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TAX LAW

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TAXABLE PAYMENTS

PRIZES AND AWARDS (TAXABLE): Monetary payments for achievement,

performance or a competition unrelated to employment are considered taxable income

to the student. They are not taxable if the recipient chooses to have the prize or award

paid directly to a designated charitable organization. The voucher is coded as 313 for

undergraduate students, 218 for graduate students.



Undergraduate Prizes and Awards: The candidates for the following prizes are

nominated by the department based on academic excellence, and the prize winners are

selected by the Undergraduate Faculty Committee consisting of the Faculty Chair,

Program Director, and nine other faculty members convened for that purpose. These

awards are given out annually at the WWS Class Day ceremony.







SPECIAL PROCEDURES FOR STUDENTS TRAVELING ON INTERNSHIP or FOR

CONDUCTING THESIS RESEARCH



As stated above, payments of all related costs for students going on their summer

internship or conducting research, including thesis research, are taxable. Included are:

• the cost of travel (e.g., airfare, train fare) associated with arriving at the

destination/returning to School;

• the stipend provided for room/board (for unpaid internships);

• the cost of procuring a visa; and

• the cost of immunizations/medications.



Expenses related to traveling for non-course related activities are taxable to the student

and reportable as income. Ideally, the students will make the purchases of travel,

lodging, etc. on their own, and then submit the expenses on a student voucher

coded 313 for undergraduate students, 218 for graduate students.



For graduate students, costs for internships are estimated in advance, and funds

provided to the students before internship, and then reconciled after; for undergraduate

students, a lump sum is provided based on the duration of the internship, and no

reconciliation is required upon return.



Special note for non-resident aliens (NRA): taxes will be withheld from the payments

made to them at the rate of 30%. However, if the student is present in the US on an F,

J, M, or Q visa, then 14% withholding will apply. If a student has a US social security

number and his/her country of residence has a tax treaty with the U.S., then he or she

may be able to claim a partial or full exemption from the income tax withholding by filing

Form 8233. In any event, for any NRA submitting a request for funding for summer

internships, the treasurer's office may need up to 45 days to process the payment and

to ensure that withholding is appropriate, based on the home country.

Coding the vouchers for the advance and expense reports: For each student taking a

WWS-paid internship, the office responsible [either the Undergraduate Program Office

(UPO) or the Office of Graduate Career Services (OGCS)] prepares a budget outlining

the expected expenses for the travel (this may include the anticipated cost of airfare,

stipend amount, visas, inoculations and medicines, as noted below). This budget is to

be attached to a student voucher with information on the student, and any other relevant

information re: the purpose of the trip. The voucher is coded as 313 for undergraduate

students, 218 for graduate students. It is then signed, sent to the Grants Manager in

the WWS Finance Office who signs the voucher and sends it on to the Treasurer's

Office. The Treasurer's Office has been notified to prepare CHECKS for these

students, that the Treasurer’s Office will return to the Grants Manager, who will hand-

deliver them to the UPO or OGCS to, in turn, provide them to the students. This is done

so that the students will have the cash well in advance of the trip. NOTE: FOR

STUDENTS WHO ARE NRAs, IT MAY TAKE UP TO 45 DAYS TO GET THE

ADVANCE, SO THIS PAPERWORK SHOULD BE STARTED AS EARLY AS

POSSIBLE.



Upon receipt of the check the student receives an automatically generated e-mail from

the Treasurer's Office alerting them to the fact that these funds provided are taxable and

that the students must retain records related to their receipt and expenditure of the

funds to support their tax return position. For non-resident aliens, part of the advance

will be withheld by the University (more on this below under "REPORTING AND

WITHHOLDING").



At the end of the summer, in order to satisfactorily complete their summer internship

degree requirement in an unpaid internship, graduate students MUST turn in to the

OGCS a WWS Unpaid Summer 2008 Internship Expense Sheet itemizing what they

have actually spent for airfare, visas, inoculations, and prescriptions (and in the case of

those interning under the Duke-HEI Geneva program for rent) – together with all

receipts -- no later than October 1 (more information on this can be found below – LINK

to section on graduate internships).



