SEC Rule 11Ac1-6 Report of
Track Data Securities Non-directed Orders from 10/1/04 to 12/31/04
Percentage of Total Customer Orders that were Non-directed for each Section
Section Percentage
NASDAQ 23.23%
NYSE 32.84%
AMEX 19.86%
OPTIONS 20.33%
Percentage of Total Non-Directed Orders for a section per order type
Section Type of Order Percentage
NASDAQ Market 29.02%
Limit 65.18%
Other 5.80%
NYSE Market 41.36%
Limit 54.17%
Other 4.47%
AMEX Market 21.22%
Limit 76.10%
Other 2.68%
Options Market 7.87%
Limit 91.90%
Other 0.23%
Percentage of Non-directed orders for each venue in each section
Section Venue Percentage
NASDAQ
NITE 44.56%
TRAC 42.67%
INET 6.49%
ARCA 1.71%
BRUT 1.61%
SCHB 1.55%
SIZE 0.41%
BTRD 0.20%
GSCO 0.12%
GVRC 0.10%
(other venues) 0.58%
NYSE
TMRK 92.49%
OES 3.44%
ARCA 1.36%
NYFI 1.26%
INET 0.75%
ABNL 0.69%
BRUT 0.02%
TRAC 0.01%
AMEX
TMRK 77.92%
INET 10.08%
OES 5.38%
ABNL 3.43%
ARCA 3.17%
BRUT 0.03%
Options
ABNO 49.49%
NITO 27.43%
ERNS 22.08%
(other) 0.99%
Percentage of Order Type by Venue
Type of Order Venue Percentage
Market Order
NITE 52.56%
TMRK 41.20%
SCHB 1.78%
ABNO 1.61%
NITO 1.07%
ERNS 0.89%
OES 0.66%
GSCO 0.21%
ARCA 0.01%
NYFI 0.01%
Limit Order
TRAC 30.34%
TMRK 23.48%
NITE 13.47%
ABNO 9.42%
INET 6.46%
NITO 5.12%
ERNS 4.10%
ARCA 2.20%
OES 1.51%
BRUT 1.32%
(other venues) 2.58%
Other
TRAC 67.96%
TMRK 28.58%
NITE 1.92%
OES 0.74%
ERNS 0.40%
NITO 0.28%
ABNL 0.09%
NYFI 0.06%
BRUT 0.03%
INET 0.03%
Payment for order flow information:
Track Data Securities Corp. maintains the following payment for order flow arrangements:
INET - standard rebate of $0.002 per share
BRUT - standard rebate of $0.002 per share
ARCA - standard rebate of $0.002
INCA - standard rebate of $0.002
TRAC - standard rebate of $0.0025 per share
DATA - standard rebate of $0.001 per share