2. Removals - Excel - Excel by 2CxzIx

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									REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2006
CE Name                                        CE No. Licence Type                            Types of Regulated Activity
Mirabaud (Far East) Limited                    ADW189 Licensed Corporation                    4, 9
Pine Street Partners Limited                   AKW786 Licensed Corporation                    4, 9
Ritchie Capital Management (Hong Kong) Limited AMB458 Licensed Corporation                    4, 9
Manble Securities Limited                      ABL727 Licensed Corporation (Deemed Licence)   1, 4, 6, 9
ANGERER Alexander William Tzen                 ALO062 Licensed Representative                 1, 4, 6
AU Ka Man, Carmen                              AGB272 Licensed Representative                 1
AU YEUNG Yat Ming, Charles                     ABF670 Licensed Representative                 1
AWAD Boutros Nabil                             AIN995 Licensed Representative                 1
BAO Lihua                                      ALB720 Licensed Representative                 4
BEGASSE DE DHAEM Julien J.A.M.G.               AKO189 Licensed Representative                 1
CHAI Chi Man                                   AEZ771 Licensed Representative                 1
CHAN Chi Wah                                   AMA003 Licensed Representative                 4
CHAN Ching Man, Mandy                          AMF100 Licensed Representative                 1, 2, 7
CHAN Chuck Yiu, Michael                        AGE689 Licensed Representative                 1
CHAN Chun Wing                                 AML975 Licensed Representative                 1
CHAN Fung                                      AMP172 Licensed Representative                 4
CHAN Kwok Pun, Dave                            ACE251 Licensed Representative                 1
CHAN Mau Lung                                  ALL426 Licensed Representative                 4
CHAN Natalie Wei Ting                          AMN706 Licensed Representative                 1
CHAN Tsz Yuk                                   AGM491 Licensed Representative                 1, 2
CHAUDHARI Prakash Sripad                       AII666 Licensed Representative                 4, 5, 9
CHEN Xian                                      AMO562 Licensed Representative                 1
CHEN Xin                                       AIC946 Licensed Representative                 4
CHEN Xinyu                                     AMP260 Licensed Representative                 4, 9
CHENG Sze Wai                                  AMO992 Licensed Representative                 1, 4, 9
CHENG Tak Choi, Raymond                        AMQ913 Licensed Representative                 4
CHENG Wai Chit                                 ALW469 Licensed Representative                 4
CHENG Yi-Fang                                  ALV047 Licensed Representative                 1, 4
CHEONG Wee Yee                                 ALW474 Licensed Representative                 4, 9
CHEUNG Kit Lin                                 ALS637 Licensed Representative                 1
CHEUNG Shuk Yee                                AGI799 Licensed Representative                 4
CHEUNG Tsz Man                                 AMB557 Licensed Representative                 4
CHEUNG Wai Sum                                 ACP828 Licensed Representative                 1, 2
CHIANG Robin                                   AMN923 Licensed Representative                 1, 6
CHOI Sheung Ming                               AMP336 Licensed Representative                 3
CHOW Wai Man                                   AHP729 Licensed Representative                 4, 9




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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2006
CE Name                               CE No.    Licence Type                 Types of Regulated Activity
CHOW Yiu Wah, Victor                  AMO367 Licensed Representative         1
CHU Charlene Marie                    AMM435 Licensed Representative         4
CHUNG Kin Fai                         AIZ530    Licensed Representative      1, 4
CHUNG Yuk Ming                        AGE961 Licensed Representative         4
COLGLAZIER Kevin Stewart              ACH893 Licensed Representative         4
CUA Filbert Tingfey Chan              ALG424 Licensed Representative         1, 6
DARDIS Shane                          AMJ975 Licensed Representative         1
DENG Lan                              AND952 Licensed Representative         4
FAN Shuk Ying, Grace                  AIU267    Licensed Representative      4, 9
FANJAUD Xavier Paul Christian         AJG155 Licensed Representative         4, 9
FAURY Alexis Philippe Marie           AMC839 Licensed Representative         1, 2, 7
FUNG Wing Nam, Florence               AEM249 Licensed Representative         1, 2, 4, 5, 6, 9
GOOD Stephen James                    AKI554    Licensed Representative      1
GRONOW Michael Justin                 ALO211 Licensed Representative         1
GUPTA Mitesh                          AJC710 Licensed Representative         1
HANKA Robert                          AEY453 Licensed Representative         4, 6
HAU Che Kwan, Kelvin                  AML408 Licensed Representative         4
HO Chun Chu                           AJO740 Licensed Representative         1
HORVATH-SZOVATI Karola                ALZ378    Licensed Representative      1, 6
HSIUNG Hsiao Wen                      ACB064 Licensed Representative         1, 4, 9
HU Yan Chak, Jack                     ABH319 Licensed Representative         1
HUI Hon Chiu, Jeffrey                 AIM987    Licensed Representative      4, 6, 9
IM Yong Cho                           ALZ818    Licensed Representative      4
IP Judith                             AJM736 Licensed Representative         1, 2, 3
IP Tse Wai, Yvette                    AEN644 Licensed Representative         4
JIANG Qi Hang                         AED582 Licensed Representative         1, 2
KEE Ju-ven                            AHH533 Licensed Representative         4, 6
KIM Tae Youl                          AMV056 Licensed Representative         1, 2
KO Ching Yiu                          AEA476 Licensed Representative         4
KO Kit Yee                            ALI292    Licensed Representative      4
KO Yan Shui                           AAI696    Licensed Representative      1
KOO Jae Hee                           AHK491 Licensed Representative         1
KWAN Shiu Kee, Joshua                 ALB230 Licensed Representative         3
KWOK Ho Leung                         AFN460 Licensed Representative         4
KWOK Suet Heung                       ABY665 Licensed Representative         1
KWOK Wai Lun, Johnson                 ALI168    Licensed Representative      1




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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2006
CE Name                               CE No.    Licence Type                 Types of Regulated Activity
KWONG Wai Kin                         AMC259 Licensed Representative         4
LAI Kai Man                           AJB644    Licensed Representative      1, 2
LAI Suet Fai                          AEG134 Licensed Representative         1, 4, 9
LAI Tsz Yang                          ALZ815    Licensed Representative      4
LAI Wai Kei                           AFM110 Licensed Representative         4
LAM Chin Fung                         AAE270 Licensed Representative         1, 6
LAM Hoi Wa                            AKT343 Licensed Representative         1, 2
LAM Wai Leung                         ABM099 Licensed Representative         1
LAU Chi Hoi                           AFE906 Licensed Representative         3
LAU Chun Yin                          AGP421 Licensed Representative         1, 4
LAU Shing Lok, Raymond                AND553 Licensed Representative         4
LAU Shuk Ching                        ALW303 Licensed Representative         3
LAW Cynthia                           ALQ377 Licensed Representative         4, 9
LEE Freddy Kuang Tath                 ALL315    Licensed Representative      4
LEE Hoi Wah                           ALL686    Licensed Representative      1, 2
LEE Justin Anthony                    AMQ950 Licensed Representative         1
LEE Wai Tak                           AMK243 Licensed Representative         2
LELE Ajay                             AGJ197 Licensed Representative         1
LEUNG Chi Wa                          AFV224 Licensed Representative         1, 3
LEUNG Chiu Ho, Christopher            AFT577 Licensed Representative         4
LEUNG Nancy Ann                       AKO860 Licensed Representative         1
LI Siu Yui                            AEI201    Licensed Representative      1
LI Yi                                 AKQ625 Licensed Representative         6
LIN Wang Man                          AAA769 Licensed Representative         1
LING Kim Keung                        ACS615 Licensed Representative         1, 4
LING Miu Kai                          AKP409 Licensed Representative         1, 2, 3
LOO Lai Hong, Howard                  AFL147    Licensed Representative      4
LUK Chi Pun                           ALN265 Licensed Representative         4, 9
LUK King Hong                         AIB937    Licensed Representative      1, 2
MAK Chin Keung, Jimmy                 AAB323 Licensed Representative         1
MAK Cinthia Fong Wai                  ALB094 Licensed Representative         1
MAK Mitchell Shing Nam                AMS157 Licensed Representative         2
MAXINO Grotius Wilbur Lasola          AEP880 Licensed Representative         4
MC GOVERN Matthew Terrance            AMJ864 Licensed Representative         2
Mok Dick Hung Gavin                   ALD459 Licensed Representative         1, 2
NAGASHIMA Yoriyuki                    AIC481    Licensed Representative      4, 9




