NATO ORGANIZATION AND WORKING METHODS presented by Dr. Bernd A. Goetze Secretary of the North Atlantic Council KIEV, 6 February, 2004
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THE OBJECTIVE OF THIS LECTURE IS TO PRESENT:
• NATO’S ORIGINS, ORGANISATION, CORE FUNCTIONS AND WORKING METHODS • THE ALLIANCE’S CONSULTATIVE DECISIONMAKING PROCESS • ROLES AND FUNCTIONS OF NATO ORGANISATIONAL ELEMENTS • THE INTERDEPENDENCE OF NATIONAL INTERESTS AND ORGANISATIONAL OBJECTIVES • NATO TRANSFORMATION
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CORE FUNCTIONS
• POLITICAL-MILITARY ORGANISATION • BASED ON NORTH ATLANTIC TREATY (WASHINGTON, 4 APRIL 1949) • CREATED WITHIN FRAMEWORK ART. 51 UN CHARTER • SAFEGUARD FREEDOM AND SECURITY • MUTUAL COOPERATION AMONG SOVEREIGN STATES • INDIVISIBILITY OF SECURITY MEMBERS • SOLIDARITY AMONG MEMBERS • INDIVIDUAL LIBERTY AND RULE OF LAW
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COMMITMENT BY ALLIES • PEACEFUL AND FRIENDLY RELATIONS AND TO PROMOTING CONDITIONS OF STABILITY AND WELL-BEING • SETTLE, IF POSSIBLE, INTERNATIONAL DISPUTES BY PEACEFUL MEANS, BY NEGOTIATIONS
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ARTICLE 4 OF THE NORTH ATLANTIC TREATY
• ….”THE PARTIES WILL CONSULT TOGETHER WHENEVER, IN THE OPINION OF ANY OF THEM, THE TERRITORIAL INTEGRITY, POLITICAL INDEPENDENCE OR SECURITY OF ANY OF THE PARTIES IS THREATENED.”
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ARTICLE 5 OF THE NORTH ATLANTIC TREATY • “…. ARMED ATTACK AGAINST ONE … SHALL BE CONSIDERED AN ATTACK AGAINST THEM ALL AND ….EACH OF THEM … WILL ASSIST THE PARTY OR PARTIES SO ATTACKED BY TAKING FORTHWITH … SUCH ACTION AS IT DEEMS NECESSARY, INCLUDING THE USE OF ARMED FORCE …”
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ARTICLE 5 OF THE NORTH ATLANTIC TREATY
(CONTINUED)
• LINK TO UNITED NATIONS
• INVOCATION OF ARTICLE 5 AFTER 11 SEPTEMBER 2001
• AT NATO’S DISPOSAL, POLITICAL, DIPLOMATIC, ECONOMIC, MILITARY MEASURES • INTER-GOVERNMENTAL ORGANIZATION
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THE NORTH ATLANTIC COUNCIL
ALL NATO NATIONS
REYKJAVIK BUDAPEST ATHENS BERLIN ROME LUXEMBOURG THE HAGUE OSLO
PARIS
COPENHAGEN
WARSAW
LISBON MADRID
PRAGUE ANKARA OTTAWA BRUSSELS LONDON WASHINGTON
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NORTH ATLANTIC COUNCIL
(CONTINUED)
• DERIVES AUTHORITY FROM NORTH ATLANTIC TREATY • EQUAL RIGHTS FOR ALL 19 MEMBER STATES • DECISION BY CONSENSUS • POLITICAL AND POLITICAL-MILITARY SECURITY MATTERS
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NORTH ATLANTIC COUNCIL
(CONTINUED)
DEFENCE PLANNING COMMITTEE
• DEFENCE POLICY AND PLANNING MATTERS • INTEGRATED MILITARY STRUCTURE • FRANCE INVOLVED IN PEACE KEEPING NUCLEAR PLANNING GROUP
• POLICY ISSUES ON NUCLEAR MATTERS AND FORCES
• FRANCE DOES NOT PARTICIPATE