Undergraduate students, by contrast, do not have to reconcile funds upon return.



PROCEDURES FOR UNDERGRADUATE STUDENTS CONDUCTING THESIS

RESEARCH



The WWS Undergraduate Program has three funding rounds for thesis research (Fall,

Winter and Summer).



Students in any department, working on a senior thesis topic in public or

international affairs may apply to the Woodrow Wilson School for funding to support

their thesis research during the winter break and over the summer of their junior year.

Students who received research grants for the summer or fall break may apply again.

Funding is available for travel expenses, and for on-site living expenses ($450/week)

associated with this research. Restrictions: Funds for senior thesis research are

normally not available for travel to countries for which the U.S. State Department

has issued travel warnings. For a current list of countries for which travel

warnings have been issued please consult the U. S. State Department web site at

http://travel.state.gov/travel/cis_pa_tw/tw/tw_1764.html



Grants will not be made for photocopying, book or equipment purchases, car rentals,

payments to interview subjects, language study, course work, group research projects,

research done in Princeton, or research done elsewhere as an assistant on a faculty

research project. Travel expenses will not be provided for travel to or from a student’s

home or to conferences.



The granting of awards will depend on the academic merit of the project and the

availability of funds. All applications will be read and reviewed by a faculty committee.

The committee will consider: the merits of the topic and the research plan; the feasibility

of the proposed research and travel plans; the qualifications of the student to do the

work; the necessity of travel to secure the required information; and other relevant

issues. The committee will also review the proposed budget; grants can not always be

provided for the full amount requested.



Students must complete an application – available from the Undergraduate Program

Office -- and return one original and nine copies of the application and all supporting

materials to the Woodrow Wilson School Undergraduate Program Office (114

Robertson) by the deadline specified by the Office, along with the faculty adviser's letter

of recommendation (to be returned under separate cover to the Woodrow Wilson

School Undergraduate Program Office).



Materials required for Senior Thesis Research Funding application:



1. An itemized budget of expected expenses including the total amount of funds

requested. List travel expenses separately. Itemize budget as follows:



Transportation to and from research site

Local on site transportation costs

Living expenses based on $450. a week for room and board



No other expenses are eligible for funding consideration.





2. Project Statement Attach a project statement of not more than two, double-spaced

pages. The application must state the policy question that the research is

intended to answer. This statement should describe your proposed research, the

research methods employed, and the work accomplished to date. You should

indicate the relevance of your research to issues and problems in public and

international affairs, include a precise description of how the funds will be used, and

include a brief bibliography.



3. Planned Itinerary Indicate where you are going, what you plan to do and whom you

will see at the research site. If your research requires access to specific documents,

archives, or agencies, indicate whether you have contacted the appropriate person

at the research location.



4. Qualifications Include languages, quantitative skills, course work or other training or

skills that have prepared you for this research.



5. Faculty Recommendation Ask the Princeton University faculty member who is your

thesis adviser to forward to the Woodrow Wilson School Program Office a detailed

evaluation of your proposed research topic. Your faculty adviser will need to read your

research proposal prior to writing the letter of recommendation. Note that the faculty

adviser's letter is due the same day as the completed application. The faculty member

may submit the recommendation in the form of a letter addressed to the Senior Thesis

Research Funding Committee, 114 Robertson Hall.



