley Dean Witter $22.00 $28.25 $28.88 31.25% $6.25
9/28/2000 ASUR ASR UBS Warburg $15.13 $15.25 $15.19 0.41% $0.13
9/28/2000 DURECT DRRX Morgan Stanley Dean Witter $12.00 $16.75 $14.41 20.05% $4.75
9/28/2000 University of Phoenix Online UOPX Credit Suisse First Boston $14.00 $14.00 $17.81 27.23% $0.00
9/28/2000 Vastera VAST Deutsche Banc Alex. Brown $14.00 $16.69 $17.25 23.21% $2.69
9/29/2000 atRoad ARDI Credit Suisse First Boston $9.00 $9.00 $7.19 -20.14% $0.00
9/29/2000 Head NV HED Morgan Stanley/Goldman Sachs $10.00 $7.75 $8.00 -20.00% -$2.25
9/29/2000 Simple Technology STEC Lehman Brothers $11.00 $11.06 $9.69 -11.93% $0.06
9/29/2000 Elastic Networks ELAS Chase H&Q $13.00 $14.06 $13.94 7.21% $1.06
9/29/2000 Genomica GNOM CIBC World Markets $19.00 $23.00 $19.44 2.30% $4.00
9/29/2000 Ciphergen Biosystems CIPH SG Cowen $16.00 $32.06 $32.00 100.00% $16.06
9/29/2000 Docent DCNT Deutsche Banc Alex. Brown $11.00 $13.00 $18.31 66.48% $2.00
9/29/2000 Proton Energy Systems PRTN Morgan Stanley Dean Witter $17.00 $30.50 $28.63 68.38% $13.50
9/29/2000 Wilson Greatbatch Technologies GB Donaldson Lufkin & Jenrette/Merrill Lynch $16.00 $20.00 $22.88 42.97% $4.00
10/3/2000 InforMax INMX Bear Stearns $16.00 $22.13 $21.25 32.81% $6.13
10/4/2000 New Skies Satellites NV NSK Goldman, Sachs/Morgan Stanley Dean Witter $9.00 $8.38 $8.06 -10.42% -$0.63
10/4/2000 Oplink Commuincations OPLK Robertson Stephens $18.00 $29.00 $33.63 86.81% $11.00
10/5/2000 Kosan Biosciences KOSN Lehman Brothers $14.00 $14.00 $14.00 0.00% $0.00
10/5/2000 Advanced Switching Commun. ASCX Morgan Stanley Dean Witter $15.00 $20.25 $18.00 20.00% $5.25
10/5/2000 Coach COH Goldman, Sachs $16.00 $20.00 $20.31 26.95% $4.00
10/5/2000 TNPC (The New Power Co.) NPW Credit Suisse First Boston/Donaldson Lufkin & Jenrette $21.00 $28.50 $27.00 28.57% $7.50
10/6/2000 Asia Global Crossing AGCX Goldman Sachs, Salomon Smith Barney $7.00 $7.00 $7.38 5.36% $0.00
10/11/2000 POZEN POZN US Bancorp Piper Jaffray $15.00 $15.03 $15.25 1.67% $0.03
10/11/2000 Watson Wyatt WW Deutsche Banc Alex. Brown $12.50 $14.88 $16.38 31.00% $2.38
10/11/2000 W-H Energy WHES CSFB/MSDW $16.50 $17.00 $14.25 -13.64% $0.50
10/12/2000 Introgen Therapeutics INGN SG Cowen $8.00 $8.52 $8.50 6.25% $0.52
10/12/2000 Synplicity SYNP Robertson Stephens $8.00 $8.47 $11.38 42.19% $0.47
10/17/2000 EndWave ENWV Deutsche Banc Alex. Brown $14.00 $14.91 $14.06 0.45% $0.91
10/17/2000 Regus REGS Merrill Lynch $18.79 $20.03 $19.88 5.77% $1.24
10/18/2000 Monsanto MON Goldman, Sachs $20.00 $20.00 $21.50 7.50% $0.00
10/18/2000 Ixia XXIA Merrill Lynch $13.00 $20.06 $20.50 57.69% $7.06
10/19/2000 China Petroleum & Chemical SNP Morgan Stanley Dean Witter $20.65 $20.63 $20.75 0.51% -$0.02
10/20/2000 Westport Resources WRC Credit Suisse First Boston $15.00 $16.00 $17.13 14.17% $1.00
10/20/2000 Alcatel Optronics ALAO Morgan Stanley Dean Witter $71.93 $69.00 $71.38 -0.76% -$2.93
10/26/2000 MediChem Life Sciences MCLS UBS Warburg $7.00 $7.03 $7.69 9.82% $0.03
10/27/2000 Crucell CRXL Goldman Sachs $14.89 $12.63 $12.75 -14.37% -$2.27
10/27/2000 Hydrogenics HYGS Salomon Smith Barney $12.00 $14.00 $12.25 2.08% $2.00
11/2/2000 Evergreen Solar ESLR Banc of America $14.00 $15.75 $19.00 35.71% $1.75
11/2/2000 Energy Partners EPL Merrill Lynch $15.00 $15.38 $14.50 -3.33% $0.38
11/2/2000 UTiWorldwide UTIW Bear Stearns $15.00 $15.06 $17.44 16.25% $0.06
11/3/2000 Optical Communication Products OCPI UBS Warburg $11.00 $18.00 $17.88 62.50% $7.00
11/7/2000 Transmeta TMTA MSDW/DBAB $21.00 $44.00 $45.25 115.48% $23.00
11/9/2000 Inficon IFCN Credit Suisse First Boston $12.66 $12.69 $12.50 -1.26% $0.03
11/9/2000 Go2Pharmacy GORX Utendhal Capital Partners $7.88 $7.38 $7.25 -7.94% -$0.50
11/10/2000 Computer Access Tech CATZ Robertson Stephens $12.00 $13.06 $15.44 28.65% $1.06
11/10/2000 Aerogen AEGN Chase H&Q $12.00 $12.25 $12.00 0.00% $0.25
11/10/2000 Luminent LMNE Credit Suisse First Boston $12.00 $12.06 $12.13 1.04% $0.06
11/13/2000 Syngenta AG SYT Morgan Stanley Dean Witter $9.63 $8.75 $8.63 -10.44% -$0.88
11/14/2000 Orion Power Holdings ORN Goldman, Sachs $20.00 $22.00 $20.00 0.00% $2.00
11/14/2000 Adolor ADLR Merrill Lynch/Lehman Brothers $15.00 $15.03 $17.38 15.83% $0.03
11/16/2000 Novatel Wireless NVTL Credit Suisse First Boston $8.00 $8.38 $9.00 12.50% $0.38
11/17/2000 Array BioPhama ARRY Lehman Brothers $7.50 $8.16 $8.75 16.67% $0.66
11/17/2000 Beacon Power BCON Salomon Smith Barney $6.00 $6.16 $6.72 11.98% $0.16
11/17/2000 Dynacare DNCR UBS Warburg $10.00 $10.19 $10.31 3.13% $0.19
11/21/2000 Alliance Fiber Optic AFOP Merrill Lynch $11.00 $11.02 $10.13 -7.95% $0.02
11/21/2000 ImagicTV IMTV Merrill Lynch $11.00 $11.03 $9.00 -18.18% $0.03
11/21/2000 Telekom Austria AG TKA Merrill Lynch $15.29 $14.00 $13.44 -12.12% -$1.29
11/22/2000 Telefonica Moviles TEM BBVA/CSFB $9.33 $9.25 $9.06 -2.91% -$0.08
11/29/2000 Rigel Pharmaceuticals RIGL Morgan Stanley Dean Witter $7.00 $7.25 $7.11 1.56% $0.25
12/4/2000 Telenor ASA TELN Goldman Sachs $13.63 $12.25 $12.56 -7.83% -$1.38
12/7/2000 Harvard Biosceince HBIO Thomas Weisel Partners $8.00 $8.52 $10.50 31.25% $0.52
12/8/2000 Garmin GRMN Credit Suisse First Boston/Merrill Lynch $14.00 $15.81 $20.00 42.86% $1.81
12/8/2000 Specialty Laboratories SP Merrill Lynch $16.00 $21.94 $23.31 45.70% $5.94
12/8/2000 W.P. Stewart & Co. WPL Goldman Sachs/Lazard $20.00 $22.06 $24.50 22.50% $2.06
12/11/2000 Gemplus GEMP Credit Suisse First Boston $10.69 $12.00 $13.38 25.12% $1.31
12/12/2000 GenVec GNVC J.P. Morgan $9.50 $10.56 $9.88 3.95% $1.06
12/15/2000 Resources Connection RECN Credit Suisse First Boston $12.00 $13.63 $16.00 33.33% $1.63
$ Change Star
Performed
Close Rating
$2.06 2
$0.06 1
-$2.59 1
$4.00 2
$31.00 3
-$1.47 1
$0.89 3
$8.21 3
-$1.00 1
$0.06 2
$3.88 3
$1.75 3
$27.50 4
$0.00 1
$1.63 2
$0.13 1
$57.56 4
$0.00 1
-$0.31 1
$0.69 2
$0.03 1
$0.50 1
$3.19 2
$7.31 3
$2.13 3
-$0.31 1
$7.00 1
$2.39 3
$3.00 1
$6.94 2
$0.00 1
$6.00 4
$32.88 2
$5.25 3
$0.72 1
$0.00 1
$7.63 3
$41.63 4
$13.13 4
-$1.59 1
-$2.06 3 Blown
-$1.98 1
$31.98 2
$5.88 3
-$3.38 3 Blown
$0.88 3 Blown
$1.00 3
$17.88 4
$8.00 3
$63.25 3
$18.27 3
-$1.00 3 Blown
$1.94 4
$0.19 1
$0.02 2
-$0.22 1
$0.00 1
$3.48 2
$12.00 4
$25.31 4
$23.88 3
$21.00 3
$9.88 3
$6.00 3
$10.88 4
$8.44 3
$18.63 3
$16.94 5
$4.19 2
$5.69 5
$9.38 2
$8.75 5
$10.50 3
-$3.06 3 Blown
$34.78 5
$0.13 1
$6.00 3
$1.75 3
$2.31 4
$4.06 4
$11.88 3
$2.38 2
$0.06 2 Blown
$65.75 5
-$1.00 3
$3.63 4
$1.88 3
$7.00 2
$48.72 4
$23.17 4
$10.56 3
$19.06 4
$0.44 3 Blown
$0.00 1
$0.06 1
$2.00 3
$36.75 4
-$0.38 1
$3.13 3
$5.50 4
$5.25 2
$2.50 2
$5.14 3
-$3.50 3 Blown
-$1.50 3 Blown
-$1.09 3 Blown
$4.00 3
$3.88 3
$4.25 2
$15.13 4
$4.88 3
$0.06 3 Blown
$0.13 1
$1.19 2
-$2.00 1
$4.13 2
$10.13 3
$14.13 4
$5.50 3
$2.00 3
$0.44 1
$5.69 3
$2.50 4
$0.00 1
$35.75 3
$8.00 4
$0.00 3 Blown
$1.00 3
$0.00 1
-$0.25 4
$0.00 1
$0.03 1
$0.03 1
$11.00 3
$57.56 4
$0.13 4 Blown
$2.75 3
$0.75 2
$1.50 1
$9.00 3
$4.88 3
$0.56 2 Blown
$1.13 3
$1.13 2
$0.06 1
$9.82 4
$0.00 1
$0.00 1
$10.75 3
$1.38 3
-$1.13 1
-$2.63 1
$0.00 1
$6.88 3
$8.00 3
$16.25 4
$0.25 1
$11.77 2
$1.75 1
$0.06 1
$2.00 2
$4.94 4
$5.64 2
$1.13 2
$1.00 3
$30.25 4
$40.06 5
$3.38 3
$8.00 3
$9.06 3
$6.88 3
$0.06 2 Blown
$2.41 3
$3.81 2
$3.25 4
-$1.81 2 Blown
-$2.00 2 Blown
-$1.31 4 Blown
$0.94 4
$0.44 3
$16.00 4
$7.31 3
$11.63 3
$6.88 3
$5.25 3
-$0.94 2 Blown
$15.63 5
$0.00 3 Blown
$3.00 4
$4.31 3
$6.00 3
$0.38 1
$0.25 3 Blown
$3.88 3
-$2.25 1
$0.50 2
$3.38 3
$0.06 3 Blown
$1.09 2
$1.50 3
$7.50 3
$0.11 2 Blown
$2.13 3
-$0.55 1
$0.69 2
-$2.14 3 Blown
$0.25 3
$5.00 3
-$0.50 1
$2.44 1
$6.88 3
$24.25 5
-$0.16 3 Blown
-$0.63 1
$3.44 4
$0.00 1
$0.13 1
-$1.01 2 Blown
$0.00 3 Blown
$2.38 3
$1.00 3
$1.25 2
$0.72 1
$0.31 1
-$0.88 1
-$2.00 1
-$1.85 1
-$0.27 2 Blown
$0.11 1
-$1.07 2 Blown
$2.50 2
$6.00 1
$7.31 3
$4.50 2
$2.69 1
$0.38 2
$4.00 2
Offering Opening 1st Day
Trade Date Issuer Symbol Lead/Joint-Lead Managers
Price Price Close
1/25/2001 Peet's Coffee & Tea PEET W.R. Hambracht $8.00 $8.13 $9.38
1/26/2001 Align Technology ALGN Deutsche Banc Alex. Brown $13.00 $14.75 $17.31
1/31/2001 EXACT Sciences EXAS Merrill Lynch $14.00 $14.75 $14.75
2/6/2001 ATP Oil & Gas ATPG Lehman Brothers $14.00 $14.06 $14.00
2/6/2001 Williams Energy Partners WEG Lehman Brothers/ Banc of America Securities $21.50 $24.00 $24.00
2/8/2001 KPMG Consulting KCIN Morgan Stanley Dean Witter $18.00 $20.44 $23.48
2/9/2001 Oil States International OIS Merrill Lynch/Credit Suisse First Boston $9.00 $9.02 $9.15
2/9/2001 Third Wave Tech TWTI Lehman Brothers $11.00 $11.00 $11.06
2/12/2001 AquaCell Technologies AQA Somerset Financial $5.00 $5.00 $5.00
2/13/2001 GMX Resources GMXR/GMXRW Paulson $8.00 $7.75 $8.00
2/16/2001 Riverstone Networks RSTN Morgan Stanley Dean Witter $12.00 $13.50 $13.06
2/21/2001 CNOOC CEO Merrill Lynch/Credit Suisse First Boston $15.40 $16.50 $16.12
3/2/2001 AFC Enterprises AFCE Goldman, Sachs/Credit Suisse First Boston $17.00 $19.50 $20.38
3/6/2001 Stelmar Shipping SJH Jefferies/Alpha Finance $12.00 $12.25 $12.25
3/7/2001 Seattle Genetics SGEN J.P. Morgan $7.00 $7.66 $8.25
3/9/2001 Encore Acquisition EAC Goldman, Sachs $14.00 $15.00 $14.55
3/9/2001 Loudcloud LDCL Goldman, Sachs/MSDW $6.00 $6.03 $6.14
3/16/2001 SureBeam SURE Merrill Lynch $10.00 $10.02 $8.59
3/21/2001 Verisity VRST Robertson Stephens $7.00 $8.38 $8.00
3/28/2001 Agere Systems AGR Morgan Stanley Dean Witter $6.00 $6.05 $6.02
4/5/2001 Select Medical SLMC Merrill Lynch $9.50 $9.56 $10.13
4/10/2001 Shamrock Logistics UDL Goldman Sachs $24.50 $27.55 $28.00
4/23/2001 Aquila ILA Lehman Brothers/Merrill Lynch $24.00 $29.75 $27.85
5/1/2001 Reliant Resources RRI Goldman Sachs/Credit Suisse First Boston $30.00 $34.00 $33.00
5/2/2001 BRIAZZ BRZZ WR Hambrecht + Co. $8.00 $8.05 $8.03
5/2/2001 Simplex Solutions SPLX Credit Suisse First Boston $12.00 $15.15 $21.20
5/8/2001 TASER International TASRU Paulson Investment $13.00 $12.50 $12.83
5/15/2001 Kinder Morgan Management KMR Goldman Sachs $70.41 $70.75 $70.50
5/17/2001 Tellium TELM Morgan Stanley Dean Witter $15.00 $21.81 $20.93
5/18/2001 Instinet Group LLC INET CS First Boston /DB Alex Brown $14.50 $17.00 $17.65
5/18/2001 Global Power Equip. Group GEG CS First Boston/Salomon Smith Barney $20.00 $29.50 $31.45
5/22/2001 Peabody Energy BTU Lehman Brothers $28.00 $36.00 $36.80
5/23/2001 Smith & Wollensky SWRG CE Unterberg Towbin $8.50 $8.51 $7.77
6/6/2001 Unilab ULAB Salomon Smith Barney/CF First Boston $16.00 $21.50 $23.00
6/7/2001 Torch Offshore TORC UBS Warburg $16.00 $18.11 $16.63
6/8/2001 Alliance Data Systems ADS Bear Stearns/Merrill Lynch $12.00 $13.19 $14.00
6/8/2001 United Surgical Partners USPI Credit Suisse First Boston $14.00 $15.11 $18.12
6/12/2001 General Maritime GMR Lehman Brothers $18.00 $18.00 $16.75
6/12/2001 Willis Group Holdings WSH Salomon Smith Barney $13.50 $16.50 $16.60
6/13/2001 Kraft Foods KFT Credit Suisse First Boston/Salomon Smith Barney $31.00 $31.50 $31.25
6/14/2001 Odyssey Re Holdings ORH Banc of America/CIBC World Markets $18.00 $17.80 $17.20
6/14/2001 FMC Technologies FTI Merrill Lymch $20.00 $21.55 $22.00
6/18/2001 STATOIL ASA STO Morgan Stanley Dean Witter/UBS Warburg $7.47 $7.48 $7.48
6/19/2001 Princeton Review REVU J.P. Morgan $11.00 $11.01 $9.50
6/20/2001 Phoenix Companies PNX Morgan Stanley Dean Witter/Merrill Lynch $17.50 $17.80 $16.76
6/21/2001 Multilink Technology MLTC Credit Suisse First Boston $9.00 $9.50 $11.90
6/27/2001 Galyan's Trading GLYN Goldman Sachs/Salomon Smith Barney $19.00 $20.00 $20.47
6/28/2001 Monolithic System Technology MOSY A.G. Edwards & Sons $10.00 $10.01 $11.22
7/13/2001 Wright Medical Group WMGI JP Morgan $12.50 $15.31 $15.61
7/19/2001 Accenture ACN Goldman Sachs/Morgan Stanley Dean Witter $14.50 $15.10 $15.17
7/20/2001 Natus Medical BABY Dain Rauscher Wessels $11.00 $11.50 $14.45
7/24/2001 MedCath MDTH Deutsche Banc Alex. Brown/Banc of America $25.00 $25.01 $25.87
7/26/2001 Inergy LP NRGY A.G. Edwards & Sons $22.00 $23.26 $23.00
7/27/2001 Alliance Imaging AIQ Deutsche Banc Alex. Brown/Salomon Smith Barney $13.00 $13.00 $13.15
7/27/2001 PDF Solutions PDFS Credit Suisse First Boston $12.00 $13.40 $15.15
7/31/2001 HPL Technologies HPLA UBS Warburg $11.00 $13.56 $13.35
8/2/2001 Bunge BG Morgan Stanley/Credit Suisse First Boston $16.00 $16.00 $16.00
8/7/2001 Omnicell OMCL US Bancorp Piper Jaffray $7.00 $7.20 $9.51
8/9/2001 Intier Automotive IAIA BMN Nesbitt Burns/Credit Suisse First Boston $13.72 $13.70 $14.00
8/10/2001 Mykrolis MYK Banc of America/Salomon Smith Barney $15.00 $17.25 $16.25
8/14/2001 Max Re Capital MXRE Morgan Stanley/Salomon Smith Barney $16.00 $15.80 $15.50
10/4/2001 Given Imaging GIVN Lehman Brothers/CSFirst Boston $12.00 $12.46 $12.47
10/11/2001 TheraSense THER US Bancorp Piper Jaffray $19.00 $24.25 $24.92
10/23/2001 Principal Financial Group PFG Goldman Sachs $18.50 $20.50 $21.00
10/25/2001 Penn Virginia Resources Partners PVR Lehman Brothers/UBS Warburg $21.00 $22.75 $22.70
10/25/2001 Cross Country CCRN Merrill Lynch/Salomon Smith Barney $17.00 $20.26 $20.37
10/30/2001 Anthem ATH Goldman Sachs $36.00 $40.50 $40.90
10/31/2001 LogicVision LGVN UBS Warburg $9.00 $9.71 $9.61
10/31/2001 Odyssey HealthCare ODSY Merrill Lynch $15.00 $15.90 $17.25
11/6/2001 AMERIGROUP AMGP Banc of America/UBS Warburg $17.00 $17.29 $20.90
11/13/2001 Advisory Board (The) ABCO CS First Boston/DB Alex Brown $19.00 $22.55 $24.25
11/13/2001 AMN Healthcare Services AHS Banc of America/UBS/JP Morgan $17.00 $21.00 $21.66
11/13/2001 Fisher & Paykel HealthCare FPHC Deutsche Banc Alex Brown $18.00 $21.55 $22.95
11/15/2001 dj Orthopedics DJO Goldman Sachs/JP Morgan $17.00 $17.00 $15.25
11/15/2001 BAM! Entertainment BFUN Jefferies/Morgan Keegan $8.00 $8.60 $8.71
11/15/2001 Weight Watchers International WTW CS First Boston/Goldman Sachs $24.00 $29.75 $29.50
11/16/2001 Diversity Security Group DVS GunnAllen Financial $7.00 $7.25 $8.14
11/16/2001 microHelix MHLXU Paulson Investment $6.00 $5.80 $5.85
11/20/2001 Magma Design Automation LAVA Credit Suisse First Boston $13.00 $18.25 $18.99
11/21/2001 MedicalCV MDCVU Equity Securities $4.50 $4.50 $4.00
11/21/2001 VCA Antech WOOF CS First Boston/Goldman Sachs $10.00 $9.10 $9.34
11/29/2001 MCG Capital MCGC Friedman, Billingd Ramsey $17.00 $15.50 $16.77
12/5/2001 Aluminum Corp of China (Chalco) ACH Morgan Stanley/ China Int'l/Merrill Lynch $17.69 $18.40 $18.27
12/7/2001 Lawson Software LWSN Lehman Brothers $14.00 $15.53 $15.82
12/11/2001 ARAMARK Worldwide RMK Goldman Sachs/JP Morgan $23.00 $26.00 $25.40
12/11/2001 Converium Holdings CHR UBS Warburg $24.59 $24.68 $24.59
12/12/2001 NetScreen Thecnologies NSCN Goldman Sachs $16.00 $23.76 $23.72
12/13/2001 Centene CNTE SG Cowen Securities $14.00 $14.27 $17.20
12/13/2001 Prudential Financial PRU Goldman, Sachs/Prudential Securities $27.50 $29.10 $29.30
12/13/2001 Nassda NSDA Robertson Stephens/SG Cowen $11.00 $15.25 $15.45
12/14/2001 Northwest Biotherapeutics NWBT C.E. Unterberg, Towbin $5.00 $5.10 $5.31
12/14/2001 United Defense Industries UDI Lehman Brothers/Goldman Sachs $19.00 $20.10 $19.27
12/14/2001 Bruker AXS BAXS UBS Warburg/Thomas Weisel Partners $6.00 $6.50 $6.50
12/14/2001 American Pharmaceutical Partners APPX CIBC World Markets $16.00 $18.15 $19.75
1st Day % $ Change $ Change Star
Performed
Px Chng Opening Close Rating
17.19% $0.13 $1.38 1
33.17% $1.75 $4.31 1
5.36% $0.75 $0.75 2
0.00% $0.06 $0.00 1
11.63% $2.50 $2.50 2
30.47% $2.44 $5.48 3
1.67% $0.02 $0.15 1
0.57% $0.00 $0.06 1
0.00% $0.00 $0.00 1
0.00% -$0.25 $0.00 1
8.85% $1.50 $1.06 2
4.68% $1.10 $0.72 1
19.85% $2.50 $3.38 3
2.08% $0.25 $0.25 3 Blown
17.86% $0.66 $1.25 1
3.93% $1.00 $0.55 2
2.34% $0.03 $0.14 1
-14.06% $0.02 -$1.41 1
14.29% $1.38 $1.00 2
0.33% $0.05 $0.02 2 Blown
6.58% $0.06 $0.63 1
14.29% $3.05 $3.50 3
16.04% $5.75 $3.85 3
10.00% $4.00 $3.00 4
0.37% $0.05 $0.03 1
76.67% $3.15 $9.20 2
-1.31% -$0.50 -$0.17 1
0.13% $0.34 $0.09 3 Blown
39.53% $6.81 $5.93 3
21.72% $2.50 $3.15 4
57.25% $9.50 $11.45 3
31.43% $8.00 $8.80 3
-8.59% $0.01 -$0.73 1
43.75% $5.50 $7.00 4
3.94% $2.11 $0.63 3
16.67% $1.19 $2.00 3
29.43% $1.11 $4.12 3
-6.94% $0.00 -$1.25 3 Blown
22.96% $3.00 $3.10 3
0.81% $0.50 $0.25 4 Blown
-4.44% -$0.20 -$0.80 3 Blown
10.00% $1.55 $2.00 3
0.13% $0.01 $0.01 1
-13.64% $0.01 -$1.50 3 Blown
-4.23% $0.30 -$0.74 3 Blown
32.22% $0.50 $2.90 2
7.74% $1.00 $1.47 3
12.20% $0.01 $1.22 2
24.88% $2.81 $3.11 2
4.62% $0.60 $0.67 3 Blown
31.36% $0.49 $3.45 3
3.48% $0.01 $0.87 3 Blown
4.55% $1.26 $1.00 3
1.15% $0.00 $0.15 1
26.25% $1.40 $3.15 2
21.36% $2.56 $2.35 2
0.00% $0.00 $0.00 2 Blown
35.86% $0.20 $2.51 2
2.04% -$0.02 $0.28 2 Blown
8.33% $2.25 $1.25 2
-3.13% -$0.20 -$0.50 1
3.92% $0.46 $0.47 2 Blown
31.16% $5.25 $5.92 2
13.51% $2.00 $2.50 2
8.10% $1.75 $1.70 3
19.82% $3.26 $3.37 3
13.61% $4.50 $4.90 3
6.78% $0.71 $0.61 2 Blown
15.00% $0.90 $2.25 3
22.94% $0.29 $3.90 3
27.63% $3.55 $5.25 3
27.41% $4.00 $4.66 3
27.50% $3.55 $4.95 2
-10.29% $0.00 -$1.75 3 Blown
8.88% $0.60 $0.71 2
22.92% $5.75 $5.50 3
16.29% $0.25 $1.14 1 Blown
-2.50% -$0.20 -$0.15 1
46.08% $5.25 $5.99 3
-11.11% $0.00 -$0.50 1
-6.60% -$0.90 -$0.66 1
-1.35% -$1.50 -$0.23 1
3.28% $0.71 $0.58 1
13.00% $1.53 $1.82 2
10.43% $3.00 $2.40 3
0.00% $0.09 $0.00 1
48.25% $7.76 $7.72 3
22.86% $0.27 $3.20 3
6.55% $1.60 $1.80 3
40.45% $4.25 $4.45 3
6.20% $0.10 $0.31 1
1.42% $1.10 $0.27 3
8.33% $0.50 $0.50 1
23.44% $2.15 $3.75 2
Offering Opening 1st Day
Trade Date Issuer Symbol Lead/Joint-Lead Managers
Price Price Close
1/28/2002 Synaptics SYNA Bear Stearns $11.00 $13.11 $13.11
2/1/2002 ZymoGenetics ZGEN Lehman Brothers/Merrill Lynch $12.00 $12.01 $12.05
2/1/2002 Carolina Group (Loews Corp.) CG Salomon Smith Barney/Morgan Stanley $28.00 $30.05 $29.10
2/5/2002 Sunoco Logistics Partners SXL Lehman Brothers $20.25 $21.25 $22.10
2/7/2002 ManTech International MANT Jefferies $16.00 $17.10 $18.21
2/8/2002 Wimm Bill Dann Foods WBD ING Barings $19.50 $22.00 $22.60
2/13/2002 GameStop GME Salomon Smith Barney $18.00 $19.50 $20.10
2/15/2002 PayPal PYPL Salomon Smith Barney $13.00 $15.41 $20.09
2/22/2002 PETCO Animal Supplies PETC Merrill Lynch/Morgan Stanley $19.00 $19.36 $20.00
2/27/2002 Integrated Defense IDE Credit Suisse First Boston $22.00 $26.75 $25.00
3/5/2002 Tsakos Energy Navigation TNP JP Morgan $15.00 $15.90 $15.10
3/12/2002 WCI Communities WCI UBS Warburg $19.00 $22.60 $22.67
3/12/2002 Anteon International ANT Goldman Sachs $18.00 $21.00 $20.05
3/14/2002 Asbury Automotive Group ABG Goldman Sachs/Merrill Lynch $16.50 $16.90 $16.80
3/21/2002 Alcon ACL CS First Boston/Merrill Lynch $33.00 $33.90 $34.00
3/22/2002 Travelers Property Casualty TAP.A Salomon Smith Barney $18.50 $19.55 $19.56
3/27/2002 MedSource Technologies MEDT Morgan Stanley $12.00 $12.51 $13.00
4/9/2002 Empire Financial Holding EFH Keefe Bruyette $6.00 $6.00 $5.35
4/12/2002 Ribapharm RNA UBS Warburg $10.00 $10.00 $10.80
4/12/2002 JetBlue Airways JBLU Morgan Stanley/Merrill Lynch $27.00 $37.52 $45.00
4/18/2002 ExpressJet Holdings XJT Salomon Smith Barney/Morgan Stanley $16.00 $17.10 $16.00
4/18/2002 Medical Staffing Network Holdings MRN Lehman Brothers $19.00 $23.00 $21.50
4/24/2002 Heritage Property Invest. Trust HTG Merrill Lynch $25.00 $25.10 $25.05
4/25/2002 DOV Pharmaceutical DOVP CIBC World Markets/Lehman Brothers $13.00 $11.25 $8.70
4/29/2002 Premcor PCO Morgan Stanley/Credit Suisse First Boston $24.00 $27.75 $28.25
5/3/2002 LIN TV TVL Deutsche Bank Securities $22.00 $23.00 $25.00
5/7/2002 Quinton Cardiology Systems QUIN Adams Harkness $7.00 $7.50 $7.19
5/9/2002 Regal Entertainment Group RGC CS First Boston/Lehman Brothers $19.00 $22.00 $21.75
5/16/2002 Verint Systems VRNT Lehman Brothers $16.00 $16.10 $14.49
5/16/2002 Dickie Walker Marine DWMA Schneider Securities $5.00 $5.26 $5.32
5/16/2002 Aeropostale ARO Bear Stearns/Merrill Lynch $18.00 $24.90 $27.75
5/17/2002 Kyphon KYPH US Bancorp Piper Jaffray $15.00 $18.31 $17.05
5/21/2002 MarkWest Energy Partners MWE AG Edwards/RBC Capital $20.50 $21.50 $20.55
5/21/2002 Computer Programs and Systems CPSI Morgan Keegan/Raymond James $16.50 $17.50 $18.12
5/22/2002 Liquidmetals Technologies LQMT Merrill Lynch $15.00 $15.01 $15.03
5/23/2002 Altiris ATRS CS First Boston $10.00 $9.00 $8.87
5/23/2002 Eon Labs ELAB CS First Boston/Goldman Sachs $15.00 $15.01 $15.05
5/23/2002 Netflix NFLX Merrill Lynch $15.00 $16.19 $16.75
5/24/2002 SRA International SRX Salomon Smith Barney $18.00 $22.25 $22.70
5/30/2002 Overstock.com OSTK WR Hambrecht+Co $13.00 $13.50 $13.03
6/4/2002 Plumtree Software PLUM Goldman Sachs $8.50 $9.61 $8.50
6/5/2002 Veridian VNX Credit Suisse First Boston $16.00 $18.00 $18.15
6/12/2002 Pacer International PACR CS First Boston/Bear Stearns $15.00 $15.00 $15.95
6/18/2002 Printcafe Software PCAF UBS Warburg $10.00 $10.01 $8.00
6/20/2002 CTI Molecular Imaging CTMI Credit Suisse First Boston $17.00 $17.35 $19.50
6/25/2002 Big 5 Sporting Goods BGFV Credit Suisse First Boston $13.00 $13.01 $13.17
6/27/2002 Hewitt Associates HEW Goldman Sachs $19.00 $22.00 $23.50
6/28/2002 MTC Technologies MTCT Legg Mason Wood Walker $17.00 $20.01 $18.80
6/28/2002 Inveresk Research Group IRGI Bear Stearns/UBS Warburg $13.00 $13.01 $13.01
7/1/2002 CIT Group CIT Goldman Sachs/Lehman Brothers $23.00 $23.00 $22.00
7/11/2002 Kirkland's KIRK Merrill Lynch $15.00 $15.10 $14.85
7/12/2002 HealtheTech HETC UBS Warburg/CS First Boston $7.50 $7.74 $7.60
7/19/2002 Red Robin Gourmet Burgers RRGB Banc of America/US Bancorp Piper Jaffray $12.00 $12.26 $12.22
7/23/2002 Pacific Energy Partners PPX Salomon Smith Barney $19.50 $19.50 $19.00
7/25/2002 LeapFrog Enterprises LF Merrill Lynch/Salomon Smith Barney $13.00 $15.50 $15.85
8/16/2002 Windrose Medical Properties Trust WRS Ferris, Baker Watts/Morgan Keegan $12.00 $12.00 $12.00
10/10/2002 Montpelier Re Holdings MRH Morgan Stanley/BofA/CS First Boston $20.00 $22.00 $23.50
10/10/2002 Newcastle Investment NCT Bear Stearns/Lehman Brothers $13.00 $13.00 $12.50
10/11/2002 Natural Resource Partners NRP Salomon Smith Barney/Lehman Brothers $20.00 $20.00 $19.40