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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2006
CE Name                               CE No.    Licence Type                 Types of Regulated Activity
NG Cheong                             AAC609 Licensed Representative         1
NG Cheung Sin                         AGL103 Licensed Representative         1
NG Kin Fun                            AJG656 Licensed Representative         1
NG Pui Shan, Agatha                   AJG495 Licensed Representative         4, 9
NG See Fai                            AMS070 Licensed Representative         4
NGO Wing Chun                         AMC617 Licensed Representative         4
PANG Howard Gar Wai                   AMT925 Licensed Representative         4
PETERSIK Watanan                      ACT994 Licensed Representative         1
PHONG Hei Keung                       AGR004 Licensed Representative         1
RUAN Yang                             AMM471 Licensed Representative         1, 6
SHIU Sui Chung                        AEI676    Licensed Representative      1, 4, 6, 9
SHUM Kam Fu                           AMJ968 Licensed Representative         1, 2
SIU Huen Leung                        AFP671 Licensed Representative         1
SIU Pui Kay, Ruby                     AGW561 Licensed Representative         1, 9
SIU Tsoi Man                          AAB051 Licensed Representative         1
SIU Wai Kwan                          AND895 Licensed Representative         4
TAI Wai Chi                           AMK132 Licensed Representative         4
TAM Gim Sang                          AAD540 Licensed Representative         1, 2, 4, 5
TAM Mei Ling                          AJE767    Licensed Representative      4
TANAKA Hironori                       ALU048 Licensed Representative         1
TANG Kai Shing                        AEH397 Licensed Representative         1
TING Wai Yin                          AGG823 Licensed Representative         4
TING Yi Lam, Karen                    AGH047 Licensed Representative         1
TISDALL Stephen Clifford              AHD213 Licensed Representative         4, 6
TJOK Chui Wan, Cybel-genevieve        AJO169 Licensed Representative         4
TO Chi To                             ANA069 Licensed Representative         3
TSA Tsz Fo, Brian                     AML433 Licensed Representative         1, 2, 5
TSANG Wing Ming, Tony                 ADQ064 Licensed Representative         6, 9
TSANG Yuk Ming                        ADM187 Licensed Representative         2
TSE Cheuk Hei, Edwin                  ALI618    Licensed Representative      4
TSEA Po Kwan                          AFT942 Licensed Representative         4
TSO William Yuen Leung                ALP976 Licensed Representative         1, 2, 5
TSOI Lam Wo                           AGH384 Licensed Representative         1
TSUI Ho, Horace                       AFZ176 Licensed Representative         6
TSUI To Kwong                         ABL729 Licensed Representative         1
TSUI Wai Ping, Dolphin                ALN675 Licensed Representative         4




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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2006
CE Name                               CE No.    Licence Type                 Types of Regulated Activity
TURNBULL Alexander Bligh Hughes       AMN702 Licensed Representative         1
USHIRO Hideaki                        AFY323 Licensed Representative         1, 4, 6
WAN Chiu Ho, Peggy                    AJV350    Licensed Representative      6
WAN Ten Lok                           ACK835 Licensed Representative         1, 6
WANG Sheng                            AMQ690 Licensed Representative         1, 4
WHITMAN III William Fifield           AEF485 Licensed Representative         9
WITHNELL Stephen Edward               AMR645 Licensed Representative         1, 6
WO Lim                                ABG040 Licensed Representative         1
WONG Chi King                         AMG948 Licensed Representative         3
WONG Ka Chun, Antony                  AMN550 Licensed Representative         4
WONG Ka Man, Carmen                   AMB075 Licensed Representative         4
WONG Kin Man                          AGQ153 Licensed Representative         4
WONG Kwan Min                         AMC256 Licensed Representative         1, 2
WONG Kwun Sing                        AMN791 Licensed Representative         4
WONG Shing Fai                        AFA242 Licensed Representative         1
WONG Suk Wah                          AIZ232    Licensed Representative      4
WONG Tin Lai                          AEJ312    Licensed Representative      1, 2
WONG Wan Hang, Patrick                ALH982 Licensed Representative         1
WONG Wei Yin                          ADY347 Licensed Representative         1, 2
WOU Cecile Terry                      ABP465 Licensed Representative         1, 4
YAU Hon Ying                          AGK271 Licensed Representative         1
YEO Thiam Hu                          AKI295    Licensed Representative      1, 9
YEUNG Hiu Chit                        AML649 Licensed Representative         4, 6
YEUNG Kin Man                         ALW238 Licensed Representative         4
YEW Li Lin, Charlotte                 AAN845 Licensed Representative         4, 5, 9
YIN Lung, Raymond                     AAE887 Licensed Representative         1
YING Lap Sun                          ALW123 Licensed Representative         1
YIP Kin Cheong                        ALS363 Licensed Representative         1
YOU Dale                              AML143 Licensed Representative         1, 6
YUNG Nga Lai, Anna                    AGJ779 Licensed Representative         4
ZHANG Jia                             AJD505 Licensed Representative         1
ZHANG Qing                            ALP929 Licensed Representative         1, 4
ZHANG Xiaowan                         ANG585 Licensed Representative         4
ZHAO Fu                               AKY990 Licensed Representative         1
ZHOU Liping                           AML294 Licensed Representative         4, 6
ZHOU Yisheng                          AMM470 Licensed Representative         1, 6




