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Energy Efficiency Updates for IEA Countries

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Energy Efficiency Updates for IEA Countries
Energy

IEA Efficiency

Update





AUSTRALIA Updated June 2003



BACKGROUND



Energy On 15 August 2002, the Australian government announced its agenda for the

and the development of a forward strategy on climate change, and elaborated the key

Environment elements on which that strategy will be based. The major aspects of this

announcement included:



The government’s commitment to develop and invest in domestic programmes

to meet the Kyoto target of limiting greenhouse emissions to 108% of 1990

levels over the period 2008 to 2012.

A climate change agenda focusing on the short term (next few years) and the

longer-term (20 to 30 years).

The development of the strategy to be supported and informed by dialogues

with state and territory governments, industry and community groups and

underpinned by four key elements:

− striving for a more comprehensive global response to climate change;

− maintaining a strong and internationally competitive economy with a lower

greenhouse signature;

− pursuing a policy balance between flexibility and certainty that allows key

decisions on investment and technology development, and also

emphasises cost-effectiveness; and

− policies and programmes that assist adaptation to the consequences of the

climate change that is already unavoidable.



The Ministerial Council on Energy (MCE), which comprises energy ministers from

all Australian States and Territories and the Commonwealth, was formed in June

2001. MCE’s objectives are:



To provide national oversight and co-ordination of policy development to

address the opportunities and challenges facing Australia's energy sector into

the future.

To provide national leadership so that consideration of broader convergence

issues and environmental impacts are effectively integrated into energy sector

decision-making.



As a further commitment to progressing energy efficiency, MCE established the

Energy Efficiency and Greenhouse Working Group, which consists of all Australian

jurisdictions. The group’s charter is to provide strategic advice on policy direction

and programme delivery to significantly enhance energy end-use efficiency. A key

task for the group is the development of a comprehensive National Framework for

Energy Efficiency.



National As a commitment to progressing energy efficiency in Australia, all jurisdictions are

Framework on currently developing a co-operative National Framework for Energy Efficiency.

Energy Efficiency

While all Australian jurisdictions have made a considerable contribution to the

facilitation of improved energy efficiency, there is still significant potential for further

co-ordination and enhancement. In particular, a more co-ordinated national

approach to energy efficiency will avoid unnecessary duplication; identify existing

and potential gaps; and maximise the impact and effectiveness of resources

dedicated to energy efficiency across jurisdictions.



The objective of the Framework is to achieve a sustained, measurable

improvement in Australia’s energy efficiency. The Framework will focus on

approaches to achieve net economic benefits and improve the efficiency and

competitiveness of the Australian economy; stimulate investment in sustainable

industries; and help reduce Australia’s environmental impacts.





1

The Framework will be strategic in focus and developed co-operatively with all

jurisdictions and key stakeholders. Delivery and implementation will be targeted at

the most appropriate level and will take into consideration the individual

circumstance of particular regions and jurisdictions.



The development of the Framework will include:



Analysis of energy end-use in Australia.

Assessment of current government energy efficiency programmes.

Assessment of what energy efficiency improvements are technically viable

within realistic timeframes.

Barriers to realising energy efficiency potential.

Financial modelling to evaluate the commercial viability of energy efficiency

investment.

Economic modelling to determine the economic viability and impact of different

energy efficiency scenarios and recommendations for programmes, initiatives

and policy.



Completion of the Framework is expected towards the end of 2003.



Institutional Australia is a federation of six states and two territories. The Commonwealth

Framework government has limited constitutional powers in relation to many aspects of the

energy economy. Local governments have responsibility for implementing planning

policies and regulations which have an impact on energy use and efficiency at local

level. This covers areas such as urban design, road planning, etc., planning

regulations which effect energy efficiency in houses and businesses, and in waste

management and utilities. These can have large-scale implications for energy use

and consequent environmental impacts at the local, national and global levels. A

number of programmes administered through the Commonwealth's AGO

(Australian greenhouse Office) aimed at improving energy efficiency, are managed

through local governments.



RESIDENTIAL/

COMMERCIAL



Energy As part of the National Greenhouse Strategy, governments have introduced

Efficiency minimum energy performance standards (MEPS) for refrigerators, freezers, three-

Standards phase motors and air-conditioners and electric storage water heaters. These

standards have been developed in consultation with the manufacturing industry

and agreed by the Ministerial Council on Energy.



The development of minimum energy performance standards for other products

during 2002–2004 has been announced in published plans. New MEPS are being

considered for electric lamps, distribution transformers, air-conditioners, electric

motors and commercial refrigeration.



The National Appliance & Equipment Energy Efficiency Committee (NAEEEC)

regularly commissions studies to project the energy saving and greenhouse

abatement expected to be saved as a result of regulatory decisions made under

the National Appliance & Equipment Energy Efficiency Programme (NAEEEP). The

latest report entitled “When you can measure it, you know something about it”

(projected impacts 2000-2020) covers only those programmes that are generally

implemented on a mandatory basis: energy labelling and MEPS. It reviews the

likely impacts of labelling and MEPS for a wide range of household, commercial

and industrial appliances and equipment. The combined projected greenhouse gas

impact of all programmes covered in this study is 134 million tonnes carbon dioxide

equivalent (Mt CO 2-e) below business-as-usual over the period 2003-2018. The

average impact during the Kyoto Protocol Commitment period 2008 to 2012 is

estimated to be about 8.2 Mt CO2-e per annum reduction below business-as-usual.

The projected impact is 13.3 Mt CO2-e per annum by 2015 and 14.9 Mt CO2-e per





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annum by 2020. The programme is expected to save purchasers over A$4 billion1

by 2018. More information can be found at:

www.greenhouse.gov.au/energyefficiency/appliances/meps/



Building Codes



Mandatory In March 1999, following wide consultation, the federal government and the

Energy Efficiency building industry reached agreement on a comprehensive strategy aimed at making

Standards for Australian buildings more energy-efficient. This two-pronged strategy

Buildings encompasses, on the one hand, Commonwealth government and building industry

support for voluntary best practices in building design, construction and operation,

and the elimination of worst energy performance practices on the other hand by

incorporating a single standard for minimum performance requirements into the

Building Code of Australia (BCA).



Work has begun on developments to define an acceptable minimum level of energy

efficiency for new buildings throughout Australia to eliminate worst practice within

the industry. Energy efficiency provisions for housing were to be incorporated into

the BCA on 1 January 2003, with provisions for commercial and public buildings

introduced in 2004.



A comprehensive industry education and training programme is being developed to

prepare the building industry for introduction of mandatory minimum performance

requirements.



The AGO estimated in 1999 that in the absence of any such measures, the energy

consumption of residential buildings could grow by 40% between 1990 and 2010,

leading to a 17% increase in greenhouse gas emissions. The energy use in non-

residential buildings could even increase by 91%, leading to a 94% growth in CO2

equivalent emissions, or 62.8 million tonnes of CO2 equivalent from commercial

buildings alone in 2010.



Energy Under the National Greenhouse Strategy, governments developed, in consultation

Labelling with industry, a national scheme for mandatory energy labelling for major domestic

appliances. Six appliance types have been labelled since 1992 (refrigerators

freezers, clothes washers and dryers, dishwashers and air-conditioners). A

revision of energy labels for all major domestic appliances was completed in 2001.



Australia is the first nation to effectively rebase its labelling scheme. The Australian

label has been used as an example of label best practice by CLASP, a UN funded

NGO which promotes label schemes to developing countries and it has been used

by the Indian government as the model for that nation’s scheme.



The Australian Gas Association (AGA), together with the Gas Appliance

Manufacturers Association of Australia, developed voluntary energy labelling and

minimum performance programmes for the two main gas-using appliances (gas

water heating systems and space heaters) in Australia. The AGA is recognised as

a standard-setting body for gas issues and the energy programmes have been

designed to comply with these standards. While participation in the labelling

programme is notionally voluntary, all appliances comply as all suppliers are

members of these associations.



Australia’s Standby power is the energy used by an appliance while it is plugged in but not

Standby actually carrying out its central function. In Australia, standby power consumption

Power Strategy generally accounts for over 10% of Australia’s household electricity usage, costing

2002-2012 more than A$500 million and generating more than 5 million tonnes of carbon

dioxide per annum. This is equivalent to the greenhouse impact of more than

1 million cars.





1

On average, in 2002 A$1 = US$0.543.





3

In August 2000, all Australian governments agreed to pursue efficiencies in

standby power consumption and the “1 Watt” target for appliances under the

banner of the IEA standby power initiative. In its publication ”Things that Go Blip in

the Night”, the IEA advocates that members develop long-term plans to reduce

standby over time, a recommendation that Australian jurisdictions have embraced.



In a process throughout 2002, government agencies consulted with stakeholders

about ideas to reduce standby: the Strategy is a result of that dialogue.



The Strategy is being developed through a process which potentially has two

stages. This staged approach will provide the opportunity firstly to identify the

products that need attention and, secondly, provide industry with the opportunity to

develop voluntary measures to address standby for the product, and then move to

more interventionist measures (mandatory actions) if and when necessary.



Stage 1 -- Profiles: identification of major product groups and initial actions (as

short as one year and as long as five years):



All key products will have a product profile prepared which outlines its current

status with respect to standby power. Australian governments will announce the

standby target for each product in the product profile. Generally, this target will

be the Energy Star level promoted by the US Environmental Protection Agency

or some other previously identified internationally accepted level. The standby

target will be included in the relevant Australian Standard to ensure all

stockholders have a reasonable opportunity to become aware of the target level

and compliances dates. NAEEEC will continue benchmarking surveys each

year and gather other market intelligence to monitor standby levels. The data

will be used to measure improvement for each product and build on the existing

data sources and analysis. This monitoring function will be assisted by industry

agreements where suppliers agree to supply government agencies with standby

levels for relevant products. A formal review of progress will be undertaken once

milestones have been reached. A review will generally result in either “a positive

result”, meaning that reasonable progress has been made to date and that

voluntary measures in place can continue as proposed, or a “negative result”

meaning that insufficient progress has been made (or is unlikely to be made)

and that specific mandatory measures under Stage 2 will be necessary.

Initially 40 product types have identified savings of 36 Mt over 15 years.



Stage 2 -- Mandatory Action Plans: escalating Government Action (one to five

year process)



Stage 2 seeks to impose mandatory measure. Government would move to

regulatory intervention ONLY:



1. Where progress by voluntary measures is shown to be inadequate (i.e. a

negative review at the end of Stage 1); or

2. The potential for excessive standby is well documented from overseas

experience and that regulation appears to be warranted as a pre-emptive

measure or voluntary measures are unlikely to be effective; and

3. The Ministerial Council of Energy accepts that regulation is necessary to

achieve the standby target.



Any regulatory action would be subject to the usual processes of economic

analyses (cost-benefit analysis and public consultation) and would only proceed if it

is in the public interest and complies with governmental regulatory requirements.



Mandatory measures can be withdrawn if it shown that the relevant industry is

responding to standby targets set for Stage 2 or making significant progress toward

those targets.









4

House Governments have agreed to implement a consistent Nation-wide House Energy

Energy Rating Scheme (NatHERS). The scheme provides householders with a means of

Rating assessing energy efficiency of houses and thereby assists in making more

informed choices about housing purchases and renovation. The national scheme

and several state-based rating schemes will be co-ordinated to ensure consistency.

A graded five-star rating system is used, with the most energy-efficient dwellings

receiving the highest number of stars. Implementation of the scheme rests with the

state and territory governments who can decide whether or not to make the

scheme mandatory. The Australian Capital Territory has a requirement that all new

houses achieve at least a four-star rating. Victoria has recently announced that all

new residential buildings will soon have to have a five star energy rating.



Mandatory energy efficiency measures for houses were introduced in the Building

Code of Australia on 1 January 2003. However, the measures were not adopted in

all States and Territories at that time, as some administrations need time to resolve

administrative issues, including reconciling building control and planning

requirements. These changes will make homes more energy-efficient and save

greenhouse gas emissions.



Windows In 2001 the window and glazing industry, supported by the Commonwealth

Energy government, launched a system of energy performance labelling for window

Rating products called the Window Energy Rating Scheme (WERS). The scheme, which

Scheme delivers both an energy performance label for consumers and backup technical

support for industry members, was designed to inform consumers and influence

purchase decisions.



WERS is used by product manufacturers in their promotional campaigns to

establish differentiation in the market and encourage the increased use of high

performance glazing.



Education, In 2002, the Commonwealth government, several state governments, and the

Training building and design industries jointly developed and published Australia’s most

and Public comprehensive guide to environmentally sustainable housing titled Your Home.

Awareness

The Your Home suite of materials includes a Consumer Guide to raise awareness

and a Technical Manual for building professionals and interested owner builders.

The Your Home Technical Manual has become the principal reference guide for

building industry education and training programmes.



Your Home materials are also used in tertiary education for architecture,

environment design, and building courses.



State and territory governments have focused on their own communities and areas

of responsibility to raise public awareness both on energy efficiency and

environment protection. Activities undertaken include the production of booklets,

journals, books, web sites, demonstration projects and training programmes; some

local governments are active in producing publications aimed at increasing public

awareness of energy efficiency and environmental issues.



PUBLIC SECTOR The Commonwealth government has made a commitment to lead by example in

ensuring that its own procurement practices and operations maximise energy

efficiency. State and territory governments are implementing similar programmes.



Government The Australian government is committed to reducing the intensity of energy use in

Energy Commonwealth operations, with a consequent reduction in economic costs and

Efficiency greenhouse gas emissions. Annual whole-of-government energy reports are

Actions tabled in Parliament and made available to the public. The reports show total

energy used by Commonwealth departments and agencies, the intensity of energy

use and associated greenhouse gas emissions.









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The fourth annual report, Energy Use in Commonwealth Operations 2000-01,

showed a 10% reduction in total energy consumption and a 10% reduction in

associated greenhouse gas emissions largely as a result of reduced energy

intensities of government operations.



Under the policy for improving energy efficiency in government operations

introduced in 1997, budget dependent agencies are required to submit energy

consumption data annually to the Department of Industry, Tourism and Resources

(ITR). Energy intensities, such as MJ/person, MJ/square metre and MJ/kilometre,

are calculated and used to track changes in energy performance over time to allow

simple comparisons to be made between similar facilities. All agencies covered by

the policy are required to meet energy efficiency targets by 2002/3.



Other measures include mandatory minimum energy intensity levels for new and

refurbished buildings, and office equipment and appliances, the requirement that

new building leases increase the incentive for building owners to improve building

energy efficiency, regular energy audits of building space with implementation of

cost-effective recommendations, and the application of minimum energy

performance standards for new houses, with an energy review of existing stock.

New fuel efficiency levels for the government vehicle fleet will be announced in

early 2001.



Government bodies not specifically covered by the policy are encouraged to adopt

the policy measures. The success to date of the central government approach has

encouraged states and territories to adopt similar measures in energy reporting,

and a national government energy data reporting system has been developed by

ITR, in co-operation with the other government jurisdictions.



Local Cities for Climate Protection™- Australia assists local governments and their

Governments communities reduce greenhouse gas emissions. The programme is funded through

a commitment of A$13 million over five years, made by the Prime Minister in his

statement, Safeguarding the Future, in November 1997. CCP™ is an international

trade-marked programme of the International Council for Local Environmental

Initiatives (ICLEI) delivered in collaboration with the AGO, under which councils

commit to progress through five milestones with the aim of reducing greenhouse

gas emissions. Councils that join the programme are provided with assistance,

information and incentive programmes to design approaches to reduce greenhouse

gas emissions and understand the potential impacts of climate change. With

programmes running in a number of countries, Australia has taken the lead.

CCP™ Australia now has over 160 local governments representing over 63% of

the Australian population – the most of any country. This also represents nearly

30% of local government members worldwide.



INDUSTRY



Greenhouse The Greenhouse Challenge, announced in 1995, is a joint voluntary initiative

Challenge between the Commonwealth government and industry to abate greenhouse gas

Programme emissions. The Greenhouse Challenge programme was extended through the

1997 Safeguarding the Future statement. Included in the A$180 million package

was an additional A$27.1 million over five years for the Greenhouse Challenge

programme.



The Greenhouse Challenge programme consists of three phases:



The commitment (a contract between the Commonwealth government and an

industrial company).

The co-operative agreement.

Performance reporting.



The co-operative agreement includes an inventory of emissions, an action plan with

specific actions to minimise emissions, performance indicators to measure





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progress, and a forecast of expected abatement of emissions over a set time

period. The programme also provides information to members, including technical

advice on how to identify, monitor and mitigate emissions in each sector, a

workbook to assist participants in developing their co-operative agreement, and

workshops and seminars on technical issues and greenhouse actions.



Participating organisations amount to 418 members with 250 signed agreements.

Another 288 organisations had indicated through Letters of Intent their desire to

join the programme. The Greenhouse Challenge achieved emissions abatement of

23.5 million tonnes of CO2 equivalent in the year 2000.



The Challenge has almost total emissions coverage in a number of energy-

intensive sectors, including electricity generation and distribution, and oil and gas

extraction. The Challenge also has good coverage of a number of manufacturing

sub-sectors such as machinery and metals manufacturing, iron and steel and

aluminium and cement. In 2000, it was estimated that 45% of Australia's industrial

greenhouse gas emissions were covered by the Greenhouse Challenge

programme.



An independent evaluation of the programme undertaken in 1999 recommended

that the Greenhouse Challenge be continued as a collaborative initiative, with

particular focus on expanding into less well represented sectors and focusing on

major emission sources. Specific opportunities for improvement were identified in

recruitment strategies, technical support and reporting.



The report demonstrated that the Challenge has been effective in achieving

greenhouse gas emission abatement and in building the capacity of both

government and industry to identify, monitor, manage and report greenhouse gas

emissions. The Greenhouse Challenge has demonstrated that it is a flexible

programme that can remain effective in a changing environment.



Australia Post is the country's largest retail network, with more than 4 000 outlets.

Through its Greenhouse Challenge membership, Australia Post introduced a large

number of energy efficiency measures. In the first year, the organisation expected

a 1.8% reduction in its greenhouse emissions, and a forecast target of 3% by 2005.

But the results exceeded forecasts. Australia Post achieved a 14.9% reduction in

its first reporting, saving about 50 000 tonnes of CO2 equivalent and an estimated

A$3 million a year.



The Greenhouse Challenge programme was expanded in 1997 to include

hundreds of smaller companies through another programme called Greenhouse

Allies. Under this programme, large Greenhouse Challenge members mentor

smaller firms through a group process to help them reduce their emissions.



Energy Efficiency The Energy Efficiency Best Practice (EEBP) Programme launched by the

Best Practice Commonwealth government in mid-1998 assists targeted industries to reduce their

Programme greenhouse gas emissions while also reducing costs and increasing productivity

through improving energy efficiency. A$10.3 million has been allocated by the

government over a five-year period 1998-2003 to support the programme.



EEBP’s major focus is on innovation and training, applying strategies that have the

potential to identify efficiency improvements of up to 50% in key energy-using

processes:



Through innovation, EEBP brings together expertise from technology, industry

and research to provide a lateral, systems-based approach to specific

processes and provides the participating company with support to implement

the opportunities identified.

Through training, EEBP provides practical skills to all levels of a company,

enabling them to develop the internal capacity sufficient to effectively manage

and improve the energy efficiency of their operations.





7

The programme is currently undertaking both sectoral and cross-sectoral work in a

number of areas identified as having opportunities for cost-effective improvements

in energy efficiency. Sectors engaged in the innovation and training aspects of the

programme include bread baking, supermarkets, resource processing, beverage

and containers manufacturing, wine making and dairy production. Energy efficiency

products include a range of promotional and advisory materials, information

dissemination and bench-marking tools (hotels and aluminium sectors). Cross-

sectoral activities include the development of products relating to motors, energy

performance contracting and vehicle fleet management.



EEBP has succeeded in promoting and implementing a range of strategies with

participating sectors. Achievements over the past months include:



In the baking sector, EEBP facilitated the development and launch of a

showcase best practice bakery with improvements to building fit-out, equipment

efficiency and practices targeted at reducing energy use and greenhouse gas

emissions by 40%.

EEBP strategies incorporated in the beverage making sector have resulted in

substantial reductions in process energy usage. For example, a major brewer

has achieved 35% reduction in refrigeration energy consumption and is aiming

to roll out energy management training in all its national operations. A major

soft drink manufacturer in implementing energy savings of up to 20% in a filling

and refrigeration process and a large malt producer has also achieved a 12%

reduction across its company wide energy budget.

Five of the major wineries covering over 60% of Australian production have

participated in the programme and are implementing actions that are estimated

to save between 9% and 43% in process energy applications.

A partnership between EEBP and the Australian Fleet Management

Association (AFMA), Greener Motoring, identifies how managers of fleet

vehicles can reduce fuel consumption by at least 15%, through successfully

demonstrated fleet management practices. The Greener Motoring programme

has been targeted at 5 000 organisations representing 65% of the vehicle fleet

sector. To date 307 organisations which collectively manage 400 000 vehicles,

have registered with the Greener Motoring programme. Fifteen of these

organisations have recently been awarded certificate for achieving greater than

10% emissions savings.

A Best Practice Guide (BPG) to Energy Performance Contracts (EPC) has

been developed and distributed to over 2 000 organisations. State government

programmes are actively promoting the uptake of EPC by state and local

government agencies.

Energy efficiency has been incorporated into a technology roadmap process for

alumina refining, which identified the technologies, innovation and R&D needed

over the next two decades to respond to the pressures of greenhouse and

waste minimisation.



The programme and its activities are communicated through the programme's

Website, bimonthly newsletter, stakeholder seminars and presentations to

governments, key users and industry stakeholders.



An independent full-term review of the programme has been conducted, finding the

programme to be cost-effective and saving 1.2 Mt CO2 and A$74.6 million in

energy costs by 2010 assuming the planned actions are implemented.



Generator The Voluntary Efficiency Guidelines For Power Generation was launched in the

Efficiency Prime Minister's 1997 Safeguarding the Future statement and subsequently

Standards (GES) incorporated into the National Greenhouse Strategy. The measure was developed

in recognition of the fact that power generation is responsible for more than a third

of national greenhouse gas emissions (excluding change of land use). Design of

the Guidelines, subsequently referred to as the Generator Efficiency Standards

(GES) has been completed and agreed by governments. Based on the model





8

developed by the Efficiency Standards Working Group (ESWG), the government

introduced on 1st July 2000 efficiency guidelines for power generators using fossil

fuels. The standards apply to new power plants (approved after 30 June 2000) and

existing power generators above a minimum threshold on a case-by-case basis.

This includes grid-connected power stations, off-grid plant or auto-generators. The

minimum threshold is 30 MW capacity, 50 GWh electrical output, and a capacity

factor of 5% or more in each of the last three years. Approximately 65% of energy

generation capacity in Australia is covered by the GES programme. It is proposed

that the measure be implemented through legally-binding, five-year agreements

between the Commonwealth and power generators.



The contract specifies the approach generators should take in identifying and

undertaking agreed actions that improve plant efficiency and reduce greenhouse

gas intensity. Generators first sign the agreement. Then they calculate the best

practice performance band and current performance of the plant and submit this

information, together with a menu of options, to the government for agreement,

within six months of signing. The menu of options outlines potential improvements

for the plant.



The generators must monitor their performance and report to the AGO (Australian

Greenhouse Office) on a regular basis. The standards are reviewed every five

years. The measure is expected to save about 4 million tonnes of CO2 equivalent a

year during the first commitment period under the Kyoto Protocol.



Energy Some energy utilities have distributed information material on climate change,

Utilities developed energy efficiency promotional campaigns, conducted building energy

Information management seminars and provided consumer advice.



TRANSPORT



Transport In May 2000, the Australian Transport Council (ATC) directed the National

Policy Transport Secretariat (NTS) to work with Commonwealth, state and territory

Framework transport agencies to develop a long term strategy for reducing greenhouse

emissions across the transport sector.



The ATC provides a forum for Commonwealth, state, territory and New Zealand

transport ministers to maximise the contribution of effective transport to Australia’s

productivity, quality of life and equity.





Ministers requested that particular attention be paid to the impact of urban traffic on

greenhouse emissions and to develop an integrated national approach. The

Strategy Lowering Emissions from Urban Traffic – An Integrated National Action

Plan responds to that request. The strategy may be viewed at

www.nts.gov.au/environment .



The transport sector needs to make significant changes in order to implement a

strategic and co-ordinated programme that will result in lowered emissions across

the sector. The ATC, as a group that provides leadership and co-ordination of the

transport system, is well placed to facilitate these changes.



National The government is continuing to work with the automotive industry towards

Average Fuel reaching agreement on a satisfactory national average fuel consumption target for

Consumption passenger vehicles for 2010. The negotiations are being carried out in line with the

Target Prime Minister's call for an improvement of 15% over business-as-usual average

fuel consumption for new passenger vehicles by 2010 that was outlined in the 1997

statement Safeguarding the Future: Australia's Response to Climate Change.



Fuel Consumption Label

A mandatory, model-specific fuel consumption labelling scheme for new passenger

cars commenced in January 2001. The scheme will be expanded to include a wider





9

range of vehicles in July 2003. The revised label will also show how much carbon

dioxide is emitted by each vehicle.



Government The government has undertaken to develop options for challenging but realistic fuel

Vehicle efficiency targets from 2003 for government car fleets. A number of states have

Fleets introduced initiatives to improve the efficiency of government fleets. The Victorian

Greenhouse Strategy 2002 sets a target of reducing greenhouse gas emissions

from the government passenger fleet by 10% by 2006. In July 2002, the New South

Wales government placed the world's second largest order for hybrid vehicles with

a decision to buy 200 Toyota Prius sedans. The state's Prius fleet -- second only to

New York City's 300 -- will save NSW taxpayers an estimated A$550 000 in fuel

costs over the next two years. The ACT Government Greenhouse Strategy

released in 1999 stated that the government will aim to reduce the greenhouse gas

emissions from the operation of its vehicle fleet by a further 15% by 2008.



The Energy Efficiency Best Practice Programme is also targeting vehicle fleets

(see separate section on EEBP).



Fuel Consumption Guide.

The government produces an annual Fuel Consumption Guide, providing reliable

comparative data of the fuel consumption of new passenger cars and some classes

of four wheel drives and light commercial vehicles. The Guide, available on the

Internet at www.greenhouse.gov.au/transport/fuelguide , helps consumers choose

the most fuel-efficient vehicle for their needs.



Green Vehicle Guide

In January 2002, the Motor Vehicle Environment Council, in consultation with the

Commonwealth Department of Transport and Regional Services released a

proposal for an Australian "green vehicle guide". The internet-based guide will

provide information to consumers on the environmental performance of motor

vehicles, including noxious and greenhouse emissions. The guide is expected to

become available in 2003.



Integrated The Australian government has released a green paper on fundamental land

Transport transport infrastructure reform, AusLink: Towards the National Land Transport

Planning Plan.



AusLink will result in the development of a more sustainable and higher performing

national transport network. It will also improve transport links across regional

Australia, with funding specially earmarked for regional areas.



The green paper proposes:



Establishing an integrated National Land Transport Network -- transport

links of strategic national importance, such as rail and road connections

between cities and to major ports and airports.

Developing a National Land Transport Plan -- a rolling five-year national plan

with participation from the community, industry and all governments. A longer-

term planning horizon of up to 20 years will be used to expand our

understanding of the challenges our country will face.

Establishing a national advisory body -- of public and private sector experts

to provide transport ministers with strategic analysis and advice on priorities for

national infrastructure investment, reforms to support intermodal integration and

infrastructure pricing.

Generating the best ideas -- expanding the range of organisations able to

propose projects for Commonwealth funding, including state and territory

governments, local councils, the private sector, user organisations, regional

development bodies and community organisations.

Funding the best solutions -- widening the range of solutions eligible for

Commonwealth funding, including new technology that can lead to better

management and pricing.





10

Employing a consistent approach to funding -- establishing a single, flexible

funding programme to replace the separate programmes for different transport

modes. It will help to direct funds to the best projects. Regional funding will be

earmarked.

Encouraging reciprocal responsibility -- encouraging the joint and

complementary development and funding of projects between governments,

and with the private sector, to increase the level of available funding.



The AusLink Green Paper is open for comment until 7 February 2003 and will be

supported by a series of consultation meetings in metropolitan and regional

Australia. The government will release a formal policy statement, or white paper,

next year. AusLink will commence from July 2004.



Further For further information, please contact:

information

Ian Cronshaw

General Manager,

Domestic Energy Policy Branch

Energy and Environment Division

Department of Industry, Tourism and Resources

Canberra

Tel: +61 (2) 6213 7879

Fax: +61 (2) 6213 7902

E-mail: Ian.Cronshaw@industry.gov.au









11

Energy

IEA Efficiency

Update





Updated June 2003

AUSTRIA

BACKGROUND



Energy The Energy Report 1993 of the federal government was agreed upon in the

Report Ministerial Council in May 1993 and adopted by the National Council after due

1993 and consideration on 6 April 1994. It laid down the goals for Austrian energy

1996 policy which remain unchanged. These are:



Security of supply.

Cost-efficiency of the energy supply.

Environmentally benign energy supply.

Social acceptability of the energy supply system.



In order to achieve these objectives the federal government especially makes

use of the following strategies:



Promotion of the rational use of energy (improvements in energy

efficiency).

Promotion of renewable sources of energy.



Energy Austria ratified the United Nations Framework Convention on Climate Change

and the (UNFCCC) on 28 February 1994. The Convention entered into force globally

Environment on 21 March 1994 and for Austria on 29 May 1994. The first National

Communication entitled National Climate Report of the Austrian Federal

Government in compliance with the obligations under Articles 4.2 and 12 of

the Framework Convention on Climate Change, Vienna, was issued in August

1994.



Austria supports the UNFCCC climate change policies. The government had

committed itself in all official reports to a national target of a 20% reduction of

CO2 emissions by 2005, based on 1988 emissions. Meanwhile, the target has

been adapted to the Kyoto Protocol under the UN Framework Convention on

Climate Change, where the European Union as a whole has taken on the

commitment of an 8% reduction of the greenhouse gases CO2, CH4, N2O,

HFCs, PFCs and SF6 until the commitment period from 2008 to 2012. The

percentage reduction is based on the emissions of 1990 (for CO2, CH4, N2O)

and 1990 or 1995 (for HFCs, PFCs, SF6). The EU Member States have

thereafter agreed on individual reduction targets for each Member State.

According to the so-called "Burden sharing-agreement“1 Austria is committed

to reduce greenhouse gas emissions by 13% below 1990 levels by the time of

the first commitment period 2008-2012.



Total Austrian GHG emissions have risen 2.7% from 1990 to 1999, so the

country must now reduce emissions slightly more than 15% from 1999 levels

in order to meet the Kyoto Protocol commitments. The Austrian Parliament

ratified this Protocol in March 2002 and the EU as a whole ratified it in May

2002, making the country's commitment to GHG emissions targets legally

binding.



The Second National Climate Report of the Austrian Federal Government was

published in September 1997 in compliance with the UNFCCC obligations.



Austria's Third National Communication to the UNFCCC was finalised in

November 2001. It described in detail the National Climate Strategy (Strategie

Österreichs zur Erreichung des Kyoto-Zieles -- Klimastrategie 2000 --

2008/2012) (see below).





1

The Burden-Sharing Agreement covers CO2, CH4, N2O, PFCs, HFCs and SF6.





1

Energy related measures are described in several sections of Chapter 4 of the

Third National Communication. They are related to minimum thermal

standards for buildings, thermal insulation of dwellings and support schemes

for energy efficient constructions and the use of renewable energy in new

buildings (see below).



The National The National Environmental Plan (NUP) of the federal government was

Environment adopted in 1995 and provided Austria with a long-term concept and integrates

Plan (NUP) these environmental commitments at all political levels — industrial policy,

energy policy, agricultural policy and technology policy. In this plan, the major

energy related targets were defined as further advances in energy efficiency

and a continuing shift to renewable energy sources.



Klimastrategie In response to climate change challenges, Austria has recently developed the

2000-2008/2012 "Strategie Österreichs zur Erreichung des Kyoto-Zieles- Klimastrategie 2000-

2008/2012"; this report builds on the ideas and structures outlined in Austria’s

Third National Climate Report submitted to the UNFCCC by the federal

government in November 2001. It is based on the study “Kyoto-Optionen-

Analyse” by the "Österreichische Kommunalkredit“; this study built upon work

of the Austrian Council on Climate Change (ACCC) (especially the "Kyoto

Technology Package“, which had been proposed as a follow-up to the

"Austrian Toronto Technology Programme“) as well as related studies from

the business and industry sector and took into account the views of different

stakeholders on costs and effects. This is a comprehensive strategy which

lays out a series of measures intended to curb the country’s GHG by 13%

below 1990 levels by 2008-2012, as stipulated in the EU burden-sharing. The

Klimastrategie was released in early 2002 and co-ordinated by the Federal

Ministry of Agriculture, Forestry, Environment and Water Management which

has responsibility for overall energy policy with respect to climate change.

The plan was developed as part of a consultative process among the relevant

ministries at the federal level as well as with representatives of all nine Länder

and calls for a variety of measures at the federal, Länder, and municipal level.

Responsibility for the implementation of the Klimastrategie is shared amongst

various federal and Länder government institutions.



Austrian policies and measures designed to achieve the GHG emissions

reductions required by the Kyoto Protocol which are mainly related to energy

efficiency are broken down into seven different categories. These are clearly

laid out in the Klimastrategie (Climate Strategy) and the country’s third

communication to the UNFCCC. The categories of measures are listed below

along with the country’s expectation of how much emissions reduction each

set of policies will achieve. The sum of annual emissions reduction from the

combined measures listed below would be 13.85 Mt of CO2-equivalent, an

amount approximately 1.65 Mt more than Austria’s required reduction from

2000 levels in order to meet Kyoto.



Space Heating and Small Consumption



This category involves the following activity types:



Thermal improvement of existing building stock.

Enhanced technical standards for new buildings.

Increasing share of renewable energy sources and district heating.

Increasing boiler efficiency.

Switching to fuels with lower (fossil) carbon content.

Demand-side measures to reduce electricity demand.









2

Measures in this category are expected to reduce CO2 emissions by 4 million

2

tons per annum once fully implemented.



Energy Supply



This category deals with all measures related to energy supply with activities

falling under one of the following headings:



The role of renewable energy sources and efficient district heating

systems.

Electricity production and various means of supporting non-polluting

electricity generating systems that are not currently commercially

competitive in a liberalised market.

Heat production in the form of maximising benefits of indigenous biomass

resources.

Cross-cutting measures which would include energy-related taxes and

earmarking for climate change related measures, and intra-national GHG

emissions trading schemes.



Measures in this category are expected to reduce CO2–equivalent emissions

by 2.1 million tons per annum once fully implemented.



Transport



This category includes measures to curb emissions from all modes of Austrian

transport. Activities include:



Financial instruments for motor vehicles (i.e. fuel consumption based

registration taxes and road tolls).

Regional and urban rail transport investments.

Improvement of fuel quality and promotion of bio-diesel.

“Car free” tourism projects (e.g. building public transportation at heavily-

frequented tourism locations).

Technology innovation.

Traffic management, reducing speed limits, and improvement of spatial

planning.



Measures in this category are expected to reduce emissions by 3.7 million

tons of CO2 equivalent per annum once fully implemented.



Industry



Austria has experienced a degree of uncoupling of its production output and

its energy demand over the last 20 years. Overall GHG emissions from

industry accounted for 22 Mt in 1980 were flat throughout much of the early

1990s and have shown a slight increase since 1997. Policies and measures

for the manufacturing industry, therefore, aim at supporting a continuation of

efforts undertaken by companies. Such policies encourage the use of

renewable energies, greater energy efficiency, and the implementation of an

emission trading regime. They are expected to produce GHG emission

reductions of 1.25 million tons of CO2 equivalent per annum once fully

implemented.



For more information on the Climate Strategy, see: http://www.accc.at/pdf/klima-

english.pdf









2

The emissions reduction effects from demand-side measures have been included in the Energy Supply

category in order to avoid double counting.





3

In the 2002 in-depth review of the energy policies of Austria, the IEA stated:



The Government of Austria should:



• Conduct regular monitoring of the implementation and actual emission

reductions of the proposed Klimastrategie measures under close co-

ordination between relevant ministries and between the public and private

sectors.

• Revisit the cost-effectiveness of various Klimastrategie policies as cost

experience is gained through their implementation



Austrian Strategy The government has recently announced plans to accelerate the reduction in

For Sustainable its national energy intensity. In April 2002, the government published the

Development Austrian Strategy for Sustainable Development (Die Österreichische Strategie

zur Nachhaltigen Entwicklung) which establishes goals for the further

reduction of the country’s energy intensity (defined as national TPES per unit

of GDP). The country is aiming for an average improvement of energy

intensity of 1% per year beyond the normal improvements in this area that can

be expected without any explicit policy initiatives. The report defines this

normal energy intensity improvement to be the average EU decrease of

energy intensity in the time period 1990-1997, which it estimates as 0.6%

annually. Therefore the total energy intensity improvement target is 1.6%

annually. Such a target is identical to that put forward by the European

Council for all EU countries in their resolution on energy efficiency issued on

7 December 1998.



For more information on Sustainable Development:

http://www.nachhaltigwirtschaften.at/english/index.html



Policy of the new Federal Government



The new Federal government which was sworn in on 28 February 2003 stated

in its programme a variety of measures for sustainability and environment

protection, for example:



Increase of energy efficiency (energy consumption per GDP unit) by 1.6%

per annum.

Investment of an additional € 30 million per annum from 2004 to 2006 to

implement the Climate Strategy.

Going a further step in the direction of shaping an ecologically oriented tax

system including price signals for the consumption of non-renewable

resources and incentives for environmentally benign and sustainable

behaviour.

Further expansion of alternative forms of energy, e.g. an increase in the

share of green electricity, more solar energy and more biomass.

Contracting programmes for energy saving in public buildings.

Increase of the use of biomass by 75% in 2010.



For more information on the government policy statement:

http://www.austria.gv.at/e/



Institutional Austria is a federal country with nine Länder (provinces). The Länder as well

Framework as the municipalities are active players in the energy market. The Federal

Constitution allocates responsibilities either exclusively to the federal level, or

to both the federal level and the state level. Federal level responsibilities

cover issues that require co-ordination between Länder, such as energy

security, while the Länder responsibilities involve issues endemic to each

state, such as building code efficiency regulations and subsidies for renewable

energy, where diverse local conditions require different types of approaches.

Co-ordination of various initiatives between the federal and provincial







4

governments is a priority in Austrian energy efficiency policy. In this context,

according to Article 15a of the Federal Constitution, an agreement between

federal and provincial governments on the efficient use of energy came into

force in June 1995. This agreement obliged the parties to adopt a specific set

of measures with respect to energy efficiency by 15 June 1998.



The Federal Ministry of Economic Affairs and Labour (Bundesministerium für

Wirtschaft und Arbeit, or BMWA) is the main body responsible for energy

policy on the federal level. Other ministries involved in energy matters

include: (i) the Federal Ministry for Agriculture, Forestry, Environment and

Water Management, (ii) the Federal Ministry for Transport, Innovation and

Technology, and (iii) the Federal Ministry for Finance



The instruments for the financial support of energy efficiency measures (by

households, enterprises and municipalities) encompass a variety of

programmes. Most of them are at the Länder level and in many cases the

improvement of energy efficiency is only one of several programme goals.

Due to this variety and multi-functionality of the programmes, exact data on

financial support granted and investments triggered are not available.



In the 2002 in-depth review of the energy policies of Austria, the IEA stated:



The Government of Austria should:



• Further improve co-ordination among the many bodies and programmes

which address energy efficiency in the country.



Technology, Public funding of research, development and demonstration is another

Research, important pillar of Austria's energy conservation strategy. Compared with

Development and direct subsidies for the implementation of energy conservation technologies,

Demonstration Austria regards the funding of RD&D as highly conformable to the principle of

non-interference with the market-mechanism. Helping technology applications

to become competitive is a relatively ”soft” measure.



Regarding energy-related fields exclusively, Austria is at a medium level

among the EU countries with respect to public spending for research and

technology development. In 2000, the government sponsored approximately

€ 24 million of energy-related R&D funding, or about € 3 per inhabitant. This

R&D budget represents a decrease from the period between 1995 and 1999

when energy-related R&D budgets were consistently above € 25 million.

Experts within the Austrian government attribute this drop in funding to a

decrease in the number of research proposals received rather than to less

overall funding available. Many research institutions were assumed to have

deferred submitting proposals until 2001 when some of the features of the

biomass funding were scheduled to become slightly more attractive. Initial

indications from 2001 bear out this hypothesis with preliminary budget figures

showing that energy-related R&D public funding for 2001 rose 25% to € 29.9

million. This most recent figure continues the long-term trend in increasing

R&D funding in Austria. In 1990, the level of energy-related public R&D

funding was slightly less than € 10 million.









5

In the 2002 in-depth review of the energy policies of Austria, the IEA stated:



The Government of Austria should:



• Further clarify the objectives of the R&D programmes to meet particular

energy and environmental policy objectives and allocate resources

appropriately based on its national goal of expanded R&D expenditures.

• Enhance monitoring of progress in reaching the energy-related R&D goals

Austria has established.

• Review energy R&D priorities in order to maximise the cost-effectiveness

of limited government R&D expenditures needed to realise mid- to long-

term objectives in the energy sector.





RESIDENTIAL/

COMMERCIAL



Measures already

existing and/or

being improved



Space Heating The strategy to reduce GHG emissions from space heating is based on the

and Electricity following pillars: Thermal improvement of existing building stock, enhanced

Demand technical standards for new buildings, increasing share of renewable energy

sources and district heating, increasing boiler efficiency, switching to fuels with

lower (fossil) carbon content. The most important instruments with regard to

these targets are technical construction regulations, housing support schemes

(both under sole responsibility of the states) and federal funds to support

district heating and entrepreneurial use of renewable energy sources and

efficiency improving measures (trade, industry, agriculture). The federal level

is also responsible for civil law with respect to the residential matters.



Building Since legislation for building codes falls under the responsibility of the Länder,

Codes an agreement between the federal government and the Länder in accordance

with Article 15a of the Federal Constitutional Law was applied to formulate

common goals and to co-ordinate future action.



This agreement on energy efficiency entered into force on 15 June 1995.



According to the objectives stated in the 1993 Energy Report, the following

measures were adopted in the agreement:



• Harmonisation of federal provinces’ regulations for the realisation of the

agreement’s objectives.

• Basic regulations regarding the energy consumption of appliances.

• Specific regulations regarding heating systems and building structures.

• Increased consideration of objectives relating to environmental policies.



Reduction potential by 2010: A decline in heating requirements in new

buildings to 50 kWh per square metre a year and in old buildings to 75 kWh

per square metre a year has been assumed. In the case of new buildings,

energy savings of 3.6 TWh a year (corresponding to 0.5 million tonnes a year

reduction in CO2 emissions) and regarding old renovated buildings, energy

savings of 21.3 TWh a year (corresponding to an annual reduction of 3.2

million tonnes in CO2 emissions) can be expected by 2010.



Minimum thermal standards for buildings



Improving thermal quality of buildings is important for reducing energy

demand for space heating. Experiences show that construction technologies





6

and techniques undergo continuous improvements and can be influenced

positively by strict legal standards.



Therefore thermal standards for buildings are defined in the Technical

Construction Regulations of the states by way of U-values (=k-values) for

different construction components, although most states opened the possibility

for a more flexible approach by defining certain energy demand codes for the

whole building (per square metre). Almost all states have improved U-values

over the past years and in some cases have also gone well beyond minimum

standards within the existing “Agreement on Energy Saving” of 1995 on the

basis of Article 15a of the Federal Constitution Act between the federation and

the nine provinces.



In general, technical construction regulations apply only to newly constructed

buildings (except, for example, change of windows). As long as no obligatory

standards for renovation measures exist, thermal standards of the old building

stock therefore need to be influenced mainly by other instruments, especially

public support schemes for renovation.



Thermal insulation of dwellings



Austrian provinces administer subsidies of more than € 2 billion annually for

housing support programmes. Therefore, a majority of dwellings is

constructed or renovated with public support. Around 75% of financial

resources are actually spent for new construction, the rest for renovation of

existing buildings. With the largest building stock of the nine Austrian

provinces, the city of Vienna is different in this regard. In Austria’s capital,

more than 50% of available financial resources are spent for renovation of

buildings, in most cases for standard improvement measures (bathroom,

central heating systems, windows, consolidation of flats etc.).



In all Austrian provinces individual measures, like windows changes,

installation of thermal solar systems or replacement of old and inefficient

heating systems also benefit from subsidies. Several Länder give special

incentives for biomass heating systems (e.g. wood pellets) and/or phased out

support schemes for renovation or replacement of fossil fuel heating systems.



Heating The Heating Cost Accounting Act (Heizkostenabrechnungsgesetz, Federal

Costs Law Gazette 827/1992) regulates the accounting of heating costs based on

Accounting actual consumption instead of usable floor space. More precise and cheaper

heat measuring instruments (a relatively cheap measure) and rehabilitation in

terms of heating technology of buildings and heat supply installation (a

relatively expensive measure) are being developed to prevent the trend

towards accounting as a percentage of usable floor space and the 15-20%

higher energy consumption observed in this connection. A 15-20% reduction

of heating consumption is expected from this measure.



Electric The agreement on efficient energy use based on Article 15a of the Federal

Appliances Constitution between the Federation and the Länder contains the following

and Others elements:



Labelling and description of specific energy consumption of household

appliances.

Legal requirements to provide information for comparison of household

appliances.

Ceilings regarding maximum consumption of household appliances.



All EU directives regarding labelling of energy consumption of household

appliances have been implemented through national law within the

Elektrotechnikgesetz (ETG).







7

Energy Eight regional and local energy agencies have been created since 1994. They

Agencies are funded by the Federal Ministry for Economic Affairs and Labour, the

Länder and municipalities.



Subsidies for The Bürges Förderungsbank, a specialised bank in charge of the

Insulation administration of ERP funds provides financial support inter alia for energy

efficiency measures. Support granted in 1998 (for insulation of buildings and

other energy efficiency measures) was approximately Sch 1.3 million3, the

resulting investments amounted to about Sch 25 million.



Support In the past, public support programmes for construction of new dwellings have

Schemes had rather counterproductive total impacts on CO2 emissions, as they have

lacked quality standards. Over the past years most Austrian provinces started

to introduce specific incentive schemes for energy efficient construction

(improved insulation, zero energy houses, etc.) and the use of renewable

energy sources, such as heating systems based on biomass and solar

installations.



Generally, subsidies under the housing support schemes of the Länder in the

new construction sector are segmented into different components. All Länder

give basic subsidies for new houses built in conformity with existing technical

construction standards. Most Länder give supplementary subsidies, either on

social grounds or for specific measures to improve the quality of buildings well

beyond legally binding standards. Supplementary supports, differentiated

along energy-related specifications, led to significant decreases in CO2

emissions from new dwellings since 1995. The schemes also had positive

impacts on the construction industry in terms of technically improved building

standards at competitive costs.



Energy efficiency measures, i.e. insulation, other energy saving measures and

connection to district heating, are supported by all nine Länder in the context

of housing improvement in various ways: loans, subsidies, sureties.



In 1998, 41,803 dwellings benefited from such measures resulting in € 431.8

million of total expenditures leveraged by € 112.9 million of government

support. In 1999, 33,736 dwellings benefited from such measures resulting in

€ 228.8 million of total expenditures leveraged by € 81.4 million of government

support. In total for households there are 26 programmes for the support of

various energy efficiency measures and 21 programmes for financial support

in connection with district heating. No comprehensive monitoring is carried

out to show the amount of energy that was ultimately saved through these

programmes.



Building of The Austrian Federal Ministry of Transport, Innovation and Technology

Tomorrow (BMVIT) in co-operation with a network of experts and with the assistance of

the Austrian Industrial Research Promotion Fund has developed the Austrian

Programme on Technologies for Sustainable Development. This five-year

research and technology programme initiates and supports trend-setting

research and development projects and the implementation of exemplary pilot

projects. The sub-programme "Building of Tomorrow" makes use of the two

most important developments in solar and energy efficient building: the

passive house and the low energy solar building method.



"Buildings of Tomorrow" are residential and office buildings and differ from

current construction practice in Austria in that they fulfil the following criteria:







3

On average in 2001, Sch 1 = US$0.065. In 2002, Sch1 = € 0.07267.





8

Higher energy efficiency throughout the whole life-cycle of the building.

Greater use of sustainable raw materials and efficient use of materials in

general.

Greater use of renewable energy sources, especially solar energy.

Increased consideration of user needs and services.



However, the costs should be comparable with conventional building methods.



The "Building of Tomorrow" sub-programme includes the following elements:



Technology and component development.

Development of innovative building concepts for residential and office

buildings.