10/11/2002 Enbridge Energy Management LLC EEQ Goldman Sachs $39.00 $38.25 $36.99
10/16/2002 Dick's Sporting Goods DKS Merrill Lynch/Goldman Sachs $12.00 $12.25 $13.15
10/16/2002 Taylor Capital Group TAYC Keefe, Bruyette/Stifel Nicolaus $16.50 $17.75 $16.95
10/22/2002 U.S.I. Holdings USIH Merrill Lynch/JP Morgan $10.00 $10.01 $10.00
10/25/2002 Wynn Resorts WYNN Deutsche Bank Securities/Bear Stearns/Banc of America $13.00 $13.01 $13.01
10/29/2002 Platinum Underwriters Holdings PTP GoldmanSachs/Merrill Lynch/SSB $22.50 $25.00 $24.99
10/29/2002 Platinum Underwriters Holdings PTP Pr M GoldmanSachs/Merrill Lynch/SSB $25.00 $27.13 $27.46
11/1/2002 Martin Midstream Partners LP MMLP Raymond James $19.00 $19.00 $17.70
11/6/2002 Harrington West Financial Group HWFG RBC Capital Markets $12.00 $11.90 $12.20
11/8/2002 Portfolio Recovery Associates PRAA William Blair/US Bancorp Piper Jaffray $13.00 $14.75 $15.45
11/8/2002 WellChoice WC Credit Suisse First Boston $25.00 $28.50 $27.20
11/12/2002 SI International SINT Wachovia/Legg Mason $14.00 $14.01 $14.00
11/14/2002 China Telecom CHA Morgan Stanley/Merrill Lynch/ China Int'l $18.98 $18.75 $17.96
11/15/2002 Constar International CNST Salomon Smith Barney/Deutsche Bank $12.00 $12.00 $11.85
11/20/2002 IMPAC Medical Systems IMPC Thomas Weisel Partners $15.00 $16.05 $17.72
11/22/2002 Cosi COSI William Blair $7.00 $7.50 $7.60
11/22/2002 Safety Insurance Group SAFT CSFirst Boston/Jefferies $12.00 $12.05 $12.90
12/6/2002 Chicago Mercantile Exchange CME Morgan Stanley/UBS Warburg $35.00 $39.00 $42.90
12/11/2002 Seagate Technology Holdings STX Morgan Stanley/Salomon Smith Barney $12.00 $11.50 $11.50
12/12/2002 Crosstex Energy LP XTEX A.G. Edwrads & Sons $20.00 $20.10 $20.10
12/18/2002 Commercial Capital Bancorp CCBI Sandler O'Neill/Friedman Billings $8.00 $8.25 $8.00
12/18/2002 VistaCare VSTA Lehman Brothers/SG Cowen $12.00 $13.05 $15.05
12/19/2002 Ohio Legacy OLCB Friedman Billings Ramsey $8.50 $8.55 $8.50
1st Day % $ Change $ Change Star
Performed
Px Chng Opening Close Rating
19.18% $2.11 $2.11 2
0.42% $0.01 $0.05 1
3.93% $2.05 $1.10 3
9.14% $1.00 $1.85 3
13.81% $1.10 $2.21 3
15.90% $2.50 $3.10 2
11.67% $1.50 $2.10 3
54.54% $2.41 $7.09 3
5.26% $0.36 $1.00 2
13.64% $4.75 $3.00 3
0.67% $0.90 $0.10 1
19.32% $3.60 $3.67 3
11.39% $3.00 $2.05 3
1.82% $0.40 $0.30 3 Blown
3.03% $0.90 $1.00 3
5.73% $1.05 $1.06 3
8.33% $0.51 $1.00 1
-10.83% $0.00 -$0.65 1
8.00% $0.00 $0.80 1
66.67% $10.52 $18.00 3
0.00% $1.10 $0.00 3
13.16% $4.00 $2.50 3
0.20% $0.10 $0.05 2 Blown
-33.08% -$1.75 -$4.30 1
17.71% $3.75 $4.25 3
13.64% $1.00 $3.00 3
2.71% $0.50 $0.19 1
14.47% $3.00 $2.75 2
-9.44% $0.10 -$1.51 2 Blown
6.40% $0.26 $0.32 1
54.17% $6.90 $9.75 3
13.67% $3.31 $2.05 2
0.24% $1.00 $0.05 2
9.82% $1.00 $1.62 2
0.20% $0.01 $0.03 2 Blown
-11.30% -$1.00 -$1.13 2 Blown
0.33% $0.01 $0.05 3 Blown
11.67% $1.19 $1.75 3
26.11% $4.25 $4.70 3
0.23% $0.50 $0.03 1
0.00% $1.11 $0.00 2
13.44% $2.00 $2.15 3
6.33% $0.00 $0.95 3 Blown
-20.00% $0.01 -$2.00 1
14.71% $0.35 $2.50 2
1.31% $0.01 $0.17 1
23.68% $3.00 $4.50 3
10.59% $3.01 $1.80 3
0.08% $0.01 $0.01 1
-4.35% $0.00 -$1.00 1
-1.00% $0.10 -$0.15 1
1.33% $0.24 $0.10 1
1.83% $0.26 $0.22 1
-2.56% $0.00 -$0.50 1
21.92% $2.50 $2.85 2
0.00% $0.00 $0.00 1
17.50% $2.00 $3.50 1 Blown
-3.85% $0.00 -$0.50 1
-3.00% $0.00 -$0.60 2 Blown
-5.15% -$0.75 -$2.01 1
9.58% $0.25 $1.15 2
2.73% $1.25 $0.45 2
0.00% $0.01 $0.00 1
0.08% $0.01 $0.01 1
11.07% $2.50 $2.49 2 Blown
9.84% $2.13 $2.46 1 Blown
-6.84% $0.00 -$1.30 1
1.67% -$0.10 $0.20 2 Blown
18.85% $1.75 $2.45 3
8.80% $3.50 $2.20 3
0.00% $0.01 $0.00 2 Blown
-5.37% -$0.23 -$1.02 1
-0.0125 $0.00 -$0.15 1
18.13% $1.05 $2.72 2
8.57% $0.50 $0.60 1
7.50% $0.05 $0.90 1
22.57% $4.00 $7.90 3
-4.17% -$0.50 -$0.50 1
0.50% $0.10 $0.10 1
0.00% $0.25 $0.00 1
25.42% $1.05 $3.05 2
0.00% $0.05 $0.00 1
Offering Opening 1st Day 1st Day %
Trade Date Issuer Symbol Lead/Joint-Lead Managers
Price Price Close Px Chng
2/11/2003 Bancshares of Florida BOFL Advest $10.00 $10.50 $10.19 1.86%
2/12/2003 Infinity Property & Casualty IPCC CS First Boston/Merrill Lynch $16.00 $16.00 $15.90 -0.62%
2/14/2003 Accredited Home Lenders LEND Friedman, Billings $8.00 $8.00 $7.25 -9.38%
2/28/2003 Endurance Specialty Holdings ENH Goldman Sachs/Merrill Lynch $23.00 $23.01 $23.00 0.00%
3/4/2003 Telkom SA TKG Deutsche Bank/Merrill Lynch $13.98 $14.10 $13.90 -0.57%
5/12/2003 iPayment IPMT Bear Stearns/Wachovia $16.00 $19.30 $21.02 31.38%
5/15/2003 Redline Performance Products RED GunnAllen Financial $4.50 $4.50 $4.50 0.00%
6/11/2003 FormFactor FORM Morgan Stanley $14.00 $19.00 $17.58 25.57%
6/24/2003 Maguire Properties MPG CS First Boston/Citigroup $19.00 $19.00 $19.00 0.00%
6/24/2003 American Financial Realty Trust AFR Banc of America/Friedman Billings $12.50 $14.25 $14.25 14.00%
7/1/2003 Molina Healthcare MOH Banc of America/CIBC World Markets $17.50 $21.00 $20.00 14.29%
7/1/2003 AXIS Capital Holdings Limited AXS Morgan Stanley/Citigroup Capital Markets $22.00 $25.50 $25.55 16.14%
7/9/2003 Digital Theater Systems DTSI SG Cowen $17.00 $21.00 $24.92 46.59%
7/16/2003 InterVideo IVII SG Cowen/SoundView Technology $14.00 $19.00 $18.69 33.50%
7/23/2003 Integrated Alarm Services Group IASG Friedman Billings $9.25 $9.41 $9.43 1.95%
7/23/2003 iPass IPAS Morgan Stanley/CS First Boston $14.00 $14.00 $18.67 33.36%
7/30/2003 NETGEAR NTGR Lehman Brothers $14.00 $19.15 $17.69 26.36%
8/1/2003 Citadel Broadcasting CDL Goldman Sachs/CS First Boston $19.00 $20.75 $20.65 8.68%
8/6/2003 CapitalSource CSE CS First Boston/Citigroup/Wachovia $14.50 $16.95 $18.20 25.52%
8/11/2003 Direct General DRCT Keefe, Bruyette & Woods $21.00 $23.75 $25.00 19.05%
8/12/2003 Texas Capital Bancshares TCBI Lehman Brothers $11.00 $11.89 $11.99 9.00%
8/12/2003 Gladstone Commercial GOOD Ferris, Baker, Watts/Jefferies $15.00 $15.40 $15.03 0.20%
8/18/2003 Providence Service PRSC SunTrust Robinson Humphrey/Jefferies $12.00 $13.25 $14.00 16.67%
8/26/2003 Ashford Hospitality Trust AHT Friedman Billings $9.00 $9.00 $9.00 0.00%
9/17/2003 National Financial Partners NFP Goldman Sachs/Merrill Lynch $23.00 $26.25 $26.25 14.13%
9/18/2003 SigmaTel SGTL Merrill Lynch/JP Morgan $15.00 $19.00 $19.80 32.00%
9/23/2003 Journal Co. JRN Morgan Stanley/Robert W. Baird $15.00 $16.10 $16.25 8.33%
9/23/2003 AMIS Holdings AMIS CS First Boston/Goldman Sachs $20.00 $21.06 $20.10 0.50%
9/24/2003 Anchor Glass Container AGCC Credit Suisse First Boston/Merrill Lynch $16.00 $15.90 $16.80 5.00%
9/24/2003 RedEnvelope REDE WR Hambrecht+Co. $14.00 $14.85 $14.55 3.93%
10/2/2003 LKQ LKQX Robert W. Baird/Jefferies $13.00 $14.25 $15.01 15.46%
10/7/2003 Acusphere ACUS SG Cowen $14.00 $16.02 $14.03 0.21%
10/9/2003 DigitalNet Holdings DNET Citigroup/UBS Investment Bank $17.00 $19.66 $20.96 23.29%
10/16/2003 Advancis Pharmaceutical AVNC Lehman Brothers $10.00 $10.01 $10.00 0.00%
10/23/2003 First Potomac Realty Trust FPO Ferris Baker Watts/McDonald Investments $15.00 $15.80 $16.03 6.87%
10/23/2003 Carter's CRI Goldman Sachs $19.00 $24.05 $24.65 29.74%
10/29/2003 CancerVex CNVX Lehman Brothers $12.00 $12.01 $12.00 0.00%
10/29/2003 Genitope GTOP WR Hambrecht+Co. $9.00 $9.00 $10.00 11.11%
10/29/2003 Centennial Specialty Foods CHLE JP Turner $5.00 $4.50 $4.40 -12.00%
10/29/2003 Myogen MYOG CS First Boston/JP Morgan $14.00 $14.30 $14.90 6.43%
10/30/2003 First Marblehead FMD Goldman Sachs/JP Morgan $16.00 $18.50 $22.15 38.44%
10/30/2003 Overnite OVNT Credit Suisse First Boston/Morgan Stanley $19.00 $21.55 $22.16 16.63%
11/5/2003 NitroMed NTMD Deutsche Bank/JP Morgan $11.00 $11.44 $9.29 -15.55%
11/5/2003 Pharmion PHRM Morgan Stanley/JP Morgan $14.00 $14.60 $14.00 0.00%
11/5/2003 Coast Financial Holdings CFHI Sterne Agee & Leach $12.00 $12.51 $13.45 12.08%
11/6/2003 Quality Distribution QLTY Credit Suisse First Boston/Bear Stearns $17.00 $20.36 $18.75 10.29%
11/11/2003 Marlin Business Services MRLN US Bancorp Piper Jaffray/Wm Blair $14.00 $15.59 $16.15 15.36%
11/12/2003 Tessera Technologies TSRA Lehman Brothers/Merrill Lynch $13.00 $15.09 $18.50 42.31%
11/13/2003 LECG XPRT UBS Investment Bank $17.00 $22.01 $21.03 23.71%
11/19/2003 Whiting Petroleum Holdings WLL Merrill Lynch/AG Edwards $15.50 $16.40 $16.27 4.97%
11/19/2003 Callidus Software CALD Citigroup $14.00 $17.20 $17.37 24.07%
11/20/2003 Buffalo Wild Wings BWLD RBC Capital Markets/SG Cowen $17.00 $21.80 $22.95 35.00%
11/24/2003 Nexstar Broadcasting Group NXST Banc of America/Bear Stearns $14.00 $13.98 $13.25 -5.36%
11/24/2003 SIRVA SIR CS First Boston/Goldman Sachs $18.50 $18.50 $18.10 -2.16%
11/24/2003 SYNNEX SNX Bear Stearns $14.50 $14.15 $14.20 -2.07%
11/24/2003 Pinnacle Airlines PNCL Morgan Stanley $14.00 $14.01 $14.05 0.36%
11/24/2003 Conn's CONN Stephens/SunTrust Robinson Humphrey $14.00 $15.13 $15.04 7.43%
11/25/2003 Open Solutions OPEN Bear Stearns $17.00 $19.00 $18.66 9.76%
12/3/2003 Aspen Insurance Holdings AHL Credit Suisse First Boston/Goldman Sachs $22.50 $25.00 $24.05 6.89%
12/3/2003 American Equity Investment Life Holding AEL Merrill Lynch/Advest $9.00 $9.00 $9.05 0.56%
12/4/2003 Volume Service America Holdings CVP CIBC Worldwide/UBS Investment Bank $15.00 $15.10 $15.26 1.73%
12/8/2003 Ctrip.com International CTRP Merrill Lynch $18.00 $24.01 $33.94 88.56%
12/10/2003 NPTest Holdings NPTT Citigroup/CS First Boston $12.00 $11.60 $11.49 -4.25%
12/10/2003 Nelnet NNI JP Morgan/Banc of America $21.00 $22.05 $21.80 3.81%
12/11/2003 Natural Golf NAX Gilford Securities $5.00 $5.05 $5.00 0.00%
12/11/2003 Compass Mineral International CMP Goldman Sachs/CS First Boston $13.00 $13.00 $13.75 5.77%
12/11/2003 Central Freight Lines CENF Bear Stearns $15.00 $16.20 $17.35 15.67%
12/11/2003 China Life Insurance LFC $18.68
China Inter'l/Citigroup/CS First Boston/Deutsche Bank $23.25 $23.72 26.98%
12/11/2003 International Steel Group ISG Goldman Sachs/UBS Investment Bank $28.00 $33.50 $35.20 25.71%
12/15/2003 Highland Hospitality HIH Friedman Billings Ramsey $10.00 $10.50 $10.65 6.50%
12/15/2003 United National Group UNGL Merrill Lynch $17.00 $17.00 $17.50 2.94%
12/16/2003 Falcon Financial Investment FLCN Friedman Billings Ramsey $9.00 $8.95 $9.05 0.56%
12/16/2003 Provide-Commerce PRVD SG Cowen $15.00 $15.50 $13.00 -13.33%
12/16/2003 Orbitz ORBZ Goldman Sachs/CS First Boston $26.00 $30.00 $24.98 -3.92%
12/16/2003 Universal Technical Institute UTI Credit Suisse First Boston $20.50 $24.50 $26.35 28.54%
12/17/2003 Knology KNOL UBS Investment Bank $9.00 $9.10 $9.38 4.22%
12/17/2003 Tempur-Pedic International TPX Lehman Brothers/Goldman Sachs $14.00 $14.00 $15.50 10.71%
12/17/2003 Franklin Bank FBTX Friedman Billings Ramsey $14.50 $16.74 $17.80 22.76%
12/18/2003 Luminent Mortgage Capital LUM Friedman Billings Ramsey $13.00 $13.55 $13.55 4.23%
12/19/2003 Kintera KNTA SG Cowen $7.00 $7.96 $10.30 47.14%
$ Change $ Change Star
Performed
Opening Close Rating
$0.50 $0.19 1
$0.00 -$0.10 1
$0.00 -$0.75 1
$0.01 $0.00 1
$0.12 -$0.08 1
$3.30 $5.02 2
$0.00 $0.00 1
$5.00 $3.58 3
$0.00 $0.00 1
$1.75 $1.75 2
$3.50 $2.50 3
$3.50 $3.55 3
$4.00 $7.92 2
$5.00 $4.69 1
$0.16 $0.18 2 Blown
$0.00 $4.67 3
$5.15 $3.69 3
$1.75 $1.65 3
$2.45 $3.70 3
$2.75 $4.00 3
$0.89 $0.99 2
$0.40 $0.03 1
$1.25 $2.00 3
$0.00 $0.00 1
$3.25 $3.25 3
$4.00 $4.80 3
$1.10 $1.25 3
$1.06 $0.10 3
-$0.10 $0.80 3 Blown
$0.85 $0.55 1
$1.25 $2.01 2
$2.02 $0.03 2
$2.66 $3.96 2
$0.01 $0.00 1
$0.80 $1.03 1
$5.05 $5.65 2
$0.01 $0.00 2 Blown
$0.00 $1.00 1
-$0.50 -$0.60 1
$0.30 $0.90 2
$2.50 $6.15 3
$2.55 $3.16 3
$0.44 -$1.71 2 Blown
$0.60 $0.00 2 Blown
$0.51 $1.45 3
$3.36 $1.75 3
$1.59 $2.15 3
$2.09 $5.50 2
$5.01 $4.03 2
$0.90 $0.77 3 Blown
$3.20 $3.37 2
$4.80 $5.95 3
-$0.02 -$0.75 2 Blown
$0.00 -$0.40 3 Blown
-$0.35 -$0.30 3 Blown
$0.01 $0.05 3
$1.13 $1.04 2
$2.00 $1.66 3
$2.50 $1.55 3
$0.00 $0.05 3
$0.10 $0.26 1
$6.01 $15.94 3
-$0.40 -$0.51 2 Blown
$1.05 $0.80 3
$0.05 $0.00 1
$0.00 $0.75 2
$1.20 $2.35 2
$4.57 $5.04 2
$5.50 $7.20 2
$0.50 $0.65 1 Blown
$0.00 $0.50 2
-$0.05 $0.05 1
$0.50 -$2.00 2
$4.00 -$1.02 3
$4.00 $5.85 2
$0.10 $0.38 1
$0.00 $1.50 2
$2.24 $3.30 3
$0.55 $0.55 2
$0.96 $3.30 2
Offering Opening 1st Day
Trade Date Issuer Symbol Lead/Joint-Lead Managers
Price Price Close
1/8/2004 K-Sea Transportation Partners KSP Lehman Brothers/UBS Investment Bank $23.50 $26.50 $27.09
1/12/2004 Crosstex Energy XTXI AG Edwrads $19.50 $23.25 $25.40
1/22/2004 Portec Rail Products PRPX Ferris Baker Watts $10.00 $10.30 $9.96
1/26/2004 Government Properties Trust GPP Friedman Billings Ramsey $10.00 $13.90 $13.02
1/29/2004 Eyetech Pharmaceuticals EYET Merrill Lynch/Morgan Stanley $21.00 $29.50 $32.40
2/2/2004 TRW Automotive TRW Goldman Sachs/CS First Boston/JP Morgan $28.00 $27.35 $27.10
2/2/2004 GTx GTXI Goldman Sachs $14.50 $15.27 $12.90
2/2/2004 The Bancorp Bank TBBK Friedman Billings Ramsey $12.50 $15.15 $16.00
2/4/2004 Asset Acceptance Capital AACC Bear Stearns $15.00 $16.66 $16.68
2/4/2004 Assurant AIZ Morgan Stanley $22.00 $23.75 $24.70
2/4/2004 Renovis RNVS Goldman Sachs $12.00 $12.50 $14.50
2/4/2004 TODCO THE Morgan Stanley $12.00 $13.55 $13.70
2/5/2004 Bakers Footwear Group BKRS Ryan Beck/BB&T Capital $7.75 $8.70 $8.29
2/5/2004 Staktex Holdings STAK Morgan Stanley/Merrill Lynch $13.00 $14.48 $14.88
2/5/2004 Symbion SMBI Credit Suisse First Boston $15.00 $18.00 $18.63
2/6/2004 AlphaSmart ALSM Jefferies $6.00 $6.99 $6.19
2/11/2004 Affordable Residential Communities ARC Citigroup/Merrill Lynch $19.00 $19.10 $19.00
2/11/2004 Bristol West Holdings BRW Credit Suisse First Boston/Bear Stearns $20.00 $22.75 $22.80
2/11/2004 Atheros Communications ATHR Morgan Stanley/Lehman Brothers $14.00 $18.75 $17.60
2/11/2004 Corgentech CGTK Credit Suisse First Boston/Lehman Brothers $16.00 $18.00 $21.40
2/13/2004 CEA Acquisition CEACU EarlyBirdCapital/GunnAllen $6.00 $6.60 $6.06
2/18/2004 Dynavax Technologies DVAX Bear Stearns/Deutsche Bank $7.50 $8.30 $9.40
2/19/2004 Cherokee International CHRK Credit Suisse First Boston $14.50 $16.75 $16.50
2/23/2004 Kinetic Concepts KCI Merrill Lynch/JP Morgan $30.00 $33.50 $40.40
3/3/2004 Linktone LTON Credit Suisse First Boston $14.00 $19.01 $17.42
3/10/2004 TOM Online TOMO Citigroup/Morgan Stanley $15.55 $15.75 $15.58
3/15/2004 TNS TNS JP Morgan/Lehman Brothers $18.00 $18.50 $18.00
3/15/2004 Xcyte Therapies XCYT Piper Jaffray/RBC Capital Markets $8.00 $8.50 $7.31
3/16/2004 Tercica TRCA Lehman Brothers/SG Cowen $9.00 $9.00 $9.00
3/17/2004 Semiconductor Mfg Int'l SMI Credit Suisse First Boston/Deutsche Bank $17.50 $17.00 $15.52
3/17/2004 Chardan China Acquisition CAQCU.OBEarlyBirdCapital $6.00 $6.05 $6.05
3/17/2004 Sunset Financial Resources SFO WR Hambrecht/JP Morgan $13.00 $12.75 $12.75
3/18/2004 Capital Lease Funding LSE Friedman Billings Ramsey/Wachovia Securities $10.50 $12.95 $13.41
3/22/2004 Signature Bank SBNY Friedman Billings Ramsey $15.50 $18.50 $19.47
3/24/2004 Ultra Clean Holdings UCTT Credit Suisse First Boston/JP Morgan $7.00 $7.01 $7.50
3/25/2004 Hornbeck Offshore Services HOS Goldman Sachs/Jefferies $13.00 $13.25 $13.25
3/25/2004 Anadys Pharmaceuticals ANDS SG Cowen/Piper Jaffray $7.00 $7.00 $7.06
3/30/2004 Cutera CUTR Piper Jaffray $14.00 $14.00 $14.00
3/30/2004 Marchex MCHX Sanders Morris Harris/National Securities $6.50 $7.52 $8.88
3/31/2004 Santarus SNTS SG Cowen/UBS Investment Bank $9.00 $9.00 $10.10
4/5/2004 Memory Pharmaceuticals MEMY UBS Investment Bank/SG Cowen $7.00 $7.50 $8.40
4/5/2004 JED Oil JDO Gilford Securities $5.50 $10.00 $11.20
4/6/2004 Arbor Realty Trust ABR Wachovia Securities/UBS Investment Bank $20.00 $20.05 $20.50
4/13/2004 Corcept Therapeutics CORT Thomas Weisel Partners/Piper Jaffray $12.00 $12.25 $12.23
4/16/2004 Immunicon IMMC UBS Investment Bank $8.00 $8.53 $9.50
4/20/2004 ProCentury PROS Friedman Billings Ramsey $10.50 $10.65 $10.50
4/20/2004 Gander Mountain GMTN Banc of America/William Blair $16.00 $20.00 $22.02
4/21/2004 SiRF Technology Holdings SIRF Morgan Stanley/Credit Suisse First Boston $12.00 $14.45 $15.30
4/22/2004 Assured Guaranty AGO Banc of America/Goldman Sachs $18.00 $18.22 $18.00
4/28/2004 Barrier Therapeutics BTRX Morgan Stanley $15.00 $15.00 $14.60
4/29/2004 Intersections INTX Deutsche Bank/Lazard $17.00 $21.01 $24.70
4/29/2004 Cytokinetics CYTK Goldman Sachs $13.00 $15.00 $16.10
5/5/2004 Origen Financial ORGN Lehman Brothers $8.00 $8.00 $8.00
5/5/2004 Greenhill GHL Goldman Sachs $17.50 $19.06 $20.50
5/6/2004 InfraSource Services IFS Lehman Brothers $13.00 $13.00 $12.65
5/10/2004 Atlas America ATLS Friedman Billings Ramsey/Key Banc Capital Markets $15.50 $15.50 $18.14
5/11/2004 Shanda Interactive Entertainment SNDA Goldman Sachs $11.00 $11.30 $11.97
5/12/2004 NuVasive NUVA Banc of America/Lehman Brothers $11.00 $11.05 $11.40
5/19/2004 Blue Nile NILE Merrill/Lynch/Bear Stearns $20.50 $25.00 $28.40
5/19/2004 Animas PUMP Piper Jaffray/JP Morgan $15.00 $17.25 $18.00
5/24/2004 Genworth Financial GNW Morgan Stanley/Goldman Sachs $19.50 $18.75 $19.50
5/26/2004 ACADIA Pharmaceuticals ACAD Banc of America/Piper Jaffray $7.00 $7.44 $6.70
5/26/2004 Angio Dynamics ANGO RBC Capital Markets $11.00 $11.54 $12.50
5/26/2004 Critical Therapeutics CRTX SG Cowen $7.00 $7.26 $7.10
5/26/2004 Republic Airways Holdings RJET Merrill Lynch/Raymond James $13.00 $14.25 $13.77
5/27/2004 Alnylam Pharmaceuticals ALNY Banc of America $6.00 $6.10 $6.01
5/27/2004 Standard Parking STAN William Blair $11.50 $12.02 $12.58
6/2/2004 Global Signal GSL Morgan Stanley/Banc of America/Lehman Brothers $18.00 $20.10 $20.15
6/3/2004 Inhibitex INHX Thomas Weisel Partners/Lazard $7.00 $7.51 $7.22
6/9/2004 Digirad DRAD Merrill Lynch/JP Morgan $12.00 $12.00 $11.77
6/9/2004 PowerDsine PDSN Citigroup/Deutsche Bank $11.50 $12.49 $12.04
6/9/2004 CB Richard Ellis Group CBG Credit Suisse First Boston/Citigroup $19.00 $19.00 $18.35
6/15/2004 Leadis Technology LDIS Goldman Sachs/Merrill Lynch $14.00 $14.27 $13.10
6/15/2004 Metabasis Therapeutics MBRX SG Cowen/Deutsche Bank $7.00 $7.03 $6.66
6/15/2004 ADESA KAR UBS Investment Bank/Merrill Lynch $24.00 $25.50 $25.25
6/16/2004 InfoSonics IFO Gilford Securities $6.00 $6.00 $5.85
6/17/2004 Radiation Therapy Services RTSX Wachovia/Banc of America $13.00 $13.04 $14.05
6/17/2004 Blackboard BBBB Credit Suisse First Boston $14.00 $15.80 $20.01
6/21/2004 Color Kinetics CLRK CIBC World Markets/Needham $10.00 $10.01 $9.95
6/21/2004 Jackson Hewitt Tax Service JTX Goldman Sachs/JP Morgan $17.00 $17.00 $17.25
6/21/2004 Momenta Pharmaceuticals MNTA SG Cowen/Banc of America $6.50 $6.75 $7.81
6/21/2004 Senomyx SNMX Citigroup/Deutsche Bank $6.00 $6.45 $6.75
6/22/2004 WCA Waste WCAA Friedman Billings Ramsey/Stifel Nicolaus $9.50 $9.65 $8.59
6/22/2004 salesforce.com CRM Morgan Stanley $11.00 $15.00 $17.20
6/23/2004 New York Mortgage Trust NTR Friedman Billings Ramsey $9.00 $8.75 $8.94
6/23/2004 Gol Intelligent Airlines GOL Morgan Stanley/Merrill Lynch $17.00 $18.80 $18.22
6/23/2004 Strategic Hotel Capital SLH Goldman Sachs $14.00 $14.00 $14.35
6/23/2004 Xyratex XRTX Credit Suisse First Boston/Citigroup $14.00 $14.00 $13.95
6/24/2004 Motive MOTV JP Morgan/Thomas Weisel Partners $10.00 $10.25 $10.15
6/24/2004 Multi-Fineline Electric MFLX Needham $10.00 $10.21 $10.04
6/24/2004 Cabela's CAB Credit Suisse First Boston $20.00 $27.95 $26.00
6/28/2004 Homex Development HXM Citigroup/Merrill Lynch $15.80 $17.00 $17.60
6/29/2004 Life Time Fitness LTM Credit Suisse First Boston/Merrill Lynch $18.50 $20.75 $21.00
6/29/2004 Design Within Reach DWRI CIBC World Markets $12.00 $14.80 $16.43
6/30/2004 WellCare Group WCG Morgan Stanley $17.00 $19.30 $19.53
7/7/2004 Holly Energy Partners HEP Goldman Sachs $22.25 $23.50 $24.55
7/8/2004 KongZhong KONG UBS Investment Bank $10.00 $10.25 $10.10
7/8/2004 NetLogic Mircosystems NETL Merrill Lynch/Lehman Brothers $12.00 $12.30 $11.51
7/9/2004 Affirmative Insurance Holdings AFFM Piper Jaffray $14.00 $14.00 $14.02
7/12/2004 Domino's Pizza DPZ JP Morgan/Citigroup $14.00 $14.00 $13.50
7/13/2004 HomeBanc HMB JP Morgan/Friedman Billings Ramsey $7.50 $7.50 $8.15
7/14/2004 Phase Forward PFWD Thomas Weisel Partners $7.50 $8.75 $9.35
7/15/2004 Collegiate Funding Services CFSI JP Morgan/Merrill Lynch $16.00 $16.00 $15.64
7/15/2004 Freescale Semiconductor FSL Goldman Sachs/Citigroup/JP Morgan $13.00 $13.00 $14.02
7/15/2004 LG. Philips LCD (7/22/04) LPL $15.00
LG Investment & Securities/Morgan Stanley/UBS Investment Bank $14.40 $14.05
7/15/2004 Xenogen XGEN Thomas Weisel Partners $7.00 $8.00 $7.50
7/15/2004 QC Holdings QCCO Ferris Baker Watts/JMP Securities $14.00 $14.50 $15.20
7/15/2004 Greenfield Online SRVY Lehman Brothers $13.00 $16.00 $18.70
7/19/2004 McCormick & Schmick Holdings MSSR Banc of America $12.00 $12.03 $12.34
7/21/2004 Idenix Pharmaceuticals IDIX Goldman Sachs/Banc of America $14.00 $14.08 $13.45
7/21/2004 Blackbaud BLKB JP Morgan/Banc of America $8.00 $8.35 $8.55
7/21/2004 Dex Media DEX Morgan Stanley/Lehman Brothers/Merrill Lynch $19.00 $19.00 $19.50
7/21/2004 Kanbay International KBAY UBS Investment Bank $13.00 $13.00 $15.20
7/21/2004 NEUROMetrix NURO Punk Ziegel/WR Hambrecht $8.00 $8.11 $8.05
7/22/2004 Auxilium Pharmaceuticals AUXL Deutsche Bank $7.50 $7.60 $7.20
7/22/2004 Lumera LMRA Paulson Investment $6.95 $7.03 $6.01
7/22/2004 Top Tankers TOPT Cantor Fitzgerald $11.00 $11.00 $10.60
7/22/2004 Bucyrus International BUCY Goldman Sachs $18.00 $20.15 $22.50
7/27/2004 Gramercy Capital GKK Wachovia/Merrill Lynch $15.00 $15.00 $15.00
7/27/2004 MannKind MNKD UBS Investment Bank $14.00 $15.49 $14.08
7/28/2004 Volterra Semiconductor VLTR Goldman Sachs $8.00 $8.10 $8.25
7/29/2004 MortgageIT Holdings MHL UBS Investment Bank/Merrill Lynch $12.00 $12.00 $12.00
7/29/2004 EnerSys ENS Morgan Stanley/Lehman Brothers $12.50 $12.50 $12.50
8/4/2004 Rightnow Technologies RNOW Morgan Stanley/Thomas Weisel $7.00 $7.02 $7.00
8/4/2004 New River Pharmaceuticals NRPH WR Hambrecht $8.00 $8.01 $7.50
8/4/2004 Commercial Vehicle Group CVGI Credit Suisse First Boston $13.00 $13.05 $13.10
8/5/2004 Syneron Medical Ltd. ELOS Citigroup $12.00 $12.02 $10.75