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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2006
CE Name                               CE No.    Licence Type                                                     Types of Regulated Activity
AU Winnie Wai Ling                    ALW527 Licensed Representative - Responsible Officer                       4
CHAN Chiu Ming                        ADB673 Licensed Representative - Responsible Officer                       1
CHAN Chun Shing                       AAU963 Licensed Representative - Responsible Officer                       1
CHAN Lai Ho, Amy                      AAJ049    Licensed Representative - Responsible Officer                    1, 2
CHAN Sui Yuk, Cherry                  ADP130 Licensed Representative - Responsible Officer                       1
COLGLAZIER Kevin Stewart              ACH893 Licensed Representative - Responsible Officer                       5, 9
FERDINAND Timothy Mark Fletcher       ADO011 Licensed Representative - Responsible Officer                       4, 6
GODFRAY John Verden                   ABW773 Licensed Representative - Responsible Officer                       4
HO Kwong Cheong                       ALW525 Licensed Representative - Responsible Officer                       4
HO Sau Wan, Sharon                    AGO779 Licensed Representative - Responsible Officer                       4
HONEGGER Ricardo                      AIJ129    Licensed Representative - Responsible Officer                    1, 2, 4, 5
HUI King Man                          AAA243 Licensed Representative - Responsible Officer                       6
JAROS Thomas Antonio                  AIB242    Licensed Representative - Responsible Officer                    4, 9
KUANG Yam Lung, Peter                 AFL702    Licensed Representative - Responsible Officer                    6
KWAN Kwok Ki, Davy                    AAK650 Licensed Representative - Responsible Officer                       1, 4, 9
KWAN Po Kit                           ADD974 Licensed Representative - Responsible Officer                       1
LAYDON Frederick Tennyson             AFA237 Licensed Representative - Responsible Officer                       4, 9
LEE Bing Lun                          AAE440 Licensed Representative - Responsible Officer                       1
LEE Kristoffer Chun Wai               AGP646 Licensed Representative - Responsible Officer                       9
LEE Yan Hung                          AAU981 Licensed Representative - Responsible Officer                       1
LEUNG Jody                            ACW206 Licensed Representative - Responsible Officer                       1
LI Michael Hankin                     ACB478 Licensed Representative - Responsible Officer                       6
MIYAGAWA Masaaki                      ACF045 Licensed Representative - Responsible Officer                       4, 6, 9
NISHIKAWA Hiroyuki                    AED144 Licensed Representative - Responsible Officer                       1, 2, 4, 6
SANDOZ Todd Christopher               AHR023 Licensed Representative - Responsible Officer                       1
TAM Yuen Yee, Karen                   AJD526 Licensed Representative - Responsible Officer                       9
TANG Poon Wing                        AFD836 Licensed Representative - Responsible Officer                       1, 4, 6, 9
TSANG Man Keung                       ACD383 Licensed Representative - Responsible Officer                       6
VAN Tak Sun, Winston                  AAA062 Licensed Representative - Responsible Officer                       1, 4, 5, 6, 9
WONG LEE Yuk Ping, Agnes              ABX917 Licensed Representative - Responsible Officer                       1, 4, 9
WONG Sai Hung                         AAH021 Licensed Representative - Responsible Officer                       1, 4, 5, 9
WU Ho Lap, Lucian                     ACG554 Licensed Representative - Responsible Officer                       1, 4
YAP Kah On                            AAV894 Licensed Representative - Responsible Officer                       6
YAU Sze Ka                            ACN138 Licensed Representative - Responsible Officer                       1, 4, 6
ZHANG Xiaomei                         AKV310 Licensed Representative - Responsible Officer                       1
CHANDRA Jiffriy                       ADI556    Licensed Representative - Responsible Officer (Deemed Licence)   1, 4, 6, 9




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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2006
CE Name                               CE No.    Licence Type                                    Types of Regulated Activity
AGARWAL Harsh Lakshman                ANL070 Licensed Representative (Provisional Licence)      4
AHN Je Bang                           ANK161 Licensed Representative (Provisional Licence)      1
AN Hong, Michelle                     ANH632 Licensed Representative (Provisional Licence)      2
ANG Kok Thye Ian                      ANM185 Licensed Representative (Provisional Licence)      1
APPLETON Christopher David            ABH038 Licensed Representative (Provisional Licence)      4
AUCHECORNE Julien Daniel Patrick      ANH705 Licensed Representative (Provisional Licence)      1, 2, 7
BEESON James Michael                  ANG801 Licensed Representative (Provisional Licence)      9
BIALOUS Joseph Paul                   ANJ068 Licensed Representative (Provisional Licence)      9
BIN MOHAMED Mohamed Ridzuan           ANH058 Licensed Representative (Provisional Licence)      4
BLIGHT Warren Nicholas                ACL103 Licensed Representative (Provisional Licence)      1, 4
BOLTON Jonathan Piers                 ALJ797    Licensed Representative (Provisional Licence)   9
BOSTON Albert Edward                  ANH764 Licensed Representative (Provisional Licence)      9
BRISCOE Dale Melvyn                   ANH634 Licensed Representative (Provisional Licence)      1
BROWN Stuart James                    ANH723 Licensed Representative (Provisional Licence)      1, 2, 7
BUTTERWORTH Gregory John              ANJ643 Licensed Representative (Provisional Licence)      1, 2
CAO Qi                                ANH530 Licensed Representative (Provisional Licence)      1, 6
CHAK Ka Fai, Samuel                   AMX582 Licensed Representative (Provisional Licence)      1, 2
CHAN Chi Yin                          AFV222 Licensed Representative (Provisional Licence)      4, 9
CHAN Hoi Hin, William                 ANJ133 Licensed Representative (Provisional Licence)      1, 6
CHAN Ka Sung                          ANK350 Licensed Representative (Provisional Licence)      1, 4
CHAN Ka Yee, Rosa                     AGB203 Licensed Representative (Provisional Licence)      1
CHAN Kwong Shan                       AFV359 Licensed Representative (Provisional Licence)      1, 2
CHAN Man Chung                        ANH834 Licensed Representative (Provisional Licence)      1, 2
CHAN May Suk Wai                      AKP101 Licensed Representative (Provisional Licence)      1, 2
CHAN Shek                             ANJ137 Licensed Representative (Provisional Licence)      1, 2
CHAN Ting Ting                        ANH143 Licensed Representative (Provisional Licence)      1
CHAN Wing Fai, Frederick              ADI331    Licensed Representative (Provisional Licence)   1, 4
CHAN Wing Kit, Jeremy                 ANM133 Licensed Representative (Provisional Licence)      6
CHAN Yat Sing                         ANI726    Licensed Representative (Provisional Licence)   6
CHAN Yuk Shan                         ANH003 Licensed Representative (Provisional Licence)      1
CHANG Lambert Jen Hsiung              AGN715 Licensed Representative (Provisional Licence)      1, 6
CHANG Yu-Yu                           ANL939 Licensed Representative (Provisional Licence)      6
CHEN Chi Wan                          ANJ553 Licensed Representative (Provisional Licence)      1, 2
CHEN Dennis C                         ANH689 Licensed Representative (Provisional Licence)      1
CHEN Ke                               ANJ194 Licensed Representative (Provisional Licence)      6
CHEN Min                              ANK574 Licensed Representative (Provisional Licence)      1, 4, 6




                                                                      7 of 19
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2006
CE Name                               CE No.    Licence Type                                    Types of Regulated Activity
CHEN Shaw Yi                          AGX681 Licensed Representative (Provisional Licence)      1, 4, 6
CHEN Zhen                             ANM137 Licensed Representative (Provisional Licence)      4, 6
CHENG Chieh Chu                       ANI665    Licensed Representative (Provisional Licence)   1
CHENG King Wai                        AHR486 Licensed Representative (Provisional Licence)      1
CHENG Manli                           ANH106 Licensed Representative (Provisional Licence)      1, 6
CHENG Tze Ying, Veronica              ANH013 Licensed Representative (Provisional Licence)      1
CHENG Ying Tsung                      ANJ831 Licensed Representative (Provisional Licence)      1, 2, 3
CHEUNG Chi Yan                        ANL796 Licensed Representative (Provisional Licence)      1
CHEUNG Choi Hung, Rainbow             ACI290    Licensed Representative (Provisional Licence)   1
CHEUNG Ka Keung                       AHN826 Licensed Representative (Provisional Licence)      1, 2
CHEUNG Kin Fai                        AAE990 Licensed Representative (Provisional Licence)      1
CHEUNG Kwan Yee                       ANI732    Licensed Representative (Provisional Licence)   4
CHEUNG Siu Him                        ANG773 Licensed Representative (Provisional Licence)      2
CHEUNG Siu Man, Joann                 ACJ598 Licensed Representative (Provisional Licence)      4
CHEUNG Tommy                          ANK150 Licensed Representative (Provisional Licence)      1
CHIEN Ching-Yi                        ANH367 Licensed Representative (Provisional Licence)      1
CHIEN Jackie Wei Jia                  AHG570 Licensed Representative (Provisional Licence)      1
CHIN Sydney Chung Hin                 ANK516 Licensed Representative (Provisional Licence)      1
CHING Siu Shan                        ANL978 Licensed Representative (Provisional Licence)      4
CHING Sui Ki                          ANH234 Licensed Representative (Provisional Licence)      1
CHING Yuk Shan, Maggie                AGC976 Licensed Representative (Provisional Licence)      1
CHIU Man Yee                          AAH138 Licensed Representative (Provisional Licence)      1, 2, 3, 4, 6
CHIU Sung Biu, Bill Lawrence          ANJ016 Licensed Representative (Provisional Licence)      2
CHIU Yu, Justina                      ANI924    Licensed Representative (Provisional Licence)   9
CHO Kwong Lun                         AHT594 Licensed Representative (Provisional Licence)      1, 4, 6
CHOE Eric Ho-Joon                     ANK122 Licensed Representative (Provisional Licence)      4, 9
CHOI Hyung Kyu                        AJC205 Licensed Representative (Provisional Licence)      1, 2
CHOI Oi Yee, Iris                     ANI875    Licensed Representative (Provisional Licence)   4
CHOI Sae Min                          ANH726 Licensed Representative (Provisional Licence)      1, 2, 7
CHOI Sai Leung                        ANL940 Licensed Representative (Provisional Licence)      1, 2
CHOI Shek To, Frank                   AMS084 Licensed Representative (Provisional Licence)      4
CHONG Yiu Wah                         ANI739    Licensed Representative (Provisional Licence)   9
CHOW Charles                          ANH153 Licensed Representative (Provisional Licence)      1, 4, 9
CHOW Cheuk Yin                        AFK374 Licensed Representative (Provisional Licence)      1, 4
CHOW Suk Ching, Irene                 ANJ244 Licensed Representative (Provisional Licence)      4
CHOW Thomas                           AFM847 Licensed Representative (Provisional Licence)      1




