Largest Broker Dealers
Ranked by number of licensed agents in Arkansas
Firm No. of Registered Net Worth
Address Representatives Fiscal Year End
Phone Arkansas Contact Headquarters Arkansas Offices and Remote Offices if Arkansas-based Main Products or Services
1 Stephens Inc. 295 $114,161,000 Conway, Fayetteville, Hot Springs, Little Rock; Atlanta; Austin, TX; Full-service broker, underwriter, investment
111 Center St. Warren Stephens 12/31/2006 Boston; Baton Rouge, LA; Charlotte, NC; Chicago; Columbia, SC; Dallas; banker, financial adviser, corporate, stocks,
Little Rock 72201, (501) 377-2000 Little Rock Houston; Jackson, MS; London; Memphis, Nashville, TN; New Haven, bonds, government, municipal bonds, mutual
CT; New York; Oklahoma City; Richmond, VA; St. Petersburg, FL; funds, insurance, joint ventures, options,
Washington, DC futures
2 Edward Jones 168 $910,551,000 Alma, Arkadelphia, Ashdown, Barling, Batesville, Bella Vista, Benton, Full-service broker, annuities, certificates of
29 E. Main St. Mark Wiley 12/31/2006 Bentonville, Berryville, Blytheville, Booneville, Bryant, Bull Shoals, deposit, mutual funds, tax-free bonds, stocks,
Magnolia 71753, (870) 234-7902 St. Louis Cabot, Camden, Charleston, Cherokee Village, Clarksville, Clinton, government bonds, college cost calculations,
Conway, Crossett, El Dorado, Eureka Springs, Fairfield Bay, Fayetteville, IRA calculations, retirement plans
Fordyce, Forrest City, Fort Smith, Gravette, Greenwood, Harrison, Heber
Springs, Hope, Hot Springs, Hot Springs Village, Jacksonville,
Jonesboro, Little Rock, Magnolia, Malvern, Marion, Mena, Monticello,
Morrilton, Mountain Home, Mountain View, Nashville, Newport, North
Little Rock, Ozark, Paragould, Paris, Pine Bluff, Pocahontas, Prairie
Grove, Rogers, Russellville, Searcy, Sheridan, Sherwood, Siloam
Springs, Springdale, Stuttgart, Texarkana, Van Buren, Walnut Ridge,
West Memphis, White Hall, Wynne
3 AG Edwards 124 Full-service broker, underwriter, investment
$1,690,739,000 Bella Vista, Berryville, Blytheville, Conway, El Dorado, Fayetteville, Fort
12921 Cantrell Road, Suite 400 Rob Pietroburgo 2/28/2007 Smith, Harrison, Holiday Island, Hot Springs, Hot Springs Village, banker, corporate, stocks, bonds,
Little Rock 72223, (501) 664-9135 St. Louis Jonesboro, Little Rock, Mountain Home, Pine Bluff, Rogers, government, municipal bonds, mutual funds,
Russellville, Siloam Springs, Springdale life insurance, estate planning, annuities,
commodities, financial planning, retirement
planning
4 Crews & Associates 117 $22,295,949 Cabot, Clarksville, Conway, Fayetteville, Heber Springs, Little Rock, Full-service broker, underwriter, investment
521 President Clinton Ave., Suite 800 Rush Harding 12/31/2006 Maumelle, Mountain Home, Mountain View, Searcy, Springdale, Baton banker, municipal, corporate, U.S.
Little Rock 72201, (501) 907-2000 Little Rock Rouge, LA; Charleston, WV; Dallas; Montgomery, AL; Morgantown, WV government and agency bonds, stocks,
mutual funds, tax credits, financial adviser,
real estate syndications, participations
5 Merrill Lynch & Co. Inc. 110 $5,438,000,000 Conway, Fort Smith, Hot Springs, Jonesboro, Little Rock, Rogers Financial planning, asset management,
2200 N. Rodney Parham Road, Suite 300 Edward J. Grimpe 12/29/2006 mortgage lending, corporate lending, banking
Little Rock 72212, (501) 312-7200 New York and personal credit service, investment
banking, insurance and annuities, estate
planning and trust services, corporate and
individual retirement plans
6 Morgan Stanley & Co. Inc. 69 $5,519,488,000 Fayetteville, Hot Springs, Jonesboro, Little Rock Full-service broker, underwriter, investment
401 W. Capitol Ave., Suite 101 Heath Harper 11/30/2006 banker, corporate stocks, bonds, government,
Little Rock 72201-3401, (501) 377-3300 New York mutual funds, real estate syndications,
participations, commodities, foreign stocks,
insurance
7 Morgan Keegan & Co. 62 $667,768,858 Arkadelphia, Benton, Bryant, Cabot, Conway, El Dorado, Fort Smith, Hot Full-service broker, underwriter, investment
100 Morgan Keegan Drive Bob Dudley 12/31/2006 Springs, Hot Springs Village, Jonesboro, Little Rock, North Little Rock, banker, financial adviser, corporate, stocks,
Little Rock 72203, (501) 666-1566 Memphis Rogers, Russellville, Searcy, Texarkana bonds, government, municipal bonds, mutual
funds and Regions Bank services
8 Arvest Asset Management 61 $4,000,000 Bella Vista, Benton, Bentonville, Berryville, Cabot, Conway, Eureka Retirement planning; investment management
201 W. Walnut Calvin Jarrett 12/31/2006 Springs, Fayetteville, Fort Smith, Gravette, Harrison, Hot Springs, Little services; full-service brokerage offering
Rogers 72757, (479) 621-1832 Rogers Rock, Lowell, Morrilton, Mountain Home, North Little Rock, Prairie stocks, bonds, mutual funds and annuities.