8/5/2004 NAVTEQ NVT Credit Suisse First Boston/Merrill Lynch $22.00 $25.05 $25.30
8/5/2004 BioMed Realty Trust BMR Raymond James $15.00 $16.00 $15.90
8/9/2004 WPT Enterprises WPTE Feltl and Company $8.00 $9.15 $6.86
8/10/2004 Placer Sierra Bancshares PLSB Friedman Billings Ramsey $20.00 $20.40 $19.50
8/10/2004 Kite Realty Group Trust KRG Lehman Brothers/Wachovia $13.00 $13.00 $13.00
8/10/2004 Westlake Chemical WLK Credit Suisse First Boston/JP Morgan/Deutsche Bank $14.50 $14.50 $14.65
8/11/2004 Extra Space Storage EXR UBS Investment Bank/Merrill Lynch $12.50 $12.76 $12.50
8/11/2004 ACC
American Campus Communities (ACC) Citigroup/Deutsche Bank $17.50 $17.50 $17.50
8/11/2004 Archipelago Holdings AX Goldman Sachs/JP Morgan $11.50 $11.50 $12.30
8/11/2004 Stereotaxis STXS Goldman Sachs/Bear Stearns $8.00 $8.00 $7.82
8/11/2004 EuroBancshares EUBK Keefe, Bruyette & Woods/UBS Investment Bank $14.00 $14.75 $15.90
8/12/2004 Cohen & Steers CNS Merrill Lynch $13.00 $13.11 $13.00
8/26/2004 eCOST.com ECST William Blair $5.80 $6.40 $6.00
9/14/2004 StoneMor Partners L.P. STON Lehman Brothers $20.50 $22.40 $21.60
9/20/2004 Nephros NEP The Shemano Group/National Securities $6.00 $6.00 $5.85
9/22/2004 Educate EEEE Goldman Sachs/Merrill Lynch $12.20 $12.20 $11.99
9/22/2004 Beacon Roofing Supply BECN JP Morgan/William Blair $13.00 $14.51 $15.99
9/22/2004 ValleyBancorp VLLY Sandler O'Niell & Partners $18.00 $23.50 $21.03
9/23/2004 Cogent Systems COGT Morgan Stanley/JP Morgan $12.00 $16.02 $17.98
9/27/2004 WebSideStory WSSI Friedman Billings Ramsey/RBC Capital Markets $8.50 $9.30 $9.04
9/28/2004 CPFL Energia CPL Merrill Lynch/Pactual Capital $18.00 $18.00 $18.00
9/28/2004 JAMDAT Mobile JMDT Lehman Brothers/Merrill Lynch $16.00 $23.00 $22.51
9/28/2004 51job JOBS Morgan Stanley $14.00 $18.98 $21.15
9/29/2004 Primus Guaranty PRS Lehman Brothers/Morgan Stanley $13.50 $13.50 $13.50
9/29/2004 Ness Technologies NSTC Lehman Brothers/Merrill Lynch $12.00 $12.01 $12.85
9/29/2004 CallWave CALL Deutsche Bank $10.00 $11.00 $9.55
9/30/2004 PeopleSupport PSPT SG Cowen $7.00 $7.07 $6.50
9/30/2004 Eagle Hospitality Properties Trust EHP A.G. Edwards/Wachovia $9.75 $10.00 $10.25
10/4/2004 Texas Roadhouse TXRH Banc of America/Wachovia Securities $17.50 $21.50 $22.46
10/4/2004 Theravance THRX Merrill Lynch/Lehman Brothers $16.00 $19.00 $18.11
10/6/2004 Gold Kist Holdings GKIS Merrill Lynch $11.00 $11.25 $11.40
10/6/2004 Thomas Properties Group TPGI Freidman Billing Ramsey/UBS Investment Bank $12.00 $12.02 $12.06
10/6/2004 IntraLase ILSE Banc of America $13.00 $15.75 $16.25
10/6/2004 New York & Company NWY Bear Stearns/JP Morgan $17.00 $19.00 $19.30
10/7/2004 HTX
Hutchison Telecommunications International Goldman Sacha (Asia) $11.67 $11.35 $11.26
10/7/2004 B&G Foods Holdings BGF $15.00
RBC Capital Markets/Credit Suisse First Boston/Merrill Lynch $15.05 $15.00
10/12/2004 Gurunet GRU Maxium CapitalEarlybird Capital $5.00 $5.00 $5.09
10/12/2004 Huron Consulting Group HURN UBS Investment Bank/Deutsche Bank $15.50 $18.50 $18.90
10/14/2004 CoTherix CTRX CIBC World Markets/Piper Jaffray $6.00 $6.01 $6.00
10/14/2004 China Finance Online JRJC JP Morgan $13.00 $15.50 $11.70
10/18/2004 Interchange INCX Roth Capital Partners $8.00 $8.30 $7.65
10/19/2004 VNUS Medical Technologies VNUS Banc of America/Piper Jaffray $15.00 $15.50 $15.04
10/19/2004 Celebrate Express BDAY SG Cowen $15.40 $16.25 $16.70
10/20/2004 Sunstone Hotel Investors SHO Citigroup/Merrill Lynch/Morgan Stanley $17.00 $17.00 $17.00
10/20/2004 Tower Group TWGP Friedman Billings Ramsey $8.50 $8.74 $8.95
10/20/2004 TelVent GIT TLVT Merrill Lynch/Lehman Brothers $9.00 $9.05 $9.02
10/21/2004 U-Store-It Trust YSI Lehman Brothers $16.00 $17.00 $16.50
10/25/2004 NorthStar Realty Finance NRF Friedman Billings Ramsey $9.00 $8.90 $8.75
10/25/2004 Shopping.com SHOP Goldman Sachs/Credit Suisse First Boston $18.00 $22.95 $28.80
10/27/2004 FoxHollow Technologies FOXH JP Morgan/Piper Jaffray $14.00 $16.25 $20.40
10/27/2004 GMH Communities Trust GCT Banc of America/Merrill Lynch $12.00 $12.05 $12.00
10/27/2004 Calamos Asset Management CLMS Citigroup $18.00 $18.00 $19.92
10/27/2004 eLong LONG Deutsche Bank Securities $13.50 $22.00 $14.40
10/27/2004 DreamWorks Animation SKG DWA Goldman Sachs/JP Morgan $28.00 $39.50 $38.75
10/27/2004 Build-A-Bear Workshop BBW Credit Suisse First Boston/Citigroup $20.00 $27.00 $25.05
10/28/2004 Mechel Steel Group OAO MTL UBS Investment Bank $21.00 $21.00 $20.50
10/28/2004 Rand Acquisition RACQU EarlyBirdCapital $6.00 $6.00 $6.02
10/28/2004 Digital Realty Trust DLR Citigroup/Merrill Lynch $12.00 $12.00 $12.00
10/28/2004 U.S. Shipping Partners L.P. USS Citigroup/Lehman Brothers $22.25 $23.00 $23.25
11/1/2004 Aames Investment AIC Friedman Billings Ramsey $8.50 $8.99 $9.30
11/4/2004 Arlington Tankers Ltd. ATB UBS Investment Bank/Jefferies $20.00 $22.30 $22.04
11/4/2004 MarketAxess Holdings MKTX Credit Suisse First Boston/JP Morgan $11.00 $12.75 $17.49
11/8/2004 Copano Energy, LLC CPNO RBC Capital Markets $20.00 $23.00 $23.00
11/9/2004 China Netcom Group CN China International/Citigroup/Goldman Sachs (Asia) $21.82 $23.85 $24.90
11/9/2004 Zip Realty ZIPR UBS Investment Bank/Deutsche Bank $13.00 $17.00 $16.30
11/10/2004 Ormat Technologies ORA Lehman Brothers/Deutsche Bank $15.00 $15.20 $15.67
11/10/2004 Nalco Holding NLC Goldman Sachs/Citigroup $15.00 $15.15 $16.20
11/15/2004 InPhonic INPC Deutsche Bank/JP Morgan $19.00 $23.01 $24.00
11/17/2004 Specialty Underwriters' Alliance SUAI Friedman Billings Ramsey $9.50 $9.91 $9.57
11/17/2004 PRA International PRAI Credit Suisse First Boston/Bear Stearns $19.00 $21.00 $21.00
11/17/2004 Iowa Telecommunications Services IWA Morgan Stanley/Merrill Lynch $19.00 $20.58 $20.80
11/18/2004 Coinmach Service DRY Merrill Lynch $13.64 $13.64 $13.64
11/18/2004 Monolithic Power Systems MPWR Goldman Sachs/Merrill Lynch $8.50 $9.06 $9.84
11/18/2004 PortalPlayer PLAY Citigroup/Credit Suisse First Boston $17.00 $25.60 $25.80
11/22/2004 UAP Holdings UAPH $16.00
Goldman Sachs/Credit Suisse First Boston/UBS Investment Bank $16.25 $16.32
12/2/2004 NINE
Ninetowns Digital World Trade Holdings JP Morgan $11.00 $14.00 $11.40
12/7/2004 CABG Medical CABG Feltl/Ladenburg Thalmann $5.50 $6.40 $6.09
12/8/2004 Foundation Coal Holdings FCL Morgan Stanley/Citigroup $22.00 $23.35 $21.75
12/8/2004 OccuLogix RHEO Citigroup $12.00 $13.00 $12.00
12/8/2004 SYMMETRY Medical SMA Banc of America/Credit Suisse First Boston $15.00 $17.25 $18.60
12/9/2004 First State Financial FSTF Advest $12.00 $12.75 $12.72
12/9/2004 Bill Barrett BBG Goldman Sachs $25.00 $27.50 $29.05
12/9/2004 HouseValues SOLD Credit Suisse First Boston/JP Morgan $15.00 $18.00 $15.74
12/9/2004 Adeza Biomedical ADZA UBS Investment Bank $16.00 $17.00 $19.70
12/9/2004 Community Bancorp CBON Keefe Bruyette & Woods/D.A. Davidson $23.00 $28.50 $29.35
12/13/2004 Conor Medsystems CONR Citigroup $13.00 $13.10 $13.26
12/13/2004 Comstock Homebuilding CompaniesCHCI BB&T Capital Markets $16.00 $19.00 $16.75
12/13/2004 Orange 21 ORNG Roth Capital Partners/First Albany $8.75 $9.65 $10.00
12/13/2004 BlueLinx Holdings BXC Goldman Sachs/Morgan Stanley $13.50 $13.50 $13.50
12/13/2004 Knoll KNL Goldman Sachs/UBS Investment Bank $15.00 $16.30 $17.10
12/14/2004 Cascade Microtech CSCD Lehman Brothers/JP Morgan $14.00 $14.43 $13.75
12/14/2004 Great Wolf Resorts WOLF Citigroup $17.00 $22.50 $21.00
12/14/2004 Las Vegas Sands LVS Goldman Sachs $29.00 $41.90 $46.56
12/14/2004 The9 Limited NCTY Bear Stearns/CLSA CIBC World Markets $17.00 $19.00 $21.00
12/15/2004 Spirit Finance SFC Banc of America/Citigroup $11.00 $12.05 $12.40
12/15/2004 Feldman Mall Properties FMP Friedman Billings Ramsey $13.00 $13.00 $12.85
12/15/2004 Herbalife HLF Merrill Lynch/Morgan Stanley $14.00 $14.00 $14.72
12/15/2004 Interline Brands IBI Credit Suisse First Boston/Lehman Brothers $15.00 $15.00 $17.30
12/15/2004 Otelco Telecommunications OTT Bank
CIBC World Markets/RBC Capital Markets/UBS Investment$15.20 $15.35 $15.25
12/15/2004 Cambridge Display Technology OLED SG Cowen $12.00 $12.70 $11.27
12/15/2004 Advance America Cash Advance AEA Morgan Stanley $15.00 $20.50 $20.50
12/15/2004 Arbinet-thexchange ARBX Merrill Lynch/Lehman Brothers $17.50 $26.85 $29.00
12/15/2004 KMG AMERICA KMA Friedman Billings Ramsey $9.50 $10.50 $10.80
12/16/2004 Warren Resources WRES KeyBanc Capital Markets $7.50 $10.00 $9.20
12/16/2004 MHI MDH BB&T Capital Markets $10.00 $10.00 $10.00
1st Day % $ Change $ Change Star
Performed
Px Chng Opening Close Rating
15.28% $3.00 $3.59 2
30.26% $3.75 $5.90 2
-0.40% $0.30 -$0.04 1
30.20% $3.90 $3.02 2
54.29% $8.50 $11.40 3
-3.21% -$0.65 -$0.90 3 Blown
-11.03% $0.77 -$1.60 2
28.00% $2.65 $3.50 2
11.20% $1.66 $1.68 3
12.27% $1.75 $2.70 3
20.83% $0.50 $2.50 2
14.17% $1.55 $1.70 2
6.97% $0.95 $0.54 2
14.46% $1.48 $1.88 3
24.20% $3.00 $3.63 3
3.17% $0.99 $0.19 1
0.00% $0.10 $0.00 2 Blown
14.00% $2.75 $2.80 3
25.71% $4.75 $3.60 3
33.75% $2.00 $5.40 2
1.00% $0.60 $0.06 1
25.33% $0.80 $1.90 1
13.79% $2.25 $2.00 1
34.67% $3.50 $10.40 3
24.43% $5.01 $3.42 3
0.19% $0.20 $0.03 4 Blown
0.00% $0.50 $0.00 3 Blown
-8.63% $0.50 -$0.69 1
0.00% $0.00 $0.00 1
-11.31% -$0.50 -$1.98 2 Blown
0.83% $0.05 $0.05 1
-1.92% -$0.25 -$0.25 1
27.71% $2.45 $2.91 2
25.61% $3.00 $3.97 3
7.14% $0.01 $0.50 1
1.92% $0.25 $0.25 2 Blown
0.86% $0.00 $0.06 1
0.00% $0.00 $0.00 1
36.62% $1.02 $2.38 2
12.22% $0.00 $1.10 1
20.00% $0.50 $1.40 1
103.64% $4.50 $5.70 2
2.50% $0.05 $0.50 1
1.92% $0.25 $0.23 1
18.75% $0.53 $1.50 2
0.00% $0.15 $0.00 2 Blown
37.63% $4.00 $6.02 2
27.50% $2.45 $3.30 3
0.00% $0.22 $0.00 2 Blown
-2.67% $0.00 -$0.40 2 Blown
45.29% $4.01 $7.70 3
23.85% $2.00 $3.10 2
0.00% $0.00 $0.00 1
17.14% $1.56 $3.00 4
-2.69% $0.00 -$0.35 1
17.03% $0.00 $2.64 3
8.82% $0.30 $0.97 2
3.64% $0.05 $0.40 2
38.54% $4.50 $7.90 3
20.00% $2.25 $3.00 2
0.00% -$0.75 $0.00 1
-4.29% $0.44 -$0.30 1
13.64% $0.54 $1.50 2
1.43% $0.26 $0.10 1
5.92% $1.25 $0.77 1
0.17% $0.10 $0.01 1
9.39% $0.52 $1.08 1
11.94% $2.10 $2.15 1 Blown
3.14% $0.51 $0.22 1
-1.92% $0.00 -$0.23 2 Blown
4.70% $0.99 $0.54 2
-3.42% $0.00 -$0.65 1
-6.43% $0.27 -$0.90 3 Blown
-4.86% $0.03 -$0.34 1
5.21% $1.50 $1.25 3
-2.50% $0.00 -$0.15 1
8.08% $0.04 $1.05 2
42.93% $1.80 $6.01 3
-0.50% $0.01 -$0.05 1
1.47% $0.00 $0.25 1
20.15% $0.25 $1.31 1
12.50% $0.45 $0.75 2
-9.58% $0.15 -$0.91 2 Blown
56.36% $4.00 $6.20 3
-0.67% -$0.25 -$0.06 2 Blown
7.18% $1.80 $1.22 3
2.50% $0.00 $0.35 1
-0.36% $0.00 -$0.05 1
1.50% $0.25 $0.15 1
0.40% $0.21 $0.04 1
30.00% $7.95 $6.00 3
11.39% $1.20 $1.80 2
13.51% $2.25 $2.50 3
36.92% $2.80 $4.43 2
14.88% $2.30 $2.53 2
10.34% $1.25 $2.30 3
1.00% $0.25 $0.10 3 Blown
-4.08% $0.30 -$0.49 2 Blown
0.14% $0.00 $0.02 1
-3.57% $0.00 -$0.50 1
8.67% $0.00 $0.65 1
24.67% $1.25 $1.85 2
-2.25% $0.00 -$0.36 2 Blown
7.85% $0.00 $1.02 2
-6.33% -$0.60 -$0.95 1
7.14% $1.00 $0.50 2
8.57% $0.50 $1.20 2
43.85% $3.00 $5.70 2
2.83% $0.03 $0.34 1
-3.93% $0.08 -$0.55 2 Blown
6.88% $0.35 $0.55 2
2.63% $0.00 $0.50 2
16.92% $0.00 $2.20 2
0.63% $0.11 $0.05 1
-4.00% $0.10 -$0.30 1
-13.53% $0.08 -$0.94 1
-3.64% $0.00 -$0.40 1
25.00% $2.15 $4.50 2
0.00% $0.00 $0.00 1
0.57% $1.49 $0.08 2
3.13% $0.10 $0.25 1
0.00% $0.00 $0.00 1
0.00% $0.00 $0.00 1
0.00% $0.02 $0.00 1
-6.25% $0.01 -$0.50 1
0.77% $0.05 $0.10 1
-10.42% $0.02 -$1.25 1
15.00% $3.05 $3.30 3
6.00% $1.00 $0.90 1
-14.25% $1.15 -$1.14 1
-2.50% $0.40 -$0.50 3 Blown
0.00% $0.00 $0.00 1
1.03% $0.00 $0.15 1
0.00% $0.26 $0.00 1
0.00% $0.00 $0.00 1
6.96% $0.00 $0.80 1
-2.25% $0.00 -$0.18 1
13.57% $0.75 $1.90 2
0.00% $0.11 $0.00 2 Blown
3.43% $0.60 $0.20 1
5.37% $1.90 $1.10 2
-2.50% $0.00 -$0.15 1
-1.72% $0.00 -$0.21 2 Blown
23.00% $1.51 $2.99 1 Blown
16.83% $5.50 $3.03 3
49.83% $4.02 $5.98 3
6.35% $0.80 $0.54 1
0.00% $0.00 $0.00 2 Blown
40.69% $7.00 $6.51 3
51.07% $4.98 $7.15 2
0.00% $0.00 $0.00 3 Blown
7.08% $0.01 $0.85 1
-4.50% $1.00 -$0.45 2
-7.14% $0.07 -$0.50 1
5.13% $0.25 $0.50 1
28.34% $4.00 $4.96 2
13.19% $3.00 $2.11 2
3.64% $0.25 $0.40 1
0.50% $0.02 $0.06 1
25.00% $2.75 $3.25 2
13.53% $2.00 $2.30 2
-3.51% -$0.32 -$0.41 1
0.00% $0.05 $0.00 1
1.80% $0.00 $0.09 1
21.94% $3.00 $3.40 2
0.00% $0.01 $0.00 1
-10.00% $2.50 -$1.30 3
-4.38% $0.30 -$0.35 1
0.27% $0.50 $0.04 2
8.44% $0.85 $1.30 2
0.00% $0.00 $0.00 1
5.29% $0.24 $0.45 1
0.22% $0.05 $0.02 1
3.13% $1.00 $0.50 1
-2.78% -$0.10 -$0.25 1
60.00% $4.95 $10.80 3
45.71% $2.25 $6.40 1 Blown
0.00% $0.05 $0.00 1
10.67% $0.00 $1.92 3
6.67% $8.50 $0.90 3
38.39% $11.50 $10.75 3
25.25% $7.00 $5.05 3
-2.38% $0.00 -$0.50 3 Blown
0.33% $0.00 $0.02 1
0.00% $0.00 $0.00 1
4.49% $0.75 $1.00 2
9.41% $0.49 $0.80 1
10.20% $2.30 $2.04 3
59.00% $1.75 $6.49 2
15.00% $3.00 $3.00 1 Blown
14.12% $2.03 $3.08 1 Blown
25.38% $4.00 $3.30 2
4.47% $0.20 $0.67 2
8.00% $0.15 $1.20 1
26.32% $4.01 $5.00 2
0.74% $0.41 $0.07 1
10.53% $2.00 $2.00 2
9.47% $1.58 $1.80 1
0.00% $0.00 $0.00 1
15.76% $0.56 $1.34 2
51.76% $8.60 $8.80 3
2.00% $0.25 $0.32 2
3.64% $3.00 $0.40 3
10.73% $0.90 $0.59 1
-1.14% $1.35 -$0.25 2
0.00% $1.00 $0.00 2
24.00% $2.25 $3.60 2
6.00% $0.75 $0.72 3 Blown
16.20% $2.50 $4.05 3
4.93% $3.00 $0.74 3
23.13% $1.00 $3.70 2
27.61% $5.50 $6.35 3
2.00% $0.10 $0.26 2 Blown
4.69% $3.00 $0.75 3
14.29% $0.90 $1.25 2
0.00% $0.00 $0.00 1
14.00% $1.30 $2.10 2
-1.79% $0.43 $2.00 2
23.53% $5.50 $4.00 2
60.55% $12.90 $17.56 3
23.53% $2.00 $4.00 2
12.73% $1.05 $1.40 1 Blown
-1.15% $0.00 -$0.15 1
5.14% $0.00 $0.72 2
15.33% $0.00 $2.30 2
0.33% $0.15 $0.05 1
-6.08% $0.70 -$0.73 1
36.67% $5.50 $5.50 3
65.71% $9.35 $11.50 3
13.68% $1.00 $1.30 2
22.67% $2.50 $1.70 2 Blown
0.00% $0.00 $0.00 1
Offering Opening 1st Day 1st Day %
Trade Date Issuer Symbol Lead/Joint-Lead Managers
Price Price Close Px Chng
1/20/2005 Celanese CE Morgan Stanley/Lehman Brothers $16.00 $16.00 $16.00 0.00%
1/20/2005 SeaBright Insurance Holdings SEAB Friedman Billings Ramsey $10.50 $11.80 $12.05 14.76%
1/20/2005 ViaCell VIAC Credit Suisse First Boston/UBS Investment Bank $7.00 $11.00 $8.69 24.14%
1/25/2005 Education Realty Trust EDR JP Morgan/UBS Investment Bank $16.00 $16.25 $16.45 2.81%
1/25/2005 GFI Group GFIG Citigroup/Merrill Lynch $21.00 $24.99 $26.44 25.90%
1/26/2005 optionsXpress OXPS Goldman Sachs/Merrill Lynch $16.50 $23.00 $20.30 23.03%
1/27/2005 Dollar Financial DLLR Piper Jaffray/Jefferies $16.00 $17.06 $16.00 0.00%
1/27/2005 National Interstate NATL Merrill Lynch $13.50 $14.25 $15.58 15.41%
1/27/2005 W&T Offshore WTI Lehman Brothers/Jefferies $19.00 $19.50 $18.50 -2.63%
2/2/2005 DryShips DRYS Cantor Fitzgerald $18.00 $19.80 $20.20 12.22%
2/2/2005 Favrille FVRL Bear Stearns $7.00 $7.15 $6.80 -2.86%
2/2/2005 Icagen ICGN UBS Investment Bank $8.00 $8.05 $7.30 -8.75%
2/3/2005 FairPoint Communications FRP Morgan Stanley/Goldman Sachs $18.50 $18.50 $18.05 -2.43%
2/3/2005 Hurray! Holding HRAY Citigroup $10.25 $10.26 $10.25 0.00%
2/3/2005 American Reprographics ARP Goldman Sachs/Morgan Stanley $13.00 $13.05 $13.75 5.77%
2/3/2005 Threshold Pharmaceuticals THLD Banc of America/CIBC World Markets $7.00 $7.02 $7.14 2.00%
2/7/2005 GRAVITY Co. Ltd . GRVY Credit Suisse First Boston $13.50 $13.76 $12.59 -6.74%
2/8/2005 FTD Group FTD Goldman Sachs/Citigroup $13.00 $13.90 $13.60 4.62%
2/8/2005 Valor Communications Group VCG Merrill Lynch/Banc of America/JP Morgan $15.00 $15.55 $15.31 2.07%
2/8/2005 Emageon EMAG Wachovia/Piper Jaffray $13.00 $14.50 $15.10 16.15%
2/9/2005 Syniverse Technologies SVR Lehman Brothers/Goldman Sachs/Bear Stearns $16.00 $16.00 $16.00 0.00%
2/9/2005 Hiland Partners LP HLND AG Edwards & Sons $22.25 $27.51 $29.05 30.56%
2/9/2005 Prestige Brands Holdings PBH Merrill Lynch/Goldman Sachs/JP Morgan $16.00 $17.50 $17.75 10.94%
2/10/2005 Huntsman HUN Citigroup $23.00 $24.50 $24.50 6.52%
2/10/2005 Universal Truckload Services UACL Stephens $20.00 $21.00 $22.50 12.50%
2/14/2005 Odimo ODMO CIBC World Markets/Friedman Billings Ramsey $9.00 $9.05 $8.75 -2.78%
2/14/2005 ECC Capital ECR Friedman Billings Ramsey $6.75 $6.75 $6.75 0.00%
2/14/2005 Veri-Tek International VCC Anderson & Strudrick $6.00 $6.20 $6.90 15.00%
2/14/2005 Alpha Natural Resources ANR Morgan Stanley/Citigroup $19.00 $22.50 $22.69 19.42%
2/15/2005 Wright Express WXS JP Morgan/Credit Suisse First Boston/Merril Lynch$18.00 $17.50 $17.70 -1.67%
2/16/2005 Coastal Bancshare Acquisition CBASU I-Bankers/Newbridge $6.00 $6.35 $6.31 5.17%
2/16/2005 Dolby Laboratories DLB Morgan Stanley/Goldman Sachs $18.00 $23.00 $24.30 35.00%
2/17/2005 Aldabra Acquisitions ALBAU Morgan Joseph/EarlyBirdCapital $6.00 $6.20 $6.30 5.00%
2/24/2005 Ardent Acquisition AACQU EarlyBirdCaptial $6.00 $6.10 $6.31 5.17%
3/3/2005 Aspreva Pharmaceuticals ASPV Merrill Lynch $11.00 $12.50 $14.79 34.45%
3/8/2005 International Securities Exchange ISE Bear Stearns/Morgan Stanley $18.00 $25.75 $30.40 68.89%
3/10/2005 Shamir Optical Industry SHMR William Blair/CIBC World Markets $14.00 $19.49 $16.00 14.29%
3/14/2005 BofI Holding BOFI W.R. Hambrecht $11.50 $11.65 $11.50 0.00%
3/16/2005 PanAmSat Holding PA Morgan Stanley/Citigroup/Merrill Lynch $18.00 $17.50 $17.35 -3.61%
3/17/2005 Diana Shipping DSX Bear Streans $17.00 $17.01 $17.30 1.76%
3/31/2005 Fastclick FSTC Credit Suisse First Boston/Citigroup $12.00 $14.99 $12.00 0.00%
4/5/2005 FreightCar America RAIL UBS Investment Bank $19.00 $20.26 $21.03 10.68%
4/12/2005 Mercator Partners Acquisitions HCFP/Brenner - Morgan Joseph
MPAQU/MPABU) $10.10 $10.15 $10.30 1.98%
4/12/2005 PRB Gas Transportation PRB Gilford Securities $5.50 $7.70 $7.65 39.09%
4/13/2005 DexCom DXCM Piper Jaffray/SG Cowen $12.00 $12.08 $11.74 -2.17%
4/14/2005 Earle M. Jorgensen JOR Credit Suisse First Boston/Goldman Sachs $10.00 $9.00 $9.00 -10.00%
4/18/2005 Terra Nova Acquisition TNVAU EarlyBird Capital $6.00 $6.09 $6.22 3.67%
4/20/2005 National Atlantic Holdings NAHC Citigroup $12.00 $12.00 $11.81 -1.58%
4/22/2005 KBL Healthcare Acquisition Corp. IIKBLHU EarlyBirdCapital $6.00 $6.01 $6.30 5.00%
4/25/2005 Accuride ACW Citigroup/Deutsche Bank/UBS Investment Bank $9.00 $9.00 $9.00 0.00%
4/28/2005 VeriFone Holdings PAY JP Morgan/Lehman Brothers $10.00 $10.75 $10.75 7.50%
5/2/2005 Morningstar MORN W.R. Hambrecht $18.50 $18.66 $20.05 8.38%
5/4/2005 Lazard LAZ Goldman Sachs $25.00 $25.00 $24.00 -4.00%
5/4/2005 Lazard Ltd. LDZ Goldman Sachs $25.00 $24.00 $24.00 -4.00%
5/4/2005 Teekay LNG Partners, L.P. TGP Citigroup $22.00 $24.69 $24.30 10.45%
5/5/2005 Bois d'Arc Energy BDE Raymond James $13.00 $13.25 $12.65 -2.69%
5/5/2005 CNTF Merrill Lynch
China Techfaith Wireless Communication Technology $16.25 $16.27 $15.32 -5.72%
5/5/2005 Zumiez ZUMZ Wachovia Securities/Piper Jaffray $18.00 $20.55 $24.87 38.17%
5/9/2005 New Skies Satellites NSE Goldman Sachs/Lehman Brothers $16.50 $16.60 $16.58 0.48%
5/10/2005 Warner Music Group WMG Goldman Sachs/Morgan Stanley $17.00 $15.75 $16.40 -3.53%
5/16/2005 Xerium Technologies XRM Citigroup/Merrill Lynch $12.00 $12.00 $12.00 0.00%
5/17/2005 Citi Trends CTRN CIBC World Markets $14.00 $16.95 $15.70 12.14%
5/24/2005 TransMontaigne Partners L.P. TLP UBS Investment Bank $21.40 $24.50 $24.51 14.53%
5/25/2005 DiamondRock Hospitalty DRH Citigroup/Friedman Billings Ramsey $10.50 $10.54 $10.60 0.95%
5/25/2005 SSA Global Technologies SSAG JP Morgan/Citigroup $11.00 $11.50 $11.00 0.00%
6/2/2005 XenoPort XNPT Morgan Stanley/Deutsche Bank $10.50 $10.52 $10.39 -1.05%
6/3/2005 Aries Maritime Transportation RAMS Jefferies/Credit Suisse First Boston $12.50 $12.54 $12.97 3.75%
6/8/2005 LHC Group LHCG Jefferies/Legg Mason Wood Walker $14.00 $15.50 $17.10 22.14%
6/9/2005 Rackable Systems RACK Thomas Weisel Partners $12.00 $12.26 $12.20 1.67%
6/13/2005 Premium Standard Farms PORK Morgan Stanley $12.50 $12.50 $12.50 0.00%
6/15/2005 Gentium S.p.A. GNT Maxim Group/I-Bankers $9.00 $8.50 $8.90 -1.11%
6/15/2005 ev3 EVVV Piper Jaffray/Banc of America $14.00 $13.50 $14.15 1.07%
6/15/2005 Micrus Endovascular MEND AG Edwards/Needham $11.00 $11.06 $11.01 0.09%
6/20/2005 Inergy Holdings LP NRGP Lehman Brothers/AG Edwards $22.50 $27.50 $27.83 23.69%
6/21/2005 Builders FirstSources BLDR UBS Investment Bank/Deutsche Bank $16.00 $16.52 $15.44 -3.50%
6/21/2005 Allion Healthcare ALLI Thomas Weisel Partners $13.00 $14.00 $16.50 26.92%
6/22/2005 Lincoln Educational Services LINC Merrill Lynch $20.00 $20.03 $20.17 0.85%
6/22/2005 Eagle Bulk Shipping EGLE UBS Investment Bank/Bear Stearns/Citigroup $14.00 $14.00 $13.50 -3.57%
6/23/2005 KKR Financial KFN Citigroup $24.00 $24.75 $24.50 2.08%
6/23/2005 Kenexa KNXA SG Cowen $12.00 $12.06 $12.05 0.42%
6/24/2005 TBS International TBSI Merrill Lynch/Jefferies $10.00 $10.00 $10.50 5.00%
6/28/2005 TAC Acquisition TACAU Wedbush Morgan $6.00 $6.15 $6.01 0.17%
6/28/2005 Deerfield Triarc Capital DFR $16.00 $16.00 $16.00
Credit Suisse First Boston/Merrill Lynch/UBS Investment Bank/Deutsche Bank 0.00%
6/28/2005 Columbia Equity Trust COE Wachovia/Robert W. Baird $15.00 $15.50 $15.40 2.67%
6/28/2005 HemoSense HEM Lazard Capital Markets/WR Hambrecht $5.50 $5.50 $5.52 0.36%
6/28/2005 DSW DSW Lehman Brothers $19.00 $24.00 $24.10 26.84%
6/28/2005 NeuStar NSR $22.00
Morgan Stanley/Credit Siusse First Boston/JP Morgan $25.00 $26.00 18.18%
6/29/2005 Silicon Motion Technology SIMO Deutsche Bank Securities $10.50 $10.60 $10.50 0.00%
6/29/2005 SVIU
Services Acquisition Corp. International Broadband Capital Management $8.00 $8.05 $8.00 0.00%
6/29/2005 Volcom VLCM Wachovia Securities/D.A. Davidson $19.00 $26.01 $26.77 40.89%
6/29/2005 Western Allaince Bancorporations WAL Sandler O'Neill/Keefe Bruyette & Woods $22.00 $26.75 $25.40 15.45%
6/30/2005 Courtside Acquisition CRBU EarlyBirdCaptial/ThinkEquity Partners $6.00 $5.85 $6.00 0.00%
7/7/2005 Medical Properties Trust MPW Friedman Billings Ramsey/JP Morgan $10.50 $10.50 $11.00 4.76%
7/12/2005 Focus Media Holding Limited FMCN Goldman Sachs/Credit Suisse First Boston $17.00 $18.75 $20.20 18.82%
7/13/2005 CryoCor CRYO W.R. Hambrecht+Co $11.00 $11.07 $10.87 -1.18%
7/13/2005 JER Investors Trust JRT Friedman Billings Ramsey/Banc of America $17.50 $18.40 $18.30 4.57%