                                                                      8 of 19
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2006
CE Name                               CE No.    Licence Type                                    Types of Regulated Activity
CHOY Tsun Kit, Jackie                 ANK724 Licensed Representative (Provisional Licence)      4
CHU Ho Tak, Albert                    AEH245 Licensed Representative (Provisional Licence)      4
CHU Jason Weitong                     ANH289 Licensed Representative (Provisional Licence)      1
CHU Man Dick, Paul                    AIR639    Licensed Representative (Provisional Licence)   1
CHUN Chyi-Hung                        ANM139 Licensed Representative (Provisional Licence)      1, 2
CHUNG You Moon                        ANI749    Licensed Representative (Provisional Licence)   1, 4, 6
CHURCH Jeremy Wilkie                  ANK746 Licensed Representative (Provisional Licence)      1, 9
CLAVEL Alex Bernard                   ADS343 Licensed Representative (Provisional Licence)      1, 6
DENG Haitao                           ANK353 Licensed Representative (Provisional Licence)      2
DEVONSHIRE Mark Charles               ADA383 Licensed Representative (Provisional Licence)      2
DIDIER Virginie Emilie                ANH709 Licensed Representative (Provisional Licence)      1
DING Lin                              ANH057 Licensed Representative (Provisional Licence)      1, 6
DING Yibing                           ADJ647 Licensed Representative (Provisional Licence)      1, 4
DOSHI Divyakumar                      AMI602    Licensed Representative (Provisional Licence)   2
DOWNS Lee                             ANK760 Licensed Representative (Provisional Licence)      1, 2
DRAYCOTT Andrew Liam                  ANJ356 Licensed Representative (Provisional Licence)      1
DROITCOURT Arnaud Eugene Gilbert      ANJ412 Licensed Representative (Provisional Licence)      1, 2, 7
DUANMU Yongshan                       ANK158 Licensed Representative (Provisional Licence)      1, 2, 7
DYER Cordelia Mun Ting                AGE252 Licensed Representative (Provisional Licence)      1, 4, 7
DYUS Hugh Gordon                      ABM824 Licensed Representative (Provisional Licence)      4, 9
FALCO Andrew James                    ANK741 Licensed Representative (Provisional Licence)      1, 9
FISCHER Seth Hillel                   AKX644 Licensed Representative (Provisional Licence)      4, 5, 9
FONG Chee Mun                         ANK767 Licensed Representative (Provisional Licence)      1, 6
FRANCOIS Herve                        ANI957    Licensed Representative (Provisional Licence)   1, 4
FRANKO Elie Jean                      ANJ469 Licensed Representative (Provisional Licence)      1
FRIEDMAN Seth Gregory                 AMX444 Licensed Representative (Provisional Licence)      1, 2, 7
FU Kwong Lui                          AFX339 Licensed Representative (Provisional Licence)      1
FUNG Ching Wing                       ABT477 Licensed Representative (Provisional Licence)      1, 2, 7
GANAPATHY Jayakumar                   ANI876    Licensed Representative (Provisional Licence)   1
GASTREICH Peter Friedrich             AHB509 Licensed Representative (Provisional Licence)      4
GEERTSEMA Paul Geert                  ANK165 Licensed Representative (Provisional Licence)      4
GLAVAN Jeffrey Lawrence               ANJ480 Licensed Representative (Provisional Licence)      4, 6
GOLDSMITH Christian Guy               ANL061 Licensed Representative (Provisional Licence)      1, 4
GOPALAKRISHNAN Aniruddha              ANK136 Licensed Representative (Provisional Licence)      4, 9
GREENGROVE Keith Alan                 ANH452 Licensed Representative (Provisional Licence)      1, 4
GU Yiyang                             ANK506 Licensed Representative (Provisional Licence)      1, 4, 6




                                                                      9 of 19
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2006
CE Name                               CE No.    Licence Type                                    Types of Regulated Activity
GUPTA Rahul                           AGZ998 Licensed Representative (Provisional Licence)      4
GUPTA Sandeep                         ANH450 Licensed Representative (Provisional Licence)      9
HANSEN-LUKE Rosemary Eva              ADR216 Licensed Representative (Provisional Licence)      1
HARCHAOUI Jugurtha Mohammad Jalel     ANH557 Licensed Representative (Provisional Licence)      1, 2
HART Karen Marie                      ANJ494 Licensed Representative (Provisional Licence)      1, 6
HO Chun Yu                            ANJ698 Licensed Representative (Provisional Licence)      1, 2
HO Ho Yin, Daniel                     ANH559 Licensed Representative (Provisional Licence)      3
HO Hung Chi                           ANH008 Licensed Representative (Provisional Licence)      4
HO Ka Ming                            ANJ835 Licensed Representative (Provisional Licence)      3
HO King Yee                           ANI887    Licensed Representative (Provisional Licence)   1
HO Lok Yuen                           ANJ853 Licensed Representative (Provisional Licence)      2
HO Pui Yee, Emily                     ANH268 Licensed Representative (Provisional Licence)      4, 9
HO Tat Wang                           ALU155 Licensed Representative (Provisional Licence)      9
HO Wai Yin                            ANL142 Licensed Representative (Provisional Licence)      1
HO Wang Fat, Andy                     ANH327 Licensed Representative (Provisional Licence)      1, 2
HSIEH Hui-wen                         ANH738 Licensed Representative (Provisional Licence)      1, 2
HSIUNG Feng Jimmy                     AFH477 Licensed Representative (Provisional Licence)      9
HSU Kar Hing, Joseph                  AKP772 Licensed Representative (Provisional Licence)      1, 4, 6
HSU Yi Ying                           ANJ021 Licensed Representative (Provisional Licence)      4
HSUAN Heman                           ANM244 Licensed Representative (Provisional Licence)      1
HU Tianzong Angela                    ANH100 Licensed Representative (Provisional Licence)      1, 4, 6
HU Yifan                              ANH096 Licensed Representative (Provisional Licence)      1
HUAN Xindu                            ANH105 Licensed Representative (Provisional Licence)      1, 6
HUANG Jack Yan Wen                    ANI730    Licensed Representative (Provisional Licence)   1, 2, 7
HUANG Xiang                           ANI921    Licensed Representative (Provisional Licence)   4
HUI Tin Tak, Eddie                    AHR096 Licensed Representative (Provisional Licence)      4
HWANG Chan Young                      AMY257 Licensed Representative (Provisional Licence)      1, 4
HWANG Jae Hoon                        ANH004 Licensed Representative (Provisional Licence)      1, 2
INOUE Issei                           ANG942 Licensed Representative (Provisional Licence)      4, 9
ISCOE Alexander Harris                ANM152 Licensed Representative (Provisional Licence)      1, 6
ISOBE Satoko                          AFG011 Licensed Representative (Provisional Licence)      4
JAN Yoke Lan                          ANH055 Licensed Representative (Provisional Licence)      4
JAVERI Deepa Parvathaneni             ANH556 Licensed Representative (Provisional Licence)      1
JI Yong Kyu                           AMW599 Licensed Representative (Provisional Licence)      1
JIANG Yongqing                        ANH107 Licensed Representative (Provisional Licence)      1, 6
JIN Byoung Oh                         ANH741 Licensed Representative (Provisional Licence)      1, 2




