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Natural extension as

a limit of regular extensions

Enrique Miranda (U. of Oviedo, Spain) and Marco Zaffalon (IDSIA, Switzerland)



Abstract Basic notions Weak natural extension

What is coherence of lower previsions? And Variables: X1 , . . . , Xn , taking values in respec- Weak natural extension: The smallest CLP

their natural extension? These questions have a tive finite sets X1 , . . . , Xn . P m+1 (XOm+1 |XIm+1 ) with domain

very clear answer when we work with desir- The vector of variables (Xj )j∈J is de- Km+1 which is weakly coherent with

able gambles but not that much from the dual noted by XJ . P 1 (XO1 |XI1 ), . . . , P m (XOm |XIm ) is

viewpoint of probability. The space of possibilities is X n := given, for every f ∈ Km+1 , zm+1 ∈ XIm+1 ,

We show that both coherence and the natural ×j∈{1,...,n} Xj . by P m+1 (f |zm+1 ) :=

extension can be regarded as related to the exis-

tence of a sequence of unconditional credal sets Conditional lower prevision (CLP):

P (XO |XI ), with domain H ⊆ K, where minx∈π−1 (zm+1 ) f (x) if P (zm+1 ) = 0

from which, by Bayes’ rule, the original assess- Im+1



ments can recovered as well as all their natural K is the set of all gambles that depend min{P (f |zm+1 ) : P ≥ P } otherwise,

extensions. on XO , XI , represents a subject’s beliefs

Furthermore, we discuss the difference be- about the gambles that depend on the where P is the smallest one in (WC3) or

tween the natural extension, and what we call outcome of the variables {Xj , j ∈ O}, (WC4).

the weak natural extension (i.e., that based after coming to know the outcome of the The weak natural extension can be too lit-

on weak coherence). We argue that most ap- variables {Xj , j ∈ I}. tle informative.

proaches in the literature compute weak natu- We always take P (XO |XI ) to be separately

coherent. Example: Consider X1 , X2 taking values in

ral extensions, which we show are not enough X := {1, 2}. Define coherent linear previ-

informative compared to natural extensions. Basic model: A collection of CLPs, i.e., sions P (X1 ), P (X2 |X1 ) using the assess-

Our results are valid for finite spaces and con- P 1 (XO1 |XI1 ), . . . , P m (XOm |XIm ). ments P (X1 = 1) := 1, P (X2 = 1|X1 =

ditional lower previsions with non-linear do- 1) := 0.5, P (X2 = 1|X1 = 2) := 1. We ob-

mains. tain a unique coherent linear joint by total

Initial results + weak coherence probability. It assigns probability zero to

Introduction Avoiding uniform sure loss: X1 = 2. As a consequence, the weak nat-

P 1 (XO1 |XI1 ), . . . , P m (XOm |XIm ) avoid ural extension of P (X1 ), P (X2 |X1 ) is vac-

Tools: Variables X1 , . . . , Xn taking finitely

uniform sure loss iff there are dom- uous for X2 conditional on X1 = 2. On

many values, and coherent lower previ-

inating weakly coherent conditional the other hand, it follows from the coher-

sions P 1 (XO1 |XI1 ), . . . , P m (XOm |XIm ).

linear previsions with (full) domains ence of P (X1 ), P (X2 |X1 ) that the natural

Preminary results: We give new characterisa- K1 , . . . , Km . extension yields back the original linear

tions of avoiding uniform sure and partial prevision P (X2 |X1 = 2), which tells us

loss based on the existence of dominating Avoiding partial loss: that X2 = 1 with certainty given X1 = 2.

conditional linear previsions. P 1 (XO1 |XI1 ), . . . , P m (XOm |XIm ) avoid

partial loss iff there are dominating

Weak natural extension: How can we ex- coherent conditional linear previsions Main results, strong coherence

tend weakly coherent lower previsions with domains K1 , . . . , Km . M( ): For every > 0, let M( ) be the set of