7/14/2005 Fortress America Acquisition FAACU Sunrise Securities $6.00 $6.00 $6.00 0.00%
7/14/2005 Israel Technonlgy Acquisition ISLTU EarlyBirdCapital $6.00 $6.05 $5.80 -3.33%
7/14/2005 Oakmont Acquisition OMACU Morgan Joseph/Wells Fargo $6.00 $6.00 $6.00 0.00%
7/14/2005 Quintana Maritine QMAR Citigroup/Morgan Stanley $11.50 $11.00 $11.26 -2.09%
7/15/2005 Juniper Partners Acquisition JNPPU HCFP/Brenner Securities/Brean Murray $10.50 $10.50 $10.40 -0.95%
7/15/2005 Juniper Partners Acquisition JNPPZ HCFP/Brenner Securities/Brean Murray $10.10 $10.10 $10.05 -0.50%
7/20/2005 Adams Respiratory Therapeutics ARXT Merrill Lynch/Morgan Stanley $17.00 $21.50 $25.75 51.47%
7/20/2005 Diamond Foods DMND Merrill Lynch $17.00 $20.70 $21.05 23.82%
7/21/2005 Consolidated Communications Illinois CNSL Credit Suisse First Boston $13.00 $13.00 $13.79 6.08%
7/21/2005 Genco Shipping & Trading GSTL Jefferies/Morgan Stanley $21.00 $21.00 $20.87 -0.62%
7/21/2005 Hittite Microwave HITT Lehman Brothers $17.00 $20.77 $19.45 14.41%
7/21/2005 Maidenform Brands MFB UBS Investment Bank/Credit Suisse First Boston $17.00 $20.50 $19.85 16.76%
7/25/2005 ITC Holdings ITC $23.00
Lehman Brothers/Credit Suisse First Boston/Morgan Stanley $27.00 $26.40 14.78%
7/26/2005 Pike Electric PEC Citigroup/JP Morgan $14.00 $14.22 $14.36 2.57%
7/27/2005 Alon USA Energy ALJ Credit Suisse First Boston/Deutsche Bank $16.00 $18.00 $17.25 7.81%
7/28/2005 Patriot Capital Funding PCAP AG Edwards $14.00 $14.75 $14.05 0.36%
7/28/2005 Golf Galaxy GGXY Piper Jaffray/William Blair $14.00 $17.05 $18.61 32.93%
7/28/2005 Superior Well Services SWSI KeyBanc Capital Markets $13.00 $16.25 $18.40 41.54%
7/29/2005 Healthcare Acquisition HAQ.U Maxim Group/I-Bankers $8.00 $8.00 $8.00 0.00%
8/2/2005 Baby Universe BUN Gunn Allen/Wedbush Morgan $9.50 $9.85 $10.70 12.63%
8/2/2005 Unica UNCA Deutsche Bank Securities $10.00 $10.21 $11.71 17.10%
8/2/2005 The Republic Group RUTX JP Morgan/Banc of America $14.00 $14.00 $14.15 1.07%
8/2/2005 MWI Veterinary Supply MWIV Banc of America $17.00 $20.14 $21.25 25.00%
8/3/2005 Eschelon Telecom ESCH Lehman Brothers/Jefferies $14.00 $13.78 $13.15 -6.07%
8/3/2005 WorldSpace WRSP UBS Investment Bank $21.00 $24.10 $22.36 6.48%
8/3/2005 Advanced Analogic Technologies AATI Morgan Stanley/Merrill Lynch $10.00 $12.25 $11.87 18.70%
8/4/2005 Chardan North China Acquisition CNCAU EarlyBridCapital $6.00 $5.95 $6.15 2.50%
8/4/2005 Chardan Southj China Acquisition CSCAU EarlyBridCapital $6.00 $5.98 $6.15 2.50%
8/4/2005 Advanced Life Sciences ADLS C.E. Unterberg, Towbin/ThinkEquity Partners $5.00 $5.03 $6.00 20.00%
8/4/2005 AtriCure ATRC UBS Investment Bank/Piper Jaffray $12.00 $12.10 $14.08 17.33%
8/4/2005 Hoku Scientific HOKU Piper Jaffray $6.00 $6.01 $5.36 -10.67%
8/4/2005 Baidu.com BIDU Goldman Sachs/Creidt Suisse First Boston $27.00 $66.00 $122.54 353.85%
8/4/2005 Dresser-Rand Group DRC Morgan Stanley/Citigroup $21.00 $22.01 $22.80 8.57%
8/8/2005 K&F Holdings Industries KFI Goldman Sachs/Lehman Brothers $17.50 $18.45 $17.40 -0.57%
8/8/2005 James River Group JRVR Keefe Bruyette & Woods $18.00 $18.15 $20.00 11.11%
8/8/2005 Ruth's Chris Steak House RUTH Banc of America/Wachovia $18.00 $19.80 $20.70 15.00%
8/8/2005 Seaspan SSW Citigroup/Merrill Lynch $21.00 $21.10 $21.30 1.43%
8/9/2005 First Security Group FSGI Keefe Bruyette & Woods $10.00 $10.50 $10.17 1.70%
8/9/2005 China Medical Technologies CMED UBS Investment Bank $15.00 $15.45 $16.20 8.00%
8/9/2005 Coley Pharmaceutical Group COLY Merrill Lynch/JP Morgan $16.00 $18.55 $18.88 18.00%
8/9/2005 RBC Bearings ROLL Merrill Lynch $14.50 $14.80 $15.27 5.31%
8/9/2005 Reddy Ice Holdings FRZ Boston
Bear Stearns/Lehman Brothers/Credit Suisse First$18.50 $19.60 $19.31 4.38%
8/10/2005 CF Industries Holdings CF Morgan Stanley/JP Morgan $16.00 $16.25 $16.20 1.25%
8/10/2005 Heartland Payment Systems HPY Citigroup $18.00 $22.50 $24.51 36.17%
8/10/2005 Refco RFX $22.00
Credit Suisse First Boston/Goldman Sachs/Banc of America $26.25 $27.48 24.91%
8/15/2005 Bronce Driling BRNC Johnson Rice/Jefferies $17.00 $19.00 $18.47 8.65%
8/15/2005 Kona Grill KONA Oppenheimer/Feltl $11.00 $13.00 $12.50 13.64%
8/16/2005 Rockwood Holdings ROC Goldman Sachs/Credit Suisse First Boston $20.00 $19.72 $20.00 0.00%
8/17/2005 Williams Partners WPZ Lehman Brothers $21.50 $24.90 $25.50 18.60%
8/18/2005 Stone Acarde Acquisition SCDEU Morgan Joseph $6.00 $6.04 $6.15 2.50%
8/18/2005 Ithaka Acquisition ITHKU EarlyBirdCaptial/ThinkEquity $6.00 $5.95 $5.85 -2.50%
8/23/2005 Enterprise GP Holdings LP EPE Citigroup/Lehman Brothers $28.00 $33.05 $32.55 16.25%
8/23/2005 Ready Mix RMX Ladenburg, Thalmann/Wunderlich Securities $11.00 $12.00 $12.10 10.00%
8/26/2005 Ad.Venture Partners AVPAU Wedbush Morgan $6.00 $6.01 $5.90 -1.67%
9/9/2005 Coconut Palm Acquisition CNUTU Morgan Joseph/EarlyBirdCapital $6.00 $6.20 $6.20 3.33%
9/19/2005 Williams Scotsman International WLSC Citigroup/Lehman Brothers/CIBC World Markets $16.00 $15.86 $15.93 -0.44%
9/20/2005 Nexity Financial NXTY Raymond James $16.00 $16.31 $16.25 1.56%
9/21/2005 Ikanos Communications IKAN Citigroup/Lehman Brothers $12.00 $13.30 $13.00 8.33%
9/22/2005 North Pointe Holdings NPTE SunTrust Robinson Humphrey $12.00 $12.26 $12.03 0.25%
9/22/2005 Global Cash Access Holdings GCA Goldman Sachs/JP Morgan $14.00 $15.22 $14.96 6.86%
9/26/2005 Horizon Lines HRZ Goldman Sachs/UBS Investment Bank $10.00 $10.50 $10.75 7.50%
9/26/2005 Sunesis Pharmaceuticals SNSS Lehman Brothers/SG Cowen $7.00 $7.09 $6.50 -7.14%
9/27/2005 TRX TRXI Credit Suisse First Boston $9.00 $9.00 $9.06 0.67%
9/28/2005 Genomic Health GHDX JP Morgan/Lehman Brothers $12.00 $12.00 $11.75 -2.08%
9/28/2005 Taleo TLEO Citigroup $14.00 $14.01 $13.60 -2.86%
9/28/2005 Avalon Pharmaceuticals AVRX W.R. Hambrecht + Co. $10.50 $10.51 $9.49 -9.62%
9/28/2005 Caribou Coffee CBOU Merril Lynch/Thomas Weisel Partners $14.00 $15.50 $13.00 -7.14%
9/28/2005 Global Partners GLP Lehman Brothers/KeyBanc Capital Markets $22.00 $25.00 $23.70 7.73%
9/28/2005 WebMD Health WBMD Morgan Stanley/Citigroup/Goldman Sachs $17.50 $19.80 $24.40 39.43%
9/29/2005 State National Bancshares SNBI Keefe Bruyette & Woods/Sandler O'Neill $26.00 $27.60 $26.00 0.00%
9/29/2005 VistaPrint Limited VPRT Goldman Sachs/Bear Stearns $12.00 $12.27 $15.25 27.08%
10/5/2005 StealthGas GASS Cantor Fitzgerald $14.50 $14.59 $13.80 -4.83%
10/6/2005 American Commercial Lines ACLI Merrill Lynch/UBS Investment Bank $21.00 $26.50 $28.30 34.76%
10/11/2005 TAL International TAL $
Credit Suisse First Boston/Deutsche Bank/Jefferies 18.00 $18.00 $18.00 0.00%
10/12/2005 Double Hull Tankers DHT Merrill Lynch/UBS Investment Bank $12.00 $12.00 $12.05 0.42%
10/13/2005 PokerTek PTEK Feltl $11.00 $11.30 $10.25 -6.82%
10/18/2005 CBOT Holdings BOT Credit Suisse First Boston/JP Morgan $54.00 $80.75 $80.30 48.70%
10/19/2005 Federal Services Acquisition FDSUA CRT Capital Group $6.00 $6.10 $6.01 0.17%
10/21/2005 Paramount Acquisition PMQCU EarlyBirdCapital $6.00 $6.05 $6.19 3.17%
10/21/2005 NCI NCIT Legg Mason Wood Walker/Raymond James $10.50 $11.25 $12.17 15.90%
10/24/2005 Key Hospitality Acquisition KHPAU Maxim Group $8.00 $8.00 $8.00 0.00%
10/24/2005 Platinum Energy Resources PGRIU Casimir Capital/Cantor Fitzgerald $8.00 $7.75 $7.50 -6.25%
10/26/2005 Cogdell Spencer CSA Banc of America/Citigroup $17.00 $17.00 $17.00 0.00%
10/26/2005 Hercules Offshore HERO Credit Suisse First Boston $20.00 $23.50 $21.90 9.50%
10/26/2005 MathStar MATH Feltl $6.00 $6.50 $5.90 -1.67%
10/26/2005 NxStage Medical NXTM Merrill Lynch $10.00 $10.20 $11.76 17.60%
10/28/2005 Electro-Optical Sciences MELA ThinkEquity Partners/Stanford Group $5.00 $6.50 $7.71 54.20%
10/28/2005 Accentia Biopharmaceuticals ABPI Jefferies $8.00 $8.00 $7.25 -9.38%
11/1/2005 Cbeyond Communications CBEY Deutsche Bank $12.00 $12.00 $12.00 0.00%
11/1/2005 Newkirk Realty Trust NKT Bear Stearns/Credit Suisse First Boston $16.00 $15.45 $15.05 -5.94%
11/1/2005 Website Pros WSPI Friedman Billings Ramsey $10.00 $10.02 $10.01 0.10%
11/8/2005 Boardwalk Pipeline Partners L.P. BWP Citigroup/Lehamn Brothers $19.50 $19.50 $18.95 -2.82%
11/8/2005 CombinatoRx CRXX SG Cowen/Pacific Growth Equities $7.00 $7.09 $7.85 12.14%
11/8/2005 iRobot IRBT Morgan Stanley/JP Morgan $24.00 $29.51 $26.70 11.25%
11/8/2005 Saifun Semiconductors Ltd. SFUN Lehman Brothers/Deutsche Bank $23.50 $31.18 $35.30 50.21%
11/10/2005 Cold Spring Capital CDS-U Deutsche Bank $6.00 $5.80 $5.90 -1.67%
11/10/2005 Clear Channel Outdoor Holdings CCO Lynch/UBS$17.75
Goldman Sachs/Deutsche Bank/JP Morgan/Merrill$18.00 Bank
Investment$18.55 3.06%
11/10/2005 IHS IHS Goldman Sachs/Citigroup $16.00 $17.00 $17.10 6.88%
11/14/2005 Vimicro International VIMC Morgan Stanley $10.00 $10.01 $8.36 -16.40%
11/15/2005 IntercontinentalExchange ICE Morgan Stanley/Goldman Sachs $26.00 $39.00 $39.25 50.96%
11/16/2005 SunPower SPWR Credit Suisse First Boston/Lehman Brothers $18.00 $28.00 $25.45 41.39%
11/17/2005 AMERISAFE AMSF Friedman Billings Ramsey/William Blair $9.00 $9.02 $9.00 0.00%
11/17/2005 Dover Saddlery DOVR W.R. Hambrecht+Co. $10.00 $10.06 $10.25 2.50%
11/17/2005 Under Armour UARM Goldman Sachs $13.00 $31.00 $25.30 94.62%
11/21/2005 Tronox TRX Lehman Brothers/JPMorgan $14.00 $13.60 $14.30 2.14%
11/21/2005 Union Drilling UDRL JPMorgan/Jefferies $14.00 $13.61 $14.41 2.93%
11/21/2005 Brookdale Senior Living BKD Goldman Sachs/Lehman Brothers $18.00 $23.10 $25.43 41.28%
11/29/2005 Actions Semiconductor ACTS Credit Suisse First Boston $8.00 $7.90 $8.00 0.00%
12/1/2005 DCP Midstream Partners DPM Lehman Brothers/Citigroup $21.50 $22.90 $23.05 7.21%
12/6/2005 Vocus VOCS Thomas Weisel Partners/RBC Capital Markets $9.00 $9.27 $10.00 11.11%
12/9/2005 WiderThan WTHN JPMorgan/Merrill Lynch $12.00 $14.50 $12.00 0.00%
12/9/2005 Basic Energy Services BAS Goldman Sachs/Credit Suisse First Boston $20.00 $22.00 $21.50 7.50%
12/9/2005 Cynosure CYNO Citigroup $15.00 $16.99 $18.93 26.20%
12/12/2005 Scopus Video Networks SCOP Thomas Weisel Partners/CIBC Worldmarkets $7.00 $7.02 $7.24 3.43%
12/12/2005 CapitalSouth Bancorp CAPB Sterne Agee & Leach $18.50 $19.00 $18.50 0.00%
12/12/2005 DealerTrack Holdings TRAK Lehman Brothers/JP Morgan $17.00 $19.75 $19.25 13.24%
12/13/2005 Suntech Power Holdings STP Credit Suisse First Boston/Morgan Stanley $15.00 $20.35 $21.20 41.33%
12/14/2005 Republic Property Trust RPB Lehman Brothers/Bear Stearns $12.00 $12.00 $12.00 0.00%
12/14/2005 Somaxon Pharmaceuticals SOMX Morgan Stanley/JP Morgan $11.00 $11.00 $10.71 -2.64%
12/14/2005 Carolina National Bank CNCP Scott & Stringfellow $16.00 $16.85 $17.00 6.25%
12/14/2005 Copa Holdings S.A. CPA Morgan Stanley/Goldman Sachs $20.00 $22.53 $24.25 21.25%
12/15/2005 Endeavor Acquisition EDA-U Ladenburg Thalmann/Broadband Capital Markets $8.00 $8.01 $8.00 0.00%
12/15/2005 Directed Electronics DEIX Goldman Sachs/JP Morgan $16.00 $17.00 $14.00 -12.50%
12/15/2005 Emergency Medical Services EMS Banc of America/JP Morgan $14.00 $14.00 $13.10 -6.43%
12/15/2005 Spansion SPSN Citigroup/Credit Suisse First Boston $12.00 $12.00 $13.55 12.92%
12/16/2005 Star Maritime Acquisition SEA-U Maxim Group/EarlyBirdCapital $10.00 $9.90 $9.92 -0.80%
12/16/2005 Boulder Specialty Brands BDSBU Citigroup/Roth Capital Partners $8.00 $9.00 $9.00 12.50%
12/20/2005 CRM Holdings CRMH Sandler O'Neill/KeyBanc Capital Markets $13.00 $13.11 $13.00 0.00%
12/20/2005 Pixelplus Ltd. PXPL Jefferies Broadview/WR Hambracht+Co. $8.00 $8.03 $8.01 0.12%
12/21/2005 NUCRYST Pharmaceuticals NCST Jefferies $10.00 $10.00 $10.00 0.00%
$ Change $ Change Star
Performed
Opening Close Rating
$0.00 $0.00 1
$1.30 $1.55 2
$4.00 $1.69 2
$0.25 $0.45 1
$3.99 $5.44 3
$6.50 $3.80 3
$1.06 $0.00 2
$0.75 $2.08 2
$0.50 -$0.50 2
$1.80 $2.20 3
$0.15 -$0.20 1
$0.05 -$0.70 1
$0.00 -$0.45 2 Blown
$0.01 $0.00 3 Blown
$0.05 $0.75 1
$0.02 $0.14 1
$0.26 -$0.91 1
$0.90 $0.60 2
$0.55 $0.31 1
$1.50 $2.10 2
$0.00 $0.00 1
$5.26 $6.80 2
$1.50 $1.75 2
$1.50 $1.50 2
$1.00 $2.50 2
$0.05 -$0.25 1
$0.00 $0.00 1
$0.20 $0.90 1
$3.50 $3.69 2
-$0.50 -$0.30 1
$0.35 $0.31 1
$5.00 $6.30 3
$0.20 $0.30 1
$0.10 $0.31 1
$1.50 $3.79 1 Blown
$7.75 $12.40 3
$5.49 $2.00 2
$0.15 $0.00 1
-$0.50 -$0.65 1
$0.01 $0.30 3 Blown
$2.99 $0.00 3
$1.26 $2.03 2
$0.05 $0.20 1
$2.20 $2.15 2
$0.08 -$0.26 2 Blown
-$1.00 -$1.00 1
$6.22 $0.22 1
$0.00 -$0.19 1
$0.01 $0.30 1
$0.00 $0.00 1
$0.75 $0.75 1
$0.16 $1.55 1
$0.00 -$1.00 3 Blown
-$1.00 -$1.00 3 Blown
$2.69 $2.30 2
$0.25 -$0.35 2 Blown
$0.02 -$0.93 1
$2.55 $6.87 3
$0.10 $0.08 1
-$1.25 -$0.60 1
$0.00 $0.00 1
$2.95 $1.70 2
$3.10 $3.11 2
$0.04 $0.10 1
$0.50 $0.00 1
$0.02 -$0.11 1
$0.04 $0.47 2 Blown
$1.50 $3.10 2
$0.26 $0.20 2 Blown
$0.00 $0.00 1
-$0.50 -$0.10 1
-$0.50 $0.15 1
$0.06 $0.01 1
$5.00 $5.33 3
$0.52 -$0.56 3 Blown
$1.00 $3.50 2
$0.03 $0.17 3 Blown
$0.00 -$0.50 1
$0.75 $0.50 2
$0.06 $0.05 1
$0.00 $0.50 1
$0.15 $0.01 1
$0.00 $0.00 1
$0.50 $0.40 1
$0.00 $0.02 1
$5.00 $5.10 2
$3.00 $4.00 2
$0.10 $0.00 2 Blown
$0.05 $0.00 1
$7.01 $7.77 3
$4.75 $3.40 3
-$0.15 $0.00 1
$0.00 $0.50 1
$1.75 $3.20 2
$0.07 -$0.13 1
$0.90 $0.80 1
$0.00 $0.00 1
$0.05 -$0.20 1
$0.00 $0.00 1
-$0.50 -$0.24 1
$0.00 -$0.10 1
$0.00 -$0.05 1
$4.50 $8.75 3
$3.70 $4.05 3
$0.00 $0.79 1
$0.00 -$0.13 1
$3.77 $2.45 3
$3.50 $2.85 2
$4.00 $3.40 2
$0.22 $0.36 2 Blown
$2.00 $1.25 3
$0.75 $0.05 1
$3.05 $4.61 2
$3.25 $5.40 2
$0.00 $0.00 1
$0.35 $1.20 1
$0.21 $1.71 1
$0.00 $0.15 1
$3.14 $4.25 3
-$0.22 -$0.85 1
$3.10 $1.36 3
$2.25 $1.87 2
-$0.05 $0.15 1
-$0.02 $0.15 1
$0.03 $1.00 1
$0.10 $2.08 2
$0.01 -$0.64 1
$39.00 $95.54 4
$1.01 $1.80 2
$0.95 -$0.10 3 Blown
$0.15 $2.00 2
$1.80 $2.70 3
$0.10 $0.30 1
$0.50 $0.17 3 Blown
$0.45 $1.20 2
$2.55 $2.88 3
$0.30 $0.77 1
$1.10 $0.81 3
$0.25 $0.20 2 Blown
$4.50 $6.51 2
$4.25 $5.48 3
$2.00 $1.47 2
$2.00 $1.50 2
-$0.28 $0.00 1
$3.40 $4.00 3
$0.04 $0.15 1
-$0.05 -$0.15 1
$5.05 $4.55 3
$1.00 $1.10 1
$0.01 -$0.10 1
$0.20 $0.20 1
-$0.14 -$0.07 2 Blown
$0.31 $0.25 1
$1.30 $1.00 2
$0.26 $0.03 2 Blown
$1.22 $0.96 3
$0.50 $0.75 1
$0.09 -$0.50 1
$0.00 $0.06 1
$0.00 -$0.25 2 Blown
$0.01 -$0.40 2 Blown
$0.01 -$1.01 1
$1.50 -$1.00 2
$3.00 $1.70 3
$2.30 $6.90 2
$1.60 $0.00 3
$0.27 $3.25 2
$0.09 -$0.70 2 Blown
$5.50 $7.30 1 Blown
$0.00 $0.00 2 Blown
$0.00 $0.05 1
$0.30 -$0.75 2 Blown
$26.75 $26.30 4
$0.10 $0.01 1
$0.05 $0.19 1
$0.75 $1.67 2
$0.00 $0.00 1
-$0.25 -$0.50 1
$0.00 $0.00 1
$3.50 $1.90 3
$0.50 -$0.10 1
$0.20 $1.76 1
$1.50 $2.71 1 Blown
$0.00 -$0.75 1
$0.00 $0.00 1
-$0.55 -$0.95 1
$0.02 $0.01 1
$0.00 -$0.55 3 Blown
$0.09 $0.85 1
$5.51 $2.70 2
$7.68 $11.80 3
-$0.20 -$0.10 1
-$0.25 $0.55 1
$1.00 $1.10 2
$0.01 -$1.64 1
$13.00 $13.25 3
$10.00 $7.45 3
$0.02 $0.00 1
$0.06 $0.25 1
$18.00 $12.30 3
-$0.40 $0.30 1
-$0.39 $0.41 1
$5.10 $7.43 2
-$0.10 $0.00 1
$1.40 $1.55 3
$0.27 $1.00 2
$2.50 $0.00 1
$2.00 $1.50 3
$1.99 $3.93 2
$0.02 $0.24 1
$0.50 $0.00 2
$2.75 $2.25 3
$5.35 $6.20 2
$0.00 $0.00 1
$0.00 -$0.29 1
$0.85 $1.00 2
$2.53 $4.25 3
$0.01 $0.00 1
$1.00 -$2.00 3
$0.00 -$0.90 1
$0.00 $1.55 1
-$0.10 -$0.08 1
$1.00 $1.00 1
$0.11 $0.00 2 Blown
$0.03 $0.01 1
$0.00 $0.00 1
Offering Opening 1st Day 1st Day %
Trade Date Issuer Symbol Lead/Joint-Lead Managers
Price Price Close Px Chng
1/12/2006 Linn Energy LLC LINE RBC Capital Markets/Lehman Brothers $21.00 $25.10 $22.00 4.76%
1/18/2006 Western Refining WNR Banc of America/Deutsche Bank $17.00 $19.00 $18.59 9.35%
1/19/2006 American Railcar Industries ARII UBS Investment Bank/Bear Stearns $21.00 $23.07 $22.96 9.31%
1/24/2006 Argyle Security Acquisition ARGLU Rodman & Renshaw/I-Bankers $8.00 $8.00 $7.95 -0.62%
1/25/2006 Calumet Specialty Products Partners L.P. CLMT Goldman Sachs $21.50 $22.02 $21.75 1.16%
1/25/2006 Highbury Financial HBRYU ThinkEquity Partners/EarlyBirdCapital $6.00 $6.00 $6.00 0.00%
1/25/2006 Altus Pharmaceuticals ALTU Merrill Lynch/Morgan Stanley $15.00 $15.26 $16.82 12.13%
1/25/2006 Traffic.com TRFC W.R. Hambrecht+Co. $12.00 $12.11 $12.15 1.25%
1/25/2006 Chipotle Mexican Grill CMG Morgan Stanley/SG Cowen $22.00 $45.00 $44.00 100.00%
1/30/2006 IncrediMAIL Ltd. MAIL Maxim Group $7.50 $9.21 $8.51 13.47%
1/30/2006 Regency Energy Partners L.P. RGNC UBS Investment Bank/Lehman Brothers $20.00 $20.01 $19.81 -0.95%
1/30/2006 H&E Equipment Services HEES Credit Suisse/UBS Investment Bank $18.00 $20.31 $23.10 28.33%
1/31/2006 FortuNet FNET W.R. Hambrecht + Co $9.00 $9.15 $9.05 0.56%
1/31/2006 Koppers Holdings KOP Credit Suisse/UBS Investment Bank $14.00 $14.60 $15.75 12.50%
1/31/2006 SGX Pharmaceuticals SGXP CIBC World Markets/Piper Jaffray $6.00 $6.05 $6.00 0.00%
1/31/2006 Ternium S.A. TX Citigroup $20.00 $23.05 $23.37 16.85%
2/1/2006 Digital Music Group DMGI I-Bankers Securities/FTN Midwest Securities $9.75 $9.75 $9.25 -5.13%
2/1/2006 Iomai IOMI UBS Investment Bank/SG Cowen $7.00 $7.25 $6.80 -2.86%
2/1/2006 Valera Pharmaceuticals VLRX UBS Investment Bank/Banc of America $9.00 $9.15 $9.93 10.33%
2/1/2006 Thomas Weisel Partners Group TWPG Thomas Weisel Partners/Keefe Bruyette & Woods$15.00 $19.00 $19.90 32.67%
2/2/2006 Cardica CRDC A.G. Edwards/Allen & Co. $10.00 $10.19 $10.35 3.50%
2/2/2006 Energy Transfer Equity L.P. ETE UBS Investment Bank/Wachovia/ Credit Suisse $21.00 $23.00 $22.65 7.86%
2/2/2006 HealthSpring HS Goldman Sachs/Citigroup/UBS Investment Bank $19.50 $22.25 $21.98 12.72%
2/2/2006 SMART Modular Technologies SMOD Citigroup/JP Morgan/Lehman Brothers $9.00 $9.00 $8.54 -5.11%
2/6/2006 Resource Capital RSO $15.00 $14.50 $14.00
Credit Suisse First Boston/Friedman Billings Ramsey/Citigroup/JP Morgan -6.67%
2/7/2006 Crocs CROX Piper Jaffray/Thomas Weisels Partners $21.00 $30.00 $28.55 35.95%
2/8/2006 EXCO Resources XCO $13.00
JP Morgan/Bear Stearns/Goldman Sachs/AG Edwards $13.20 $13.05 0.38%
2/8/2006 Morton's Restaurant Group MRT Wachovia $17.00 $20.00 $17.90 5.29%
2/8/2006 NTELOS Holdings NTLS Lehman Brothers/Bear Stearns $12.00 $12.10 $11.95 -0.42%
2/8/2006 NightHawk Radiology Holdings NHWK Morgan Stanley $16.00 $18.75 $20.65 29.06%
2/9/2006 AmComp AMCP Friedman Billings Ramsey $9.00 $9.02 $9.00 0.00%
2/9/2006 Acorda Therapeutics ACOR Banc of America $6.00 $6.17 $6.72 12.00%
2/9/2006 Magellan Midstream Holdings MGG $22.00
Citigroup/Lehman Brothers/Goldman Sachs/Wachovia $24.50 $24.00 9.09%
2/13/2006 Morgans Hotel Group MHGC Morgan Stanley/Merrill Lynch $20.00 $19.65 $19.89 -0.55%
2/15/2006 Global Logistics Acquisitions GLA.U BB&T Capital Markets/EarlyBirdCapital $8.00 $8.00 $8.11 1.37%
2/22/2006 Liquidity Services LQDT $10.00
Friedman Billings Ramsey/RBC Capital Markets $10.10 $12.29 22.90%
2/23/2006 Pacific Airport Group PAC Credit Suisse $21.00 $30.00 $28.26 34.57%
2/28/2006 Grubb & Ellis Realty Advisors GAV.U Deutsche Bank $6.00 $6.07 $6.10 1.67%
3/2/2006 India Globalization Capital IGC.U Ferris Baker Watts/Ladenburg Thalmann $6.00 $6.05 $6.35 5.83%
3/2/2006 Oracle Healthcare Acquisition OHAQU CRT Capital/Ladenberg Thalman $8.00 $8.00 $8.50 6.25%
3/8/2006 Good Harbor Partners Acquisitions GHBAU HCFP/Brenner Securities $8.50 $8.70 $9.30 9.41%
3/8/2006 Good Harbor Partners Acquisitions GHBBU HCFP/Brenner Securities $10.10 $10.21 $10.35 2.48%
3/8/2006 Alexza Pharmaceuticals ALXA Piper Jaffray/Pacific Growth Equities $8.00 $8.00 $8.51 6.38%
3/9/2006 Eagle Test Systems EGLT Banc of America/Lehman Brothers $15.50 $16.65 $15.50 0.00%
3/14/2006 TransDigm Group TDG Credit Suisse/Lehman Brothers $21.00 $23.65 $24.10 14.76%
3/15/2006 Acquicor Technology AQR.U ThinkEquity Partners/CRT Capital Group $6.00 $6.25 $6.80 13.33%
3/16/2006 Echo Healthcare Acquisition EHHAU Morgan Joseph/RothCapitalPartners $8.00 $8.40 $8.30 3.75%
3/21/2006 Nextest Systems NEXT Merrill Lynch $14.00 $14.00 $17.10 22.14%
3/22/2006 North American Insurance Leanders NAO.U CRT Capital Group $8.00 $8.15 $8.25 3.13%
3/23/2006 Clayton Holdings CLAY William Blair/Piper Jafray $17.00 $19.00 $21.00 23.53%
3/23/2006 Global Traffic Network GNET Feltl & Company $5.00 $5.30 $5.20 4.00%
3/23/2006 Tim Hortons THI Goldman Sachs/RBC Capital Markets $23.16 $31.95 $28.17 21.62%
3/29/2006 China GrenTech GRRF Bear Stearns $18.00 $22.06 $19.00 5.56%
3/30/2006 Himax Technologies HIMX Morgan Stanley $9.00 $9.12 $8.75 -2.78%
3/30/2006 Phoenix India Acquisition PXIAU Rodman & Renshaw/I-Bankers Securities $8.00 $8.95 $8.30 3.75%
4/4/2006 Visicu EICU Morgan Stanley $16.00 $18.08 $24.78 54.88%
4/5/2006 General Finance GFN.U Morgan Joseph $8.00 $8.20 $8.29 3.62%
4/5/2006 Castle Brands ROX Oppenheimer $9.00 $9.30 $9.00 0.00%
4/5/2006 Goodman Global GGL JPMorgan/Merrill Lynch/Goldman Sachs $18.00 $20.70 $20.05 11.39%
4/6/2006 Omega Navigation Enterprises ONAV Jefferies/JPMorgan $17.00 $17.00 $16.00 -5.88%
4/6/2006 Sealy ZZ $16.00
Citigroup/Goldman Sachs/JP Morgan/Banc of America $17.50 $17.50 9.38%
4/11/2006 Asia Automotive Acquisition AAACU Rodman & Renshaw $8.00 $8.70 $9.40 17.50%
4/11/2006 JK Acquisition JKA.U Ferris Baker Watts $6.00 $6.00 $6.06 1.00%
4/11/2006 Targacept TRGT Deutsche Bank/Pacific Growth Equities $9.00 $9.00 $8.66 -3.78%
4/11/2006 Vanda Pharmaceuticals VNDA JPMorgan/Banc of America $10.00 $9.55 $9.68 -3.20%
4/12/2006 Healthcare Acquisition Partners HAQPU FTN Midwest Securities $6.00 $6.10 $6.10 1.67%
4/18/2006 Global Services Partners Acquisitions GSPAU HCFP/Brenner Securities $8.50 $9.55 $9.51 11.88%
4/18/2006 Global Services Partners Acquisitions GSPBU HCFP/Brenner Securities $10.10 $10.80 $10.60 4.95%
4/18/2006 Terra Nova Acquisition TNVAU EarlyBird Capital $6.00 $6.09 $6.22 3.67%
4/20/2006 Omrix Biophamaceuticals OMRI UBS Investment Bank $10.00 $9.91 $10.03 0.30%
4/20/2006 Complete Production Services CPX Credit Suisse /UBS Investment Bank $24.00 $27.45 $26.90 12.08%
4/25/2006 Shanghai Century Acquisition SHA.U I-Bankers/WR Hambrecht+Co $8.00 $8.65 $8.65 8.13%
4/25/2006 Corel CREL Morgan Stanley $16.00 $15.36 $15.85 -0.94%
4/26/2006 Harbor Acquisition HAC.U Ferris Baker Watts/Brean Murray $6.00 $8.65 $6.23 3.83%
4/27/2006 CPI International CPII UBS Investment Bank/Bear Stearns $18.00 $19.10 $18.00 0.00%
4/27/2006 RAM Holdings RAMR Banc of America/Merrill Lynch $13.00 $12.99 $13.20 1.54%