                                                                      10 of 19
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2006
CE Name                               CE No.    Licence Type                                    Types of Regulated Activity
JUNEJA Sumer                          ANH737 Licensed Representative (Provisional Licence)      1
KAMPANI Ashith Nagindas               ANH691 Licensed Representative (Provisional Licence)      1
KAN Kei Nap                           ANL969 Licensed Representative (Provisional Licence)      1, 2
KANE Leslie Caroline                  ANG857 Licensed Representative (Provisional Licence)      1
KAO Yi-Yi                             ANG417 Licensed Representative (Provisional Licence)      4
KASUGA Shunsuke                       ANI761    Licensed Representative (Provisional Licence)   4, 5
KEOY Soo Lik                          ACX414 Licensed Representative (Provisional Licence)      1, 6
KEWALRAMANI Sachin                    ANH733 Licensed Representative (Provisional Licence)      1
KHAN Peter Alexander                  ANK705 Licensed Representative (Provisional Licence)      1, 9
KIM Jason Sung Dal                    ANH227 Licensed Representative (Provisional Licence)      1
KIM Tae Woo                           ANK715 Licensed Representative (Provisional Licence)      4, 9
KING Ho Fai                           ANK271 Licensed Representative (Provisional Licence)      1
KO Denise Chi Heng                    ALI388    Licensed Representative (Provisional Licence)   1
KO Hiu Lui                            ANJ394 Licensed Representative (Provisional Licence)      4
KO Yum Chuen, Ronny                   AEX224 Licensed Representative (Provisional Licence)      1
KOH Hooi Hoe                          ANJ416 Licensed Representative (Provisional Licence)      1
KOH Shern-Ling                        ANK110 Licensed Representative (Provisional Licence)      4, 9
KONG Lui                              ANJ437 Licensed Representative (Provisional Licence)      1
KRAIKUNASAI Nuttadej                  ANK095 Licensed Representative (Provisional Licence)      1
KU Wing Yin                           ANJ493 Licensed Representative (Provisional Licence)      4
KUMAR Abhishek                        ANK432 Licensed Representative (Provisional Licence)      1
KWOK Chi Kin                          ANK772 Licensed Representative (Provisional Licence)      4
KWONG Hoi Yeung, Ocean                AJH029 Licensed Representative (Provisional Licence)      1, 2
KWONG Wai Tat                         AKQ252 Licensed Representative (Provisional Licence)      1, 2
LAI Alain Shin Li                     ANH059 Licensed Representative (Provisional Licence)      4
LAI Hau Sze, Esther                   ANG416 Licensed Representative (Provisional Licence)      9
LAI Leung Fu                          ANK391 Licensed Representative (Provisional Licence)      1, 4
LAI Wing Hung                         ANH142 Licensed Representative (Provisional Licence)      1, 2
LAI Yan Cheong, Chris                 ANK395 Licensed Representative (Provisional Licence)      1, 4
LAI Yan Wah, David                    AMC142 Licensed Representative (Provisional Licence)      1, 2
LAINE Frederic Prudent Charles        ALW243 Licensed Representative (Provisional Licence)      1
LAM Hau Lun                           ANG769 Licensed Representative (Provisional Licence)      2
LAM Hin Fai, Steve                    ANJ635 Licensed Representative (Provisional Licence)      9
LAM Ka Nok, Kevin                     AML396 Licensed Representative (Provisional Licence)      1
LAM King Wu                           ANK149 Licensed Representative (Provisional Licence)      1, 2
LAM Kwan Choi                         ANK393 Licensed Representative (Provisional Licence)      1, 4




                                                                      11 of 19
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2006
CE Name                               CE No.    Licence Type                                    Types of Regulated Activity
LAM Sandy Wai Man                     ANK474 Licensed Representative (Provisional Licence)      1
LAM Tuan                              AFK300 Licensed Representative (Provisional Licence)      1, 9
LAM Yin Cheung, Brian                 ANH154 Licensed Representative (Provisional Licence)      1
LANDAZABAL VERDE Juan Antonio         ANK738 Licensed Representative (Provisional Licence)      1, 9
LAU Chi Man                           ANL056 Licensed Representative (Provisional Licence)      1, 4
LAU Chun Fai                          ANH622 Licensed Representative (Provisional Licence)      4
LAU Chun Yu                           ANK121 Licensed Representative (Provisional Licence)      4, 9
LAU Fu Wing                           ANH674 Licensed Representative (Provisional Licence)      9
LAU Kai Kwong                         ANG941 Licensed Representative (Provisional Licence)      1, 2
LAU Man Kit                           ACA168 Licensed Representative (Provisional Licence)      4, 5, 9
LAU Siu Lan, Diana                    ANJ731 Licensed Representative (Provisional Licence)      1
LAU Ying Tung, Stephen                ANM143 Licensed Representative (Provisional Licence)      1
LE Yi                                 ACQ777 Licensed Representative (Provisional Licence)      1, 2
LEE Alexander Byungho                 AEI578    Licensed Representative (Provisional Licence)   4, 6
LEE Byung Do                          ANH426 Licensed Representative (Provisional Licence)      1, 4, 6
LEE Emily Duk Yee                     ANK435 Licensed Representative (Provisional Licence)      1, 2
LEE Han Shin                          ANH564 Licensed Representative (Provisional Licence)      1, 4
LEE Hou-Min                           ANH739 Licensed Representative (Provisional Licence)      1, 2
LEE Hui Ying, Monica                  ANL094 Licensed Representative (Provisional Licence)      1, 4, 9
LEE Hyun Woo                          ANH636 Licensed Representative (Provisional Licence)      1, 6
LEE Jung Lim                          ANK117 Licensed Representative (Provisional Licence)      4, 9
LEE Kwun Yee, Kenny                   AFA705 Licensed Representative (Provisional Licence)      1, 2
LEE Seung June                        ANH437 Licensed Representative (Provisional Licence)      1, 6
LEE Susan Kyung                       ANH384 Licensed Representative (Provisional Licence)      1, 6
LEE Sze Kit, Ian Cedric               ANG418 Licensed Representative (Provisional Licence)      9
LEE Sze Sze                           ANI936    Licensed Representative (Provisional Licence)   1, 6
LEE Wai Keung, Ricky                  ANJ142 Licensed Representative (Provisional Licence)      4
LEE Wai Yin                           ADZ889 Licensed Representative (Provisional Licence)      1
LEE Yong Wee, Dennis                  ANL965 Licensed Representative (Provisional Licence)      1
LEONG Fee Yee                         ANH053 Licensed Representative (Provisional Licence)      4
LEUNG Fletcher Nai Ho                 ANH099 Licensed Representative (Provisional Licence)      1, 4, 6
LEUNG Helen                           ANI742    Licensed Representative (Provisional Licence)   1
LEUNG Joesus Cho-ping                 ANL904 Licensed Representative (Provisional Licence)      1, 4
LEUNG Man Joe, Joseph                 AHS893 Licensed Representative (Provisional Licence)      4
LEUNG Spencer Yu Cheong               AML738 Licensed Representative (Provisional Licence)      4
LEUNG Suet Ying                       ANH755 Licensed Representative (Provisional Licence)      1




