INTERNATIONAL CENTRE FOR GENETIC ENGINEERING AND BIOTECHNOLOGY
ICGEB
BUILDING BLOCKS FOR A CODE OF
CONDUCT FOR SCIENTISTS, IN
RELATION TO THE SAFE AND ETHICAL
USE OF BIOLOGICAL SCIENCES
Decio Ripandelli - Geneva, 13 June 2005
ICGEB: an intergovernmental organization
68 Signatory States, 52 Member States, 2 Components: Trieste (Italy) - New
Delhi (India) and a network of 37 Affiliated Centres
INSTRUMENTS OF ACTION
• RESEARCH PROJECTS
• LONG TERM TRAINING
• SHORT TERM
TRAINING
• COLLABORATIVE
RESEARCH
PROGRAMME
• COOPERATION WITH
INDUSTRIAL SECTOR
• SCIENTIFIC SERVICES
• INSTITUTIONAL
SERVICES
SUMMARY OF THE ACTIVITY
OF THE ICGEB (1988-2004)
• INTERNATIONAL PUBLICATIONS: >1,300
• LONG TERM FELLOWSHIPS: 470 awarded;
810 MAN/YEARS
• SHORT TERM TRAINING: 7,000 persons trained
• RESEARCH GRANTS: 270 awarded
for a total of US$ 14,000,000
• PATENTS: 37 filed
• TECHNOLOGY TRANSFER
AGREEMENTS: 67 signed
THE ADDED VALUE OF ARTICLE X
• THE CONVENTION SHOULD AVOID HAMPERING THE ECONOMICAL
OR TECHNOLOGICAL DEVELOPMENT OF STATES [DEVELOPING
COUNTRIES IN PARTICULAR];
• EXCHANGE OF EQUIPMENT, MATERIALS AND SCIENTIFIC AND
TECHNOLOGICAL INFORMATION;
• INTERNATIONAL CO-OPERATION AIMED AT DEVELOPING AND
APPLYING SCIENTIFIC DISCOVERIES FOR PEACEFUL PURPOSES;
• INHERENT VALUE OF THE BWC FOR COUNTRIES THAT MAY NOT
HAVE STRONG INTEREST IN JOINING IT; AND
• ESTABLISHMENT OF ADEQUATE CONFIDENCE BUILDING
MEASURES.
=====> CRITERIA OF TRANSPARENCY AND CO-OPERATION
ARTICLE X of the BWC
and the ICGEB STATUTES
1. THE STATES PARTIES TO THE OBJECTIVES OF THE
THIS CONVENTION ICGEB ARE:
UNDERTAKE TO a) TO PROMOTE
FACILITATE , AND HAVE INTERNATIONAL CO-
THE RIGHT TO OPERATION IN DEVELOPING
AND APPLYING PEACEFUL
PARTICIPATE IN , THE
USES OF GENETIC
FULLEST POSSIBLE ENGINEERING AND
EXCHANGE OF BIOTECHNOLOGY, IN
EQUIPMENT, MATERIALS PARTICULAR FOR DEVELO-
AND SCIENTIFIC AND PING COUNTRIES.
TECHNOLOGICAL INFOR-
MATION FOR THE USE OF b) TO ASSIST DEVELOPING
BIOLOGICAL AGENTS FOR COUNTRIES IN STRENGTHE-
PEACEFUL PURPOSES NING THEIR SCIENTIFIC AND
TECHNICAL CAPABILITIES.
ARTICLE X V.S. ICGEB STATUTES
1bis:PARTIES TO THE CONVEN- THE OBJECTIVES OF THE
TION, IN A POSITION TO DO ICGEB ARE:
SO, SHALL ALSO CO- c) TO STIMULATE AND ASSIST
OPERATE IN ACTIVITIES AT REGIONAL
CONTRIBUTING AND NATIONAL LEVELS.
INDIVIDUALLY OR WITH
OTHER STATES OR d) TO DEVELOP AND PROMOTE
INTERNATIONAL APPLICATION OF GENETIC
ORGANIZATIONS TO THE ENGINEERING AND BIOTECH.