Setting up and evaluating demonstration projects.

Market diffusion of the "Buildings of Tomorrow".



Since 1999 projects have been supported with an amount of some € 7 million

of public funding. This released innovative projects with an overall budget of

some € 120 million. Web site: www.hausderzukunft.at



INDUSTRY



Measures already The Austrian government has not established regulatory constraints on

existing and/or industry which mandate minimum energy efficiency standards in the industrial

being improved sector. This is partly due to the diversity of production processes in the sector

itself and the consequent difficulty in establishing standards which can be

applied to different systems. It is also due to the government’s federal

structure and the corresponding authority held by the Länder government

which makes it difficult to sustain such standards nation-wide. While industry

is subject to environmental laws which can effect energy efficiency, the

government’s greatest influence in this area is through the financial support of

energy auditing and investment in efficient systems. These support systems

are described below.



Information/ In 1980 an audit consultancy service for industrial enterprises was created

Technical and financed by the Federal Ministry for Economic Affairs and Labour in

Assistance collaboration with the Austrian Energy Consumer Association (ÖEKV). The

underlying service contract (between ÖEKV and the ministry) for the year

2001 was the 13th of its kind. Since the programme's inception in 1980, more

than 550 companies were audited and impressive potentials for improving

energy efficiency in industrial companies were identified. As ÓEKV also

proposes concrete measures for improvement it is demonstrated to

companies that the payback periods are in many cases less than two years.

These audits are free of charge for the interested companies.



From 1998 through 2001, this programme has worked with 89 companies.

These audits have identified 171 GWh of annual energy savings potential, an

amount equal to 8.1% of the firms’ total energy use. For the period from 1998

4

to 2000 the audited firms consumed a total of 2 297 GWh, an amount equal

to 1% of the total energy consumed in the industrial sector over that time and

0.3% of the country’s total final consumption. The targeted potential savings

from this programme are equal to 0.8% of the country’s total final energy

consumption. No comprehensive monitoring system has tabulated data on

the actual realisation of these potential projects or the amount of energy that

was ultimately saved.





4

Statistics on total Austrian industrial energy use have not yet been prepared for 2001, so one can only look

through 2000. Nevertheless, there is no reason to believe that the three years of data from 1998 to 2000 are not

representative.





9

Austria disposes of a network of energy auditors covering all Länder. In order

to facilitate access to this useful service, the Energy Efficiency Agency (EVA)

has published a brochure listing all the energy auditors. To ensure minimum

qualification standards, the ARGE Energie-beraterausbildung has developed a

multi-level training programme including the possibility of a university degree

(post-graduate). In addition, in order to improve the communication skills of

auditors, EVA holds seminars entitled Energy Auditing —Train the Trainer.



Demand-Side The Association of Austrian Electricity Utilities carries out different demand-

Management side management activities to improve efficiency in energy supply. The major

(DSM) activities are as follows:



Consumer information and advice: to increase consumer awareness of the

rational use of energy by giving concrete advice. Examples include

advertising campaigns for the replacement of old electrical appliances by

new more efficient ones, establishment of a Club for the Conservation of

Energy, the promotion of heat pumps, an annual prize for companies that

succeed in improving their energy efficiency.

Load management to improve the utilisation of production capacity to

reduce peak demand. Price differentiation (different tariffs for different

seasons and times), special tariffs for interruptible electricity supplies and

load management as a service to major consumers are some examples of

these measures.



Partly as a result of the liberalisation of the electricity sector, these utilities

have cut back on these programmes drastically.



Combined District heating (DH) and combined heat and power (CHP) plants are

Heat and widespread throughout Austria, and are often instrumental in meeting the

Power heating and power needs of medium and large cities. District heating

(CHP) schemes produce approximately 12% of the country’s heating and hot water

and 27% of the country’s electricity. The city of Vienna has the most

extensive system which provides 50% of the city’s power and 40% of its heat

and hot water. In 2001, the four CHP plants that serve WienStrom, the

Viennese energy utility, had a combined electric capacity of 1 050 MW. They

operated at a 35% capacity factor over the year and produced 3 255 GWh of

output. In additional to such municipal facilities, industrial plants also make

use of CHP technology.



CHP has long been supported by the regulatory structure in Austria. In order

to survive financially, the majority of Austrian CHP plants require tariffs per

kilowatt-hour of electricity above pure market prices. The Austrian Energy

Liberalisation Act implemented on 1 December 2000 includes the Federal Act

providing new rules on the organisation of the electricity sector, "ELWOG

2000" (Electricity Act 2000). This Act stipulates that the executive laws of the

nine Länder can impose on grid companies the obligation to purchase

electricity from CHP plants, provided that they serve public district heating

supply. It also stipulates that a minimum payment per kWh can be granted to

CHP generated electricity, also provided that they serve public district heating

supply.



As a result, the Austrian Energy Liberalisation Act allows the Länder to pay

CHP plants for their power at rates higher than those of other generation

options. Industry experts estimate that the average cost of CHP-provided

power would be approximately 5 € cents / kWh while system marginal cost

throughout the year would average 3 € cents/kWh. The regulations allow the

utilities to recover these additional costs through tariff supplements imposed

on all electricity grid users. These payments are in a per kilowatt-hour form.

The Länder of Vienna makes the most extensive use of CHP plants. To

support this system, each Viennese customer pays an additional 0.7427 €







10

cents per kWh of electricity consumed, which goes into a fund used to pay for

power coming from CHP facilities. Based on the average retail residential

rates for electricity in Vienna of approximately 15 € cents/kWh, the CHP

surcharge represents a 5% increase in customers’ electricity bills.



While the original Liberalisation Act gave the Länder full discretion in setting

these rates as they chose, legislation making its way through the Austrian

parliament establishes one CHP tariff for the entire country. However, neither

the original law nor the 2002 update make provisions for the continuation of

this system after 2004. No alternative policy for the support of CHP facilities

has gathered sufficient political momentum to be considered as a possible

replacement of the current support scheme.



In July 2002, the new Green Electricity Act was passed by the National

Council and Federal Council (announced in mid-August 2002). Most of its

clauses came into effect on 1 January 2003. The Green Electricity Act

governs the aid for green energy and combined heat and power generation

throughout the country. This means that all end consumers and electricity

dealers in Austria contribute to an equal extent to the financing of the aid

required.



The Green Electricity Act lays down a budget limit on aid based on

calculations of the expenditure required for cost-effective implementation. The

expenditure is financed as two components: firstly the electricity dealers must

reduce their proportion of cost to an internal price of 4.5 cent/kWh (this is

greater than the sales proceeds for the electricity dealers). Secondly, the end

purchasers must pay a supplement to the network tariff (probably around 0.25

to 0.30 cent/kWh). As of 1 January 2003, this supplement replaces the former

federal state supplements which are between 0.05 cent/kWh and 0.8

cent/kWh and would have had to be increased anyway to finance the Green

Electricity Act.



In the 2002 in-depth review of the energy policies of Austria, the IEA stated:



The Government of Austria should:



• Review the support scheme for CHP plants, including its continuation after

2004. Maximise CHP’s cost-effective contribution to meeting

environmental goals through such measures as a gradual lowering of the

support levels in accordance with a benchmarking system which includes

minimum efficiency standards.



Benchmarking In a number of Austria's Länder (Upper Austria, Salzburg, Styria, Tyrol,

Vorarlberg, Vienna) energy efficiency benchmarking projects have already

been initiated. In a first step, industry branches are carefully analysed with a

view to assessing their energy efficiency standards and potential for

improvements. Based on this know-how, companies can compare their own

performance against industry leaders and can derive valuable information on

how to increase their energy efficiency.



Subsidies: Within the framework of the Umweltförderung in accordance with the

“Umwelt- Environmental Support Act (Umweltförderungsgesetz, UFG) which is

förderung” managed by Österreichische Kommunal-kredit (ÖKK) (a specialised bank) on

Programme behalf of the Federal Ministry of Agriculture, Forestry, the Environment and

Water Management, companies can obtain subsidies for thermal improvement

of buildings, for other energy efficiency measures, for connection to district

heating and for CHP. From 1998 through 2000, total subsidies issued through

the ÖKK were € 12.4 million. Total investments in energy efficiency resulting

from these supports amounted to € 55.0 million. No data exist on the energy

efficiency improvements realised from these investments.







11

In 2000, subsidies were:



Thermal improvements in buildings 1.8 million Euro

Other saving measures 0.4 " "

Connection to district heating 0.5 " "

CHP plants 0.3 " "



The investments resulting from this support amounted to € 6.8 million, € 1.4

million, € 1.7 million and € 1.1 million respectively.



In addition to the two schemes, Energy audits and the Environment Support

Act, there are about 30 programmes -- mainly run by the Länder -- for the

support of various energy efficiency measures in the manufacturing industry.



Co-operation The so-called Bund-Bundesländer-Kooperation auf dem Gebiet der Rohstoff-,

on Research, Energie- und Umweltforschung (co-operation of the Federal State and the

Energy Länder in the research on raw materials, energy and environment) was

and the founded in 1978 as an informal platform of co-operation between several

Environment federal ministries and Länder. Potential projects of common interest are

discussed and, if selected, funded and implemented in co-operation with

Austrian research institutions. Examples of recently funded projects are

electricity-powered taxis in the city of Graz and a study on the use of sterling-

motors in electricity generation using biomass.



Research In 1991 the Verbundgesellschaft (the Austrian electricity industry, the Länder

Co-operation electricity companies as well as the municipal and other electricity utilities)

in the Electricity established the Energieforschungsgemeinschaft (EFG) within the framework

Industry of the Verband der Elektrizitätswerke Österreichs, VEÖ (Association of

Austrian Electricity Utilities). EFG’s general aim is to improve the generation,

distribution and use of electricity in terms of cost-effectiveness, efficiency and

environmental compatibility. Its research activities focus on:



Environment.

Renewable sources of energy.

Innovative energy technologies.

Energy efficiency.

Social, economic and political framework.



As a member of the European Union, Austria also participated in the energy

programmes of the Fourth and Fifth EU Framework Programme for Research,

Technological Development and Demonstration (RTD). Austrian enterprises

and universities mainly participated in projects of renewable energies and

energy efficiency.



Sub-programme In the framework of the Austrian Programme on Technologies for Sustainable

"Factory of Development, the sub-programme "Factory of tomorrow" addresses trade and

Tomorrow" industry as well as service enterprises that produce and provide products of

tomorrow using materials of tomorrow to meet future needs.



The following aspects have to be taken into consideration:



Aiming at zero-waste and zero-emission technologies and methods of

production.

Increased use of renewable raw materials for materials and products.

Increased use of renewable sources of energy in the production process

and in the enterprise as a whole.

Development of new partnerships and co-operation as well as in-house

models for further training and participation of employees in order to

achieve these objectives.







12

Since 2001, additional energy-related projects, such as a survey for the

potential for the use of solar-thermal energy in industry, have been carried out

by this sub-programme.



Energy At the beginning of 1993, at the federal state level, a programme on energy-

Technology technology was created within the Innovations- und Technologiefonds, ITF

Programme (Innovation and Technology Fund) for a period of five years. After its

expiration at the end of 1997 the programme was extended to 1998 – in

particularly to synchronise with the Fourth EU framework programme on

RD&D. Follow-up activities were initialised within the ITF programme on

“technology transfer”.



The main emphasis was given to the stage of market introduction of

innovative technologies, processes and products (pilot plants, integration into

grid based systems, monitoring of these phases), taking account of the huge

investments necessary and the problems of co-operation with grid operators.



As a consequence of the restructuring of the federal state technology

programmes, the ITF was replaced by the so-called Kompetenzzentren,

Impulsprogramme, Regierungsinitativen, KIR. Special emphasis is given to

centres of excellence in the field of energetic use of biomass; both the thermal

use of biomass and conversion to electricity are seen as important options.



Measures under

Consideration



Long-term From June 2000 until the autumn of 2001, EVA, the Energy Efficiency Agency,

Agreements together with partners from Italy and Norway worked on a project concerning

the implementation of long-term agreements (LTA) on energy efficiency in

industry (energy intensive industry, except energy industry). Various forms of

LTA were examined with regard to their effects and the elements necessary

for success as well as the possibilities for implementation in Austria. The

purpose was to find out how LTAs have to be designed to enable their

integration into the mix of Austria's energy efficiency policy instruments. For

Austria, a country with no LTA tradition in the energy efficiency field, the

study's results are certainly a valuable input for discussion should LTA be

chosen as an option for energy efficiency measures.



PUBLIC SECTOR In March 2001, the Federal Ministry of Economic Affairs and Labour together

with the Federal Ministry of Agriculture and Forestry, the Environment and

Water Management, started an initiative on third-party financing (TPF) of

energy efficiency measures in (federal) public buildings, following a successful

pilot project in 64 federal schools with a usable floor-space of more than

500 000 square metres. A management group consisting of representatives

of Bundesimmobiliengesellschaft (the company which owns the federal public

buildings and leases them to the user Ministries), user Ministries, the Federal

Ministry of Economic Affairs and Labour and external consultants was set up

and has so far accomplished the following tasks:



Selection-based on relevant data and analyses-of those buildings which

are in principle suitable for TPF.

Grouping these buildings.

Definition of specific projects, of specific objectives, of tendering criteria

and of framework conditions for the future contractors.



The potential annual savings of energy costs after the implementation of the

projects is estimated at € 6.5 million. The potential for reduction of CO2

emissions is estimated to be between 70 000 and 100 000 tonnes.









13

TRANSPORT



Measures already

existing and/or

being improved



Vehicle Vehicles in Austria are subject to two different types of taxes: a fuel

Taxation consumption tax (Normverbrauchsabgabe/NoVA)) and a car registration tax

(Kraftfahrzeugsteuer).



The fuel consumption tax NoVa was introduced in 1992. This tax has to be

paid at the time of purchasing a new car and is based on the fuel consumption

specifications of the car. The Structural Adjustment Act in 1996 led to an

increase in this tax rate of about 1% by changing the way fuel consumption is

measured. At the same time, the maximum tax rate was raised from 14% to

16%. Since the fuel consumption tax increases the tax burden depending on

the vehicle’s relative fuel consumption, this measure offers incentives for the

purchase of energy-efficient vehicles. In recent years a strong trend towards

diesel powered vehicles reduced the average fuel consumption. In 1996

diesel powered vehicles accounted for 50% of all new registrations compared

to 22% before the introduction of the fuel consumption levy. Diesel vehicles

currently hold a share of 40% to 50% of the total passenger vehicle fleet

compared to 5% in the mid-1980s.



The car registration tax has to be paid for each month in which a vehicle is

registered and has a number-plate, the prerequisite to use public roads. The

level of the tax depends on engine specification and it is paid to the insurance

company together with the liability insurance premiums. The tax is then

forwarded by the insurance company to the tax authority.



Road Some provisions of the Road Traffic Regulations have been amended to

Traffic implement a general night-time driving ban for non-low noise trucks and a

Regulations 60 km/h speed limit at night (in force since 1 January 1995) and to implement

enhanced monitoring of adherence to existing speed limits (in force since

1 October 1994).



Annual In order to maintain vehicles in a satisfactory technical state, every car must

Check-up undergo an annual check-up. (EU legislation calls for a maximum of two

years between check-ups.)



Master The 1991 Master Transportation Concept adopted the goal of reducing CO2 by

Transportation 20% by the year 2005 (from 1988 levels) and formulated appropriate

Concept measures to bring about this reduction. These measures are based on the

following principles:



Avoid unnecessary traffic.

Shift traffic to more energy-efficient and environmentally compatible means

of transport.

Undertake technical innovations in motor vehicles to optimise energy.

Use real costs.



Combined transport is supported under a programme managed by the ERP

fund with an annual budget of about € 2.9 million.



Road To better utilise the available infrastructure of motorways and express ways

Pricing and to improve traffic distribution, a road pricing system has been set up. In

1997 an annual fee for motor vehicles to use motorways and express ways

was introduced. This fee is paid via the purchase of a sticker (vignette) which

has to be stuck onto the windscreen. The price of the vignette until the end of





14

2002 is € 73 (passenger vehicles) and € 727 (HGV up to 12 tonne) per year.

The introduction of a toll depending on mileage for motor vehicles exceeding

3.5 tonne is being discussed.



Transport To promote environmentally acceptable commuting and company-related

Demand mobility, the Austrian Federal Ministry of Agriculture, Forestry, Environment

Management for and Water Management, together with the Austrian Federal Economic

Companies Chamber in co-operation with three large enterprises, carried out a model

project for "Transport Demand Management for Companies" which have

shown encouraging results (e.g. -17% emissions). The following measures,

mainly related to energy efficiency improvement, have been implemented:

information events, information via internet, special travel offer, improved

booking possibilities for business trips by railways, presentation of car-sharing,

purchase of office bicycles, etc.



Public The following measures have been taken to promote municipal, local and

Transport regional public transport:



Limit individual traffic, especially in downtown areas — limit entry to city

centres by such measures as pedestrian zones.

Manage parking space.

Promote the creation and enlargement of municipal, local and regional

public transportation networks. In 1996, the Technical University of Vienna

published the study Creation and Financing of Public Transportation

Networks. Its main conclusions were the need for a network system

covering Austria as a whole; the creation of a planning authority; changes

in the system of concessions.



Bilateral In order to promote the use of buses and trucks with low emissions and low

Agreements consumption, Austria has concluded bilateral agreements with a number of

Central and Eastern European countries (Slovenia, Croatia, Bosnia, Lithuania,

Moldavia and Russia) on a quota system for vehicles which do not meet

certain emission and consumption standards.



RD&D In the framework of the Austrian Programme on Technologies for Sustainable

Programmes Development, developed by the Austrian Federal Ministry of Transport,

Innovation and Technology (BMVIT), there are some energy related activities

for transport. For example, some € 7 million will be spent in the new A3-

Technology Programme (Austrian Advanced Automotive Technology) for new

propulsion systems, energy efficient auxiliary devices and alternative fuels.

The programme "MOVE -- Mobility and Transport Technology" promotes

research and development projects in the field of transport and mobility by

funding demonstration projects capable to trigger innovation in the transport

system. For this programme, about € 2.9 million are budgeted annually.



Energy In 1999, the Tax Reform Commission proposed a number of measures for an

Taxation ecological tax reform including higher taxation on energy. In mid-2000 the

existing tax on electricity was increased from 0.1 Sch per kWh to 0.2 Sch per

kWh.





MONITORING/ For measures which are taken in the context of the EU, it can be assumed

ASSESSMENT that cost-effectiveness is seriously taken into account because – as a rule –

initiatives taken by the Commission and negotiated and adopted by the

Council are thoroughly analysed beforehand.



Decisions on measures at both the federal and Länder levels are based on

thorough preparatory work. At the project level, monitoring is done on a case-

by-case basis, where beneficiaries of subsidies have to report on the use of

the money. In many cases this micro monitoring is not exclusively focused on







15

energy efficiency because programmes often pursue objectives other than just

energy efficiency improvements.



So it can happen that a measure chosen may appear sub-optimal from a mere

energy efficiency perspective and differently from a global point of view.



Ex-post assessment of the results of implemented measures is probably an

area with room for improvement. But the cost of an assessment scheme has

to be in reasonable relation to the results which can be expected of it. Given

the complexity of Austria's landscape of instruments promoting energy

efficiency and given the fact that energy efficiency is often only one of several

goals (as is the case in many financial support schemes) an assessment

structure can be assumed to be extremely resource consuming.



The effects of implemented and planned GHG mitigation measures on

economy and emissions have been assessed in the energy scenario

calculation until 2020 carried out by the Austrian Institute for Economic

Research. The National Climate Strategy contains provisions for the

monitoring of the mitigation effect of measures with co-operation of the

Länder.



In the 2002 in-depth review of the energy policies of Austria, the IEA stated:



The Government of Austria should:



• Institute an effective monitoring scheme for government-sponsored

energy efficiency programmes to measure their efficacy in order to both

improve them and ascertain their cost-effectiveness.



Further For further information, please contact:

Information

Bundesministerium für Wirtschaft und Arbeit, Sektion IV

Schwarzenbergplatz 1

A - 1015 Wien

Tel: +43 (1) 711 00

Fax: +43 (1) 714 35 83

E-mail: post@ivsl.bmwa.gv.at









16

Energy

IEA Efficiency

Update





BELGIUM Updated August 2003



BACKGROUND



Constitutional The fundamental factor affecting the evolution of Belgium’s energy policy in

Framework the last decade has been the Special Law of Institutional Reform of 8 August

1988 which made Belgium a federal state. Under this law, responsibilities for

energy efficiency, including related R&D activities, were fully transferred from

1 January 1989 to the three regional governments of Flanders, Wallonia and

Brussels-Capital. The federal government remains responsible, for example,

for energy tariffs. The energy consultation group CONCERE/ ENOVER

(Concertation état-regions pour l’énergie/Energie-Overleg Staat-Gewesten

inzake Energie) is a co-operative structure created by the central and regional

governments and operational since 1992. One of the main tasks of the

Cellule CONCERE/ENOVER is to gather information and promote its

exchange among the regions and the federal government and internationally.

Policies (regional, national and international) relating to energy efficiency are

discussed in the monthly plenary meetings of the group and in the thematic

working groups.



In the 2000 in-depth review of the energy policies of Belgium, the IEA stated:



The Government of Belgium should:



• Promote improved co-ordination activities between the regions and with

the federal government in all areas of energy efficiency.

• Given the diverse circumstances within the different sectors, ensure that

those who have the best knowledge and the capacity on particular areas

should be chosen as implementing bodies to improve energy efficiencies

in these respective areas.



The following web sites address these areas:



Federal level

Federal Public Service – Economy – Division Energy:

www.energie.mineco.fgov.be

CREG (Commission for Electricity and Gas Regulation): http://www.creg.be

Federal Planning Bureau: http://www.plan.be

Brussels-Capital Region

Brussels Institute for Management of the Environment, IBGEBIM,

http://www.ibgebim.be

Flemish Region

Natural Resources and Energy Department: http://www.energiesparen.be

VREG (Flemish Electricity and Gas Regulatory Commission):

http://www.vreg.be

Sustainable Energy Agency, ODE-Vlaanderen: http://www.ode.be

Energy and Environment Information System: http://www.emis.vito.be

Walloon Region

Administration for Energy: http://energie.wallonie.be and

http://mrw.wallonie.be/dgtre

CWAPE (Walloon Electricity and Gas Regulatory Commission):

http://www.cwape.be

Information site on renewables: http://www.erel.org

Energy desks: http://energie.wallonie.be (click on "particulier")

Renewable Energy Agency: http://www.apere.org



Energy In June 1991 the Council of Ministers adopted a target to reduce CO2

and the emissions by 5% between 1990 and 2000. This target refers to total

Environment anthropogenic CO2 emissions; there is no specific target for the energy sector.







1

To achieve it, the regional governments in June 1994 and the Council of

Ministers on 1 July 1994 approved the Belgian National Programme for

Reducing CO2 Emissions (PNBRE94). This programme selected 14

categories of measures concerned essentially with energy conservation.



Review of the In March 1996, the different working groups that produced the PNBRE94

PNBRE94 carried out a detailed review to assess the results achieved by implementing

programme these 14 categories of measures. The review recommended that to overcome

the difficulties of implementation, it would be necessary, inter alia, to:



• Allocate more financial resources, in particular to the regions, to support

the implementation of the energy efficiency measures.

• Give high priority to the measures in the CO2 programme, particularly for

the rational use of energy.

• Take the political decision at the highest level of government on the

conclusion of voluntary agreements with industrial sectors, notably with

the electricity sector.

• Include the measures into a broader framework, particularly in the context

of European Union Directives.



Following the detailed review of PNBRE94, an Interministerial Conference on

the Environment, grouping the federal and regional ministers, confirmed the

national environment target to reduce CO2 emissions and decided to elaborate

a new programme before the end of 1999.



Belgium ratified the UN Framework Convention on Climate Change (UN

FCCC) in January 1996 and submitted its first national communication at the

beginning of 1997. The Second National Communication according to articles

4 and 12 of the Convention (updating of the first communication) (Deuxième

Communication Nationale conformèment aux articles 4 et 12 de la Convention

[mise à jour de la première communication]) was submitted in August 1997.



After the Kyoto commitment of December 1997, the European Union Council

1

of Ministers agreed on 17 June 1998 on the Burden-Sharing Agreement

towards achieving the 8% European Union commitment to reduce emissions.

In this context, Belgium is committed to reducing its emissions by 7.5% for the

2008-2012 period over the 1990 levels.



Following a decision at the Council of Ministers of 14 June 2001, the Federal

Planning Bureau will draft an annual report. This report will comprise a series

of economic and social indicators to monitor the impact of the National

Climate Plan on the Belgian economy (for example, on the different sectors,

on purchase power, on employment and on sustainable economic

development) and on the competitiveness of Belgian companies.



The first Federal Plan for Sustainable Development, submitted to the general

public and to organisations for consultation, was approved by the federal

government on 20 July 2000. The Plan is available (in French and English) at

http://www.icdo.fgov.be/pub/rapports.stm).



National Climate At the Belgian federal level, the "Plan National Climat 2002-2012" was

Plan 2002-2012 finalised on 6 March 2002.



The Plan available on the web site http://www.energie.mineco.fgov.be/ of the

Federal Public Service – Economy – Energy Division

(http://mineco.fgov.be/redir_new.asp?loc=/energy/home_fr.htm) considers

measures in the field of energy, mobility, fiscality and product standards such

as defined in the Federal Plan for Sustainable Development, especially with



1

The Burden-Sharing Agreement covers CO2, CH4, N2O, PFCs, HFCs and SF6





2

respect to the “green” taxation reform. It will create a Climate Commission

consisting of representatives from the federal government and the three

regions, and supported by a permanent secretariat. It will make an annual

assessment of national co-operation and the implementation of the measures

taken in the framework of the National Climate Plan. It will advise on Belgian

positions in the international context of climate change and ensure information

exchange between the parties involved. Co-operation between the federal and

regional bodies will be achieved to implement flexibility mechanisms. It

integrates the measures foreseen in the plans in the Regions, in particular the

“Plan d’Action de la Région wallonne en matière de changements climatiques”

and the corresponding “Plan pour la maîtrise durable de l’énergie” (draft

available at http://daras.wallonie.be/).



The regional plans include energy efficiency measures (e.g. voluntary

agreements) and portfolio standards for renewables and CHP.



In 2003, an international consortium lead by the Fraunhofer Institute finalised

a study on DSM for the federal government (see

http://mineco.fgov.be/energy/home_fr.htm). In the “benchmarking scenario”,

where savings are derived from a comparison with other countries, CO2

reduction would be sufficient to meet Belgium’s Kyoto target by lowering

energy-related CO2 emissions to 100 Mt CO2. The “economic potential

scenario” assumes extensive use of demand reduction potentials, going

beyond the current international best practices, and implementing investments

with zero net costs (so-called “win-win” measures). Under this scenario CO2

emissions would be cut down considerably more, opening the potential for a

possible second commitment period in the Kyoto process, and partly

compensating the impact of nuclear phase-out after 2015. The study makes

concrete proposals for DSM that could be included through co-ordinated

federal and regional policies according to their administrative feasibility and

national or European constraints and priorities.



With respect to the deployment of energy technologies, the plan presents

some new elements. For the energy sector (according to the decision of the

Council of Ministers approved on 7 December 2001), a draft decree foresees

the introduction of a green certificate scheme (GCS) implying a quota for the

suppliers connected to the transport grid (>70kV- 6% in 2010). GCS will be

operational in the regions for the distribution grid (100%), causing structural congestion problems, mainly in

the larger cities (Antwerp, Brussels, Ghent) and on most motorways

surrounding or interconnecting those cities



A “business as usual” scenario forecasts a further strong rise of road traffic

during the next ten years. This would result, on already saturated roads, in

longer rush hour periods and in a substantial increase of fuel consumption

(35-40%) and emissions.



The measures and actions described hereafter, aim at a stabilisation (and in

the long term, even a reduction) of energy consumption and emissions by

road traffic.



They can be summarised as follows:



• Measures and actions to stimulate the replacement of old cars, vans or

trucks by more fuel-efficient models and with lower emissions. This implies

the use of new vehicles equipped with improved engines (diesel or Otto-

engine) or alternative propulsion systems, improved or alternative fuels, on

board multimedia road/traffic information systems, etc.

• Measures and actions to stimulate the application of fuel saving and safe

driving styles (which are in principle possible in all existing vehicles).

• To offer real alternatives for road transportation of individuals and freight,

such as public transport systems, freight transport by rail, or inland-

waterways, or combined/multi-mode transport systems.



Vehicle The federal government, in consultation with the regional governments, is

Tax defining a new vehicle taxation system which should stimulate the purchase

Schemes and use of new cars and other vehicles with a relatively low energy

consumption and with emission values in accordance with the Euro 3 or

Euro 4 emission standards.



These new taxation schemes would partly replace the existing vehicle and fuel

taxes. The current major fiscal parameter for vehicles is the so-[called “fiscal

(horse) power” (FP), which is an almost linear function of the engine

displacement value (active cylinder volume).



As a result of this definition, a diesel car gets a higher FP-value than a car

equipped with an Otto-engine giving the same engine power (in kW).



The vehicle registration tax is based on the FP-value or on the maximum

power of the engine. This tax increases sharply above the FP-value = 10.



The annual circulation tax is based on a term which is (an almost quadratic)

function of the FP-value. An additional term (also function of the FP) is applied

to LPG cars and diesel cars.



Heavy duty vehicles (trucks, buses) pay a supplementary circulation tax (the

so called “Eurovignette”).



Taxes on fuels:









15

• Excises: depending on the fuel type: 0 for LPG and CNG, higher for

gasoline than for diesel.

• 21% VAT.



There is a tax (9.25%) on vehicle insurance payments and 21% VAT on all

invoices (purchase, maintenance, etc).



Consumer The transposition of the European Directive 1999/94/EC concerning the

Information on availability of consumer information on fuel consumption and CO2 emissions

Fuel of new passenger cars in a Royal Decree is the responsibility of the Federal

Consumption Administrations of Environment and Economic Affairs. This is also the case for

of cars monitoring the correct implementation of the different measures to inform the

public about fuel consumption and CO2 emissions of every new car model

available on the Belgian market, namely labelling, a general information guide,

printed publicity material, brochures and posters.



The Regions can take the initiative to implement large-scale information

actions, such as the editing and distribution of brochures and creation of an

Internet Web Site.



As a project financed by ANRE (Ministry of the Flemish Community), VITO

developed a database with wide information on all new car models available

on the Belgian market, which is accessible since December 1998 on Internet

www.emis.vito.be/mobiliteit/autoverbruik . Since then, it is regularly updated and

improved. It gives, by model, all official technical data, such as the fuel

consumption.



It also applies the concept of comparative fuel consumption labelling, whereby

every model is compared with other cars of the same “dimensional class”. It

also contains a module with information and advice on fuel saving driving and

car loading techniques. The Walloon Region intends to develop a similar

database for the French speaking part of Belgium.

7

Given the total volume of new cars sold in Belgium and the increased interest

of the public in fuel efficient cars because of rising fuel prices, it is almost

certain that large-scale and intensive information actions, such as those

described above, will have a beneficial effect on the purchase behaviour of

consumers.



The introduction of “green” car taxes will have an important leverage effect on

these information actions.



Fuel Efficient Extensive measurement campaigns carried out by VITO (and financed by

Driving ANRE) on different types of cars and in real traffic conditions, have shown

Styles clearly and objectively the important influence of traffic conditions and driving

styles (from anticipating, defensive driving, to a nervous, “sporty” style) on the

fuel consumption and emissions of the cars tested.



Based on this information and on the experience of European colleagues

(such as TNO, Netherlands, MOTIVA, Finland, EVA, Austria) VITO started in

1999 a series of pilot projects concerning fuel efficient and safe driving. About

130 people participated in these projects, on a voluntary basis, using their own

car or a car/van owned by their employer (a large telecom network operator).



The reported energy savings were somewhat lower than expected (in foreign

experiments, fuel savings of up to 15-20%, compared with “average, normal

driving” were reported). This can be explained by the fact that most

participants were probably experienced and motivated drivers.



7

490 000 in 1999, and 530 000 forecast for 2000.





16

The response to a questionnaire by most participants was positive. Their

remarks will help improve the course material. An effective technical

improvement would be the use of a display (on the dashboard) showing the

fuel consumption in real time (some cars have it already as a standard

feature).



As a participant in a European SAVE II-98-project, VITO organised a

symposium on this subject in January 2000 (during the National Car Show in

Brussels), which was mostly attended by high level professionals

(representing fleet owners, driving schools, federal and regional

administrations and institutions).



VITO and a Belgian driving school (run by the Belgian importer of the

Volkswagen group, whose clients are mainly drivers of company cars) will be

active participants in a new European SAVE II-2000 project (which started in

January 2001), called “Ecodriving Europe”. The aims of this project are: to

gain more experience with ecodriving-training courses and to improve their

effectiveness, to stimulate the organisation on a larger scale of such courses,

and to integrate the testing of these fuel saving driving techniques into the

official examinations for obtaining a driving licence (which up to now,

concentrates on traffic codes and road safety).



Public Some ten years ago, the Belgian National Railway Company (NMBS-SNCB)

Transport greatly increased its investment programme in railway infrastructures for

Systems national and international train lines and in rolling stock (new locomotives,

carriages).



The public company VVM-De Lijn, responsible for regional and local public

transport in Flanders, is also investing heavily in new buses, low-floor tram

cars (in the cities of Antwerp and Ghent), and in the associated infrastructure

(such as the extension of tramlines, bus stations, passenger information

systems). The total investment budget for 2000 was BEF 5.237 million while

the prevision for 2001 is BEF 5.811 million.



De Lijn also started in 1998 an experiment with free public transport (in the

city of Hasselt). From the beginning of last year, this free service was

extended to all Flanders for certain classes of users (seniors ≥65 years, the

personnel of the Ministry of the Flemish Community, who can also get free

train tickets, children ≤12 years). The federal government followed this

example by reducing train fares for certain users.



Since 1996 the Flemish Region concludes so-called “Mobility agreements”

with individual or groups of municipalities. Up to now, some 80% of the

municipalities in Flanders have signed the Framework (“Mother”) agreement,

by which they commit themselves to draw up a “Mobility Plan”. This has to

cover a broad range of mobility and road-safety measures, such as promoting

and giving priority to public transport, limiting (or freezing) the number of car

parking places, and the construction of bicycle-tracks.



These study and implementation projects are financially supported by the

Flemish Region (in the period 1997-1999: BEF 962 million).



Several Walloon pilot communities have signed mobility charters (chartes de

mobilité) which are similar to the agreements in Flanders The Walloon Region

is lowering public transport fares, and will equip the buses with particle filters.

It studies how to promote "mobility services" such as taxis (new version). The

Walloon Region has made the commitment to reopen trans-frontier railway

connections and to promote the railways in general.









17

Transport The Walloon regional authorities do carry out some activities to improve

Planning in energy efficiency and to reduce emissions, focusing on a sustainable

Businesses infrastructure and mobility policy. The "Plan d’environnement pour le

Développement durable en Région Wallonne” (PEDD) (Economic Plan for the

Sustainable Development of the Walloon Region) of 9 March 1995 identifies a

wide range of measures including land-use planning, carpooling, promotion of

public transport, use of alternative and cleaner fuels such as natural gas and

biofuels, traffic management, information and motivation campaigns for

drivers, promotion of railways and inland waterways, the development of

intermodal alternatives for road transport of goods and the development of

international transport for passengers and goods.



In particular, the Walloon Region invests in car sharing and participates in a

European project in this field.



In 1998, the Brussels-Capital government approved an ordinance concerning

the assessment and improvement of air quality. The ordinance contains the

following measures in the field of transport and mobility: each private or public

body with more than 200 employees per site has to introduce transport

planning; for events assembling over 3 000 participants an action plan to

promote the use of public transport and of energy efficient and

environmentally friendly means of transport must be instigated; regional public

bodies and institutes with a car fleet of over 50 vehicles: within five years after

the entry into force of the ordinance 20% of these vehicles have to use

environmentally friendly technologies. For public transport companies under

the authority of Brussels-Capital and with at least 50 vehicles, 5% of the fleet

must be environmentally friendly vehicles within a period of five years.



Other actions within Brussels-Capital are initiatives to limit access to the city

centres, instruments for and study on transport management.



In 1992 the Flemish Region started an action programme to promote

Company Transportation plans. These plans mainly consist of bus services

and carpooling, on the level of the individual company or several neighbouring

enterprises. Mainly large companies situated in urban areas participated in

this programme on a voluntary basis (about 20 companies during the period

1994-99) and received financial support from the Flemish Region.



In Wallonia the introduction of transport planning in industry and

administration is being prepared. Following a campaign led by IBGE, which

started in the spring of 1997, several Brussels administrations are currently

elaborating transport plans.



In the beginning of 1999, a proposal for a law which was intended to make

company transportation plans compulsory for medium-sized businesses (>50

employees) was introduced in the Federal Parliament, but it did not complete

the procedures (the proposal was accepted by the Chamber of

Representatives, but was blocked in the Senate, and because of the elections

in June 1999 it expired; it was also firmly opposed by the Belgian Federation

of Enterprises). The Federal Minister of Mobility announced that a new

proposal for a law would be introduced in the autumn of this year.



Carpooling has been promoted for many years in Flanders. The initiative was

in fact originally taken by a non-profit organisation called “Taxistop”.



Since 1998 the Flemish Region promotes carpooling in a more structured

way, namely through :



• An improved carpooling database (initiated and operated by Taxistop),

intended for individuals (for whom it is a free service) and companies.







18

• The construction of specific parking lots (in April 2000, 40 parking lots, with

a total capacity for 2 400 cars, were open); this number should increase to

47 by the end of the year.



But, as with the voluntary company transportation plans, the carpooling

initiatives in Flanders are considered so far to be a “limited success”.



The Brussels-Capital Region concluded in 1999, for the “Icaro” project, a two-

year-contract with Taxistop (with co-financing from the European Commission)

to operate a carpool-centre (database) in Brussels. This initiative is intended

for individuals and about 300 medium and large-sized enterprises.



Promoting The maritime ports (Antwerp, Ghent, Ostend and Zeebrugge) process vast

Energy amounts of all forms of freight to be transported to, or coming from, their

Efficient hinterlands.

Freight

Transport Antwerp is not only the second largest maritime port in Europe, but also the

Modes most important industrial area in Flanders. Antwerp and Ghent have long

been connected to a vast network of inland waterways, with access to other

industrial areas in Belgium and to the waterway networks in the Netherlands,

Germany, France, the south of Switzerland (Basel), Austria, Central and

Eastern Europe. Antwerp is also a modal point of several pipeline networks

(for petroleum products, natural gas, industrial gases).



The four ports are also well connected to the railway network of the NMBS.



While the total freight traffic volume of the four ports increased at a moderate

rate (in the period 1980-99, it has grown from 118 million tons to 178 million

tons), the growth rate of the container traffic and Ro-Ro-traffic (“Roll on – Roll

off” = cars, trucks, trailers) has been spectacular in the past 15-20 years.



But although these types of freight (and especially containers) are very well

suited to transport by rail or inland-vessels/barges, even over relatively short

distances, between well equipped terminals, in reality a large share of

container-traffic is carried by trucks (even to neighbouring countries, the

Netherlands, Germany, France).



The substantial growth in traffic between the region of Antwerp and its

hinterland, has over the past 10-15 years, created increasing problems of

traffic congestion, mainly on the roads but also on certain sections of the

railway network of the NMBS. The Flemish government and the NMBS

therefore jointly decided to invest massively in new or improved transport

infrastructures:



• New infrastructures for container-traffic: docks, quay-walls, container

terminals with direct access to the railway network.

• The reactivation of the “Iron Rhine” railway line, connecting Antwerp with

the German Ruhr area (to be operational in 2002).

• A new main railway access to the right bank of the port of Antwerp (a 25

billion BEF project, to be operational in 2007/2008).

• The construction of several “missing links” in the motorway network in the

Antwerp area.



The total investment of the Flemish Region in maritime infrastructure for the

four ports and in their maritime access ways, amounted to BEF 85.420 million

during the period 1989-99.



Enforced Unmanned cameras have been installed throughout Belgium to control speed

Speed Limit limits, the majority of them being in Flanders. The speeding fines were

harmonised and increased all over Belgium as of 1 January 1999.







19

Other Employees who cycle to their work place are rewarded BEF 6 per kilometre.

Measures

In the 2000 in-depth review of the energy policies of Belgium, the IEA stated:



The Government of Belgium should:



• Promote effective measures in reaching the energy efficiency targets in all

applicable sectors including industries, public and private sectors and

transport.



MONITORING/ In Flanders, the SENVIVV study was undertaken in the framework of the

ASSESSMENT VLIET programme in the building area. The subject of the study was the

testing of 200 recently built (1990-1997) individual dwellings and apartment

buildings for application of the insulation regulations, the heating system

installed and the glazing. Results are as follows:



When looking at buildings constructed since the introduction of the K55

standard, only one-eighth meet the standard. For apartment buildings, the

result is somewhat better: one out of three meets the requirements.



Given this result, the Flemish government is considering increasing the

number of control visits to buildings under construction and changing the

existing procedure.



At the moment, the building owner has to prove the K value of the building

when beginning the procedure to receive the building permit. The Flemish

government considers that it would be preferable to oblige the owner to prove

the K value of his property in the final stages of construction.



In the 2000 in-depth review of the energy policies of Belgium, the IEA stated:



The Government of Belgium should:



• Establish an effective monitoring system, with collaboration with the

regional governments, in light of meeting national energy policy

objectives, in particular, energy efficiency targets.



Further For further information, please contact:

information

ir. G. Michaux

Federal Public Service

Economy, S.M.E.s, Self-employed and Energy

Energy Policy Division

North Gate III, 16 Bld du Roi Albert II,

1000 BRUXELLES - BELGIUM

Tel: +32 (0)2 206 4261/4545

Fax: +32 (0)2 206 5732

e-mail: gabriel.michaux@mineco.fgov.be

Site : http://www.energie.mineco.fgov.be/









20

(QHUJ\

IEA (IILFLHQF\

8SGDWH





CANADA Updated September 2002



BACKGROUND Responsible and increasingly efficient energy use is given considerable policy

attention in Canada. In 1994-95 the federal government conducted a

comprehensive review of its programmes, including energy efficiency. The

review emphasised the importance of federal programmes that support

improvements in energy efficiency, particularly as they relate to fulfilling

Canada’s climate change goals.



Energy efficiency is a key component of Canada’s National Action Program on

Climate Change (NAPCC) approved in February 1995 by federal and

provincial ministers of energy and environment. In October 2000, Canada’s

National Implementation Strategy (NIS) and the First National Climate Change

Business Plan (FNBP) were released with the agreement of federal, provincial

and territorial Ministers of Energy and the Environment. The NIS is a

framework for a co-ordinated, comprehensive and phased approach across

jurisdictions to address the issue of climate change and to reduce the

uncertainties to the extent possible. The FNBP, which outlines climate

change, related policies and measures will be produced annually and updated

on a three-year basis.



Based on the Energy Efficiency Act of January 1993, the cornerstone of the

federal energy efficiency effort is the Efficiency and Alternative Energy

Program (EAE). It encourages investment in economic efficiency and

alternative energy opportunities by employing a mix of information,

persuasion, financial incentives, R&D and regulatory measures. Energy

efficiency activities are carried out in co-operation with provincial

governments, utilities, industry (suppliers of energy-using equipment) and

non-governmental organisations. Major programme expansions occurred in

1997 and 2000 (see below).



Energy In 1992, Canada signed the United Nations Framework Convention on

and the Climate Change (UN FCCC) and in February 1994 tabled its first national

Environment report to the Conference of the Parties of the UN FCCC entitled Canada’s

National Report on Climate Change: Actions to Meet Commitments under the

UN Framework Convention on Climate Change.



Its responses to climate change were outlined in the NAPCC, which

demonstrated the importance given to energy efficiency to address the climate

change challenge. Canada’s Second National Report on Climate Change:

Actions to Meet Commitments under the United Nations Framework

Convention on Climate Change, dated May 1997 and updated November

1997 updates Canada’s situation and responses to climate change.



In February 2002, Canada’s Third National Report on Climate Change:

Actions to Meet Commitments under the UN Framework Convention on

Climate Change was released. The report discusses Canada’s most recent

responses to climate change.



In the framework of the Kyoto Protocol, Canada is committed to reducing its

greenhouse gas emissions by 6% from 1990 levels by the 2008-2012 period.



National Action The National Action Program on Climate Change (NAPCC) launched in 1995

Program on governed Canada's national effort on climate change. It covered federal,

Climate Change provincial and municipal initiatives already announced, or likely to be

announced, with a focus on energy efficiency, alternative energy, and

reductions of GHG emissions. Some provinces also took action with

stakeholders in their own jurisdictions.

The NAPCC gave particular attention to voluntary undertakings (for example,

by industry) registered with Canada’s Voluntary Challenge & Registry Inc. --

www.vcr-mvr.ca -- established in 1994 and privatised in October 1997. The

organisation registers voluntary commitments to reduce GHG emissions. More

than 790 organisations, including federal and provincial government bodies,

have registered, accounting for over 75% of Canada’s GHG emissions from

business and industrial sources.



Government of On 6 October 2000, the Government of Canada Action Plan 2000 on Climate

Canada Action Change was announced and the major features of the initiative outlined. It

Plan 2000 on includes new and expanded measures to reduce GHG emissions by 65

Climate Change megatonnes per year during the commitment period 2008-2012. Funding for

the Action Plan was set at C$500 million over five years, which is in addition to

the C$ 600 million over five years announced in Budget 2000 to support the

Government of Canada’s climate change-related activities.



The Government of Canada outlined a series of measures in Action Plan 2000

on Climate Change that are projected to reduce Canada’s greenhouse gas

emissions by about 65 megatonnes annually during the Kyoto Protocol’s

2008-2012 commitment period. The projected 65 megatonnes reduction would

cover about one-third of the gap between Canada’s projected emissions in

that year and its Kyoto target. Since 1995, the federal government has spent

or committed a total of C$1.95 billion on climate change related initiatives.



More information can be found in the document Canada’s National

Implementation Strategy on Climate Change at the following website:

http://nccp.ca/NCCP/pdf/media/JMM-fed-en.pdf



The Office of Energy Efficiency (OEE) of Canada’s Federal Department of

Natural Resources took a lead role in the implementation process, including

implementation of all the measures in the buildings sector and most of the

measures in the industry and transport sectors.



In the 2000 in-depth review of the energy policies of Canada, the IEA stated:



The Government of Canada should:



x Consider establishing clear objectives possibly as quantified targets, for

the contribution of end-use policies and programmes to reducing

greenhouse gas emissions.



Institutional Canada is a federation of ten provinces and three territories. Federal and

Framework provincial governments share political authority and jurisdiction. The division

of powers in the Canadian Constitution means that federal, provincial/territorial

and municipal governments share jurisdiction over policy areas relevant to

climate change.



Many provincial and territorial governments and other stakeholders have

announced programmes and action plans to improve energy efficiency and

promote greater use of alternative energy and thus contribute to the response

to the issue of global warming.



In the 2000 in-depth review of the energy policies of Canada, the IEA stated:



The Government of Canada should:



x Develop closer relations between federal and provincial energy efficiency

programmes, and assist provinces wishing to develop energy efficiency

policies and programmes.









2

NRCan The Federal Department of Natural Resources (NRCan) has primary

responsibility for formulating and implementing energy policy in areas of

federal jurisdiction. Its energy efficiency activities are delivered by two groups:

the Office of Energy Efficiency (OEE), formerly the Energy Efficiency Branch,

and the CANMET Energy Technology Branch. The OEE has a mandate to

renew, strengthen and expand Canada’s commitment to energy efficiency in

order to help address the challenges to climate change with specific emphasis

on the Kyoto Protocol.



The CANMET Energy Technology Branch (CETB) works in partnership with

industry and all major stakeholders in the Canadian energy and R&D sectors.

Its mandate is to develop and deploy energy-efficient, alternative energy and

advanced hydrocarbon technologies. Some 77% of its total budget of C$44.5

1

million , goes to energy efficiency and alternative energy R&D. The CETB

staff of 400 conducts R&D in oil sands and heavy oils; R&D in energy

efficiency in buildings, industry, communities, renewable energy and

alternative transportation fuels; and R&D in heat management and

photovoltaic technologies.



Natural Resources Canada (NRCan) has 17 market-related energy efficiency

initiatives that target all types of consumers and emphasise partnerships and

economic investments. Their objective is to overcome the market barriers of

inadequate information and knowledge, institutional deterrents in the energy

market, and financial and economic constraints on energy users. NRCan’s

initiatives use the following policy instruments: leadership, information,

voluntary actions, fiscal incentives and regulations.



