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							PDAs and Practice Extenders:
 Integration of 5-A Tobacco
      Use Intervention
 Alabama Practice Based Research Network (APBRN)
                        Myra A. Crawford, PhD
  T. Michael Harrington, MD  Toya V. Russell, PhD  Brenda K. Baumann, MD


          The University of Alabama at Birmingham
Problem
National clinical practice guidelines for the treatment of
tobacco use and dependence have existed for over a
  decade, but have not been widely integrated into
                     routine practice.
    Public awareness of the dangers of tobacco use has
increased dramatically since the first US Surgeon General’s
  report was released 40 years ago, yet the national adult
         smoking prevalence rate remains at 23%.
Physicians & Tobacco Use
 Over half of all medical office visits in the US are to primary
  care physicians.
 Most visits for common chronic illnesses – including those
  attributable to smoking - take place in primary care practices.
 Primary care physicians cite tobacco use among their top
  patient care concerns.
 Just 3 minutes of counseling can increase quit rates by 30%
  and evidence shows that even 1 minute may be effective.
Patients & Tobacco Use
 Over 70% of people who smoke want to quit.
 Seven out of ten smokers visit a physician each year.
 Most report that they value their physicians’ advice
  regarding tobacco use.
 Physician advice has been cited as the single most
  important motivator in encouraging cessation.
 Behavioral therapies can increase and sustain cessation.
  When combined with pharmacotherapy, the likelihood of
  success more than doubles.
Yet, only 50% of patients who use
tobacco report ever being advised
      to quit by a physician.*



  * Integration of health behavior counseling in routine medical care.
    Washington, DC: Center for the Advancement of Health, 2001.
Why ?
 Primary care physicians often address multiple, complex
  or chronic problems within extremely short office visits
 Patients rarely present with tobacco use as their chief
  complaint
 Scheduling constraints / lack of time
 Lack of reimbursement for preventive services
 Doubts about effectiveness of intervening
 Lack of training in appropriate counseling methods
Solution
Using the guidelines’ 5-A model, develop a PDA-based
    tobacco use assessment and counseling tool
                for use in routine care.

 Field test and evaluate the tool among members of the
 Alabama Practice Based Research network (APBRN) –
    a voluntary consortium of primary care physicians
     conducting practice-based research in Alabama
APBRN Study Sites
  & Membership
       AHRQ Smoking Study
       16 MDs, 13 Practices, 11 Counties
 Baldwin               Chambers          Coosa
 DeKalb                Etowah            Jefferson
 Lawrence              Madison           Shelby
 Talladega             Tallapoosa




       P4H Smoking Study
       8 MDs, 5 Practices, 2 Counties
               Jefferson    Shelby



     APBRN Membership (As of 4/1/04)
     40 MDs, 30 Practices, 21 Counties
 Baldwin               Calhoun           Chambers
 Coosa                 Covington         Conecuh
 DeKalb                Etowah            Hale
 Jefferson             Lawrence          Lowndes
 Madison               Marion/Winston    Marshall
 Mobile                Montgomery        Shelby
 Talladega             Tallapoosa        Tuscaloosa
Purpose
To explore the feasibility of using . . .

 PDAs to guide physicians through an evidence-based
  5-A tobacco use intervention at the point of care (AHRQ)
                            and

 Practice Extenders (PEs) to augment the assist and
  arrange steps by providing:  motivation / support
                                 resources
                                 feedback to physicians (P4H)
Research Questions
 Can the guideline be translated into a simple, but effective,
  PDA program for clinical use? ( AHRQ )
 Can PDA-based interventions be easily integrated into
  routine care? ( AHRQ )
 Can research data collection occur simultaneously?    ( AHRQ )

 Is a system of electronic data collection and transfer from
  multiple remote sites possible and practical? ( AHRQ )
 Can Practice Extenders (PEs) effectively augment the Assist
  and Arrange steps? ( P4H )
The 5-As
Ask       Identify and document tobacco use status for every
          patient at every visit.

Advise    In a clear, strong, personalized manner urge every
          tobacco user to quit.

Assess    Is tobacco user willing to make a quit attempt?

Assist    If willing, use counseling & pharmacotherapy.
          If unwilling, address resistance (5-Rs)

Arrange   Schedule follow-up contact within 1 week after quit date.


                                     Clinical Practice Guideline, p. 26
The 5-Rs
Relevance    Indicate how / why quitting is personally relevant. Motivational
             info has greatest impact if relevant to disease status / risk,
             family or social situation, or other personal characteristics.