PROCEDURES FOR UNDERGRADUATE STUDENTS TAKING SUMMER

INTERNSHIPS



Application process for undergraduate internships



Grants are available for undergraduate WWS students who will be undertaking

substantive internships in governmental or non-profit organizations doing work

in public and international affairs in the U.S or abroad. Substantive internships are

those that involve students in current issues in public policy; they do not include

internships that are primarily focused, on clerical work, fund-raising, or direct service

delivery to patients or clients. Funding also will not be awarded for work on political

campaigns, or as an assistant on a faculty research project. Funding is normally not

available for internships in countries for which the U.S. State Department has issued

travel warnings; (for a current list of countries for which travel warnings have been

issued please consult the U.S. State Department web site at

http://travel.state.gov/travel/cis_pa_tw/tw/tw_1764.html. Successful applications for

funding have been submitted, for example, for substantive work at the U.S. House of

Representatives, the U.S. Department of State, Department of Justice, Amnesty

International, Human Rights First, US Committee for Refugees and Immigrants,

Brookings Institute, and the US AID, Asia and Near Eastern Bureau.



Internships must be unpaid, full-time, and last a minimum of six weeks.

Internship funding is limited. All internships are funded equally, with the amount of the

grant determined by the number of awards. The internship grants are usually between

$3,200 and $4,100. Students who are applying for funding from another Princeton

University affiliated program, must indicate the name of the program and advice the

WWS undergraduate program office if awarded other funding.

Students must complete an application and submit a one-page description of the

internship, in their own words. The description should describe the agency for which

the student will work, define expected duties, and demonstrate the relationship of the

internship to public or international affairs. Before receiving funding, students will have

to produce a letter of commitment from the sponsoring agency that specifies the nature

of the work and the duration of the internship; it should also indicate that the work is

unpaid.



Applications can be obtained from the WWS Undergraduate Program Office.









PROCEDURES FOR GRADUATE STUDENTS TAKING SUMMER INTERNSHIPS



The WWS Office of Graduate Career Services (OGCS) has developed a set of

procedures for internships. These are as follows:



As a reminder, although all monies that WWS provides for unpaid summer internships

are fellowships, the Internal Revenue Service considers them taxable

income. Income taxes will be withheld from payments made to nonresident aliens as

described in “nonqualified scholarships and fellowships.”



For students taking an unpaid summer internship, once the WWS Committee for

Summer Internship Assignments has approved the internship, the student will be told

the level of stipend support WWS will provide based on the UN cost-of-living index for

the country in which s/he will be working -- up to a maximum of $450/week.

For students taking a job in the US, the level will be $450/week, regardless of location.

Students must work a minimum of 10 weeks; WWS support will be provided up to a

maximum of 12 weeks.



An invoice will be processed for travelers in early spring for the total estimated for WWS

support in an unpaid internship. It will include: the stipend; round-trip airfare from

Newark/NY to the place of work; required inoculations and prescribed medication

expenses (more on this, below); and the cost of the visa. The lump sum will be given by

check as soon as the internship has been approved. The student is required to get a

quote from Astor Travel and book their own airfare with them, another travel agent, or

on-line, following the procedures outlined below, once the internship has been

approved. Payment for the airfare, inoculations/medications, and visa will be paid

directly by the student using the money provided; all receipts must be saved. Receipts

are NOT required for the weekly stipend; the only requirement is that the student must

work the amount of time approved, up to a minimum of ten weeks, and must return the

stipend for any weeks not worked (or, alternatively, will get reimbursed for any extra

weeks worked for which a stipend was not provided as part of the advance).

At the end of the summer, in order to satisfactorily complete the summer internship

degree requirement in an unpaid internship, student MUST turn in to OGCS

the WWS Unpaid Summer Internship Expense Sheet available from the WWS

Career Services Office itemizing what was actually spent for airfare, inoculations, and

prescriptions together with all receipts -- NO LATER THAN OCTOBER 1.

Depending on the amount spent on travel, inoculations, visas, and medications, and the

number of weeks on internship, the WWS may owe funds, or the student may owe the

WWS.