                                                                      12 of 19
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2006
CE Name                               CE No.    Licence Type                                    Types of Regulated Activity
LI Andrew Sing-tsze                   ANK159 Licensed Representative (Provisional Licence)      1, 4, 9
LI Cheng                              ANK472 Licensed Representative (Provisional Licence)      1, 6
LI Chun Man, Anselm                   ANM192 Licensed Representative (Provisional Licence)      2, 5
LI Dominic Song Ching                 AAC878 Licensed Representative (Provisional Licence)      1, 2, 6
LI Jun                                ANF096 Licensed Representative (Provisional Licence)      4
LI Lan                                ANJ330 Licensed Representative (Provisional Licence)      1, 6
LI Man Ho                             ANJ073 Licensed Representative (Provisional Licence)      3
LI Min                                ANI853    Licensed Representative (Provisional Licence)   1, 6
LI Pui Han                            ANH563 Licensed Representative (Provisional Licence)      1, 2
LI Yan                                ANH061 Licensed Representative (Provisional Licence)      1, 6
LI Yanlin                             ANI899    Licensed Representative (Provisional Licence)   4
LIANG Jing                            ANH316 Licensed Representative (Provisional Licence)      1
LIAW Irene Milin                      ANG854 Licensed Representative (Provisional Licence)      9
LIM Seng Chong, Terence               ANK153 Licensed Representative (Provisional Licence)      1, 6
LIM Tay Her                           ANK937 Licensed Representative (Provisional Licence)      1
LIN Chia-Yi                           ANI741    Licensed Representative (Provisional Licence)   1
LIN Mei-Fang                          ANH007 Licensed Representative (Provisional Licence)      1, 2
LIN Yi-Chun                           ANL974 Licensed Representative (Provisional Licence)      1
LIN Yu-te                             ANH174 Licensed Representative (Provisional Licence)      1, 4
LIU Shuofeng                          ANH388 Licensed Representative (Provisional Licence)      4
LIU Xiaohong                          AGC636 Licensed Representative (Provisional Licence)      1, 6
LIU Yuan                              ANM106 Licensed Representative (Provisional Licence)      1, 6
LLOYD JONES Adam Copland              AMP246 Licensed Representative (Provisional Licence)      2, 7
LO Ka Hung                            ABH952 Licensed Representative (Provisional Licence)      1, 2
LO Lok Bun                            ANH740 Licensed Representative (Provisional Licence)      1
LO Michael Sai Cheong                 AFR449 Licensed Representative (Provisional Licence)      4
LO Sze Man                            ANH319 Licensed Representative (Provisional Licence)      1
LONG Ben Lixiang                      ANI750    Licensed Representative (Provisional Licence)   9
LOPEZ Gilbert Yanson                  AMO289 Licensed Representative (Provisional Licence)      4
LU Dongfeng                           ANL953 Licensed Representative (Provisional Licence)      1, 4
LU Jia                                AJD748 Licensed Representative (Provisional Licence)      1
LU Ting                               ANL775 Licensed Representative (Provisional Licence)      1
LUCHANGCO Eric Roberto Mirasol        ANK080 Licensed Representative (Provisional Licence)      1, 6
LUI Keung                             AFL097    Licensed Representative (Provisional Licence)   2, 3
LUI Kin Wai                           ANM045 Licensed Representative (Provisional Licence)      1, 2
LUI Wang Ho                           ANM109 Licensed Representative (Provisional Licence)      4, 5, 9




                                                                      13 of 19
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2006
CE Name                               CE No.    Licence Type                                    Types of Regulated Activity
LUI Yu Mo, Moses                      AGL154 Licensed Representative (Provisional Licence)      1
LUN Chuen Yun, Ivy                    ANI753    Licensed Representative (Provisional Licence)   4, 6
LUO Huihua                            ANL067 Licensed Representative (Provisional Licence)      1
MA Kin Man                            ANH473 Licensed Representative (Provisional Licence)      1
MA Suet King                          ANM103 Licensed Representative (Provisional Licence)      1
MA Tai Man, Kitty                     ANH765 Licensed Representative (Provisional Licence)      1
MA Tin Luk                            ANH776 Licensed Representative (Provisional Licence)      1, 2
MADDURI Anand Balakrishna             ANH754 Licensed Representative (Provisional Licence)      1, 6
MAGOTRA Anshul                        ANK347 Licensed Representative (Provisional Licence)      1
MAGPAYO Karisa Garcia                 ANH010 Licensed Representative (Provisional Licence)      4
MAK Wing Sze                          ANI914    Licensed Representative (Provisional Licence)   1, 2
MAK Yan Chik                          ANH130 Licensed Representative (Provisional Licence)      1
MANKUDE BHASKER RAO Ravi Kiran        ANK084 Licensed Representative (Provisional Licence)      1
MARSDEN Richard Neil                  ANI891    Licensed Representative (Provisional Licence)   4
MARSH Nicholas James                  ANH720 Licensed Representative (Provisional Licence)      1, 2
MARTINO Joseph Anthony                ANJ418 Licensed Representative (Provisional Licence)      1, 2, 7
MCAULIFFE James Anthony               ANL063 Licensed Representative (Provisional Licence)      2
MCGEE Alan Craig                      AMJ457 Licensed Representative (Provisional Licence)      1
MEHRA Arun                            AEG683 Licensed Representative (Provisional Licence)      1
MUTHUKRISHNAN Anupama                 ANI972    Licensed Representative (Provisional Licence)   1, 4, 6
NAHETA Akshay Sudhir                  ANM127 Licensed Representative (Provisional Licence)      1
NEST Matthew John                     ANC067 Licensed Representative (Provisional Licence)      1, 4, 9
NG Chak Wah                           AEZ255 Licensed Representative (Provisional Licence)      1, 4
NG Chun Yan, Juliana                  ACB898 Licensed Representative (Provisional Licence)      1, 2
NG Ka Sin, Jano                       ANJ208 Licensed Representative (Provisional Licence)      1
NG Kong Ping, Albert                  ABL716 Licensed Representative (Provisional Licence)      1, 6
NG Man Wai                            ANK396 Licensed Representative (Provisional Licence)      1, 4
NG Ming Shun, Henry                   ANG991 Licensed Representative (Provisional Licence)      1
NG Siu Fun                            ANH348 Licensed Representative (Provisional Licence)      3
NG Wing Sum                           AKS650 Licensed Representative (Provisional Licence)      2
NG Wing Sze, Grace                    AGW637 Licensed Representative (Provisional Licence)      1, 4, 9
NORRIS Richard                        AHG719 Licensed Representative (Provisional Licence)      1, 2
O'CONNOR Garry Neil                   ANG860 Licensed Representative (Provisional Licence)      1
OEY Ching Tat                         AHS157 Licensed Representative (Provisional Licence)      1, 2
PANARETTO Anthony Basil               AEX822 Licensed Representative (Provisional Licence)      1
PANG Wai Man, Billy                   ANJ165 Licensed Representative (Provisional Licence)      1