Community The Community Energy Systems Program works in partnership with Canadian

Energy communities and businesses to help them meet their energy needs with

Systems greater energy efficiency and increased use of renewable energy. The

Program programme identifies and develops opportunities to use district heating and

cooling, combined heat and power (cogeneration), waste-heat recovery,

thermal storage and local sources of renewable energy, particularly biomass.

The programme provides planning and implementing services for projects in

both urban centres and remote communities, development of software for

system design, and analysis of the improved performance of district cooling

systems. It also promotes and fosters the adoption of integrated energy

systems. The programme’s laboratory, which houses an ice-slurry-based

district cooling system, develops and tests district energy technologies.



RESIDENTIAL/

COMMERCIAL



Measures already

existing and or

being improved



National The Model National Energy Code for new residential and commercial

Energy buildings (MNECRCB) consists of two parts, namely the Model National

Code Energy Code for Houses (MNECH) and the Model National Energy Code for

Buildings (MNECB). The MNECRCB aims to increase energy efficiency by

specifying minimum performance standards for new Canadian houses and

buildings. It provides this customised energy standard by allowing for regional

climate and energy and construction cost variations. Published by the

Canadian Commission on Buildings and Fire Codes in 1997, its development

was supported by NRCan in collaboration with energy utilities, provincial and



1. On average in 2001 C$1 = US$ 0.65. Note – the C$44.5M is the federal budget which is leveraged through

in-house (cost recovery) and contracted-out (partnership) projects. The ability to recover costs and to

leverage external funds are obviously dependent upon the base funding identified. Cost recovery increases

the programme size by about C$7M/a. The contracting-out budget varies, ranging between C$17M/a and

C$18M/a. CETB: Partners contribution ratio target is 40:60.





3

territorial governments, and the National Research Council Canada (NRC).

NRCan provides software, training and implementation materials to support

the adoption and implementation of this model code by relevant

housing/building authorities (i.e. provinces, territories and municipalities). The

department also monitors and analyses the impact of this code. This

programme was very influential during consultations under the National

Climate Change Process in 1999-2000, when the provisions of the MNERCB

provided a strong basis for considering measures to improve the energy

efficiency of the Canadian housing and building stock.



R-2000 Home The voluntary R-2000 Home Program, first introduced by the Government of

Program Canada in January 1982, encourages Canadians to build houses that are

more energy efficient and environmentally responsible.



Certified R-2000 homes meet minimum standards for windows and doors,

insulation, HVAC (heating, ventilation and air conditioning), lighting systems,

air quality, recycled materials and water conservation.



Certified R-2000 new houses are up to 50% more efficient than homes built to

current building codes. R-2000 targets home building companies through

education and training schemes. The R-2000 Standard is available across

Canada and is delivered through agreements with Home Builders

Associations in the provinces of British Columbia, New Brunswick, Nova

Scotia and Newfoundland and Labrador, and by private companies in Ontario

and Alberta. Three provinces/territories (namely, Manitoba, the Yukon, and

Quebec) deliver the programme in their regions. When provinces or utilities

have given grants to home buyers or builders, there has been a much higher

adoption rate of the ambitious R-2000 Standard in new buildings than might

be expected on a purely voluntary basis. The R-2000 Standard has had a

strong influence on building practice in Canada; houses built today are about

30% more efficient than those built in 1980, before implementation of R-2000.



Building Given climate change concerns and the need to adopt sustainable

Energy development concepts, the goal of this programme is to establish an industry

Technology capacity which will allow a 50% improvement in energy performance in

buildings. The programme addresses both technology development and

deployment in both new and retrofit applications. Technology development

will focus on improved cost-effectiveness and life cycle performance, and on

the next generation of products. Market acceptance and adoption will be

addressed through the development of specific technologies (e.g. computer

design tools) and facilitating awareness (e.g. best practices).



Efficiency Canada’s Energy Efficiency Act authorises minimum energy efficiency

Standards standards to phase out less efficient energy-using equipment and household

appliances from the Canadian marketplace. The first regulations under the

Act came into force on 3 February 1995.



To date, regulations have been established for more than 30 products,

including residential energy-using products, electric motors and lighting

products. Regulations apply to products that account for over 75% of

residential energy demand.



Federal regulations on imported products and products traded between

provinces complement provincial regulations for intra-provincial markets, and

generally parallel regulations in the US. Possibilities for additional regulations

are electrical distribution transformers and the strengthening of the

performance levels of currently regulated products such as refrigerators,

freezers and washing machines.



Ontario (1988), British Columbia (1990), Quebec (1992), Nova Scotia (1991)

and New Brunswick (1995) have all implemented minimum energy efficiency







4

standards for specific equipment sold or leased within their respective

jurisdictions.



The Accelerated As one of the measures in the Government of Canada’s Action Plan 2000 on

Standards Climate Change, the Accelerated Standards Action Program (ASAP), will

Action Program improve the energy efficiency of appliances through the development of

& standards for residential, commercial and industrial equipment. It will

Energy Star accelerate the market penetration of high-efficiency products by providing

Promotion marketing and product certification assistance to encourage the purchase of

"best in class" products.



In line with ASAP, the Energy Star Promotion was started in July 2001. The

Energy Star£ symbol – an internationally recognised endorsement label –

allows the consumer to very simply identify the most energy efficient products

available based on a standard set of criteria.



Energy The EnerGuide for Equipment labelling programme supplements the minimum

Labelling performance requirements and seeks to stimulate consumer awareness and

to influence purchasing decisions. It covers household appliances and air

conditioners. This labelling scheme is mandatory for new products and gives a

comparative assessment of energy efficiency and energy consumption for a

range of appliances on the market. It is supported through directories for

consumers, information and education campaigns, and training for retail sales

staff. Marketplace audits revealed that over 80% of the regulated parties

complied with the labelling requirements.



A voluntary Window Labelling Program (rating and labelling) similar to

EnerGuide for Equipment is administered by an association of manufacturers.

It applies to windows and doors.



EnerGuide EnerGuide for Houses, established by the Minister of Natural Resources on

for Houses 1 April 1998, is a labelling and certification programme which seeks to

persuade and assist homeowners to make energy efficiency investments in

their houses, and to consider energy efficiency when purchasing a house.

During the 1999-2000 fiscal year, NRCan expanded the EnerGuide for

Houses programme to reach 80% of the Canadian population. The initiative

builds on the EnerGuide for Equipment labelling programme by using a similar

label to guide home energy improvement and purchasing decisions.

Participating homeowners receive an on-site inspection and energy analysis

of their houses, complete with recommendations for energy efficiency

improvements. After the improvements have been made, the EnerGuide for

Houses rating offers evidence of the investment, which enables prospective

buyers to compare the energy performance of similar houses.



Energy The Energy Innovators Initiative (EII) promotes energy efficiency upgrades

Innovators and building retrofits in the commercial and institutional sector. The initiative

Initiative recruits Canadian organisations to enrol as Energy Innovators and make a

corporate commitment to energy efficiency using an Energy Management

Plan. An Energy Innovator can ask to have its plan, which includes its

commitment to reduce greenhouse gas (GHG) emissions from its operations,

registered with Canada’s Climate Change Voluntary Challenge and Registry

Inc. (VCR Inc.).



The EII helps organisations plan, finance and implement comprehensive

energy efficiency improvements by providing a wide range of products and

services. Through an approach called “savings financing,” public and private

sector organisations can use energy savings to pay for the projects they

implement.



EII offers a pilot retrofit incentive, expanded partnerships and benchmarking.

The pilot retrofit incentive, which is provided in the form of a contribution, is







5

available to Energy Innovators implementing comprehensive energy efficiency

pilot retrofits. NRCan contributes up to 25% of project costs to a maximum of

C$250 000. Participants agree to replicate their pilot project in at least 25% of

similar facilities that they own or occupy.



NRCan works in partnership with key sectoral associations such as the Hotel

Association of Canada and the Association of Canadian Community Colleges.

These partnerships help to recruit Energy Innovators, stimulate energy

management plans and projects and develop sector-specific tools.



Benchmarking and best-practice guides allow organisations to measure their

efficiency against similar organisations and identify where to obtain better

performance.



The EII, as part of Action Plan 2000, will be offering two new incentives for

commercial and institutional members: one for retrofit planning services and

the other for energy-intensive retrofits in organisations with fewer than four

buildings.



Information Programmes designed to improve the availability of information on

opportunities for reducing energy use in existing buildings are common in

Canada. These initiatives include publications, seminars, workshops,

operating and maintenance training programmes and building audits. NRCan

supports public exhibits that focus on energy efficiency initiatives such as the

R-2000 Home Program, EnerGuide, EnerGuide Month (May), national energy

codes, Energy Innovators initiative, etc.



Commercial The Commercial Building Incentive Program (CBIP), established by the

Buildings Minister of Natural Resources in April 1998, provides financial incentives to

Incentive builders and developers to incorporate energy-efficient technologies and

Program practices into the design and construction of new commercial, institutional and

multi-unit residential buildings. CBIP seeks to encourage a permanent change

in the way such buildings are designed. It is intended to offset the extra cost of

designing energy-efficient buildings and thus encourages designers and

developers to consider efficiency options in their designs of commercial and

institutional buildings. To qualify for the incentive, buildings must be at least

25% more efficient than buildings that meet the requirements of the Model

National Energy Code for Buildings (MNECB). CBIP provides a one-time

grant based on the difference in estimated annual energy costs between an

approved CBIP design and an MNECB design. In addition to financial

incentives, CBIP provides design software and guidelines, case studies and

training for architects and engineers.



NRCan, in 1999-2000, provided incentive payments for 34 building designs

(up from 12 in the first year of the programme) at an average payment of

C$30 000. The average design was 30% more efficient than the Model

National Energy Code for Buildings.



Industrial Building The Industrial Building Incentive Program (IBIP) established by the Minister of

Incentive Program Natural Resources in July 2001 extends the precepts of CBIP into the

industrial sector. The programme aims to increase the energy efficiency of

newly constructed buildings used for manufacturing and other industrial

activities. IBIP will offer an incentive to companies building new industrial

facilities to offset additional design costs inherent in the initial attempts at

energy-efficient design, primarily focusing on affecting the market through

information programming.









6

PUBLIC SECTOR



Measures already

in place and/or

being improved



Federal The Federal Buildings Initiative (FBI), co-ordinated by NRCan, is designed to

Buildings facilitate comprehensive energy efficiency upgrades and building retrofits for

Initiative departments, agencies and Crown corporations of the Government of

Canada, through mechanisms such as public-private partnerships with energy

management firms.



The FBI provides a full range of products and services for implementing

comprehensive energy efficiency improvements within an organisation. FBI

account managers work with departments from project inception, through

contract development and award, celebration and recognition, to monitoring

and tracking.



The FBI supports partnerships with energy management firms that provide a

turnkey service which includes engineering, third-party private-sector

financing, comprehensive training packages and performance guarantees.



Project data are collected annually from departments and evaluations, and

programme results are published in the Government of Canada’s annual

report to Canada’s Climate Change Voluntary Challenge and Registry Inc.

(VCR Inc.).



The House The House in Order Initiative is designed to accomplish two main objectives of

in Order the Government of Canada. The first objective is to demonstrate

Initiative environmental leadership to the rest of Canada (i.e. all other levels

government and sectors of the economy). The second is to reduce total GHG

emissions resulting from Government of Canada activities by a factor that is

as stringent as that expected of the country as a whole under the Kyoto

agreement.



The initiative provides a set of tools which departments can use to reduce

emissions in their facilities. Several tools are explored and evaluated for their

potential impact on GHG reduction, as well as for cost-effectiveness and

feasibility of implementation. The tools are meant to assist in reducing

emissions from energy production, distribution and consumption activities,

employee behaviour, procurement activities and fleet management practices.



The House in Order Initiative has set an emissions-reduction target of 31%

below 1990 levels by 2010 for Government of Canada operations.



FleetWise Launched in October 1995, the FleetWise programme — the Federal Fleet

Initiative — is a government leadership initiative that targets federal vehicle

fleets to reduce energy use and promote the use of alternative transportation

fuels. The objectives of the programme are to: improve the operational

efficiency of fleets; reduce greenhouse gas emissions from fleets and

accelerate the use of alternative transportation fuels. The initiative provides

fleet managers with an assessment of fleets at little or no cost and technical

advice on using alternative transportation fuels (ATFs) and acquiring

alternative fuel vehicles. In addition, it campaigns to encourage vehicle

operators to select alternative fuels. Four departments — Treasury Board,

NRCan, Environment Canada, and Public Works and Government Services

Canada — manage planning, implementation and reporting under the

FleetWise initiative. NRCan is responsible for implementing FleetWise.



Leadership The Leadership Challenge will encourage all federal departments and

Challenge agencies to participate in emission reduction efforts. Best practice information







7

will be provided in the areas of employee awareness, staff training, solid

waste management, GHG-responsible procurement practices, and by

supporting public transit and green commuting.



INDUSTRY

Measures already

existing and/or

being improved



Industrial The Canadian Industry Program for Energy Conservation (CIPEC), a sector-

Energy level programme, and the Industrial Energy Innovators Initiative (IEII), a

Efficiency company-level programme, both address barriers to planning, implementing

Commitments and tracking energy efficiency projects in industry. Key elements of both

programmes are: the establishment of energy efficiency improvement targets;

the preparation of energy efficiency action plans; the tracking of energy

efficiency improvements on a per-unit-of-production basis; the reporting of

results; and the development and delivery of products and services which

overcome barriers to continued energy efficiency improvements.



CIPEC relies upon the collective support and action of more than 38 trade

associations representing over 90% of secondary industrial energy demand in

Canada. Overall direction is provided by an executive board made up of CEOs

and vice-presidents of some of the largest energy users in industry. CIPEC

task forces in 23 sectors use events, publications, training sessions and

networking to promote energy efficiency.



Through these two industrial initiatives, Natural Resources Canada (NRCan)

provides support services directly to individual organisations establishing

energy efficiency programmes. These services include assistance in energy

management planning, tracking and regular reporting; workshops dealing with

all aspects of energy management; and various technical, financial and

information services.



By March 2001, NRCan had 295 companies signed up as innovators. In the

2000-2001 fiscal year, NRCan employees participated in community and

employee awareness events at four Innovator facilities in the provinces of

Ontario and Quebec. At these events, which were attended by more than

25 000 people, NRCan provided information on its industrial and consumer

energy efficiency products and services.



New In part through funding provided by the Program on Energy R&D, the

Technologies CANMET Energy Technology Branch works in partnership with the private

for Industrial sector, academia and other levels of government to reduce the overall

Energy intensity of Canada’s industrial and utility sectors and, consequently, GHG

Efficiency and other emissions, while improving productivity and providing Canadian

companies with potential economic opportunities.



The objectives of the programme are to provide S&T to develop advanced

industrial energy efficiency products, processes and systems; to reduce fossil

energy intensity and emissions of selected Canadian resource and related

industries; to advance generic energy related technologies and processes; to

increase the proportion of Canada’s electricity supply from distributed systems

and renewables, and to reduce environmental impacts from centralised,

combustion-based electricity power generations systems.









8

In the 2000 in-depth review of the energy policies of Canada, the IEA stated:



The Government of Canada should:



x Strengthen commitments made under voluntary agreements in industry.

x Consider supplementing and integrating current sectoral programmes with

economic incentives in order to maximise the uptake of efficient practices.



TRANSPORT



Measures already

existing and/or

being improved



Fuel Efficiency The Motor Vehicle Fuel Efficiency Program, in effect since 1978, delivered by

Standards NRCan and Transport Canada, promotes improvements in new vehicle fuel

efficiency by encouraging motor vehicle manufacturers to meet voluntary

annual company average fuel consumption targets for new automobiles sold

in Canada. Average fuel consumption targets are patterned after the US

CAFE standards, although compliance is voluntary in Canada. NRCan works

with the vehicle manufacturers through a voluntary Memorandum of

Understanding (MOU) on fuel efficiency. The programme focuses on

opportunities to improve vehicle fuel technology by providing information to

consumers on the fuel efficiency on new vehicles. The annual Fuel

Consumption Guide, which lists fuel consumption ratings for new vehicles, is

produced through information obtained under this initiative.



The current actual average fuel consumption ratings are 8 litres/100 km for

cars and 11.4 litres/100 km for light trucks.



As part of Action Plan 2000, the Government of Canada is to launch

negotiations with the automobile industry and the United States to achieve

new voluntary fuel efficiency improvement targets for model year 2010 and

phase in a significant improvement – starting as early as 2004.



Energuide Since 1999, vehicle manufacturers have been attaching a fuel consumption

for label to their cars, vans and light duty trucks. The label is standardised across

Vehicles the industry and appears on its own or is combined with the vehicle options

and price label on the side window of each new vehicle.



FleetWise Launched in October 1995, the FleetWise programme — the Federal Fleet

Initiative — is a government leadership initiative that targets federal vehicle

fleets to reduce energy use and promote the use of alternative transportation

fuels. FleetWise is described in more detail under the Public Sector section.



FleetSmart FleetSmart — the Commercial Fleet Initiative — announced in March 1997,

encourages Canadian private fleet operators to reduce operating costs

through energy-efficient practices and the use of alternative fuels. FleetSmart

provides information materials, workshops, technical demonstrations and

training programmes to help fleet operators assess opportunities to increase

energy efficiency in their operations. FleetSmart is delivered in partnership

with associations, private industry and other levels of government. FleetSmart

tool kits have now been distributed to 1 643 registered clients, representing

more than 132 000 vehicles.



Auto$mart Auto$mart encourages and assists motorists to buy, drive and maintain their

vehicles in energy-efficient ways that save fuel and money, and emphasises

how such efforts also reduce vehicle emissions. Its main tool is the Auto$mart

Guide, which offers useful information and tips on purchasing, operating and

maintaining personal vehicles. The programme also provides resource

materials to driver educators for fuel-efficiency training to novice drivers and







9

provides Web-based communications tools that support and encourage the

development of new initiatives of local governments, industry and associations

to promote fuel efficiency. Auto$mart also offers information on opportunities

to use alternative fuels.



Freight The goal of the Freight Efficiencies and Technologies Initiative is to increase

Efficiencies and the freight transportation industry’s participation in voluntary climate change

Technology initiatives by: increasing the operating efficiency and environmental training

Initiative and awareness among freight operators and shippers; and demonstrating and

encouraging the take-up of innovative environmental technologies and best

practices within the freight transportation sector. This is a joint NRCan-

Transport Canada initiative.



Alternative The Transportation Energy Technologies Program works in partnership with

Transportation industry to develop and deploy leading-edge transportation technologies that

Fuels R&D minimise environmental impacts, increase the potential for job and economic

growth and extend the lifespan of Canada’s energy resource base.



Programme areas include: the development of alternative fuels and advanced

propulsion systems (gaseous fuels, alcohols, hydrogen, fuel cells, electric

vehicles and hybrids and related systems); advanced energy storage systems

(lightweight cylinders, adsorption technologies and flywheels); emissions

control technologies (for diesel and alternative fuel engines, lean-burn

catalysts and enhanced combustion chamber design); vehicle transportation

system efficiency (advanced materials and processes, auxiliaries and

regenerative breaking systems); and fuelling infrastructure (fuelling station

hardware, hydrogen systems and battery charging systems).



The programme works in co-operation with stakeholders in the domestic and

international transportation industries, including original equipment

manufacturers, industry associations, fleet managers, transit authorities,

utilities, provincial governments, research organisations, universities, other

federal departments, the US Department of Energy and the International

Energy Agency.



MONITORING/ Data gathering on energy consumption has been significantly improved

ASSESSMENT through the creation of a National Energy Use Database, launched in October

1991. The rationale is that by improving understanding of where and how

energy is used in Canada, resulting analyses will identify opportunities to

improve energy efficiency. As well, the data and analysis help Canada track

the effectiveness of efficiency programmes. This monitoring supports federal

data collection activities in each end-use sector.



The Demand Policy and Analysis Division of the Office of Energy Efficiency

(OEE) produces various policy and analysis reports to give a picture of the

current energy efficiency policies and the results achieved. These include:

Emissions Reductions from Federal Operations-Progress Report to the

Climate Change Voluntary Challenge and Registry; Energy Efficiency Trends

in Canada, 1990 to 1999; A Review of Secondary Energy Use, Energy

Efficiency and Greenhouse Gas Emissions; The State of Energy Efficiency in

Canada, Report 2001; and the Report to Parliament Under the Energy

Efficiency Act-1999-2000. These reports are updated annually.



In July 2001, the OEE published Energy Efficiency Trends in Canada: An

Update (see: http://oee.nrcan.gc.ca/general/trewnds/index_e.htm ), its sixth

annual review of energy efficiency in Canada. This report covers the period

1990 to 1999. The OEE Index shows a decline in value between 1990 and

1997, indicating that the various sectors of the economy have generated

energy efficiency improvements of about 1% per year during this period.









10

An evaluation of the OEE’s performance measures in 2000, conducted by the

Office of the Auditor General (OAG), concluded that NRCan has made

satisfactory progress in addressing the 1997 OAG recommendations on

NRCan’s energy efficiency initiatives. While progress continues, the OAG

follow-up noted improvements in the performance information (both

expectations and achievements) as well as an increased effort to link changes

in energy use to changes in greenhouse gas emissions.



Further For further information, please contact:

information

Kwaku Agyei

Office of Energy Efficiency

Natural Resources Canada

580 Booth Street

Ottawa, Ontario

Canada K1A OE4

Tel. +1 (613) 943 1785

Fax +1 (613) 947 4120

E-mail: KAgyei@NRCan.gc.ca









11

Energy

IEA Efficiency

Update





CZECH Updated December 2002

REPUBLIC

BACKGROUND



Energy The Czech Republic acceded to the UN Framework Convention on Climate Change

and the (UN FCCC) on 7 October 1993 on the basis of the Government of the Czech

Environment Republic Resolution No. 323 of 16 June 1993. On the basis of Resolution No. 530,

passed on 18 October 1995, the Minister of Foreign Affairs on 17 November 1995

requested the UN Secretary General and the FCCC depositor to take the following

measures:



· Delete Czechoslovakia from Annex 1 of the UN FCCC because Czechoslovakia

no longer exists and was never a Party to the Convention.

· Include the Czech Republic in the list of Annex 1 countries.



The Czech Republic presented on 17 October 1994 its First National Communication

to the Secretariat of the UN FCCC. In May 1995, the country received the in-depth

review mission of the Secretariat, which issued a report stressing that this

Communication outlines a set of measures to mitigate the impact of climate change.



On 23 November 1998, the Czech Republic signed the Kyoto Protocol (Czech

Republic Resolution No. 669/1998). During the 2008-2012 commitment period, the

country is committed to reducing total emissions by 8% compared to the 1990 level.

Today, total GHG (greenhouse gases) from fuel combustion are 20% below the

1990 baseline.



The Czech Republic's Second Communication on the process to comply with the

commitments under the UN Framework Convention on Climate Change was issued

by the Ministry of the Environment in May 1997. It outlines various measures ("no

regret measures") that have been applied to solve the country's economic and

environmental problems. These measures are defined in the document entitled The

State Environmental Policy of the Czech Republic approved by Government

Resolution No. 472/1995.



This communication included a projection of total GHG emissions of 192 Mt CO2

equivalent in 2010 compared to 188 Mt in 1990. Emission projections were updated

again in 2000 for three different economic growth scenarios. According to these

projections, under new macro-economic parameters the emission reduction from

1990 by 2008-2012 should be between 12 and 32%. In all cases, a potential reserve

may be available for possible emissions trading.



The Czech Republic's Third National Communication on the UN Framework

Convention on Climate Change was issued by the Ministry of the Environment on

28 December 2001. It analyses current circumstances in the area of climate change

in the country and documents the state of compliance with obligations following from

the UN FCCC and the Kyoto Protocol.



In the 2001 in-depth review of the energy policies of the Czech Republic, the IEA

stated:



The Government of the Czech Republic should:



· Intensify efforts to develop a comprehensive multi-sectoral climate change

strategy, giving priority to enhancing energy efficiency.



State In May 1999, the government of the Czech Republic approved the document entitled

Environmental The Strategy of Protection of the Climate System of the Earth in the Czech Republic

Policy (Resolution No. 480/1999) which places protection of the climate amongst top-





1

priority environmental issues and sets out the main tasks for the individual sectors,

which should lead to fulfilling the quantitative tasks of the Kyoto Protocol. Key

emphasis is placed in the document on a wide range of measures related to energy

efficiency and on renewable energy.



A new Clean Air Act came into force on 1 January 2002. The main reason for

restructuring the current air protection legislation in the Czech Republic lies in

harmonisation and transposition of the relevant legislation of the European Union in

relation to the preparation for accession of the country to the European Union. The

new Act is comprehensive and includes protection against pollutants, protection of

the ozone layer and of the climate system of the earth in the sense of the UN FCCC

and of the Kyoto Protocol.



The new Clean Air Act will also provide a legislative basis for the National

Programme to Mitigate Changes in the Climate of the Earth, approved by the

government to replace the above-mentioned Strategy of Protection of the Climate

System of the Earth in the Czech Republic. The Act will set up reduction targets for

substances affecting the climate system and deadlines for achieving them.



National The National Energy Policy was approved by government decision No. 50 of

Energy 12 January 2000.

Policy

This basic document indicates the targets in the area of energy management

according to the needs of economic and social development, including

environmental protection. The long-term strategic targets of energy policy include a

gradual reduction of the volumes of energy and raw materials needed by the Czech

economy to meet the level of advanced industrial countries. The new sub-objectives

up to 2020 on the demand side are to remove price subsidies and distortions, to

create competitive markets for electricity and gas, to achieve freedom of choice for

consumers, and to ensure energy efficiency enhancement.



Energy The Energy Management Act (Act on Energy Management of the Czech Republic

Management No. 406/2000) was adopted by the Parliament on 25 November 2000 and

Act implemented on 1 January 2001. Chapter III of this framework law, entitled National

Programme for Economical Energy Management and Use of Renewable and

Secondary Energy Resources, deals, inter alia, with the various types of subsidies

from the state budget for specific programmes. Chapter IV, entitled Measures to

Enhance Economical use of Energy, deals specifically with the ways to promote

energy efficiency, such as minimum energy efficiency requirements, conditions for

house occupiers to fulfil determined thermal and technical properties of buildings,

energy efficiency labelling, energy audits, energy auditors and co-generation of heat

and power (CHP).



State Programme The State Programme to Support Energy Savings and Use of Renewable Sources of

to Support Energy (the State Programme) is a one year programme set up by the Ministry of

Energy Savings Industry and Trade which has been announced each year since 1991. It includes

and Use of energy saving measures in the sphere of production, distribution and consumption of

Renewable energy, wider use of renewable and secondary sources of energy and development

Sources of of CHP, counselling, implementation of new low energy consuming technologies,

Energy education, public education and promotion leading to more economic use of energy.

To carry out the State Programme, the Ministry of Industry and Trade has

established the Czech Energy Agency (see below).



In the 2001 in-depth review of the energy policies of the Czech Republic, the IEA

stated:



The Government of the Czech Republic should:



· Make energy efficiency in the various consuming sectors a policy priority.

· Ensure that energy efficiency be given priority among energy policy objectives.







2

National The Czech Republic became an independent country on 1 January 1993, as a result

Circumstances of the division of the former Czechoslovakia into the Czech and Slovak Republics.

Since 1990, the country's economy has been undergoing transition from a centrally

planned to a market economy; the country's economic development has also been

influenced by the division of Czechoslovakia. The first stage of economic

transformation was marked by a deep recession as GDP decreased by about 22%.

The economy revived in 1995 and its growth has been encouraged by industrial

restructuring and revitalised investments.



The environment was seriously damaged during the 40 years prior to 1989: during

this period of controlled and centrally directed economy, there was an attempt to

achieve maximum production with no regard for the environment or natural

resources. The situation was aggravated by an excessively high energy demand

and uneconomical use of raw materials; imperfect or non-existent environmental

legislation, etc. This distorted economy resulted in disproportionately high emissions

of principal pollutants and a considerable waste of energy.



Profound changes in environmental protection and thus in energy economy began

after the political changes of November 1989. The Ministry of the Environment, the

Federal Committee on the Environment and various other environmentally linked

institutions were established. The first objective report on the state of the

environment was published. At that time, the foundations were laid for legal

protection of the environment. Reports on the status of the environment have been

published annually since 1993 showing that the deterioration seen in the 1970s and

1980s has been stopped or stabilised; the quality of the environmental is now

improving. In 1995 and 1996, annual emission inventories for 1991 through 1995

were worked out according to IPCC methodology. These inventories show that in the

period 1990-1995, the aggregated emissions of the three basic GHG gases (carbon

dioxide, methane and nitrous oxide) were reduced by 23.3% from 193.2 million

tonnes of CO2 equivalent to 148.2 million tonnes of CO2 equivalent.



The Czech Republic became a Member of the OECD on 21 December 1995. At the

end of October 1999, the IEA Governing Board invited the Czech Republic to accede

to the 1974 Agreement on an International Energy Program (IEP). On 22 February

2001, the Czech Republic officially become a full member of the IEA.



Czech The Czech Energy Agency (CEA) was founded by the Minister of Industry and Trade

Energy on 1 September 1995, as a publicly funded organisation carrying out the work of the

Agency former Energy Agency which existed in Czechoslovakia and then in the Czech

Republic. The CEA's main mission is to encourage and carry out activities aimed at

energy savings and mitigate negative environmental impacts caused by the

consumption and conversion of all kinds of energy. The CEA is in charge of

implementing the above-mentioned State Programme. In 2000, there were 19 staff

members at the CEA' s headquarters.



CEA implements programmes which:



· Save energy in industry, agriculture and transport.

· Optimise energy supplies of residential areas.

· Implement co-generation in small and medium-sized heat production sources.

· Reduce energy consumption in public and residential buildings, as well as

education and healthcare sectors buildings.

· Increase the use of renewable and alternative energy sources.



Other programmes focus on consultation, advertising, creating educational materials

for experts and for the general public; they also support the formulation and

establishment of energy concepts for towns and regions.



A total budget of Kcs 1 523 million was allocated to the Ministry of Trade and







3

Industry programmes from 1991 to 1995 (before the creation of the CEA). From

1996 to 1999, when the CEA was operational, the state budget totalled Kcs 1 226.5

million. The state budget, which was Kcs 362.6 million in 1997, decreased to

Kcs 341.9 million in 1998 and again to Kcs 315 million in 1999; because of budget

constraints, the budget for 2000 was Kcs 209.0 million and decreased to only 102.2

million in 2001. Government support is provided as financial grants and the

resources provided must be used within the given year on the basis of a selection

process. The realisation of the projects supported must occur within 18 months.



In the 2001 in-depth review of the energy policies of the Czech Republic, the IEA

stated:



The Government of the Czech Republic should:



· Provide adequate funding to the Czech Energy Agency for its energy efficiency

programmes and co-ordinate it with other initiatives, especially those of the State

Environmental Fund.



SEVEn SEVEn, the Centre for Energy Efficiency, is an independent organisation, which is

not affiliated through ownership or in any other way to any domestic or foreign

company. From its creation until 1998, SEVEn functioned as a foundation but in

1999, owing to a change in Czech law on foundations, it was registered as a public

benefit corporation. SEVEn covers the costs of its activities through its contract

work, proceeds from consulting, and grants (in exceptional cases and to a limited

extent).



SEVEn focuses on overcoming barriers to the use of the cost-effective potential of

practical energy savings in the residential, industrial and commercial sectors. When

advising clients on energy efficiency options, SEVEn combines its technical

expertise with economical analysis, an overall assessment including the projected

environmental impact, proposals for the optimal method of financing and the

preparation of business plans for actual projects.



SEVEn has developed relationships with similar energy efficiency centres in other

countries and participates in many international projects. It co-operates with

domestic and foreign governmental bodies and organisations, financial institutions,

private companies, cities and other municipal governments, schools and hospitals,

various energy suppliers, NGOs and individuals.



State The State Environment Fund of the Czech Republic (SEF), established in 1991, is a

Environment specifically focussed institution for financing the preservation and improvement of

Fund the environment. In 1999, in implementing its programme for air protection, which

was not primarily concerned with decreasing energy consumption, SEF did realise

energy savings. All cases concerned the replacement by gas units of old coal-

burning furnaces or co-generation units which did not comply with the emissions

standards set by Decree No. 117/1997b of the Ministry of the Environment. This not

only led to considerable benefits for environmental protection but also to important

energy savings. In 1999, energy savings were not a condition for implementation of

specific programmes by SEF, but a secondary effect. However, from 2000, the SEF

programmes for air protection contain a requirement for an energy-saving approach,

to make it clear that energy saving is essential in an environmental project.



Energy

Efficiency

Funding



PHARE Financing for energy savings projects is difficult to obtain because of the lack of

Energy commercial financial resources and the lack of interest by private investors in

Saving funding such projects. To obtain this support, the European Commission has

Fund established the Energy Savings Fund backed by the European Union PHARE







4

resources. The Ministry of Industry and Trade has contracted the Czechoslovak

Trade Bank (CSOB) to operate and manage this fund. SEVEn co-operated in 1997

in developing the methodology for the management and administration of the Energy

Savings Fund, the procedures for realising funds and the documents subsequently

used by the CSOB.



PHARE funds (ECU 4.5 million) will be granted after a standard evaluation of a

client's credit rating and a technical and economic evaluation of the project. The

CSOB has funds at its disposal for ten years to extend loans at preferential rates for

small and medium-sized energy saving investments, in accordance with specific

qualification criteria, using its own resources on a 50/50 co-financing basis with

PHARE. These projects include the introduction of monitoring and regulation of

heating systems, double-glazing of windows, reduction of heat losses through walls

and roofs, improvements of lighting, etc.



Global The Global Environment Facility (GEF) provides grants and concessional funds to

Environment developing countries and those with economies in transition for projects and

Facility activities that address some aspects of the global environment. In August 1998, the

World Bank approved a Global Environment Facility grant of $5.8 million for the

Kyjov Waste Heat Utilisation Project to improve the efficiency of the Czech

Republic's energy sector. The project will reduce emissions of greenhouse gases

from the district heating system by increasing the energy efficiency and reliability of

heat and power supply to the Vetropak Moravia Glass factory and heat supply to the

city of Kyjov.



RESIDENTIAL/

COMMERCIAL



Energy The Minister of the Environment launched in 1994 an Environmentally-Friendly

Labelling Product Labelling Programme. Almost 200 products are labelled; they include

thermal insulation made of recycled paper, water-based paints limiting VOC

emissions, and small gas boilers for heating apartments and houses. These

products with limited GHG emissions account for more than 80% of all labelled

products



The Energy Management Act implemented on 1 January 2001 plans the introduction

of energy labels. Energy labelling is in preparation for those appliances for which the

European Union has introduced labels: refrigerators, washing machines, tumble

dryers, combined washer-dryers, dishwashers and lamps.



Thermal Stricter insulation standards for buildings have been in effect since 1994. They are

Insulation not mandatory, except where state money is invested. Most standards are

harmonised with the EU standards, if they exist, within one year of their introduction.

The enforcement and monitoring of building codes is considered insufficient.

Assuming that these standards result in a 30% decrease in energy consumption and

that roughly 15 000 apartments are built and retrofitted yearly, this measure

decreases annual CO2 emissions by about 40 000 tonnes of CO2.



A similar estimate is not available for commercial and administrative buildings,

however it is thought to be in the range of a few tens of thousands tonnes of CO2.



There is at present no retrofitting programme for individually-owned houses.

However, a programme for energy savings in individual house (modernisation of

apartment buildings) is being designed by the MRE which has made use of CEA's

experience. The programme includes both the building insulation and heating

systems and it mainly based on a soft loan scheme. The currently low cost-

effectiveness of thermal insulation measures discourages investments in the

renovation of buildings.









5

In the 2001 in-depth review of the energy policies of the Czech Republic, the IEA

stated:



The Government of the Czech Republic should:



· Strengthen current insulation standards for buildings, as well as labelling and

energy efficiency standards for appliances in line with European Union

legislation and progressively make them compulsory.



Energy A one-off programme subsidising the sale of compact fluorescent lamps was

Efficient financed by CEZ, the electric power company and SEVEn funds. Almost 155 000

Lighting lamps were sold in two waves, costing about Kcs 20 million, which resulted in a CO2

emission decrease by an estimated 9 000 tonnes per year. This programme has not

been repeated.



Measurement The Ministry of Economy Decree No. 186/1991 stated that landlords of houses using

of Energy heat from a central source must measure heat consumption at the building's entry.

consumption Energy/heat consumption (quantity of heat for all consumers in building) was then

divided pro rata, according to individual consumption.



This Decree was replaced by the Trade and Industry Ministry's Decree No. 245/

1995 accompanying Act No. 222/1994 "on the conditions of enterprises and

administrations in the energy sector". The first Decree was mandatory; the second

Decree which was originally only a recommendation has been mandatory since

2001.



According to the Energy Management Act, house owners/occupiers, under the threat

of sanctions, must not exceed the determined standards for consumption of energy

for heating. If house occupiers do overheat, they run the risk of financial sanctions by

the state through a state-controlled institution, the State Energy Inspection.



Energy One condition for receiving financial support from the Czech Energy Agency (CEA)

Audits is that an energy audit be made which documents the energy conservation potential

that could be achieved. The audit methodology for residential, public and industrial

buildings has been drawn up by the CEA. Presently, about 300 energy auditors are

operational. Energy savings achieved on the basis of the audit range between 20

and 40%.



The energy audit and observation of its recommendations are mandatory for all

buildings owned by the state which is one of the largest landowners (offices,

schools, hospitals) and for buildings in which energy supply is financed by the state.



An individual energy audit of a residential house, without any immediate

implementation of proposed measures, can benefit from subsidies up to a maximum

of 80% of the cost. Proposed no-cost measures must be implemented within three

months of the finalisation of the energy audit. According to Sub-programme I of the

Government Programme for Support of Energy savings in 2000, a total of 132

projects for energy audits has been selected, the allocated subsidy amounting to

Kcs 4. 56 million.



Heat The total capacity of heat pumps installed after 1990 is about 35 MW. They are

Pumps mostly used for heating apartments. However a number of projects have been

implemented in industry, mainly in drying plants and in the food and woodworking

industries. Annually, they account for 55 GWh of savings and a 20 000 tonnes

reduction of CO2 emissions.



District District heating is an important part of the energy system in the Czech Republic as

Heating 30% of the 10 million households are connected to a local district heating network,

providing 20% of the sector’s final energy consumption. Heat also accounts for 12%

of energy consumption in the service sector and 14% in the industry sector.







6

Household consumption is subject to large seasonal variations and minor daily

variations while that of industry is more constant. Space heating is the main energy

use of households for which the market share of district heating has been estimated

at 35% (1997 survey).



District heating systems are organised locally and operate in some 50 cities.

Individual heating companies are also power producers. The sector was fully

privatised in 1992-1994 through a voucher privatisation. A few units belonging to the

army, schools, state hospitals and other health care facilities remain under state

ownership. There have been significant foreign acquisitions of companies.

International Power (UK) gained control of EOP 748 MWt (363 MWe), the main

independent power producer (IPP) and holds a majority share in Prazska

Teplarenska, the Prague district heating company. Dalkia (France), a subsidiary of

Vivendi and EDF controls major companies in North Moravia with a capacity

exceeding 3 000 MWt. Cinergy, a US utility, controls over 1 440 MW of CHP power

generation facilities. Horizon/United Energy in the United States has three plants

totalling 1 200 MWt. Most important producers are members of Teplárenské

sdružení, the association based in Pardubice.



New The 1994 Energy Act, which previously regulated the sector, was replaced in

Energy January 2001 by the New Energy Act (No.458/2000). The construction of new

Act heating plants above 30 MWt capacity has to be approved by the Ministry of Industry

and Trade and units below this limit by regional authorities. Criteria for approval in

both cases include the use of domestic and local energy sources, energy efficiency

and conditions of solvability of the investing company.



According to current legislation, there is no compulsory buy-back tariff between heat

generators and heat distributors; prices are fixed by contract. As electricity sales

make up an important part of the district heating revenues (up to 80%), liberalisation

of the electricity market is likely to lower electricity prices and reduce the revenue of

CHP operators. To offset this, the new Energy Act includes an obligation of purchase

to transmission and distribution networks for the electricity generated by CHP.

However, the buy-back tariff is not set by the New Energy Act so co-generators and

buyers (distribution company or national grid) will have to negotiate the prices. Along

the same lines, the New Energy Act also contains an obligation of purchase for heat

generated from CHP, industrial process, renewable energy and environmentally

clean incineration. However, there are exemptions from the obligation where the

end-consumer will not accept a higher tariff or for non-compliance with technical

parameters.



The Ministry of Finance regulates the household tariff for each network on a cost-

plus-fees analysis method. Since 1994, regulation on prices for industrial heat users

has been lifted.



As 50% of households have individual meters and flow regulation, household tariffs

for the remaining consumers do not reflect actual consumption of heat but are based

on the size of the apartment and/or the number of persons per apartment. This tariff

structure appears complicated and inaccurate in evaluating effective heat

consumption and providing effective energy-saving incentives. Heat subsidies were

abolished in 1996 but the VAT rate remained at 5%. With the New Energy Act which

came in force in January 2001, the Regulatory Energy Office is in charge of pricing

and licensing.



Activities Implemented Jointly



In 1996-1999, five Activities Implemented Jointly (AIJ) projects were approved and

implemented by the Ministry of the Environment, two of which took place since 1998:



· A district heating plant burning biomass in the municipality of Hostetin in co-

operation with the Netherlands government.







7

· Modernisation of a CHP plant in the Skoda Mladá Boleslav automobile company

in co-operation with the German government.



The annual benefits of these projects led to a decrease in CO2 emissions of 49 kt

and 179 kt respectively.



In the 2001 in-depth review of the energy policies of the Czech Republic, the IEA

stated:



The Government of the Czech Republic should:



· Promote cost-effective cogeneration and metering at building level.

· Reconsider the obligation for electricity distribution companies to purchase

electricity from CHP.



Financial The Czech Energy Agency (CEA) is preparing a draft for MIT of the allocation of

Incentives state subsidies to support various energy efficiency measures for apartment buildings

and houses. This concerns the use of active solar systems which could reduce

energy consumption for water heating by 30%. A subsidy of up to 30% of the total

investment cost can be granted for demonstration of the systems, up to a maximum

of Kcs 5 million per project. The subsidy is limited to Kcs 250 000 per apartment. For

residential buildings built by traditional brick technology with low energy efficiency, a

subsidy can be granted for energy-efficient measures including the installation of

insulation and the reconstruction of existing heating systems aiming at an energy

saving of at least 45%. For demonstration actions, the subsidy amounts to 15% of

the total investments, up to a maximum of Kcs 10 million. The subsidy is limited to a

maximum of Kcs 30 000 per apartment in a residential house and to Kcs 80 000 per

house.



Under Programme I of the State Programme for 1999, a total of Kcs 81.54 million

was allocated through the CEA for 87 energy efficiency projects in residential

buildings. This resulted in energy savings of about 107 000 GJ/year (762 Kcs/GJ). In

2000 76 projects were supported, the subsidy amounting to Kcs 61.6 million with

energy savings 84 000 GJ/year (ratio 734 Kcs/GJ or 770 $/toe.



The Ministry of Regional Development (MRE) provides support for the repair,

reconstruction and modernisation of apartment buildings constructed using the

concrete panel technology, of which there are more than 1.1 million apartments in

the Czech Republic. Financial subsidies are provided along with contributions to

cover interest and guarantees for activities related to repairs and reconstruction of

concrete panel apartment buildings. Preference is given to economically depressed

areas and areas with disturbed environment. Support is also provided for insulating

buildings, improving heating systems, distribution pipes and sources of heat and hot

tap water, and use of renewable energy sources in buildings which could have a

favourable effect on energy efficiency, and thus on GHG emissions. The budget of

the programme for reconstruction of concrete panel buildings for 2001 equals about

Kcs 300 million and support is expected for the repair of about 20 000 apartments,

and then for about 50 000 apartments annually. The duration of the programme is

limited by the volume of financial means available.



Education One of the main activities of the CEA is the organisation of seminars and training

and Public sessions and publication of materials for energy consumers. Private energy

Awareness consumers are targeted through the network of 60 Energy Advice and Information

Centres (EKIS) installed by the CEA. They cover the entire country, offering free

brochures, guidebooks and software (products of advisory service) and provide a

practical advisory service.



Most of the EKIS centres are operated by private consultants selected by the CEA to

give energy information to the public. These firms specialise in one specific area but

have general knowledge on other subjects. SEVEn also provides free basic







8

consulting on energy savings in households and issues a quarterly information letter

"News at SEVEn". A country-wide information campaign on energy conservation

has not been carried out since 1990.



In the framework of Programme VIII. B, Public awareness, Processing of Products

for Consulting, of the Government Programme for Support of Energy Savings for

1999, funds were used to finance the following activities:



· Energy consulting and Information Centres: 50 agreements signed on provision

for consulting, with overall costs of Kcs 21.6 million, support Kcs 13 million.

· Handbooks, studies and other documents for consulting activities on energy

savings: 55 activities supported at a total cost of Kcs 11.97 million.

· Support for workshops, exhibitions on energy savings: 52 projects financed for a

total expenditures of Kcs 4.15 million.

· Printing of proceedings, handbooks, and computers programmes: 26

agreements signed for a total support of Kcs 4.87 million.



In the 2001 in-depth review of the energy policies of the Czech Republic, the IEA

stated:



The Government of the Czech Republic should:



· Strengthen the information, education and motivation campaign of the Czech

Energy Agency for energy savings by all end-users.

· Involve all economic players (municipalities, utilities, industries, building

developers) in energy efficiency information, dissemination and project

development.



Measures under

Consideration



Energy Both energy efficiency labelling and standards for household appliances in the

Efficiency Czech Republic are developed in the framework of the European Union SAVE II

Standards project, a task carried out by SEVEn. On the basis of knowledge of existing

legislation in co-operating EU countries (Austria, France, Greece) corresponding

laws, regulations and implementing documentation will be drawn up for the Czech

Republic. At the same time, the action plan for enforcing the legislation will be

prepared and measures and procedures for consumers and suppliers proposed.



PUBLIC SECTOR



Energy Audits in Based on Act No. 50/1976 as well as Act No. 22/1997, energy audits were not

the Public sector mandatory in all buildings of the public sector including the state, regions and

communes with the exception of some legally prescribed cases. The new Energy

Management Act includes mandatory audits for public and private facilities (with

respective consumption above 1500 GJ and 35 000 GJ) and the obligation to

implement low cost audit recommendations. However, funding for the audit as well as

the implementation of the recommended measures face the problem of limited

financial resources.



Model The Energy Management Act No. 406/2000 establishes the obligation for each of the

Energy 14 regions to prepare a regional energy concept within five years in order to create

Concepts conditions for efficient energy use.



The Ministry of the Environment supports the preparation of model energy concepts

for municipalities and regions through its Guidelines for Energy Concepts. A total of

80% of these concepts focus on the efficient use of energy and renewable energy

source potential.



SEVEn, which is involved in the preparation of feasibility studies and business plans





9

for towns and municipalities on supplying and using energy and in the preparation of

such energy concepts, offers guidance to the Czech Energy Agency (CEA) on model

energy concepts. These planning documents covering a 20-year period, which are

modified as necessary, include practical approaches for the economical use of

energy and of renewable energy sources, with an evaluation of the impact on the

environment.



Various energy concepts have been elaborated for several towns and regions, for

instance in 1999 for the Cities of Prague, Tábor, Bechyne, Nymburk.



According to the State Programme, in 2000, grants to design a model energy

concept for towns and municipalities amounted to 50% of the overall investment

expenses with a maximum of about Kcs 500 000 per project. In that year, 24 projects

were selected for a total subsidy of Kcs 4.92 million.



Energy In a 1998 contract with the Czech Association of Environmental Technology, SEVEn

Performance was in charge of proposing a model procedure for applying the Energy Performance

Contracting and Contracting (EPC) method to the public sector. The outcome of the work was to

ESCo support the installation of energy efficient equipment in public sector buildings

administered by the civil service, educational and health care institutions, defence,

and security organs, cultural bodies and the like.



The basis for implementing an EPC in the public sector was laid down in compliance

with Act No. 199/1994. ESCos have been developed for upgrading heating and hot

water systems in hospitals and schools and others.



For example, the Energy Performance Services Czech Republic (EPS CR), an

ESCo which is a subsidiary of a privately-owned energy services company based in

the United States, implemented two performance contracting projects in two large

hospitals, the Bulovka Teaching Hospital in Prague and the Jilemnice District

Hospital in north-east Bohemia. Both hospitals needed a significant upgrade of their

central heating systems but faced a lack of investment capabilities.