5/3/2006 Delek US Holdings DK Lehman Brothers/Citigroup $16.00 $16.11 $16.25 1.56%
5/3/2006 DynCorp International DCP Credit Suisse/Goldman Sachs $15.00 $15.00 $14.94 -0.40%
5/4/2006 Northstar Neuroscience NSTR Citigroup/Cowen $15.00 $16.08 $16.60 10.67%
5/9/2006 Alliance Holdings GP, L.P. AHGP Lehman Brothers/Citigroup $25.00 $25.90 $25.00 0.00%
5/9/2006 Novacea NOVC Bear Stearns/Cowen $6.50 $6.50 $6.50 0.00%
5/10/2006 Compass Group Diversified Holdings CODI Ferris Baker Watts $15.00 $14.55 $15.03 0.20%
5/11/2006 Ascend Acquisiton ASAQU EarlyBirdCapital $6.00 $6.10 $6.21 3.50%
5/11/2006 BioMimetic Therapeutics BMTI Deutsche Bank/Pacific Growth Equities $8.00 $7.95 $8.25 3.13%
5/11/2006 Basin Water BWTR Janney Montgomery Scott $12.00 $15.70 $16.99 41.58%
5/16/2006 Restore Medical REST Deutsche Bank $8.00 $8.01 $8.19 2.37%
5/16/2006 Penson Worldwide PNSN JPMorgan/Credit Suisse First Boston $17.00 $19.13 $19.50 14.71%
5/17/2006 Burger King Holdings BKC JPMorgan $17.00 $18.00 $17.50 2.94%
5/18/2006 Darwin Professional Underwriters DR Merrill Lynch/Credit Suisse $16.00 $17.10 $18.73 17.06%
5/23/2006 Vonage Holdings VG $17.00
Citigroup/Deutsche Bank/UBS Investment Bank $17.00 $14.85 -12.65%
5/24/2006 MasterCard MA Goldman Sachs/Citigroup/HSBC/JPMorgan $39.00 $40.30 $46.00 17.95%
5/25/2006 Mueller Water Products MWA $16.00
Banc of America/Morgan Stanley/Lehman Brothers $16.50 $16.75 4.69%
5/31/2006 CTC Media CTCM Deutsche Bank $14.00 $14.75 $17.00 21.43%
6/1/2006 HD Partners Acquisition HDP-U Morgan Joseph $8.00 $8.05 $8.01 0.12%
6/1/2006 Alphatec Holdings ATEC Deutsche Bank/First Albany $9.00 $9.00 $8.98 -0.22%
6/1/2006 Town Sports International Holdings CLUB Credit Suisse/Deutsche Bank $13.00 $13.00 $13.25 1.92%
6/2/2006 Luna Innovations LUNA ThinkEquity Partners $6.00 $6.00 $6.00 0.00%
6/5/2006 Community Bankers Acquisition BTC.U I-Bankers/Maxim Group $8.00 $7.90 $7.85 -1.88%
6/6/2006 LoopNet LOOP Credit Suisse $12.00 $14.75 $15.00 25.00%
6/12/2006 Verigy Ltd. VRGY Goldman Sachs/Credit Suisse $15.00 $15.05 $14.25 -5.00%
6/13/2006 VeraSun Energy VSE Morgan Stanley/Lehman Brothers $23.00 $28.00 $30.00 30.43%
6/14/2006 Volcano VOLC JPMorgan/Piper Jaffray $8.00 $8.00 $9.18 14.75%
6/14/2006 Golfsmith International Holdings GOLF Merrill Lynch/JPMorgan $11.50 $11.61 $11.10 -3.48%
6/14/2006 Synchronoss Technologies SNCR Goldman Sachs/Deutsche Bank $8.00 $9.00 $8.85 10.63%
6/14/2006 Houston Wire & Cable HWCC William Blair/Robert W. Baird $13.00 $16.00 $15.21 17.00%
6/20/2006 Techwell TWLL Lehman Brothers/Cowen $9.00 $9.00 $8.75 -2.78%
6/22/2006 Home BancShares HOMB Stephens $18.00 $21.18 $20.00 11.11%
6/27/2006 Omniture OMTR Morgan Stanley/Creidt Suisse $6.50 $6.50 $6.53 0.46%
6/27/2006 PGT PGTI Deutsche Bank/JPMorgan $14.00 $14.50 $15.50 10.71%
6/27/2006 Replidyne RDYN Merril Lynch/Morgan Stanley $10.00 $10.00 $10.25 2.50%
6/27/2006 J. Crew Group JCG Goldman Sachs/Bear Stearns $20.00 $25.05 $25.55 27.75%
6/28/2006 Aventine Renewable Energy Holdings AVR $43.00 $41.75
Banc of America/Friedman Billings Ramsey/Goldman Sachs $38.37 -10.77%
6/29/2006 Gmarket GMKT Goldman Sachs In't/Cowen $15.25 $19.10 $15.10 -0.98%
7/11/2006 Allied World Assurance Holdings AWH Goldman Sachs $34.00 $34.75 $34.25 0.74%
7/12/2006 Cowen Group COWN Cowen/Credit Suisse/Merrill Lynch $16.00 $16.00 $15.88 -0.75%
7/13/2006 Valero GP Holdings, LLC VEH Lehman Brothers $22.00 $22.00 $22.00 0.00%
7/18/2006 Energy Infrastructure Acquisition EII-U Maxim Group $10.00 $10.00 $9.80 -2.00%
7/19/2006 Millenium India Acquisition MQC-U Ladenburg Thalmann $8.00 $7.50 $7.71 -3.63%
7/20/2006 Atlas Pipeline Holdings, L.P. AHD Lehman Brothers $23.00 $23.00 $23.00 0.00%
7/25/2006 WNS (Holdings) Limited WNS Morgan Stanley/Deutsche Bank/Merrill Lynch$20.00 $21.10 $24.50 22.50%
7/25/2006 Chart Industries GTLS $15.00
Morgan Stanley/Lehman Brothers/UBS Investment Bank$15.00 $15.20 1.33%
7/27/2006 Crystal River Capital CRZ Deutsche Bank/Wachovia Securities $23.00 $22.65 $22.46 -2.35%
7/27/2006 GeoMet GMET Banc of America Securities $10.00 $10.75 $10.97 9.70%
8/1/2006 Security Capital Assurance Ltd. SCA Goldman Sachs/JPMorgan/Merrill Lynch $20.50 $20.90 $20.50 0.00%
8/3/2006 Osiris Therapeutics OSIR Jefferies $11.00 $11.00 $11.00 0.00%
8/3/2006 Buckeye GP Holdings L.P. BGH Investment$16.75
Goldman Sachs/Merrill Lynch/Citigroup/UBS $17.00 Bank $16.23 -4.53%
8/7/2006 Aircastle AYR JPMorgan/Bear Stearns/Citibank $23.00 $27.45 $26.66 15.91%
8/8/2006 Qimonda AG QI Credit Suisse/JPMorgan $13.00 $13.50 $13.54 4.15%
8/10/2006 Evercore Partners EVR Lehman Brothers $21.00 $25.00 $24.85 18.33%
8/15/2006 InnerWorkings INWK Morgan Stanley $9.00 $10.25 $10.45 16.11%
8/24/2006 Marathon Acquisition MAQ-U Citigroup $8.00 $8.00 $8.00 0.00%
8/30/2006 Energy Services Acquisition ESA-U Ferris Baker Watts $6.00 $5.60 $5.77 -3.83%
9/6/2006 EDU
New Oriental Education & Technology Group Credit Suisse/Goldman Sachs (Asia) $15.00 $22.00 $20.88 39.20%
9/19/2006 Hiland Holdings GP, LP HPGP Lehman Brothers/AG Edwards $18.50 $19.00 $19.25 4.05%
9/20/2006 Warner Chilcott Holdings WCRX Goldman Sachs $15.00 $14.75 $14.95 -0.33%
9/20/2006 Home Diagnostics HDIX JPMorgan $12.00 $12.00 $12.61 5.08%
9/20/2006 Riverbed Technology RVBD Goldman Sachs $9.75 $14.60 $15.30 56.92%
9/21/2006 Porter Bancorp PBIB Sandler O'Neill/Keefe Bruyette & Woods $24.00 $24.25 $23.00 -4.17%
9/21/2006 CommVault Systems CVLT Credit Suisse/Goldman Sachs $14.50 $16.00 $17.00 17.24%
9/21/2006 DivX DIVX JPMorgan $16.00 $19.50 $18.70 16.88%
9/25/2006 Mindray Medical International MR Goldman Sachs (Asia)/UBS Investment Bank $13.50 $16.00 $17.72 31.26%
9/26/2006 EV Energy Partners L.P. EVEP AG Edwards/Raymond James $20.00 $20.10 $19.79 -1.05%
9/27/2006 CBRE Realty Finance CBF $14.50
Credit Suisse/Deutsche Bank/Citibank/Wachovia $14.50 $15.00 3.45%
9/27/2006 ICF International ICFI UBS Investment Bank/Stifel Nicolaus $12.00 $12.00 $12.25 2.08%
9/28/2006 Shutterfly SFLY JPMorgan $15.00 $15.50 $15.55 3.67%
9/28/2006 Bare Escentuals BARE Goldman Sachs/CIBC World Markets $22.00 $28.00 $27.15 23.41%
9/28/2006 Omni Financial Services OFSI Sandler O'Neill/Keeye Bruyette & Woods $9.50 $10.00 $10.49 10.42%
10/3/2006 Rhapsody Acquisition RPSDU EarlyBirdCapital $8.00 $8.03 $8.13 1.63%
10/3/2006 BreitBurn Energy Partners L.P. BBEP RBC Capital Markets/Citigroup $18.50 $18.20 $18.21 -1.57%
10/5/2006 Danaos DAC Merrill Lynch/Citigroup $21.00 $21.00 $20.85 -0.71%
10/11/2006 Fortissimo Acquisition FSMOU EarlyBirdCapital $6.00 $6.03 $5.84 -2.67%
10/12/2006 Acme Packet APKT Goldman Sachs/Credit Suisse $9.50 $14.00 $15.91 67.47%
10/12/2006 SAIC SAI Morgan Stanley/Bear Stearns $15.00 $17.00 $18.18 21.20%
10/12/2006 Ultrapetrol (Bahamas) Limited ULTR UBS Investment Bank/Bear Stearns $11.00 $11.00 $10.54 -4.18%
10/12/2006 eHealth EHTH Morgan Stanley/Merrill Lynch $14.00 $25.00 $22.90 63.57%
10/16/2006 Universal Compression Partnership, L.P. UCLP Merrill Lynch/Lehman Brothers $21.00 $22.50 $22.53 7.29%
10/17/2006 Stanley SXE Citigroup/Wachovia $13.00 $16.50 $15.50 19.23%
10/17/2006 Trubion Pharmaceuticals TRBN Morgan Stanley $13.00 $13.00 $13.09 0.69%
10/17/2006 First Mercury Financial FMR JPMorgan/Keefe Bruyette Woods $17.00 $19.00 $19.50 14.71%
10/18/2006 Granahan McCourt Acquisition GHN-U Deutsche Bank $8.00 $8.00 $8.00 0.00%
10/18/2006 Ivivi Technologies II Maxim Group $6.00 $6.00 $6.07 1.17%
10/18/2006 Susser Holdings SUSS Merrill Lynch $16.50 $17.10 $18.00 9.09%
10/18/2006 LeMaitre Vascular LMAT Goldman Sachs $7.00 $6.50 $6.20 -11.43%
10/19/2006 ExlService Holdings EXLS Citigroup/Goldman Sachs $13.50 $15.95 $18.84 39.56%
10/23/2006 Douglas Emmett DEI Lehman Brothers/Merrill Lynch/Citigroup $21.00 $23.75 $23.65 12.62%
10/24/2006 Eagle Rock Energy L.P. EROC $19.00 $18.00
UBS Investment Bank/Lehman Brothers/Goldman Sachs $18.00 -5.26%
10/24/2006 Cadence Pharmaceuticals CADX Merrill Lynch $9.00 $9.00 $9.40 4.44%
10/24/2006 GateHouse Media GHS Goldman Sachs/Wachovia $18.00 $21.60 $21.17 17.61%
10/25/2006 Achillion Pharmaceuticals ACHN Cowen/CIBC World Markets $11.50 $11.60 $12.39 7.74%
10/25/2006 Home Inns & Hotel Management HMIN Credit Suisse/Merrill Lynch $13.80 $22.00 $22.50 63.04%
10/26/2006 Optium OPTM Morgan Stanley/Credit Suisse $17.50 $21.25 $19.60 12.00%
10/31/2006 RRSat Global Communications Netwrok RRST CIBC World Markets/Thomas Weisel Partners$12.50 $14.02 $15.03 20.24%
10/31/2006 Southern National Bancorp of Virginia SONA FIG Partners $14.00 $15.50 $16.35 16.79%
11/1/2006 Globalstar GSAT Wachovia/JPMorgan $17.00 $17.01 $17.52 3.06%
11/2/2006 Innophos Holdings IPHS Credit Suisse/Bear Stearns $12.00 $12.00 $12.07 0.58%
11/2/2006 ORBCOMM ORBC UBS Investment Bank/Morgan Stanley $11.00 $11.00 $7.75 -29.55%
11/7/2006 Catalyst Pharmaceutical Partners CPRX First Albany $6.00 $6.00 $6.10 1.67%
11/8/2006 Canadian Solar CSIQ Deutsche Bank/Lehman Brothers $15.00 $15.52 $15.63 4.20%
11/8/2006 OneBeacon Insurance Group OB Lehman Brothers $25.00 $26.00 $26.01 4.04%
11/8/2006 KBW KBW Keefe Bruyette & Woods/Merrill Lynch $21.00 $26.00 $26.83 27.76%
11/8/2006 Physicians Formula Holdings FACE Deutsche Bank/Citigroup $17.00 $20.00 $19.72 16.00%
11/9/2006 ACA Capital Holdings ACA Credit Suisse/JPMorgan/Bear Stearns $13.00 $13.00 $12.85 -1.15%
11/9/2006 Thermage THRM Merrill Lynch $7.00 $7.00 $6.75 -3.57%
11/9/2006 Capella Education CPLA Credit Suisse $20.00 $25.00 $25.11 25.55%
11/9/2006 Metabolix MBLX Piper Jaffray $14.00 $14.25 $15.52 10.86%
11/14/2006 Constellation Energy Partners LLC CEP Citigroup/Lehman Brothers $21.00 $21.75 $21.95 4.52%
11/14/2006 Emergent BioSolutions EBS JPMorgan $12.50 $12.50 $11.70 -6.40%
11/15/2006 Hansen Medical HNSN Morgan Stanley/JPMorgan $12.00 $12.00 $12.20 1.67%
11/15/2006 Allot Communications ALLT Lehman Brothers/Deutsche Bank $12.00 $14.50 $13.81 15.08%
11/15/2006 Hertz Global Holdings HTZ $15.00
Goldman Sachs/Lehman Brothers/Merrill Lynch $15.00 $15.72 4.80%
11/15/2006 KBR KBR $17.00
Credit Suisse/Goldman Sachs/UBS Investment Bank $21.00 $20.75 22.06%
11/16/2006 Venoco VQ Credit Suisse/Lehman Brothers/JPMorgan $17.00 $17.00 $17.00 0.00%
11/16/2006 First Solar FSLR Credit Suisse/Morgan Stanley $20.00 $24.50 $24.74 23.70%
11/16/2006 NYMEX Holdings NMX JPMorgan/Merrill Lynch $59.00 $120.00 $132.99 125.41%
11/20/2006 AerCap Holdings N.V. AER Morgan Stanley $23.00 $25.00 $23.02 0.09%
11/20/2006 Willdan Group WLDN Wedbush Morgan Securities $10.00 $10.11 $10.56 5.60%
11/20/2006 Spirit AeroSystems Holdings SPR Credit Suisse/Goldman Sachs/Morgan Stanley$26.00 $27.55 $27.48 5.69%
11/21/2006 North American Energy Partners NOA $16.00
Credit Suisse/UBS Investment Bank/Jefferies $15.50 $16.10 0.63%
11/27/2006 Wireless Ronin Technologies RNIN Feltl and Company $4.00 $4.36 $4.58 14.50%
11/28/2006 Grupo Aeroportuario del Centro Norte OMAB Citigroup $18.00 $22.00 $20.85 15.83%
11/29/2006 Netlist NLST Thomas Weisel Partners $7.00 $7.50 $8.10 15.71%
12/4/2006 Penn Virginia GP Holdings PVG Lehman Brothers/UBS Investment Bank $18.50 $18.55 $18.00 -2.70%
12/6/2006 Smart Move MVU-U Newbridge Securities/I-Bankers $5.00 $5.15 $5.05 1.00%
12/7/2006 Heelys HLYS Bear Stearns/Wachovia $21.00 $30.30 $32.60 55.24%
12/7/2006 Aegean Marine Petroleum Network ANW Bear Streans $14.00 $15.00 $16.02 14.43%
12/7/2006 Allegiant Travel ALGT Merrill Lynch $18.00 $24.00 $25.10 39.44%
12/12/2006 Atlas Energy Resources LLC ATN $
UBS Investment Bank/Wachovia/AG Edwards21.00 $21.86 $22.10 5.24%
12/12/2006 DCT Industrial Trust DCT Merrill Lynch/Wachovia $12.25 $12.76 $12.35 0.82%
12/12/2006 Guidance Software GUID Morgan Stanley/Lehman Brothers $11.50 $13.00 $15.18 32.00%
12/12/2006 IPG Photonics IPGP Merrill Lynch/Lehman Brothers $16.50 $25.00 $25.60 55.15%
12/13/2006 Cal Dive International DVR Banc of America/JPMorgan $13.00 $12.75 $12.35 -5.00%
12/13/2006 Genesis Lease Limited GLS Citigroup/JPMorgan $23.00 $24.40 $23.65 2.83%
12/13/2006 MEDecision MEDE Cowen/CIBC World Markets $21.00 $21.86 $22.10 5.24%
12/13/2006 NewStar Financial $17.00
NEWS Goldman Sachs/Morgan Stanley/Citigroup/Wachovia $19.00 $17.71 4.18%
12/13/2006 Obagi Medical Products OMPI JPMorgan $11.00 $11.05 $10.05 -8.64%
12/13/2006 Teekay Offshore Partners L.P. TOO Citigroup/Merrill Lynch $21.00 $25.00 $25.00 19.05%
12/13/2006 WSB Financial Group WSFG D.A. Davidson $16.50 $20.00 $18.70 13.33%
12/14/2006 Pantheon China Acquisition PCQCU EarlyBirdCapital/Legand Merchant Group $6.00 $6.10 $6.23 3.83%
12/14/2006 Altra Holdings AIMC Merrill Lynch $13.50 $13.50 $14.29 5.85%
12/14/2006 Carrols Restaurant Group TAST Wachovia/Banc of America $13.00 $13.75 $15.20 16.92%
12/14/2006 US BioEnergy USBE UBS Investment Bank/Piper Jaffray $14.00 $14.25 $15.40 10.00%
12/14/2006 Affymax AFFY Morgan Stanley $25.00 $30.00 $33.88 35.52%
12/14/2006 Double-Take Software DBTK Cowen/Thomas Weisel Partners $11.00 $13.50 $12.66 15.09%
12/14/2006 Isilon Systems ISLN Morgan Stanley/Merrill Lynch $13.00 $25.00 $23.10 77.69%
12/18/2006 Middle Kingdom Alliance MKGBU I-Baners/Newbridge Securities $8.00 $8.00 $8.00 0.00%
12/18/2006 Restaurant Acquisition Partners RAPIU Capital Growth Financial $6.00 $6.00 $6.00 0.00%
12/18/2006 Fuwei Films (Holdings) Co. Ltd. FFHL Maxim Group $8.28 $8.51 $11.08 33.82%
12/18/2006 Melco PBL Entertainment (Macau) Ltd MPEL $19.00
Credit Suisse/Citigroup/UBS Investment Trust $22.00 $21.55 13.42%
12/18/2006 Trina Solar Limited TSL Merrill Lynch $18.50 $26.00 $20.28 9.62%
12/18/2006 Claymont Steel Holdings PLTE Jefferies $17.00 $18.00 $18.44 8.47%
12/19/2006 Solarfun Power Holdings SOLF Goldman Sachs (Asia) $12.50 $12.50 $9.96 -20.32%
12/19/2006 Transforma Acquisition Group TAQ-U Banc of America/CRT Capital Group $8.00 $7.95 $7.94 -0.75%
12/19/2006 Artes Medical ARTE Cowen/Lazard Capital Markets $6.00 $6.70 $7.67 27.83%
12/19/2006 Dayton Superior DSUP Robert W. Baird $12.00 $12.00 $11.50 -4.17%
12/20/2006 Shine Media Acquisition SHND-U Merriman Curhan Ford $6.00 $6.00 $6.15 2.50%
12/20/2006 Universal Power Group UPG Ladenburg Thalmann/Wunderlich Securities $7.35 $7.15 $7.35 0.00%
12/21/2006 Freedom Acquisition Holdings FRH-U Citigroup $10.00 $10.00 $10.00 0.00%
$ Change $ Change Star
Performed
Opening Close Rating
$4.10 $1.00 2
$2.00 $1.59 3
$2.07 $1.96 3
$0.00 -$0.05 1
$0.52 $0.25 3 Blown
$0.00 $0.00 1
$0.26 $1.82 2
$0.11 $0.15 1
$23.00 $22.00 3
$1.71 $1.01 1 Blown
$0.01 -$0.19 2 Blown
$2.31 $5.10 2
$0.15 $0.05 1
$0.60 $1.75 2
$0.05 $0.00 1
$3.05 $3.37 2
$0.00 -$0.50 2 Blown
$0.25 -$0.20 1
$0.15 $0.93 1
$4.00 $4.90 2
$0.19 $0.35 1
$2.00 $1.65 3
$2.75 $2.48 3
$0.00 -$0.46 1
-$0.50 -$1.00 1
$9.00 $7.55 3
$0.20 $0.05 2 Blown
$3.00 $0.90 3
$0.10 -$0.05 1
$2.75 $4.65 2
$0.02 $0.00 2 Blown
$0.17 $0.72 1
$2.50 $2.00 2
-$0.35 -$0.11 2 Blown
$0.00 $0.11 1
$0.10 $2.29 2
$9.00 $7.26 2
$0.07 $0.10 1
$0.05 $0.35 1
$0.00 $0.50 1
$0.20 $0.80 1
$0.11 $0.25 1
$0.00 $0.51 1
$1.15 $0.00 2
$2.65 $3.10 3
$0.25 $0.80 1
$0.40 $0.30 1
$0.00 $3.10 3
$0.15 $0.25 1
$2.00 $4.00 3
$0.30 $0.20 1
$8.79 $5.01 4
$4.06 $1.00 2
$0.12 -$0.25 2 Blown
$0.95 $0.30 1
$2.08 $8.78 2
$0.20 $0.29 1
$0.30 $0.00 1
$2.70 $2.05 2
$0.00 -$1.00 1
$1.50 $1.50 2
$0.70 $1.40 1
$0.00 $0.06 1
$0.00 -$0.34 1
-$0.45 -$0.32 1
$0.10 $0.10 1
$1.05 $1.01 1
$0.70 $0.50 1
$0.09 $0.22 1
-$0.09 $0.03 1
$3.45 $2.90 3
$0.65 $0.65 1
-$0.64 -$0.15 1
$2.65 $0.23 1
$1.10 $0.00 2
-$0.01 $0.20 1
$0.11 $0.25 2 Blown
$0.00 -$0.06 2 Blown
$1.08 $1.60 1 Blown
$0.90 $0.00 2
$0.00 $0.00 1
-$0.45 $0.03 1
$0.10 $0.21 1
-$0.05 $0.25 1
$3.70 $4.99 3
$0.01 $0.19 1
$2.13 $2.50 2
$1.00 $0.50 2
$1.10 $2.73 2
$0.00 -$2.15 2 Blown
$1.30 $7.00 1 Blown
$0.50 $0.75 3 Blown
$0.75 $3.00 2
$0.05 $0.01 1
$0.00 -$0.02 1
$0.00 $0.25 1
$0.00 $0.00 1
-$0.10 -$0.15 1
$2.75 $3.00 3
$0.05 -$0.75 1
$5.00 $7.00 4
$0.00 $1.18 1
$0.11 -$0.40 1
$1.00 $0.85 1
$3.00 $2.21 2
$0.00 -$0.25 1
$3.18 $2.00 2
$0.00 $0.03 1
$0.50 $1.50 2
$0.00 $0.25 1
$5.05 $5.55 3
-$1.25 -$4.63 3 Blown
$3.85 -$0.15 2
$0.75 $0.25 2
$0.00 -$0.12 1
$0.00 $0.00 2 Blown
$0.00 -$0.20 1
-$0.50 -$0.29 1
$0.00 $0.00 1
$1.10 $4.50 3
$0.00 $0.20 1
-$0.35 -$0.54 1
$0.75 $0.97 1
$0.40 $0.00 1
$0.00 $0.00 2 Blown
-$0.25 -$0.77 1
$4.45 $3.66 2
$0.50 $0.54 1
$4.00 $3.85 3
$1.25 $1.45 1
$0.00 $0.00 1
-$0.40 -$0.23 1
$7.00 $5.88 2
$0.50 $0.75 1
-$0.25 -$0.05 1
$0.00 $0.61 1
$4.85 $5.55 3
$0.25 -$1.00 3 Blown
$1.50 $2.50 2
$3.50 $2.70 4
$2.50 $4.22 3
$0.10 -$0.21 1
$0.00 $0.50 1
$0.00 $0.25 1
$0.50 $0.55 2
$6.00 $5.15 3
$0.50 $0.99 1
$0.03 $0.13 1
-$0.30 -$0.29 1
$0.00 -$0.15 2 Blown
$0.03 -$0.16 1
$4.50 $6.41 3
$2.00 $3.18 3
$0.00 -$0.46 1
$11.00 $8.90 3
$1.50 $1.53 1 Blown
$3.50 $2.50 3
$0.00 $0.09 1
$2.00 $2.50 2
$0.00 $0.00 1
$0.00 $0.07 1
$0.60 $1.50 3
-$0.50 -$0.80 1
$2.45 $5.34 3
$2.75 $2.65 3
-$1.00 -$1.00 2 Blown
$0.00 $0.40 1
$3.60 $3.17 2
$0.10 $0.89 1
$8.20 $8.70 3
$3.75 $2.10 2
$1.52 $2.53 1 Blown
$1.50 $2.35 2
$0.01 $0.52 2
$0.00 $0.07 1
$0.00 -$3.25 1
$0.00 $0.10 1
$0.52 $0.63 3 Blown
$1.00 $1.01 3
$5.00 $5.83 3
$3.00 $2.72 2
$0.00 -$0.15 1
$0.00 -$0.25 1
$5.00 $5.11 3
$0.25 $1.52 1
$0.75 $0.95 2
$0.00 -$0.80 1
$0.00 $0.20 2 Blown
$2.50 $1.81 3
$0.00 $0.72 1
$4.00 $3.75 2
$0.00 $0.00 1
$4.50 $4.74 3
$61.00 $73.99 4
$2.00 $0.02 3
$0.11 $0.56 1
$1.55 $1.48 2
-$0.50 $0.10 1
$0.36 $0.58 1
$4.00 $2.85 3
$0.50 $1.10 2
$0.05 -$0.50 1
$0.15 $0.05 1
$9.30 $11.60 4
$1.00 $2.02 2
$6.00 $7.10 3
$0.86 $1.10 2
$0.51 $0.10 1
$1.50 $3.68 1
$8.50 $9.10 3
-$0.25 -$0.65 1
$1.40 $0.65 2
$0.86 $1.10 1
$2.00 $0.71 2
$0.05 -$0.95 1
$4.00 $4.00 2
$3.50 $2.20 2
$0.10 $0.23 1
$0.00 $0.79 1
$0.75 $2.20 1
$0.25 $1.40 1
$5.00 $8.88 2
$2.50 $1.66 2
$12.00 $10.10 3
$0.00 $0.00 1
$0.00 $0.00 1
$0.23 $2.80 1
$3.00 $2.55 4
$7.50 $1.78 3
$1.00 $1.44 2
$0.00 -$2.54 3 Blown
-$0.05 -$0.06 1
$0.70 $1.67 1
$0.00 -$0.50 1
$0.00 $0.15 1
-$0.20 $0.00 1
$0.00 $0.00 1
Offering Opening 1st Day 1st Day % $ Change
Trade Date Issuer Symbol Lead/Joint-Lead Managers
Price Price Close Px Chng Opening
1/11/2007 Legacy Reserves LP LGCY Wachovia/Friedman Billings Ramsey $19.00 $19.00 $20.30 6.84% $0.00
1/18/2007 MV Oil Trust MVO Raymond James $20.00 $21.50 $22.37 11.85% $1.50
1/22/2007 AeroVironment AVAV Goldman Sachs $17.00 $25.00 $23.93 40.76% $8.00
1/24/2007 Meruelo Maddux Properties MMPI $10.00
Friedman Billings Ramsey/UBS Investment Bank $10.25 $10.60 6.00% $0.25
1/24/2007 Oculus Innovative Sciences OCLS Roth Capital Partners $8.00 $7.75 $7.80 -2.50% -$0.25
1/30/2007 Animal Health International AHII JPMorgan $11.00 $12.00 $12.45 13.18% $1.00
1/30/2007 HFF HF Goldman Sachs,/Morgan Stanley $18.00 $18.15 $18.70 3.89% $0.15
1/30/2007 Duncan Energy Partners L.P. DEP Lehman Brothers/UBS Investment Bank $21.00 $22.50 $23.05 9.76% $1.50
1/30/2007 Employers Holdings EIG Morgan Stanley $17.00 $20.00 $19.97 17.47% $3.00
1/31/2007 XTENT XTNT Piper Jaffray $16.00 $16.15 $16.48 3.00% $0.15
2/1/2007 Molecular Insight Pharmaceuticals MIPI RBC Capital Markets/Jefferies $14.00 $14.10 $14.09 0.64% $0.10
2/5/2007 Cellcom Israel CEL Goldman Sachs/Citigroup/Deutsche Bank
$20.00 $20.30 $19.54 -2.30% $0.30
2/5/2007 Synta Pharmaceuticals SNTA Bear Stearns/Lehman Brothers $10.00 $10.00 $9.09 -9.10% $0.00
2/6/2007 3SBio SSRX UBS Investment Bank $16.00 $17.50 $14.85 -7.19% $1.50
2/6/2007 JA Solar Holdings Co. Ltd JASO CIBC World Markets/Piper Jaffray $15.00 $19.06 $19.50 30.00% $4.06
2/7/2007 Accuray ARAY JPMorgan/UBS Investment Bank $18.00 $21.00 $28.47 58.17% $3.00
2/7/2007 Mellanox Technologies MLNX Credit Suisse/JPMorgan $17.00 $20.00 $20.00 17.65% $3.00
2/7/2007 National CineMedia NCMI $21.00 $25.50
Credit Suisse/JPMorgan/Lehman Brothers/Morgan Stanley $25.67 22.24% $4.50
2/7/2007 Switch and Data SDXC Deutsche Bank/Jefferies $17.00 $22.00 $19.00 11.76% $5.00
2/8/2007 Optimer Pharmaceuticals OPTR Piper Jaffray/Jefferies $7.00 $7.50 $8.50 21.43% $0.50
2/8/2007 Targa Resources Partners LP NGLS Citigroup/Goldman Sachs/UBS Investment Bank/Merrill Lynch
$21.00 $23.00 $23.76 13.14% $2.00
2/8/2007 U.S. Auto Parts Network PRTS $10.00
RBC Capital Markets/Thomas Weisel Partners $11.00 $11.90 19.00% $1.00
2/8/2007 Fortress Investment Group FIG Goldman Sachs $18.50 $35.00 $31.00 67.57% $16.50
2/9/2007 VeriChip CHIP Merriman Curhan Ford $6.50 $6.50 $6.50 0.00% $0.00
2/14/2007 Opnext OPXT Goldman Sachs $15.00 $17.00 $17.40 16.00% $2.00
2/14/2007 Quadra Realty Trust QRR Credit Suisse/Wachovia $15.00 $15.00 $15.25 1.67% $0.00
2/15/2007 Salary.com SLRY Thomas Weisel Partners/William Blair$10.50 $13.50 $12.50 19.05% $3.00
2/26/2007 Rosetta Genomics ROSG C.E. Unterberg, Towbin $7.00 $7.02 $7.32 4.57% $0.02
3/7/2007 Clearwire CLWR Merrill Lynch/Morgan Stanley/JPMorgan
$25.00 $27.25 $24.60 -1.60% $2.25
3/8/2007 Xinhua Finance Media Limited XFML JPMorgan/UBS Investment Bank $13.00 $13.00 $11.35 -12.69% $0.00
3/8/2007 Sourcefire FIRE Morgan Stanley/Lehman Brothers $15.00 $15.00 $16.45 9.67% $0.00
3/14/2007 BigBand Networks BBND Morgan Stanley/Merrill Lynch $13.00 $15.25 $17.00 30.77% $2.25
3/15/2007 FCStone Group FCSX BMO Capital Markets/Banc of America$24.00 $29.32 $31.13 29.71% $5.32
3/15/2007 Tongjitang Chinese Medicines TCM Merrill Lynch/UBS Investment Bank $10.00 $10.00 $9.75 -2.50% $0.00
3/20/2007 Cheniere Energy Partners, L.P. CQP Citigroup/Merrill Lynch/Credit Suisse $21.00 $22.00 $21.71 3.38% $1.00
3/21/2007 Glu Mobile GLUU Goldman Sachs/Lehman Brothers $11.50 $11.50 $12.29 6.87% $0.00
3/22/2007 CastlePoint Holdings CPHL Friedman Billings Ramsey $14.50 $15.60 $16.15 11.38% $1.10
3/26/2007 Aruba Networks ARUN Goldman Sachs/Lehman Brothers $11.00 $14.00 $14.15 28.64% $3.00
3/27/2007 eTelecare Global Solutions ETEL Morgan Stanley $13.50 $13.75 $14.55 7.78% $0.25
3/28/2007 SenoRx SENO Banc of America/Citigroup $8.00 $8.18 $8.03 0.37% $0.18
3/28/2007 Super Micro Computer SMCI Merrill Lynch $8.00 $8.85 $8.76 9.50% $0.85
3/29/2007 Flagstone Reinsurance Holdings FSR Lehman Brothers/Citigroup $13.50 $13.50 $13.48 -0.15% $0.00
3/29/2007 Capital Products Partners L.P. CPLP Merrill Lynch/UBS Investment Bank $21.50 $26.00 $26.75 24.42% $4.50