FURTHER DEVELOPMENT FOR SOLVING PROBLEMS OF
AND APPLICATION OF DEVELOPMENT,
PARTICULARLY IN
SCIENTIFIC DISCOVERIES
DEVELOPING COUNTRIES.
IN THE FIELD OF BIOLOGY
FOR PREVENTION OF
DISEASES OR FOR OTHER
PEACEFUL PURPOSES.
ARTICLE X V.S. ICGEB STATUTES
2. THIS CONVENTION SHALL BE THE OBJECTIVES OF THE
IMPLEMENTED IN A MANNER ICGEB ARE:
DESIGNED TO AVOID HAMPE- e) TO SERVE AS A FORUM OF
RING THE ECONOMIC OR EXCHANGE OF
TECHNOLOGICAL DEVELOP- INFORMATION, EXPERIENCE
MENT OF STATES, OR INTER- AND KNOW-HOW AMONG
NATIONAL CO-OPERATION IN SCIENTISTS AND
THE FIELD OF PEACEFUL TECHNOLOGISTS OF
BIOLOGICAL ACTIVITIES, MEMBER STATES.
INCLUDING INTERNATIONAL
EXCHANGE OF BIOLOGICAL f) TO UTILIZE THE SCIENTIFIC
AGENTS AND TOXINS AND AND TECHNOLOGICAL
EQUIPMENT FOR THE PROCES- CAPABILITIES OF
SING, USE OR PRODUCTION OF DEVELOPING AND
BIOLOGICAL AGENTS AND DEVELOPED COUNTRIES IN
TOXINS FOR PEACEFUL USES, THE FIELD OF GENETIC
IN ACCORDANCE WITH THE ENGINEERING AND BIOTECH.
PROVISIONS OF THE CONVEN- g) TO ACT AS A FOCAL POINT
TION. OF A NETWORK OF
AFFILIATED RESEARCH AND
DEVELOPMENT CENTRES.
THE UNITED NATIONS AND THE INTERNATIONAL CENTRE FOR
GENETIC ENGINEERING AND BIOTECHNOLOGY MAY, SUBJECT
TO THE DECISIONS OF THEIR COMPETENT BODIES, DECIDE TO
CO-OPERATE IN ACTIVITIES RELATED TO THE SUSTAINABLE
AND SAFE USE OF GENETIC ENGINEERING AND
BIOTECHNOLOGY, AS WELL AS IN THE IMPLEMENTATION OF
THE INTERNATIONAL COOPERATION PROGRAMMES
FORESEEN BY THE CONVENTION ON BIOLOGICAL DIVERSITY
AND ITS CARTAGENA PROTOCOL ON BIOSAFETY AND TO
FOSTER INTERNATIONAL COOPERATION IN THE EXCHANGE OF
INFORMATION IN THE FIELD OF PEACEFUL USE OF
BIOTECHNOLOGY, IN ACCORDANCE WITH THE BIOLOGICAL
WEAPONS CONVENTION (ART. VI.2)
ICGEB TO ASSIST THE UN SECRETARIAT
IN FULFILLING THE MANDATE RECEIVED
FROM THE SECURITY COUNCIL TO
REINFORCE ETHICAL NORMS AND THE
CREATION OF CODES OF CONDUCT FOR
SCIENTISTS THROUGH INTERNATIONAL
AND NATIONAL SCIENTIFIC SOCIETIES
AND INSTITUTIONS THAT TEACH
SCIENCES OR ENGINEERING SKILLS
RELATED TO WEAPONS TECHNOLOGIES
• ESSENTIAL ELEMENT OF SCIENTIFIC DEONTOLOGY, ADDRESSED TO
THE INDIVIDUAL CONSCIENCE OF THE SCIENTIST (NO JURIDICAL
IMPLICATIONS);
• FOCUS ON INDIVIDUAL RESPONSIBILITY OF SCIENTISTS AND ON THE
PRINCIPLE THAT ETHICAL VALUES SHALL OVERCOME HIERARCHY;
• DIMENSIONAL ASPECT: LIFE SCIENTIST IS IN A POSITION TO FOLLOW
THE COMPLETE PROCEDURE RELATED TO THE POTENTIAL MISUSE OF
THE EXPERIMENT (≠ NUCLEAR)
• NOT A DEFINITION OF PERMISSIBLE OR FORBIDDEN EXPERIMENTS BUT
THE CONCEPT OF ACCEPTABLE OR UNACCEPTABLE INTENTS OF THE
RESEARCH;
• NOT AIMED AT ESTABLISHING PRINCIPLES OF SELF-CENSORHIP BUT
EXAMPLE OF SELF-GOVERNANCE BY THE SCIENTIFIC COMMUNITY.