In the case of the Bulovka Teaching Hospital, EPS CR implemented in September

1995 four energy conservation measures: switching the existing central heating

system to district heating, implementing a new energy management system,

installing a new air handler recovery system and converting and upgrading to a new

high energy efficiency natural gas boiler. Total costs of these measures amounted to

about $2.7 million, producing annual energy savings of about $700 000,

corresponding to a four-year simple pay-back.



In the 2001 in-depth review of the energy policies of the Czech Republic, the IEA

stated:



The Government of the Czech Republic should:



· Encourage third-party financing.



IFC/GEF The IFC/GEF Efficient Lighting Initiative (ELI) is a $1.25 million programme funded

1

Efficient by the Global Environment Facility (GEF) and designed by the International Finance

Lighting Corporation (IFC) and by local counterparts in each participating country. ELI's goal

Initiative is to reduce greenhouse gas emissions by accelerating the penetration of energy-

efficient lighting technologies in emerging markets. It will lower market barriers to

efficient lighting technologies in the Czech Republic and also in six other developing

or transitional countries. The ELI budget for the Czech Republic is $1.25 million.



1

. The International Finance Corporation is the private-sector body of the World Bank Group and is the largest

multilateral source of loan and equity financing for private sector projects in developing countries. The Global

Environment Facility is a multilateral entity, which provides grants and concessional funds to recipient countries for

projects to protect the global environment.





10

Implementation began in the spring of 2000, with SEVEn as the Czech project

manager; the administration of the project is carried out by the Danish company

Danish Power Consult A/S. Other Czech organisations participate in its

implementation. In the Czech Republic, ELI will catalyse the installation of energy-

efficient lighting, primarily in the public sector, with special emphasis on street

lighting. It will also strengthen the capabilities of lighting businesses, particularly in

the area of project financing. ELI may also promote compact fluorescent lamps

(CFLs) for the residential sector. The initiative will run for three years (2000-2003).

The expected benefits are estimated in a direct impact on savings at a total of 390 kt

of CO2 emissions in 2000-2003 and, in subsequent years, as indirect benefits at the

level of 425 kt of CO2 emissions saved annually.



Manuals for Through a contract with NOVEM, the Dutch Energy Agency, SEVEn prepared a

Municipalities financial manual for cities and smaller municipalities entitled How to Develop

Municipal Energy Projects. The manual contains information on the purpose and

method for preparing a feasibility study and business plan; it includes an overview of

selected domestic and foreign sources of financing and a description of energy

performance contracting along with domestic ESCos that already offer such

services.



Co-operation In 1998 SEVEn took part in the European Union's long-term Urban and Regional

with Energy Efficiency Programme as a consultant for major Czech cities carrying out

Municipalities demonstration energy-saving projects under the programme in co-operation with EU

cities. Demonstration projects were carried out in the areas of energy-efficient public

lighting, central heating reconstruction, building insulation, and waste management.



INDUSTRY



Energy Energy audits are mandatory in industrial companies which consume 35 000 GJ/year

Auditing (or 835 toe). Audits proposed by CEA with limited cost contribution remain technically

orientated (flow chart) rather than focusing on cost-effective measures; there are

some doubts that industrialists appreciate the usefulness of energy audits.



State Subsidy The State Subsidy Programme for Energy Savings in Industry has been developed

Programme by the Czech Energy Agency since 1996 to support the implementation of measures

with lower energy intensity, the efficient use of energy losses from technological

processes and the application of modern technologies and materials for energy

saving measures. The proposed measures must use environmentally friendly energy

savings ideas. A new technology project is accepted on the condition that it has

been successfully implemented as a pilot project and after undergoing a series of

verifications. The programme's evaluation should offer entrepreneurs reliable

information to help them implement further measures.



Ten energy savings measures in the manufacturing industry were selected in 1997

at a total investment of Kcs 74.8 million and a state subsidy of Kcs 13.5 million.

Annual savings are 181.8 TJ representing 0.05% of the total manufacturing

industry’s consumption. In 1998 14 projects were supported for a total investment of

Kcs 158.7 million and a state subsidy of Kcs 19.7 million. Annual savings are

203.2 TJ. In 1999 24 projects were supported for Kcs 31.5 million, a total investment

of Kcs 420.6 million, energy savings 417.1 TJ/year. For the period 1997-1999, the

average unit investment cost was 817 Kcs/GJ, 412 Kcs/GJ in 1997 increasing to

1 010 Kcs/GJ in 1999.



PHARE To be eligible for loans from the PHARE Energy Saving Fund (see above), projects

Energy have to generate savings by reducing energy consumption of any type (electrical,

Saving gas use, space heating, coal technology), but also by saving the costs of energy

Fund (cheaper fuel), operation and maintenance or for labour costs. At least 40% of the

energy savings must be achieved through reduced energy consumption. The project

size must be at least Kcs 2 million and at the most Kcs 50 million. The duration of

loans and repayment terms are four years or longer (to a maximum of ten years).







11

The applicant companies are required to pay at least 40% of the total project cost.

The PHARE Energy Saving Fund awarded 13 loans for energy efficiency projects in

industry during 1998 amounting to Kcs 200 million (two-thirds of the available funds).



In the 2001 in-depth review of the energy policies of the Czech Republic, the IEA

stated:



The Government of the Czech Republic should:



· Strengthen fiscal and financial incentives for energy efficiency projects.



Information



News at Since 1993, SEVEn has published News at SEVEn, a quarterly newsletter devoted

SEVEn to energy efficiency with a press run of about 4 400. It is distributed free of charge to

specialised manufacturers, project, service and consulting firms, public institutions,

local governments and other expert circles interested in the energy sector and

energy efficiency.



EEBW Since 1992, SEVEn has organised an annual international conference and exhibition

called Energy Efficiency Business Week (EEBW) which is an opportunity for

specialists from the Czech Republic, Central and Eastern European countries and

other countries to discuss current events and issues in the energy efficiency area.

EEBW 2000 took place on 17-18 October 2000 in Prague and focused on a range of

topics, the most important being:



· The role of energy saving during the liberalisation of the energy market.

· Energy saving in relation to the requirements for harmonisation of the economies

of associated countries with the European Union standards.



TRANSPORT In the context of the programme to stabilise and reduce CO2 emissions, the following

measures have been implemented and/or supported by the government in the

transport sector:



· Support for public transport provided by the Transport Policy of the Czech

Republic approved by government resolution in 1998 to enterprises which carry

out municipal public transport and to Ceske Drahy (Czech Railways) as an

alternative to individual car transport.

· Continued development of integrated public transport systems in cities through

state, municipality and district subsidies and tax breaks.

· Implementation of the Highway Development Programme, including the

development of ring roads and city bypasses as well as access roads to

highways.

· Support for the development of combined transport, through a wide range of

measures such as favourable taxation, adequate infrastructure, special railways,

etc.

· Speed limits of 90 and 130 km/h for cars and 80 km/h for lorries.

· Taxation only on lorries.

· Progressive charges on engine capacity.



In the 2001 in-depth review of the energy policies of the Czech Republic, the IEA

stated:



The Government of the Czech Republic should:



· Adapt the current energy efficiency strategy to market liberalisation and to

growing demand in the energy-consuming sectors, especially transport.









12

MONITORING Currently, the energy efficiency programme of the Czech Energy Agency is

AND independently evaluated each year by SEVEn. This has resulted in several

EVALUATION improvements in the state support programme regarding both project results and

administration.



The Energy Management Act stipulates that the Ministry of Industry and Trade, in

agreement with the Ministry of the Environment, has to prepare and assess the four-

year state programmes of energy efficiency and renewable energy sources at least

once every two years and that the government be informed of the results. If

necessary, the Ministry of Industry and Trade, in agreement with the Ministry of the

Environment, prepares proposals for changes in the State Programme and submits

them to the government.



In the 2001 in-depth review of the energy policies of the Czech Republic, the IEA

stated:



The Government of the Czech Republic should:



· Carefully monitor the development of energy efficiency programmes and their

cost-effectiveness.



Further For further information, please contact:

Information

Dr. Jirí Barton

Chief Executive

Czech Energy Agency

Vinohradská 8

12 00 Praha 2

Tel: +420 2 2421 7714, 2421 7774

Fax +420 2 2421 7701

email: cea@ceacr.cz









13

(QHUJ\

IEA (IILFLHQF\

8SGDWH



DENMARK Updated April 2003



BACKGROUND



Energy and The first National Energy Plan of 1976, together with further development of

Environment policies during the 1980s, resulted in major restructuring of the energy system

Plans in Denmark. The policies implemented included, inter alia:



x Massive change of heat supply from individual oil furnaces to district

heating and natural gas.

x Elimination of oil used for district heating in favour of local resources

(straw, wood, waste) and natural gas.

x Expansion of combined heat and power systems in order to increase total

system efficiency.

x Comprehensive energy saving programmes in the industrial and

residential sectors.

x Strengthening of standards for new buildings.



In 1988, the Danish government presented its Plan of Action on Environment

and Development as a follow-up to the recommendations set out in the report

from the World Commission on Environment and Development, the

Brundtland Report and in the United Nations’ Environmental Perspective to

the Year 2000. This action plan set out the targets to be reached and the

initiatives to be implemented in all sectors in order to obtain sustainable

development.



The Energy 2000 Plan (Energi 2000) followed in 1990 based on a political

agreement of 20 March 1990. It introduced the goal of sustainable

development in the energy sector and formulated the national objective of a

20% reduction in CO2 emissions by 2005 compared to 1988. This is still one

of Denmark's main objectives in energy and environmental policy. Energy

2000 focused on savings in energy consumption, increased efficiency of the

supply system, expansion of the use of renewables, especially wind, and on

research and development. Action in these areas has been followed up by

political agreements and legislation.



The Energy 2000 — Follow-up from 1993 contained a review of trends and

policies together with a number of other initiatives.



The energy plan, Energy 21 (Energi 2001), approved by the Danish

Parliament in April 1996, deals with international market conditions and long-

term environmental aspects as the overall challenges to the energy sector.

The major environmental challenge is to achieve convergence of emissions of

industrialised countries at a level that would be globally sustainable. The plan

sets out the framework for a number of initiatives focusing especially on

reducing the requirements for resources and the impact on the environment

from the energy sector. One of the targets of Energy 21 was the improvement

of energy intensity (defined as final energy consumption in the end-use sector

per unit of GNP) by 20% by 2005 in relation to 1994 figures. The June 1999

follow-up of Energy 21 projected that energy intensity would improve by 25%

in 2005 and by 34% by 2012, more than fulfilling the established targets.



Denmark is examining ways to reduce final consumption by an average of

0.5% per year. Sectoral targets were proposed in a September 2000 report of

the Danish Energy Agency (DEA) entitled Promotion of Energy Savings. The

savings target of 2.1 million tonnes of CO2 is 3.5% of the total Danish national

objective to reduce CO2 emissions by 20% by 2005 from 1988 levels.

In March 2000, the government presented Klima 2012 (Climate 2012), Status

and Perspectives for Denmark’s Climate Policy which offers a complete

overview of Danish climate policy and paves the way for a process whereby

the required groundwork is laid for Parliament to decide on Denmark’s

ratification of the Kyoto Protocol. To fulfil its national and international

obligations, the government will:



x Update the 1996 energy action plan, Energy 21.

x Submit an action plan for the transport sector.

x Establish a programme for analysis, developing and testing of the Kyoto

mechanisms.

x Determine future regulation of the industrial greenhouse gases.

x Submit analysis and assessments of greenhouse gas reduction potentials

in the agricultural sector.



Energy As the first step in strengthening energy-saving initiatives, necessary to reach

Saving long-term energy and environment policy targets, Act No. 450 of 31 May 2000

Act No.450 is a general act on the promotion of energy savings in energy consumption.

The Act is the overall framework for the work of realising energy savings

which are necessary to fulfil the Danish environmental commitments. The Act

determines the overall framework for co-ordination and priority given to both

centralised and decentralised savings initiatives for all sectors, actors and

measures. It enables the appointment of local energy conservation

committees to co-ordinate local efforts to save energy, and establishes new

initiatives for energy conservation in the public sector.



Natural Gas On 29 May 2001 a political Agreement was reached on natural gas and

Supply and energy savings. In this Agreement it was stated that further energy initiatives

Energy Savings were necessary to reach the environmental targets. The headlines in the

Agreement Agreement are the following:



x The establishment of energy savings targets in 2005 for individual sectors,

including the public sector, private trade and service, households and

manufacturing.

x The introduction of behaviour-regulating product taxes that promote the

sale of more energy-efficient products

x The translation of state energy-saving initiatives, including subsidy

schemes into framework programmes for which tenders are invited in

order to ensure the greatest possible efficiency in the activities.

x An expansion of the activities of the Electricity Saving Trust so that

purchase agreements and other schemes to promote energy-efficient

electric appliances are developed

x Energy saving efforts in the public sector to be strengthened by state

institutions; in municipal areas, enhancement is to take place through

agreements with the counties and primary municipalities.

x Energy saving activities within private trade and service within the

framework of a product-aimed strategy.

x Activities of the electric network undertakings in relation to large-scale

customers to be boosted so that at least 10% of their commercial

customers are offered energy advisory services every year.



This political agreement also stipulates that other economic incentives for

energy savings will be discussed with a view for adoption prior to the Energy

Saving Review in September 2002.



Institutional Following the general election in late November 2001, a new large Ministry for

Framework Economic Affairs, Trade and Industry was created in January 2002 led by the

Deputy Prime Minister; it is responsible for economic affairs, industry, trade,

the internal market of the European Union, shipping, financial institutions,

competition, housing consumers, tourism and energy. It manages ten







2

different, major government agencies, including the Danish Energy Agency.

The former Ministry for Environment and Energy is now only responsible for

environment issues. There is no Directorate General for Energy in the new

Ministry for Economic Affairs, Trade and Industry. The view is that energy

should be seen as an integral part of all the other responsibilities of the

Department. Nevertheless, energy and international co-operation on energy

are still high on the agenda for the Ministry.



CO2 The combined effects of Energy 2000 and the Transport Action Plan were

Reduction expected to be a more than 20% reduction in emissions from energy use in

Targets 2005 compared to 1988. This target was subsequently approved by

Parliament.



Internationally, Denmark made the commitment to stabilise emissions at the

1990 level by 2000 within the framework of the United Nations Climate

Convention, and as a contribution to the overall stabilisation by 2000 for the

countries of the EU to achieve a 5% reduction in 2000 compared with 1990.



Denmark signed the United Nations Framework Convention on Climate

Change in Rio de Janeiro in June 1992, ratified it in December 1993 and

submitted its first national communication entitled Climate Protection in

Denmark — National Report of the Danish Government in accordance with

Article 12 of the United Nations Framework Convention on Climate Change in

September 1994.



Denmark’s Second National Communication on Climate Change, submitted

under the UN Framework Convention on Climate Change was issued in 1997

prior to the third meeting of the Conference of the Parties at Kyoto.



Following the Kyoto agreement, Denmark has agreed under the Burden-

1

Sharing Agreement of 17 June 1998 to reduce its emissions by 21% of the

1990 levels for the period 2008-2012. Specifically, the Danish commitment is

compared to the adjusted 1990 emissions level of approximately 80 Mt CO2

equivalent.



On 30 May 2001, Denmark's Parliament agreed, by a sizeable majority, for the

government to ratify the 1997 Kyoto Protocol on global warming. Denmark's

actual ratification of the Treaty will take place along with that of other

European Union member states, anticipated in advance of the World Summit

on Sustainable Development in Johannesburg in September 2002.



Preliminary figures on future greenhouse gas emissions for 2000 showed that

overall CO2 emissions in Denmark have been reduced by 11% since 1988,

and that the country is on track to meeting its 2005 commitments for a 20%

2

CO2 reduction with initiatives already launched.



In Climate 2012 published in 2000, Denmark estimated that it will achieve a

reduction of 16.6% of CO2 (to 63.6 million tonnes of CO2) by 2008-2012 with

existing policies and measures. A further reduction of 3.2 million tonnes of

CO2 would need to be achieved to meet the Danish target of 21% (adjusted)

for the period.



Based on updated and consolidated projections prepared in connection with

the ratification legislation for the Kyoto Protocol, total Danish emissions of



1. The Burden-Sharing Agreement covers CO2, CH4, N2O, PFCs, HFCs and SF6.

2

This total is only for CO2 and is calculated somewhat differently than for the Kyoto Protocol target which

includes six greenhouse gases. The Danish national target also includes emissions from international transport

(aviation and marine bunkers are excluded from Kyoto numbers). It excludes emissions from cement, lime and

yellow brick production and from flaring, and plastics in incinerated waste as well as removal by sinks: all these

are included in the Kyoto calculations.





3

greenhouse gases are now projected to be reduced 18.6% below 1990 levels

during 2008-12 (to 62.2 million tonnes of CO2). The projection is based on the

adjusted 1990 baseline, and on policies and measures already implemented

and adopted.



Denmark’s expected gap has thus been reduced since the estimate in Climate

2012, and now stands at 1.8 million tonnes of CO2 (adjusted).



Baltic The Baltic countries' energy ministers (BCSS) and the European Commission

Energy agreed on 1 December 1998 in Stavanger (Norway) on a joint working

Efficiency programme to enhance co-operation in the Baltic energy sector.

Group

This programme includes formation of a working group on energy efficiency

(including CHP and DH) – the Baltic Energy Efficiency Group (BEEG). The

BEEG assesses energy efficiency options and potentials with a focus on

combined heat and power and district heating (including technologies,

financing and legislation). This preparatory work included a seminar in

September 1999. BEEG will be co-chaired by Denmark and Poland and

consists of governmental representatives and experts from the eleven Baltic

countries plus the European Union.



The working group on energy efficiency continued its work in 2000 on the

following issues: New financial instruments, co-ordination and follow-up on

activities taken by other international institutions and organisations and

development of combined heat and power production (CHP).

In the May 2001 report, the working group pointed out that the results of the

Baltic Chain project, with the design of a new financing mechanism with the

establishment of a clearinghouse to ensure quality and facilitate the link

between projects and financing, is the essential keypoint. Furthermore it was

pointed out that the potential for CHP is huge and that the development of a

common regulatory framework and even market conditions for district heating

in the region would support the preferred development offering environmental

benefits and security of supplies.



In addition, the group recommends development of reference standards for

CHP technologies -- target values, check lists for improvement projects and

for efficient district heating systems and target values for improvement

projects.



RESIDENTIAL/

COMMERCIAL



Measures already

existing and/or

being improved



Building The code for new buildings was tightened in several stages in 1977 and 1985.

Codes As decided in the previous energy action plan, Energy 2000, a new code has

been introduced which will cut an additional 25% off net heating demand,

reducing it to about 70 kWh per square metre per year. The code also sets

limits on electricity consumption for ventilation and will enforce low

temperature heating systems to increase the efficiency of various heat supply

systems, such as district heating systems, condensing boilers, solar energy

and heat pumps. The new code entered into force in 1996 (large buildings)

and 1998 (small buildings).



A further reduction to 45 kWh per square metre is scheduled to enter into

force around 2005. Buildings respecting this limit through combined

exploitation of passive solar techniques, insulation and coated glazing are







4

already being built.



Energy Every house-owner may have an audit of his building, describing the present

Labelling energy conditions with recommendations for possible energy saving measures

of Smaller in the building shell and heating equipment. When dealing in real estate, an

2

Buildings audit is required if the building has an area of 1 500 m or less.



The result of the audit is an Energy Label describing the energy condition on a

scale from A1 to C5 (A1 is best). Heating, electricity and water consumption

are rated on the basis of a standard calculation – not actual consumption

because it is linked to the particular seller’s household (number of persons

and behaviour). Another part of the audit is an Energy Plan informing the

buyer which measures could be worthwhile carrying out in the short or long

run to save energy.



This mandatory scheme was implemented in 1 January 1997 and replaces the

heat inspection scheme that had been in operation since 1981.



The scheme was evaluated in 2000 and the conclusions were that there is a

large energy saving potential in existing buildings. Forty-five per cent of the

owners of labelled houses actually invested in heat saving measures. Even

though the scheme is mandatory, only around 50% of the traded houses were

covered by an energy certification. The largest group of labelled buildings is

single family homes. From 40 000 to 50 000 buildings are labelled every year.



On the basis of other conclusions about the set-up of the scheme, changes

were made in mid-2001 to empower the steering committee of the scheme to

take over more responsibilities for the success of the scheme.



Energy The annual supervision of larger buildings (more than 1 500 square metres) is

Labelling carried out by between 500 and 700 specially trained consultants. About

of Larger 25 000 buildings are concerned.

Buildings

(Eco-scheme) Every month all buildings, except industrial buildings, and those with very low

energy consumption, with a surface of more than 1 500 square metres must

register their consumption of heat, electricity and water. Once a year, a

consultant makes an audit comprising an Energy Label and an Energy Plan.

The Energy Label evaluates the consumption of heat, electricity and water on

scales from A to M (A is best) in comparison with average figures for

comparable buildings. The Energy Plan informs the building owner about

relevant measures for energy saving in the short and long run.



This new scheme runs parallel to the above-mentioned scheme concerning

smaller buildings. It replaces the VKO scheme (statutory heat inspection of

larger heat furnaces), in operation since 1981.



This scheme was also evaluated in 2000 and the major conclusions were that

the scheme works very well for those who participate in it, but around half of

the buildings still do not fulfil the requirements. Lack of awareness of the

existence of the schemes contributed to non-participation. The energy savings

in the buildings following the scheme are larger than in those outside the

scheme. Furthermore, the investments in energy savings are more focused in

buildings participating in the scheme and those responsible for energy are

more aware of the results of investments.



The DEA has developed an action plan to improve the implementation of both

schemes as well as further measures.



Inspection In the statutory annual inspection of oil burners, the owner has to show the

of Oil Burners chimney-sweep a contract with an authorised service provider or pay the







5

chimney-sweep for the inspection.



The inspection includes measurement of temperature, CO and CO2 content of

the smoke and an evaluation report for the owner. Based on fixed maximum

values for these figures, the chimney-sweep can oblige the owner to have the

oil burner adjusted within four weeks. The 700 000 small oil burning furnaces

in Denmark are inspected by 2 500 trained consultants.



Supervision has resulted in improved energy efficiency. For example,

average chimney heat loss has been reduced from 19% to 12-13%.



Energy In 1994, Parliament approved an act empowering the Minister of Energy to set

Efficiency efficiency standards for electrical appliances and other equipment. Efficiency

Standards standards for refrigerators/freezers were adopted in 1996 as EU-wide

standards and became effective late 1999, bringing efficiency improvements

of 15% compared to the 1992 market. The Directive does not include a

second phase.



Energy An extensive scheme for energy labelling of appliances was notified to the

Labelling European Union by the Danish government in April 1990. The EU Directive

for labelling of the first category of appliances (freezers and refrigerators)

came into force in January 1995. EU Directives for washing machines and

dryers were implemented in October 1996. Directives for other major

household appliances and light sources will follow.



A Danish system for informing consumers of the electricity consumption of

various appliances, and for facilitating comparisons between different

competing products (so-called "energy arrows"), has been devised by the

utilities with support from the government, as a complement to EU-wide

labelling Directives. These complete market lists of various consumer

appliances.



Individual Individual metering of the use of electricity, district heating, gas and water in

Metering buildings has been mandatory in new buildings since 1996 and in existing

buildings since 1997.



Informative This initiative aims at introducing informative electricity bills for households

Electricity and for customers in the public and private service sectors. The initiative will

Bills include more frequent meter readings, regular billing of actual consumption

and graphic presentation of the customers’ electricity consumption. The

Danish Association of Power Companies has appointed a working group to

prepare the practical implementation of informative electricity bills. The group

reported in February 1994. The informative electricity bills are currently used

by the utilities.



As a part of the new regulations for the electricity market, the distribution

companies have to introduce informative electricity bills. Minimum

requirements for such bills are developed in co-operation with the sector.



Ban on The government has amended the Heat Supply Act to extend the ban on

Conversion to electric heating to the conversion to electric heating of existing buildings

Electric Heating located within a district heating or natural gas supply network. The

in Existing amendment to the Heat Supply Act came into force on 1 March 1994. By

Buildings 2005, this amendment is expected to reduce the number of electrically heated

homes by about 7 000.



"Project In 1998 the government introduced a specific programme to promote energy

Window" efficient windows in households and the public sector. A result of the

programme was the introduction of an energy label system for windows. The

programme has also supported the development of more energy-efficient







6

windows, and information campaigns carried out in 2001 in co-operation with

branch organisations and companies. From 1998 to 2000 the Danish Energy

3

Agency initiated projects amounting to DKK 25-30 million in co-operation with

the manufacturer and branch organisations, etc. The market share for energy-

efficient windows has increased to around 60% in recent years. The

government anticipates that the annual energy saving will reduce CO2

emissions by about 150 000 tonnes by 2005.



District District heat is supplied by some 400 district heating companies, and today

Heating accounts for approximately 50% of Denmark’s heat demand, compared to

and CHP 30% in 1980. Most of the companies produce and supply the heat, but some

purchase heat from one of the “central” power plants. The average connection

rate in district heating areas is 82% and is still increasing. The district heating

network supplies heat not only to large consumers, apartment blocks and

institutions but also to a large extent to modern single-family houses. Danish

district heating companies are owned either by the municipalities, particularly

in the major cities, or by local consumer co-operatives or foundations. In 1996

average distribution losses were 20%.



In 1999, almost 80% of all district heat was produced from CHP plants, up

from just under 40% in 1980. In 1999, almost 50% of electricity generation

was from CHP, compared to just under 20% in 1980. Twelve of the 14 largest

power stations in Denmark deliver all or part of their surplus heat to a district

heating network. Nearly all large-scale power plants are located close to major

cities. This and the fact that 80% of the population lives in urban areas

allowed the combined development of district heating and CHP. The

conditions for industrial CHP were less favourable as Danish industry is

dominated by small and medium-sized companies with relatively low energy

demand.



The first steps in the development of CHP were taken in Copenhagen at the

beginning of the 20th century. In 1904 the first CHP plant was commissioned,

supplying heat and electricity to a hospital. By the mid-1930s the Copenhagen

district heating network was well established, even though heating was to a

large extent still provided by coal-fired boilers or small individual coal-fired

burners.



Today, ten major cities have city-wide district heating systems where almost

all of the heat (95 to 98%) is produced in large coal-fired or gas-fired CHP

plants and waste incineration plants, with a number of small oil-fired or gas-

fired heat-only units for peak-load and emergency. Since the early 1980s, no

new power plants have been commissioned unless provided with the ability to

perform CHP and to supply heat to the district heating networks. This was

motivated by environmental concerns and the wish to encourage energy

efficiency. Construction of new electricity generating capacity must be justified

by the need for new heat production capacity.



Small-Scale In addition to the large-scale CHP and district heating units, a large number of

CHP small-scale CHP plants exist. In Denmark, “small-scale” CHP designates CHP

plants outside the centrally supplied areas, i.e. the larger agglomerations. The

largest small-scale CHP plant has an installed electric capacity of 99 MW.

However, most of the plants range between capacities of 0.5 to 10 MW and

supply heat to small communities and institutional buildings. Often the plants

consist of more than one CHP unit. Small-scale CHP plants not connected to

a district heating network rarely exceed an electrical capacity of 1 MW. Small-

scale CHP plants are laid out to cover at least 90% of the local heat demand.

The electricity generated is sold to the public grid. Power utilities are obliged

to purchase the electricity from these plants. The main fuels used in small-



3

On average in 1999 DKK 1 = US$ 0.145 and in 2000, DKK 1 = US$ 0.123.





7

scale CHP are natural gas and waste and, to a lesser extent, biogas and other

biomass.



Small-scale CHP received government support through a 1986 Parliamentary

decision, adopted by the power utilities, to establish 450 MW e of small-scale

CHP using indigenous fuels (natural gas, waste, biogas or biomass). In

connection with the presentation of the Energy 2000 plan in 1990, a more

ambitious programme for small-scale CHP was put forward. To accelerate the

establishment of small-scale CHP, a state subsidy was introduced in 1992 for

power production from waste incineration, natural gas and renewables used in

small CHP plants. The subsidy originally amounted to 10 øre per kWh but has

been reduced to 7 øre per kWh, except for plants smaller than 3 MW.



The development of small-scale CHP peaked in 1994/95. About 80% of the

installed capacity (20ºC) are:



New code Walls Roof Floor Windows Doors

Old code 0.22 0.15 0.15 1.6 1.6

0.3 0.2 0.2 2.4 2.0



These values can only be used if the total window, glass-roof and glass-wall

areas do not exceed 20% of the building’s net floor space. However, it is

possible to compensate large window areas with more insulation in the other

building elements.



Standards and Energy labelling for refrigerators, freezers and their combinations, washing

Labelling for machines and tumble dryers has been introduced following the European

Household Union Directives on this matter. Standards and labelling of lamps came into

Appliances force in January 2001.



Energy The Energy Efficiency Network for Buildings (EENB) was established in 1996.

Efficiency Through formalised co-operation, participants such as private owners of

Network commercial buildings, house building co-operatives, local authorities and

for Buildings building administrators exchanged information and experience on energy

efficiency projects completed in various buildings. The networks are also

used as a forum for developing strategies for energy administration in

buildings. Participants are obliged to submit information on their use of

energy in buildings. This information is fed into a national statistics database

on energy use in buildings. Yearly reports have been available since 1998.









4

In the 2001 in-depth review of the energy policies of Norway, the IEA stated:



The Government of Norway should:



• Undertake public awareness programmes to complement energy taxation.



Electricity In 1995 a pilot project with four energy utilities participating in three regions

Billing was completed which aimed at developing a more simplified and informative

electricity bill for household consumers. The goal was to give customers a

better understanding of both energy efficiency and a liberalised electricity

market. Customers participating in the pilot project receive frequent electricity

bills based on actual electricity consumption. The bills included a graphical,

temperature related figure which enabled the customers to compare their use

of energy over time. Information regarding energy efficiency measures, the

possibility of changing suppliers and information on tariffs was included in the

bill. A similar project carried out by the Nordic Council showed an energy

saving potential of 5-10%.



From 1 June 1999 all utilities are required to send their customers a simplified

electricity bill. Electricity bills are now sent to every customer quarterly, or

even more frequently, and are based on actual consumption instead of an

estimated consumption for each period. The aim of this measure is to increase

customers' awareness of their electricity consumption.



Financial The Norwegian Government Environmental Fund is a loan scheme

Measures administered by the Norwegian Industrial and Regional Development Fund.

through other The scheme was established to provide funding for projects that help to

Institutions reduce emissions of greenhouse gases and other environmentally harmful

gases, and provide funding for energy efficiency investments.



“Øko-bygg” is a development programme that was started in 1998. It provides

information, advice and grants to promote the use of eco-efficient technology,

including more efficient and flexible energy use in the construction industry.

The programme will end in 2002.



The Norwegian State Housing Bank offers various loan and grant schemes for

residential energy efficiency measures. From 2002 the housing bank also

offers NKr 140 000 in extra loans and NKr 10 000 in grants to homebuilders

who invest in water heating systems based on bioenergy, solar or that use

heat pumps.



INDUSTRY



Measures already

existing and/or

being improved



Industrial In 1999, the government tested a new concept to increase energy efficiency in

Energy industry. The main focus has been efficiency in core industrial processes. The

Efficiency programme is designed to detect the energy influence of using different raw

Analysis materials singly or in combination. The philosophy behind the programme is to

Model increase energy efficiency, reduce the cost of raw materials (feedstock),

increase output in production and increase competitiveness in the industry.

Pilot projects have been carried out in companies that produce:



• Non-ECSC ferro-alloys and pulp.

• Paper and paperboard.



These projects have shown that certain materials have a significant impact on

specific energy consumption, stability and output of the process. Average





5

energy reduction of electricity was between 5 and 10%, sometimes with little

or no capital investment. One of the pilot companies could save 50 GWh/year

and thereby save NKr 30 million annually with no investments made. The

programme will be continued, with the power intensive industry as the main

target.



Industrial Energy In 1989 an Industrial Energy Efficiency Network was established. The network

Efficiency currently has a membership of 650 companies from 13 industries. Through

Network their membership in the network, the companies are offered various forms of

assistance. There are two phases: in the first, the company has to establish

an energy monitoring system. In this phase the government supports the

company with training for key personnel and covers part of the consultant

fees. In the second phase, the company undergoes an energy audit.

Benchmarking is also a central network activity.



Company To assist companies that manufacture and deliver energy-efficient products, a

Specific grant is available from the authorities. The programme is focused on market

Introduction activities, with an emphasis on energy efficiency in the building industry.

Dissemination of information on energy-efficient solutions that become

available via various national and international networks is also important.



Voluntary As a component of its climate change action plan, the government hopes to

Agreements develop voluntary agreements with industry for improved energy efficiency

and emissions reductions.



To date, only one agreement has been concluded, with the aluminium industry

in 1997. The industry has agreed to reduce its greenhouse gas emissions by

55% by 2005, compared to its 1990 emissions. In 2000, a reduction in

emissions of 52% per tonne was achieved, exceeding the target in that year of

50%. Voluntary agreements with industry have proven to be difficult to

negotiate, possibly due to the discussion on quotas for domestic emissions

trading system.



In the 2001 in-depth review of the energy policies of Norway, the IEA stated:



The Government of Norway should:



• Consider the continuation of existing programmes directed at improving

energy efficiency in the industry and domestic sectors.



TRANSPORT



Measures already

existing and/or

being improved



Purchase The purchase tax on cars was initially fixed according to the value and weight

Tax of different models. Although no precise estimates of its effects are available,

the weight component may be an incentive to purchase lighter, more energy-

efficient cars. In addition, since 1996 the tax has been differentiated to

replace its value-base element with an energy performance component.



In the 2001 in-depth review of the energy policies of Norway, the IEA stated:



The Government of Norway should:



• Undertake an assessment of the effectiveness of the vehicle taxation

regime to determine if it is contributing to improvement in the vehicle fleet

as a whole; develop ways of improving overall fleet efficiency.







6

Taxation on The government considers cost-efficiency to be essential in regulating the

Fuels and environmental impact of transport. This also applies to energy efficiency.

Registration Economic matters, therefore, have an important role as an instrument in

Tax environmental policies in Norway. The duties on petrol and diesel, as well as

the registration tax on vehicles, are high. External effects at a national level

are an important basis for the setting of vehicle taxes.



Consumer GRIP, a foundation under the Ministry of Environment, gives consumer

Information information on fuel economy and emission from cars, buses and lorries. Work

has started on implementing the EU Directive (1999/94/EC) relating to

availability of consumer information on fuel economy and CO2 emissions in

respect of the marketing of new passenger cars. Norway has also

implemented EURO I and II, which are European Union norms on emissions

from vehicles. EURO III came into force 1 October 2000.



Measures under

Consideration



Road Norway has many toll rings in order to finance road infrastructure. The Ministry

Pricing of Transport and Communications is for the time being undertaking the

necessary steps to ensure a legal basis for the introduction of road pricing.

The purpose of a road pricing system will be to internalise external costs

created by road traffic in order to reduce congestion and improve local

environment. The Ministry also considers parking policy to be an essential

measure for reducing congestion and thereby environmental problems.



CO2 TAX



Measures already The CO2 taxes introduced in 1991 are at present the main instruments aimed

existing and/or at limiting CO2 emissions in Norway. The tax rates are high compared to

being improved similar tax rates that have been introduced or proposed in other countries.



The carbon dioxide tax covers approximately 64% of Norway's carbon dioxide

emissions and 48% of total greenhouse gas emissions. The tax rates vary

according to the different emission sources. In 2002 the tax rates are as

follows: The highest tax rate (NKr 315/tonne CO2) is levied on petrol; the tax

rate on oil and gas production in the North Sea is respectively NKr 277 and

NKr 308/tonne CO2. Reduced taxation ratios on mineral oil are applied to the

pulp and paper industry, the fishmeal industry, domestic shipping of goods

and continental shelf supply fleet. The main emissions that are exempted from

the CO2 tax are those from industrial processes. Taxation on coal and coke for

energy purposes amounts to NKr 0.49 per kg.



To encourage energy recovery and reduce methane emissions from landfills,

a tax on final disposal was introduced in 1999. The tax rate is reduced when

waste is used as a source of energy. The tax rates are: landfills NKr 320 per

tonne, incinerators NKr 80 per tonne plus an additional charge of up to

NKr 240 per tonne depending on the degree of energy recovery.



The Storting has recommended that the government adopt the 1996 Green

Tax Commission's proposal to exempt the buildings of heat pumps, district

heating systems, micro and mini hydropower plants, wind turbines and bio-fuel

plants from the 7% investment tax.



The carbon dioxide tax and other "green" taxes are treated as general

revenue and earmarked for any specific purpose. Revenue from the carbon

dioxide tax was expected to reach NKr 7 000 million in 2001.









7

Statistics Norway has evaluated the effect of the carbon dioxide tax. The

evaluation suggests that a carbon dioxide tax on private transport increasing

fuel price by 6% to 7% will reduce the use of fuel by 2% to 3% each year.

Most of the effect is achieved by reducing the transport volume by 1.5% to

1.9%. Although the analyses indicate that the tax has had an effect, the

calculations are uncertain. The long-run effects on fuel efficiency have not

been studied.



In the 2001 in-depth review of the energy policies of Norway, the IEA stated:



The Government of Norway should:



• Evaluate the efficiency and effectiveness of existing policies and

measures, in particular the carbon dioxide tax.



MONITORING/ Different types of energy efficiency activities are being evaluated

ASSESSMENT consecutively. Different evaluations carried out in 1998 and 1999 have shown

a need for a restructuring of work on energy efficiency and also of that on new

renewables. This need for restructuring is connected to the new quantitative

objectives set by the government and the Parliament.



From January 2002 the new government body Enova is able to choose the

most cost-effective measures to reach different government objectives.

However Enova will not deal with transport issues. The Ministry of Petroleum

and Energy will receive reports indicating the results Enova is achieving

annually.



Further For further information, please contact:

information

Anita Eide

Senior Advisor, Energy and Policy Analysis

Enova SF

Abelsgate 5

N-7030 Trondheim

Tel +47 73 19 04 39

Fax: +47 73 19 04 31

email: anita.eide@enova.no









8

(QHUJ\

IEA (IILFLHQF\

8SGDWH





PORTUGAL Updated January 2003



BACKGROUND The Portuguese Energy Programme adopted by Parliament in July 1994 had

the following goals: improve energy efficiency, diversify energy sources

(mainly the introduction of natural gas) and promote indigenous renewables.

The measures to reach these objectives have been financed mainly through

the SIURE programme (Incentive System for the Rational Use of Energy –

see below).

1

Between 1994 and 1999, total public funding was about Esc 140 billion (ECU

704 million), of which 44% came from EU FEDER funding. Public funding for

the introduction of natural gas accounted for 69% of the total, promotion of

renewable sources accounted for 22.6%, energy savings 7.5% and technical

2

assistance less than 1%. The Portuguese government decided to continue

the programmes, giving more emphasis to energy savings and progressively

reducing funding for the introduction of natural gas which is done within the

scope of the PLANO OPERACIONAL da ECONOMIA (POE) in the SIME and

MAPE schemes that are briefly described below.



The Directorate General for Energy (DGE) within the Ministry of Economy is in

charge of energy issues. Its main responsibilities include:



• Proposing legislation to regulate the energy sector and supervising its

implementation.

• Granting licences and authorisations to energy-based plants and

infrastructure and establishing their technical standards.

• Developing and implementing energy-related programmes (e.g. energy

efficiency programmes).

• Encouraging the dissemination of information on energy policy and energy

statistics.

• Carrying out studies on energy issues for the government.



On 15 January 2001, the Ministry of Economy published a new policy

programme, the Energy Efficiency and Endogenous Energies Programme

called E4 aimed at promoting energy efficiency and the use of endogenous

energy resources. The financing for the implementation of new projects,

10 609 million, is covered by the POE and the Global Incentive Programme

of the Ministry of Economy, aimed at modernising the Portuguese economy.

This programme is set for the period January 2000 to December 2006. It is co-

financed by the European Union to an amount of  290 million.



The Centro para a Conservação de Energia (CCE), a private institute owned

by Portuguese energy companies and public bodies with a staff of about 40,

was restructured in 2000 giving place to the Agência Nacional para a Energia

(ADENE) (Decree-Law 223/2000) that will also integrate the Portuguese

Center for Biomass (CBE). The main tasks of this new body are to prepare

studies on energy efficiency and renewables and on standards for electrical

appliances and to disseminate information. The Agency deals with all

economic agents and energy consumers, acting as the instrument for better

energy consumption management and use of endogenous energy resources.









1

On average in 2000 Portuguese escudos (Esc) 1 000 = US$4.577. and in 2001 US$ 4.466.

2

The technical assistance programme aims mainly at funding administrative costs, e.g. management of the

programmes, preliminary studies, information to the administration, advertising campaigns and assessment.

In the 2000 in-depth review of the energy policies of Portugal, the IEA stated:



The Government of Portugal should:



• Set up new programmes for energy efficiency in the different sectors,

taking into account the results of the assessments of the previous

programmes to focus on the most cost-effective measures. Ensure that

these programmes are effectively funded.



(QHUJ\ Portugal ratified the UN Framework Convention on Climate Change on

DQG WKH 21 December 1993 and submitted its first national report to the UN FCCC

(QYLURQPHQW entitled Portuguese report in accordance with Article 12th of the United

Nations Framework Convention on Climate Change on 25 January 1995.



Portugal’s second national communication entitled Segundo relatório de

Portugal was released in November 1997. In this second report to the FCCC,

CO2 emissions were forecast to increase 69% between 1990 and 2010,

reaching 74.9 Mt in 2010. Energy-related CO2 emissions would increase 68%

to 62.5 Mt.



Portugal undertook a study to improve the estimates of GHG emissions. The

report was published in mid-2000.



At COP-3 (Kyoto, December 1997) the European Union accepted the target of

an 8% reduction in greenhouse gas emissions by 2008-2012. In the

European Environment Council of 17 June 1998, which adopted the EU

3

Burden Sharing Agreement , Portugal was allowed to increase its emissions

by 27% for the 2008-2012 period over the 1990 levels.



On 26 December 2001, Portugal decided to ratify the Kyoto Protocol; this

ratification should be official only when all the European Union Member States

decide to send their instruments of ratification to the Secretary of the United

Nations, taking account of the EU Burden Sharing Agreement.



The government is preparing a National Plan for Climate Change (PNAC). A

working version of the plan was published in March 2002 and the government

expects it to have been finalised during 2002. The working version quantifies

the emissions reduction required to achieve the Kyoto target under the most

probable socio-economic development and aims at opening public discussion

on the measures and their implementation. It also defines some immediate

measures and their potential for reducing emissions and their cost. One of the

conclusions presented in this version is that Portugal will rely heavily on

domestic measures to meet the emissions reduction target. The Plan is

currently under public consultation and it has been criticised for not providing

a detailed analysis of the emissions reduction potential, and the cost, of many

prospective measures. The government plans to introduce sectoral emissions

reduction targets, new measures and monitoring programmes in the final

version of the Plan.



To reduce GHG emissions, Portugal has been relying on energy efficiency

regulations in the industrial and household sectors, voluntary agreements with

some industrial sectors, development of public transport and tax credits on

photo-voltaic equipment.









3

The Burden-Sharing Agreement covers CO2, CH4, N2O, PFCs, HFCs and SF6.





2

In the 2000 in-depth review of the energy policies of Portugal, the IEA stated:



The Government of Portugal should:



• Release, as soon as practicable, its report evaluating GHG emission

trends so that a comprehensive assessment can be made of how much

Portugal must reduce its emissions to meet its climate change

commitments under the Kyoto Protocol..

• Revive its efforts to develop and implement a comprehensive climate

change mitigation plan in order to start getting current GHG levels on track

to meeting Kyoto commitments.



RESIDENTIAL/

COMMERCIAL



Measures already

existing and/or

being improved



7KHUPDO Regulations on the Characteristics of the Thermal Behaviour of Buildings

%HKDYLRXU (RCCTE) were published in Decree-Law number 40/90 of 6 February 1990

and came into force on 1 January 1991. These regulations are not strict in

terms of energy conservation, both because Portugal’s climate gives little

scope for energy savings that are economic in this sector and because the

focus is still on improving comfort in new buildings, with energy efficiency a

secondary rather than primary objective.



This regulation was the first step to improve thermal comfort in buildings,

quantifying the needs of the building in terms of energy and consumption and

taking into account the rational use energy. A revision of this regulation is in

preparation to strengthen the energy parameters.



In the 2000 in-depth review of the energy policies of Portugal, the IEA stated:



The Government of Portugal should:



• Ensure that building codes are periodically revised to take into account

technical improvements. Ensure that these codes are effectively

implemented and that their implementation is effectively monitored at local

level.



$FFOLPDWLVDWLRQ The Regulation on the Energy Systems for Air Conditioning of Buildings

(RSECE) was published in Decree-Law No. 118/98 of 1998. This regulation

establishes the rules to be complied with in calculating the size of energy

systems for air conditioning to achieve higher energy efficiency ratios.



(IILFLHQF\ Efficiency labelling has been in force since 1994, by the Decree-Law No.

6WDQGDUGV DQG 41/94 of 11 February 1994. This Framework Decree-Law encourages

/DEHOOLQJ producers to manufacture and consumers to purchase more energy-efficient

appliances.



Order Nos. 1139/94 of 22 December 1994, 116/96 of 13 April 1996, 279/97 of

28 April 1997 and 117/96 of 15 April 1996 applied to refrigerators, washing

machines, dryers and washer-dryers, respectively. Manufacturers support the

costs of the test procedures and labelling systems.



The EU Directive on energy efficiency standards for refrigerators and freezers

was adopted in 1994.









3

A “Minimum Efficiency for Heating Boilers” has been in force since 1996 and

sets minimum efficiency requirements for hot water boilers.



In the 2000 in-depth review of the energy policies of Portugal, the IEA stated:



The Government of Portugal should:



• Ensure maximum compliance with EU directives on labelling. Ensure that

the Regulation on the Energy Systems for Air Conditioning of Buildings is

periodically revised to adapt to new technologies. Contribute to the

elaboration of EU regulations on labelling and efficiency standards for

cooling appliances.



%RLOHU The 1963 Decree-Law No. 45115 requires all steam boiler plants with a total

2

6XUYH\ heating surface greater than 100 m to have periodic energy efficiency tests to

adjust air and fuel to give optimum combustion performance and to have

energy-efficient boiler plants. The Decree-Law was revised in 1990 to improve

the measurement of stack gases of the boiler plants according to the

parameters of temperature, pressure, humidity, flow as well as their

composition (CO, CO2, O2, N2) and the control of the pollution parameters. At

this stage of implementation, the results of these tests are not available.



,QIRUPDWLRQ In 1998 DGE promoted several energy efficiency activities; the Centro para a

Conservao de Energia was in charge of some rational use of energy projects,

for example: Energy Auditing in the Hotel Sector, Energy Auditing in Textiles,

Ceramics, Dairies and Wood and Cork Sector and two training courses on the

rational use of energy in industry.



Based on these audits, new values for the target specific consumption for

ceramics and textiles were published. Work is going on to reach new values

for the glass sector.



0HDVXUHV XQGHU

FRQVLGHUDWLRQ



(QHUJ\ Portugal is preparing specific legislation for a voluntary classification of new

&HUWLILFDWLRQ buildings according to their energy performance. A study began in 1999 to

define the type of certification to be attributed to buildings and to establish

standards for tests and methodologies to assess energy efficiency in

buildings.



PUBLIC SECTOR In designing energy efficiency policies in 1994, the government decided to put

greater emphasis on municipalities. Through the Directorate General for

Energy, it designed an Action Plan (Plano de Acção nos Municipios (PAM)) to

foster the creation of local energy entities and the implementation of energy

policy measures at the local level, using financial support available under the

Energy Programme.



This action is going on under the new incentive programme. Projects aimed at

reducing reduce the consumption by public lighting and water supply systems

are being developed.



INDUSTRY



Measures already

existing and/or

being improved



5*&( Management Regulations for Energy Consumption (RGCE) were established

under Decree-Law No. 58/82 of 26 February 1982 and regulated under the





4

Ministerial Order No. 359/82 of 7 April 1982. The primary objective of these

regulations is to instil in energy-intensive companies the concept of energy as

a cost factor. The regulations establish goals for companies to reduce

progressively their specific energy consumption. In addition, the regulations

require companies to audit their energy use twice a decade, to prepare and

carry out annual plans for rationalising their energy consumption and to

achieve the energy savings. All energy consuming facilities meeting one or

more of the following conditions are covered:



• Energy consumption of more than 1 000 toe in the last 12 months.

• Equipment with total nominal power rating of more than 0.3 toe per hour.

• Any one item of equipment with nominal energy consumption of more than

0.3 toe per hour.



The regulation obliges companies to control the results of the energy savings

measures and assures the successful execution of the rationalisation plans.