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NORTH ATLANTIC COUNCIL
(CONTINUED)
LEVELS OF MEETINGS
• • • • Heads of State and Government (Summits) Ministers of Foreign Affairs (2 x year) Ministers of Defence (3 x year) Permanent Session (Ambassadors) - Tuesday - Informal (no decision-making)
- Wednesday - Formal (decision-making)
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NORTH ATLANTIC COUNCIL
(CONTINUED)
OTHER FORA: • EAPC • EAPC, SFOR/KFOR FORMAT • NRC • NUC • 19+1 • SEEI (19+7) • EU
• (1 x month) • (when required) • (1 x month) • (6 x year)
• (on request by Partners) • (when required) • (1 x month)
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DECISION MAKING BODIES
DEFENCE PLANNING COMMITTEE
NORTH ATLANTIC COUNCIL
NUCLEAR PLANNING GROUP
-/- France
-/- France
MILITARY COMMITTEE
NAC - HOSG - MFAs - MODs - PERMREPs
COMMITTEES
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NAC/DPC FUNCTIONS • PROVIDE FOCAL POINT FOR EXCHANGE OF INTELLIGENCE, INFORMATION AND OTHER DATA • ACT AS A FORUM FOR CONSULTATIONS • SERVE AS FORUM TO TAKE COLLECTIVE DECISIONS
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INTERNATIONAL STAFF
OFFICE OF THE SECRETARY GENERAL
PRIVATE OFFICE SECRETARY OF THE COUNCIL(1)
ASG FOR POLITICAL AFFAIRS
ASG FOR DEFENCE POLICY & PLANNING
ASG FOR DEFENCE INVESTMENT
ASG FOR ASG FOR EXECUTIVE MANAGEMENT PUBLIC DIPLOMACY
ASG FOR OPERATIONS
CHAIRMAN CIVILIAN BUDGET COMMITTEE
DIRECTOR OF NATO OFFICE OF SECURITY
CHAIRMAN INTERNATIONAL BOARD OF AUDITORS
(1)Operational
direction from the SG Administrative support from ASG ExecMgmt
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INTERNATIONAL STAFF
(CONTINUED)
ROLE IN FACILITATING DECISIONS
• DRAFT COMMUNIQUÉS • PREPARE POLICY RECOMMENDATIONS • DRAFT CONSULTATION AND DECISION DOCUMENTS • CHAIR NAC AND COMMITTEES • FOLLOW-UP ACTIONS • DECISION SHEETS AND SUMMARY RECORDS • NEGOTIATIONS • PREPARE, CO-ORDINATE DEFENCE PLANNING PROCESS
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ROLE OF THE MILITARY COMMITTEE • PROVIDES MILITARY ADVICE TO THE NORTH ATLANTIC COUNCIL (NAC) • DEVELOPS MILITARY PLANS AT REQUEST OF NAC • TRANSLATES NAC DECISIONS INTO OPERATIONAL GUIDANCE FOR THE NATO STRATEGIC COMMANDERS • MILITARY COMMITTEE HAS NO COMMAND FUNCTIONS
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INTERNATIONAL MILITARY STAFF
NATO HQ C3S
DIRECTOR IMS
SITCEN
SUPPORT ACTIVITIES
PERSONNEL
COOPERATION & REGIONAL SECURITY
INTELLIGENCE
LOGISTICS, ARMAMENTS AND RESOURCES
OPERATIONS
PLANS AND POLICY
CAPABILTITY COORDINATION CELL
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THE STRATEGIC COMMANDERS • SUPREME ALLIED COMMANDER OPERATIONS
(Mons - Belgium)
• SUPREME ALLIED COMMANDER TRANSFORMATION (Norfolk, Virginia, USA)
– DIRECT OPERATIONAL ADVICE TO THE NAC WHEN REQUESTED – PLANS NORMALLY TO THE COUNCIL THROUGH MILITARY COMMITTEE