                                                                      14 of 19
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2006
CE Name                                           CE No. Licence Type                                    Types of Regulated Activity
PARK Joon Young                                   ANJ489 Licensed Representative (Provisional Licence)   4, 6
PICHOT DE CAYEUX Laetitia, Denise, Anne, ChristineANH775 Licensed Representative (Provisional Licence)   9
PITTS Greenfield Spenceley                        ANM515 Licensed Representative (Provisional Licence)   1, 2
POLLARD Matthew Rupert                            ACE507 Licensed Representative (Provisional Licence)   1, 6
POON King Tou, Ronald                             ANH678 Licensed Representative (Provisional Licence)   4
PRASAD Juhi                                       ANH861 Licensed Representative (Provisional Licence)   1, 6
REILLY Eugene T                                   ANH725 Licensed Representative (Provisional Licence)   1
ROBLESS Stephen Mark                              ANI774 Licensed Representative (Provisional Licence)   1
RUSSELL Carolyn Therese                           ANM221 Licensed Representative (Provisional Licence)   4
SAM Vivian Florence                               ANH414 Licensed Representative (Provisional Licence)   1, 6
SAMUEL Jacob                                      ANJ557 Licensed Representative (Provisional Licence)   4
SANTIAGO Domingo III Manalad                      ANH016 Licensed Representative (Provisional Licence)   4
SARKIS David                                      AJN346 Licensed Representative (Provisional Licence)   1, 2
SAUREL Antoine Julien Pierre                      ANK349 Licensed Representative (Provisional Licence)   1, 2
SCHEIT Terence Charles Werner                     ANH012 Licensed Representative (Provisional Licence)   4
SCHLAEPFER Bruno                                  ANK105 Licensed Representative (Provisional Licence)   4, 9
SHAH Vipul                                        ANK766 Licensed Representative (Provisional Licence)   1
SHAHROKHI SADR Ali Reza                           ANF133 Licensed Representative (Provisional Licence)   1, 4
SHAM Tat Hung, Samuel                             AFA430 Licensed Representative (Provisional Licence)   4
SHEN Hui                                          ACE838 Licensed Representative (Provisional Licence)   4, 6
SHI Yan                                           ANJ044 Licensed Representative (Provisional Licence)   4
SHIN Stephen Hyunsang                             AKP199 Licensed Representative (Provisional Licence)   1, 6
SIU Lai Shan                                      ANH328 Licensed Representative (Provisional Licence)   3
SMITH Michael Thomas                              AGL937 Licensed Representative (Provisional Licence)   1, 6
SO Kwan Ping, Resand                              ANI910 Licensed Representative (Provisional Licence)   4
SO Pui Lan, Louise                                AAD215 Licensed Representative (Provisional Licence)   1, 2
SO Wai Yu                                         ANI740 Licensed Representative (Provisional Licence)   4
SONG Siqin                                        ANH381 Licensed Representative (Provisional Licence)   1, 6
SOON Tak Ling, Michael                            ANH131 Licensed Representative (Provisional Licence)   1
SORDET Nicolas,Olivier,Francois,Marie             ANG960 Licensed Representative (Provisional Licence)   1, 2
SOUTHERGILL Bryan Taft                            AFV166 Licensed Representative (Provisional Licence)   1
STEAINS Anthony John                              ADG113 Licensed Representative (Provisional Licence)   4, 6
STEPHENS Clifford Peter                           ANI824 Licensed Representative (Provisional Licence)   1, 2
SUH Young June                                    ANI918 Licensed Representative (Provisional Licence)   1, 4, 6
SULLIVAN Daniel Edward                            ANH077 Licensed Representative (Provisional Licence)   1
SUN Kan Yin, Christy                              AIO216 Licensed Representative (Provisional Licence)   1




                                                                             15 of 19
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2006
CE Name                               CE No.    Licence Type                                    Types of Regulated Activity
SUN Xun                               AMB613 Licensed Representative (Provisional Licence)      1, 6
SUSANTO Michael Tjahja                AFD442 Licensed Representative (Provisional Licence)      4
SZE Kam Po                            ANJ011 Licensed Representative (Provisional Licence)      1
SZETO Yuen Yee                        ANJ402 Licensed Representative (Provisional Licence)      1
TABBUSH Daniel Lawrence               ANK169 Licensed Representative (Provisional Licence)      4
TAM King Leung                        ANJ276 Licensed Representative (Provisional Licence)      1
TAM Zumin Patrick Jr.                 AEM645 Licensed Representative (Provisional Licence)      1, 4
TAN Andrew Tse Chyuen                 ANH561 Licensed Representative (Provisional Licence)      1
TAN Gee Meng                          AHK745 Licensed Representative (Provisional Licence)      1
TAN Zi Lin, Vera                      ANH747 Licensed Representative (Provisional Licence)      1
TANG Choe Mui                         AGE488 Licensed Representative (Provisional Licence)      1, 4
TANG Esther Chee Ting                 ANG779 Licensed Representative (Provisional Licence)      9
TANG Lai Yung                         ANH126 Licensed Representative (Provisional Licence)      1
TAO Nina Chih-Yu                      ANI909    Licensed Representative (Provisional Licence)   1
TEO Lay Lin                           ANH229 Licensed Representative (Provisional Licence)      1, 2, 7
TEOH Chin Chin                        AEM113 Licensed Representative (Provisional Licence)      1, 4
THAM Choon Peng                       AEK397 Licensed Representative (Provisional Licence)      1, 2, 7
TIN Yuk                               ANH344 Licensed Representative (Provisional Licence)      3
TJIA Stephanie Chieh Ying             ANI676    Licensed Representative (Provisional Licence)   1
TONG Pui Ling, Vivian                 ANG999 Licensed Representative (Provisional Licence)      1, 4, 9
TOONG Darrel See-jeun                 ANH431 Licensed Representative (Provisional Licence)      1, 6
TSAI Hin Man, Daniel                  ANJ771 Licensed Representative (Provisional Licence)      1, 6
TSAI Jack Du                          AHR672 Licensed Representative (Provisional Licence)      1
TSANG Ping Kin                        ANK734 Licensed Representative (Provisional Licence)      4
TSANG Sui Wing                        ANH129 Licensed Representative (Provisional Licence)      1
TSE Yam Ping                          AGG690 Licensed Representative (Provisional Licence)      1, 2
TSOI Cheuk Yin                        ANJ210 Licensed Representative (Provisional Licence)      4, 9
TSOI Sau Hung                         ANH713 Licensed Representative (Provisional Licence)      1
TSOI Yan Sau, Amanda                  ANI877    Licensed Representative (Provisional Licence)   1, 2
TSUI Hing Ling                        ANL934 Licensed Representative (Provisional Licence)      1
TSUI Man Lung, Amy                    ANI800    Licensed Representative (Provisional Licence)   1, 2
TSUI Tak Shing, Dominic               ANL776 Licensed Representative (Provisional Licence)      1
TU Hsiu-Ying                          ANH318 Licensed Representative (Provisional Licence)      1
VACEK Karel                           ANG964 Licensed Representative (Provisional Licence)      9
VARSHNEY Varun                        ANJ559 Licensed Representative (Provisional Licence)      1, 2
VENES Carolus Franciscus Arnoldus     ANH724 Licensed Representative (Provisional Licence)      1, 4, 9