Risks        Identify consequences of tobacco use.
             Suggest / highlight those most relevant.

Rewards      Identify benefits of stopping tobacco use.
             Suggest / highlight those most relevant.

Roadblocks   Identify barriers to quitting. Note treatment elements (problem
             solving, pharmacotherapy) to address.

Repetition   Repeat motivational intervention at each clinic visit.
             Encourage continued efforts to quit.


                                           Clinical Practice Guideline, p. 32-33
Funding Support
Phase I: Building the Alabama Practice Based Research Network
          US Agency for Healthcare Research and Quality (AHRQ)
                 # 1 R21 HS13529  9/30/02 – 9/29/04


Phase II: Testing PDA-based Interventions for Smoking and
            Unhealthy Diet / “Prescription for Health” (P4H)
          The Robert Wood Johnson Foundation (with AHRQ)
                      # 637046  7/1/03 – 10/31/04
Objectives
Phase I - AHRQ
1) Create PDA program to guide MDs through brief intervention
2) Increase number of patients receiving “best practice” care
3) Test feasibility of PDA program to guide intervention as a means of
         Integrating guidelines into routine care and
        Translating research into practice

Phase II - P4H
1) Evaluate the revised PDA intervention protocol
2) Establish a system of MD referral to Practice Extenders via PDA
3) Test feasibility / effectiveness of PEs to augment Assist & Arrange
Methods - PDAs
   MDs provided with PDAs ( Palm OS )
   5-A intervention simplified
   PDA program created using Pendragon software
   Web-based server links / permissions established
   Provider representative visited participating sites
       • Installed software
       • Established server connectivity
       • Trained MDs in study protocol
   MDs delivered PDA-based interventions to patients
Methods - MDs
 PDA protocol guided MDs through 5-A intervention at point of care
 Patients indicating readiness to quit at Assess informed of
  availability of PE services
 Consent to PE contact obtained by MD and entered on PDA
 Data collected during interventions automatically transferred to
  secure off-site server when MD synchronized PDA at desktop PC
 Data retrieved at APBRN Coordinating Center; communicated to
  PEs (PDA as referral mechanism)
 MDs had option of referring patients by fax
Methods - PEs
 PEs - research assistants - one assigned to each practice
 Received specialized training in:
               tobacco use, including addiction and cessation
               health intervention and counseling methods
               study protocol
 On initial telephone contact, confirmed consent and helped patients
  develop quit plans
 Mailed personalized packets containing printout of plan, self-help
  materials, and info on free or low-cost resources to aid quit attempt
 Followed up by phone 1 week and 1 month post quit date; available
  for phone support between scheduled contacts
 After one month follow up, provided progress reports to physicians
PDA Protocol
  Phase I
 AHRQ  April 2003
 ( Pendragon iForms v. 3.2 )
Phase I - Methods
   5-A intervention simplified
   PDA program created using Pendragon software
   Web-based server links / permissions established
   MDs provided with PDAs ( Palm OS )
   Provider representative visited participating sites
       • Installed software
       • Established server connectivity
       • Trained MDs in study protocol
   MDs delivered PDA-based interventions to patients
Ask
           Fields 3-5:
      Demographics          (Age,
          Gender, Ethnicity)
Advise & Assess


                   CONTINUE


                  Fields 10, 11: Not Ready
                      (Identify Barriers)




                          END
Assist




         CONTINUE
Arrange




          END
 Phase I Results
MDs             21 enrolled; 16 completed (76%)
                9 rural, 7 urban / suburban
        Time:  Orientation to protocol 15 min
                Intervention delivery 3.5 min
 Tech Issues:  Slow internet, firewall, PDA crash, individual PCs /
                  computer systems
   #1 Barrier:  MDs forgetting to sync PDA
#1 Facilitator:  Provider Representative (on site training / assistance)
Phase I Results
PDAs  “Reminded” MDs to deliver intervention
         Aided MDs in more effectively delivering the intervention
         MDs learned about resources for patients, took CME
         One started an after-hours support group for patients
         Patients responded positively to MD use of PDA
         MDs felt PDA intervention positively impacted patients
Phase I Results
Patients    639 received intervention
            431 (67%) willing to discuss quit attempt
            180 (42%) of those willing to set quit date
                 (28% of all patients receiving intervention)
Need       More detailed info
           Prompts for personalizing intervention
           Means of implementing and following up on
              Assist & Arrange steps
PDA Protocol
  Phase II
 P4H*  March 2004
 ( Pendragon Forms v. 4.0 )