BIOLOGICAL WEAPONS ARE PROHIBITED AND
ETHICALLY UNACCEPATABLE UNDER ANY
CIRCUMSTANCE AND IN ANY EVENT: SCIENTISTS
MUST BE DETERMINED NOT TO PARTICIPATE IN ANY
WORK OR ACTIVITY THAT WILL FURTHER THE
PRODUCTION AND/OR THE USE OF BIOLOGICAL
AGENTS AIMED AT CAUSING HARM TO HUMAN AND
ANIMAL HEALTH OR TO THE NATURAL
ENVIRONMENT.
SCIENTISTS OPERATING IN LIFE SCIENCES MUST BE CONSTANTLY
AWARE OF:
• THE EXTRAORDINARY OPPORTUNITIES MADE AVAILABLE BY THE
KNOWLEDGE AND THE TECHNOLOGIES RECENTLY DEVELOPED OR
FORESEEABLE IN THE NEAR FUTURE.
• THE POSSIBILITY OF THE DUAL USE OF THESE TECHNOLOGIES.
• THE ETHICAL IMPLICATIONS OF THEIR WORK AND OF THEIR DUTY
TO SOCIETY AND HUMANKIND: IT IS THEIR MORAL DUTY THAT
THEIR ACTIVITY BE ONLY AIMED AT ADVANCING KNOWLEDGE AND
AT BRINGING BENEFIT TO HUMANKIND AND THE ENVIRONMENT.
• PERSONAL BENIGN INTENT DOES NOT JUSTIFY NEGLECT OF THE
POSSIBLE HOSTILE UTILISATION OF AVAILABLE
TECHNOLOGIES.
• USE OF GOOD AND SAFE LABORATORY PROCEDURES IS ALSO
PART OF THE MORAL DUTIES OF SCIENTISTS, PARTICULARLY
THOSE INVOLVED IN THE WORK WITH PATHOGENIC ORGANISMS
OR WITH DANGEROUS TOXINS, SO THAT ALSO THE RISK OF
UNINTENTIONAL DAMAGE BE ELIMINATED.
• IN CASE OF SUSPICION ABOUT THE POSSIBLE HOSTILE USE OF
RESEARCH, A SCIENTIST MUST RAISE THE ISSUE AT THE
APPROPRIATE LEVEL.
• INTRINSIC CONTINUITY OF SCIENTIFIC ENDEAVOURS, WHEREBY
ALSO EXPERIMENTATION PERFORMED UPSTREAM OR
DOWNSTREAM OF A GIVEN SCIENTIFIC PROJECT MAY ORIENT IT IN
A VERY DIFFERENT, AND HOSTILE, CONTEXT AND DIRECTION.
• OVERSIGHT OF RESEARCH, EVALUATION OF PROJECTS OR
PUBLICATIONS: INDIVIDUAL AND COLLECTIVE DUTY TO ASSURE
THE KNOWLEDGE AND RESPECT OF THOSE PRINCIPLES AND
PRECAUTIONS ===> AN INTEGRAL PART OF EDUCATIONAL
CURRICULA AND INSTITUTIONAL REGULATIONS.
• AVOIDING ANY POSSIBLE HOSTILE USE OF RESEARCH MUST TAKE
PRECEDENCE OVER ANY DUTY DERIVED FROM OTHER
COMMITMENTS, INCLUDING PROFESSIONAL AND MILITARY DUTIES
===> AS AN ESSENTIAL ELEMENT OF THE GENERAL PRINCIPLES OF
SELF-GOVERNANCE BY SCIENTISTS.