3/29/2007 GSI Technology GSIT Needham/WRHambrecht+Co $5.50 $5.50 $5.29 -3.82% $0.00
4/4/2007 Veraz Networks VRAZ Credit Suisse/Lehman Brothers $8.00 $8.00 $7.80 -2.50% $0.00
4/11/2007 Tailwind Financial TFN-U Deutsche Bank $8.00 $7.80 $7.92 -1.00% -$0.20
4/12/2007 Comverge COMV Citigroup $18.00 $21.00 $22.31 23.94% $3.00
4/17/2007 MBF Healthcare Acquisition MBH-U Merrill Lymch/Morgan Joseph/Ladenberg Thalmann
$8.00 $8.00 $8.02 0.25% $0.00
4/18/2007 MetroPCS Communications PCS Bear Stearns $23.00 $25.10 $27.40 19.13% $2.10
4/19/2007 Pinpoint Advance PPACU Maxim Group $10.00 $10.00 $10.50 5.00% $0.00
4/19/2007 Pinpoint Advance PPACU Maxim Group $10.00 $10.00 $10.05 0.50% $0.00
4/19/2007 China Healthcare Acquisition CHM-U Ferris Baker Watts $6.00 $6.00 $6.06 1.00% $0.00
4/19/2007 Simcere Pharmaceutical Group (SCR) SCR Goldman Sachs (Asia) $14.50 $15.00 $15.30 5.52% $0.50
4/19/2007 Superior Offshore International DEEP Merrill Lynch/JPMorgan $15.00 $18.00 $17.54 16.93% $3.00
4/23/2007 Cinemark Holdings CNK Lynch/Morgan Stanley$18.91
Lehman Brothers/Credit Suisse/Merrill$19.00 $19.00 -0.47% $0.00
4/24/2007 Victory Acquisition VRY-U Citigroup $10.00 $10.25 $10.35 3.50% $0.25
4/24/2007 OceanFrieght ONCF Banc of America/Canter Fitzgerald $19.00 $19.00 $19.31 1.63% $0.00
4/25/2007 EDENOR EDN Citigroup/JPMorgan $17.00 $17.50 $17.65 3.82% $0.50
4/25/2007 Vector Intersect Security AcquisitionVTRQU Rodman & Renshaw $8.00 $7.90 $7.92 -1.00% -$0.10
4/25/2007 Orexigen Therapeutics OREX Merrill Lynch/JPMorgan $12.00 $12.50 $13.00 8.33% $0.50
4/26/2007 Pharmasset VRUS Banc of America/UBS Investment Bank $9.00 $9.00 $9.07 0.78% $0.00
5/1/2007 Cavium Networks CAVM Morgan Stanley/Lehman Brothers $13.50 $16.50 $16.45 21.85% $3.00
5/1/2007 NeurogesX NGSX Morgan Stanley $11.00 $10.99 $10.25 -6.82% -$0.01
5/2/2007 Qiao Xing-Mobile Communication QXM UBS Investment Bank $12.00 $12.00 $11.31 -5.75% $0.00
5/2/2007 Acorn International ATV Merrill Lynch/Deutsche Bank $15.50 $19.90 $21.50 38.71% $4.40
5/8/2007 TomoTherapy TTPY Merrill Lynch $19.00 $24.00 $22.67 19.32% $5.00
5/9/2007 AECOM Technology ACM Morgan Stanley/Merrill Lynch/UBS Investment Bank
$20.00 $21.00 $21.10 5.50% $1.00
5/10/2007 Biodel BIOD Morgan Stanley/Banc of America $15.00 $16.50 $18.00 20.00% $1.50
5/10/2007 JMP Group JMP JMP Securitites/Merrill Lynch/Keefe Bruyette & Woods
$11.00 $11.50 $12.30 11.82% $0.50
5/10/2007 Solera Holdings SLH Goldman Sachs/JPMorgan $16.00 $16.25 $18.40 15.00% $0.25
5/14/2007 Continental Resources CLR JPMorgan/Merrill Lynch $15.00 $14.50 $14.10 -6.00% -$0.50
5/14/2007 Skilled Health Group SKH Credit Suisse $15.50 $16.00 $15.90 2.58% $0.50
5/14/2007 Pinnacle Gas Resources PINN Friedman Billings Ramsey $9.00 $8.75 $8.59 -4.56% -$0.25
5/14/2007 Insulet Corporation PODD JPMorgan/Merrill Lynch $15.00 $17.00 $15.96 6.40% $2.00
5/15/2007 CAI International CAP Piper Jaffray $15.00 $15.02 $15.00 0.00% $0.02
5/16/2007 TechTarget TTGT Morgan Stanley/Lehman Brothers $13.00 $14.50 $14.79 13.77% $1.50
5/16/2007 Eurand NV EURX Deutsche Bank/Lehman Brothers $16.00 $15.90 $15.44 -3.50% -$0.10
5/16/2007 China Sunergy CSUN Merrill Lynch $11.00 $12.00 $16.56 50.55% $1.00
5/17/2007 Columbus Acquisition BUS-U Lazard Capital Markets/Ladenburg Thalmann
$8.00 $8.01 $8.01 0.12% $0.01
5/17/2007 TriMas TRS Goldman Sachs/Merrill Lynch $11.00 $11.55 $11.75 6.82% $0.55
5/17/2007 EnerNOC ENOC Credit Suisse/Morgan Stanley $26.00 $30.76 $31.13 19.73% $4.76
5/21/2007 Arcade Acquisition ACDQU Morgan Joseph/Legend Merchant Group $8.00 $8.00 $8.15 1.88% $0.00
5/22/2007 B&G Foods BGS Credit Suisse/Lehman Brothers $13.00 $13.50 $13.26 2.00% $0.50
5/22/2007 Sirtris SIRT JPMorgan $10.00 $11.00 $10.76 7.60% $1.00
5/22/2007 RSC Holdings RRR $22.00
Deutsche Bank/Morgan Stanley/Lehman Brothers$21.70 $19.00 -13.64% -$0.30
5/23/2007 TransTech Services Partners TTSPU Cowen/Maxim Group $8.00 $8.00 $8.02 0.25% $0.00
5/23/2007 Vantage Energy Services VTG-U Deutsche Bank $8.00 $8.08 $8.08 1.00% $0.08
5/23/2007 Helicos BioSciences HLCS UBS Investment Bank $9.00 $9.00 $8.47 -5.89% $0.00
5/23/2007 Greenlight Capital Re GLRE Lehman Brothers/UBS Investment Bank $19.00 $23.00 $24.03 26.47% $4.00
5/24/2007 Shermen WSC Acquisition SACQU CIBC World Markets/CRT Capital Group $6.00 $6.07 $6.10 1.67% $0.07
5/24/2007 Clean Energy Fuels CLNE WR Hambrecht+Co/Simmons & Company $12.00 $12.00 $12.04 0.33% $0.00
5/30/2007 Stoneleigh Partners Acquisition SCOC-U HCFB/Brenner Securities/Pali Capital $8.00 $8.02 $8.06 0.75% $0.02
5/30/2007 Amicus Therapeutics FOLD Morgan Stanley/Merrill Lynch $15.00 $16.00 $14.43 -3.80% $1.00
5/31/2007 Jazz Pharmaceuticals JAZZ Morgan Stanley/Lehman Brothers $18.00 $17.50 $17.73 -1.50% -$0.50
5/31/2007 LDK Solar LDK Morgan Stanley/UBS Investment Bank$27.00 $28.00 $27.20 0.74% $1.00
6/5/2007 Starent Networks STAR Goldman Sachs/Lehman Brothers $12.00 $13.75 $14.01 16.75% $1.75
6/6/2007 Response Genetics RGDX Maxim Group $7.00 $7.00 $7.00 0.00% $0.00
6/6/2007 Infinera INFN Goldman Sachs $13.00 $16.00 $19.71 51.62% $3.00
6/7/2007 Yingli Green Energy Holding YGE Goldman Sachs (Asia)/UBS Investment Bank
$11.00 $10.80 $10.50 -4.55% -$0.20
6/7/2007 Apex Bioventures Acquisition PEX-U Lazard Capital Markets $8.00 $8.00 $8.05 0.63% $0.00
6/7/2007 FBR Capital Markets FBCM Friedman Billings Ramsey $17.00 $18.00 $18.00 5.88% $1.00
6/7/2007 Limelight Networks LLNW Goldman Sachs/Morgan Stanley $15.00 $23.00 $22.18 47.87% $8.00
6/12/2007 BWAY Holding BWY Goldman Sachs/Banc of America $15.00 $15.05 $14.60 -2.67% $0.05
6/13/2007 BioFuel Energy BIOF JPMorgan/Citi/A.G. Edwards $10.50 $10.50 $10.51 0.10% $0.00
6/18/2007 Advanced Technology Acquisition AXC-U CRT Capital $8.00 $8.00 $8.09 1.13% $0.00
6/19/2007 Aldabra 2 Acquisition AII-U Lazard Capital Markets $10.00 $10.15 $10.18 1.80% $0.15
6/21/2007 Care Investment Trust CRE Credit Suisse/Merrill Lynch $15.00 $13.00 $13.50 -10.00% -$2.00
6/21/2007 The Blackstone Group BX Morgan Stanley/Citi $31.00 $36.45 $35.06 13.10% $5.45
6/22/2007 China Discovery Acquisition CADQU EarlyBirdCapital/Legend Merchant Group
$6.00 $6.41 $6.40 6.67% $0.41
6/25/2007 GSC Acquisition GGA-U Citigroup $10.00 $10.25 $10.27 2.70% $0.25
6/26/2007 AuthenTec AUTH Lehman Brothers $11.00 $11.00 $10.00 -9.09% $0.00
6/26/2007 Spreadtrum Communications SPRD Morgan Stanley/Lehman Brothers $14.00 $14.20 $15.95 13.93% $0.20
6/26/2007 comScore SCOR Credit Suisse/Deutsche Bank $16.50 $22.00 $23.47 42.24% $5.50
6/26/2007 Data Domain DDUP Goldman Sachs/Morgan Stanley $15.00 $20.00 $24.95 66.33% $5.00
6/26/2007 Spectra Energy Partners, L.P. SEP Citi/Lehman Brothers $22.00 $26.50 $28.65 30.23% $4.50
6/27/2007 Vaughan Foods FOOD-U Paulson Investment $6.50 $6.50 $6.55 0.77% $0.00
6/27/2007 Polypore International PPO JPMorgan $19.00 $18.00 $18.03 -5.11% -$1.00
6/27/2007 PROS Holdings PRO JPMorgan/Deutsche Bank $11.00 $12.50 $12.85 16.82% $1.50
6/28/2007 Alyst Acquisition AYA-U Ferris Baker Watts/Jesup & Lamont Securities
$8.00 $8.00 $8.03 0.37% $0.00
7/2/2007 ShoreTel SHOR Lehman Brothers/JPMorgan $9.50 $10.00 $12.15 27.89% $0.50
7/17/2007 China Fortune Acquisition CFAUF EarlyBirdCapital $8.00 $8.15 $8.50 6.25% $0.15
7/17/2007 Dice Holdings DHX Credit Suisse/Morgan Stanley $13.00 $14.50 $13.40 3.08% $1.50
7/17/2007 Encore Bancshares EBTX Keefe Bruyette & Woods $21.00 $22.26 $22.43 6.81% $1.26
7/17/2007 SemGroup Energy Partners, L.P. SGLP Citi/Merrill Lynch $22.00 $29.75 $29.32 33.27% $7.75
7/18/2007 MF Global MF Citi/JPMorgan/Lehman Brothers/Merrill Lynch/UBS Investment Bank
$30.00 $29.37 $27.55 -8.17% -$0.63
7/18/2007 Netezza NZ Credit Suisse/Morgan Stanley $12.00 $15.00 $17.39 44.92% $3.00
7/18/2007 Limco-Piedmont LIMC Oppenhemier/Stifel Nicolaus $11.00 $12.50 $13.30 20.91% $1.50
7/19/2007 KBL Healthcare Acquisition KHA-U Citigroup $8.00 $8.10 $8.19 2.37% $0.10
7/19/2007 Orbitz Worldwide OWW Morgan Stanley/Goldman Sachs/Lehman Brothers/JPMorgan
$15.00 $14.90 $14.50 -3.33% -$0.10
7/19/2007 Airvana AIRV Morgan Stanley/Lehman Brothers $7.00 $7.00 $7.17 2.43% $0.00
7/19/2007 hhgregg HGG Credit Suisse/Lehman Brothers $13.00 $13.72 $14.55 11.92% $0.72
7/24/2007 Monotype Imaging Holdings TYPE Banc of America $12.00 $12.00 $12.05 0.42% $0.00
7/24/2007 Rex Energy REXX KeyBanc Capital Markets $11.00 $11.00 $10.13 -7.91% $0.00
7/24/2007 Validus Holdings, Ltd. VR Goldman Sachs/Merrill Lynch $22.00 $22.00 $22.25 1.14% $0.00
7/24/2007 BladeLogic BLOG Morgan Stanley/Merrill Lnych $17.00 $24.25 $25.07 47.47% $7.25
7/25/2007 ImaRx Therapeuctis IMRX Maxim Group/I-Bankers Securities $5.00 $4.90 $4.79 -4.20% -$0.10
7/25/2007 Voltaire Ltd. VOLT JPMorgan/Merrill Lhnch $9.00 $9.00 $8.33 -7.44% $0.00
7/25/2007 Perfect World PWRD Morgan Stanley/Credit Suisse $16.00 $17.50 $20.40 27.50% $1.50
7/26/2007 lululemon athletica LULU Goldman Sachs/Merrill Lynch $18.00 $25.00 $28.00 55.56% $7.00
8/1/2007 AMV-U
Alternative Asset Management Acquisition Citi $10.00 $10.25 $10.10 1.00% $0.25
8/1/2007 Genpact Limited G Morgan Stanley/Citi/JPMorgan $14.00 $14.00 $16.75 19.64% $0.00
8/1/2007 Dolan Media DM Goldman Sachs/Merrill Lynch $14.50 $16.40 $17.72 22.21% $1.90
8/2/2007 Sucampo Pharmaceuticals SCMP Cowen $11.50 $11.50 $12.26 6.61% $0.00
8/2/2007 Virtusa VRTU JPMorgan $14.00 $13.50 $11.86 -15.29% -$0.50
8/2/2007 Concho Resources CXO JPMorgan/Banc of America/Lehman Brothers
$11.50 $11.61 $12.90 12.17% $0.11
8/6/2007 Quicksilver Gas Services LP KGS UBS Investment Bank/Goldman Sachs $21.00 $21.99 $21.00 0.00% $0.99
8/7/2007 HireRight HIRE Credit Suisse $15.00 $15.10 $14.73 -1.80% $0.10
8/7/2007 E-House (China) Holdings EJ Credit Suisse/Merrill Lynch $13.80 $18.12 $19.43 40.80% $4.32
8/7/2007 Masimo MASI Piper Jafftay/Deutsche Bank/Citi $17.00 $19.00 $20.90 22.94% $2.00
8/8/2007 DemandTec DMAN Morgan Stanley/Credit Suisse $11.00 $10.05 $9.45 -14.09% -$0.95
8/8/2007 WuXi Pharma Tech (China) WX Credit Suisse/JPMorgan $14.00 $18.50 $19.60 40.00% $4.50
8/9/2007 Paragon Shipping PRGN UBS Investment Bank/Morgan Stanley$16.00 $15.50 $14.25 -10.94% -$0.50
8/9/2007 Horsehead Holdings ZINC Friedman Billings Ramsey $18.00 $18.00 $18.60 3.33% $0.00
8/9/2007 MercadoLibre MELI JPMorgan/Merrill Lynch $18.00 $22.00 $28.50 58.33% $4.00
8/13/2007 VMware VMW Citi/JPMorgan/Lehman Brothers $29.00 $52.00 $51.00 75.86% $23.00
9/4/2007 InterAmerican Acquisition Group IAQGU Chardan Capital Markets/Maxim Group$8.00 $8.02 $8.01 0.12% $0.02
9/11/2007 Encore Energy Partners ENP UBS Investment Bank/Lehman Brothers $21.00 $21.00 $21.03 0.14% $0.00
9/18/2007 athenahealth ATHN Goldman Sachs/Merrill Lynch $18.00 $30.00 $35.50 97.22% $12.00
9/24/2007 Seanergy Maritime SRG-U Maxim Group $10.00 $10.30 $10.36 3.60% $0.30
9/26/2007 Babcock & Brown Air Limited FLY Morgan Stanley/Citi/Merrill Lynch/Credit Suisse
$23.00 $23.00 $22.73 -1.17% $0.00
9/27/2007 Hicks Acquisition Company TOH-U Citi $10.00 $10.00 $9.95 -0.50% $0.00
9/27/2007 Duff & Phelps DUF Goldman Sachs/UBS Investment Bank $16.00 $17.00 $18.35 14.69% $1.00
10/2/2007 Inter-Atlantic Financial IAN-U Morgan Joseph $8.00 $8.00 $8.08 1.00% $0.00
10/2/2007 Constant Contact CTCT CIBC World Markets/Thomas Weisel Partners
$16.00 $26.00 $27.64 72.75% $10.00
10/3/2007 Highlands Acquisition HIA-U Citi $10.00 $10.20 $10.00 0.00% $0.20
10/4/2007 FMG Acquisition FMGQ-U Pali Capital/Maxim Group $8.00 $8.00 $8.00 0.00% $0.00
10/4/2007 MAP Pharmaceuticals MAPP Merrill Lynch/Morgan Stanley $12.00 $12.75 $13.35 11.25% $0.75
10/4/2007 China Digital TV Holding Cp., Ltd. STV Morgan Stanley/Credit Suisse $16.00 $35.00 $28.00 75.00% $19.00
10/9/2007 Targanta Therapeutics TARG Credit Suisse $10.00 $10.00 $9.40 -6.00% $0.00
10/9/2007 Textainer Group Holdings Limited TGH Credit Suisse/Wachovia $16.50 $16.65 $17.00 3.03% $0.15
10/9/2007 Compellent CML Morgan Stanley $13.50 $24.00 $24.19 79.19% $10.50
10/10/2007 Virgin Mobile USA VM Lehman Brothers $15.00 $15.60 $15.75 5.00% $0.60
10/10/2007 SP Acquisition DSP-U UBS Investment Bank/Ladenburg Thalmann $10.00 $10.00 $10.00 0.00% $0.00
10/15/2007 Stone Tan China Acquisition STTAU Morgan Joseph $8.00 $7.90 $8.00 0.00% -$0.10
10/16/2007 TranS1 TSON Lehman Brothers/Piper Jaffray $15.00 $25.00 $24.00 60.00% $10.00
10/17/2007 TM Entertainment and Media THI.U Pali/Maxim Group $8.00 $7.96 $7.95 -0.62% -$0.04
10/17/2007 Global BPO Services OOO-U Deutsche Bank $8.00 $7.95 $8.00 0.00% -$0.05
10/17/2007 NRDC Acquisition NAQ-U Banc of America $10.00 $10.00 $10.01 0.10% $0.00
10/18/2007 Maxcom Telecommunications MXT Morgan Stanley $17.50 $19.00 $18.59 6.23% $1.50
10/18/2007 DuPont Fabros Technology DFT Lehman Brothers/UBS Investment Bank $21.00 $21.50 $22.71 8.14% $0.50
10/18/2007 Noah Education Holdings NED Deutsche Bank $14.00 $22.90 $19.85 41.79% $8.90
10/22/2007 Triplecrown Acquisition TCW-U Citi $10.00 $10.03 $10.11 1.10% $0.03
10/22/2007 Fuqi International FUQI Merriman Curhan Ford $9.00 $10.00 $10.47 16.33% $1.00
10/22/2007 CVR Energy CVI Goldman Sachs/Deutsche Bank $19.00 $21.05 $20.25 6.58% $2.05
10/23/2007 Vanguard Natural Resources VNR Citi $19.00 $19.00 $18.94 -0.32% $0.00
10/23/2007 Longtop Financial Technologies LFT Goldman Sachs/Deutsche Bank $17.50 $27.01 $32.40 85.14% $9.51
10/24/2007 Secure America Acquisition HLD-U SunTrust Robinson/Morgan Joseph $8.00 $8.00 $7.91 -1.13% $0.00
10/24/2007 FGX International Holdings FGXI William Blair/Sun Trust Robinson Humphrey
$16.00 $18.00 $17.05 6.56% $2.00
10/24/2007 Pzena Investment Management PZN Goldman Sachs/UBS Investment Bank $18.00 $20.71 $20.09 11.61% $2.71
10/24/2007 ULTA Salon Cosmetics & Fragrance ULTA JPMorgan/Wachovia $18.00 $33.00 $29.82 65.67% $15.00
10/25/2007 Power Medical Interventions PMII Jefferies/Lazard Capital Markets $11.00 $11.50 $11.79 7.18% $0.50
10/29/2007 Genoptix GXDX Lehman Brothers $17.00 $25.00 $25.35 49.12% $8.00
10/30/2007 012 Smile.communications SMLC CIBC World Markets/Cowen $12.00 $12.00 $12.00 0.00% $0.00
10/30/2007 CNinsure CISG Morgan Stanley $16.00 $25.00 $25.29 58.06% $9.00
10/31/2007 Giant Interactive Group GA Merrill Lynch/UBS Investment Bank $15.50 $18.25 $18.23 17.61% $2.75
11/1/2007 Deltek PROJ Credit Suisse $18.00 $18.00 $17.95 -0.28% $0.00
11/1/2007 SoundBite Communications SDBT Cowen/Thomas Weisel Partners $8.00 $8.00 $8.02 0.25% $0.00
11/1/2007 Nanosphere NSHP Credit Suisse $14.00 $14.00 $16.00 14.29% $0.00
11/1/2007 Neutral Tandem TNDM Morgan Stanley/CIBC World Markets $14.00 $18.00 $20.28 44.86% $4.00
11/5/2007 SandRidge Energy SD Lehman Brothers $26.00 $30.94 $32.00 23.08% $4.94
11/6/2007 Agria GRO Credit Suisse $16.50 $16.50 $12.06 -26.91% $0.00
11/6/2007 Golden Pond Healthcare GPH-U Deutsche Bank $8.00 $8.00 $8.00 0.00% $0.00
11/6/2007 ARYx Therapeutics ARYX Morgan Stanley $10.00 $9.00 $8.10 -19.00% -$1.00
11/6/2007 BioForm Medical BFRM JPMorgan/Piper Jaffray $8.00 $8.00 $8.55 6.88% $0.00
11/6/2007 AirMedia Group AMCN Morgan Stanley/Lehman Brothers $15.00 $19.50 $20.90 39.33% $4.50
11/7/2007 Capitol Acquisition CLU.U Citi $10.00 $10.00 $10.00 0.00% $0.00
11/7/2007 Enterprise Acquisition EST-U UBS Investment Bank/Ladenburg Thalmann
$10.00 $10.00 $9.99 -0.10% $0.00
11/7/2007 ICx Technologies ICXT Lehman Brothers $16.00 $14.00 $12.85 -19.69% -$2.00
11/7/2007 Approach Resources AREX JPMorgan $12.00 $12.50 $12.59 4.92% $0.50
11/8/2007 Lumber Liquidators LL Goldman Sachs/Merrill Lynch $10.00 $9.89 $9.76 -2.40% -$0.11
11/8/2007 Quest Energy Partners L.P. QELP Wachovia/RBC Capital Markets $18.00 $17.00 $16.50 -8.33% -$1.00
11/8/2007 The Ensign Group ENSG D.A. Davidson/Stifel Nicolas $16.00 $15.60 $16.14 0.88% -$0.40
11/8/2007 OSG America OSP Citi/UBS Investment Bank $19.00 $19.00 $18.85 -0.79% $0.00
11/8/2007 China Nepstar Chain Drugstore Ltd. NPD Goldman Sachs (Asia)/ Merrill Lynch $16.20 $16.20 $17.50 8.02% $0.00
11/8/2007 American Public Education APEI William Blair/Piper Jaffray $20.00 $30.00 $35.92 79.60% $10.00
11/9/2007 2020 ChinaCap Aquirco TTY-U Morgan Joseph $8.00 $8.02 $8.15 1.88% $0.02
11/12/2007 Navios Maritime Partners L.P. NMM Merrill Lynch/JPMorgan $20.00 $19.25 $19.25 -3.75% -$0.75
11/12/2007 Heckman HEK-U Credit Suisse/Roth Capital Management $8.00 $8.03 $8.00 0.00% $0.03
11/13/2007 Och-Ziff Capital Management Group LLCOZM Goldman Sachs/Lehman Brothers $32.00 $32.75 $30.65 -4.22% $0.75
11/14/2007 EnergySolutions ES Credit Suisse/JPMorgan/Morgan Stanley$23.00 $23.00 $23.01 0.04% $0.00
11/14/2007 Prospect Acquisition PAX-U Citi $10.00 $10.00 $10.00 0.00% $0.00
11/14/2007 EnteroMedics ETRM JPMorgan/Morgan Stanley $8.00 $8.00 $8.00 0.00% $0.00
11/14/2007 Virtual Radiologic VRAD Goldman Sachs $17.00 $19.00 $20.75 22.06% $2.00
11/14/2007 MSCI MXB Morgan Stanley $18.00 $23.00 $24.97 38.72% $5.00
11/15/2007 Chimera Investment CIM Merrill Lynch/Credit Suisse/Deutsche Bank
$15.00 $15.00 $14.90 -0.67% $0.00
11/15/2007 3PAR PAR Goldman Sachs/Credit Suisse $14.00 $16.50 $15.75 12.50% $2.50
11/15/2007 Rubicon Technology RBCN UBS Investment Bank $14.00 $14.00 $17.50 25.00% $0.00
11/15/2007 El Paso Pipeline Partners EPB $20.00 $20.50
Lehman Brothers/Citi/Goldman Sachs/UBS Investment Bank $20.90 4.50% $0.50
11/16/2007 Internet Brands INET Thomas Weisel Partners/Jefferies $8.00 $8.00 $8.00 0.00% $0.00
11/19/2007 Ideation Acquisition IDI-U Lazard Capital Markets $8.00 $8.00 $8.01 0.12% $0.00
11/19/2007 SuccessFactors SFSF Morgan Stanley/Goldman Sachs $10.00 $13.00 $13.25 32.50% $3.00
11/20/2007 Global Consumer Acquisition GHC-U Deutsche Bank $10.00 $10.00 $10.00 0.00% $0.00
11/29/2007 Camden Learning CAELU Morgan Joseph $8.00 $8.05 $8.01 0.12% $0.05
12/3/2007 North Shore Acquisition NSAQU EarlyBirdCapital $8.00 $8.00 $7.90 -1.25% $0.00
12/5/2007 WSP Holdings WH JPMorgan $8.50 $8.51 $8.54 0.47% $0.01
12/5/2007 VisionChina Media VISN Credit Suisse/ Merrrill Lynch $8.00 $8.00 $8.00 0.00% $0.00
12/5/2007 Titan Machinery TITN Craig-Hallum Capital/Robert W. Baird $8.50 $9.62 $9.48 11.53% $1.12
12/6/2007 Entropic Communications ENTR Credit Suisse/Lehman Brothers $6.00 $7.01 $7.40 23.33% $1.01
12/6/2007 TGY-U
Tremisis Energy Acquisition Corpation II Merrill Lynch/EarlyBirdCapital $8.00 $8.05 $8.01 0.12% $0.05
12/6/2007 Global Brands Acquisition GQN-U Citi $10.00 $10.01 $10.00 0.00% $0.01
12/6/2007 Liberty Acquisition Holdings LIA-U Citi $10.00 $10.00 $10.00 0.00% $0.00
12/6/2007 Triple-S Management GTS Credit Suisse/UBS Investment Bank $14.50 $14.80 $15.15 4.48% $0.30
12/10/2007 ChinaEdu CEDU Bear Stearns $10.00 $10.00 $7.97 -20.30% $0.00
12/10/2007 CardTronics CATM Deutsche Bank/William Blair/Banc of America
$10.00 $9.65 $9.50 -5.00% -$0.35
12/11/2007 United Refining Energy URX-U Deutsche Bank/Maxim Group $10.00 $9.50 $9.96 -0.40% -$0.50
12/11/2007 Xinyuan Real Estate XIN Merrill Lynch $14.00 $16.50 $16.80 20.00% $2.50
12/11/2007 VanceInfo Technologies VIT Citi/Merrill Lynch $8.50 $9.50 $9.96 17.18% $1.00
12/12/2007 Teekay Tankers TNK Citi/Morgan Stanley $19.50 $19.75 $20.01 2.62% $0.25
12/12/2007 K12 LRN Morgan Stanley/Credit Suisse $18.00 $19.75 $24.55 36.39% $1.75
12/12/2007 MedAssets MDAS Morgan Stanley/Lehman Brothers $16.00 $19.75 $20.50 28.13% $3.75
12/13/2007 Gulfstream International Group GIA Taglich Brothers $8.00 $7.50 $7.40 -7.50% -$0.50
12/13/2007 MEMSIC MEMS Citi $10.00 $10.00 $10.25 2.50% $0.00
12/13/2007 Intellon ITLN Deutsche Bank $6.00 $7.50 $6.75 12.50% $1.50
12/18/2007 Gushan Environmental Energy GU Merrill Lynch $9.60 $9.61 $9.73 1.35% $0.01
12/18/2007 Orion Energy Systems OESX Thomas Weisel Partners $13.00 $17.25 $21.41 64.69% $4.25
12/19/2007 NetSuite N Credit Suisse $26.00 $26.00 $35.50 36.54% $0.00
$ Change Star
Performed
Close Rating
$1.30 1
$2.37 2
$6.93 3
$0.60 1
-$0.20 1
$1.45 3
$0.70 3
$2.05 2
$2.97 2
$0.48 2 Blown
$0.09 1
-$0.46 3 Blown
-$0.91 1
-$1.15 2
$4.50 2
$10.47 3
$3.00 2
$4.67 3
$2.00 2
$1.50 1 Blown
$2.76 2
$1.90 2
$12.50 3
$0.00 1
$2.40 3
$0.25 1
$2.00 2
$0.32 1
-$0.40 3
-$1.65 3 Blown
$1.45 3
$4.00 3
$7.13 2 Blown
-$0.25 1
$0.71 3
$0.79 2
$1.65 3
$3.15 3
$1.05 2
$0.03 1
$1.00 1
-$0.02 2 Blown
$5.25 2 Blown
$1.00 1
-$0.20 1
-$0.08 1
$4.31 2
$0.02 1
$4.40 3
$0.50 1
$0.05 1
$0.06 1
$0.80 3
$2.54 2
-$0.09 3 Blown
$0.35 1
$0.31 1
$0.65 3 Blown
-$0.08 1
$1.00 2
$0.07 1
$2.95 3
-$0.75 1
-$0.69 1
$6.00 3
$3.67 3
$1.10 3
$3.00 1 Blown
$1.30 2
$2.40 2
-$0.90 2 Blown
$0.40 3 Blown
-$0.41 1
$0.96 2
$0.00 2 Blown
$1.79 3
-$0.56 1
$5.56 2
$0.01 1
$0.75 2
$5.13 3
$0.15 1
$0.26 1
$0.76 1
-$3.00 1
$0.02 1
$0.08 1
-$0.53 1
$5.03 3
$0.10 1
$0.04 1
$0.06 1
-$0.57 2
-$0.27 1
$0.20 3
$2.01 3
$0.00 1
$6.71 3
-$0.50 2 Blown
$0.05 1
$1.00 2
$7.18 3
-$0.40 1
$0.01 1
$0.09 1
$0.18 1
-$1.50 1
$4.06 3
$0.40 1
$0.27 1
-$1.00 2 Blown
$1.95 3
$6.97 3
$9.95 3
$6.65 2
$0.05 1
-$0.97 1
$1.85 2
$0.03 1
$2.65 3
$0.50 1
$0.40 3
$1.43 3
$7.32 3
-$2.45 1
$5.39 3
$2.30 1
$0.19 1
-$0.50 1
$0.17 1
$1.55 1
$0.05 1
-$0.87 1
$0.25 1
$8.07 3
-$0.21 1
-$0.67 1
$4.40 3
$10.00 3
$0.10 1
$2.75 1
$3.22 2
$0.76 1
-$2.14 1
$1.40 1
$0.00 2
-$0.27 2 Blown
$5.63 3
$3.90 2
-$1.55 2 Blown
$5.60 3
-$1.75 1
$0.60 1
$10.50 3
$22.00 4
$0.01 1
$0.03 2 Blown
$17.50 3
$0.36 1
-$0.27 2 Blown
-$0.05 1
$2.35 1
$0.08 1
$11.64 2
$0.00 1
$0.00 1
$1.35 1
$12.00 3
-$0.60 1
$0.50 1
$10.69 3
$0.75 3 Blown
$0.00 1
$0.00 1
$9.00 2
-$0.05 1
$0.00 1
$0.01 1
$1.09 3
$1.71 2
$5.85 3
$0.11 1
$1.47 3
$1.25 2
-$0.06 1
$14.90 3
-$0.09 1
$1.05 2
$2.09 2
$11.82 3
$0.79 1
$8.35 3
$0.00 1
$9.29 3
$2.73 3
-$0.05 3 Blown
$0.02 1
$2.00 1
$6.28 3
$6.00 2
-$4.44 3 Blown
$0.00 1
-$1.90 1
$0.55 1
$5.90 3
$0.00 1
-$0.01 1
-$3.15 1
$0.59 1
-$0.24 1
-$1.50 1
$0.14 1
-$0.15 1
$1.30 3
$15.92 3
$0.15 1
-$0.75 2 Blown
$0.00 1
-$1.35 2
$0.01 3 Blown
$0.00 1
$0.00 1
$3.75 3
$6.97 3
-$0.10 1
$1.75 3
$3.50 2
$0.90 1
$0.00 1
$0.01 1
$3.25 2
$0.00 1
$0.01 1
-$0.10 1
$0.04 1
$0.00 1
$0.98 2
$1.40 1 Blown
$0.01 1
$0.00 1
$0.00 1
$0.65 1
-$2.03 1
-$0.50 1
-$0.04 1
$2.80 2
$1.46 2
$0.51 1
$6.55 3
$4.50 3
-$0.60 1
$0.25 1
$0.75 1
$0.13 2 Blown
$8.41 2
$9.50 3
Offering
Trade Date Issuer Symbol Lead/Joint-Lead Managers
Price
1/14/2008 Polaris Acquisition TKP-U $10.00
Lazard Capital Markets/Ladenburg Thalmann