            * Prescription for Health ( RWJF / AHRQ )
Phase II = P4H *
 PDA Protocols revised in response to MD feedback
 Added features allowed for greater personalization:
     Info on risks and resistance to change (5 Rs)
       Fagerstrom score calculator and pharmacotherapy info
       Info on physical, behavioral and social aspects of tobacco use
        added, as well as practical suggestions / tips for patients
 Practice Extender (PE) component added to augment
  Assist and Arrange steps
 PDAs served triple function:
           1) guide 5-A intervention               * Prescription for Health
           2) data collection tool                    (AHRQ / RWJF)
           3) referral mechanism
Phase II - Methods
 PDA protocols revised in response to MD feedback
 Added features allowed for greater personalization:
    Info on risks and resistance to change (5 Rs)
    Fagerstrom score calculator and pharmacotherapy info
    Info on physical, behavioral and social aspects of tobacco use
     added, as well as practical suggestions / tips for patients

 Practice Extender (PE) component added to augment
  Assist and Arrange steps
Outcome Measures
    Physician adherence to study protocol
    Patient consent to PE contact
    Delivery of PE assistance
    Patients’ self-reported behavior change

  End-of-study qualitative review with MDs and PEs
   also provided insights on
      feasibility, utility, sustainability and
      potential to affect patient outcomes
Ask



 optional
                     Fagerstrom Score
Advise              Guides Counseling




         optional




                                continue
Assess
         optional




                    optional

                    continue
Optional Info




                continue
Assist & Arrange
                       Augmented by
                   Practice Extenders




  optional
Phase II Results
MDs    8 MDs in 5 urban-suburban practices
       Competing practice demands / incentives took priority
       Purpose of study misunderstood / forgotten over time
       ( integrate intervention; PDAs for referral; role of PEs )
       Forgetting to sync / charge PDA
       Once 5-As memorized, PDA not used/data not entered
Phase II Results
PDAs    Navigability of program (no back button)
        No record retention
        Added info accessed infrequently:
           Risks: 41 times       5Rs: 14 times
           Physical: 65 times    Behavioral: 20 times
           Social: 26 times      Pharmacotherapy: 26 times
Phase II Results
Patients  110 received intervention
           81% were willing to quit
           79% of those willing to quit elected PE contact / services
           Inaccurate representation of stage of change / readiness
            to quit (desire to please MD?)
           Inaccurate contact info provided
PEs       Both MDs and patients felt PEs were effective
          Reported benefits / appreciation for PE efforts
          Having “someone who cared” especially meaningful
 Protocol Flow
1 MD delivers PDA-based intervention.                  P4H At Assess patients told of PE services.
2 MD syncs PDA. Data sent to server.                       Consent & contact info entered on PDA.
3 Coordinating Center (CC) retrieves data.             P4H 4 PE contacts patient. Sends personalized
                                                              materials. Follows up by phone 1 wk &
  AHRQ CC solicits feedback from MDs                          1 mo post change date + available for
        Answers research questions                           support between scheduled contacts.
        related to utility / feasibility                   5 PE faxes feedback to MD on status of
        Informs future research                              patient’s behavior change.
                                                             Informs future MD-Patient interaction.

      1           2         Secure              3                                              4             5
     MD        MD syncs     Offsite           CC           P4H Referral info to PE            PE            PE
     PDA        PDA         Server         retrieves          AHRQ from MD                  Patient         MD
    Patient                                  data
                                                            informs future research

                                                                               informs future interaction
Conclusions
 PDA protocols may be cost-effective, easy to
  use tools for promoting healthy behaviors that
  can be easily integrated into routine care.

 In communities where cessation programs are
  not readily available, Practice Extenders may fill
  the void.
Conclusions
  Making it easy for busy physicians to integrate
evidence-based interventions into clinical practice
is an important first step toward improving health
care and outcomes for patients who use tobacco.

 Assisting them in doing so – by using PDAs or
      PEs – is an important second step.
                             A consortium of primary care
                            physicians conducting practice-
                              based research in Alabama
                                 www.apbrn.net

 T. Michael Harrington, MD  Director
 Myra A. Crawford, PhD  Co-Director


    APBRN Coordinating Center
   UAB Family & Community Medicine
         Division of Research
        930 South 20th Street, Room 307
            Birmingham, AL 35205

Phone: (205) 934-9376  Email: jwhite@fms.uab.edu

						
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