The objective was to reduce the specific consumption of energy by at least 5%

over the five-year period.



By the end of 2000, 549 installations (whose annual consumption represented

about 4 million tep) had performed energy audits and drawn up plans for

energy efficiency which were then submitted to DGE. The consumption of

these installations represents more than 50% of the total energy consumption

in the industrial sector.



The main industrial sub-sectors covered by the RGCE regulation are Food

and Drinks, Textiles, Wood and Cork, Pulp and Paper, Chemistry and

Cement, Ceramics and Glass.



The rational use of energy measures carried out were mainly energy

management systems, co-generation projects, thermal insulation, heat

recovery systems and installation of more efficient equipment.



Information for small and medium-sized enterprises is mainly provided through

seminars, conferences and a Web site.



The Directorate General for Energy has been monitoring the implementation

of RGCE in industrial installations where energy consumption is higher than

1 000 toe per year; the monitoring in done on the basis of a five-year plan.



As the transport sector experienced strong growth in energy consumption, it

was decided in 1988 that RGCE should be extended to transport. Although

the response of the sector to this type of measure has been reported as very

weak.



In the 2000 in-depth review of the energy policies of Portugal, the IEA stated:



The Government of Portugal should:



• Carefully assess the results of the energy audits in industry to improve the

effectiveness of energy efficiency measures in this sector.

• Increase information to energy consumers on energy efficiency measures.

Focus on measures to improve energy efficiency in small industries, such

as providing information and expertise.



6,85( SIURE (Incentive System for the Rational Use of Energy) was the national

assistance system for energy projects. Its basic objective was to encourage

energy efficiency and promote the development of new sources or forms of

energy in all economic sectors (except the domestic sector), by providing

grants to companies carrying out related projects.







5

Decree-Law No. 188/88 of 27 May 1988 updated by Decree-Law No. 35/95

established the incentive system.



SIURE provided grants for energy auditing in the tertiary and transportation

sectors, energy research and feasibility studies, investments in energy

efficiency, co-generation projects, diversification of primary energy sources

and energy demonstration projects. SIURE helped to reduce high energy

dependence on oil products and improve energy efficiency. It made possible

6

245 ktoe energy savings per Esc 54x10 investment over the period 1994/98.

For this period the amount of incentives awarded to the projects was around

6

Esc 10x10 and includes grants and loans at zero interest rate.



The grants and loans for the energy efficiency projects in the industrial and

tertiary sectors represented about 82% of the total, with an energy savings

potential of 227 ktoe per year, for about Esc 49 million of investment.



The energy diversification projects and energy efficiency in transport

represented about Esc 5.2 million, with 18.3 ktoe of energy savings and

Esc 1.8 million granted. The financial support comes from the European

Union and the Portuguese State Budget.



SIURE was evaluated every year by the Energy Programme Manager. The

system ended in 2000 and has been replaced by MAPE.



3(',3 ,, PEDIP II (Strategic Programme for the Development of Portuguese Industry)

ran from 1994 to the end of 1999 and succeeded the previous PEDIP (1988 to

1992). The latter was initiated in the context of Portugal’s accession to the

European Union and received EU funding to modernise Portugal’s industry

and improve its environmental performance.



PEDIP was complemented by activities addressed to the targeted sectors:



• Energy audits and studies on more efficient use of energy and advertising

campaigns.

• Measures to demonstrate the technical viability of the implementation of

the monitoring and targeting system of PEDIP.

• Energy managers training to improve the skills in energy management of

human resources.



The PEDIP II programme ended in 2000 and has been replaced by SIME.



6,1'(3(',3 SINDEPEDIP support schemes consisted of grants or interest-free loans in

amounts and percentages depending on the type of operation and the volume

of investments. These schemes were:



• Support to studies and audits to help the management strategy of

industrial companies in the implementation of actions particularly in the

areas of environmental protection and energy management.

• Support to integrated investment projects in the various functional

company areas which may include environmental investments,

encouraging the use of cleaner production technologies as well as

investments in the area of energy rationalisation.

• Support for the promotion of dynamic competitiveness factors on the basis

of investment projects including actions for the protection of the

environment and improved working conditions, by providing help for the

purchase of equipment and the implementation of suitable technologies.

• Support for business demonstration activities through involvement in

areas having an effect on the competitiveness of companies, such as the

rational use of energy and protection of the environment.





6

To be eligible for SINDEPEDIP loans and grants, enterprises needed to

4

comply with Decree Law 58/82 . Enterprises that received the funds had to

report every six months on progress made, particularly on the evolution of

specific energy consumption.



SINDEPEDIP ended in 2000 and has been replaced by SIME.



0$3( MAPE, which is the successor to SIURE, is the national assistance system for

energy projects. Its basic objective is to encourage energy efficiency and

promote the development of new sources or forms of energy in all economic

sectors (except the domestic sector), by providing grants to companies

carrying out related projects.



MAPE provides grants for investments in energy efficiency, co-generation

projects, diversification of primary energy sources including the conversion to

natural gas and renewable energy. MAPE helps to reduce high energy

dependence on oil products and improve energy efficiency. The support

includes grants and loans at zero interest rate.



6,0( SIME support schemes, which replace PEDIP II and SINDEPEDIP, consist of

grants or interest-free loans in amounts and percentages depending on the

types of operation and the volume of investments.



The operations that can be funded are integrated operations aiming to

improve the competitivity of the companies. Those operations can include

investments in support to integrated investment projects in the various

functional company areas, which may include environmental investments,

encouraging the use of cleaner production technologies as well as

investments in the area of energy rationalisation.



&RPELQHG Decree Law 189/88 of 1988 has provided for must-take obligations by the grid

+HDW DQG company REN (Rede Electrica Nacional) and favourable buy back tariffs set

3RZHU according to the price paid by end-use customers. Decree 186/95 of 1995 set

minimum efficiency values and the minimum heat utilisation necessary for co-

generators to qualify. The buy-back tariff for co-generators is as follows:



• The buy-back tariff for co-generators below 10 MW is calculated according

to the price paid by end-use customers in the medium and high voltage

tariff range. A minimum of 55% efficiency is required to qualify.

• For co-generators above 10 MW, the buy-back tariff is based on avoided

costs calculated as the cost of building a new CCGT plant. Payments

increase when the heat rate value and the availability of the plant

increase.

• Co-generators pay for connection to the grid.

• Decree 538 of 1999 allows sales to affiliate companies as well as to

companies buying heat. This regulation will be valid for ten years.



As a result of these measures and in particular of the buy-back tariff, co-

generation capacity increased from about 600 MWe in 1990 to about

900 MWe in 1998. Generation amounted to about 5 TWh in 1998, including

3.1 TWh in auto-consumption.



The standards defining the conditions for the exploitation of the co-generation

plants and respective tariffs have recently been revised.









4

Some other PEDIP programmes had environmental aspects. In these cases compliance with these regulations

was also required.





7

TRANSPORT



Measures already

existing and/or

being improved



RGCT The RGCT is being implemented in the public and private transport

enterprises where energy consumption is higher than 500 toe per year. The

RGCT requires these companies to carry out energy auditing and to publish a

plan for the rationalisation of their energy use every three years. The

Directorate General for Energy (DGE) monitors the audit results and the

plans when the companies apply for financial support.



9HKLFOH Control of vehicle energy efficiency using new technologies and mandatory

&RQWURO periodic inspections aimed at reducing the environmental impact of the

transport sector have been implemented.



5DLOZD\V The government announced in 1998 a three-year investment plan costing

Esc 600 million aimed at the electrification of all international railway lines and

the development of a new high-speed link between Lisbon and Porto.



The Directorate for Energy monitors the auditing and this triennial

rationalisation plan.



3XEOLF 7UDQVSRUW The use of natural gas in vehicles began in the public transport systems of

Braga and Porto in 2000 and in Lisbon in 2001. The extra cost involved in

purchasing buses that use natural gas is partially financed through the OPE

Programme.



In the 2000 in-depth review of the energy policies of Portugal, the IEA stated:



The Government of Portugal should:



• Continue to increase investment in railways and to develop modern public

transport in the major towns.



8QGHUJURXQG In the Lisbon metropolitan area, which accounts for roughly 20% of the

7UDQVSRUW Portuguese population, there has been a surge in public investment in mass

transport. The underground system doubled its length in 1999, with improved

links to the railway and bus network. In Porto, a metropolitan railway system

is scheduled to start operating by 2001.



7UDIILF Until 1998, SIURE funds allocated for energy diversification and energy

0DQDJHPHQW savings in transport amounted to Esc 5.2 million. Funds were mostly granted

for information systems to improve the mobility of captive fleets.



The use of automation, the creation of lanes and corridors for public transport,

reversible direction zones, etc., aim to facilitate traffic flows particularly in

urban areas.



MONITORING/ When funds are granted by the Directorate General for Energy (DGE), energy

ASSESSMENT efficiency programmes are evaluated during the programme and afterwards

by DGE and the National Institute for Engineering and Industrial Technology

(INETI) on the basis of energy and CO2 emissions saved.









8

For information For further information, please contact:



Mr. José Antonio Penaforte Costa

Direccao-Geral de Energia

Direction of Services for Rational Utilisation of Energy

Av. 5 de Outubro, 87, P – 1000 Lisboa

tel. +351 (21) 792 2700

fax +351 (21) 793 95 40

email Penaforte.Costa@dge.pt









9

Energy

IEA Efficiency

Update





SPAIN Updated July 2003





BACKGROUND

According to Royal Decree 557/2000, 28 April 2000, energy policy is the

responsibility of the Ministry for the Economy, and implemented through the

office of the Secretary of State for the Economy, Energy and Small

Businesses, which, based on RD 689/2000, 12 May 2000, in turn acts through

the Directorate General for Energy Policy and Mines.



From 26 July 2002 and by Royal Decree 777/2002, the Institute for

Diversification and Saving of Energy (Instituto para la Diversificación y Ahorro

de la Energía, IDAE) reports to the Ministry for the Economy through the State

Secretary of Energy, Industry Development and of Small and Medium

Enterprises.



IDAE and the Directorate General for Energy Policy and Mines work in co-

ordination on the implementation of policies and actions to promote the

rational use of energy and diversification of energy sources.



As a national agency, IDAE seeks to strengthen links with the other agencies

with competencies in industry and energy in order to integrate and co-ordinate

actions at regional and local level. In Spain there are currently 20 regional and

local agencies whose aim is to promote actions in the fields of energy

efficiency and diversification of sources.



Energy After the Kyoto commitment of December 1997, the European Union Council

1

and the of Ministers agreed on 17 June 1998 on the Burden-Sharing Agreement

Environment towards achieving the 8% European Union commitment to reduce emissions.

In this context, Spain is obliged to ensure that its CHG emissions do not

exceed the 1990 level (306 Mt of CO2 equivalent) by more than 15% for the

2008-2012 period.



National Royal Decree 177/1998 of 16 February 1998 founded the National Climate

Climate Council (CNC) an associated body of the Government Department, belonging

Council to the Ministry of the Environment. It would establish a set of national plans

and programmes to adopt the necessary measures at a sector level to

confront climate change and at the same time fulfil the international

commitments signed by the government, basically the Kyoto Protocol and the

United Nations Framework Convention on Climate Change.



The different functions of the National Climate Council include:



• The elaboration and presentation for approval by Parliament of the Kyoto

Protocol National Strategy and subsequent modifications.

• Follow-up of plans and programmes included in the Strategy.

• Technical and scientific advice for Spanish delegations in inter-

government organisms.

• Co-ordination of the writing of national reports on climate change.

• Proposal of necessary measures to the government to fulfil undertakings

made in international agreements and protocols.



Spanish Climate Royal Decree 376/2001 of April 2001 established the Spanish Climate

Change Change Prevention Office (Oficina Española del Cambio Climático, CCPO). It

Prevention Office will be under the Ministry of the Environment, the General Directorate for

Environment Quality and Assessment. The composition and structure of the

new organisation were defined by Ministerial Order of July 2001.



The tasks of CCPO are, inter alia, to act as secretariat for the National Climate



1. The Burden-Sharing Agreement covers CO2, CH4, N2O, PFCs, HFCs and SF6.





1

Council, to follow-up of UNCC and promote Spanish policies and measures to

accomplish the commitment under the UNCCC and the Kyoto Protocol; and to

collaborate with the autonomous regions in giving advice.



The central government formulates the policies for mitigating climate change.

However, the regional governments (see below) are allowed to adapt policies

to their specific geographic area as long as they do not distort the intent of the

national policies. The regional governments also play an important role in the

implementation of policies in their region, such as licensing installations for

producing energy from renewables and CHP, and promoting energy efficiency

and transport planning.



In the 2000/2001 in-depth review of the energy policies of Spain, the IEA

stated:



The Government of Spain should:



• Encourage autonomous regions to formulate their policies towards CO2

emission reduction at local and regional levels in line with the national

policies.



Spain's GHG emissions have grown with its economy. According to IEA

statistics, Spain's energy related CO2 emissions have grown by 28.6% from

1990 to 1999. Meeting the Kyoto target requires the total GHG emissions to

be reduced by 17 Mt from the 1998 level.



The National Climate Council is currently preparing the Kyoto Protocol National

Strategy. However, no clear timeframe for completion of the plan has been set.

The question of target-setting, by sector, by region or a possible combination, is

still under consideration. However, the reports Policies and measures for the

Fight Against Climate Change: A first Advance and the Plan for the Promotion of

Renewable Energy in Spain have been developed.



Plan for the The Plan for the Promotion of Renewable Energy in Spain (Plan de Fomento

Promotion of de las Energías Renovables en Espana, PFER), which was prepared by IDAE

Renewable (see below) on the basis of Law 54/1997 on the Electricity Sector (Ley

Energy 54/1997, del Sector Eléctrico) sets a target of 12% of Spain’s energy demand

being met from renewable sources by 2010, in line with the EU target defined

in the European Community's White Paper for Renewable Energy Sources,

The Plan was approved by the Council of Ministers on 28 December 1999.



In terms of primary energy, the Plan sets an output target of an additional

9 525 ktoe over its lifetime, of which 1 709 are to be from the utilisation of

renewable sources of energy for thermal uses. The estimated CO2 emissions

avoided by the Plan due to this increase in renewable sources is between

8.6% and 18.3% -- compared with CCNG or coal for electricity generation -- of

the total CO2 emissions in 1990.



Energy The Delegated Commission of the Spanish Government for Economical

Efficiency Affairs has approved the elaboration of the Energy Efficiency Strategy 2003-

Strategy 2012, whose basic objective will be to improve the energy intensity ratio.

2003-2012

To carry out the Energy Efficiency Strategy, six inter-ministerial working

groups were created, corresponding to the areas of energy transformation,

transport, building, tertiary and residential, industry and public services. In

addition to these sectoral groups, another group on institutional co-ordination

was created that will describe the horizontal objectives, the relations with the

autonomous communities (Spanish regions) and the local institutions, as well

as the development of the objectives with institutional character. IDAE

guarantees the co-ordination of all these groups.







2

In the State of the Nation Debate in July 2002 a Resolution specifying the

opportunity of elaborating a proposal about the same subject, with a

temporary horizon of a decade, was approved. The appropriate answer to

these requests recognises the necessity of having an effective strategy of

action programmes with the objective of promoting efficiency and saving

energy; it must include in its elaboration and performance the different

administrations (central, regional and local) and the sector actors. A

programme on monitoring and control will be designed to analyse the

weaknesses of the programmes and correct them accordingly.



In the 2000/2001 in-depth review of the energy policies of Spain, the IEA

stated:



The Government of Spain should:



• Speed up the development of the national Kyoto implementation plan; the

plan should identify priority measures based on their potential contribution

towards meeting the target in cost-effective ways

• Monitor emission reduction policies closely.

• Encourage autonomous regions to formulate their policies for CO2

emissions reductions in line with national policies.



Institutional The Spanish State comprises 17 autonomous regions, each with a local

Framework parliament. The State has general jurisdiction over energy, while the regions

have jurisdiction over issues exclusively within their territories.



The task of promoting energy efficiency and the rational use of energy in

Spain, together with the diversification of energy sources and promotion of

renewable energy, is the responsibility of IDAE, in compliance with the

functions enumerated in its articles of association (RD 802/86; RD 252/97 and

RD 2100/98).



In accordance with RD 696/2000, 12 May 2000, IDAE reports to the Ministry

for Science and Technology through the office of the Secretary of State for

Scientific and Technological Policy.



Three bodies are in charge of four different public financing sources for the

energy saving programmes:



• The central government gives direct subsidies for innovative and

demonstration projects through the energy branch of the Profit

Programme.

• Most of the autonomous regions also provide direct subsidies for projects

through specific programmes.

• IDAE provides loans for projects and recovers its funding. IDAE is also in

charge of managing the European Commission’s programmes in Spain

such as SAVE (for energy efficiency) and ENERGY–FP (to promote

innovative energy technologies).



In the 2000/2001 in-depth review of the energy policies of Spain, the IEA

stated:



The Government of Spain should:



• Enhance co-ordination of energy-related policies among different

ministries and regional authorities in order to improve the coherence of

energy policies. Consistency should be sought in the measures taken by

the autonomous regions.







3

IDAE IDAE is a state agency appointed by and reporting to the Ministry of Science

and Technology. It carries out the functions entrusted to it through diffusion

actions, technical advice, and the implementation of innovative projects:



• It puts forward planning proposals and presents studies which serve as

the basis for policies promoting energy efficiency and renewable energy.

• It manages and monitors subsidies and incentives for energy

conservation, saving, diversification and development, such as

encouraging the use of renewable energy, with funds both from the

general state budgets and European Community sources (global ERDF-

IDAE subsidy, cohesion funds, etc.). IDAE also supports the autonomous

regions in the management of territorial subsidies.

• In order to co-ordinate IDAE policies, the government and the regions

have set common objectives; to this end, IDAE has created the

Consultative Committee for Efficiency and Energy Saving.

• IDAE advises enterprises, informs consumers and organises professional

training and conferences.

• It provides financial and technical assistance for the installation of efficient

energy equipment and recovers its expenditure through a commission

collected on the energy savings realised (third-party financing). IDAE also

provides capital as a shareholder in companies and enters into

collaboration agreements to promote the development of new

technologies.



In the 2000/2001 in-depth review of the energy policies of Spain, the IEA

stated:



The Government of Spain should:



• Establish a new, coherent and comprehensive energy efficiency

programme to help slow growth in energy demand in all sectors; ensure

that the measures are cost-effective and consistent with their objectives,

and that the programme sets priorities, on both the supply and demand

sides.



RESIDENTIAL/

COMMERCIAL



Measures already

existing and/or

being improved



Thermal Today's standards for energy savings in buildings were established by Royal

Insulation Decree 2429 of 1979, which sets mandatory minimum requirements (NBE-CT-

of Buildings 79) for thermal insulation. New more strict mandatory standards, in

compliance with the “SAVE Directive” will be introduced in 2002. The

autonomous regions will be responsible for the enforcement of these

standards. They will be based on an evaluation of the building project at the

planning phase and on random check-ups of new buildings.



Currently, IDAE is working on the development of instruments permitting

Spain’s adaptation to the so-called "Save Directive" of the EU (93/76/EEC)

regarding the Certification and Labelling of Buildings. Once the details of the

certificate are set by IDAE and a new law to make the certificate mandatory is

passed, the Directive will be enforced by the autonomous regions. The

certificate will be issued for the use of passive solar energy, the correct use of

thermal insulation materials, the use of low consumption electric lamps, the

evaluation of CO2 emissions and the assessment of building materials

according to regions. IDAE has developed two computer tools to support the

energy certification process, namely Energy Rating of Homes (Calificación





4

Energética de Viviendas, CEV) and Energy Rating of Buildings (Calificación

Energética de Edificios, CALENER).



In the 2000/2001 review of the energy policies of Spain, the IEA stated:



The Government of Spain should:



• Regularly verify compliance with building codes, in both new and

retrofitted buildings.



Energy The transfer to Spanish legislation of the different European Union Directives

Efficiency referring to energy efficiency labelling began with Royal Decree 124/1994 of

Labelling 28 January 1994, transferring European Union Directive 92/75/EC of

22 September 1992 (and the latter amendments) on energy efficiency

labelling on domestic electrical appliances.



Subsequently, a series of European Union Directives for specific domestic

electrical appliances has been transferred, in particular:



• Royal Decree 1326/1995 of 28 July, transferred from European Union

Directive 94/2/EC on the energy labelling of refrigerators and freezers.

• Royal Decree 607/1996 of 12 April, transferred from European Union

Directive 95/12/EC on the energy labelling of washing machines.

• Royal Decree 574/1996 of 28 March, transferred from European Union

Directive 96/60/EC on the energy labelling of tumble dryers.

• Royal Decree 864/1998 of 8 May transferred from European Union

Directive 97/17/EC on the energy labelling of dishwashers.

• Royal Decree 700/1998 of 24 April, transferred from European Union

Directive 93/32/EC on the energy labelling of washing machine/tumble

dryers.

• Royal Decree 284/1999 of 22 February, transferred from European Union

Directive 98/11/EC on the energy labelling of domestic lamps.



Public Under the Plan for Public Housing (Plan Vivienda de Protección Oficial 1998-

Housing 2001) potential beneficiaries of “qualified” finance include pilot schemes to

promote sustainable housing (i.e. housing compatible with both economic

requirements and the need to preserve the environment) by applying building

techniques that reduce the use of materials (primarily those whose use or

manufacture causes pollution), give greater energy savings, and reduce water

usage, including the design of homes that are suited to the bio-climatic

conditions of the area in which they are located.



Qualified financing is also available for refurbishment work meeting certain

minimum requirements regarding installations for water, electricity and, where

applicable, gas, HVAC, natural illumination and ventilation, thermal insulation,

soundproofing, bathroom and kitchen installations and other general facilities.



Additionally, the execution of work to enable energy savings to be realised in

the home is also eligible for finance under the Plan for Public Housing.



Other Based on Royal Decree 1751/1998 of 31 July 1998 referring to the Regulation

Measures of Thermal Installations in Buildings (RITE), the guidelines of the SAVE

Directive referring to the Valuing of Energy Consumption for Heating, Air

Conditioning and Hot Water and of Periodic Boiler Inspections, have been

incorporated into Spanish legislation.



The approval in September 2000 of RD 1663/2000 -- implementing the Law

on the Electricity Sector -- enabled the development of solar photovoltaic

energy in the residential sector. This Royal Decree laid down the

administrative and technical conditions for connecting solar-photovoltaic







5

installations with a nominal power of less than 100 kVA to the low-tension grid.

The regulations applicable to the procedure whereby owners of installations

apply for the connection point, and the technical conditions for connection,

avoid possible discrimination by electricity distribution companies against

access by small producers of electricity from renewable sources.



Information/

Motivation



Travel Under the name of “Travel throughout the Energies” this educational exhibition

throughout with a wide-ranging interactive content, graphic support, stage setting, as well

the Energies as a virtual host who answers to all the questions put by visitors in real time,

has been presented by the Institute for the Diversification and Saving of

Energy (IDAE).



The objective of this exhibition is to present the multiple aspects relating to

energy as the main element of development in the world and as an essential

element in our daily life, analysing its uses and consequences, reflecting on its

value and the necessity of adopting responsible consumption habits. In short,

the idea to be conveyed is that every citizen can contribute to the rational use

of energy and with lesser effect on the environment.



This show started in October 2002 in Santander and will be presented in 13

Spanish regions.



In Salamanca the inauguration of the exhibition was celebrated at the same

time as the 2002 Award Ceremony of the European Commission’s Renewable

Campaign in December 2002. In Madrid it was inaugurated on 5 February

2003.



PUBLIC SECTOR



Measures already

Existing and/or

being improved



Voluntary The main agreements signed by IDAE during 2001 and up to February 2002

Agreements are as follows:



• Framework co-operation agreement with RENFE (Spanish Railways), to

implement energy optimisation measures and also to use renewable

sources of energy in buildings, installations and on land belonging to

RENFE.

• Framework co-operation agreement with the Ministry of Education and

Sports for technical assistance in the call for tender for the supply of

electricity to various units of the Ministry considered as qualified

consumers.

• Framework co-operation agreement with the Aerospace Technology

Institute (Instituto de Técnica Aeroespacial) for the joint publication and

distribution of a publication on solar-thermal collectors in Spain (Guía de

Colectores Solares Térmicos en España) and to promote low-temperature

solar-thermal energy.

• Co-operation agreement with the Ministry of the Presidency for the use of

an electric vehicle, charging station and photovoltaic installation located

on the roof of a car park, generating electricity with which to recharge the

vehicle’s batteries.

• Framework co-operation agreement with Barcelona Council for the

implementation of the Programa Barcelona 2004 and the implementation

of the Barcelona Council Municipal Energy Plan.

• Framework co-operation agreement with Palma de Mallorca Council for







6

the joint development of a Municipal Energy Action Plan.

• Framework co-operation agreement with Majadahonda (Madrid) Council

for the development of a Municipal Energy Action Plan.

• Framework co-operation agreement with the Spanish Federation of

Municipalities and Provinces (Federación Española de Municipios y

Provincias, FEMP) for the promotion and dissemination of energy-efficient

technologies and renewable energy sources (RES) among Spanish

municipalities.

• Specific agreement with Saragossa (Zaragoza) Council and Saragossa

University for conducting feasibility studies regarding the application of

renewable energy sources (RES) and energy saving criteria in the

Valdespartera housing development.

• Co-operation agreement for the promotion of energy efficiency and

renewable sources of energy (RES) in Soto del Real.

• Territorial agreement with the Solar Energy Studies Centre (Centro de

Estudios de la Energía Solar, CENSOLAR) for the publication, distribution

and publicising of the IDAE’s technical specifications for solar thermal

systems and both stand-alone and grid-connected photovoltaic systems.



INDUSTRY



Measures already

existing and/or

being improved



Voluntary From 1994 to date, IDAE has signed voluntary agreements to improve energy

Agreements efficiency in nine industrial sectors, which form part of ten industrial

associations. These represent 56% of the total consumption in Spain's

industrial sector. Sectors that have signed voluntary agreements are pulp and

paper, structural ceramics, hollow glass, tanning, cement, food, chemicals,

automobile accessories and textiles.



The duration of these agreements varies from one to several years,

depending on the sector concerned.



These voluntary agreements result in activities and projects aimed at energy

saving, installation of cogeneration systems and replacement of other fuels for

natural gas and biomass. In energy terms, actions undertaken to date

following such agreements represent a total energy saving of 641 ktep

(equivalent to 4.5% of industrial consumption), replacement by natural gas of

341 ktep, installed power in cogeneration systems of 285 MW and biomass

replacement of 38 ktep.



Information/ Since 1998, dissemination of information and technical assistance to facilitate

Motivation access to the different support programmes in the industrial sector have been

supported by a new IDAE-FEDER Programme For Small and Medium-Sized

Businesses. It is a strategic move to promote the realisation of energy saving

and renewable energy projects in small and medium-sized businesses

through management and financing of turnkey projects in Objective 1 zones.

Total resources for the programme up to 2001 were € 67.9 millions.



To complement this programme, IDAE organises courses and seminars for

specific sectors. In the past two years, these have included the following

courses:



• Day congress on cogeneration with gas.

• Technological meeting on liquid ice.

• Energy efficiency seminar in the beer and malt sector.

• Technological meeting on heat pumps.

• Day congress on the use of industrial waste as alternative fuel in the







7

cement industry.

• Energy efficiency day congress for the agro-food industry.



During the implementation of the IDAE-ERDF programme a total of 121

applications for potential projects were received and processed, leading to the

definitive implementation of 50 installations, with a total value of € 37.7 million.

IDAE provided 49.2% of the finance for these projects and 50.8% was

provided by the European Union’s ERDF funds, in accordance with the co-

financing conditions laid down in the ERDF-IDAE global subsidy. In terms of

the energy technologies involved in the facilities installed, the investments

were distributed as follows:



• Final energy saving and substitution by natural gas: 39%.

• CHP: 25%.

• Mini-hydropower: 1.5%.

• Wind power: 24.2%.

• Biomass: 7.4%.

• Solar power: 2.9%.



Third-Party To support energy conservation in industry, and in addition to the IDAE-

Financing FEDER Programme, IDAE operates mainly as a third-party financier providing

finance and technical assistance for the installation of energy efficient

equipment and recovering its expenditure over three to seven years through

the energy savings realised.



The financing activity of IDAE during the year 2001 was associated with the

development of 33 different projects, representing a total investment of € 25.4

million, with the following share among the main technology areas:



• Final energy saving and substitution by natural gas: 20%.

• Cogeneration: 6%.

• Renewable: 74%.



Cogeneration Although the total installed cogeneration capacity was only 369 MWe at the

end of 1990, it was 5 520 MWe at the end of 2001 generating about 11% of

electricity. About 4 540 MW of new capacity was installed in 1991-2000,

which is two to three times the initial target. Co-generation capacity financed

through IDAE's third-party financing was 300 MWe, or 6.7% of the total

installed in 1991-2000. In addition, support from IDAE, the so-called “special

system”, has provided premiums to co-generators. However, high natural gas

prices in 2000 and 2001 discouraged installation of new co-generation plants.

According to the Plan for the Promotion of Renewable Energy in Spain

mentioned above, co-generation has a potential to reach 17% of the electricity

demand in 2011: that means a total installed capacity of 7 100 MW in 2011.



Almost all co-generation facilities are run by auto-producers, typically

industries. Therefore, the size of the installations is generally small; 16% of

the plants have capacity under 1 MWe, 53% 1-5 MWe and 17% 5-10 MWe.

The typical industries to invest in CHP production are ceramics and tiles, food

processing, textile, chemical and pulp and paper industries. No large-scale

public co-generation plants have been built yet.



The co-generation plants are eligible for premiums if they qualify under the

special generation system. Conditions are put on the electric efficiency but not

on the fuel efficiency of the CHP plants. The requirements on electric

efficiency depend on the size of the installation, the ratio of own energy

consumption to the electricity output to the network, fuel and technology used.

The premium also depends on the installed capacity. In 2001, the premium

paid to small co-generators (<10 MWe) was 24 euro cents per MWh for a

maximum of 70% of their total annual production. To larger co-generators







8

(between 10 and 25 MWe) it was on average 18 euro cents per MWh for

maximum of 50% of their total annual production. The premium system will be

revised in 2002. The co-generators have two possibilities to sell the surplus

electricity, either through the pool or in direct contracts with the retailing or

distribution companies.



IDAE has closely monitored the progress of the CHP market and identified

some constraints to the competitiveness of co-generation. First, it considers

the fuel prices for co-generators, essentially the price on natural gas, to be too

high compared to the price of fuels used in conventional power plants.

Second, the efficiency requirements for co-generation should be stricter than

they are today. Third, the buy-back tariff should take into account the

environmental externalities and transmission network costs that are avoided in

co-generation: electricity generated by co-generators is usually consumed

close to the production site and so does not burden the transmission system.



In the 2000/2001 in-depth review of the energy policies of Spain, the IEA

stated:



The Government of Spain should:



• Review subsidies for co-generation with a view to phasing them out fully.



TRANSPORT



Measures already

existing and/or

being improved



Replacement For some years the government has maintained its PREVER Programme

of old cars (formerly RENOVE) through the Ministry of Science and Technology. The

programme's aim is to encourage the replacement of old cars to achieve

environmental improvements and better road safety. In accordance with

Royal Decree Law 6/97 of 9 April 1997, the programme applies to automobiles

over ten years of age and light industrial vehicles over seven years. It

reduces the car registration tax by up to € 721 when scrapping of the old

vehicle (priority is given to leaded gasoline vehicles) is guaranteed.



Public Some examples of urban traffic management measures have been included in

Transport the traffic movement city plans of Granada, Vitoria, San Sebastian, Oviedo

and Barcelona. Madrid, Salamanca and Bilbao, for example, already have

buses fuelled by natural gas in their city transport fleets. In other cities such

as Valladolid and Bilbao, similar plans are being studied.



In 2001 IDAE promoted the following projects in this sector:



• La Ciudad, sin mi coche (The City, without my car): the organisers of this

event in Spain were IDAE and the Ministry of the Environment. The most

significant results, extrapolating from those of the 16 cities that took part,

were an 18% reduction in traffic; an 18.7% increase in passengers using

public transport; and a 4..3 million litres reduction in fuel consumption.

• Mejor sin coche (Better without a car): rational use of private cars and

improvement in urban mobility in the city of Gijón (Asturias). Awareness

raising project in which members of the public who took part obtained a

series of personal advantages, such as discounts for public transport,

sports centres and theatres, as well as taxis and shops taking part in the

scheme.

• Smile project: its aim was to gather information on best practice in urban

mobility so as to offer it to the public in the form of publications,

presentations and international conferences.





9

• Intatme project: IDAE participated in this project led by the Madrid

Transport Consortium (Consorcio de Transporte de Madrid) with the

principal objective of studying new forms of mobility using collective

means of transport.



In the 2000/2001 in-depth review of the energy policies of Spain, the IEA

stated:



The Government of Spain should:



• Promote the use of alternative transport fuels for energy efficiency and

environmental benefits.



Fiscal Reduced VAT on tickets for public transport can promote its use. Some public

Incentives transport, namely all rail and bus transport and travel between the mainland

and the Balearic Islands by air and sea, is subject to a reduced VAT rate of

7%. The full 16% VAT rate applies to all other domestic passenger transport

by air and sea. The annual vehicle taxes, levied by the municipalities, were

originally introduced solely for fiscal reasons but because they are

progressive, based on weight and engine size, they can also be considered to

enhance energy efficiency. Due to the level of the annual vehicle taxes, about

Ptas 12 000 per year at the most, the impact on energy efficiency

improvement may be modest.



Information/ Training programmes currently operating for efficient driving have received

Training support from the Spanish Confederation of Goods Transport, the Driving

Schools’ Association and the Government Traffic Department.



IDAE also edits several brochures on problems regarding fuel consumption in

transport, and city travel.



MONITORING/ IDAE carries out extensive monitoring of the actions developed nation-wide in

ASSESSMENT the fields of energy efficiency and diversification of energy sources.



In addition to the work that IDAE has historically carried out regarding the

monitoring of energy efficiency indicators and producing inventories of

combined heat and power (CHP) and renewable energy facilities, the

implementation of the Plan for the Promotion of Renewable Energy in Spain

2000-2010 (Plan de Fomento de las Energías Renovables en España 2000-

2010) has meant adapting the monitoring of renewable energy activities in

Spain to the requirements stated in the Promotion Plan.



In this new framework, since the autumn of 2000, IDAE has published a

newsletter on energy efficiency and renewable sources of energy entitled

Boletín de Eficiencia Energética y Energías Renovables, in which it

summarises the progress made, main milestones passed, and overall trends

regarding energy efficiency, CHP and RES at national level.



In the 200/2001 in-depth review of the energy policies of Spain, the IEA

stated:



The Government of Spain should:



• Monitor systematically the performance of measures taken.









10

Further For further information, please contact:

information

Carlos García Barquero

IDAE

Paseo de la Castellana, 95

E – 28071 Madrid

Tel: +34 (91) 456 49 00

Fax: +34 (91) 555 13 89

E-mail: cgbarquero@idae.es









11

Energy

IEA Efficiency

Update





SWEDEN Updated July 2003



BACKGROUND



1991 Energy policy was formulated by the Riksdag (Parliament) in the 1991 Energy

Energy Policy Bill with the purpose of creating the conditions for long-term sustainable

Policy political decisions on energy policy, whose goal was defined to be to secure

Bill the availability of electricity and other energy in the long and short term at

prices that are competitive on the world market.



It was observed in the decision that the time for the start of the nuclear power

phase-out, and the pace at which the phase-out would proceed, were to be

determined by the results of electricity conservation efforts, the availability of

electricity from environmentally acceptable power production, and the ability to

maintain internationally competitive prices.



From a climate viewpoint, it was considered urgent to avoid burning fossil

fuels whenever possible. According to the government Bill, this was to be

achieved through active energy conservation and using renewable energy

sources.



Government The guidelines established in the 1991 Energy Policy Bill were re-evaluated.

Bill on a A parliamentary Energy Commission was appointed in the spring of 1994 to

Sustainable examine the ongoing programmes for transformation of the energy system

Energy Supply, and analyse the need for changes and additional measures.

March 1997

On the basis of the work of this Energy Commission, in the spring of 1996 the

government invited the parliamentary parties to participate in deliberations

aimed at setting the foundations for sustainable long-term energy policy

decisions. In February 1997 these deliberations resulted in an agreement in

the Riksdag on guidelines for energy policy.



The 1997 Bill on A Sustainable Energy Supply strongly emphasises energy

efficiency.



State-administered work was carried out to increase knowledge about and

stimulate interest in economically and environmentally sound energy

1

efficiency. A total of SKr 450 million has been assigned over a five-year

period for the procurement of energy-efficient technology as well as for

information, training, municipal energy advisory services and the testing,

marking and certifying of energy-using equipment.



Guidelines The 1997 Guidelines for Energy Policy focus, inter alia, on the following

for Energy developments:

Policy

• The guidelines set down in the 1991 Energy Policy Bill remained

unchanged.

• The energy policy decision required the closure of the two nuclear

reactors, the first before 1 July 1998 and the second before 1 July 2001.

However, closure of the second reactor was conditional upon the loss of

its electricity production being compensated by new electricity production

from renewable sources and reduced use of electricity. On 16 June 1999

the Swedish Supreme Administrative Court pronounced its judgement

concerning the first reactor at Barsebäck. Barsebäck 1 reactor was shut

down in November 1999. In October 2000, the government issued a

written communication (2000/01:15) announcing its opinion that the

conditions for closing the second reactor had not yet been fulfilled.

According to the government, decommissioning should, however, be



1. On average in 2000 SKr 1 = US$ 0.109 and in 2001 US$ 0.097.





1

possible by no latter than the end of 2003. In October 2001, the

government again presented a written communication (2001/02:22) on the

renewed assessment of the conditions for the closure of Barsebäck II.

Again, the government found that the conditions for closure had yet to be

fulfilled. A further assessment of the conditions will be made during 2003.

• The launching in January 1998 of a seven-year programme for an

ecologically sustainable energy system. The programme includes work

intended to reduce electricity use and also to provide new electricity

production. The programme consists of two parts:



− The first part is a seven-year research, development and

demonstration programme aimed at promoting renewable energy

sources and new energy technology. The programme provides for

substantial investments in research, development and demonstration

of new energy technology relating both to the supply of renewable

energy and to greater profitability for improved energy efficiency.

− The second part of the energy policy programme is a five-year

subsidiary programme to promote energy efficiency and electricity

production from renewable energy sources such as bio-fuels, wind

and small hydropower plants. The support to energy efficiency

includes conversion of electrical heating to district heating, technology

procurement, information, labelling and municipal energy advisory

services. The use of electric boilers in district heating is to be

reduced.



The total cost of the programme was SKr 9.2 billion, of which SKr 5 billion

was for long-term research, development and demonstration programmes.



• The creation on 1 January 1998 of a new central energy authority, the

Swedish National Energy Administration (STEM) (www.stem.se)

responsible for implementing the greater part of the country’s energy

policy programmes, and with responsibility for co-ordinating the various

energy policy changeover and introductory measures. The responsibilities

of NUTEK in the energy area have thus been transferred to STEM. The

new English name of STEM is "Swedish Energy Agency".

• A committee was set up in January 2001 to develop future policies and

actions (after 2003) for the rational use of energy in buildings and industry.

A report was issued in October 2001.



2002 Energy Bill On 21 March 2002, the Swedish government presented its Energy Policy Bill

Co-operation for a Secure, Efficient and Environment-Friendly Energy Supply

(2001/02:143). This report, approved by Parliament on 11 June 2002, re-

affirmed the country's established energy policy objectives:



• Create the conditions for efficient energy use and cost-efficient Swedish

energy supply with low adverse impact on health, the environment and the

climate.

• Facilitate the transformation into an ecologically sustainable society,

promoting sound economic and social development in Sweden.

• Contribute to the creation of stable conditions for a competitive business

sector, and to the renewal and development of Swedish industry.

• Contribute to broadening co-operation within the Baltic region with regard

to energy, the environment and the climate.



The Energy Policy Bill also contains three main proposals:



• A new method to promote environmentally-friendly and renewable

electricity production through a quota-based trading programme for green

electricity certificates.

• Measures designed to encourage more efficient energy consumption







2

though the rationalisation of existing policy measures and the

dissemination of knowledge both nationally and regionally.

• Strengthening the competitiveness of combined heat and power (CHP) by

exempting such plants from certain taxes on energy products. The issue is

to be decided in connection with the budget decision for 2003.



Inter-ministerial On 1 March 2001, the government appointed an Interministerial Working

Working Group Group for Rational Energy Consumption to propose measures for the

promotion of energy-efficient use of energy. The Group presented the report

(Ds 2001:60) More Efficient Energy Consumption: Proposals for Market-

Based Measures in October 2001. Among the government initiatives proposed

in the report was the establishment of long-term voluntary agreements

between government and energy-intensive companies (see below).



Government The lead responsibility for developing energy policy rests with the Minister of

Energy Industry, Employment and Communications. STEM is the central government

Administration body responsible for most functions within the energy area. A number of

administrations have a role in implementing the energy policy programmes.

The Swedish Board of Housing, Building and Planning is responsible for

building codes and related issues. The regional authorities are responsible on

behalf of the Swedish Board of Housing, Building and Planning for the

implementation of those parts of the sub-programmes which concern private

households. The Swedish Consumer Agency is responsible for testing,

labelling and certification of energy use in household equipment, etc. The

transport authorities (Vägverket, Sjöfartsverket, Luftfartsverket, Banverket)

have responsibility within their sectors to promote energy efficient use. A

merger process, in effect since 1 January 2001, resulted in some restructuring

related to energy efficiency and energy-related research:



• The new Swedish Research Council for Environment, Agricultural

Sciences and Spatial Planning (FORMAS) (www.formas.se) has taken

over the activities previously pursued by the Swedish Council for Building

Research (BFR) responsible for energy-related building research and

parts of the Swedish Environmental Protection Agency responsible for the

supervision of environmental issues under the energy policy programme.

• The new Swedish Agency for Innovation Systems (VINNOVA)

(www.vinnova.se) has taken over the activities previously pursued by the

Swedish Transport and Communications Research Board (KFB) and by

parts of the Swedish Business Development Agency (NUTEK).

• The new Swedish Research Council (www.vetenskapsradet.se) has taken

over the activities previously pursued by the Swedish Natural Science

Research Council (NFR) and the Swedish Research Council for

Engineering Sciences (TFR) responsible for energy-relevant basic

research.

• The Swedish Energy Agency (STEM) monitors implementation of the

energy policy programme.



Given the emphasis put on co-operation in the Baltic region, the programme of

co-operation with the Baltic region and Eastern Europe in the energy field

administered by STEM includes, inter alia, a programme for more efficient use

of energy, conversion from fossil fuels to other forms of energy and

environmental improvements in plants producing electricity and heat. A

budget of SKr 350 million has been allocated to this programme.









3

In the 2000 in-depth review of the energy policies of Sweden, the IEA stated:



The Government of Sweden should:



• Clarify existing qualitative goals for efficiency improvement programmes to

ensure an objective assessment can be made on their cost-effectiveness

and, in particular, the contribution energy efficiency programmes may

make to offsetting any further reductions in nuclear capacity.



Energy Sweden has applied policies and measures for climate change since 1988,

and the when the issue was discussed in the Riksdag for the first time. A more

Environment comprehensive programme was adopted by the Riksdag in May 1993 when

the Bill regarding Strategies against Climate Change was adopted. The goal

established by the Riksdag was that by 2000 emissions of carbon dioxide from

fossil fuels should be stabilised at the 1990 level and decline thereafter,

pursuant to the UN Framework Convention on Climate Change (UN FCCC).



Furthermore, emissions of methane from disposal of wastes were to be

reduced by 30% between 1990 and 2000.



The main strategy to achieve the carbon dioxide goal is to limit the need for

fossil fuels and replace them with renewable energy sources, along with better

management and more efficient use of energy.



After ratification of the UN FCCC, Sweden issued its national communication

entitled Sweden’s National Report under the UN Framework Convention on

Climate Change, which was adopted by the Swedish government on

15 September 1994. The second national communication entitled Sweden’s

Second National Report under the UN Framework Convention on Climate

Change was adopted by the Swedish government on 17 April 1997. This

report was drawn up before the final adoption of the Bill on A Sustainable

Energy Supply. The third National Communication (NC3) to the UN FCCC

was adopted by the Swedish government in November 2001.

(http://unfccc.int/Resource/Docs/natc/swenc3.pdf )



In December 1997, under the Kyoto Protocol, the European Union agreed to

reduce greenhouse gas emissions by 8%. Under the EU Burden-Sharing

2

Agreement of 17 June 1998, Sweden is allowed to increase its emissions of a

basket of greenhouse gases to 4% above 1990 levels. The commitment

period for the target is 2008-2012.



Government Bill On 30 November 2001 the government issued a Bill on a Climate Change

on a Swedish Strategy (2001/02:55) formulating a climate strategy for the future. The

Climate Change government proposed that Swedish GHG emissions should be at least 4%

Strategy lower in 2008-2012 than in 1990. This national target should be reached

without using carbon sinks or flexible mechanisms. The strategy includes a

diverse array of measures to achieve the reduction goals. The primary tool will

be climate investment programmes undertaken by municipalities, which can

apply for funds for investments to reduce emissions. Funding is projected to

be SKr 200 million in 2002, SKr 300 million in 2003 and SKr 400 million in

2004. Additional measures include a system of green electricity certificates

for production from renewable sources, a strategy for alternative fuels and

greater dissemination to the public of information on climate change.

Furthermore, a commission will be established to analyse the areas in which

the efficiency of fossil fuels can be improved or where they can be replaced by

other fuels. The national target should be monitored and milestones for this

monitoring process should be the years 2004 and 2008. If the emissions

development is worse than expected, additional measures may be introduced



2. The Burden-Sharing Agreement covers CO2, CH4, N2O, PFCs, HFCs and SF6.





4

or the target revised. Industry's competitiveness should also be taken into

account.



Environmental In May 2001, the government presented its Bill Environmental Quality

Quality Objectives (2000/01:130) and in November 2001 the Parliament agreed to the

Objectives Bill proposals. The decision enhances the structure of the 15 Environmental

Quality Objectives voted by the Parliament in April 1999. Between three and

eight sub-targets have been established for each objective. Concrete

measures and strategies to reach the targets by 2010 have also been set out.



Resources allocated to environmental protection will be increased by 70%

between 2001 and 2004. The Swedish Energy Agency will be responsible for

the energy related aspects of three of the 15 Environmental Quality

Objectives, i.e. Reduced Climate Impact, Clean Air and Natural Acidification.



RESIDENTIAL/

COMMERCIAL



Measures already

existing and/or

being improved



Building Thermal insulation requirements in building codes were introduced in 1960

Code and revised in 1975, 1980, 1988 and 1998. In some of these revisions the

changes were related to energy requirements. The revised building

regulations of 1988 introduced a building performance standard instead of

requiring insulation for certain building components. This performance

standard only includes requirements for overall energy performance. The code

only states what, in principle, should be achieved, and not how it should be

done. The aim is to promote cost-effective solutions. This means that the

building code does not include specific requirements for thermal insulation or

windows.



Appliance SKr 40 million has been assigned for information on, and trials, testing and

Labelling marketing of energy-using products and systems over a five-year period

starting in July 1997. The National Consumer Board is responsible for the

programme.



A national labelling programme for household appliances was introduced in

1993. Thereafter, Sweden introduced the EU labelling directive and applied it

to refrigerators/freezers, washing machines, dryers and dishwashers.

Voluntary energy efficiency labelling has been implemented for computer

screens.



Sales statistics on white goods show a large increase in sales of efficient

refrigerators/freezers (EU label categories A and B had achieved a 70%

market share by 1998). Probable causes are a combination of the impact of

the EU label, national information campaigns and price changes. Sales of

energy-efficient washing machines are also increasing, but more slowly.



Regarding labelling, recent Swedish efforts have focussed on a Nordic

labelling scheme for windows and a labelling scheme for ventilation and fan

systems. Work on high quality indoor environment and energy-efficient

ventilation has also taken place.



District It was in the 1940s that local authorities began to look at district heating (DH).

Heating Its use spread during the 1950s and 1960s as a result of the excellent

opportunities presented by the extensive investments in new housing and

other buildings being made during that period. The biggest growth in district

heating occurred in the period 1975 to 1985.







5

Until the beginning of the 1980s, most DH systems were operated as local

authority services. However, during the 1980s and 1990s, most were

restructured as limited companies owned by local authorities. In 2001, there

were about 220 companies supplying heat in Sweden, 68% of them owned by

local authorities, 13% privately owned, 10% owned directly or indirectly by the

State and 9% operated as local authority services.