P 1 (XO1 |XI1 ), . . . , P m (XOm |XIm ) to new unconditional linear previsions satisfying

ones? Result: the (so-called weak nat- Weak natural extension: Let

ural) extension can be made through P 1 (XO1 |XI1 ), . . . , P m (XOm |XIm ) be P (fj |zj ) ≥ P j (fj |zj ) − R(fj )

conditioning the smallest unconditional separately coherent conditional lower

prevision P (X1 , . . . , Xn ) that is weakly previsions with domains H1 , . . . , Hm . whenever P (zj ) > 0, and for every

coherent with them. The following are equivalent: fj ∈ Hj , zj ∈ XIj , j = 1, . . . , m, where

R(fj ) := max fj − min fj .

Main result, (strong) coherence: (WC1) They are weakly coherent.

P 1 (XO1 |XI1 ), . . . , P m (XOm |XIm ) are (WC2) They are the lower envelopes Approximating conditionals: For every >

jointly coherent if and only if there is a se- of a class of weakly coherent 0, define the approximating condition-

quence of unconditional lower previsions conditional linear previsions, als Rm+1 (f |zm+1 ) := inf{P (f |zm+1 ) :

P (X1 , . . . , Xn ), ∈ R+ , s.t. by applying λ λ

{P1 (XO1 |XI1 ), . . . , Pm (XOm |XIm ) : P ∈ M( ), P (zm+1 ) > 0} and

Bayes’ rule whenever possible to the λ ∈ Λ}. their limits F m+1 (XOm+1 |XIm+1 ) :=

mass functions in the set equivalent to lim →0 Rm+1 (XOm+1 |XIm+1 ).

(WC3) There is a coherent lower prevision

P (X1 , . . . , Xn ), we recover the original

P on L(X n ) which is weakly coher- Main result: P 1 (XO1 |XI1 ), . . . , P m (XOm |XIm )

conditional lower previsions in the limit.

ent with them. weakly coherent and avoiding par-

Main result, natural extension: the nat- (WC4) There is a coherent lower prevision tial loss. Then the natural extension

ural extension of the original as- P on L(X n ) which is pairwise coher- E m+1 (XOm+1 |XIm+1 ) coincides with

sessments to a new lower prevision ent with them. F m+1 (XOm+1 |XIm+1 ).

P m+1 (XOm+1 |XIm+1 ) is nothing else

but the application of Bayes’ rule to Moreover, we give an explicit formula for Characterising coherence: Let

P (X1 , . . . , Xn ) with → 0. the smallest coherent lower prevision P P 1 (XO1 |XI1 ), . . . , P m (XOm |XIm ) be

in (WC3) and (WC4). separately coherent CLPs. They are

Zero probabilities: We relate the need of the coherent if and only if they are the point-

sequence P (X1 , . . . , Xn ), ∈ R+ , to the We summarise the relationships between the wise limits of a sequence of coherent

existence of events with zero lower prob- different consistency conditions when all the CLPs defined by regular extension.

ability and show that in this case the weak referential spaces are finite in the following fig-

natural extension can be much less infor- ure. SC  Env. of SC Precise

mative than the natural extension.

-

Essential references

/ ^ - E. Miranda and G. de Cooman, Coherence and

Credits: Walley, Pelessoni and Vicig have in- WC  Env. of WC Precise APL  Dom. by SC Precise

- -

independence in non-linear spaces, T.R., 2005.

troduced these ideas while restricting the

- P. Walley, Statistical Reasoning with Imprecise

attention to events (rather than gambles) ^

AUL  Dom. by WC Precise

/

- Probabilities, Chapman and Hall, 1991.

and therefore to finitely many probabilis-

Keys: SC = strongly coherent; WC = weakly co- - P. Walley, R. Pelessoni, and P. Vicig, Direct

tic assessments. Our work builds upon

herent; AUL = avoiding uniform sure loss; APL algorithms for checking consistecy and mak-

those ideas, while generalising them so

= avoiding partial loss; Env. = envelope; Dom. ing inferences for conditional probability as-

that the only actual restriction now is the

= dominated. sessments, JSPI, 126:119–151, 2004.

finiteness of the spaces.



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