• SCIENTISTS MUST STRIVE TO KNOW, DIFFUSE AND TEACH THE
KNOWLEDGE OF NATIONAL AND INTERNATIONAL REGULATIONS
AIMED AT ABOLISHING THE HARMFUL USE OF BIOLOGICAL
AGENTS, INCLUDING, IN PARTICULAR, THE BIOLOGICAL WEAPONS
CONVENTION.
• SCIENTISTS MUST ACT TO RAISE THE PUBLIC AWARENESS ON THE
PRINCIPLE THAT THE PRODUCTION OR USE OF BIOLOGICAL
WEAPONS SHOULD BE UNIVERSALLY PROHIBITED, PROSECUTED
AND PUNISHED.
• AT THE BEGINNING OF THEIR SCIENTIFIC CARREER, SCIENTISTS
SHOULD PLEDGE THAT THEIR RESEARCH ACTIVITY WILL BE ONLY
AIMED AT ADVANCING KNOWLEDGE AND AT BRINGING BENEFIT TO
HUMANKIND AND THE ENVIRONMENT:A CONCRETE ACTION TO
INCREASE THE ETHICAL RETENTION AGAINST ANY UNLAWFUL USE
OF THEIR RESEARCH.
A NEW HIPPOCRATIC OATH?
THE PLEDGE AGAINST THE MILITARY USE OF
BIOLOGICAL RESEARCH
“WE THE UNDERSIGNED BIOLOGISTS AND CHEMISTS,
OPPOSE THE USE OF OUR RESEARCH FOR MILITARY
PURPOSES. RAPID ADVANCES IN BIOTECHNOLOGY HAVE
CATALYZED A GROWING INTEREST BY THE MILITARY IN
MANY COUNTRIES IN CHEMICAL AND BIOLOGICAL WEAPONS
AND IN THE POSSIBLE DEVELOPMENT OF NEW AND NOVEL
CHEMICAL AND WARFARE AGENTS. WE ARE CONCERNED
THAT THIS MAY LEAD TO ANOTHER ARMS RACE. WE BELIEVE
THAT BIOMEDICAL RESEARCH SHOULD SUPPORT RATHER
THAN THREATEN LIFE. THEREFORE, WE PLEDGE NOT TO
ENGAGE KNOWINGLY IN RESEARCH AND TEACHING THAT
WILL FURTHER THE DEVELOPMENT OF CHEMICAL AND
BIOLOGICAL WARFARE AGENTS.”
(COUNCIL FOR RESPONSIBLE GENETICS)
IF SELECTED AS AN ICGEB FELLOW, I UNDERTAKE TO:
• (I) CONDUCT MYSELF AT ALL TIMES IN A MANNER COMPATIBLE WITH MY
STATUS AS HOLDER OF AN ICGEB FELLOWSHIP AND TO ABIDE TO THE
PLEDGE FOR THE SAFE AND ETHICAL USE OF BIOLOGICAL SCIENCES;
• (II) SPEND FULL TIME DURING THE TRAINING PROGRAMME IN
COMPLIANCE WITH THE INSTRUCTIONS OF ICGEB AND MY TRAINING
SUPERVISORS;
• (III) REFRAIN FROM ENGAGING IN POLITICAL, COMMERCIAL, OR ANY
ACTIVITIES OTHER THAN THOSE COVERED BY MY TRAINING PROGRAMME
AS WELL AS FROM MAKING ANY POLITICAL STATEMENTS IN THE MASS
MEDIA OR OTHERWISE;
• (IV) RETURN TO MY HOME COUNTRY UPON COMPLETION OF MY TRAINING
PROGRAMME.
ICGEB Actions
Member Country
Research Laboratories
Research Fellows
ICGEB
Trieste/New Delhi
Basic and Applied Research Programmes
Collaborative
Research
Research
Fellows
Programme
Member Country
Research Laboratories
ICGEB Actions
… MEANING:
CA. 2,000 SCIENTISTS INVOLVED EVERY YEAR…
Decio Ripandelli
Director, Administration and External
Relations
Padriciano 99,
34012 Trieste, ITALY
Tel: +39 040 3757345
Fax: +39 040 3757363
mailto: decio@icgeb.org
http://www.icgeb.org