1/16/2008 Asia Special Situation Acquisition CIO-U Maxin Group $10.00
1/17/2008 Williams Pipeline Partners L.P. WMZ Lehman Brothers/Citi/Merrill Lynch $20.00
1/17/2008 Sapphire Industrials FYR-U Citi $10.00
1/17/2008 Sports Properties Acquisition HMR-U Banc of America $10.00
1/23/2008 Trian Acquisition I TUX-U Deutsche Bank/Merrill Lynch $10.00
1/24/2008 RiskMetrics Group RMG $17.50
Credit Suisse/Goldman Sachs/Banc of America
1/24/2008 IPC The Hospitalist Company IPCM Credit Suisse/Jefferies $16.00
1/25/2008 Atlas AcquisitionHoldings AXG-U $10.00
Lazard Capital Markets/Morgan Stanley
1/28/2008 ATA ATAI Merrill Lynch $9.50
1/28/2008 Cascal B.V. HOO JPMorgan/Credit Suisse $12.00
1/30/2008 Overture Acquisition NLX-U JPMorgan $10.00
2/7/2008 BBV Vietnam S.E.A. Acuisition BBVUF $8.00
Ladenburg Thalmann/Chardan Capital Markets
2/14/2008 ArcSight ARST Morgan Stanley/Lehman Brothers $9.00
2/14/2008 MAKO Surgical MAKO JPMorgan/Morgan Stanley $10.00
2/14/2008 GHL Acquisition GHQ-U Banc of America $10.00
2/19/2008 BioHeart BHRT Dawson James Securities $5.25
2/26/2008 BPW Acquisition BPW-U Citi $10.00
2/27/2008 Spring Creek Acquisition SCRUF EarlyBirdCapital $8.00
3/10/2008 Hambrecht Asia Acquisition HMAUF Broadband Capital Management LLC $8.00
3/11/2008 Heritage-Crystal Clean HCCI William Blair/Piper Jaffray $11.50
3/18/2008 CardioNet BEAT Citi $18.00
3/18/2008 Visa V JPMorgan/ Goldman Sachs $44.00
3/18/2008 Healthy Fast Food HFFIU Paulson Investment Company $5.10
4/21/2008 Intrepid Potash IPI $32.00
Goldman Sachs/Merrill Lynch/Morgan Stanley
4/22/2008 American Water Works AWK Goldman Sachs/Citi/Merrill Lynch $21.50
4/24/2008 Hatteras Financial HTS $24.00
Keefe, Bruyette & Woods/ Banc of America Securities
4/24/2008 Whiting USA Trust I WHX Raymond James/Wachovia $20.00
4/30/2008 PSE
Pioneer Southwest Energy Partners L.P. $19.00
Citi/Deutsche Bank/UBS Investment Bank
5/7/2008 Colfax CFX Merrill Lynch $18.00
5/7/2008 Real Goods Solar RSOL ThinkPanmure $10.00
5/8/2008 Western Gas Partners LP WES $16.50
UBS Investment Bank/Citi/Credit Suisse/Morgan Stanley
5/14/2008 American Capital Agency AGNC Citi/Merrill Lynch $20.00
5/14/2008 Verso Paper VRS Credit Suisse/ Citi $12.00
5/15/2008 China Fundamental Acquisition CFQUF Chardan Capital Markets/ Maxim Group $8.00
5/28/2008 Safe Bulkers SB Merrill Lynch/Credit Siusse $19.00
6/18/2008 Britannia Bulk Holdings DTW Goldman Sachs/Banc of America $15.00
6/18/2008 RHI Entertainment RHIE JPMorgan/Banc of America $14.00
6/25/2008 Navios Maritime Acquisition NNA-U JPMorgan/Deutsche Bank $10.00
7/2/2008 Energy Recovery ERII Citi/Credit Siusse $8.50
7/23/2008 GT Solar International SOLR Credit Suisse/UBS Investment Bank $16.50
7/23/2008 North Asia Investment NHR.U Citi $10.00
7/29/2008 China Distance Education Holdings (DL)DL Citi/Merrill Lynch $7.00
8/4/2008 CMM
China Mass Media International Advertising Merrill Lynch $6.80
8/7/2008 Rackspace Hosting RAX $12.50
Goldman, Sachs/ Credit Suisse/ Merrill Lynch
8/12/2008 CS China Acquisition CSACF EarlyBirdCapital $6.00
11/19/2008 Grand Canyon Education LOPE Credit Suisse/Merrill Lynch $12.00
Opening 1st Day 1st Day % $ Change $ Change Star
Performed
Price Close Px Chng Opening Close Rating
$10.00 $10.00 0.00% $0.00 $0.00 1
$10.00 $10.00 0.00% $0.00 $0.00 1
$20.50 $20.00 0.00% $0.50 $0.00 2
$10.00 $9.98 -0.20% $0.00 -$0.02 1
$10.00 $10.00 0.00% $0.00 $0.00 1
$10.00 $10.04 0.40% $0.00 $0.04 1
$21.00 $23.75 35.71% $3.50 $6.25 3
$20.15 $20.48 28.00% $4.15 $4.48 2
$10.00 $9.95 -0.50% $0.00 -$0.05 1
$9.50 $8.75 -7.89% $0.00 -$0.75 2 Blown
$12.00 $12.00 0.00% $0.00 $0.00 1
$9.75 $9.82 -1.80% -$0.25 -$0.18 1
$8.00 $8.25 3.13% $0.00 $0.25 1
$9.00 $8.78 -2.44% $0.00 -$0.22 2 Blown
$10.00 $9.18 -8.20% $0.00 -$0.82 1
$9.75 $9.70 -3.00% -$0.25 -$0.30 1
$5.25 $5.00 -4.76% $0.00 -$0.25 1
$10.00 $9.80 -2.00% $0.00 -$0.20 1
$8.10 $8.15 1.88% $0.10 $0.15 1
$8.15 $8.13 1.63% $0.15 $0.13 1
$14.00 $14.19 23.39% $2.50 $2.69 2
$18.00 $17.70 -1.67% $0.00 -$0.30 1
$59.50 $56.50 28.41% $15.50 $12.50 4
$5.25 $5.25 2.94% $0.15 $0.15 1
$46.25 $50.40 57.50% $14.25 $18.40 4
$20.60 $20.60 -4.19% -$0.90 -$0.90 1
$24.00 $24.68 2.83% $0.00 $0.68 1
$20.00 $20.85 4.25% $0.00 $0.85 1
$19.63 $19.65 3.42% $0.63 $0.65 2
$22.50 $21.00 16.67% $4.50 $3.00 3
$9.00 $8.80 -12.00% -$1.00 -$1.20 1
$16.50 $16.50 0.00% $0.00 $0.00 1
$19.50 $19.35 -3.25% -$0.50 -$0.65 1
$10.00 $10.00 -16.67% -$2.00 -$2.00 1
$8.05 $8.20 2.50% $0.05 $0.20 1
$19.00 $18.90 -0.53% $0.00 -$0.10 1
$14.50 $13.85 -7.67% -$0.50 -$1.15 1
$13.75 $13.50 -3.57% -$0.25 -$0.50 1
$10.00 $10.50 5.00% $0.00 $0.50 1
$11.00 $9.83 15.65% $2.50 $1.33 3
$16.50 $14.59 -11.58% $0.00 -$1.91 2 Blown
$9.75 $9.66 -3.40% -$0.25 -$0.34 1
$6.50 $6.63 -5.29% -$0.50 -$0.37 1
$6.80 $6.50 -4.41% $0.00 -$0.30 1
$10.00 $10.01 -19.92% -$2.50 -$2.49 2 Blown
$6.04 $6.11 1.83% $0.04 $0.11 1
$10.00 $11.85 -1.25% -$2.00 -$0.15 1
Offering
Trade Date Issuer Symbol Lead/Joint-Lead Managers
Price
02/10/09 Mead Johnson Nutrition MJN Citi/Morgan Stanley $24.00
04/01/09 Changyou.com CYOU Credit Suisse/Merrill Lynch $16.00
04/14/09 Bridgepoint Education BPI Credit Suisse/JPMorgan $10.50
04/15/09 Rosetta Stone RST Morgan Stanley/William Blair $18.00
05/14/09 DigitalGlobal DGI Morgan Stanley/JP Morgan $19.00
05/19/09 SolarWinds SWI JPMorgan/ Goldman, Sachs/ Morgan Stanley $12.50
05/20/09 OpenTable OPEN Merrill Lynch $20.00
06/02/09 GOV
Government Properties Income Trust Merrill Lynch/Wachovia/Morgan Stanley $20.00
06/12/09 Cypress Sharpridge InvestmentCYS Barclay Capital $11.00
06/24/09 Chemspec International CPC Credit Suisse/Citi $9.00
06/24/09 Duoyuan Global Water DGW Piper Jaffray $16.00
06/25/09 Medidata Solutions MDSO Citi/Credit Suisse $14.00
06/26/09 Invesco Mortgage Capital IVR Credit Suisse/Morgan Stanley $20.00
07/01/09 LogMeIn LOGM JPMorgan/Barclay Capital $16.00
07/30/09 PennyMac Investment Trust PMT $20.00
Merrill Lynch/ Credit Suisse/ Deutsche Bank Securities
08/01/09 Emdeon EM Morgan Stanley $15.00
08/06/09 CDC Software CDCS Lazard Capital Markets/JMP Securities $12.00
08/06/09 Avago Technologies $15.00
AVGO Deutsche Bank Securities/ Barclays Capital/ Morgan Stanley/ Citi
08/10/09 Cumberland PharmaceuticalsCPIX $17.00
UBS Investment Bank/Jefferies/ Wachovia Securities
08/11/09 Starwood Property Trust STWD BofA Merrill Lynch/Deuteche Bank $20.00
09/16/09 CreXus Investment CXS Deutsche Bank/Merrill Lynch $15.00
09/24/09 Vitacost.com VITC Jefferies/Oppenheimer $12.00
09/24/09 Colony Financial $20.00
CLNY BofA Merrill Lynch/Goldman Sachs/Morgan Stanley/UBS Investment Ban
09/24/09 A123 Systems AONE Morgan Stanley/Goldman Sachs $13.50
09/24/09 Apollo Commerical Real Estate ARI J.P. Morgan/Citi/Barclays Capial $20.00
09/24/09 Artio Global Investors ART Goldman Sachs $26.00
09/25/09 Shanda Games Limited GAME Goldman Sachs (Asia)/J.P. Morgan $12.50
09/25/09 Select Medical Holdings SEM $10.00
Goldman Sachs/ Morgan Stanley/ BofA Merrill Lynch/ J.P. Morgan
10/01/09 Talecris BioTherapeutics TLCR Morgan Stanley/Goldman Sachs/Citi/JPMorgan $19.00
10/02/09 Echo Global Logitcs ECHO Morgan Stanley/ Citi $14.00
10/02/09 EDMC $18.00
Education Management Corporation Goldman Sachs/J.P. Morgan/BofA Merrill Lynch/Barclays Capital/Credit S
10/07/09 Banco Santander $13.40
BSBR Santander/ Credit Suisse/ BofA Merrill Lynch/ UBS Investment Bank
10/07/09 Verisk Analytics VRSK BofA Merrill Lynch/Morgan Stanley $22.00
10/08/09 Mistras Group MG J.P. Morghan/Credit Suisse.BofA Merrill Lynch$12.50
10/08/09 Omeros OMER Deutsche Bank Securities $10.00
10/13/09 RailAmerica RA JPMorgan/Citi/Deutsche Bank/Morgan Stanley $15.00
10/16/09 CRIC Credit Suisse/UBS Investment Bank
China Real Estate Information $12.00
10/20/09 ZST Digital Networks ZSTN Rodman & Renshaw/WestPark Capital $8.00
10/21/09 AGA Medical Holdings AGAM BofA Merrill Lynch $14.50
10/23/09 Dole Foods $12.50
DOLE Goldman Sachs/BofA Merrill Lynch/ Deutsche Bank/Wells Fargo
10/28/09 Addus HomeCare ADUS William Baird/Oppenheimer $10.00
10/28/09 Vitamin Shoppe VSI $17.00
J.P. Morgan/BofA Merrill Lynch/Barclays Capital
11/05/09 Hyatt Hotels H Goldman Sachs $25.00
11/05/09 Ancestry.com ACOM Morgan Stanly/BofA Merrill Lynch $13.50
11/06/09 Duyuan Printing DYP Piper Jaffray/Roth Capital Partners $8.50
11/06/09 STR Holdings STRI Credit Suisse/Goldman Sachs $10.00
11/13/09 Dollar General DG $21.00
Citi/Goldman Sachs/KKR/BofA Merrill Lynch/J.P. Morgan
11/13/09 rue21 rue BofA Merrill Lynch/Goldman Sachs/J.P. Morgan $19.00
11/18/09 Fortinet FTNT Morgan Stanley/J.P. Morgan/Deutsche Bank $12.50
11/20/09 Archipelago Learning ARCL BofA Merrill Lynch/Wm Blair $16.50
11/20/09 Cloud Peak Energy CLD $15.00
Credit Suisse/Morgan Stanley/RBC Capital Markets
11/20/09 GTEC Cowen
Global Defense Technology & Systems $13.00
11/20/09 7 Days Group Holdings SVN J.P. Morgan/Citi $11.00
11/27/09 GSME Acquisiton Partners GSMEF Cohen $10.00
12/09/09 Pebblebrook Hotel Trust PEB BofA Merrill Lynch/Raymond James/Wells$20.00 Fargo
12/10/09 NKBP
China Nuokang Bio-Phrmaceutical Jefferirs $9.00
12/11/09 CCM
Concord Medical Services Holdings Morgan Stanley/JPMorgan/CICC $11.00
12/11/09 KAR Holdings KAR $12.00
Goldman Sachs/ Credit Suisse/ BofA Merrill Lynch/ J.P. Morgan
12/16/09 Cobalt International Energy CIE Credit Suisse/Goldman Sachs/J.P. Morgan 13.50$
12/16/09 Team Health Holdings TMH BofA Merrill Lynch/ Goldman, Sachs/ Barclays$12.00 Citi
Capital/
12/17/09 Kraton Performance Polymers KRA Credit Suisse $13.50
Opening 1st Day 1st Day % $ Change $ Change Star
Performed
Price Close Px Chng Opening Close Rating
$26.00 $26.43 10.13% $2.00 $2.43 3
$22.00 $20.02 25.13% $6.00 $4.02 3
$10.50 $11.10 5.71% $0.00 $0.60 1
$25.00 $25.12 39.56% $7.00 $7.12 3
$23.00 $21.50 13.16% $4.00 $2.50 3
$15.00 $13.75 10.00% $2.50 $1.25 3 Blown
$24.50 $31.89 59.45% $4.50 $11.89 3
$19.40 $19.47 -2.65% -$0.60 -$0.53 1
$12.00 $11.55 5.00% $1.00 $0.55 1
$9.45 $9.00 0.00% $0.45 $0.00 3 Blown
$22.65 $21.87 36.69% $6.65 $5.87 3
$18.00 $17.00 21.43% $4.00 $3.00 3
$19.80 $19.42 -2.90% -$0.20 -$0.58 1
$20.00 $20.02 25.13% $4.00 $4.02 3
$19.00 $19.10 -4.50% -$1.00 -$0.90 1
$17.50 $16.52 10.13% $2.50 $1.52 3
$12.00 $9.99 -16.75% $0.00 -$2.01 3 Blown
$16.20 $16.18 7.87% $1.20 $1.18 2
$17.75 $16.83 -1.00% $0.75 -$0.17 1
$19.50 $20.00 0.00% -$0.50 $0.00 1
$14.50 $14.63 -2.47% -$0.50 -$0.37 1
$12.05 $12.05 0.42% $0.05 $0.05 2 Blown
$19.50 $19.66 -1.70% -$0.50 -$0.34 1
$16.94 $20.29 50.30% $3.44 $6.79 3
$19.05 $18.50 -7.50% -$0.95 -$1.50 1
$27.30 $28.10 8.08% $1.30 $2.10 2
$12.50 $10.75 -14.00% $0.00 -$1.75 3 Blown
$9.75 $10.09 0.90% -$0.25 $0.09 1
$19.50 $21.15 11.32% $0.50 $2.15 2
$13.60 $14.06 0.43% -$0.40 $0.06 2 Blown
$20.25 $21.77 20.94% $2.25 $3.77 2
$13.30 $13.01 -2.93% -$0.10 -$0.39 2 Blown
$26.41 $27.22 23.73% $4.41 $5.22 3
$12.30 $12.53 0.24% -$0.20 $0.03 1
$9.49 $8.73 -12.70% -$0.51 -$1.27 1
$14.35 $13.75 -8.33% -$0.65 -$1.25 1
$12.28 $14.20 18.33% $0.28 $2.20 2
$8.00 $7.52 -6.00% $0.00 -$0.48 2 Blown
$14.50 $14.60 0.69% $0.00 $0.10 1
$12.45 $12.28 -1.76% -$0.05 -$0.22 1
$9.40 $8.49 -15.10% -$0.60 -$1.51 1
$19.50 $17.95 5.59% $2.50 $0.95 2
$26.00 $28.00 12.00% $1.00 $3.00 1 Blown
$16.10 $14.20 5.19% $2.60 $0.70 2
$8.50 $7.77 -8.59% $0.00 -$0.73 1
$10.00 $13.10 31.00% $0.00 $3.10 1
$22.00 $22.73 8.24% $1.00 $1.73 3
$23.00 $24.30 27.89% $4.00 $5.30 3
$17.00 $16.62 32.96% $4.50 $4.12 3
$19.00 $18.77 13.76% $2.50 $2.27 1 Blown
$14.50 $14.84 -1.07% -$0.50 -$0.16 1
$13.05 $13.08 0.62% $0.05 $0.08 1
$12.17 $12.50 13.64% $1.17 $1.50 2
$10.00 $10.00 0.00% $0.00 $0.00 1
$20.00 $20.45 2.25% $0.00 $0.45 1
$8.00 $8.67 -3.67% -$1.00 -$0.33 1
$10.00 $9.50 -13.64% -$1.00 -$1.50 3 Blown
$11.00 $12.03 0.25% -$1.00 $0.03 1
$13.25 $13.50 0.00% -$0.25 $0.00 1
$12.00 $12.81 6.75% $0.00 $0.81 1
$13.50 $13.51 0.07% $0.00 $0.01 1
Trade Date Issuer Symbol
1/22/10 Cellu Tissue Holdings CLU
1/22/10 Chesapeake Lodging Trust CHSP
1/22/10 Symetra Financial SYA
1/26/10 AMCF
Andatee China Marine Fuel Services
1/28/10 IFM Investments Limited CTC
1/29/10 China Electric Motor CELM
2/3/10 Ironwood Pharmaceutical IRWD
2/9/10 Solar Capital SLRC
2/10/10 Piedmont Office Trust Realty PDM
2/10/10 Terreno Realty TRNO
2/11/10 Generac Holdings GNRC
2/11/10 Graham Packaging GRM
2/11/10 QuinStreet QNST
2/26/10 Sprott Physical Gold Trust PHYS
3/1/10 Anthera Phamaceuticals ANTH
3/10/10 Baltic Trading Limited BALT
3/11/10 Sensata Technologies ST
3/12/10 AVEO Pharmaceuticals AVEO
3/12/10 Crude Carriers CRU
3/16/10 Financial Engines FNGN
3/24/10 Calix Networks CALX
3/24/10 First Interstate BancSystem FIBK
3/24/10 MaxLinear MXL
3/26/10 China Lodging Group HTHT
3/31/10 Scorpio Tankers STNG
3/31/10 SS&C Technologies Holdings SSNC
3/31/10 Meru Networks MERU
4/1/10 Primaerica PRI
4/9/10 Metals USA Holdings MUSA
4/9/10 Tengion TNGN
4/16/10 Chatham Lodging Trust CLDT
4/22/10 Codexis CDXS
4/22/10 DynaVox DVOX
4/22/10 Alimera Sciences ALIM
4/22/10 Global Geophysical Services GGS
4/22/10 Mitel Networks MITL
4/22/10 SPS Commerce SPSC
4/23/10 Excel Trust EXL
4/29/10 Alpha and Omega Semiconductor AOSL
4/29/10 Convio CNVO
4/30/10 PAA Natural Gas Storage PNG
5/3/10 S&W Seed SANWU
5/5/10 Charm Communications CHRM
5/5/10 Douglas Dynamics PLOW
5/12/10 Niska Gas Storage NKA
5/13/10 Express EXPR
5/13/10 RRTS
Roadrunner Transportation Services Holdings
5/13/10 TeleNav TNAV
5/14/10 JinkoSolar Holding JKS
5/14/10 Kingtone Wireless Soultion KONE
5/14/10 Noranda Aluminum Holding NOR
5/20/10 57th Street Acquisiton SQTC.U
5/20/10 Accretive Health AH
5/20/10 ReachLocal RLOC
5/28/10 GenMark Diagnostics GNMK
6/11/10 China New Borun BOR N
6/15/10 CBOE Holdings CBOE
6/16/10 BroadSoft BSFT
6/17/10 Higher One Holdings ONE
6/17/10 Oasis Petroleum OAS
6/18/10 CIL
China Intelligent Lighting & Electronics
6/18/10 Motricity MOTR
6/24/10 Hudson Pacific Properties HPP
6/25/10 Fabrinet FN
6/29/10 Tesla Motors TSLA
6/30/10 HiSoft Technology International HSFT
7/1/10 AutoNavi Holdings AMAP
7/14/10 Oxford Resources Parntners L.P. OXF
7/15/10 SMART Technologies SMT
7/16/10 Qlink Technologies QLIK
7/16/10 RealD RLD
7/20/10 Camelot Information Systems CIS
7/22/10 Ameresco AMRC
7/22/10 Green Dot GDOT
7/29/10 Chesapeake Midstream PartnersCHKM
7/29/10 Envestnet ENV
7/29/10 Molycorp MCP
8/3/10 Trius Therapeutics TSRX
8/5/10 Ambow Education Holding AMBO
8/5/10 Gordmans Stores GMAD
8/6/10 Intralink Holdings IL
8/6/10 NuPathe PATH
8/6/10 NXP Semiconductors NV NXPI
8/11/10 China Kanghui Holdings KH
8/11/10 MediaMind Technologies MDMD
8/12/10 MakeMyTrip Limited MMYT
8/12/10 RealPage RP
8/13/10 Electromed ELMD
8/26/10 Whitestone REIT WSR
9/17/10 SouFun Holdings Limited SFUN
9/23/10 CoreSite Realty COR
9/24/10 SciQuest SQI
9/28/10 Amyris AMRS
9/28/10 CCSC
Country Style Cooking Restaurant Chain
9/30/10 Elster Group ELT
9/30/10 Rhino Resources Partners RNO
10/1/10 China Ming Yang Wind Power Group MY
10/1/10 ChinaCache International Holdings CCIH
10/1/10 The KEYW Holding KEYW
10/7/10 Daqo New Energy DQ
10/8/10 Cazador Acquisition CorporationCAZAU
10/8/10 Ellington Financial LLC EFC
10/8/10 Global Education & Technology GroupGEDU
10/12/10 Hicks Acquisition Company 11 HKACU
10/14/10 Campus Crest Communities CCG
10/15/10 Body Central BODY
10/15/10 Tower International TOWR
10/19/10 NetSpend Holdings NTSP
10/19/10 ShangPharma SHP
10/20/10 TAL Education Group XRS
10/21/10 Bravo Brio Restaurant Group BBRG
10/21/10 Vera Bradley VRA
10/22/10 Aegerion Pharmaceuticals AEGR
10/26/10 Mecox Lane Limited MCOX
10/27/10 Pacific Biosciences of California PACB
10/28/10 ExamWorks Group EXAM
10/28/10 SeaCube Container Leasing BOX
10/29/10 Le Gaga Holdings Limited GAGA
11/2/10 Xueda Education Group XUE
11/3/10 SinoTech Energy Limited CTE
11/3/10 SodaStream International Ltd. SODA
11/4/10 Costamare CMRE
11/5/10 Primo Water PRMW
11/5/10 The Fresh Market TFM
11/10/10 Noah Holdings Limited NOAH
11/10/10 RDA Microelectronics RDA
11/11/10 Complete Genomics GNOM
11/11/10 Inph IPHI
11/17/10 Bitauto Holdings Limited BITA
11/17/10 Booz Allen & Hamilton BAH
11/18/10 General Motors Company GM
11/18/10 LPL investmens LPLA
11/19/10 Aeroflex Holdings ARX
11/19/10 Lizhan Environmental LZEN
11/23/10 China Xiniya Fashion Limited XNY
11/23/10 Zogenix ZGNX
11/24/10 Anacor Pharmaceuticals ANAC
11/24/10 L&L Acquisition LLACQU
11/24/10 SYSWIN SYSW
12/2/10 FXCM FXCM
12/7/10 Targa Resources Investments TRGP
12/8/10 CTPartners Executive Search CTP
12/8/10 E-Commerce China Dangdang DANG
12/8/10 Youku.com YOKU
12/9/10 Bona Film Group Limited BONA
12/9/10 First Republic Bank FRC
12/9/10 SemiLeds LEDS
12/10/10 FlatWorld Acquisition FTWAU
12/10/10 Lentuo International LAS
12/10/10 Sky-mobi Limited MOBI
12/14/10 iSoftStone Holdings Limited ISS
12/15/10 FleetCor Technologies FLT
12/15/10 GAIN Capital Holdings GCAP
12/15/10 RigNet RNET
12/15/10 Walker & Dunlop WD
12/16/10 Swift Holdings SWFT
12/17/10 Fortegra Financial FRF
12/17/10 QR Energy, LP QRE
12/16/10 Ventrus Biosciences VTUS
12/21/10 Ossen Innovation Co., Ltd. OSN
1st Day
Offering Opening 1st Day $ Change
Lead/Joint-Lead Managers % Px
Price Price Close Opening
Chng
Goldman Sachs/J.P. Morgan/BofA Merrill Lynch $13.00 $12.30 $11.90 -8.46% -$0.70
J.P. Morgan/Dutsche Bank/FBR $20.00 $19.25 $19.00 -5.00% -$0.75
BofA/JP Morgan/Goldman Sachs/Barclays Capital $12.00 $12.70 $12.75 6.25% $0.70
Rodman Renshaw/Newbridge $6.30 $6.30 $5.77 -8.41% $0.00
Goldman Sachs/Morgan Stanley $7.00 $7.15 $7.30 4.29% $0.15
Roth Capital/West Park Capital $4.50 $4.70 $4.45 -1.11% $0.20
J.P.Morgan/Morgan Stanley/Credit Suisse $11.25 $11.31 $11.65 3.56% $0.06
Citi/J.P. Morgan/Morgan Stanley/Sun Trust $18.75 $17.80 $18.00 -4.00% -$0.95
Morgan Stanley/J.P. Morgan $14.50 $14.75 $15.60 7.59% $0.25
Goldman Sachs $20.00 $18.75 $18.65 -6.75% -$1.25
J.P. Morgan/Goldman Sachs $13.00 $13.00 $12.84 -1.23% $0.00
Citi/Goldman Sachs/Deutsche Bank $10.00 $10.00 $10.20 2.00% $0.00
Credit Suisse/BofA Merrill Lynch/J.P. Morgan $15.00 $15.10 $15.00 0.00% $0.10
Morgan Stanley/RBC $10.00 $9.65 $9.59 -4.10% -$0.35
Deutsche Bank $7.00 $7.00 $7.01 0.14% $0.00
Morgan Stanley/Dahlman Rose $14.00 $14.00 $13.96 -0.29% $0.00
Morgan Stanley/Barclays Capital/Goldman Sachs $18.00 $18.00 $18.50 2.78% $0.00
J.P. Morgan/Morgan Stanley $9.00 $8.25 $9.00 0.00% -$0.75
$19.00
UBS Investment Bank/BofA Merrill Lynch/Wells Fargo Securities $19.00 $19.00 0.00% $0.00
Goldman Sachs $12.00 $14.95 $17.25 43.75% $2.95
Goldman Sachs/Morgan Stanley $13.00 $17.00 $15.10 16.15% $4.00
Barclays Capital $14.50 $15.98 $15.70 8.28% $1.48
Morgan Stanley/Deutsche Bank $13.00 $17.00 $18.70 43.85% $4.00
Goldman Sachs/Morgan Stanley $12.25 $13.50 $13.92 13.63% $1.25
Morgan Stanley/ Dahlman Rose $13.00 $12.90 $12.56 -3.38% -$0.10
J.P. Morgan $15.00 $16.00 $15.08 0.53% $1.00
BofA Merrill Lynch $15.00 $20.00 $19.17 27.80% $5.00
Citi $15.00 $19.15 $19.65 31.00% $4.15
Goldman Sachs $21.00 $20.50 $19.20 -8.57% -$0.50
Piper Jaffray/Leerink Swann $5.00 $5.00 $5.02 0.40% $0.00
Barclays Capital $20.00 $20.25 $20.50 2.50% $0.25
Credit Suisse/Goldman Sachs $13.00 $13.00 $13.26 2.00% $0.00
Piper Jaffray/Jefferies $15.00 $15.00 $15.00 0.00% $0.00
Credit Suisse/Citi $11.00 $11.00 $11.00 0.00% $0.00
Credit Suisse/Barclays Capital $12.26 $12.00 $12.00 -2.12% -$0.26
BofA Merrill Lynch/J.P. Morgan/UBS Investment Bank $14.00 $12.75 $12.30 -12.14% -$1.25
Thomas Weisel Partners $12.00 $14.00 $13.60 13.33% $2.00
Morgan Stanley/Barclays Capital/UBS Investment Trust $14.00 $13.25 $13.30 -5.00% -$0.75
Deutsche Bank/Piper Jaffray $18.00 $18.11 $17.70 -1.67% $0.11
Thomas Weisel Partners/ Piper Jaffray $9.00 $10.00 $10.24 13.78% $1.00
Barclays Capital/ UBS Investment Bank $21.50 $22.50 $23.25 8.14% $1.00
Paulson Investment/Feltl $11.00 $10.89 $10.70 -2.73% -$0.11
Credit Suisse $9.50 $9.51 $9.40 -1.05% $0.01
Credit Suisse/ Oppenheimer $11.25 $22.26 $11.29 0.36% $11.01
Goldman Sachs/Morgan Stanley $20.50 $19.50 $19.10 -6.83% -$1.00
BofA Merrill Lynch/Goldman Sachs $17.00 $17.05 $16.75 -1.47% $0.05
Baird/ BB&T Capital Markets/ Stifel Nicolaus $14.00 $14.00 $13.75 -1.79% $0.00
J.P. Morgan/Deutsche Bank $8.00 $9.00 $9.80 22.50% $1.00
Credit Suisse $11.00 $11.00 $11.01 0.09% $0.00
Roth Capital Partners $4.00 $4.00 $3.94 -1.50% $0.00
BofA Merrill Lynch $8.00 $8.30 $8.80 10.00% $0.30
Morgan Joseph/Ladenburg Thalmann $10.00 $10.00 $10.00 0.00% $0.00
Goldman Sachs/Credit Suisse $12.00 $12.00 $12.74 6.17% $0.00
J.P. Morgan/BofA Merrill Lynch $13.00 $13.00 $12.66 -2.62% $0.00
Piper Jaffray $6.00 $6.00 $6.00 0.00% $0.00
Piper Jaffray $7.00 $7.00 $7.00 0.00% $0.00
Goldman Sachs $29.00 $32.80 $32.49 12.03% $3.80
Goldman Sachs/Jefferies $9.00 $8.25 $8.30 -7.78% -$0.75
Goldman Sachs $12.00 $13.50 $14.27 18.92% $1.50
Morgan Stanley/UBS Investment Bank $14.00 $14.85 $14.88 6.29% $0.85
Rodman & Renshaw.WestPark Capital $3.00 $2.85 $2.95 -1.67% -$0.15
J.P. Morgan/Golldman Sachs $10.00 $9.89 $9.26 -7.40% -$0.11
BofA Merrill Lych/Barclays Capital/Morgan Stanley $17.00 $17.50 $17.40 2.35% $0.50
Morgan Stanley/Deutsche Bank $10.00 $10.95 $10.75 7.50% $0.95
$17.00
Goldman, Sachs/ Morgan Stanley/ J.P. Morgan/ Deutsche Bank Securities $19.00 $23.98 41.06% $2.00
Deutsche Bank $10.00 $10.27 $10.40 4.00% $0.27
Goldman Sachs $12.50 $13.02 $13.50 8.00% $0.52
Barclays Capital/Citi $18.50 $18.25 $17.96 -2.92% -$0.25
$17.00 $17.50 $17.05
Morgan Stanley/ Deutsche Bank Securities/ RBC Capital Markets/ BofA Merrill Lynch/ Credit Suisse 0.29% $0.50
Morgan Stanley/Citi/J.P. Morgan $10.00 $12.00 $12.80 28.00% $2.00
J.P. Morgan/Piper Jaffrey $16.00 $19.55 $19.51 21.94% $3.55
Goldman Sachs/Barclays Capital $11.00 $10.01 $10.65 -3.18% -$0.99
BofA Merril Lynch $10.00 $10.33 $10.17 1.70% $0.33
J.P. Morgan/Morgan Stanlry $36.00 $42.10 $43.99 22.19% $6.10
Citi/Morgan Stanley $21.00 $22.25 $22.40 6.67% $1.25
Morgan Stanley/UBS Investment Bank/Barclays Capital $9.00 $9.35 $10.23 13.67% $0.35
Morgan Stanley/J.P. Morgan $14.00 $13.25 $12.85 -8.21% -$0.75
Credit Suisse/Piper Jaffray $5.00 $5.10 $5.00 0.00% $0.10
J.P. Morgan/ Goldman Sachs (Asia) $10.00 $10.04 $9.25 -7.50% $0.04