International Travel: Procedures for booking international travel: In order to receive

School support for unpaid summer internships overseas, students, must get a quote

from Astor Travel for the least expensive flights on the dates of travel. As Astor Travel

charges WWS a fee for this quote, students are allowed to get only one quote from

them so should be sure to have the exact dates of travel confirmed before contacting

Astor Travel. Astor Travel's contact information is:



Astor Travel, a Tzell Travel Affiliate, 119 W. 40th Street, New York, NY

The people to contact there are either: Marie Mazzei or Donna Laurino.

E-mail addresses: mariem@tzell.com and donnal@tzell.com

Telephone: (212) 302-4692 -- or toll free during business hours in the

continental U.S. (877) 536-8432 x 155 (Marie); x195 (Donna).



The School CANNOT pay Astor Travel or any other travel agent directly for student

airfare; students must pay for their own flights out of the lump sum money provided in

advance.



For students wishing to make other stops in other locations than the place of

employment, or who wish to depart or return to locations other than Newark/NY, this is

possible -- but the WWS will only reimburse for the amount of the quote for the direct

flights from Newark/NY that Astor Travel provided ( unless, of course, the actual flights

cost less than this quote).



Students should ask the travel agent about an application for a Student I.D. Card. This

card entitles students to less expensive rail transportation fares and accommodations in

some parts of the world.



Students should make sure to provide their employers with departure and arrival

times for overseas assignments. This is particularly important for those working at

U.S. Embassies and Missions, since a member of the post staff is usually assigned to

meet student employees at the airport.



Domestic Travel (U.S.- Based Internships) The School will pay for the least

expensive way of getting from Princeton to the work destination for students on an an

unpaid internship in the U.S. For those working in New York City, Philadelphia, New

Jersey, or Washington, DC, this will be rail fare. For those working in other cities in the

U.S., this may mean airfare. If airfare, students must follow the same procedure as

those flying international in terms of contacting Astor Travel to get a quote for the airfare

cost.



Health information (Overseas Internships) The WWS will cover the cost of the

inoculations and other medications needed in order for students to perform

overseas summer internships. In order for this to happen, students must meet with

Helen Ackley, Nurse Practitioner & Coordinator of the Travel & Immunization Service, at

McCosh Health Center at Princeton University (hackley@princeton.edu). Helen will

provide to the student a list of required shots and the cost of each. Upon receiving the

inoculations, students must pay for same by cash, check, or credit card and obtain a

receipt for submitting upon return from the internship. Helen will also provide a

prescription for any medications necessary to take for the travel to the country of the

internship. Again, students must save the receipts after obtaining the medications. It

may be possible that these shots and/or medications are paid for by the student's

Princeton Health Insurance program; students are requested to investigate this and

obtain coverage from the University insurance program before paying for these out of

the advance provided.





EXPENSE REPORTING FOR OTHER STUDENT EXPENSES



PAYMENTS TO NON-ENROLLED STUDENTS

At the WWS, payments to non-enrolled students generally fall into two categories:

students whom we have recruited for admission into the graduate program and wish to

host (payments are non-taxable); and students who are a part of the Junior Summer

institute (payments are taxable). There are different procedures for these two types of

students.



MINORITY HOSTING WEEKEND

Funding provided to students who are coming to Princeton but who are not

enrolled here yet whom we are recruiting to matriculate – e.g., during the minority

hosting weekend – is NOT subject to taxation and withholding. Recruiting

students is a business expense of the University and, therefore, is not a

scholarship or fellowship subject to taxation and withholding. The students

reimbursed for such expenses should submit a Business Expense Report, with

original receipts attached; all transportation should be charged to account code

275.



JUNIOR SUMMER INSTITUTE (JSI)

Funding provided to students who are coming to Princeton as a part of the Junior

Summer Institute (JSI) is subject to taxation and withholding. For these students,

the office inviting them (i.e., in the case of JSI, the GPO) must manage the

preparation of the funding to the students, obtaining the 8233s for submission to

the payroll office, and preparing letters to the students explaining that they are

being provided funds that are taxable income.