The nominal connected load in 1997 amounted to about 22 GW, supplied

through about 9 600 km of mains. During the year, 42.2 TWh of heat was

supplied, equivalent to 43.1 TWh after correction for statistically average

climatic conditions. Fifty six per cent of the heat was supplied to residential

users, almost 36% to the service sector and over 8% to industry.



The Swedish National Energy Administration is responsible for the

administration of financial support for conversions from electric heating to

district heating that was approved by Parliament in the 1997 energy policy

decision. In 1998 and 1999, total support of about SKr 300 million was

granted, leading to the connection to district heating grids of 9 504 houses,

12 436 apartments, and another 174 premises. This is estimated to result in a

reduction in electricity use of 230 GWh.



The Bill Energy Markets in Transition-Better Regulations and Supervision

(2001/02:56) emphasises the need to stimulate competition in the DH sector

so as to increase productivity and encourage lower prices. The appointment of

a Commission of Inquiry to study the issue is in a planning stage.



Total installed CHP capacity today is about 3 484 MW where 57% is CHP

production based on biofuel. There is still a considerable potential to use more

biofuel for CHP in municipal district heating systems. CHP in industry is

normally 10% co-generation from annually 40 TWh of heat (100% biofuel)

from burning black liquor in the cellulose industry.



A programme for investment grants for CHP based on biofuel in the period

1998 to 2002 resulted in an increased electricity production capacity in

municipal DH plants of nearly 290 MW during 2001. The investment grants

were basically € 325 per installed MW electricity production capacity based on

biofuel, but not more than 25% of total investment cost.



According to the government Energy Policy Bill, Collaboration for a Secure,

Efficient and Environmentally Friendly Energy Supply (2001/02 143)

presented by the government on 21 March 2001, these grants will be replaced

by market based Green Certificate incentives: it proposed the adoption of a

quota-based Green Certificate system to promote production of electricity from

renewables to be implemented by January 2003.



In the 2000 in-depth review of the energy policies of Sweden, the IEA stated:



The Government of Sweden should:



• Consider increasing taxes on household electricity consumption as an

alternative to promoting the expansion of district heating as a means of

reducing electricity consumption.

• Harmonise taxation of heat and electricity production from combined heat

and power plants.



Information An important element of STEM's programme is the dissemination of

Education information, both nationally and locally, concerning the opportunities for using

Motivation energy-efficient technology, coupled with training and the provision of advisory

services. A budget of SKr 60 million has been allocated for information







6

activities carried out by STEM and support for organisations, such as regional

energy centres, for dissemination of information.



A budget of SKr 250 million has been allocated for local authority energy

advisory services. Municipalities can thus apply for funding for local energy

advisory services from the central national government.



The implementation of energy-efficiency measures and purchase of high

performance products are promoted by two purchaser group networks. In

addition to the already existing network representing a majority of real-estate

owners in the residential sector, a new network consisting of the majority of

real-estate owners of commercial buildings in Sweden has been established.

These networks serve as excellent platforms for the development of new

energy-efficient technologies, the dissemination of information and

demonstration projects. Another excellent network is the dialogue project

Building Living and Real Estate Administration for the Future (in short the

Bygga-Bo dialogue) where major real-estate owners and real-estate

administrative organisations and building contractors, together with the

government, have agreed to join efforts towards sustainable development

within the building sector. Furthermore, on the issue of Swedish experiences

with sustainability, a book Building Sustainable Energy Systems, edited by

Semida Silveira, has been published.



Research and The programme for research, development and demonstration of new

Development technologies includes grants for all those stages. An important goal of the

programme is to reduce the cost of new efficient technology and to achieve a

market introduction. Energy efficient products and systems in the residential,

commercial and industrial sectors are one of the priority areas.



PUBLIC SECTOR



Eco Energy The Eco energy municipality programme started in March 2001. Seventy

Programme municipalities applied for participation and ten were selected for the first year

of the programme. The responsibility of the municipalities is to decide on an

energy policy, carry out measures to improve energy efficiency and introduce

renewable energy sources. The municipalities will be offered seven different

educational packages.



INDUSTRY



Measures already

existing and/or

being improved



Standards and Voluntary standards have been established for lighting, fans, pumps,

Regulatory ventilation systems and other products used in production. Production

Instruments standards have been established in the engineering, plastics, metals, saw-

mill, rubber, and pulp and paper industries. Mandatory standards and

regulatory measures, which have been widely used in industry for emission

control, are now part of the programme for efficient energy use in industry.



Research and Research and development efforts are concentrated in three R&D

Development programmes – Climate 21, ELAN efficient use of electricity and Process

integration. The Climate 21 programme for more efficient refrigerating

machinery and heat pumps started in 1997. A central element of the

programme is the dissemination of information on costs and energy efficiency,

and the environmental impact of applications and systems to participating

companies. The results of the various development projects should be

directly applicable to the development of hardware, technologies and systems

design at the very cutting edge of what is possible to achieve. Process





7

integration is an umbrella name for methods for the design and conversion of

industrial processes in respect of capital and running costs, energy yields,

production capacity and environmental emissions.



Voluntary EKO Energy is a voluntary agreement programme within STEM directed at

Agreement larger energy-intensive industrial companies. It started in 1994 and aims at:

EKO Energy

• Decreasing carbon dioxide emissions to the 1990 level according to the

1997 Kyoto agreement. The industry sector in Sweden has a

considerable potential to contribute to this decrease.

• Contributing to the decision by the Swedish government to replace the

Barsebäck nuclear electricity production by increased energy efficiency.

• Following the EC Council Directive 93/76/EEC to limit carbon dioxide

emissions by improving energy efficiency.

• Pointing at energy use as one of the company’s most significant

environmental impacts, to work within their environmental management

programmes as EMAS (Eco Management and Audit Scheme) and/or ISO

14001, the international environment management scheme.



The voluntary agreement concluded between STEM and an energy-intensive

company consists of the following elements:



• STEM provides a comprehensive inventory and analysis of energy use in

the company production and premises, including a list of suggested

measures to be taken. The suggested measures mainly concern the

building (ventilation, heating, lighting) and surrounding equipment

(compressed air).

• The company sets energy and environmental targets and establishes an

action plan based on reasonably economically viable measures that the

inventory and analysis suggest. The action plan has to be revised every

year and submitted to STEM.

• STEM provides a comprehensive material flow analysis as well as

introductory comparison of the company environmental awareness and

environmental management compared to guidelines based on EMAS or

ISO 14001 standards.

• The company establishes long-term energy and environmental policy in

accordance with EMAS or ISO 14001.

• STEM provides an educational package on the process of energy-efficient

industrial purchasing, ENEU 94.

• The company establishes ENEU 94 as a company standard method to

purchase energy-efficient machines and tools. Energy-efficient purchasing

is a long-term activity that initiates energy issues into everyday life within

the company. ENEU 94 introduces investment calculations using life-

cycle analysis and not pay-off analysis. This is a very important part of

EKO Energy and also the most difficult part for the company to fulfil.

• STEM arranges goodwill activities such as spreading success stories to

the press and/or appointing the most successful EKO energy company of

the year in a ceremony covered by the media.



Should no action be taken, no sanctions exist against the company other than

lost goodwill.



More than 30 Swedish companies are involved in EKO energy activities. No

company has yet found that it could afford not to follow the expert advice on

energy efficiency measures. Energy efficiency has mainly been achieved in

areas such as ventilation (27%), motors and drives (22%), lighting (2%),

compressed air (7%), heating (8%) and process measurement areas (32%).



In 1998 energy saving in the ten companies reporting energy savings were

0.098 TWh (12% of their total consumption) of which 0.036 TWh was







8

electricity. The savings per energy efficiency measure range from 4% to 28%.



On 31 August 2000, the government appointed a special negotiator in the

Ministry of Industry with the task of preparing background material and

proposals for long-term agreements with energy-intensive industry. The aim is

to promote energy efficiency in industry.



A report was submitted to the government in October 2001 (Ds 2001:65),

proposing guidelines for a programme of long-term agreements. According to

the proposal, companies within the energy-intensive sector will be invited to

reach an agreement of some form with the government for a period of five to

ten years. The companies are to undertake to introduce energy management

systems, with the help of which they identify and seek rationalisation

measures and draw up plans of action, as well as follow up and revise these

efforts. The extent to which economic incentives can be offered to companies

that enter into such agreements is to be further examined. Further

Commissions of Inquiry in certain areas, and continued contacts and

discussions with representatives of industry, will be necessary to develop the

proposal on principles into a full-scale proposal.



Technology Technology procurement of energy-efficient products is a means of

Procurement encouraging the development and marketing of energy-efficient products and

systems. The methodology was developed by NUTEK, the National Board for

Industrial and Technical Development.



Technology procurement activities aim to improve the energy efficiency of

products by using companies’ competitive abilities to make better products

and thus to move the market toward more efficient products. The process

brings together customers to make functional demands, e.g. a better

refrigerator or energy-efficient high-frequency (HF) electronic ballasts. These

potential purchasers indicate that they are prepared to place an order if

specified conditions are fulfilled, and the suppliers then compete on the basis

of design and price.



NUTEK has initiated about 30 technology procurement projects and over

1 500 other projects. About 100 incentive agreements have been signed.

During 1998-2002 the Technology Procurement Programme resulted in the

introduction of more than 25 new technologies during the last 12 years

targeting the residential and commercial sectors. New technology

procurements are for resource efficient tap-water mixers, building automation

systems, integrated systems for solar screening and linking of daylight,

ventilation filters, and energy-efficient stoves. Additionally, guidelines on

procurement have been developed in several areas, such as heating systems,

cooling systems, ventilation, windows, lighting, appliances, standby losses,

etc. aiming at enhancing the purchase of efficient equipment



The technology procurement projects have resulted in a clear technology leap

for refrigerators/freezers and have accelerated the mass production of low-

energy appliances. The market for improved HF lighting systems has grown

rapidly. The success of technology procurements for visual display units

(VDUs) and heat pumps has also achieved savings and stimulated the

market. However, the technology procurement for high-performance windows

was a failure: the market introduction of high-performance windows coincided

with a recession in the building industry and the additional cost of these

windows meant they were not competitive with ordinary, cheaper windows.



The Swedish National Energy Administration’s budget allocated SKr 100

million over a five-year period for the development and introduction of energy-

efficient technology through technology procurement.









9

Corporate Corporate commitments have been launched by large chain stores with their

Commitment own manufacturing facilities. They have agreed with their suppliers, customers

and Recognition and NUTEK and STEM that energy-efficient products are to be used or

produced in virtually all stages of production and distribution. Under voluntary

agreements signed by several large enterprises, energy-efficient methods are

required for all semi-manufactured goods bought by the companies, as well as

for all production processes used in the companies. Products used in the

distribution and marketing of goods, such as lighting and ventilation, must also

be energy-efficient. Finally, for products sold by the companies, an adequate

and representative selection of energy-efficient technology is offered to their

customers. Participating companies receive a small subsidy to defray some of

the cost of adjusting their inventories and production methods to include

energy-efficient products and processes.



TRANSPORT



Measures already

existing and/or

being improved



1998 In 1998, the Riksdag adopted a new transport policy based on Transport

Transport Policy for Sustainable Development, a revised strategy for the long-term

Policy infrastructure plans which entails a continuation of the previously decided

investment in the expansion of the railway network. Electrically powered rail

transport is energy-efficient and has a very small impact on the environment.

This was one of the reasons why the government adopted a ten-year

investment plan for railway infrastructure amounting to SKr 36 billion in 1998.

This will enable Banverket to complete the work of adapting the railway for

high-speed trains. Since freight traffic is currently struggling with capacity

problems on several lines, SKr 10 billion is directly targeted at freight traffic

programmes. In addition, there are many projects involving improvements for

both passenger and freight traffic.



For the road network, the strategy entails a reorientation from big investments

in the national trunk roads to increased efforts to improve the existing road

network as regards accessibility, environment and traffic safety. A plan for the

period 1998-2007 has been prepared by regional and central authorities.



A new authority, Rikstrafiken, has been created to promote the long-distance

public transport system. It will encourage the use of public transport and

support unprofitable public transport considered socially desirable.



Information The Consumer Agency and the Swedish National Road Administration provide

consumers with information about the energy consumption of vehicles. The

Swedish National Road Administration and STEM co-operate with driving

teacher associations to accelerate knowledge about more energy-efficient

driving behaviour. Information campaigns are also carried out to encourage

companies to improve efficiency in their logistics and transport planning.



Fuel consumption figures for new cars must be given by the producers

according to Guidelines for Information about Fuel Consumption, Carbon

Dioxide Emissions and Environmental Class for New Cars published by the

Consumer Agency. Since 1977 the Consumer Agency has gathered and

published these figures annually in a brochure which has to be available in

every outlet selling new cars in Sweden. Car suppliers also have to provide

information about fuel consumption in all advertisements for specific models of

new cars. The brochure also contains advice on how to save money and fuel

and on how to protect the environment. It is distributed free of charge by

central and local consumer authorities and the information is also available on

Internet.







10

Taxation In Sweden, taxation of road traffic is an important element of transport policy,

providing an instrument to influence the composition and turnover of the motor

vehicle fleet, thus improving its average fuel efficiency. Since 1991, the tax on

petrol includes a carbon dioxide tax estimated to have generated about 11%

of the state’s revenues from road traffic-related taxes in 1996. VAT of 23.46%

was imposed on petrol in 1990, and has since been raised to 25%.



Up until October 1993, a tax was paid on diesel-powered trucks, cars and

buses, based on distance driven (kilometre tax). This tax required border

controls and was replaced by a diesel oil tax after Sweden joined the

European Union. Sweden also levies sales tax, annual vehicle tax and user

charges. Sales taxes are levied on light vehicles only. The annual vehicle tax

is differentiated according to vehicle weight and fuel. Only heavy goods

vehicles are charged so-called user charges (Eurovignette).



Changes have been made to the taxation of company cars so that drivers pay

for petrol either directly or indirectly. Further changes have been proposed by

the government in a white paper.



In April 2001, the government appointed a Commission of Inquiry with the

mandate to revise the taxation of road traffic. The investigation focussed

especially on issues related to environment, safety and competition while

taking into consideration the influence of the tax system on transport

efficiency. A special consideration was to investigate the possibility of

introducing financial incentives to promote low emission vehicles.



Rail transport is excluded from energy taxes, but there is a user fee system.

Parliament reduced this fee in 1998 in order to increase the relative

competitiveness of rail transport.



Energy taxes do not apply to maritime and air transport. Shipping pays

environmentally differentiated seaway charges, and aviation pays route

charges according to the Eurocontrol procedure.



MONITORING/ The various energy efficiency programmes are systematically evaluated each

ASSESSMENT year and the results submitted to the government. One of the main tasks

assigned to STEM is to monitor the implementation of the various measures

and to report on the effects of the closing down of the reactors in Barsebäck.



The short term energy programme (1998-2002) resulted in 2 TWh of new

electricity production and electricity savings by January 2001. The estimated

result -- calculated from sales statistics -- for the energy efficiency programme

is approximately 0.48 TWh. The new technologies developed during 2000,

financed by the technology procurement programme, include ventilation units

with heat exchanger for single family buildings (20% efficiency improvement),

cookers (30-40% efficiency improvement), refrigerator/freezers (33%

improvement) and new copiers (60% improvement).



As it is often difficult to quantify the gains in energy efficiency from the

programmes, a need has been identified to develop new methods for their

evaluation and assessment.



An evaluation plan was set by the Ministry of Industry, Employment and

Communications in 1999. This plan includes a range of performance

indicators for the various activities within the programme. Evaluation by

external evaluators is planned every second year, continuous monitoring is to

be carried out by the Energy Administration and reported to the Ministry in its

annual report. The Ministry sets the reporting requirements annually. It is also

the task of the Energy Administration to monitor developments on the energy







11

markets and energy systems, and to analyse relationships between energy

technology, the environment, climate and economic growth.



The Swedish Energy Agency has recently elaborated a report on its energy

efficiency activities over the four year period, 1998-2001. However, due to

difficulties in baselines (which could have happened anyway) it has not been

possible to assess the overall results except in very rough figures.



Further For further information, please contact:

information

Egil Ofverholm

Swedish Energy Agency

Box 310

S - 631 04 Eskilstuna

Tel: +46165442040

Fax +46165442099

E-mail: egil.ofverholm@stem.se









12

SWITZERLAND Updated November 2001



BACKGROUND The Decree on Energy Use (Energienutzungsbeschluss, ENB) of 14 December

1990, the corresponding Decree on Efficient Energy Use of 1 May 1991 and the

Federal Energy Law of January 1999, which replaces the Decree on Energy

Use, compose the essential legal basis for the current established measures of

energy policy at the federal level.



Energy The Energy 2000 Action Plan (Federal Council Decree of 6 November 1990)

2000 was in force from 1991 to 2000. Its goal was to stabilise the use of fossil fuels

(and hence CO2 emissions) by 2000 and to reduce them thereafter. Its strategy

was based mainly on energy efficiency but also on increasing the contribution of

non-hydro renewables to electricity generation, raising hydroelectric generation

and upgrading the capacity of existing nuclear power plants.



Energy 2000 was based on the following three principles:



• Voluntary measures for the efficient use of energy and for the use of

renewable forms of energy. The implementation of these measures rests

with seven “marketing departments”: Public Sector, Residential Buildings,

Industry, Small Industries and Services, Hospitals, Motor Fuels and

Renewables.

• State framework conditions for a supply of energy that is sufficient, safe and

acceptable economically and environmentally, and also for a non-wasteful,

efficient use of energy.

• Discussion of controversial themes (e.g. nuclear energy, measures for

saving energy) with interest groups and those affected.



Total federal government financing for the Energy 2000 Action Plan amounted

1

to SF 558 million for the period 1991-2000, less than what was planned when

the plan was launched (SF 170 million per year). Funding aimed mostly at

promoting voluntary actions. Around one-third of the funding was dedicated to

the promotion of renewables through information, advice, multi-level training,

quality guarantees and subsidised installations.



In the 1999 in-depth review of the energy policies of Switzerland, the IEA

stated:



The Swiss government should:



• Review the process of setting voluntary measures to identify whether and

how it could be improved and consider setting more binding measures

where possible.



SwissEnergy The Energy 2000 Action Plan which was limited to ten years ended in 2000. It

was replaced by the Swiss Energy Action Plan ("SwissEnergy") which was

launched by the federal government on 30 January 2001 (Federal Council

Decree of 16.01.2001). The annual budget for SwissEnergy amounts to SF 55

million.



Since the cantons and municipalities still have major responsibility for energy

policy, they have to implement Energy 2000 programmes, the SwissEnergy

plan and the Federal Energy Law (see below) for them to become effective and

applicable. This, and the country’s broad, consensus-based approach, requires

consultation among all those active in energy markets and policy. SwissEnergy

thus brings together representatives from all levels of government, federal,

cantonal and local, as well as from utilities, supply companies, industry,

consumer groups and environmental organisations.



1. On average in 2000 SF 1 = US$ 0.590.

In the 1999 in-depth review of the energy policies of Switzerland, the IEA

stated:



The Swiss government should:



• Establish a new Energy Action Plan Beyond 2000, based on a

comprehensive assessment of the Energy 2000 Action Plan. The new plan

should be adapted to the development of competition in the energy market.

• Strengthen public information on the cost effectiveness of policy measures

in the Plan. Cost effectiveness should be assessed, taking into

consideration economic trends.



SwissEnergy summarises both energy policy objectives and the measures to be

taken in co-operation with the cantons and the private sector. The key areas of

the Plan are energy use in buildings and transport, the economics of energy

production and use, and promotion of renewables and energy efficiency. Many

activities initiated under Energy 2000 will be continued.



In SwissEnergy, the government sets a target to reduce consumption of fossil

fuels by 10% and to limit the increase of electricity consumption to 5% between

2000 and 2010. Heat production from renewables is planned to increase by

3 TWh and electricity generation by 0.5 TWh during the same period.



Federal To replace the Decree on Energy Use of 1991, which expired at the end of

Energy 1998, a new Federal Energy Law was adopted by the Parliament in July 1998

Law and entered into force on 1 January 1999. The Energy Law envisages

measures to reduce energy consumption in the following areas:



• Regulations about stating the energy consumption of installations, vehicles

and equipment, and about reducing their consumption.

• Cantonal legislation in the building sector (heat insulation, individual

metering and billing of heating and hot water).

• Financial incentives for the efficient use of energy, renewable sources of

energy and waste heat and promotion measures (information, advice,

education, training, research, pilot installations, demonstration installations).

• Guidelines and regulations to ensure the economic and environmentally

friendly supply of energy (responsibility of the energy industry for the supply

of energy, the use of waste heat in power stations which run on fossil fuels,

regulations for independent power producers).



The new Energy Law made the following changes to the 1991 Decree:



• It calls for more extensive co-operation with the private sector, reaffirms the

principle of subsidiarity (cantons are free to act as long as there is no

federal regulation) and gives priority to voluntary actions rather than

regulations.

• It gives more responsibilities to the cantons in the field of regulations, in

particular for buildings.

• It allows the Confederation to fund measures in favour of the efficient use of

energy. The Energy Law requires an annual funding to the cantons on the

condition that they have set a programme in favour of energy efficiency and

renewables and when at least 50% of the cantonal funding is dedicated to

households. Direct Confederal funding to projects should be an exception.

Funding from the Confederation and the cantons cannot exceed 40% of the

investment cost (exceptionally 60%).



Energy Agencies The Energy Law and the Law on CO2 envisage the possibility of giving various

in the Framework tasks to private organisations to implement the SwissEnergy programme. In this

of SwissEnergy context, four Agencies have been created:

• The Agence de l'énergie pour l'économie (AenEc), Energy Agency for

Economy.

• The Agence suisse des énergies renouvelables et de l'efficacité

énergétique (AEE), Swiss Agency for Renewable energy and Energy

efficiency.

• The Agence de l'énergie pour les appareils électriques (EAE), Energy

Agency for electric appliances.

• The Agence suisse pour l'éfficacité énergétique (S.A.F.E.), Swiss Agency

for Energy Efficiency: information site: www.topten.ch



The AenEC, established in 1999, is supported by the Union suisse des arts et

métiers, energy associations for large energy consuming branches, machinery

industry and the Swiss company of manufacturers. Its main activity is the

preparation and conclusion of Agreements. It implements a monitoring system

for the benefit of the AenEC members involved in SwissEnergy or for

independent partners. The target is that, by the end of 2003, half of the

companies must be informed about AenEc activities and about the Agreement

process, and at least 40% of the industry and service consumption must be

covered by Agreements. For the period 2001-2003, the total budget financed by

the economy amounts to SF 13 million.



The AEE established in 1998 is supported by the major Swiss associations in

the field of renewable energy and the building industry. Its main task is to

promote the rational use of energy and to encourage renewable energy. It

receives the mandate by SwissEnergy to organise and support the marketing of

renewable energy, and the basic and updated training on renewables. The rate

of self-financing of AEE must reach at least 50%.



Energy Switzerland signed the United Nations Framework Convention on Climate

and the Change (UNFCCC) on 9 May 1992. In order to meet the commitment

Environment (Article 12 of the Convention), a first national communication (Confédération

Suisse, 1994) was submitted on 21 September 1994.



The Second National Communication of Switzerland 1997 — Greenhouse Gas

Inventory 1995, dated April 1997, documents activities undertaken with a view

to meeting commitments under the Convention.



Law on CO2 The federal law on CO2 emissions (Law on CO2) came into force on 1 May

2000. Under this law, total CO2 emissions should be reduced 10% by 2010

compared to 1990. CO2 emissions from petrol and diesel must be cut by 8%

and from other combustible fuels by 15%.



According to the Law, reduction of CO2 emissions must be reached through

measures related to energy , transport, environment and financial measures, as

well as through measures adopted by companies and private individuals on a

voluntary basis.



The law stipulates two phases of implementation:



Phase I: Voluntary measures:

The target of this phase is to avoid the implementation of a tax on CO2,

following the measures already implemented and the adoption of voluntary

measures. Indeed, SwissEnergy is being implemented as well as the Energy

Law.



The most important component of Phase I is the official commitment by

individual companies and associations of companies to comply with the

measures, the framework of which is set up in a new Directive (see below)

relating to industry, handicrafts and services. A further Directive in course of

preparation will concern the building sector. Compliance with the Directive

should exempt the companies from a CO2 tax (as set out in Article 9 of the law

on CO2). This tax is a subsidiary tool only to be implemented when the

measures adopted are insufficient and if the reduction target could not

otherwise be reached.



Phase II: Tax on CO2:

This CO2 tax, which could be introduced in 2004, would be levied on solid and

liquid fuels. According to the Law, its maximum amount will be SF 210 per

tonne of CO2. The Federal Council decides on the introduction and the level of

the tax on the basis of the CO2 reduction effectively achieved. The product of

the tax is reimbursed to the economy and the population.



Directive The target of the new Directive is to provide the economic actors with a stable

framework to implement measures adopted on a voluntary basis. It sets up two

types of framework:



1. The Convention concerns all enterprises willing to contribute on a voluntary

basis to the reduction of their energy consumption and as such to reduce

their CO2 emissions. This corresponds to Phase I of the Law on CO2.



2. The Engagement Formel (Formal Agreement) concerns all the

commitments voluntarily adopted which must be fulfilled by companies in

order for them to be exempt from the tax on CO2. The Engagement sets

out the calculation of the CO2 reduction target, and the monitoring and

reporting of the measures implemented. Under the Law, only large

companies or associations of at least five companies which together emit

more than 10 000 tonnes of CO2 per year are allowed to conclude

Engagements Formels. These associations could be organised under the

umbrella of the AenEc (see above). Small and medium-sized companies

wishing to conclude Formal Agreements must set up an association of at

least 30 companies and formulate a common target.



Institutional The Swiss political system is a Confederation with a federal government,

Framework parliament and court. The territory consists of 26 cantons (states), each of

which has its own government, parliament and cantonal courts. Responsibilities

are shared between the federal level and the cantons.



Responsibility for energy matters has traditionally been with the cantons and

municipalities. In a referendum held on 23 September 1990 the Swiss adopted

a Constitutional Energy Article, in force since May 1991, authorising the federal

government to carry out a national energy policy in pursuit of specific goals,

such as energy efficiency and an economic and environmentally benign energy

supply.



Subsidiarity plays an important role: the Constitution states that unless the

legislative power is explicitly attributed to the federal level, the cantons are

sovereign, i.e. entitled to legislate in an area of policy. Co-operation (between

the different political levels and between the government and the economy) is of

considerable importance in Switzerland.



In the 1999 in-depth review of the energy policies of Switzerland, the IEA

stated:



The Swiss government should:



• Further enhance co-operation with the cantons on energy policy, especially

on the Energy 2000 Action Plan and on the introduction of competition in

the energy markets to ensure successful implementation of energy policy

measures.

Switzerland is a member of several international organisations (e.g. OECD, IEA,

World Bank Group, and all United Nations specialised agencies). However, it is

not a member of the United Nations or of the European Union.



Although Switzerland is not a member of the EU, most new Swiss laws or

changes in existing laws have voluntarily been made compatible with EU law.

This is to facilitate possible future adhesion to the European Union and may

also be explained by the strong economic ties with many European Union

countries, despite the formal political absence of Switzerland in the European

Union.



RESIDENTIAL/

COMMERCIAL



Measures already

existing and/or

being improved



Energy Household appliances

Efficiency For household appliances the implementation of the European Union energy

Labelling labelling scheme with efficiency-indicators A – G will be made mandatory in

2002. The categories involved are washing machines and tumbler dryers,

dishwashers, refrigeration and household lamps. Energy labelling for other

appliances will be extended.



Consumer electronics

The energy label was introduced at the beginning of 1994. Up to the end of

2000, the label was part of the Energy 2000 programme. The same label is now

used in the framework of the new programme SwissEnergy. The definition of

the criteria is co-ordinated in the Group for Energy Efficient Appliances (GEEA)

which includes eight European countries.



Office equipment

There is a trend to use more and more the Energy Star label, a joint US

Department of Energy/US Environmental Protection Agency programme,

instead of the energy label. The industry prefers the Energy Star label because

the criteria are easier to fulfil.



Energy Household appliances

Efficiency The European Union energy efficiency standards are implemented for

standards refrigeration appliances. Higher efficiency standards for refrigeration and also

for other categories of household appliances are planned for the next years.



In the 1999 in-depth review of the energy policies of Switzerland, the IEA

stated:



The Swiss government should:



• Expand labelling for energy efficiency of domestic appliances and office

equipment.



Model Decree on The model decree on efficient energy use in buildings contains certain

Efficient Energy requirements concerning building shells and installation technologies used in

Use in Buildings the construction sector. With respect to the shell, there are two options to

2

choose from: observing either a specific heating energy requirement (MJ/m

2

per year) or individual U-values (W/m K).

With respect to household technology, the decree contains certain requirements

such as condensation gas boilers, maximum distribution temperatures,

adjustment controls in each room, requirements for air-conditioning systems,

etc. These sections are supplemented by the Clean Air Act, which calls for

homologation for heating boilers. Here, certain strict requirements have to be

observed with respect to exhaust and standby losses, and the Clean Air Act

also stipulates that periodic inspections must be carried out, in which exhaust

losses and air pollution levels have to be measured (carbon monoxide, soot,

non-burned oil particles, nitrogen dioxide).



Most of the cantons have already adopted and introduced this model decree

based on the standards of SIA 380/1, and the aim now is to work together with

the cantons to adapt it to the latest status of technology. The focus here is to

be on lowering the U-values and tightening up threshold parameters for heating

energy requirements, as well as on the promotion of renewable energies. For

example, one proposal that has been put forward is to demand that 20% of

heating energy requirements should be covered by the use of renewables. If a

developer does not want this, then he should be required to save this amount

by using more effective insulation. Another proposal involves drawing up

electricity consumption specifications for buildings in the services sector.



With the Programme of the Cantons for the 2nd Half of Energy 2000, adopted in

April 1996 by the Conference of Cantonal Energy Directors, cantons agreed on

strengthening their efforts in eight areas, including retrofitting in existing

buildings (already implemented in four cantons) and introduction of the

Recommendation SIA 380/4 related to the efficient use of electricity in public

buildings (already implemented in 14 cantons).



Consumption- At present, around 450 000 dwellings in Switzerland (out of a total of 1.2 million

Based that could be converted) use consumption-based heating cost allocation. It is

Heating and possible to achieve savings in heating energy of around 14% on average, even

Hot Water in times of low energy prices.

Cost Allocation

In its Energy Law, the federal government has only stipulated an obligation of

consumption-based heating cost allocation for new buildings. Cantons are

required to draw up corresponding provisions. However, they are at liberty to

introduce an obligation of consumption-based heating cost allocation for

existing buildings, and some of them have in fact done so, or are in the process

of doing so, even though house owners are against this.



Heating The project Operation of Building Infrastructure Systems of Energy 2000

Systems promotes the practical optimisation of the operation of heating systems by

encouraging all involved parties, from manufacturers to service engineers and

on to janitors, to use the existing energy saving potential of 10 to 15% through

correct operation and maintenance. More than 2 500 janitors have received

instructions. Energy 2000 check-ups for heating systems are available for

private house owners.



Technical The so-called impulse programmes RAVEL (Efficiency Use of Electricity),

Information PACER (Promotion of Renewable Energies) and IP-Bau (Maintenance and

Retrofitting of Buildings) came to an end in 1996.



The greater part of the educational material and documentation is being taken

over by professional organisations and, to some extent, by Energy 2000. It is

intended to improve continuously the training of specialists in the field of energy

in order to meet the constantly increasing practical demands. A new course

launched in 1995/96 in the field of household technology addresses

practitioners for the first time.

Management In the field of residential buildings, Energy 2000 has signed 120 partnerships

Partnership with property management organisations. Workshops provide target groups, for

example building caretakers and managers, with case studies in planning and

management of building renovation, thus emphasising their economic

advantages.



Low-Energy The project on ecological building methods is preparing the new standards of

Home tomorrow. Fifty pilot homes demonstrate that up-to-date technologies allow

buildings at competitive prices with a maximum consumption of energy for

2

space and water heating of 220 MJ per m per year, i.e. less than one-quarter

of the average consumption of a conventional modern house. Several banks

have offered to co-operate, making available “eco-credits” at reduced interest

rates. The cantons launched an initiative for the promotion of MINERGIE

standards and labels. According to this concept, heat consumption would not

2

be higher than 160 MJ/m per year without jeopardising comfort and

competitiveness.



The European Passive-house-Standards is entering the Swiss market.



Financial/ Since 1 January 1995, regulations on tax allowances for the costs of

Fiscal investments in existing private buildings for the efficient use of energy and the

Measures use of renewable sources have been revised, based on a Federal Ordinance.



Federal On 30 April 1997, the Federal Parliament launched an Investment Programme

Investment Energy 2000 aimed at creating employment, stimulating the economy and

Programme promoting sustainable development. The programme included SF 64 million to

be spent between 1997 and 1999 on subsidising private investments in energy

savings and renewable energies in the building sector. Owners must invest

more than SF 50 000 and subsidies amount to an average of 10% of the total

investment.



The Investment Programme Energy 2000 has been replaced by 23 cantonal

programme with the same focus and priorities (retrofit of dwellings). The

Federal Office of Energy supports the cantons with SF 9 million (2001).



PUBLIC SECTOR



Measures already

existing and/or

being improved



Energho Energho is an association of large energy-consuming public institutions. It

includes hospitals, cantonal and federal buildings. Its aim is to save 10% of

energy in ten years and to increase energy efficiency in public buildings through

Energy Performance Management, a voluntary commitment to save energy with

an action programme and targets, training and exchange of experience.



Energy In most cantons, municipalities are in charge of implementing the cantonal rules

Cities on buildings. In the framework of Energy 2000, the 47 municipalities labelled as

Energy Cities aim to serve as examples to reach the targets of SwissEnergy.

One of the purpose of SwissEnergy is to increase the number of Energy Cities

from 47 to 110 by 2005 (corresponding to an increase from 1.2 to 2 million of

inhabitants. The Energy City label will be improved to cover the regions and

expanded to the European level. The possibility to conclude agreements on

CO2 reduction at the municipal level will be considered.



Other Recommendations for the purchase and operation of electrical equipment have

Measures been addressed to employees of the federal administration to promote the

efficient use of electricity in federal offices.

Current measures to retrofit public buildings aim to save 50% of heating energy.

Evaluation of the results of these measures is being carried out over a two-year

period.



Energy concepts exist for the federal railways, the postal services (PTT) and the

Federal Office of Construction.



INDUSTRY



Measures already

existing and/or

being improved



Energy Since 1988 limited energy audits (only rough analyses) have been in place for

Audits industry. There are no financial or fiscal incentives to promote energy audits.



Voluntary The industry section of Energy 2000 focused its efforts on the “energy model”

Measures and the energy management course, which are more or less self-supporting.

The industrial partners of this section are: cement, pulp and paper, plastic

injection moulding and various chambers of trade and industry.



Around 120 large companies, for which the annual energy costs are over

US$ 100 000, representing 18% of the energy consumption of this sector, are

involved in voluntary actions which include sharing information about energy

savings. This section achieved between 15 and 30% of its objectives for 2000.



One of the measures introduced by SwissEnergy is the development of

voluntary agreements signed between the Federal Office of Energy and energy

producers and users which are applicable to the use of energy in vehicles,

buildings and electric appliances (see above: Law on CO2).



To strengthen the voluntary measures, SwissEnergy set up several Agences de

l'Energie (Energy Agencies) to intensify information dissemination on energy

efficiency among the public and those working in the energy sector.(see above:

Energy Agencies in the Framework of SwissEnergy).



TRANSPORT



Measures already

existing and/or

being improved



Fuel In December 1995, the federal government issued an Ordinance on the

Consumption Reduction of Specific Fuel Consumption for Passenger Cars. This Ordinance

Target sets an objective for car importers of a 15% reduction in specific fuel

consumption of new cars between 1996 and 2001. The Ordinance also

establishes the technical and organisational procedures for monitoring progress

in reaching the target. If car importers do not reach this target within the

prescribed time, the government is entitled to adopt other measures such as a

regulation on the fuel consumption of new cars.



Energy Within the national Energy 2000 Action Plan, several projects and programmes

Saving to increase energy efficiency in passenger and freight transport have been

Programmes sponsored by the government, with an annual budget of around SF 6 million,

co-financed by the private sector. These actions were started in the early

1990s and continued through 2000.



Examples of such programmes are:



• Eco-Driving. Several actions and simulation techniques promote an eco-

efficient driving style, mainly for captive fleets. Individual measurements

showed an energy saving potential of 10-15%.

• Car-Sharing Initiative. Drivers rent cars and pay the company according to

hours of use and distance travelled. About 30 000 members of the Swiss

co-operative Mobility CarSharing have some 1 200 cars at their disposition

located throughout 700 sites. Thanks to modern reservation systems,

members can conveniently reserve the car of their choice from home

(telephone, Internet) 24 hours a day. Cars are shared by individuals and by

business users. A survey for the Swiss Department of Energy showed that

an average co-operative member drives less than 1 000 kilometres a year,

which is about a quarter of the average distance covered by a family-owned

car. The federal government considers that many people are interested

and that there is a large savings potential.



It is planned in the SwissEnergy programme to develop the combined transport

system through a combination of improved individual transport and public

transport, as well as in daily transport and in leisure transport.



SwissEnergy has decided to increase the possibilities of combined traffic, such

as the development in railways stations of greater interaction between individual

and public transport for daily or holiday transport.



Transport New transalpine railway axes

of Goods

In September 1992, the Swiss electorate accepted a Federal Decree to build

two new Alpine tunnels through the mountains of Gottard (57 km) and

Lötschberg (36 km via the Simplon axis). The new tunnels aim at doubling rail

transit capacity to 70 billion tonnes a year and to speed up transit between

northern and southern Europe. Total cost is expected to amount to more than

SF 15 billion. This would allow implementation of the measures requested in the

April 1994 referendum, which requests a shift of total transalpine truck traffic

(from border to border) from road to rail within ten years.



New taxation on heavy goods vehicles



In February 1994 the Swiss electorate accepted a new article at the

constitutional level enabling the national government to introduce a new

distance and weight dependent charge on heavy goods vehicles (above

3.5 tonnes total weight) to replace the existing flat rate tax. Based on this

article, a law was adopted introducing a new tax on such trucks. This tax is

related to distance and weight and aims at internalising the full cost of freight

transport (infrastructure costs, noise accidents, damages to buildings and

health). This was accepted by a referendum in September 1998. A maximum

charge will be set which will increase from SF 0.016 km-tonne in 2001 to

SF 0.03 in 2005. In the second vote of 29 November 1998, the financing

scheme for the four large railway investment programmes (new transalpine

axes, Railway 2000, connections to the European high-speed network, noise

protection) was also adopted by the Swiss electorate. One-third of the tax

revenue will be given to the cantons; the remaining will be used by the

Confederation for investments in rail infrastructure.



In the 1999 in-depth review of the energy policies of Switzerland, the IEA

stated:



The Swiss government should:



• Develop public transportation systems and increase their use. Strengthen

co-operation between administrations involved in energy policy and those

involved in transport policy.

MONITORING/ The federal government, as well as the cantons, places particular importance

ASSESSMENT on the need to monitor carefully and regularly and evaluate all the energy

efficiency programmes and measure under their responsibility. The measures

that have been taken are periodically evaluated to increase their effect and to

encourage the learning process for all participants. The reports entitled

Programme Energie 2000, 9ème rapport annuel 1999, année sous revue, juillet

1998--juin 1999, and Programme Energie 2000, Rapport final et 10ème rapport

annuel, Juillet 1999-Décembre 2000 were published by the Federal Department

of Environment, Transport, Energy and Communication. They provide a

detailed examination of the progress made in implementing Energy 2000,

assesses the degree of realisation of its different objectives and analyses the

expected results for each energy consuming sector both from the energy

efficiency and environmental points of view.



In the 1999 in-depth review of the energy policies of Switzerland, the IEA

stated:



The Swiss government should:



• Improve the review of the cantons’ energy policies. Promote co-operation

among cantons.



Further For further information, please contact:

information

Nicole Zimmermann

Office fédéral de l'énergie OFEN

CH – 3003 Bern

Tel: +41 (31) 322 56 04

Fax: +41 (31) 323 25 00

E-mail: nicole.zimmermann@bfe.admin.ch

TURKEY Updated August 2002



BACKGROUND Every five years the State Planning Organisation (SPO), with the assistance of

expert organisations from all sectors, including the energy sector, prepares a

Development Plan. The most recent Development Plan is the Eighth Five-

Year Development Plan for the period 2001-2005. After approval by the Board

of Ministers the Plan was published in the Turkish Official Gazette in 2000.



Energy policy objectives, largely unchanged from previous plans, are as

follows:



· To ensure sufficient, reliable and economic energy supplies in order to

support economic and social development.

· To maintain security of energy supply.

· To encourage sufficient investments to meet growing energy demand.



Within the Eighth Five Year Development Plan, the specific measure

(No. 1823) on energy efficiency reads as “with a view to control and reduce

the greenhouse gas emissions originating from transport, energy, industry and

settlements, arrangements shall be made towards increasing energy

efficiency and ensuring energy saving”.



Energy efficiency is considered to be the cheapest energy source. According

to estimates of the National Energy Conservation Centre (NECC), established

in 1992 as part of the Electric Power Resources Survey and Development

Administration (EÝE) within the Ministry of Energy and Natural Resources

(MENR), potential gains through increased energy efficiency are substantial.



Several government entities are directly or indirectly involved in energy

conservation issues and activities. Besides the EÝE/NECC, these include the

State Planning Organisation, the Ministry of Industry and Commerce, the

Ministry of Reconstruction and Resettlements, the Scientific and Technical

Research Council, the Ministry of Public Education and the Turkish Standards

Institute. The EÝE/NECC’s energy conservation activities concentrate on end-

use sectors .



Energy and The overall objectives of energy-related environmental policies in Turkey are

Environment to ensure sufficient, reliable and economic energy supplies to support

sustainable economical and social development while protecting and

improving the environment.



Energy and environment issues are addressed both in the National

Environmental Action Plan (1998) and in the National Agenda 21 (2001),

which are the most recent environmental policy documents. Policies regarding

energy efficiency and clean energy technologies are articulated among others.



The country’s environmental policy considers that energy policy should take

into account environmental problems and that a balance should be found

between increases in energy demand necessitated by economic development

and environmental concerns.



Although Turkey was a Member of the OECD in 1992 when the UNFCCC was

adopted (and as such was included among the countries of the Convention’s

Annexes I and II), it is still not fully industrialised. On the basis of this

argument, Turkey refrained until recently from being a party to the UNFCCC,

and requested to be deleted from the Annexes of the Convention. It was been

decided in COP7 in Marrakech in 2001 to remove Turkey from the Annex II list

and recognise its special circumstances as an Annex I Party. UNFCCC is

expected to be ratified soon in the Turkish Grand Assembly.









1

This fairly new position of Turkey will bring her some advantages, including

the introduction of foreign investments for energy efficiency and clean

technology projects through joint implementation, as well as emission trading.



Although Turkey has agreed in principle for a long time that it will attempt to

limit emissions, it has so far not developed a mandatory greenhouse gas

abatement strategy. For this reason, there are no specific greenhouse policies

such as carbon taxation or emissions trading schemes. Nevertheless, there

are policies, actions and other measures known to be already under way,

even if most of them are undertaken for local and economic reasons.



In the 2000/2001 in-depth review of the energy policies of Turkey, the IEA

stated:



· To reflect its respect for the spirit of the United Nations Framework

Convention on Climate Change (UNFCCC), Turkey should continue

striving to limit the growth of greenhouse gas emissions, and where

possible take additional measures. In particular, the government should

develop an implementation strategy that allows it to assume a greenhouse

gas emissions target no later than the second commitment period of the

Kyoto Protocol.



General energy and electricity planning studies are being carried out using the

Model for Analysis on Energy Demand (MAED) and the Wienn Automatic

System Planning Package (WASP) Models. To determine the environmental

impacts of these studies, a joint project supported by the World Bank with

Argonne National Laboratory/US Department of Energy aims at designing a

new energy and environment model for Turkey. Studies on this project are still

on-going and are expected to be finalised soon. Within this framework,

different kind of scenarios will be set up to mitigate the emissions arising from

energy.



In the 2000/2001 in-depth review of the energy policies of Turkey, the IEA

stated:



The Government of Turkey should:



· Increase the resources for the Ministry of the Environment and strengthen

collaboration with the Ministry of Health on air quality issues.

· Continue harmonising standards and regulations for environmental quality

with those of the EU and other international bodies.



Institutional The Ministry of Energy and Natural Resources (MENR) is the main

Framework organisation which is responsible for formulation and implementation of

general energy policies. The State Planning Organisation (DPT) also takes

energy efficiency policies into account in drafting the national plans.



The General Directorate of Electrical Power Resources Survey and

Development Administration (EÝE), one of the major organisations under the

auspices of MENR, has been involved in implementing energy conservation

programmes and in assisting MENR to develop the related policy. A new

department, Energy Resources Survey Department (DERS), within EÝE was

established by the approval of the Ministry of Energy and Natural Resources

(MENR) on March 31, 1981, to conduct studies on energy efficiency and new

and renewable energy resources. DERS was entrusted by MENR in

December 1992 with the responsibility to act as National Energy Conservation

Center (NECC) to enhance the activities on improving energy efficiency in all

end-use sectors and promoting the use of solar and wind energies.









2

On the other hand, the Energy Conservation Co-ordination Board (ECCB)

consisting of representatives of related ministries, governmental organisation,

private sectors, universities and associations, which was established by the

Prime Minister's Office on 9 April 1981, commenced its activities to promote

public awareness of energy conservation following the second oil crisis. The

Energy Conservation Co-ordination Board (ECCB) carries out activities such

as organising the annual Energy Conservation Week and contests for

students to increase public awareness. The Board has functioned under the

supervision of the General Directorate of Energy Affairs of MENR since the

beginning of the 1980s. Last year supervision of ECCB was transferred to

EÝE/NECC by MENR.



The public sector budget for improving end-use efficiency is small and deals

mainly with NECC’s expenditures on studies, energy audits, publications and

professional training. NECC also benefits from international loans and

expertise. ECCB is in charge of public campaigns on energy savings.



In the 2000/2001 in-depth review of the energy policies of Turkey, the IEA

stated:



The Government of Turkey should:



· Consider enacting appropriate energy conservation laws and establish or

tighten efficiency standards for industrial boilers and electric motors.

Increase the resources of energy efficiency organisations.



RESIDENTIAL/

COMMERCIAL



Measures already

in place and/or

being improved



Heat In the residential/commercial sector, more than 80% of the energy consumed

Insulation is for heating. According to an EÝE study carried out in 1997 based on

Standards questionnaires, energy use per unit of building area could be reduced by

nearly half by applying to all buildings the new Heat Insulation Standards on

building envelopes, issued in 1999 and effective in June 2000. (See below.)



In 1985, Turkey adopted mandatory standards for heat insulation in new

buildings. However, heat losses in new buildings have been estimated at over

2

200 kWh/m , a high level compared to average losses in Europe.



Revision of the Standard for Heat Insulation in Buildings was finalised in April

1998 and issued by the Turkish Standards Institute. This new insulation

standard and supporting regulation introduced in June 2000 makes it

2

mandatory to reduce heating requirements by 100-150 kWh/m a year,

according to the four degree-day regions of the country. The existing building

stock is increasing at an average rate of 5% annually. It is expected that a

50% improvement in energy efficiency in new buildings will be achieved.



For existing buildings, a code was developed by EÝE/NECC with the

participation of various governmental organisations and private sector

companies and submitted to MENR in July 2001. It is now under

consideration in the Ministry.



Boilers Boilers and stoves using wood, coal or fuel oil need a certificate based on a

and Stoves test of heat efficiency. The heat efficiency certificates are issued jointly by the

Ministry of Industry and Trade and the Turkish Standards Institute. Products

not having this certificate cannot be marketed.





3

Information EÝE/NECC has been conducting various kinds of promotional studies. In this

context, approximately 60 publications were published (Industrial Energy

Management Course Book (four parts), Series of Technical Tips, Technical

Manuals are a few that can be mentioned). The technical manual is the most

popular publication; it was also used in the universities as a source book for

energy management lectures. These publications have been distributed to

individuals and industrial establishments at their request at a reasonable cost.,

Videos and posters were also prepared and distributed nation-wide by

EÝE/NECC free of charge. Moreover, various national and international

seminars, conferences, and workshops have been organised, mainly co-

ordinated by EÝE/NECC. One of the recent main energy conservation

awareness activities of EÝE/NECC is energy conservation project contests in

industry run over the last two years. Successful Energy Conservation Project

Awards have been presented to the winners by the President and the Minister.

Last year the theme of the Project Award was “The successful case in

Cogeneration”. Awards were presented by Ministers on 23 May 2002.