Piper Jaffray/Wells Fargo Securities $11.00 $11.00 $11.03 0.27% $0.00
Morgan Stanley/Deutsche Bank/Credit Suisse $13.00 $10.00 $9.61 -26.08% -$3.00
Leerink Swann/Lazard Capital Markets $10.00 $10.04 $9.25 -7.50% $0.04
Credit Suisse/Goldman Sachs/Morgan Stanley $14.00 $11.00 $11.03 -21.21% -$3.00
Morgan Stanley/ Piper Jaffray $10.25 $10.29 $12.16 18.63% $0.04
J.P. Morgan/Deutsche Bank $11.50 $10.50 $11.00 -4.35% -$1.00
Morgan Stanley $14.00 $22.00 $26.45 88.93% $8.00
Credit Suisse/ Deutsche Bank Securities $11.00 $13.00 $14.52 32.00% $2.00
Feltl and Company $4.00 $4.05 $3.98 -0.50% $0.05
Wunderlich/Ladenburg Thalmann $12.00 $12.00 $11.50 -4.17% $0.00
Deutsche Bank Securities/ Goldman Sachs (Asia) L.L.C$42.50 $67.00 $73.50 72.94% $24.50
Citi/BofA Merrill Lynch/RBC Capital Markets $16.00 $16.00 $16.01 0.06% $0.00
Stifel Nicolaus Weisel $9.50 $11.50 $12.27 29.16% $2.00
Morgan Stanley/Goldman Sachs/J.P. Morgan $16.00 $16.50 $16.50 3.13% $0.50
BofA Merrill Lynch/ Credit Suisse $16.50 $25.00 $24.30 47.27% $8.50
Deutsche Bank Securities $13.00 $13.00 $13.75 5.77% $0.00
Raymond James $20.50 $20.50 $21.10 2.93% $0.00
Morgan Stanley/ Credit Suisse/ BofA Merrill Lynch $14.00 $14.15 $13.25 -5.36% $0.15
BofA Merrill Lynch/ Deutsche Bank Securities $13.90 $27.00 $27.15 95.32% $13.10
SunTrust Robinson Humphrey $10.00 $10.30 $11.38 13.80% $0.30
Morgan Stanley $9.50 $9.98 $10.25 7.89% $0.48
Rodman & Renshaw $10.00 $10.00 $10.00 0.00% $0.00
Deutsche Bank Securities $22.50 $21.50 $21.75 -3.33% -$1.00
Credit Suisse/ BofA Merrill Lynch $10.50 $12.00 $12.20 16.19% $1.50
Citi/Deutsche Bank $10.00 $10.00 $10.00 0.00% $0.00
$12.50 $12.50
Raymond James/ Citi/ Goldman, Sachs/ Barclay Capital/ RBC Capital Markets $12.51 0.08% $0.00
Piper Jaffray/ Jefferies & Company $13.00 $14.49 $13.00 0.00% $1.49
Goldman Sachs/Citi/J.P. Morgan $13.00 $13.55 $13.00 0.00% $0.55
Goldman, Sachs/ BofA Merrill Lynch/ William Blair $11.00 $13.00 $13.00 18.18% $2.00
Citi/ J.P. Morgan $15.00 $15.00 $12.75 -15.00% $0.00
Credit Suisse/ Morgan Stanley $10.00 $14.00 $15.00 50.00% $4.00
Jefferies & Company/ Piper Jaffray/ Wells Fargo Securities $14.00 $14.50 $15.90 13.57% $0.50
Baird/ Piper Jaffray $16.00 $23.00 $24.85 55.31% $7.00
Leerink Swann/ Lazard Capital Markets $9.50 $10.00 $10.80 13.68% $0.50
Credit Suisse/ UBS Investment Bank $11.00 $17.50 $17.26 56.91% $6.50
J.P.Morgan/ Morgan Stanley $16.00 $16.50 $16.44 2.75% $0.50
Goldman, Sachs & Co./ Credit Suisse $16.00$16.75 $16.80 5.00% $0.75
$10.00
J.P. Morgan/ Citi/ Deutsche Bank Securities/ Wells Fargo Securities$11.00 $11.00 10.00% $1.00
BofA Merrill Lynch/ UBS Investment Bank $9.50 $9.06 $11.26 18.53% -$0.44
Goldman Sachs (Asia) L.L.C. $9.50 $14.30 $12.50 31.58% $4.80
Citi/ UBS Investment Bank/ Deutsche Bank Securities $8.50 $8.50 $6.86 -19.29% $0.00
J.P. Morgan/ Deutsche Bank Securities $20.00 $24.75 $24.12 20.60% $4.75
Morgan Stanley/ BofA Merrill Lynch $12.00 $12.02 $11.85 -1.25% $0.02
Stifel Nicolaus Weisel $12.00 $14.86 $12.95 7.92% $2.86
BofA Merrill Lynch/J.P. Morgan/Goldman Sachs $22.00 $34.00 $32.11 45.95% $12.00
J.P. Morgan/ BofA Merrill Lynch $12.00 $15.00 $15.99 33.25% $3.00
Morgan Stanley/ Credit Suisse $9.00 $10.11 $10.75 19.44% $1.11
UBS Investment Bank/ Jefferies & Company $9.00 $8.50 $8.03 -10.78% -$0.50
Morgan Stanley.Deutsche Bank/Jefferies $12.00 $15.13 $15.30 27.50% $3.13
Citi/ UBS Investment Bank $12.00 $12.00 $12.45 3.75% $0.00
$17.00
Morgan Stanley/ Barclays Capital/ BofA Merrill Lynch Credit Suisse $17.26 $19.25 13.24% $0.26
Morgan Stanley/ J.P. Morgan/ BofA Merrill Lynch/ Citi $33.00 $35.00 $34.19 3.61% $2.00
Goldman Sachs/Morgan Stanley $30.00 $33.05 $32.15 7.17% $3.05
Goldman, Sachs/ Credit Suisse/ J.P. Morgan/ Morgan Stanley $13.50 $12.67 $12.67 -6.15% -$0.83
Maxim Group LLC $4.00 $4.00 $4.01 0.25% $0.00
Cowen $11.00 $11.00 $9.95 -9.55% $0.00
Wells Fargo Securities/ Leerink Swann $4.00 $5.00 $3.98 -0.50% $1.00
Citi/ Deutsche Bank Securities $5.00 $5.00 $5.09 1.80% $0.00
Morgan Joseph $10.00 $10.00 $10.00 0.00% $0.00
Morgan Stanley $7.00 $7.00 $6.20 -11.43% $0.00
Credit Suisse/ J.P. Morgan/ Citi $14.00 $15.00 $14.85 6.07% $1.00
Barclays Capital $22.00 $24.10 $24.70 12.27% $2.10
William Blair & Company/ C.L. King & Associates $13.00 $13.00 $13.00 0.00% $0.00
Credit Suisse/ Morgan Stanley $16.00 $24.50 $29.91 86.94% $8.50
Goldman Sachs (Asia) $12.80 $27.00 $27.00 110.94% $14.20
BofA Merrill Lynch/ J.P. Morgan $8.50 $8.50 $6.60 -22.35% $0.00
BofA Merrill Lynch/ Morgan Stanley/ J.P. Morgan $25.50 $27.25 $27.92 9.49% $1.75
BofA Merrill Lynch/ Barclays Capital/ Jefferies $17.00 $23.14 $25.76 51.53% $6.14
Rodman & Renshaw/ EarlyBirdCapital $10.00 $10.00 $10.01 0.10% $0.00
Cowen/ HSBC $8.00 $8.50 $8.38 4.75% $0.50
Citi $8.00 $6.00 $6.00 -25.00% -$2.00
UBS Investment Bank/ J.P. Morgan/ Morgan Stanley $13.00 $16.00 $16.20 24.62% $3.00
J.P. Morgan/ Goldman, Sachs $23.00 $25.00 $27.75 20.65% $2.00
Morgan Stanley/Deutsche Bank $9.00 $9.05 $8.85 -1.67% $0.05
Deutsche Bank Securities/ Jefferies & Company $12.00 $12.00 $12.55 4.58% $0.00
$
Credit Suisse/ Keefe, Bruyette & Woods/ Morgan Stanley 10.00 $9.90 $9.90 -1.00% -$0.10
Morgan Stanley/ BofA Merrill Lynch/ Wells Fargo Securities $11.00 $11.00 $11.10 0.91% $0.00
Piper Jaffray/ SunTrust Robinson Humphrey $11.00 $11.00 $11.00 0.00% $0.00
Wells Fargo Securities $20.00 $19.90 $19.60 -2.00% -$0.10
Rodman & Renshaw, LLC/ National Securities $6.00 $7.47 $6.30 5.00% $1.47
Global Hunter Securities, LLC/ Knight Capital Markets $4.50 $4.74 $4.25 -5.56% $0.24
$ Change Star
Performed
Close Rating
-$1.10 1
-$1.00 1
$0.75 1
-$0.53 1
$0.30 1
-$0.05 1
$0.40 1
-$0.75 1
$1.10 1
-$1.35 1
-$0.16 1
$0.20 1
$0.00 1
-$0.41 1
$0.01 1
-$0.04 1
$0.50 1
$0.00 1
$0.00 1
$5.25 2
$2.10 2
$1.20 2
$5.70 3
$1.67 2
-$0.44 1
$0.08 3
$4.17 3
$4.65 2
-$1.80 3 Blown
$0.02 1
$0.50 1
$0.26 3 Blown
$0.00 3 Blown
$0.00 1
-$0.26 1
-$1.70 1
$1.60 3
-$0.70 1
-$0.30 2 Blown
$1.24 1
$1.75 2
-$0.30 1
-$0.10 1
$0.04 1
-$1.40 2 Blown
-$0.25 1
-$0.25 1
$1.80 1
$0.01 1
-$0.06 1
$0.80 1
$0.00 1
$0.74 1
-$0.34 1
$0.00 1
$0.00 1
$3.49 3
-$0.70 2 Blown
$2.27 1
$0.88 1
-$0.05 1
-$0.74 2 Blown
$0.40 1
$0.75 1
$6.98 3
$0.40 1
$1.00 1
-$0.54 1
$0.05 2
$2.80 3
$3.51 3
-$0.35 1
$0.17 1
$7.99 3
$1.40 1
$1.23 1
-$1.15 1
$0.00 1
-$0.75 2 Blowm
$0.03 2 Blowm
-$3.39 1
-$0.75 1
-$2.97 1
$1.91 1
-$0.50 1
$12.45 1 Blowm
$3.52 1
-$0.02 1
-$0.50 1
$31.00 3
$0.01 1
$2.77 2
$0.50 1
$7.80 3
$0.75 1
$0.60 1
-$0.75 3 Blown
$13.25 3
$1.38 2
$0.75 1
$0.00 1
-$0.75 1
$1.70 3
$0.00 1
$0.01 1
$0.00 2
$0.00 1
$2.00 2
-$2.25 3 Blown
$5.00 2
$1.90 2
$8.85 2
$1.30 1
$6.26 3
$0.44 1
$0.80 2
$1.00 1
$1.76 3
$3.00 3
-$1.64 2 Blown
$4.12 2
-$0.15 1
$0.95 1
$10.11 3
$3.99 3
$1.75 2
-$0.97 1
$3.30 3
$0.45 3 Blown
$2.25 2
$1.19 3
$2.15 2
-$0.83 1
$0.01 1
-$1.05 1 Blown
-$0.02 1
$0.09 1
$0.00 1
-$0.80 1
$0.85 1 Blown
$2.70 2
$0.00 2 Blown
$13.91 3
$14.20 3
-$1.90 2 Blown
$2.42 1
$8.76 3
$0.01 1
$0.38 1
-$2.00 1
$3.20 2
$4.75 2
-$0.15 1
$0.55 1
-$0.10 1
$0.10 1
$0.00 1
-$0.40 1
$0.30 1
-$0.25 1
Trade Date Issuer Symbol
1/13/11 American Assets Trust AAT
1/26/11 Demand Media DMD
1/26/11 Nielsen NSLN
1/28/11 BankUnited BKU
1/28/11 BCD Semiconductor Manufacturing BCDS
1/28/11 InterXion Holding N.V. INXN
1/28/11 Adecoagro S.A. AGRO
2/2/11 Epocrates EPOC
2/2/11 NeoPhotonics NPTN
2/3/11 Pacira Pharmaceuticals PCRX
2/3/11 Tornier B.V. TRNX
2/3/11 Trunkbow International Holdings TBOW
2/4/11 Endocyte ECYT
2/4/11 BG Medicine BGMD
2/8/11 China Century Dragon Media CDM
2/8/11 Imperial Holdings IFT
2/9/11 Gevo GEVO
2/9/11 Summit Hotel Properties INN
2/10/11 Fluidigm FLDM
2/11/11 AcelRx Pharmaceuticals ACRX
2/11/11 Kinder Morgan KMI
2/11/11 Kips Bay Medical KIPS
2/15/11 Zuoan Fashion Limited ZA
2/16/11 RLJ Acquisition RLJAU
2/25/11 Solar Senior Capital Ltd. SUNS
3/10/11 HCA Holdings HCA
3/11/11 MagnaChip Semiconductor MX
3/17/11 Cornerstone OnDemand CSOD
3/25/11 ServiceSource International SREV
3/25/11 Prime Acquisition PACQU
3/30/11 Apollo Global Management APO
3/30/11 Qihoo 360 Technology QIHU
4/1/11 GNC Holdings GNC
4/1/11 Preferred Apartment Communities APTS
4/4/11 Tranzyme TZYM
4/7/11 SandRidge Mississippian Trust I SDT
4/8/11 CVR Partners, LP UAN
4/8/11 Golar LNG Partners LP GMLP
4/8/11 PFLT
PennantPark Floating Rate Capital Ltd.
4/13/11 SCG Financial Acquisition SCGQU
4/14/11 Arcos Dorados Holdings ARCO
4/14/11 Box Ships TEU
4/14/11 TMS International TMS
4/14/11 Zipcar ZIP
4/15/11 Ellie Mae ELLI
4/15/11 Sequans Communications S.A. SQNS
4/15/11 STAG Industrial STIR
4/18/11 Global Cornerstone Holdings GCRSF
4/18/11 Air Lease AL
4/20/11 Sagent Pharmaceuticals SGNT
4/20/11 Tesoro Logistics LP TLLP
4/21/11 21Vianet Group VNET
4/21/11 Responsys MKTG
5/4/11 Boingo Wireless WIFI
5/4/11 Renren RENN
5/4/11 RPX Corporation RPXC
5/5/11 NetQin Mobile NQ
5/5/11 SMG Indium Resources SGMEU
5/5/11 Thermon Group Holdings THR
5/5/11 VOC Energy Trust VOC
5/10/11 UBPSU
Universal Business Payment Solutions Acquisition
5/11/11 FriendFinder Network FFN
5/11/11 Jiayuan.com International DATE
5/11/11 Kosmos Energy KOS
5/11/11 RLJ Lodging Trust RLJ
5/12/11 China Zenix Auto International ZX
5/12/11 NGL Energy Partners LP NGL
5/12/11 Phoenix New Media FENG
5/13/11 Global Eagle Acquisition REAGLU
5/19/11 LinkedIn LNKD
5/24/11 Yandex N.V. YNDX
5/24/11 Active Network (The) ACTV
5/26/11 FSL
Freescale Semiconductor Holdings I, Ltd
5/26/11 Lone Pine Resources LPR
5/26/11 Spirit Airlines SAVE
5/26/11 Solazyme SZYM
5/31/11 China Growth Equity Investment CGEIU
6/9/11 Fusion-io FIO
6/9/11 Taomee Holdings TAOM
6/15/11 Compressco Partners L.P. GSJK
6/15/11 Pandora Media P
6/17/11 Bankrate RATE
6/21/11 Trio Merger TMRGU
6/22/11 Fidus Investment FDUS
6/22/11 Vanguard Health Systems VHS
6/24/11 KiOR KIOR
6/29/11 HomeAway AWAY
6/30/11 AG Mortgage Investment Trust MITT
7/14/11 Oiltanking Partners, L.P. OILT
7/15/11 Blue Wolf Mongolia Holdings MNGLU
7/15/11 Nautilus Marine Acquisition NMAR.U
7/20/11 Skullcandy SKUL
7/20/11 Zillow Z
7/21/11 SunCoke Energy SXC
7/22/11 Apollo Residential Mortgage AMTG
7/22/11 Francescas Holdings FRAN
7/27/11 American Midstream Partners, LPAMID
7/27/11 Dunkin Brands Group DNKN
2/27/11 Tangoe TNGO
7/28/11 Chefs Warehouse Holdings CHEF
7/28/11 Horizon Pharma HZNP
7/28/11 Teavana Holdings TEA
7/28/11 Wesco Aircraft Holdings WAIR
7/29/11 C&J Energy Services CJES
8/4/11 MTGE
American Capital Mortgage Investment
8/11/11 Carbonite CARB
8/11/11 SandRidge Permian Trust PER
8/17/11 Tudou Holdings Limited TUDO
10/14/11 Ubiquiti Networks UBNT
10/19/11 ZELTIQ Aesthetics ZLTQ
11/3/11 Enduro Royalty Trust NDRO
11/4/11 Groupon GRPN
11/4/11 Rentech Nitrogen Partners, L.P. RNF
11/8/11 Selway Capital Acquisition SWCAU
11/9/11 Imperva IMPV
11/11/11 Chesapeake Granite Wash TrustCHKR
11/11/11 LRR Energy, L.P. LRE
11/11/11 NewLink Genetics NLNK
11/16/11 Clovis Oncology CLVS
11/16/11 InvenSense INVN
11/17/11 Angie’s List ANGI
11/17/11 Delphi Automotive PLC DLPH
11/18/11 Digital Domain Media Group DDMG
11/18/11 Intermolecular IMI
11/18/11 Manning & Napier MN
11/18/11 Mattress Firm Holding MFRM
11/23/11 BUI
BlackRock Utility & Infrastructure Trust (BUI)
1st Day
Offering Opening 1st Day $ Change
Lead/Joint-Lead Managers % Px
Price Price Close Opening
Chng
BofA Merrill Lynch/ Wells Fargo Securities/ Morgan Stanley$20.50 $21.53 $21.25 3.66% $1.03
Goldman, Sachs/ Morgan Stanley $17.00 $23.50 $22.68 33.41% $6.50
J.P. Morgan/Morgan Stanley $23.00 $24.75 $25.01 8.74% $1.75
$27.00 $29.60
Morgan Stanley/ BofA Merrill Lynch/ Deutsche Bank Securities/ Goldman, Sachs $28.40 5.19% $2.60
Jefferies/ Stifel Nicolaus Weisel $10.50 $10.52 $10.50 0.00% $0.02
BofA Merrill Lynch/ Citi/ Barclays Capital $13.00 $14.50 $13.80 6.15% $1.50
$11.00
Credit Suisse/ Morgan Stanley/ Itau BBA / Deutsche Bank Securities $10.75 $12.00 9.09% -$0.25
J.P.Morgan/ Piper Jaffray $16.00 $20.00 $21.96 37.25% $4.00
BofA Merrill Lynch/ Deutsche Bank Securities $11.00 $14.00 $13.25 20.45% $3.00
Barclays Capital/ Piper Jaffray $7.00 $7.00 $7.02 0.29% $0.00
BofA Merrill Lynch/J.P. Morgan $19.00 $19.00 $18.05 -5.00% $0.00
Roth Capital Partners $5.00 $4.65 $4.74 -5.20% -$0.35
RBC Capital Markets/ Leerink Swann $6.00 $6.40 $7.73 28.83% $0.40
Lazard Capital Markets $7.00 $7.38 $8.05 15.00% $0.38
WestPark Capital/I-Bankers Securities $5.25 $5.25 $5.30 0.95% $0.00
FBR Capital Markets $10.75 $10.75 $10.81 0.56% $0.00
UBS Investment Bank/ Piper Jaffray/ Citi $15.00 $15.60 $16.44 9.60% $0.60
Deutsche Bank Securities/ Baird/ RBC Capital Markets $9.75 $9.90 $9.69 -0.62% $0.15
Deutsche Bank Securities/ Piper Jaffray $13.50 $13.50 $14.02 3.85% $0.00
Piper Jaffray $5.00 $5.00 $4.55 -9.00% $0.00
Goldman, Sachs/ Barclays Capital $30.00 $31.70 $31.05 3.50% $1.70
Rodman & Renshaw, LLC/ Newbridge Securities Corporation $8.00 $8.00 $7.93 -0.88% $0.00
Cowen $7.00 $7.00 $7.04 0.57% $0.00
Lazard Capital Markets $10.00 $10.00 $10.02 0.20% $0.00
$20.00 $19.70 $19.60
Citi/ Wells Fargo Securities/ Deutsche Bank Securitie/ SunTrust Robinson Humphrey -2.00% -$0.30
$30.00 $31.20 $31.02 3.40% $1.20
BofA Merrill Lynch/ Citi/ J.P. Morgan/ Barclays Capital/ Credit Suisse/ Deutsche Bank Securities/ Goldman, Sachs/ Morgan Stanley
Barclays Capital/ Deutsche Bank Securities $14.00 $14.00 $14.01 0.07% $0.00
Goldman, Sachs/ Barclays Capital $13.00 $18.00 $19.07 46.69% $5.00
Morgan Stanley/ Deutsche Bank Securities $10.00 $13.65 $12.18 21.80% $3.65
Chardan Capital Markets $10.00 $10.00 $10.00 0.00% $0.00
$19.00 $18.70 $18.20 -4.21% Investment Bank
Goldman, Sachs/ J.P. Morgan/ BofA Merrill Lynch/ Citi/ Credit Suisse/ Deutsche Bank Securities/ UBS-$0.30
UBS Investment Bank/ Citi $14.50 $27.00 $34.00 134.48% $12.50
Goldman, Sachs & Co. / J.P. Morgan $16.00 $16.60 $16.75 4.69% $0.60
Wunderlich Securities $10.00 $10.00 $9.85 -1.50% $0.00
Citi $4.00 $4.00 $4.00 0.00% $0.00
Raymond James/ Morgan Stanley $21.00 $21.75 $24.21 15.29% $0.75
Morgan Stanley/ Barclays Capital/ Goldman, Sachs & Co. $16.00 $18.00 $17.55 9.69% $2.00
Citi/ BofA Merrill Lynch/ Morgan Stanley $22.50 $24.50 $24.85 10.44% $2.00
$15.00
Morgan Stanley/ SunTrust Robinson Humphrey/ UBS Investment Bank $14.11 $13.40 -10.67% -$0.89
Lazard Capital Markets/ Ladenburg Thalmann $10.00 $10.00 $10.00 0.00% $0.00
$17.00
BofA Merrill Lynch/ J.P. Morgan/ Morgan Stanley/ Itau BBA/ Citi $21.00 $21.20 24.71% $4.00
UBS Investment Bank/ Morgan Stanley $12.00 $12.00 $11.00 -8.33% $0.00
BofA Merrill Lynch/Credit Suisse/J.P. Morgan $13.00 $12.40 $12.58 -3.23% -$0.60
Goldman Sachs/J.P. Morgan $18.00 $29.00 $28.00 55.56% $11.00
Barclays Capital $6.00 $6.00 $6.77 12.83% $0.00
UBS Investment Bank/ Jefferies $10.00 $9.00 $8.25 -17.50% -$1.00
BofA Merrill Lynch/ J.P. Morgan/ UBS Investment Bank $13.00 $12.00 $12.50 -3.85% -$1.00
Citi/ Deutsche Bank Securities $10.00 $10.00 $9.95 -0.50% $0.00
$26.50 RBC Capital Markets/ 5.47% Fargo Securities
J.P. Morgan/ Credit Suisse/ Barclays Capital/ FBR Capital Markets/$27.25 $27.95 Wells $0.75
Morgan Stanley/ BofA Merrill Lynch/ Jefferies & Company $16.00 $18.25 $19.90 24.38% $2.25
$21.00
Citi/ Wells Fargo Securities/ BofA Merrill Lynch/ Credit Suisse $23.25 $23.50 11.90% $2.25
$
Morgan Stanley/ Barclays Capital/ J.P. Morgan Securities15.00 $20.26 $18.80 25.33% $5.26
Morgan Stanley/ Credit Suisse $12.00 $16.00 $15.40 28.33% $4.00
Credit Suisse/ Deutsche Bank Securities $13.50 $12.50 $12.10 -10.37% -$1.00
Morgan Stanley/ Deutsche Bank Securities/ Credit Suisse $14.00 $19.50 $18.01 28.64% $5.50
Goldman, Sachs/ Barclays Capital $19.00 $24.10 $23.88 25.68% $5.10
Piper Jaffray $11.50 $11.50 $9.30 -19.13% $0.00
Sunrise Securities/ Rodman & Renshaw $5.00 $5.05 $5.00 0.00% $0.05
Barclays Capital/ Jefferies $12.00 $12.05 $12.28 2.33% $0.05
Raymond James/ Morgan Stanley $21.00 $22.26 $21.00 0.00% $1.26
EarlyBirdCapital/ Rodman & Renshaw $6.00 $6.00 $6.00 0.00% $0.00
Imperial Capital/ Ladenburg Thalmann & Co. Inc. $10.00 $10.00 $7.85 -21.50% $0.00
BofA Merrill Lynch/ Citi $11.00 $11.00 $10.52 -4.36% $0.00
Credit Suisse/ Barclays Capital / Citi/ $18.00 $19.50 $18.24 1.33% $1.50
BofA Merrill Lynch/ Barclays Capital/ Wells Fargo Securities $18.00 $17.25 $17.68 -1.78% -$0.75
Morgan Stanley $6.00 $6.00 $5.85 -2.50% $0.00
Robinson $21.00 $20.98
Wells Fargo Securities/ RBC Capital Markets/ SunTrust $21.00 Humphrey/ BMO Capital Markets -0.10% $0.00
Morgan Stanley/ Deutsche Bank Securities/ Macquarie Capital $11.00 $11.10 $14.75 34.09% $0.10
Citi $10.00 $10.00 $10.20 2.00% $0.00
Morgan Stanley/ BofA Merrill Lynch /J..P. Morgan Securities $45.00 $83.00 $94.25 109.44% $38.00
Morgan Stanley/ Deutsche Bank Securities/ Goldman, Sachs $25.00 $35.00 $38.84 55.36% $10.00
BofA Merrill Lynch/ Citi $15.00 $15.00 $15.90 6.00% $0.00
$18.00
Citi/ Deutsche Bank Securities/ Barclays Capital/ Credit Suisse/ JPMorgan$19.00 $18.33 1.83% $1.00
J.P. Morgan/ Credit Suisse/ TD Securities $13.00 $12.45 $11.55 -11.15% -$0.55
Citi/ Morgan Stanley $12.00 $11.35 $12.11 0.92% -$0.65
Morgan Stanley/ Goldman, Sachs $18.00 $19.60 $20.71 15.06% $1.60
Deutsche Bank Securities $10.00 $10.02 $10.03 0.30% $0.02
Goldman, Sachs/ Morgan Stanley/ J.P. Morgan/ Credit Suisse $19.00 $25.00 $22.50 18.42% $6.00
Credit Suisse/ Deutsche Bank Securities $9.00 $8.49 $8.23 -8.56% -$0.51
Raymond James/JPMorgan $20.00 $20.00 $19.00 -5.00% $0.00
Morgan Stanley/ J .P. Morgan Securities/ Citi $16.00 $20.00 $17.42 8.88% $4.00
Goldman, Sachs/ BofA Merrill Lynch / Citi/ J.P. Morgan $15.00 $14.00 $15.34 2.27% -$1.00
EarlyBirdCapital $10.00 $10.00 $10.01 0.10% $0.00
Morgan Keegan $15.00 $14.75 $15.00 0.00% -$0.25
$18.00 $18.01
BofA Merrill Lynch/ Barclays Capital/ Citi/ Deutsche Bank Securities/ J.P. Morgan $18.05 0.28% $0.01
Credit Suisse/ UBS Investment Bank/ Goldman, Sachs $15.00 $15.00 $15.00 0.00% $0.00
Morgan Stanley $27.00 $36.10 $40.21 48.93% $9.10
$20.00
Deutsche Bank Securities/ Stifel Nicolaus Weisel/ RBC Capital Markets $19.64 $19.64 -1.80% -$0.36
Citi/ Barclays Capital/ J.P. Morgan/ Morgan Stanley $21.50 $24.00 $23.70 10.23% $2.50
Deutsche Bank Securities $10.00 $9.99 $10.03 0.30% -$0.01
Maxim Group $10.00 $9.95 $9.92 -0.80% -$0.05
BofA Merrill Lynch/ Morgan Stanley $20.00 $23.00 $20.00 0.00% $3.00
Citi $20.00 $60.00 $35.77 78.85% $40.00
Credit Suisse/BofA Merrill Lynch/ Goldman, Sachs & Co. 16.00 $ $17.00 $17.00 6.25% $1.00
Morgan Stanley/ Credit Suisse/ J.P. Morgan $20.00 $19.00 $18.65 -6.75% -$1.00
Goldman, Sachs/ J.P. Morgan/ Jefferies $17.00 $23.00 $27.65 62.65% $6.00
Cit/ BofA Merrill Lynch $21.00 $21.00 $20.95 -0.24% $0.00
$19.00 $25.00
J.P. Morgan/ Barclays Capital/ Morgan Stanley/ BofA Merrill Lynch/ Goldman, Sachs $27.85 46.58% $6.00
Deutsche Bank/Stifel Niclous Weisel $10.00 $11.00 $11.65 16.50% $1.00
Jefferies/ BMO Capital Markets/ Wells Fargo Securities $15.00 $17.00 $17.50 16.67% $2.00
Stifel Nicolaus Weisel/ Cowen/ JMP Securities $9.00 $9.00 $9.15 1.67% $0.00
BofA Merrill Lynch/ Goldman, Sachs $17.00 $28.95 $27.80 63.53% $11.95
Barclays Capital/ Morgan Stanley $15.00 $14.75 $14.92 -0.53% -$0.25
Goldman, Sachs/ J.P. Morgan/ Citi $29.00 $30.00 $30.50 5.17% $1.00
$20.00
Citi/ Deutsche Bank Securities/ UBS Investment Bank/ Wells Fargo $19.00 Securities $18.41 -7.95% -$1.00
BofA Merrill Lynch/ J.P. Morgan $10.00 $10.93 $12.35 23.50% $0.93
$18.00 $18.00
Morgan Stanley/ Raymond James/ RBC Capital Markets/ Wells Fargo Securities $18.00 0.00% $0.00
Credit Suisse/ Deutsche Bank Securities $29.00 $25.11 $25.59 -11.76% -$3.89
$15.00
UBS Investment Bank/ Deutsche Bank Securities/ Raymond James$16.50 $17.50 16.67% $1.50
J.P. Morgan/ Goldman, Sachs & Co. $13.00 $14.50 $15.50 19.23% $1.50
$22.00 Wells $21.26
Barclays Capital/ Citigroup/ Goldman, Sachs/ RBC Capital Markets/$21.75 Fargo Securities-3.36% -$0.25
Morgan Stanley/ Goldman, Sachs/ Credit Suisse $20.00 $28.00 $26.11 30.55% $8.00
Morgan Stanley/ Credit Suisse $20.00 $20.00 $19.85 -0.75% $0.00
Aegis Capital/ Chardan Capital Markets $10.00 $10.00 $9.95 -0.50% $0.00
J.P. Morgan/ Deutsche Bank Securities $18.00 $23.00 $24.00 33.33% $5.00
Morgan Stanley/ Raymond James $19.00 $19.00 $18.87 -0.68% $0.00
Wells Fargo Securities $19.00 $10.00 $19.05 0.26% -$9.00
Stifel Nicolaus Weisel/ Canaccord Genuity $7.00 $7.00 $7.08 1.14% $0.00
J.P. Morgan/ Credit Suisse $13.00 $13.05 $12.56 -3.38% $0.05
Goldman Sachs/Morgan Stanley $7.50 $8.30 $8.90 18.67% $0.80
BofA Merrill Lynch $13.00 $18.00 $16.28 25.23% $5.00
Goldman, Sachs/ J.P. Morgan $22.00 $21.50 $21.33 -3.05% -$0.50
Roth Capital Partners $8.50 $8.50 $7.15 -15.88% $0.00
Morgan Stanley/ J.P. Morgan/ Barclays Capital $10.00 $10.00 $9.50 -5.00% $0.00
BofA Merrill Lynch $12.00 $12.00 $12.00 0.00% $0.00
$19.00
Barclays Capital/ UBS Investment Bank/ William Blair & Company $22.00 $22.00 15.79% $3.00
$20.00 $20.00 $20.00 0.00% $0.00
Morgan Stanley/ Citigroup/ BofA Merrill Lynch/ UBS Investment Bank/ Wells Fargo Securities/ Ameriprise Financial Services/ RBC
$ Change Star
Performed
Close Rating
$0.75 1
$5.68 3
$2.01 2
$1.40 3
$0.00 3 Blown
$0.80 3
$1.00 1
$5.96 3
$2.25 3
$0.02 1
-$0.95 3 Blown
-$0.26 1
$1.73 1
$1.05 1
$0.05 1
$0.06 1
$1.44 2
-$0.06 1
$0.52 1
-$0.45 1
$1.05 2
-$0.07 1
$0.04 1
$0.02 1
-$0.40 1
$1.02 2
$0.01 1
$6.07 2
$2.18 3
$0.00 1
-$0.80 1
$19.50 3
$0.75 2
-$0.15 1
$0.00 1
$3.21 2
$1.55 3
$2.35 1 Blown
-$1.60 1
$0.00 1
$4.20 3
-$1.00 1
-$0.42 1
$10.00 3
$0.77 1
-$1.75 2 Blown
-$0.50 1
-$0.05 1
$1.45 1
$3.90 1
$2.50 1
$3.80 3
$3.40 2
-$1.40 3 Blown
$4.01 3
$4.88 3
-$2.20 2 Blown
$0.00 1
$0.28 1
$0.00 2
$0.00 1
-$2.15 1
-$0.48 2 Blown
$0.24 2
-$0.32 1
-$0.15 1
-$0.02 1
$3.75 1
$0.20 1
$49.25 3
$13.84 3
$0.90 2
$0.33 1
-$1.45 1
$0.11 1
$2.71 2
$0.03 1
$3.50 1
-$0.77 1
-$1.00 2 Blown
$1.42 3
$0.34 1
$0.01 1
$0.00 1
$0.05 1
$0.00 1
$13.21 3
-$0.36 1
$2.20 2
$0.03 1
-$0.08 1
$0.00 3
$15.77 3
$1.00 3
-$1.35 1
$10.65 3
-$0.05 2 Blown
$8.85 3
$1.65 1 Blown
$2.50 2
$0.15 1
$10.80 3
-$0.08 1
$1.50 3
-$1.59 1
$2.35 1
$0.00 1
-$3.41 2 Blown
$2.50 1
$2.50 1
-$0.74 1
$6.11 3
-$0.15 2 Blown
-$0.05 1
$6.00 3
-$0.13 1
$0.05 1
$0.08 1
-$0.44 2 Blown
$1.40 2
$3.28 3
-$0.67 1
-$1.35 1
-$0.50 1
$0.00 1
$3.00 3
$0.00 1