JSI procedures: In the case of JSI, the payments to students are usually made in

several parts: a stipend, which is the same amount given to each student to

cover housing and food costs while they are at Princeton; a travel allowance to

cover travel to/from the program; and misc. payments made BY the school on

behalf of the student to conference services or others for food, misc.

travel/entertainment costs, use of the gym, etc.



The stipend is $1,850 for the six weeks of the program. The vouchers are

prepared by the GPO, and submitted to the WWS Financial Management Office

for processing prior to being sent to the Treasurer’s office, who then prepare the

checks AND the letter to the students outlining the taxability of the payments.



In addition, the GPO generally pays a lump sum of funds on behalf of the

students to University Conference Services to cover all food and other related

expenses for the students while they are on campus. The GPO also provides a

$500 travel allowance per student (to/from program); most of these costs are

paid directly to Deluxe Travel who arranges for the travel for the students but, in

some cases, they are reimbursed directly to the student. The GPO also arranges

for the students to attend various entertainment functions, which the GPO pays

for directly.



At the end of the JSI program, the GPO will estimate all of the expenses that it

has paid on behalf of all students – including travel, University conference

services, entertainment, etc. – divide it by the number of students, and calculate

a total taxable expense per student. NOTE: This amount does NOT include the

stipend amount.



The GPO will then prepare a letter to each student at the end of the program,

explaining the estimated amount that the program paid on their behalf, and that it

is taxable to them





REPORTING AND WITHHOLDING



The procedures for reporting and withholding related to payments to students depends

on whether the students are US Citizens/resident aliens, or non-resident aliens. The

different procedures are outlined below.



U.S. Citizens and Resident Aliens: The IRS considers “non-qualified” fellowships and

scholarships to be taxable income, reportable by the recipient, on his/her personal tax

return. It is the responsibility of the recipient (and NOT the University), to report

taxable non-qualified fellowship or scholarship payments to IRS. In other words, the

University neither reports on nor withholds income on non-qualified, taxable income

provided to them. The University will provide notification upon issuance of a check to

the student, alerting them to the fact that the funding provided to them could be taxable,

, and that it is their responsibility to maintain records related to the payment and

properly report taxable payments on their tax return. Sample:



You recently received a payment that is taxable as a nonqualified scholarship and

should be reported as income. Specific information can be found in the PDF attachment

to this email. Please keep a copy of the attached letter for your tax records. If a reply is

necessary, it should be made to me at mailto:invoices@princeton.edu. [Johnny Jones

should review this]



Non-Resident Aliens (NRAs): Non-resident aliens (NRAs) are subject to income tax

withholding from nonqualified scholarship or fellowship amounts paid to them. The

University will report the withholding of these taxes and the amount of the payment to

the IRS and to the student on Form 1042-S. The University is required to withhold tax

at the rate of 30% unless the student provides documentation of their visa/tax

treaty status (F, J, M, or Q visa) -- which could reduce the withholding rate to 14% or

the student has a social security number and can claim a partial or full exemption under

a tax treaty on Form 8233. IRS Publication 901 spells out in more detail information

about tax treaties and includes an updated list of countries with tax treaties. It can be

found at http://www.irs.gov/pub/irs-pdf/p901.pdf. Information for students themselves

about the US Tax Guide and implications for them can be found in IRS Publication 519,

US Tax Guide for Aliens, which can be found at http://www.irs.gov/pub/irs-

pdf/p519.pdf.



To claim a tax treaty benefit, nonresident alien students must file Form 8233 with

the Princeton University Treasurer’s Office at least 30 days prior to when they expect to

receive their payment. The form can be downloaded from this site --

http://www.irs.gov/pub/irs-pdf/i8233.pdf and instructions can be found

at http://www.irs.gov/pub/irs-pdf/i8233.pdf.





For students who cannot claim a tax treaty benefit the student voucher should indicate

that the student holds an F, J, M or Q visa or their payments will be subject to 30%

withholding tax.



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