Every year for the past 20 years, energy conservation week activities have

been organised by ECCB, MENR and EÝE/NECC. These activities cover

various contests among schools, and seminars and conferences related to

energy conservation in different sectors. At the 2002 Energy Saving Week, in

January, the Board organised television programmes on energy efficiency.

ECCB meets every month and prepares plans for activities with the aim of

increasing public awareness of energy conservation. In 2002, the Turkish

radio and television organisation will prepare six TV spots on energy efficiency

subjects with the financial support of some private sector associations,

members of the Board. Contests on painting, essay and projects on energy

conservation for primary and high schools have also been organised over the

last ten years with the co-operation of the Ministry of National Education. The

awards for the winners were distributed at the Energy Conservation Week by

the Ministers of National Education and Energy and Natural Resources.



In 2001 a seminar programme was initiated by EÝE/NECC for primary and

high schools. Every year, seminars on energy conservation and efficiency in

heat and electricity consumption have been organised in several schools

Seminars are also run at public institutions at their requests.



The publications and posters on energy conservation in the buildings sector

prepared by EÝE/NECC are distributed at the conferences, meetings and

seminars.



In addition, an Internet link has been established to facilitate the flow of

information between the energy managers of the plants and EÝE/NECC.



Measures under

Consideration



Energy Survey During 1998 and 2000, in Cupertino, a study was carried out by the State

Statistical Institute (SSI) on the analysis of energy consumption in residential

buildings in all geographical regions of Turkey. In this project, a representative

sampling method was used and energy consumption analysed in terms of fuel

and electricity, the insulation status, heating systems and the structural

properties of the residential buildings. SSI evaluated the statistical data

collected and the report was submitted to EÝE in 2001.



On the basis of a survey of 11.5 million residential buildings in Turkey, 10% of

the buildings are provided with roof insulation while 9% with double-glazing.

Therefore, for the purpose of improving energy efficiency in buildings utmost

priority has been assigned to legislative measures.





4

Energy Under the co-ordination and supervision of EÝE/NECC, and with the

Labelling/ participation of representatives of the related manufacturers and public

Standards organisations, working groups have been set up on energy efficiency of

household appliances, air conditioners and lightning. The related analytic

work reveals that new regulations are needed to increase energy efficiency for

the afore-mentioned equipment. In this context, studies to prepare energy

efficiency labelling standards and regulations for electrical appliances have

already been initiated by the Turkish Standards Institute and the Ministry of

Industry and Trade within the framework of the Harmonisation Programme for

EU legislation. Regulation on energy efficiency labelling for refrigerators was

issued on 24 March 2002. The other labelling regulations related to washing

machines, dryers, dish washers and lamps have been prepared and should

soon be published by the Ministry of Trade and Industry.



The energy efficiency regulation for outdoor (street) lighting is under review.



In the 2000/2001 in-depth review of the energy policies of Turkey, the IEA

stated:



The Government of Turkey should:



· Enhance Turkey's participation in international co-operation programmes

on energy efficiency, in particular on efficiency standards and labels for

household appliances and motor vehicles.



Subsidies In the 2000/2001 in-depth review of the energy policies of Turkey, the IEA

stated:



The Government of Turkey should:



- Consider establishing fiscal and economic incentives for conservation

measures in all sectors.



INDUSTRY



Measures already In a 1996 study, EÝE/NECC assessed the potential for energy conservation in

in place and/or industry at 4.2 million toe (nearly 24% of industrial energy use that year) and

being improved an approximate cash value of $1 billion/year. The total investment required to

achieve this conservation potential would be close to $2.3 billion. The payback

period for these investments would range from a minimum of one year to a

maximum of three years. The measures required to bring these savings about

would include the adoption of various forms of waste heat recovery, increased

use of co-generation of electricity and heat/steam, and the use of more

efficient boilers.



Energy Since 1990, EÝE/NECC’s Energy Audit Teams have been conducting energy

Bus audits (the Energy Bus Programme) in various plants of the Turkish industrial

Programme sector with vehicles equipped with the appropriate measuring equipment. The

surveys, of approximately one week duration, have usually been carried out

by teams of three engineers in the factories. The main objectives of the

energy audits focused on creating energy conservation awareness in industry

-- assisting the establishment of energy management units and identifying

energy efficiency projects in their plants, making surveys and compiling data

to identify the energy saving potentials of sectors and industry as a whole.

The Energy Bus Programme, carried out at the pre-audit level, consists of

following stages:

· Receiving application from the factory.







5

· Pre-visit to the plant.

· Confirmation of the study.

· Data collection and measurement.

· Data analysis and energy conservation projects identification.

· Pre-audit report submission



Up to date energy audits were conducted at approximately 70 plants both by

NECC team and foreign consultant firms. Fifteen plants were visited in the

food, textile and iron-steel sectors in the 2001-2002 period.



Moreover, TUBİTAK (the Scientific and Technical Research Council of

Turkey) has conducted detail energy audits in different sectors. In recent

years, TUBİTAK carried out approximately ten energy audits in energy

intensive industry such as the cement and iron and steel sectors with the co-

operation of Istanbul Technical University.



Training Under the NECC Training Bus Programme initiated in 1993, approximately

Bus 700 engineers had already been trained by the end of 2000 in energy

Programme efficiency subjects such as insulation, boiler house combustion, electrical and

steam systems. Seminar notes and technical manuals were prepared.



Energy To increase energy efficiency in industry, MENR issued a Decree in

Management November 1995, providing for non-mandatory measures concerning industrial

plants, i.e. private and public enterprises, including mining which consumes

more than 2 ktoe of energy per year, with the aim of establishing an energy

management organisation within the plant:



· The largest consuming plants should nominate an Energy Control

Committee; smaller plants should nominate an Energy Manager.

· The managers of these plants should complete energy audits within three

years. The results of the audits should be submitted to NECC.

· These plants should take the measures, adapted in co-operation with

NECC, to improve energy efficiency during operations and to take into

account this objective when the plants are expanded or modernised.

· The plants should monitor the results of the measures and report annually

to NECC on the evolution of energy savings for the plant’s three main

products.

· NECC will either organise professional training or give authorisation to

organisations for training at these plants.



Thus, NECC organised Energy Management courses in 1997 and authorised

three organisations in İzmir, Istanbul and Eskişehir to extend these courses

nation-wide. To date, nearly 457 engineers from different industrial sectors

have been trained as energy managers in the courses organised by EÝE

and/or other authorised organisations. Furthermore, Energy Management has

been included in the curricula of the engineering faculties of some universities.



According to the regulation, approximately 500 out of a total of 600 plants

have appointed energy managers. To date, energy management courses

have been organised in the iron and steel, arc furnaces, paper, cement,

textile, fertilizer, food, ceramic and non-ferrous metal sectors by both NECC

and the three authorised organisations. A total of 457 energy managers have

completed these courses. Energy managers have started to monitor specific

energy consumption in their plants.



A project was started in August 2000 in co-operation with NECC and JICA to

establish a new training centre with a model plant for energy conservation.

The construction and installation of the training centre and model plant has

been completed and NECC’s personnel trained to operate the model plant.

The training centre started its activities in October 2001. It is planned that





6

most energy managers will be trained over a five-year period through this

project. It is expected that the programme will increase energy efficiency by

10% throughout Turkish industry by 2010.



The Energy Conservation Training Center was established as an integral part

of EÝE/NECC within the scope of the Energy Conservation Project, carried

out jointly by JICA and EÝE/NECC since August 2000. It provides training

programmes, not only Turkish industry but also to neighbouring countries. The

first international energy managers course was held in Cupertino with UN-

ESCAP on 4-14 June 2002 for participants from central and west Asian

countries.



In the 2000/2001 in-depth review of the energy policies of Turkey, the IEA

stated:



The Government of Turkey should:



· Expand energy auditing programmes for industry, commercial enterprises

and homes, information campaigns and training of energy managers.

· Promote the formation of energy service companies to invest in such

opportunities.



DSM Some publications on electrical energy savings have been prepared and a

regulation on day and night electric tariffs in residential sector issued.



Combined At present, 113 auto-producers, mostly co-generation plants in industry,

Heat and generate an annual power output of 18 billion kWh which constitutes 14% of

Power total electricity production with an installed capacity of 3 350 MW. Applications

for auto-producer plants with a total installed capacity of 8 750 MW have been

received by MENR.



The “Electricity Market Law” (Law No. 4628) came into effect on 3 March 2001

for the purpose of unbundling, generation, transmission and distribution

activities and to ensure progress towards a liberalised electricity market within

the framework of fair, transparent and non-discriminatory market conditions.

Through the latest reforms, the power sector will soon undergo much more

profound reform than ever before, leading to the introduction of competition

and increasing private involvement. Within the framework of the Law, auto-

producers are being considered and encouraged.



Database In 1995, EÝE gave technical assistance to the State Statistical Institute (SSI)

Survey during the establishment of the Institute's energy statistics division. With the

purpose of monitoring energy consumption in the industrial sector, a project

was initiated in Cupertino with SSI and SPO to compile a new data base

system for information on plants consuming annually 500 toe or more energy.

Evaluation of the information for the period 1995-1998 has been finalised and

the results published by SSI. The evaluations for the years of 1999 and 2000

are under way.



A comprehensive industrial data base survey has been launched by NECC in

co-operation with SSI to define energy consumption, energy saving potential,

the energy management approach and systems and technical infrastructure in

the industrial sector such as boilers, motors and furnaces. Within the scope of

this study, questionnaires were sent to 1 300 manufacturers who consume

more than 500 toe of energy. The first data collection for 1995 was published

at the end of 1997. The survey will provide the data necessary for the

elaboration of energy efficiency indicators for the industrial sector.









7

PUBLIC SECTOR



Government In accordance with the circular entitled Measures to be taken by

Buildings Governmental Organisations and Institutions in order to reduce their energy

consumption issued by the Prime Minister, all governmental organisations

have prepared annual reports on energy consumption in their buildings.

These reports were sent to EÝE/NECC by the Ministry and evaluated by

NECC. These studies will also continue for the next few years. In 1999,

information concerning 2 037 governmental buildings was evaluated.

According to the evaluation results, the energy consumption of these buildings

was very high (more than 250 kWh per square metre); 48% of them have

double-glazing and 40% have roof insulation. For the next heating season, a

training seminar was organised in Ankara in September 2001, co-ordinated by

MENR and EÝE/NECC, for governmental buildings. Similar seminars are

planned for the other regions of Turkey in the coming years.



Another project will soon be started in co-operation with the German Technical

Organisation (GTZ), the Erzurum Municipality and EÝE/NECC. The duration

of this project will be three years. Its aim is to enable municipal authorities as

well as users of public and private buildings to take measures designed to

reduce the use of energy in buildings. Implementation of the project will be

realised in Erzurum and studies related to standards, regulations and training

will be carried out in Ankara.



TRANSPORT



Measures already

existing and/or

being improved



Vehicle In 1992, the Ministry of Environment issued a regulation providing for

Testing emissions testing for cars, trucks and vans. The regulation imposes penalties

for non-compliance with the maximum emissions allowed. Emissions testing

is mandatory for the sale of used vehicles. However, this testing does not

include any energy efficiency control.



Road The first stage of Ankara’s subway was inaugurated in September 1996 and is

Transport now being expanded. Another subway is also in use and additional lines are

being built in Istanbul.



Railway The government plans to increase the number of modern locomotives and the

length of electrified rails. It also plans to increase the operating efficiency of

the public railway company and to reduce its losses.



Measures under

Consideration



Energy A statistical survey of energy consumption patterns in the transport sector for

Survey 1998 was carried out by the State Statistical Institute in Cupertino together

with EÝE/NECC. The final report was submitted to EÝE in 2001.



MONITORING/ In the 2000/2001 in-depth review of the energy policies of Turkey, the IEA

ASSESSMENT stated:



The Government of Turkey should:



· Closely monitor energy supply and demand and revise the forecasts to

take account of the progress of liberalisation, energy efficiency

improvements, structural changes in industry and other major factors in

order to better inform all players' investment.





8

Although, there is not yet a regular or systematic nation-wide energy efficiency

monitoring system in Turkey, certain statistical studies have been carried out

by EÝE/NECC and SIS to analyse energy consumption patterns in sub-

sectors.



Industrial energy consumption surveys covering about 1 200 industrial

establishments were conducted by SIS in Cupertino, together with

EÝE/NECC, in the years 1995, 1996, 1997 and 1998. The results of the

survey reveal that the total amount of energy consumed by the establishments

with an annual energy consumption of 500 TEP and over, constitutes nearly

75% of the total energy consumption in the industrial sector. Results of the

studies are also used to assess industrial energy efficiency potential.



For several reasons it is very difficult to estimate accurately the amount of

energy savings achieved. The main reason is the very large fluctuations

occurring in the number of industrial establishments and capacity utilisation

rate observed in recent years.



However, EÝE/NECC has developed an Energy Managers Database based

on the regulation issued in November 1995 (Measures to be taken to Increase

Energy Efficiency in Industrial Establishments). The database has been used

to follow up energy management activities in industrial establishments.

Compared to the situation in 1997, it has been observed that almost all

industrial establishment have taken measures for energy conservation and

realised the projects; in addition, energy efficiency targets have been defined

for particularly large industrial establishments for the coming years.



At the end of 1997, a nation-wide statistical study for the analysis of energy

consumption in residential buildings was implemented by SIS. It is envisaged

that the consolidated data from the survey would be used to assess the

energy efficiency status in the building sector.



In pursuance of the circular issued by the Prime Minister's Office in November

1997, all government organisations are obliged to prepare annual reports

regarding energy consumption of their premises and to transmit these reports

to the Ministry of Energy and Natural Resources. These reports are then

forwarded to EÝE Administration by the MENR for evaluation. The review and

evaluation studies, performed by EÝE/NECC, will continue in the future.



Further For further information, please contact:

information

Ms. Tulin Keskin

Industrial Energy Conservation Division Manager

EÝE/National Energy Conservation Center

EÝE Gen.Müd.Eskisehir Yolu

06520 Ankara

Tel.: +90 (312) 28 784 51

Fax: +90 (312) 28 692 84

E-mail: tkeskin@eie.gov.tr









9

Energy

IEA Efficiency

Update



Updated March 2003

UNITED

KINGDOM

BACKGROUND The United Kingdom met its commitment under the UN Framework

Convention on Climate Change (FCCC) of returning emissions of CO2 and

other greenhouse gases (GHG) to 1990 levels by the year 2000.



Energy At the Third Conference of the Parties (Kyoto, December 1997) the European

and the Union as a whole agreed to reduce the emissions of a basket of six gases by

Environment 8% from 1990 levels by the period 2008-2012. In June 1998, the European

Union Council of Environment Ministers reached a Burden-Sharing Agreement

on emission reduction commitments to re-allocate internally the 8% reduction

agreed at Kyoto. The reduction commitments are expressed as a percentage

of 1990 levels for the 2008-2012 period. Under the Burden-Sharing

Agreement, the UK is committed to reducing its emissions by 12.5%. The

government has also set itself a challenging domestic target to reduce CO2

emissions to 20% below 1990 levels by 2010.



The UK signed the FCCC at Rio de Janeiro in 1992 and submitted its first

national communication in February 1994. In compliance with the FCCC

obligations, the UK’s second and third national communications were

published in February 1997 and October 2001 respectively. Following a period

of consultation with a wide range of stakeholders, the UK government,

together with the devolved administrations, published the UK Climate Change

Programme in November 2000. Further details on the final version can be

found at http://www.defra.gov.uk/environment/climatechange/cm4913/index.htm



The third national communication reports on the progress made to implement

policies to reduce emissions, and with policies to adapt to the impacts of

climate change. It provides additional information about the financial

assistance that the UK provides to developing countries, and the leading role

that the UK has been taking on research and systematic observation.



UK Climate The UK Climate Change Programme aims to:

Change

Programme • Deliver the UK’s legally binding target under the Kyoto Protocol. The

policies and measures that it sets out could cut greenhouse gas emissions

by an estimated 23% below 1990 levels by 2010. This means that carbon

dioxide emissions alone could be reduced by an estimated 19% below

1990 levels by 2010. Together with policies whose impact has not been

quantified, the measures could also achieve the domestic goal.

• Set out a package of cost-effective, flexible policies and measures in which

all sectors of the UK’s economy play their part. The package aims to

safeguard and enhance the UK’s competitiveness and deliver wider

benefits through lower energy costs for businesses and people, as well as

through less fuel poverty, improved air quality, reduced risk to health, and

new business and export opportunities.

• Respond to the need for action to cut emissions in the longer term (beyond

2010) by putting in place policies that give clear signals about the changes

that will be required.



Planned measures relating to energy efficiency are summarised below and

described in detail in the text on specific sectors.



Key elements of

the UK Climate

Change Strategy



Industry The following actions have been taken; for more information, see below under

Issues Industry.







1

• The Carbon Trust was established in April 2001 as a non-profit organisation

to lead on business and public sector energy efficiency and support the

creation of a low carbon economy in the UK. The Carbon Trust now

manage the non-domestic part of the old Energy Efficiency Best Practice

programme re-launched as Action Energy. Action Energy provides energy

efficiency advice and support to business and the public sector.

• The Climate Change Levy (CCL) effective from 1 April 2001 aims to

encourage energy efficiency and help meet the United Kingdom's targets to

reduce GHG emissions.

• The Climate Change Agreements between energy-intensive sectors of

industry and the Secretary of State are a new policy mechanism for

achieving environmental objectives.

• The Enhanced Capital Allowances Scheme introduced on 1 April 2001

gives 100% capital allowance in the first year for investments in any of the

technologies in the published list.



Buildings The UK Climate Change Programme related to the residential/commercial

Issues sectors includes the following issues:



• A review and tightening of the energy efficiency requirements in the

Building Regulations (Part L).

• Enhancements to the Standard Assessment Procedure (SAP) as a rating

tool for housing.

• Input to the development of the proposed EU Directive on the Energy

Performance of Buildings.

• New Home Energy Efficiency Scheme (Warm Front).

• Public Sector Targets.

• Energy Efficiency Commitments.



All these policies and measures will be dealt with below under the sections

Residential/Commercial and Industry.



Transport The UK Climate Change Programme aims at cutting emissions from the

Issues transport sector through:



• The UK Powering Future Vehicles Strategy, which sets the framework for

promoting the development, introduction and take-up of low carbon

vehicles and fuels.

• European-level agreements with car manufacturers to improve the average

fuel efficiency of new cars by at least 25% by 2008-2009, backed up by

changes to vehicle excise duty and the reform of company car taxation and

better information for consumers to encourage the purchase of more fuel-

efficient vehicles.

1

• Transport 2010, the 10 Year Plan: £180 billion of investment and public

spending on transport over the next ten years to cut congestion and reduce

pollution (see below under Transport)



Performance and On 25 June 2001, the government announced that the Performance and

Innovation Innovation Unit (PIU), attached to the Cabinet Office, was to carry out a review

Unit (PIU) of the strategic energy policy issues for Great Britain. The review was set

Review within the context of meeting the challenge of global warming, while ensuring

secure, diverse and reliable energy supplies at competitive prices. The main

aim of the review was to set out the objectives of future energy policy and to

develop a strategy that ensures current policy commitments are consistent

with longer-term economic, environmental and social goals. The review

considered the role of coal, gas, oil and renewable sources of energy in the

UK’s future energy balance as well as combined heat and power and the

enhancement of energy efficiency. The review also considered what role, if

any, the nuclear industry should play in meeting the objectives of the



1

On average in 2001, £1 = US$ 1.441.





2

environment and security of supply.



The project’s findings are expected to greatly influence the government’s

future policy on security and diversity of energy supply and on climate change.

The PIU Review Team reported to the Prime Minister at the end of 2001, and

the PIU review was published in February 2002.



The PIU project stated three main energy policy challenges and attempts to

develop ways of addressing these. The government also underlined that

competitive markets will continue to be central to energy policy. The three

challenges are:



• Managing potential conflict between energy and environmental objectives.

Meeting the long-term targets for emissions reductions, whilst ensuring

future projections for energy demand are met, is thought to require

fundamental changes in energy and fuel markets, the management of

energy demand, the development of new technologies, infrastructure and

policy.

• Ensuring continued security and diversity of energy supplies over the long-

term including ensuring appropriate investment incentives to maintain

sufficient spare capacity to be able to cope with supply shocks, especially

within the regulatory regimes for the energy utilities.

• Managing potentially conflicting policy goals for energy prices. Whereas

higher energy prices could be a potent instrument for advancing

environmental objectives, they are in potential conflict with fuel poverty and

industrial competitiveness objectives (see below).



The review put forward a programme to accelerate the UK’s energy efficiency

improvements. At its centre was the suggestion of a challenging new target to

improve domestic consumers' energy efficiency by 20% between 2002 and

2010, and by a further 20% between 2010 and 2020. This would approximately

double the existing rate of improvement. The gains in terms of energy savings

in a year could reach about 0.25% of GDP by 2020, over and above the cost of

the investment needed to unlock these savings.



See http://www.cabinet-office.gov.uk/innovation/2002/energy/report/index.htm

for further details on the PIU report.



Energy White In response to the PIU report, a public consultation was launched to consider

Paper - Our the issues raised and help inform the development of a new energy strategy

Energy Future – for the UK, the Energy White Paper. This consultation, which closed on

Creating a Low 13 September 2002, received submissions from over 6 500 individuals and

Carbon Economy organisations The White Paper was published on 24 February 2003 and is the

first comprehensive, forward-looking statement of energy policy in the UK for

over 20 years.



A major underlying theme of the White Paper is the need for the country to

move towards a low carbon economy. To this end, the government has

accepted a recommendation made in the Royal Commission on Environmental

nd

Pollution’s (RCEP) 22 report in 2000 that the UK should put itself on a path to

a reduction in carbon dioxide emissions of some 60% from current levels by

about 2050, with real progress by 2020. (A formal response to the RCEP

report was published alongside the White Paper.) Other key messages

relating to energy efficiency in the White Paper include:

• Energy Efficiency will have a key role to play in achieving the UK’s carbon

reduction goals. The government expects more than half the emissions

reductions in the existing Climate Change Programme – around 10 MtC per

annum by 2010 – to come from energy efficiency. Further ahead, the

government believes that energy efficiency can contribute around half of

the additional 15-25 MtC savings likely to be needed by 2020.





3

• The current Energy Efficiency Commitment (EEC) runs until 2005. The

government will consult on an expansion of the EEC to run from 2005 to at

least 2008, possibly at twice its current level of activity. A possible

extension of the EEC beyond the domestic sector will also be considered.

• The government will continue to work with the English Fuel Poverty

Advisory Group to find the most effective ways to deliver the Fuel Poverty

Strategy objectives, including the target that no household in Britain should

be living in fuel poverty by 2016-2018.

• The government remains committed to a target of 10 GWe of good quality

combined heat and power being installed by 2010. Further measures will

also be introduced to help address the current market difficulties and

support the achievement of our target.

• The government will strengthen its analytical and strategic capabilities in

the field of energy policy to ensure that the aims it has set out in the White

Paper are delivered. This will be achieved through the establishment of a

Sustainable Energy Policy Network (SEPN) of departmental policy units.

The Department of Trade and Industry (DTI), the Department of

Environment, Food and Rural Affairs (Defra), the Foreign and

Commonwealth Office (FCO), Treasury, Office of the Deputy Prime

Minister (ODPM), the Department of Transport (DfT) and the Devolved

Administrations are all likely to be involved in this network.



See http://www.dti.gov.uk/energy/whitepaper/.



RESIDENTIAL/

COMMERCIAL



Measures already

Existing and/or

Being improved



Building Minimum legal requirements for the energy performance of new buildings have

Regulations been in force since 1965, with the standards tightened regularly every few

years. The current building regulations, which came into force in July 1995,

raised the minimum standard so that new buildings must be 25-35% more

energy-efficient than before.



In January 1998 the government commissioned a further comprehensive

review to explore the practical possibilities of regulating the existing stock of

buildings, as well as further improving standards for new construction. Special

consultation procedures were set up in order to involve all parts of the industry

and energy activists throughout the review process.



Proposals for revisions to the regulations were published in June 2000 for

further consultation. As a result, the government laid down the Building

(Amendment) Regulations before Parliament on 11 October 2001 (SI 2001 No

3335); the accompanying Approved Documents L1 and L2 that give guidance

on ways of meeting the requirements were published on 31 October 2001.

These changes came into effect on 1 April 2002. The new Regulations form

an important part of the Climate Change Programme and include a number of

enhanced features. New dwellings will be required to meet improved

standards of insulation and heating and a new standard for lighting. Different

routes to compliance are available, including the use, for housing, of the

Carbon Index Method, calculated following the SAP procedure (see below).

For buildings other than dwellings, similar improvements are required for

insulation and there are new requirements for heating, lighting and air-

conditioning, including the provision of energy meters, and testing and

commissioning. A Carbon Performance Rating Method is included in the

documents as a way of showing compliance for office buildings and there are

other ways of carbon accounting for other types of buildings.







4

Standard The Standard Assessment Procedure (SAP), introduced in July 1995, is the

Assessment government standard for home energy rating. Under the Building Regulations,

Procedure new dwellings and conversions in England and Wales have since 1995 been

(SAP) required to have a SAP Energy Rating. The government is also working with

mortgage lenders to encourage them to incorporate SAP energy ratings and

energy efficiency advice into their survey reports and to offer "green loans" or

other financial services to improve energy efficiency. The government is also

working with house-builders to encourage them to use high SAP ratings as a

means of promoting the achievements of those in construction already building

to high standards of energy efficiency and to encourage others to follow their

example. A new version of SAP was published in 2001, updating the

calculation tables and incorporating additional features such as an extended

scale (to encourage even higher standards) and a carbon index to be used for

the new Building Regulations (see above).



Energy To comply with EU directives on mandatory energy labelling for domestic

Efficiency appliances, the UK has instigated regulations for refrigeration appliances,

Labelling washing machines, washer-dryers and tumble dryers. Regulations requiring

labels for light bulbs have been in force since 1 July 1999 and for dishwashers

since 8 July 1999. An EC directive was adopted on 27 January 1998.



Energy Minimum energy efficiency standards for refrigerators and freezers have been

Efficiency in place since 3 September 1997 to comply with EU directives. Similar

Standards standards came into force for fluorescent lighting ballasts on 21 May 2002.



For new central heating boilers, a transitional period operated from 1 January

1994 to 31 December 1997 when manufacturers could supply compliant or

non-compliant boilers. From 1 January 1998, all boilers have to comply with

the requirements of the directive.



The new Climate Change Programme plans the development of energy labels,

standards and other product-related measures designed to deliver "market

transformation" in the energy efficiency of lighting, appliances and other key

traded goods.



Energy The Energy Saving Trust (EST) is an independent non-profit-making

Saving Trust organisation set up in 1992 by the UK government, British Gas and the British

public electricity suppliers to develop and manage new programmes to

promote the efficient use of energy in the domestic and small business

sectors. The Trust works to promote, through partnership, the sustainable and

efficient use of energy, spreading the message of energy efficiency through

advertising programmes, advice centres and the endorsement of energy

efficient products. The Trust is also active in promoting energy services, and

encouraging local authorities to develop energy efficiency strategies.



In April 2000, the Energy Efficiency Partnership for Homes was launched by

the Trust. The Partnership, which is facilitated by the Trust, brings together all

those with an interest in promoting domestic energy efficiency and aims to

create a long-term framework for implementing energy efficiency in homes.



Government funding for the Trust in 2002-03 was made up of over £24 million

for work with the domestic and small business sectors and over £29 million on

transport-related programmes. The Trust also levers in considerable sums of

investment from outside bodies – an estimated £75 million in 2000-01.



By March 2001, the Trust’s programmes had levered in a minimum of £350

million in investment from non-Departmental sources; stimulated some

300 000 installations of energy saving devices and provided advice and energy

services to over one million individuals and organisations. Between 1996 and

2001, government-funded EST programmes achieved energy savings of over

4 000 GWh.







5

In 2000, a review of the Trust's government funded programme concluded that

the Trust has a valuable contribution to make to the government's objectives in

promoting energy efficiency and that there was a continuing case for

government funding in pursuit of those objectives which cannot be made

through other funding sources. No major weaknesses were identified by the

review, which was carried out by Defra's in-house consultancy unit.



“Warm Front” -- Warm Front is a radical reshaping of the former HEES (Home Energy

New Home Efficiency Scheme) which it replaced on 1 June 2000. It offers complete

Energy Efficiency packages of home insulation and heating improvements to those households

Scheme most vulnerable to cold-related ill health. The package offered to a household

is tailored to the property type.



Warm Front has two levels of assistance, acknowledging that the poorer over-

60s are unlikely to see significant increases in income as in other groups. The

two levels are:



• Warm Front – for households with children under 16 and in receipt of an

income-related benefit or a disablement benefit. Some 4 million

households are eligible. The maximum grant is £700 for households using

mains gas, solid fuel, oil or off-peak electricity for heating. For households

using more expensive on-peak electric, bottled gas or paraffin for heating,

the maximum grant is £1 500.

• Warm Front Plus – for the over-60s in receipt of certain income-related

benefits. Some 3.7 million households are thought to be eligible. The

measures now include central heating systems for the main living areas.

The maximum grant is £2 500. Gas central heating systems are provided

to owner-occupiers and private rented tenants. Warm Front will meet all

installation and maintenance costs through the period of the lease.



The focus of the scheme reflects that the private sector has the greatest need,

with nearly 70% of the fuel poor. In the early part of the scheme assistance

was also made available to the social sector up to a maximum value of £45

million or support over two years whichever came sooner. No new

applications for support in the social sector were accepted after October 2001.



This is a devolved area and Warm Front operates in England only. Wales,

Scotland and Northern Ireland have their own programmes.



UK Fuel Among the most important policy initiatives in UK energy policy is the UK Fuel

2

Poverty Poverty Strategy launched by the government on 21 November 2001 . The

Strategy phenomenon of fuel poverty in the UK is the result of a combination of multiple

factors. The UK housing stock is the oldest in Europe, and especially older

residential buildings and houses are poorly insulated as well as difficult to

insulate. Low-income households spend a comparatively large part of their

budget on space heating in any case, but in addition they are drawn to the low-

rent, poorly insulated end of the housing market, which is more expensive to

heat than the average housing stock.



Hence, fuel poverty stems from many factors, including the state of the

housing stock, available income (including social security benefits) and its

distribution, as well as energy prices. The government has defined a fuel-poor

household as “one that cannot afford to keep adequately warm at reasonable

cost”, i.e. one that needs to spend more than 10% of its income on all fuel use

and to heat its home to an adequate standard of warmth. Adequate standards

of warmth are defined as 21 C in the living room and 18 C in the other

occupied rooms, in accordance with the temperatures recommended by the

World Health Organisation. Taking into account the above definition, the

number of fuel-poor households in England in 2000 was 3.9 million if housing



2

Department of Environment, Food and Rural Affairs (Defra), Department of Trade and Industry (DTI): The UK

Fuel Poverty Strategy. London, November 2001.





6

benefits were not included as part of income and 2.8 million if they were. In

1998, the same numbers were 4.5 million and 3.3 million, respectively on the

same basis. In 1996, the number of fuel poor households in the UK was

estimated to have been around 5½ million on the first basis.



Households inhabited by the elderly, by children and by the chronically sick or

disabled are particularly vulnerable to fuel poverty. In 2000, this vulnerable

group was estimated at 2.2 million to 2.4 million households if housing benefits

were included as part of income, and 3.1 million to 3.3 million if they were not.



The government has set out in its 2001 Fuel Poverty Strategy document how

it, and, in particular, DTI, Defra and the devolved administrations, intend to

reduce fuel poverty in the UK. The document sets a target to seek an end to

fuel poverty for vulnerable households by 2010. Fuel poverty in other, less

vulnerable households will be tackled once progress is made on the priority

group. The specific interim targets are:



• England: by 2004, the government aims to have assisted 800 000

vulnerable households through Warm Front to reduce the number of non-

decent social sector homes by one-third.

• Scotland: by 2006, the government aims to ensure that all pensioner

households and tenants in the social rented sector live in centrally heated

and well-insulated homes.

• Wales: by March 2004, the government aims to have assisted 38 000 likely

fuel-poor households through Warm Front in Wales.

• Northern Ireland: by 2006, the government aims to have assisted at least

40 000 households in fuel poverty through the new Warm Homes Scheme

and partnership programmes.



In the 2002 in-depth review of the energy policies of the United Kingdom, the

IEA stated:



The Government of the United Kingdom should:



• Avoid, where possible, using energy policy measures to pursue social and

other policy objectives. If this is unavoidable, clearly delineate the trade-

offs and costs of such measures.



The Market Transformation Programme is a policy research, development and

support programme funded by Defra to improve the availability, adoption and

use of domestic appliances and traded goods in the commercial sector that

use less energy and do less harm to the environment. To date, the programme

has established sector reviews in ten major sectors, covering 27 product

types, representing 75% of UK electricity consumption. It is also seeking to

develop and implement practical policy measures, such as mandatory energy

labels, minimum energy efficiency standards and voluntary agreements

negotiated with manufacturers within the framework of the European

Commission. Defra monitors the product sales changes resulting from this

programme.



Affordable Transco’s Affordable Warmth Programme aims to tackle fuel poverty by

Warmth helping registered housing associations and local authorities to install gas

Programme energy efficient heating systems in up to 1 million homes through the use of

lease finance.



This new approach, developed by Transco plc, the national gas pipeline

operator, required a change in the tax rules relating to the leasing of heating

equipment. The new rules mean that Affordable Warmth leases, which are

targeted at local authorities and Registered Social Landlords (RSLs), are a fuel

poverty/energy efficiency programme attractive to both landlord and tenant,

because the installation is cheaper (owing to the lease basis and capital





7

allowances) and can be financed more flexibly. Transco is redesigning the

financial framework which will allow a further reduction in cost. More

information can be found at www.affordablewarmth.co.uk .



Design The Design Advice Service offers professional, independent and objective

Advice advice on the energy-efficient and environmentally conscious design of

Service buildings. The service covers both new-build and refurbishment projects and

is part of the Action Energy programme managed by the Carbon Trust.



Are you doing The Are you doing your bit? multi-million pound publicity campaign was

your bit? launched in 1998 with the aim of motivating people to make small but

important behavioural changes in their everyday lives to benefit their local and

global environment. Simple campaign messages encourage individuals to

“Fight global change by saving energy” and to:



• Reduce local pollution by changing the way we travel.

• Reduce waste.

• Conserve water



In addition to encouraging individual action, the campaign, through its national

media presence and promotional activity, supports partners' initiatives by

raising the profile of environmental issues and providing a cohesive "umbrella"

branding. More information can be found at: www.doingyourbit.org.uk



In the 2002 in-depth review of the energy policies of the United Kingdom, the

IEA stated:



The Government of the United Kingdom should:



• Pursue its involvement in the residential/commercial sector to promote

energy efficiency while avoiding duplication. Reinforce the energy

efficiency measures targeted at the commercial sector, in particular

offices.



PUBLIC SECTOR



Measures already The public sector – including central and local government, schools, hospitals

Existing and/or and universities – accounts for a relatively small percentage of the UK’s total

Being improved greenhouse gas emissions, less than 5%. It has a responsibility to lead by

example in reducing emissions of greenhouse gases and is subject to the

climate change levy. This gives an added impetus for managers to ensure

that energy is used efficiently.



A number of energy consumption targets have been set for the public sector.



Central The government set a target for reducing energy consumption in its own

Government buildings by 20% on 1990/91 levels. By March 2000, savings of 17% had been

made, equivalent to just over 0.3 million tonnes of carbon. The government

has now set a new target of reducing CO2 emissions from its estate by 1% a

year against 1999-2000 levels and expects to introduce a new energy savings

target in due course, based on the results of the current exercise to

benchmark its estate.



Education UK Climate Change Programme gave a commitment to benchmark schools

and improve their energy management over a five-year period. It is expected

this will lead to 10% energy savings, equivalent to a reduction of 0.16 million

tonnes of carbon over the next nine years.



Health The government has set a mandatory target for National Health Service (NHS)

Sector bodies in England to reduce primary energy consumption by 15% of 2000

levels by 2010 (equivalent to 0.15 million tonnes of carbon).





8

Local Authorities



Home Energy The Home Energy Conservation Act (HECA) 1995 requires all UK local

Conservation authorities with housing responsibilities to prepare, publish and submit to the

Act 1995 Secretary of State, an energy conservation report identifying energy

conservation measures which they consider practicable, cost-effective and

likely to result in significant improvement in the energy efficiency of all

residential accommodation in its area. Significant improvement was defined in

guidance as 30% (34% in Northern Ireland) over ten years from an agreed

baseline of either April 1996 or April 1997. Authorities have developed their

strategies and set targets for improving energy efficiency. Using the help and

guidance available through central government programmes, and by building

on their existing activities and developing partnerships, authorities are now

implementing the measures identified in their strategies and reporting on

progress being made. In the first four years to March 2000, authorities

reported an overall energy efficiency improvement in the domestic sector of

just over 6%.



Energy The Energy Saving Trust is establishing effective methods for generating

Saving interest, capacity and action within local authorities to enable them to take

Trust forward the challenges raised by HECA and the climate change programme.

The Trust’s programme is designed to identify and pilot a range of support

activities for local authorities, including infrastructure support and grant

funding, and to enable and encourage local government to work with the

private sector to generate local consumer activity.



INDUSTRY



Measures already

Existing and/or

Being improved



The Carbon The industry-related elements of the UK Climate Change Programme focus on

Trust the Carbon Trust to deliver carbon savings from business.



The aim of the Carbon Trust is to help the UK move towards a sustainable, low

carbon economy whilst maintaining business competitiveness. In the short-

term, the organisation will concentrate on helping business save energy and

money. In the longer term, it will develop the UK’s capacity to meet the

problems of climate change, considering not only commercial and

technological factors but also wider socio-economic factors that hinder the

move towards a low carbon economy.



The Trust’s first year’s funding is up to £50 million, from Climate Change Levy

receipts and from the government’s Energy Efficiency Best Practice

Programme (EEBPP). The Trust has taken over the non-domestic part of the

EEBPP, and is now the UK’s main energy efficiency information, advice and

research programme for organisations in the public and private sectors. The

Carbon Trust also administers and promotes the government’s Enhanced

Capital Allowance (ECA) scheme for energy saving technologies that has been

operational since April 2001.



Climate The Climate Change Levy (CCL), effective from 1 April 2001, was introduced

Change on energy use in the non-domestic sector (industry, commerce, agriculture and

Levy (CCL) the public sector). Its aim is to encourage energy efficiency and help meet the

United Kingdom's targets to reduce GHG emissions. It applies to gas,

electricity, liquefied petroleum gas (LPG) and coal. The rates of the levy are

based on the energy content of the different energy products. They are

equivalent to 0.43 p/kWh for electricity, 0.15 p/kWh for gas, 1.17 p/kilogram for

coal and 0.96 p/kilogram for LPG. Fuel oils do not attract the levy as they are





9

already subject to hydrocarbon oil duty. The levy is added to energy bills

before VAT is applied.



Residential energy users, charities and very small businesses (using domestic

amounts of energy) are exempt from paying the levy. There are also further

exemptions for transport, for the production of taxable commodities and

hydrocarbon oils, use in "good quality" combined heat and power plants, and in

non-fuel uses. Energy-intensive businesses can reduce their levy payments by

participating in voluntary Climate Change Agreements. Companies can obtain

an 80% discount if they enter into Climate Change Agreements that extend for

a period of 12 years. There is a separate 50% discount for a period of up to

five years for horticultural producers. The levy package, including the Climate

Change Agreements, is expected to save at least 5 million tonnes of carbon

per year by 2010.



The revenues generated from the levy are recycled back to businesses via a

0.3 percentage point cut in the main rate of employers’ National Insurance

Contributions and additional support for energy efficiency measures. The

government calculates that there will be no net gain to the public finances from

this reform. The levy package as a whole will be broadly neutral for the

manufacturing and service sectors of the economy. The revenues also provide

money for improving business energy efficiency. The sum of £50 million was

available under the levy package in 2001-02 to support the provision of energy

efficiency advice, promoting the take-up of low carbon technologies and the

promotion of renewable energy projects. A further £70 million in 2001-02 was

allocated to finance a system of 100% first-year enhanced capital allowances

(ECAs) against tax for firms making energy saving investments. This was

increased by £20 million in the 2002-03 budget, although this includes support

for both energy-saving technologies and low-emission vehicles and fuel

infrastructure. The scheme is worth around £200 million in the period 2001-

2003, depending on take-up.



In the 2002 in-depth review of the energy policies of the United Kingdom, the

IEA stated:



The Government of the United Kingdom should:



• Consider again modifying the Climate Change Levy to reflect the carbon

content of fuels.



Climate The Climate Change Agreements between energy-intensive sectors of industry

Change and the Secretary of State are a recent policy mechanism to achieve

Agreements environmental objectives. In return for agreeing and meeting stringent targets

to reduce energy consumption or emissions, these sectors are entitled to an

80% reduction in the Climate Change Levy. Eligible for entry to agreements

are all users that operate processes subject to regulation under the Integrated

Pollution Prevention and Control (IPPC) directive, as implemented by the

Pollution Prevention and Control (England and Wales) Regulations 2000 (or

sites operating processes that would be subject to such regulation but for the

fact that they fall beneath the relevant threshold, except for combustion plants)



The rationale for this eligibility criterion is that the processes in question are

subject to a regulatory requirement to use energy efficiently. This requirement

does not apply to other non-domestic energy users. The levy discount is

designed to maintain the competitiveness of the energy-intensive sectors while

providing an incentive at the margin to improve efficiency further. The eligible

sectors cover all the main energy-intensive sectors of industry that are subject

to international competition.



Currently there are 44 sector level (“umbrella”) agreements with 40 industry

sectors. Some of these sector associations have a number of agreements to





10

cover specific industry sub-sectors. Around 5 500 “underlying agreements”

have been concluded with participating companies. The agreements cover

around 13 000 individual facilities, and more sites are joining.



Facilities that are covered by a Climate Change Agreement are entitled to pay

the reduced rate of Climate Change Levy until the end of March 2003. At the

time of writing (February 2003) sectors are being assessed on target

performance for the first “milestone” period of each agreement. Company

energy efficiency data have been supplied via sector organisations and will

permit actual energy savings to be compared against milestone targets. In this

process companies are required to report the performance of their facilities to

the relevant sector association. The sector associations will in turn report

performance to the Department of the Environment, Food and Rural Affairs

(Defra). Also, throughout the course of the agreements, the data are subject to

independent audit by auditors acting on behalf of the Secretary of State. Defra

undertook an informal progress review in January and February 2002 to

ensure that robust sector data processing systems were in place. This has

been repeated in January/February 2003.



The sector performance will be tested against the sector target adjusted for

exits and entrants, carbon trading under the UK Emissions Trading Scheme,

where applicable, product mix and/or throughput. If the sector (or sub-sector)

has failed to meet this adjusted target, the individual facilities will be assessed.

If the target has not been met, the relevant facilities will not be required to

leave the agreement. They can remain within the agreement, but they will not

be eligible for the levy discount for the next two-year certification period. If the

facilities catch up with projected energy savings targets at the next review

stage, then they can be re-certified and will, once again, pay the levy at the

reduced rate. In specific and isolated cases where regulatory or planning

requirements imposed by the government have prevented the facilities from

meeting their targets participants may be allowed to retain Levy discount.

However, the facilities will still need to demonstrate that they have made

satisfactory progress and that they have met qualitative requirements such as

the development of an energy management plan.



Companies that have entered into Climate Change Agreements will be able to

use the Emissions Trading Scheme to help them meet their emission targets.

Emissions trading is expected to be the principal mechanism for dealing with

fluctuations in performance within each target period. The agreements will

therefore have an important role to play in establishing emissions trading in the

UK as the agreements cover around 60% of the energy used by manufacturing

industry.



Facilities are also subject to audit requirements by other environmental, tax

and trading regimes e.g. by Defra for Combined Heat and Power Quality

Assurance, by the Environment Agency for Integrated Pollution Prevention and

Control (IPPC), by HM Customs and Excise for payment of the levy, and by

independent verifiers for trading. It is the government’s intention to co-ordinate

these regimes to avoid duplication of effort by both operators and auditors and

to minimise the need for data collection, recording and inspection.



In the 2002 in-depth review of the energy policies of the United Kingdom, the

IEA stated:



The Government of the United Kingdom should:



• Consider again eliminating restrictive definitions limiting the eligibility of

industries for voluntary climate change agreements, as well as incentives

and possibilities for free-riding.









11

Enhanced Using experience gained in other European countries, the UK introduced on

Capital 1 April 2001, a system of Enhanced Capital Allowances. While most capital

Allowances expenditure in the UK can be written off against capital allowance on a

Scheme reducing balance basis, energy-saving investments eligible under ECA allow

100% first year allowances against taxable profits in the first year of

expenditure. Initially, the scheme covers eight technologies: CHP, boilers and

add-ons, pipe insulation, motors, variable speed drives, lighting, refrigeration

and thermal screens. The technologies and criteria will be reviewed annually

and the Energy Technology Product list updated monthly. Administered jointly

by the Carbon Trust and the Inland Revenue, the scheme will be worth around

£70 million in 2001-2002 and £130 million in 2002-03, depending on take-up.

For more information see: www.eca.gov.uk



Energy The Energy Efficiency Best Practice Programme (EEBPP) launched in 1989

Efficiency was the UK's main energy efficiency information, advice and research

Best Practice programme. In July 2002 the programme was split into domestic and non-

Programme domestic sectors that are now managed by the Energy Saving Trust and the

(EEBPP) Carbon Trust respectively.



The EEBPP had a target, set in 1989 and subsequently upgraded, to stimulate

annual energy efficiency savings worth £800 million at 1990 prices, equivalent

to 5 million tonnes of carbon (MtC) a year by 2000, 4.5 MtC of which is in

industry and 0.5 MtC. In the residential sector; EEBPP supports the Negotiated

Agreements and its targets are thus linked with achievement of the sector

targets; it also assists those organisations subject to the full Climate Change

Levy in mitigating its effects.



The Programme web site http://www.energy-efficiency.gov.uk/ is continuously

updated and receives an increasing number of visits, about 50 000 per month

to the database. Five thousand users have registered.



European The success of the Best Practice approach to preparing and delivering

Best independent, high quality information and advice has been recognised

Practice throughout the world. Australia, Brazil, Canada, China, and New Zealand have

Initiative all adopted elements of the idea and adapted them to local conditions. More

recently, the European Community has taken up the idea. Building on a

feasibility study led by the UK and with major contributions from seven EU

countries to test the best approach on a European scale, a pilot phase,

supported by the EC SAVE Programme, and by national contributions will

focus on Europe-wide benchmarking of processes and on an international

Extranet linking energy agencies. Fourteen countries are participating,

including some EU Accession States.



Making a The voluntary Making a Corporate Commitment Campaign (MACC) was

Corporate launched in 1991 with the aim of obtaining top management commitment to

Commitment responsible energy management. MACC2 was launched by Michael Meacher,

Campaign Minister for the Environment in June 2000. MACC2 is a way of helping

(MACC) organisations improve their resource efficiency and environmental

performance in a managed, targeted and transparent way. It is designed to

work equally well in industrial, commercial and public sector organisations. By

signing up to MACC2, organisations are making a commitment to improve

their performance on:



• Greenhouse gas emissions.

• Production of waste.

• Consumption of water.



Organisations signing up to MACC2 commit themselves to:



• Publicly declare their commitment to achieve specific improvement targets.

• Register their commitment.

• Agree to make their commitment and targets public.





12

• Agree to report annually on their progress towards meeting their targets.



Eco- The EC Eco-Management and Audit Scheme (EMAS) is a Europe-wide

Management voluntary registration scheme launched in April 1995. It provides businesses

and Audit engaged in manufacturing, waste management, power generation and mining

Scheme and quarrying, with the opportunity of obtaining public recognition for a

(EMAS) commitment to improve their environmental performance. Participating

companies are required to implement an environmental management system

and produce an independently validated public statement about their progress.



Guidelines for These guidelines were designed to help and encourage companies to

Company measure and report publicly on their greenhouse gas emissions from energy

Reporting on consumption, transport and industrial processes. They provide guidance on

greenhouse gas sources of emissions, how to gather the data, and also how to convert the data

emissions (for example, from electricity bills) into CO2 equivalents. The guidelines

encourage companies to set public targets for emissions reductions, and since

their launch in 1999, have become widely used amongst the growing number

of companies that produce environmental reports.



See http://www.defra.gov.uk/environment/envrp/index.htm for a copy of these

and other guidelines on environmental reporting.