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NATO HEADQUARTERS FACILITIES
• HQ BUILDING CONSISTING OF: – CONFERENCE CENTRE – COMMON FACILITIES – STAFF CENTRE OFFICE BUILDINGS FOR:
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NATIONAL DELEGATIONS (CIVIL AND MILITARY)
• INTERNATIONAL STAFF • INTERNATIONAL MILITARY STAFF (TOTAL COMPLEMENT = APPROX. 3200 INTERNATIONAL STAFF = APPROX. 1150)
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NATO COMMUNICATIONS
• TELEGRAPH AUTOMATIC RELAY EQUIPMENT WHICH LINKS USERS, INCLUDING NATO HQ, NATO CAPITALS AND THE TWO STRATEGIC NATO COMMANDS • NATO AND NATIONAL SATELLITES • IN-HOUSE COMPUTER SYSTEM LINKS IS, IMS, DELEGATIONS AND SCs; IN FUTURE, CAPITALS AS WELL • THE INITIAL VOICE SWITCHED NETWORK (IVSN) LINKS CIVIL AND MILITARY USERS THROUGHOUT THE ALLIANCE PROVIDING SECURE (AND NON-SECURE) VOICE COMMUNICATIONS (TELEPHONE) • EACH DELEGATION HAS ITS OWN MEANS OF COMMUNICATION
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NATO SITUATION CENTRE
• RECEIPT, EXCHANGE AND DISSEMINATION OF POLITICAL, ECONOMIC AND MILITARY INTELLIGENCE AND INFORMATION • ASSURES A SEVEN-DAY, 24-HOUR, POINT OF CONTACT AT NATO HQ • FURNISHES FACILITIES FOR SPECIALISED BRIEFINGS ON SHORT NOTICE
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CONSENSUS DECISION-MAKING
COMPLICATED AND SOMETIMES TIME CONSUMING
• DIFFERENT EXECUTIVE, LEGISLATIVE RELATIONS • PROCESS OF INSTRUCTION FROM CAPITALS • COMPLEX AND IMPORTANT ISSUES • 19 NATIONS WITH DIFFERENT HISTORIC BACKGROUNDS AND PERSPECTIVES • INTERACTION WITH OTHER ORGANISATIONS • DIFFERENT INFORMATION AND INTELLIGENCE
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CONSENSUS DECISION-MAKING
(CONTINUED)
• WAYS TO ACCELERATE PROCESS:
– DISTRIBUTE ALL AVAILABLE INFORMATION AND INTELLIGENCE TO ALL ALLIES (SITCEN AND COMMS) – DISTRIBUTE NATIONAL VIEWS TO ALL OTHER NATIONS – TABLE PROPOSALS – EFFECTIVE CHAIRMANSHIP – WILLINGNESS TO COMPROMISE
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CONSENSUS DECISION-MAKING
(CONTINUED)
• WHY IS NATO SUCCESSFUL?
– COMMON RECENT HISTORY, BACKGROUND, EXPERIENCE – BELIEF THAT NATO IS WORTHWHILE AND NECESSARY: PARTNERS/ASPIRING NATIONS – NATO IS CHANGING AND ADAPTING – ROLE IN THE BALKANS AND AFGHANISTAN – MEMBERSHIP ACTION PLAN – RELATIONSHIP OTHER INTERNATIONAL ORGANISATIONS – TRANSATLANTIC LINK – STRATEGIC RELATIONSHIP WITH EU – COLLECTIVE RESPONSE TO 11 SEPTEMBER 2001 TERRORIST ATTACK ON THE USA
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CONSENSUS DECISION-MAKING
(CONTINUED)
WHY KEEP CONSENSUS DECISION-MAKING?
• POLITICAL AND CONSULTATION RIGHTS • NO EXCLUSION FROM CONSENSUS DECISIONMAKING PROCESS • ENSURE INDIVIDUAL INTEREST • COMMON SHARING OF RESPONSIBILITY FOR DECISIONS AND ACTIONS MAIN CHARACTERISTIC WILLINGNESS TO FORGE CONSENSUS
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QUESTIONS?