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Vicentiu Covrig FIN303







Cost of Capital

(chapter 10)









1

Vicentiu Covrig FIN303

What sources of long-term capital

do firms use?





Long-Term Capital



Long-Term Debt Preferred Stock Common Stock



Retained Earnings New Common Stock









2

Vicentiu Covrig FIN303

Calculating the weighted average

cost of capital

WACC = wdrd(1-T) + wprp + wcrs

The w’s refer to the firm’s capital structure weights.

 d: debt; p: preferred; c: common equity

 T: tax rate

 The r’s refer to the cost of each component.





We will ignore the preferred stock. You DON’T have to prepare preferred

stock for the Final exam.

WACC = wdrd(1-T) + wcrs without prefer stock



Ex. Capital structure of a firm might be 300m. in debt and 700m. in common

stock. Calculate the weight of each security.

wd= 0.3; and wc = 0.7

3

Vicentiu Covrig FIN303

Component cost of debt

WACC = wd rd(1-T) + wcrs



 rd is the marginal cost of debt capital.

 The yield to maturity on outstanding long-term debt is often used

as a measure of kd.

 Why tax-adjust, i.e. why rd(1-T)?









4

Vicentiu Covrig FIN303

A 15-year, 12% semiannual coupon bond sells for

$1,153.72. What is the cost of debt (rd)?





 Remember, the bond pays a semiannual

coupon, so rd = 5.0% x 2 = 10%.





INPUTS 30 -1153.72 60 1000

N I/YR PV PMT FV

OUTPUT 5



5

Vicentiu Covrig FIN303

Component cost of equity

WACC = wdrd(1-T) + wc rs

 rs is the cost of common equity



 CAPM: ks = kRF + (kM – kRF) β

If the kRF = 7%, RPM = 6%, and the firm’s beta is 1.2, what’s the

cost of common equity based upon the CAPM? 14.2%



 DCF: ks = D1 / P0 + g

^ D1

[ This formula above is a rearrangement of P0  ]

ks - g

If D0 = $4.19, P0 = $50, and g = 5%, what’s the cost of common

equity based upon the DCF approach? 13.8%



6

Vicentiu Covrig FIN303

What is the firm’s WACC?

Tax rate = 40%

WACC = wdkd(1-T) + wpkp + wcks

= 0.3(10%)(0.6) + 0.1(9%) + 0.6(14%)

= 1.8% + 0.9% + 8.4%

= 11.1%









7

Vicentiu Covrig FIN303

What factors influence a company’s

composite WACC?

 Market conditions.

 The firm’s capital structure and dividend policy.

 The firm’s investment policy. Firms with riskier

projects generally have a higher WACC.









8

Vicentiu Covrig FIN303

Should the company use the composite

WACC as the hurdle rate for each of its

projects?

 NO! The composite WACC reflects the risk of an

average project undertaken by the firm. Therefore, the

WACC only represents the “hurdle rate” for a typical

project with average risk.

 Different projects have different risks. The project’s

WACC should be adjusted to reflect the project’s risk.









9

Vicentiu Covrig FIN303



Exam type question

Wyden Brothers has no retained earnings. The company uses the CAPM to

calculate the cost of equity capital. The company’s capital structure consists

of common stock and debt. Which of the following events will reduce the

company’s WACC?

a. A reduction in the market risk premium. *

b. An increase in the company’s credit risk.

c. An increase in the company’s beta.

d. An increase in expected inflation.









10

Vicentiu Covrig FIN303



Exam type question

Billick Brothers is estimating its WACC. The company has collected the following

information:

Its capital structure consists of 40 percent debt and 60 percent common equity.

The company has 20-year bonds outstanding with a 9 percent annual coupon that

are trading at par.

The company’s tax rate is 40 percent.

The risk-free rate is 5.5 percent.

The market risk premium is 5 percent.

The stock’s beta is 1.4.

What is the company’s WACC?

a. 9.71%

b. 9.66% *

c. 8.31%

d. 11.18%







11

Vicentiu Covrig FIN303

Learning objectives

 Know how to calculate the WACC based on the equity and debt components

 Discuss several factors that can affect the composite cost of capital (see slide 8)

 Cost of preferred (section 10.4), and sections 10.6, 10.9 and 10.10 will NOT be on

the exam

 Recommended end-of-chapter problems: 10-1,10-3, 10-4 (without floatation),

10-8









12


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