Action Action Energy is the main source of energy efficiency advice and support for

Energy business and the public sector in the UK. When the Carbon Trust took over

management of the non-domestic part of the EEBPP they relaunched it as

Action Energy. As well as providing all of the services available under the

EEBPP, including site visits and access to the extensive library of energy

efficiency literature, they have since added an interest-free loan scheme for

Small to Medium sized Enterprises to help towards energy efficiency projects.

Loans of between £5 000 and £50 000 (repayable over five years) are

available to help SMEs overcome the initial costs of energy efficiency projects.



See http://www.actionenergy.org.uk/ for further information.



Environmental Envirowise, formerly the Environmental Technology Best Practice Programme

Technology (ETBBP), was launched in 1994. It promotes the use of better environmental

Best Practice practices that reduce business costs for industry and commerce, and provides

Programme all sectors with information and advice on environmental technologies and

techniques by means of publications, events and a free Environmental

Helpline. The programme's projected budget, shared between Defra and DTI,

is £54 million over the 13 years to 2006/7. The overall target for the

programme is that it should stimulate annual cost savings for industry of £580

million by 2015.



Energy Both gas and electricity suppliers have a statutory responsibility to provide

Efficiency energy advice to consumers. The Energy Efficiency Commitment (EEC)

Commitments implemented from April 2002 replaced the previous programme known as the

Energy Efficiency Standards of Performance, EESOP; according to these

programmes, gas and electricity suppliers are required to encourage or assist

domestic customers to take up energy efficiency measures. The Utilities Act

2000 transferred responsibility for the EEC from the Regulator to the

government. The Energy Efficiency Commitment should provide a challenge

to energy suppliers while stimulating, in a sustainable way, the development of

the energy efficiency industry. By directing 50% of the energy benefits to a

priority group of low-income consumers, it will help reduce fuel poverty.



The overall target for the Commitment is 62 TWh, with 50% of the energy

savings being targeted at customers receiving benefits or tax credit. The EEC

will cut greenhouse gas emissions by around 0.4 MTC a year by 2005. The

Regulator's role is to administer the Commitment, apportion the overall target

to each supplier, determine which energy efficiency measures qualify and the

savings attributable, and monitor suppliers' performance against their targets.





13

The government has indicated in its Energy White Paper a desire to consult on

extending the Commitment to 2008, at possibly twice its current level of

activity, and beyond the bounds of the domestic sector.



See http://www.defra.gov.uk/environment/energy/eec/ for further details.



Combined In 1993 the government set a target of 5 000 MW installed capacity as part of

Heat and the Climate Change Programme. In 2000, CHP qualifying power capacity

Power (CHP) exceeded 4 600 MW on over 1 500 sites, and was expected to be 5 000 MW

by the end of 2001. While just under 50% of the CHP installations in the UK

are small plants, with an electrical qualifying power capacity of less than

100 kW, schemes larger than 10 MW account for over 80% of the total CHP

installed electrical capacity. In 2000, 6% of the total electricity generated in the

country came from CHP schemes. The government has set a target of

10 000 MW of CHP capacity by 2010 as an important part of the Climate

Change Programme. It has introduced a number of measures to promote CHP

power plants:



• The CHP Quality Assurance (CHPQA) programme certifies the energy

efficiency and environmental performance of CHP schemes; it exempts

"good quality" CHP. Over 1 200 CHP schemes have registered for CHPQA,

900 of which have been certified. Good Quality CHP is exempt from the

Climate Change Levy (subject to State Aid clearance), eligible for

Enhanced Capital Allowances on investment in energy saving technologies,

and exempt from business rates of the electricity generating plant and

machinery in CHP schemes.

• Recent high gas prices and low electricity prices (which have fallen partially

as a result of the implementation of the New Electricity Trading

Arrangements) have created commercial difficulties for CHP. A draft

government CHP Strategy addressing the market conditions affecting CHP

and outlining the contribution of existing and possible new measures was

consulted on in 2002.



Other new developments to encourage greater use of CHP include:



• The new £50 million UK-wide Community Energy Programme which aims

to promote community heating through grants to install new schemes and

refurbish obsolete infrastructure and equipment. This aims to benefit up to

100 000 people, mostly on low incomes, while contributing to reductions in

greenhouse gas emissions.

• The Revision of Planning Policy Guidance Note 3: Housing, June 2000,

which provides some leverage for local planning authorities to encourage

developers to explore the feasibility of energy efficient options, including

newly built CHP/district heating.

• That power station developers who are seeking consent under the

Electricity Act 1989 and the Energy Act must now demonstrate that they

have explored the opportunity for CHP and sought to identify heat loads for

the waste heat.



In the 2002 in-depth review of the energy policies of the United Kingdom, the

IEA stated:



The Government of the United Kingdom should:



• Consider again extending voluntary agreements to cover all larger

industries, and consider including small and medium-sized industries.



The exemption under the Climate Change Levy and inclusion in the Enhanced

Capital Allowances Scheme conform to this recommendation



In the Performance and Innovation Unit (PIU Review), combined heat and





14

power (CHP) was seen as a low-cost option for carbon abatement, but not

zero carbon. In the long term, it would benefit from policies that put a price on

carbon. The report suggested that current market and institutional barriers to

CHP should be removed.



Further measures were introduced in the Energy White Paper, which will be

taken into account in the final CHP Strategy. The government proposes to

issue this later this year.



TRANSPORT



Measures already

Existing and/or

Being improved



White The government’s White Paper on the future of transport: A New Deal for

Paper 1998 Transport: Better for Everyone, July 1998, recognised that the environmental

impacts of the growth in road traffic may be a threat to sustainable

development and emphasises the need to reduce those impacts.



Three key themes to emerge from the White Paper relevant to climate change

were:



• Improving fuel efficiency of road transport, for example through increases in

road fuel duties.

• Reducing car dependence, especially in urban areas, through better

planning and promotion of public transport, cycling and walking.

• Recognising that measures may be needed to manage or restrain road

traffic, especially in urban areas.



The government is also concerned about the environmental impacts of the

rapid growth of air transport.



Transport 2010, Transport 2010, the 10-Year Plan designed by the Department for

the 10 Year Plan Environment, Transport and the Regions and published in 2000 is an

investment plan for delivering the White Paper commitment to an integrated

transport system. The Plan focuses on surface transport, and improvements

in surface access to ports and airports.



The 10-Year Plan is a key part of the government's Climate Change

Programme. It is expected to deliver savings of 1.5 MTC per annum by 2010.

The Plan aims to tackle congestion and pollution by improving all types of

transport – rail and road, public and private – in ways that increase choice. The

Plan sets the strategic framework. Individual projects and programmes will

flow from decisions taken by a variety of agencies, the private sector, and

through Regional Transport Strategies and Local Transport Plans.



The 10-Year Plan envisages the necessary level of investments, total private

and public expenditure, to be £180 billion over the next ten years. The

breakdown is as follows: public investment: £64.7 billion, private investment:

£56.3 billion, public resource/revenue: £58.6 billion. The Plan sets the strategic

framework, and individual projects and programmes are to flow from decisions

taken by a variety of agencies, the private sector, and through Regional

Transport Strategies and Local Transport Plans, as well as public and private

partnerships.



All modes of transport will benefit from this massive new investment. Spending

on railways will total £60 billion, spending on roads, local and national, will total

£59 billion and local transport spending will also be increased substantially to a

ten-year total of £59 billion.







15

The Plan includes a wide range of measures that will help to reduce

greenhouse gas emissions, including:



• Sustainable distribution strategy involving both central and local

government and the haulage/logistics industry. The strategy is designed to

promote improvements in operational and fuel efficiency of the vehicle

fleet, in particular payload (tonnes per loaded vehicle kilometre) and empty

running (ratio of total vehicle kilometres to loaded vehicle kilometres).

• Eighty per cent growth in rail freight volumes as a result of improvements

in rail freight’s relative competitiveness through reductions in rail costs and

improvements in service quality. Electricity used for traction by rail freight

operators is also exempt from the climate change levy.

• Substantial improvements in local public transport, including up to 25 new

rapid transit lines in major cities and extensive bus priority schemes. The

Plan assumes that congestion charging schemes are introduced in central

London and eight other cities, and that workplace parking levy schemes

are introduced in 12 cities. We have also assumed that all net revenues

are recycled into transport improvements in the urban areas concerned.

• The delivery of a 50% increase in rail patronage, measured by passenger

kilometres – just under a quarter of which is forecast to come from car

users switching to rail because of reductions in fares and service quality

improvements; and the development of reliable, convenient and affordable

public transport services and better integration between modes.



Vehicle The increase in carbon dioxide emissions from traffic growth has been

Fuel compounded by the limited improvements in vehicle fuel efficiency, especially

Efficiency for passenger cars, since the mid-1980s.



Although there have been substantial improvements in engine efficiency during

the past decade, these have partly been offset by the effects of greater vehicle

weight, due to increased size, better safety standards and the provision of

additional features, such as air conditioning, some of which also require power

to operate them as well as meeting increasingly stringent European emissions

standards.



A significant improvement in vehicle fuel efficiency is essential for delivery of

the UK’s climate change targets. A sustainable market transformation is

therefore needed to stimulate the development, manufacture and purchase of

more fuel-efficient cars. This transformation must involve action to introduce

more fuel saving technologies into vehicle design and to encourage

consumers to buy more fuel-efficient cars.



The government is committed to encouraging a market transformation for

passenger cars through a combination of fiscal measures, the European

Voluntary Agreement with automotive manufacturers and through ensuring

that consumers have the information they need to choose more fuel-efficient

vehicles.. The future trend in the fuel efficiency of new cars is also one of the

government’s sustainable development indicators



European The European Voluntary Agreements with European, Japanese and Korean

Voluntary vehicle manufacturers will reduce new car CO2 emissions by 25% to 140g

Agreement to CO2/km by 2008 (2009 for KAMA, the Korean manufacturers association). The

reduce CO2 voluntary agreements have proved a highly effective mechanism for improving

emissions from the fuel efficiency and CO2 performance of new cars. They have provided

new cars manufacturers with a stable long-term framework within which to plan,

research and introduce fuel saving innovations. This approach, which focuses

on the levels of carbon emitted rather than on dictating particular technologies,

gives manufacturers the flexibility to develop the best and most cost-effective

solutions.



The government is supporting the aims of the agreements through the UK’s

taxation system and through other schemes to encourage people to buy more





16

fuel-efficient cars. It is estimated that the voluntary agreements, along with the

changes to vehicle excise duty and company car taxation outlined below, will

result in savings of around 4 MtC by 2010.



Powering The UK Powering Future Vehicles strategy was launched in July 2002. The

Future strategy – which was produced jointly by DfT, Treasury, Defra and DTI – is

Vehicles aimed at promoting the UK’s shift to low-carbon vehicle technologies and

fuels, to reduce transport’s impact on the global and local environment.



It sets out government targets that by 10% of new cars sold in the UK by 2012

will be low-carbon vehicles, defined as 100 or less grams of CO2 per km at the

tailpipe (compared with the current new car average of 178gm). It also sets the

target that by 2012, 600 new buses joining the fleet yearly (around 20%) will

also be low-carbon.



The government is supporting the shift to low-carbon by linking our

mainstream vehicle taxation, i.e. the graduated vehicle excise duty introduced

in 2001 and graduated company car taxation, introduced in 2002, CO2

emissions.



Delivering these objectives involves more than one part of government, and

the Prime Minister has set up a Ministerial Low Carbon Group to oversee the

delivery of the low-carbon agenda. The Ministerial Group will report annually to

Parliament.



The strategy looks further forward to the long-term shift to ultra-low carbon

vehicles and ultimately to zero emission transport. The government will put in

place further targets beyond the decade, accelerating the shift towards

technologies such as hydrogen fuel cells.



Economic The government is using the taxation system to support the aims and

Instruments objectives of the EU CO2 from cars strategy and to encourage consumers to

buy smaller or more fuel-efficient vehicles.



One measure, which has already delivered reductions in emissions from road

transport, is the fuel duty escalator – annual fuel duty increases above the rate

of inflation. The escalator was introduced in 1993, first at an annual rate of 3%

above inflation and then at 5%. It was increased to 6% in July 1997 and has

been very successful. It sent a clear signal to manufacturers to design more

fuel-efficient vehicles, and to motorists to avoid unnecessary journeys and to

consider alternatives to the car. Taken in isolation, increases in duties between

1996 and 1999 are estimated to have produced annual carbon savings of

between 1 and 2.5 MtC by 2010.



The Chancellor announced in his 1999 Pre-Budget Report that the appropriate

level of fuel duties would be set on a Budget by Budget basis, taking account

of the government’s economic, environmental and social objectives. Revenues

from any real increases in fuel duty will go into a fund to be ring-fenced for

improving public transport and modernising the road network.



Cars registered on or after 1 March 2001, are subject to graduated vehicle

excise duty (VED, an annual tax on road vehicles) based upon CO2 emissions.

Vehicles powered solely by electricity are exempt from VED and new gas

powered vehicles benefit from a small discount of £5 to £10. Diesel cars with

lower carbon dioxide emission rates than similar petrol cars pay a small

supplement to compensate for the fact that diesel cars may emit higher levels

of particulates and other local air pollutants such as NOx. It is these pollutants

that pose the greatest challenge in terms of meeting the UK’s air quality

standards. Budget 2002 announced the introduction of a new low carbon VED

rate for cars that emit less than 120 g/km of CO2. This increases the VED

differential between the least and most polluting cars to up to £100 per year.





17

Under Budget 2002 the new low rate of VED for cars producing less than 120

g/km CO2 is £60/year for cars using alternative fuel, £70/year for cars using

petrol and £80/year for cars using diesel.



The government also developed proposals for a comprehensive reform of lorry

VED, to reflect better the environmental and track costs of different lorries. The

proposals were welcomed by the road haulage industry. As a consequence,

the government’s 2001 budget introduced a new system of lorry VED that

came into effect on 1 December 2001. These rates reduce the total burden

that lorry VED imposes on the haulage industry, while at the same time

improving the environmental signals that hauliers face by encouraging the use

of lorries that cause less road damage and pollution. As a result of these

reforms, UK lorry VED rates are amongst the lowest in Europe for the cleanest

and least-damaging lorries.



Additionally, heavy goods vehicles fitted with certain emission reduction

technologies, e.g. particulate traps, or converted to natural gas, have for some

time benefited from lower VED rates under the Reduced Pollution Certificate

scheme. However, the government wants to go further in improving the

environmental signals from the VED system and therefore plans to offer

reduced VED rates for lorries meeting the new Euro IV standard from around

2004. The government also issued new motorcycle VED rates, reformed the

company car tax and fuel scale charges for fuel provided for private use, and

developed proposals for lorry road user charging.



From April 2002, the existing system of company car tax, based on 35% of the

car's price, subject to business mileage and age-related discounts, will be

abolished. The new system will apply to all company cars, including second

company cars. Company cars first registered after January 1998 are to be

taxed on a percentage of their list price according to one of 21 carbon dioxide

emission bands, measured in grams per kilometre (g/km). The reform will

remove the perverse incentive in the current system to reduce the tax due by

driving unnecessary, extra business miles and it will provide a significant

incentive to company cars drivers to choose more fuel-efficient vehicles.



It is estimated that the CO2-based reforms to VED and company car taxation,

along with the European-level voluntary agreements with car manufacturers,

will result in savings of around 4 million tonnes of carbon a year by 2010.



Awareness The impact of the economic instruments is reinforced by a range of initiatives

Raising and to raise public awareness and to change the behaviour of individuals and

Information businesses. These include the TransportEnergy Best Practice programme

(TEBPp) Motorvate (see below) and the "Are your doing your bit?" campaign.

The TEBPp provides a range of information and services to help organisations

develop and implement green fleet management practices and travel plans.

These include free guides and videos, case studies containing practical

information on how to implement measures and the availability of free, on-site

advice from expert advisors to help with establishing travel plans and green

fleet management strategies.



The strategy for action in the transport sector is being underpinned by the

government’s "Are you doing your bit?" campaign. This major publicity

campaign aims to help raise people’s awareness of the issues by encouraging

people to use their cars less and by conveying wider messages relating to the

impact on fuel consumption of driving more smoothly and better car

maintenance. The government is spreading these messages through a variety

of different media, including TV and radio advertisements, high profile

promotions in the national press, poster sites and bus side ads, and in

literature sent out by the Driver and Vehicle Licensing Agency and the Driving

Standards Agency.









18

Motorvate In 2000 the UK government launched a green fleet certification scheme known

as Motorvate designed to help UK business cut CO2 emissions and make

considerable savings on their fleet costs. Company cars make up nearly half

of all new car sales in the country and therefore have a knock-on effect on the

second-hand market. Improving the fuel efficiency of the business vehicle fleet

could therefore have significant impacts on the environment while helping UK

business to improve profitability; an average fleet of 200 vehicles can save

£34 000 a year by meeting Motorvate targets.



Companies can sign up for Motorvate for a modest fee to reduce their fleet

CO2 emissions by at least 12% over three years. For their membership fee

they receive fleet management guidance, a telephone advice service, on-site

assistance and public recognition for achieving an environmental reward.

Further details can be found at www.greenerfleet.org.uk



Developing and The Energy Saving Trust supports the development of markets for cleaner fuel

promoting new vehicles through its TransportEnergy PowerShift initiative. PowerShift

technologies and provides grants towards the additional cost of purchasing gas, hybrid and

alternative fuels battery electric vehicles. The initiative has been running since 1996 and by the

end of the 2002 FY had part-funded the purchase of over 12 000 vehicles.



In addition TransportEnergy also manage the New Vehicle Technology Fund

(NVTF), which has a budget of £3 million for 2002-2003. The NVTF provides

grants to demonstrate innovative low carbon vehicle technologies, as set out in

the Powering Future Vehicles Strategy



The NVTF is not limited to specific technologies and it supports any vehicle-

based technology with the potential to deliver significant lifecycle carbon

savings and to become a commercially viable product within a maximum of

five years.



Transport Land use planning will be vital in changing the way people travel, both now and

Planning in the future. In line with national guidance, locating development where it can

be easily accessible on foot, by bicycle and public transport will allow people to

make sustainable transport choices. It will also help to increase the

effectiveness of other transport policies that are designed to reduce the

amount of trips made by car. Town centres and retail development include a

sequential approach to choosing sites for retail, leisure and other town centre

uses. The first preference should be for town centre locations, followed by

edge-of-centre sites, district and local centres and, only then, out-of-centre

sites in locations that are accessible by all forms of transport. The revised

PPG13 on transport aims to integrate land use planning and transport at a

national, regional and local level to promote sustainable transport choices and

to reduce the need to travel, especially by car. This note advises that major

travel generating development should be located where it offers a choice of

transport modes.



In the 2002 in-depth review of the energy policies of the United Kingdom, the

IEA stated:



The Government of the United Kingdom should:



• Enhance the efforts to curb the energy consumption and CO2 emissions

from the transport sector. To achieve this, the government should

implement its 10-year Transport Plan swiftly and according to schedule,

with an emphasis on reducing greenhouse gas emissions and improving

energy efficiency.



MONITORING/ The UK sets targets for its government programmes and undertakes regular

ASSESSMENT monitoring to ensure that value for taxpayers’ money is maintained. Impact

Assessments are undertaken each year to measure the effectiveness of the





19

Programmes in stimulating energy savings. For example, the Impact

Assessment of the Energy Efficiency Best Practice Programme has shown

that the programme has helped stimulate savings in UK business and the

public sector worth about £750 million p.a. – equivalent to around 4 million

tonnes carbon a year. These savings have been achieved at a cost to the

taxpayer of a few tens of pounds per tonne.



The PIU report based on assessments of most of the energy efficiency

programmes and measures is a striking example of this government concern.

To get money from the Treasury, the government authorities in charge of

implementing the various energy efficiency programmes have to report to it on

the progress achieved.



Under the Climate Change Programme, the new programmes dealing mainly

with energy efficiency will generally have to report progress regularly against

interim targets towards the UK's Kyoto target (and the UK government's own

20% carbon reduction target for 2010). Some of the programmes involve tax

discounts (e.g. the Climate Change Levy) so will be subject to close scrutiny by

the tax authorities.



Energy efficiency policies are also assessed by some independent non-profit

organisations, such as the Green Alliance or the Association for the

Conservation of Energy, which formulate recommendations to improve their

effectiveness.



In addition, follow-up studies are regularly commissioned to monitor the

success of specific initiatives and to guide future activities.



In the 2002 in-depth review of the energy policies of the United Kingdom, the

IEA stated:



The Government of the United Kingdom should:



• Continue the systematic monitoring and evaluation of energy efficiency

programmes and use the results to enhance the quality of new and

existing measures and programmes.

• Review carefully the practical potential of energy efficiency policies to curb

energy consumption. Clarify the costs of specific policy measures.



Further For further information, please contact:

information

Pete Gorman

SEP8 – International, Sustainable Energy Policy

DEFRA

Ashdown House

123 Victoria St

London SW1E 6DE

Tel: +44 (0)207 944 6682

Fax: +44 (0)207 944 6559

E-mail: pete.gorman@defra.gsi.gov.uk









20

(QHUJ\

IEA (IILFLHQF\

8SGDWH







UNITED Updated November 2002

STATES

NATIONAL Responsibilities for energy efficiency policies are divided among the federal

ENERGY POLICY government, the state and municipal governments. The United States Federal

government has issued a series of national energy strategy papers. The most

recent strategy document -- the new National Energy Policy referred to as

the "NEP" -- was issued in May 2001. The NEP is a plan designed to help

bring together business, government, local communities and citizens to

promote dependable, affordable, and environmentally-sound energy for the

future. The NEP contains 105 policy recommendations addressing energy

supply, energy efficiency and conservation, infrastructure, and also initiatives

to strengthen global alliances. Fifty-four of the recommendations are related to

energy efficiency and renewable energy. More than 23 recommendations are

specifically targeted at improving energy efficiency. The entire report is

available at: www.whitehouse.gov/energy.



In the 2002 in-depth review of the energy policies of the United States the IEA

stated:



The Government of the United States should:



x Persevere with the development and implementation of the National

Energy Policy to ensure that the eventual outcome is a new and coherent

expression of US energy policies, instruments and programmes.

x Establish a stronger foundation for energy efficiency programmes by

continuing to:

- Improve the statistical basis for developing policies and programmes.

- Assess improvements in energy efficiency that are being achieved

without government intervention to set benchmarks for evaluating the

cost-effectiveness of existing and proposed policies.

- Improve transparency of information on energy consumption, energy

costs, and efficiency-enhancing products for consumers.

- Give attention to the potential energy security benefits of energy

efficiency measures.



CLIMATE

CHANGE POLICY



National The first national communication entitled Climate Action Report — Submission

Communications of the United States of America under the UN Framework Convention on

Climate Change was published in October 1994.



The second national communication entitled Climate Change Action Report –

1997 Submission of the United States of America under the United Nations

Framework Convention on Climate Change was published in July 1997.



The third national communications entitled U.S. Climate Action Report -- 2002

was released in June 2002. The US third national communications reports

that US climate change programmes reduced the growth of greenhouse gas

(GHG) emissions by an estimated 240 teragrams (million metric tons) of CO2

equivalent in 2000 alone. The report can be electronically downloaded from:

http://www.epa.gov/globalwarming/publications/car/index.html



Interim Report of In June 2001, the President issued the Interim Report on a Review of U.S.

the Cabinet Level Climate Change Policy, conducted at the Cabinet level. In the Interim Report,

Review of US the President has directed the Secretaries of Energy and Commerce and the

Climate Change Administrator of the Environmental Protection Agency (EPA) to improve

Policy climate change technology research and development, enhance basic





1

research, strengthen applied research through public-private partnerships,

develop improved technologies for measuring and monitoring gross and net

greenhouse gas emissions, and support demonstration projects for cutting-

edge technologies. The Interim Report is accessible at

http://usinfo.state.gov/topical/global/climate.



Global Climate In February 2002, the Global Climate Change Initiative was announced. The

Change Initiative new US approach to the challenge of global climate change contains

proposed policies that will harness the power of markets and technology to

reduce greenhouse gas emissions. As part of this initiative, the United States

commits to cutting greenhouse gas intensity of the economy by 18% over the

next ten years. Greenhouse gas intensity is the ratio of greenhouse gas

emissions to economic output. This reduction exceeds the 14% projected

reduction in greenhouse gas intensity in the absence of the additional

proposed policies and measures. The GHG intensity goal seeks to lower the

rate of emissions from an estimated 183 metric tons per million dollars of GDP

in 2002, to 151 metric tons per million dollars of GDP in 2012. The 18% GHG

intensity target would put the United States on a path to slow the growth of

greenhouse gas emissions. By significantly slowing the growth of greenhouse

gases, this policy will put America on a path toward stabilising GHG

concentration in the atmosphere in the long run, while sustaining the

economic growth needed to finance investments in a new, cleaner energy

technology and systems. This goal is comparable to the average progress that

nations participating in the Kyoto Protocol are required to achieve.

Information on the Global Climate Change Initiative can be found at:

http://www.whitehouse.gov/news/releases/2002/02/climatechange.html



Committee on In October 2002, a cabinet-level Committee on Climate Change Science and

Climate Change Technology Integration was established that will take direct responsibility for

Science and operational oversight of the federal interagency programmes in climate

Technology change science and technology development. The Committee substructure

Integration includes the Climate Change Science Program and the Climate Change

Technology Program.



The National The Interim Report of the Cabinet Level Review of the US Climate Change

Climate Change Policy included a Presidential Directive to the Secretaries of Energy and

Technology Commerce to develop a National Climate Change Technology Initiative

Initiative (NCCTI) (NCCTI). As of October 2002, NCCTI is continuing its in-depth review of

federal research and development activities, and is developing approaches to

pursue advanced technologies that can yield cost-effective means to mitigate

the risks associated with climate change. NCCTI will find creative ways to

motivate the development of innovative technologies, a process of open

solicitations for technologies to compete against each other using the criteria

of emissions reduction, avoidance, or sequestration potential is being

pursued. High priority technologies that are now being pursued include:

hydrogen-based energy systems, biofuels, low-speed wind turbines, fuel cells

for transportation, zero net energy buildings, CO, capture and geologic

sequestration, terrestrial sequestration research in forest management, and

agricultural land management.









2

In the 2002 in-depth review of the energy policies of the United States the IEA

stated:



The Government of the United States should:



x Acknowledge the influence of US emissions on global greenhouse gas

emission levels and climate:

x Quantify the impact of current energy-environment policies on projected

greenhouse gas emissions at the national and global levels.

x Develop specific targets for the control of US greenhouse gas emissions.

x -Complement current research and development efforts on climate-

friendly technologies with a policy framework, including economic

instruments, designed to achieve significant reductions in greenhouse gas

emissions over a specified period.



RESIDENTIAL/ Residential and commercial buildings consumed 36% of the nation’s energy in

COMMERCIAL 1999 and utilise almost two-thirds of all the electricity generated. The

production of energy consumed in buildings, primarily electricity, represents a

major source of acid rain, smog, and greenhouse gas emissions, and includes

47% of US sulphur dioxide emissions, 22% of nitrogen oxide emissions, and

35% of carbon dioxide emissions. The growth in the economy, as well as the

nation’s rising population is leading to more, larger, and better equipped

homes and commercial buildings, resulting in increasing energy consumption

in this sector. Introduction of new energy efficiency technology can have

significant economic and environmental benefits. In terms of economic

impact, Americans spend approximately one-quarter trillion dollars per year to

heat, cool, light and operate appliances and other equipment in buildings.



Sample of

Measures already

existing and/or

being improved



Buildings DOE develops, implements and co-ordinates the R&D to improve the energy

Research and efficiency of building components and integrated systems. Its R&D addresses

Development both the building envelope (walls, windows, roofs) and equipment (heating

and cooling equipment, lighting, etc.) and their integration into optimal "whole

building" designs. This "whole buildings" approach allows builders to

simultaneously reduce construction and energy costs and helps build energy

systems that deliver the proper amount of service (e.g. heating, cooling,

lighting, etc.) where needed. The approach also identifies ways that systems

can work harmoniously to provide increased energy and construction savings

as well as improve the quality and comfort of the buildings.



Weatherization The Weatherization Assistance Program provides cost-effective services to

Assistance low-income families who otherwise could not afford the investment in energy

Program efficiency, giving priority to households with elderly members, persons with

disabilities, and children. The programme has reduced the heating and cooling

costs of low-income households by weatherising more than 5 million homes

since its inception in 1976. A companion programme, called Weatherization

Plus, aims to expand the Weatherization Assistance Program from its current

focus on heating and cooling energy conservation in low-income homes to a

broader focus on whole-house energy usage and whole-community efforts.

The Weatherization Assistance Program is administered by the US

Department of Energy

http://www.Eren.doe.gov/buildings/weatherization_assistance/



Low Income Home The Low Income Home Energy Assistance Program (LIHEAP) is a federal

Energy Assistance block grant programme that helps low-income consumers pay the costs of

Program (LIHEAP) heating and insulating their homes in the winter, and cooling their homes in







3

the summer. Approximately 4 million low-income households receive

assistance through the LIHEAP each year. LIHEAP is administered by the US

Department of Health and Human Services. http://www.ncat.org/liheap/



Building During the 1970s almost all states and local governments established energy

Codes efficiency standards for new residential buildings. The 1992 Energy Policy Act

makes it mandatory for states to certify that their energy codes have been

updated to meet or exceed minimum levels of efficiency. To help states

update their codes law and ensure that codes are enforced, DOE is working

with state and local governments, home builders, and material suppliers to

improve energy code compliance. This is important since residential and

commercial buildings account for about 17% of US primary energy use. Two-

thirds of new US residential construction, amounting to some 900 000 homes

annually, falls under federal, state and local residential energy codes. Some

122 million square feet of additional commercial construction each year falls

under commercial energy codes. More information on buildings codes is

available at http://www.energycodes.gov/



In the 2002 in-depth review of the energy policies of the United States, the IEA

stated:



The Government of the United States should:



x Give priority to enhancing energy efficiency in the transport and building

sectors, notably by:



x Continuing to work with the states to strengthen building codes.

x Continuing to provide federal leadership through standards and guidelines

on products, buildings and systems designed to improve efficiency in

buildings.



Appliance Federal legislation mandates many appliance energy-efficiency standards.

Standards The 1987 National Appliance Energy Conservation Act (NAECA) sets

efficiency standards and establishes schedules for mandatory review of

standards for each product covered. By law the US must set standards at the

maximum improvement in energy efficiency that is technically feasible and

economically justified. Very detailed engineering-economic analyses keep the

requirements cost-effective for consumers. Since 1978, efficiency standards

have been established for a wide range of appliances. Residential products

covered under NAECA include refrigerators and freezers, room air-

conditioners, central air conditioners, furnaces, water heaters, washing

machines and dryers, and several other appliances. Some of these standards

set minimum energy efficiency levels, while others were prescriptive (for

example, washing machines were required to have a cold rinse option).



The 1992 Energy Policy Act amended NAECA to establish minimum

standards for commercial and industrial equipment, including commercial

heating and air-conditioning equipment, water heaters, and electric motors.



The standards revision process was modified in 1997. DOE improved, and

made more transparent, the standard-setting process, and developed a

comprehensive framework for standards analyses.



Since the process was revised, DOE has issued final rules for refrigerators,

refrigerator-freezers and freezers, room air-conditioners and electric ranges,

electric ovens and microwave ovens. For refrigerators, refrigerator-freezers

and freezers and room air-conditioners, DOE found that more stringent

standards were justified. The new standards for refrigerators, refrigerator-

freezers and freezers have been effective since 1 July 2001. The new room

air-conditioner standards became effective on 1 October 2000. DOE decided







4

not to institute energy efficiency standards for electric ranges, electric ovens

and microwave ovens. DOE determined potential estimated savings were not

sufficient to merit the added burden of costs to be placed on industry and

consumers.



In 2000, DOE published amended standards for commercial and industrial

fluorescent lamp ballasts that essentially require the use of electronic ballasts.

These standards will begin to go into effect in 2005. In 2001, DOE published

amended standards for washing machines, residential water heaters and

commercial heating, air conditioning and water heating equipment. The

washing machine standards will require a 22% reduction in energy use by

2004 and a 35% reduction in energy use by 2007. The residential water

heater standards will go into effect in 2004 requiring a 4% improvement in the

energy efficiency of electric water heaters and an 8% improvement in gas

water heaters. The standards for the commercial products cover 18 product

categories of commercial air conditioners, heat pumps, furnaces, water

heaters and hot water storage tanks. These standards will become effective in

2003.



Voluntary The US federal government is implementing a number of voluntary

Programs programmes in the residential/commercial buildings sector to accelerate the

adoption of highly-efficient building products, appliances and systems that can

significantly reduce energy use and GHG emissions.



These include, among others:



x Rebuild America

x Energy Star for Residential Market

x Energy Star for the Commercial Market

x Energy Star Labelled Products



Rebuild In Rebuild America, DOE is working with states and community partnerships

America to promote cost-effective energy efficiency investments in public housing,

commercial buildings, and multifamily residences. More than 465 partnerships

have been formed. Partnerships have completed nearly 420 million square

feet of building renovations and are committed to another 420 million square

feet of renovations. For more information about Rebuild America, visit

www.energystar.gov



Energy Star Energy Star for the Residential Markets programme provides guidance for

for Residential homeowners on designing efficiency into kitchen, additions, and whole-home

Markets improvement projects and works with major retailers and other organisations

to help educate the public. It also offers a web-based audit tool and a home

energy benchmark tool to help the homeowner implement a project and

monitor progress. Builders have constructed more than 55 000 ENERGY

STAR®-labelled new homes in the United States. For more information about

Energy Star, visit www.energystar.gov



Energy Star for The Energy Star for the Commercial Market leads building owners through a

Commercial comprehensive, five-stage strategy to capitalise on building system

Market interactions so as to maximise energy savings from a given amount of

efficiency investment. The programme works with more than 5 500

organisations across the country, and in 1999 introduced a system that allows

the benchmarking of building energy performance against the national stock.

For more information about Energy Star, visit www.energystar.gov



Energy Star The Energy Star® label is being used by EPA and DOE to promote products

Labelled and services that save energy and money and help the environment. The

Products Energy Star Labelled Products programme has been expanded in recent

years to more than 30 product categories. Examples of covered products







5

include appliances, heating and cooling equipment, consumer electronics,

home office equipment, windows, lighting, water coolers, dehumidifiers,

ventilation fans, ceiling fans, business office equipment, roof products, etc.

More than 630 million products with the government-backed Energy Star have

been purchased to date and thousands of companies are to adopt more

energy efficient practices. For more information about Energy Star, visit

www.energystar.gov



Partnership for The Partnership for Advanced Technology in Housing (PATH) is an

Advanced industry/government partnership, led jointly by DOE and HUD (Department of

Technology in Housing and Urban Development), to speed the creation and widespread use

Housing, and of advanced technologies, and radically improve the quality, durability, energy

Building America efficiency, environmental performance and affordability of housing, both

existing and new.



Run by the DOE, the Building America is a R&D programme implemented

through a private-public partnership that provides systems integration R&D

solutions for product housing to develop the best efficiency design strategies

for new and existing buildings. The programme promotes active investigation

and use of systems integration R&D solutions by homebuilders. It unites

segments of the building industry that traditionally work independently of one

another. It forms teams of architects, engineers, builders, equipment

manufacturers, material suppliers, community planners, mortgage lenders,

and contractor trades. Currently, there are five teams comprised of a total of

more than 150 different companies.



Measures under The National Energy Policy contains several recommendations aimed

Consideration specifically at improving energy efficiency in the residential sector. They are

listed below.



Additional Funding The National Energy Policy recommends an increase in funding for the

for Weatherization Weatherization Assistance Program and the Low Income Home Energy

Assistance Assistance Program (LIHEAP).

Program and

LIHEAP



Expand Scope Regarding standards, the National Energy Policy recommends that the

of Appliance President direct the Secretary of Energy to:

Standards

x Take steps to improve the energy efficiency of appliances.

x Support appliance standards programme for covered products, setting

higher standards where technologically and economically justified.

x Expand the scope of the appliance standards programme, setting

standards for additional appliances where technologically feasible and

economically justified.



In the 2002 in-depth review of the energy policies of the United States, the IEA

stated:



The Government of the United States should:



x Develop a comprehensive package of measures to achieve quantified

targets for efficiency of energy end-use, including.

x The use of economic instruments wherever possible.

x Mandatory standards.

x Information programmes to raise public awareness of the benefits of

energy efficiency and conservation strategies.

x Deployment programmes to ensure appropriate advanced technology

enters the market in a timely manner.









6

INDUSTRY Industry is one of the largest energy-consuming sectors, accounting for about

35% of all US energy use.



Sample of

Measures already

existing and/or

being improved



Industries DOE’s Office of Industrial Technologies has created partnerships among

of the Future industry, government and supporting national laboratories and institutions to

accelerate technology R&D and deployment. Through the Industries of the

Future Program, DOE works with the nation’s most energy-intensive industries

to develop and apply advanced, energy-efficient technologies, processes, and

practices. Eight energy- and waste-intensive industries (agriculture,

aluminium, chemicals, forest products, glass, metal casting, mining, and steel)

are currently involved in the programme. Two key elements of the Industries

of the Future strategy are an industry-driven document outlining each

industry's vision for the future, and a technology roadmap to identify the

technologies that will be needed to reach that industry's goals. Further

information on the IOF programme can be found at:

http://www.oit.doe.gov/industries.shtml



Best Practices The BestPractices Program works with industry to identify plant-wide

Program opportunities for energy savings and process efficiency. Through the

implementation of new technologies and systems improvements, companies

across the United States are achieving immediate savings results.



The programme provides:



x Informational resources and tools

x Technical assistance

x Demonstrated emerging technologies



Coverage includes industrial systems (such as compressed air, motors,

process heating, and steam systems) as well as plant-wide assessments

where plants are selected through a competitive solicitation process,

and these plants agree to a minimum 50% cost-share for implementing the

assessment. A BestPractices team conducts an on-site analysis of total

energy use. More information can be found at:

http://www.oit.doe.gov/bestpractices/



Industrial In the Industrial Assessment Center Program (IAC), teams of engineering

Assessment faculty and students from over 26 universities around the country conduct free

Center comprehensive energy audits or industrial assessments. They provide

Program (IAC) recommendations to eligible small and medium-sized manufacturers to help

them identify opportunities to improve productivity, reduce waste, and save

energy. This programme expands on, and supersedes the earlier Energy

Analysis and Diagnostic Centers. One-to-two day on-site energy,

environmental, and productivity audits are performed for participating

companies and factories. The federal programme provides funding for the

university teams; however all recommended plant improvements that are

adopted are financed by the participating private sector companies, usually a

plant employing between 20 and 499 workers. More than 8 000 audits and

assessments have been performed since 1978 and over $200 million in plant

investments have been made based on IAC recommendations. Information

about the IAC programme can be found at: http://www.oit.doe.gov/iac/

3

NICE The National Industrial Competitiveness through Energy, Environment, and

3

Economics (NICE ) programme is a cost-sharing partnership between state

offices, industry, and the federal government. The grant programme provides







7

funding to states and their industries for projects that develop and

demonstrate advances in energy efficiency and clean production technologies.

The programme selects projects through an annual solicitation and

competition ensuring the selection of highest benefit projects. State and

industry partnerships are eligible to receive a one-time grant of up to

$525 000. The industrial partner may receive a maximum of $500 000 in

federal funding. Non-federal cost share must be at least 50% of the total cost

of the project. In total, NICE³ has sponsored over 100 projects, with more

than half going to small businesses. Since 1991, NICE³ has leveraged $26.3

million in federal funds, with $81.8 million in state and industry funds.

http://www.oit.doe.gov/nice3/



Energy Star Energy Star for Industry is an EPA voluntary partnership programme that

for Industry enables industrial companies to evaluate and cost-effectively reduce their

energy use. It helps establish energy performance benchmarks, strategies for

improving energy performance, and provides technical assistance and

recognition for companies' reductions in energy. Energy Star for Industry is a

new initiative that integrates and builds upon the former Climate Wise

programme and offers a more comprehensive partnership for industrial

companies.



Measures under

Consideration



CHP Incentives The National Energy Policy contains a recommendation to direct the Secretary

of Treasury to work with Congress to encourage legislation that promotes

increased energy efficiency through combined heat and power (CHP) projects,

by shortening the depreciation life for CHP projects or providing an investment

tax credit.



PUBLIC SECTOR



Sample of

Measures already

existing and/or

being improved



Energy Efficiency In March 1994, a Presidential Executive Order 12902 called for reduced

and Water energy use in federal buildings. Under the order 12902, each federal agency

Conservation at shall develop and implement a programme with the intent of reducing energy

Federal Facilities consumption by 30% by the year 2005 compared to 1985 levels, based on

energy consumption per-gross-square-foot of its buildings in use, to the extent

that these measures are cost-effective. Various measures have been

implemented by individual federal agencies to reach this goal. The federal

government is well on its way to meeting this goal because, since 1985,

federal energy consumption has declined by almost 17%.

http://www.eren.doe.gov/femp/resources/exec12902.html



Energy-Efficient In August 2001, the President signed Executive Order 13221 regarding

Standby Power energy-efficient standby power devices. The Order directs federal agencies to

Devices purchase products that use no more than one watt in their standby power

consuming mode. If such products are not available, agencies shall purchase

products with the lowest standby power wattage. Agencies shall adhere to

these requirements where cost-effective and practicable.

http://www.eren.doe.gov/femp/resources/exec13221.html









8

Measures under

Consideration



Information Several National Energy Policy recommendations are aimed at raising public

to the Public awareness on energy efficiency include:



x That EPA develops and implements a strategy to increase public

awareness of the sizeable savings that energy efficiency offers to

homeowners.

x That DOE explore potential opportunities to develop educational

programmes related to energy development and use. This should include

possible legislation to create public education awareness programmes

about energy.

x That DOE strengthen its public education programmes relating to energy

efficiency.

x Develop an education campaign that communicates the benefits of

alternative forms of energy, including hydrogen and fusion.



TRANSPORT In 2001, the transportation sector consumed 27% of the nation’s energy and

accounted for two-thirds of our petroleum consumption. Over 95% of

transportation energy is derived from petroleum, transportation, and this

contributes significantly to the US need for imported oil.



Sample of

Measures already

existing and/or

being improved



FreedomCar The FreedomCAR and Vehicle Technologies (FCVT) Program partners with

Research industry, research entities, state governments, and other federal agencies to

Partnership support the development and use of advanced vehicle technologies and fuels

which could reduce, and eventually eliminate, the demand for petroleum,

decrease emissions of criteria air pollutants and greenhouse gases. In

FreedomCAR, the DOE works with the US Council for Automotive Research

(USCAR). The new partnership supersedes and builds upon the successes of

the Partnership for a New Generation of Vehicles (PNGV) that began in 1993.

It is, however, different in scope and breadth. FreedomCAR shifts

government research to more fundamental, higher risk activities, with

applicability to multiple passenger vehicle models and special emphasis on

development of fuel cells and hydrogen fuel infrastructure.

http://www.ott.doe.gov/freedom_car.shtml



Automobile Corporate Average Fuel Economy (CAFE) standards for cars and light trucks

Fuel remain in force. Vehicle fuel economy labelling is also an important

Efficiency component of the fuel economy programme. The current automobile standard

Standards is 27.5 miles per gallon (8.6 litres per 100 km), and the light truck standard is

20.6 mpg (11.4 litres per 100 km). Neither of these standards has changed

significantly since the mid-1980s. These standards played a significant part in

increasing automobile and light truck fuel efficiencies beyond spontaneous

industry trends, mostly between 1979 and 1982 but continuing through the

first half of the 1980s when some manufacturers exceeded CAFÉ standards.

Later, as real fuel prices started to fall, CAFÉ caused manufacturers to

accelerate use of more advanced technologies and manage their sales

(through marketing and pricing) so that their average fleet fuel economy

continued to meet the standards. Recent trends suggest little or no

improvement in overall fuel economy levels because of the increased market

share of light trucks and sport utility vehicles. CAFÉ standards have been

frozen by Congress during the three fiscal years (FY) 1996 to 1998. These

fiscal years correspond to model years 1998-2000 since the standards are

issued 18 months in advance of their implementation.







9

Clean Cities DOE’s Clean Cities Program supports public–private partnerships that deploy

Program alternative-fuel vehicles (AFVs) and build supporting infrastructure, including

community networks. Clean Cities works directly with local businesses and

governments, guiding them through each step in the process of building the

foundation for a vibrant local organisation, including goal setting, coalition-

building, and securing commitments. Current and potential members of the

Clean Cities network also help each other by sharing local innovations,

addressing and relaying obstacles they encounter in pursuing alternative-fuel

programmes, and exchanging “do’s” and “don’ts,” based on experiences in

these programmes. Clean Cities continually pioneers innovations and aspires

to make strides nationally as well as locally.



Public The Commuter Choice Leadership Initiative is a voluntary employer-adopted

Transport and programme that increases commuter flexibility by expanding mode options,

Commuter using flexible scheduling, and increasing work location choices. Parking Cash-

Options Out offers employees the option to receive taxable income in lieu of free or

subsidised parking, and Transit Check offers non-taxable transit benefits,

currently up to $100 monthly.



Measures under

Consideration



Review CAFÉ The National Energy Policy recommends the President direct the Secretary of

Transportation to review and provide recommendations on establishing

Corporate Average Fuel Efficiency standards and look at other, market-based

approaches to increasing the national average fuel economy of new motor

vehicles.



Tax The National Energy Policy recommends the adoption of a tax credit for fuel-

Credits efficient vehicles as well as a temporary, efficiency-based income tax credit for

purchase of new hybrid fuel cell vehicles between 2002 and 2007.



In the 2002 in-depth review of the energy policies of the United States the IEA

stated:



The Government of the United States should:



x Give priority to enhancing energy efficiency in the transport and building

sectors, notably by:

- Strengthening CAFE standards.

- Reviewing the range of options available to improve the fuel economy of

personal and light-duty vehicles, including the possibility of increased

reliance on diesel engines following the introduction in 2006 of low-sulphur

diesel.



MONITORING/

EVALUATING

AND ADJUSTING



Emissions There are several mechanisms for monitoring emissions and sequestration

trends. In addition to various official bodies which continuously gather and

analyse data on energy production and consumption and greenhouse gas

emissions, electricity utilities and companies participating in voluntary

programs to undertake continuous monitoring and report on their efforts to

reduce greenhouse gas emissions http://www.epa.gov/



Energy The Energy Information Administration (EIA), created by the US Congress in

Statistics 1977, is a statistical agency of the Department of Energy. EIA provides

Reporting policy-independent data, forecasts, and analysis for use by the public, and





10

policymakers. EIA produces a wide range of energy and energy-efficiency

publications, based on sound statistical surveys and data analysis.

http://www.EIA.doe.gov/



Voluntary The Energy Information Administration (EIA) in the Department of Energy

Reporting of GHG manages a voluntary registry programme for GHG emission reporting

Emissions (referred to as the 1605b programme). Under this programme, provided by

Section 1605b of the Energy Policy Act of 1992, more than 200 companies

have voluntarily reported their GHG emissions to EIA. The most recent report

published by the EIA in February 2002, reports that through voluntary actions

participating companies had reduced emissions by 73 million metric tonnes of

carbon equivalent in 2000, approximately 3.8% of total US greenhouse gas

emissions. Information of the 1605b programme can be found at:

http://www.eia.doe.gov/oiaf/1605/frntvrgg.html



Enhancing DOE’s Improvements are being investigated for creating a comprehensive and

Registry of GHG transparent programme to register and credit real greenhouse gas reductions.

Emissions and The new registry programme will achieve the objective of "measurement

Emission accuracy, reliability, and verifiability". Proposed improvements also include

Reductions developing fair, objective and practical methods for reporting baselines,

calculating real results, and awarding transferable credits for actions that lead

to real greenhouse gas reductions. After completion of this process that will

fully engage the many stakeholders who are concerned about climate change,

DOE plans to adopt new guidelines by January 2004, for reporting 2003

annual data. Information on efforts underway to enhance DOE GHG

emissions registry is found at:

http://www.pi.energy.gov/enhancingGHGregistry/index.html



Energy As part of the implementation of the National Energy Policy, DOE is

Intensity developing a new web-based system for information on trends in energy

Indicators intensity. This energy intensity information is being developed for the public,

System policy analysts, and policy makers. Energy intensity indicators are

constructed at the economy-level, as well as at lower sector levels (buildings,

industrial, transportation, electric power), sub-sectors, and for selected

categories of end-use. One example is “space-heat use and efficiency

indicator” (space heat energy per unit of home floor space). The new energy

intensity indicators system will be available in early 2003.



Further For further information, please contact:

information

Jeff Dowd

Office of Energy Efficiency and Renewable Energy

US Department of Energy/EE3B

1000 Independence Ave, SW

Washington, D.C. 20585

Tel: +1 (202) 586-7258

fax: +1 (202) 586-2176

email: Jeff.Dowd@ee.doe.gov









11


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