                                                                      16 of 19
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2006
CE Name                               CE No.    Licence Type                                    Types of Regulated Activity
VOURLOUMIS Andreas                    ANL079 Licensed Representative (Provisional Licence)      4
WADHERA Karan Dharam                  ANH727 Licensed Representative (Provisional Licence)      1
WAH Sai Kit                           ANJ563 Licensed Representative (Provisional Licence)      1, 2
WAI Chi Cheong, Gordon                ADH400 Licensed Representative (Provisional Licence)      4
WARD Mathew Jonathan                  ANJ002 Licensed Representative (Provisional Licence)      1, 6
WATANABE Kunio                        ANI941    Licensed Representative (Provisional Licence)   1, 2, 4, 5, 6
WEI Wei                               ANI829    Licensed Representative (Provisional Licence)   1, 2
WONG Che Hao, David                   AIY651    Licensed Representative (Provisional Licence)   1, 2
WONG Chi Yu, Michelle                 ANM091 Licensed Representative (Provisional Licence)      1, 6
WONG Cynthia                          ANG868 Licensed Representative (Provisional Licence)      1
WONG George Ka Kui                    ANG162 Licensed Representative (Provisional Licence)      1, 9
WONG Ho Shun                          AGO259 Licensed Representative (Provisional Licence)      1, 4
WONG Kwong Man                        AHW146 Licensed Representative (Provisional Licence)      1, 2
WONG Man Jo, Joseph                   ANF134 Licensed Representative (Provisional Licence)      1, 2, 4, 7
WONG Polly Po-Yee                     AEG184 Licensed Representative (Provisional Licence)      1
WONG Siu Leung                        ANK932 Licensed Representative (Provisional Licence)      1
WONG Sze Yuen, Ivan                   ACJ532 Licensed Representative (Provisional Licence)      1
WONG Wesley John Wai Kit              ANG447 Licensed Representative (Provisional Licence)      9
WONG Wilson                           ANI733    Licensed Representative (Provisional Licence)   1
WONG Wing Pun                         AFR174 Licensed Representative (Provisional Licence)      1
WONG Wing Tat                         AJE110    Licensed Representative (Provisional Licence)   4
WONG Wing To, Alex                    ANH516 Licensed Representative (Provisional Licence)      1, 6
WONG Yu Tak, Ida                      ANK384 Licensed Representative (Provisional Licence)      1, 2
WOOD Malcolm George                   ANI728    Licensed Representative (Provisional Licence)   1
WRIGHT Richard James                  ANK077 Licensed Representative (Provisional Licence)      1
WU Hui                                ANJ209 Licensed Representative (Provisional Licence)      4
WU Wing Sze                           ANH710 Licensed Representative (Provisional Licence)      1
WUH Paul I                            ANK394 Licensed Representative (Provisional Licence)      4
XIE Yi                                ANL073 Licensed Representative (Provisional Licence)      1
XU Lulu                               ANI751    Licensed Representative (Provisional Licence)   1, 4, 6
XU Ying                               ANK771 Licensed Representative (Provisional Licence)      1, 6
YANG Becky                            ANM527 Licensed Representative (Provisional Licence)      1, 2
YANG Jinming                          ANH103 Licensed Representative (Provisional Licence)      1, 6
YANG Wenzhu                           ANH104 Licensed Representative (Provisional Licence)      1, 6
YAO Kenneth                           ANH517 Licensed Representative (Provisional Licence)      1
YAP Yik Wah, Alicia                   ANJ759 Licensed Representative (Provisional Licence)      4




                                                                      17 of 19
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2006
CE Name                               CE No.    Licence Type                                    Types of Regulated Activity
YASUDA Tamotsu                        ANJ226 Licensed Representative (Provisional Licence)      1, 4
YAU Michael                           ANH079 Licensed Representative (Provisional Licence)      1, 2
YEUNG Catherine Ann                   ANL955 Licensed Representative (Provisional Licence)      4, 9
YEUNG Chun Yu                         ANI727    Licensed Representative (Provisional Licence)   3
YEUNG Hin Sheun, Vincent              ANH756 Licensed Representative (Provisional Licence)      1, 6
YEUNG Hing Wai                        ANH132 Licensed Representative (Provisional Licence)      1
YEUNG Pui Shan, Shirley               ANL962 Licensed Representative (Provisional Licence)      1
YEUNG Simon Sei-Yuen                  ANG797 Licensed Representative (Provisional Licence)      9
YIEN Ling Ying, Linen                 ADS757 Licensed Representative (Provisional Licence)      1, 2
YIP Ka Lam                            AJA184    Licensed Representative (Provisional Licence)   1
YIP Tai Yuen                          AAG994 Licensed Representative (Provisional Licence)      9
YIU Keung, Ken                        ANH317 Licensed Representative (Provisional Licence)      1, 4, 9
YU Huangyan                           ANH386 Licensed Representative (Provisional Licence)      4
YU Shuk Wah                           ANI930    Licensed Representative (Provisional Licence)   1, 2
YU Yam Lo                             ANH140 Licensed Representative (Provisional Licence)      1, 2
ZENG Xianghua                         AGO912 Licensed Representative (Provisional Licence)      4, 6, 9
ZHAI Jun                              AEW118 Licensed Representative (Provisional Licence)      1, 6
ZHANG Li                              ANK352 Licensed Representative (Provisional Licence)      1
ZHANG Tingting                        ANK348 Licensed Representative (Provisional Licence)      1, 6
ZHANG Wei                             ANJ695 Licensed Representative (Provisional Licence)      1, 4
ZHOU Yu                               AGO880 Licensed Representative (Provisional Licence)      1, 6
ZHU Wendy Wenwen                      AMF185 Licensed Representative (Provisional Licence)      4, 9
ZWAANSTRA Todd David                  ANH002 Licensed Representative (Provisional Licence)      4, 5, 9
BRANWHITE Tanya Elise                 AMM505 Licensed Representative (Temporary Licence)        4
CLAVEL Alex Bernard                   ADS343 Licensed Representative (Temporary Licence)        1
CUSTARD Curtis William                ANJ473 Licensed Representative (Temporary Licence)        1
FELDSCHUH Michael Richard             ANM246 Licensed Representative (Temporary Licence)        1
GRIPPER Russell Raymond               ANN040 Licensed Representative (Temporary Licence)        1
HIGGINS Alan Roger                    ANM134 Licensed Representative (Temporary Licence)        1
HIRAKATA Noriaki                      ANM926 Licensed Representative (Temporary Licence)        1
JAYARAM Uday                          ANE257 Licensed Representative (Temporary Licence)        4
KING Edward Stuart                    ANN780 Licensed Representative (Temporary Licence)        1
KOESTER Andreas Josef Johannes        ANJ471 Licensed Representative (Temporary Licence)        1
LANG Tao Yih, Arthur                  AMS316 Licensed Representative (Temporary Licence)        1
LANGWORTHY Theodore Paul              AJC115 Licensed Representative (Temporary Licence)        1
MAG HUPFL Bernhard                    AMS242 Licensed Representative (Temporary Licence)        1




                                                                      18 of 19
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2006
CE Name                               CE No.    Licence Type                                  Types of Regulated Activity
MAY Christopher Justin                ANM465 Licensed Representative (Temporary Licence)      1
MOMOSE Noriko                         AMU158 Licensed Representative (Temporary Licence)      4
NEER Brian Grant                      AND896 Licensed Representative (Temporary Licence)      1
ONG Hock Soon                         ANE259 Licensed Representative (Temporary Licence)      4
SAUNDERS Philip Gordon Strode         ADB492 Licensed Representative (Temporary Licence)      4
TAYLOR Paul Christopher               ANM462 Licensed Representative (Temporary Licence)      1
TIFFEN Howard Charles                 ANB440 Licensed Representative (Temporary Licence)      1
TOGHER Anthony Michael                ANB173 Licensed Representative (Temporary Licence)      1
WHITE Mark Anthony                    ALI517    Licensed Representative (Temporary Licence)   1
YING Tianhong                         ANM709 Licensed Representative (Temporary Licence)      1, 2
Hachijuni Asia Limited                AAP209 Registered Institution                           1, 6




                                                                     19 of 19

								
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