Grove, Rogers, Siloam Springs, Springdale, Sherwood, Tontitown; Discount brokerage; insurance and trust
Bartlesville, Broken Arrow, Duncan, Edmond, Del City, Lawton, products and services
Muskogee, Norman, Oklahoma City, Poteau, Shawnee, Talequah, Tulsa,
Vinita, Yukon, OK; Joplin, Springfield, MO
9 Ameriprise Financial Services Inc. 60 $519,877,000 Batesville, Bella Vista, Bentonville, Bryant, Cabot, Fort Smith, Full-service financial planning, stocks, bonds,
11 Corporate Hill Drive Bob Petrick and 12/31/2006 Fayetteville, Harrison, Hot Springs, Hot Springs Village, Jonesboro, mutual funds, REITs, certificates, insurance,
Little Rock 72205, (501) 537-1100 Matt Morrison Minneapolis Little Rock, Magnolia, Maumelle, North Little Rock, Texarkana, West fixed and variable annuities, retirement plans
Memphis
10 Smith Barney (Citigroup Global Markets) 56 $10,833,000,000 Fort Smith, Hot Springs, Hot Springs Village, Jonesboro, Little Rock, Full-service broker, underwriter, investment
2200 N. Rodney Parham Road, Suite 100 Tom Mack 12/31/2006 Malvern, Rogers banker, financial adviser, corporate, stocks,
Little Rock 72212, (501) 221-6100 New York bonds, government, municipal bonds, mutual
funds, real estate syndications, participations,
commodities, insurance, annuities
11 Oppenheim, a division of BOSC Inc. 37 $307,030,230 Little Rock Full-service broker, underwriter, investment
4220 N. Rodney Parham Road, Suite 300 Meredith Watson; 12/31/2006 banker, corporate, stocks, bonds, government
Little Rock 72212, (501) 227-3200 Don Robb and Tulsa and agency bonds, municipal bonds,
Field Wasson insurance, annuities, derivatives, mutual
funds, real estate syndications, participations,
financial planning, money management
12 Sterne Agee & Leach 27 $38,692,107 Fort Smith, Little Rock Full-service broker and investment services
11300 Cantrell Road, Suite 101 John Lynch 9/30/2006
Little Rock 72202, (501) 374-8276 Birmingham, AL
13 UBS Financial Services Inc. 21 $2,388,223,000 Little Rock Full-service broker, annuities, certificates of
10800 Financial Centre Parkway Barry Newcomb 12/31/2006 deposit, mutual funds, tax-free bonds, stocks,
Little Rock 72211, (501) 221-2133 Zurich, Switzerland government bonds, college cost calculations,
IRA calculations, retirement plans, lending and
mortgage
13 Wachovia Securities LLC 21 $2,017,023 Little Rock Full-service broker, financial planning, asset
16101 LaGrand Drive, Suite 105 Lyle Cogbill 12/31/2006 management, securities brokerage services
Little Rock 72223, (501) 821-8831 Richmond, VA
15 American Municipal Securities 17 $2,281,557 Fayetteville, Little Rock Full-service broker, underwriter, investment
11 Corporate Hill Drive, Suite 102 Larry Furrer; 12/31/2006 banker, government and municipal bonds,
Little Rock 72205, (501) 224-4435 Michael Tognetti St. Petersburg, FL stocks, bonds, mutual funds
and Bick Satterfield
15 St. Bernard Financial Services 17 $16,438 Arkadelphia, Blytheville, Conway, Fayetteville, Little Rock, Monticello, Full-service broker, financial advisory
2621 W. Main St., Suite 6 Robert Keenan, 12/31/2006 North Little Rock, Russellville, Springdale; Orange, CT; Monroe, NY; services, asset management, investment
Russellville 72801, (479) 967-1200 CEO Russellville Cedaredge, CO banking
17 Delta Trust Investments Inc. 12 $1,000,182 Bella Vista, Little Rock Full-service broker and investment services
11700 Cantrell Road French Hill and 12/31/2006
Little Rock 72223, (501) 907-2280 Fred Eason Little Rock
Sources: The firms and Arkansas Securities Department Researched by Mark Friedman