Supporting Individuals
on the
Autism Spectrum:
Common Sense Systematically Applied
Tim Feeney, Ph.D.
Clinical Director
School and Community Support Services
600 Franklin Street
Suite 110
Schenectady, NY 12305 USA
(518) 372-2026
tfeeney@scssconsulting.com
www.scssconsulting.com
Our Tasks:
Me:
1. Present a framework for supporting individuals
with a variety of needs to regulate themselves
and their learning to the greatest extent
possible while being respectful of your
knowledge and expertise in this area.
2. Leave everyone with a least 3 strategies
to use upon return to their classes.
You:
1. Listen
2. Ask questions
3. Stay awake
4. Make plans
Staking Out the Turf
Applied Behavior
Analysis
Baer, Wolf, Risley, 1987; Kantor, 1959;
Skinner, 1953; Tharp & Wetzel, 1963
Functional Behavior Assessment Setting Events &
Carr & Durand, 1995; Iwata et al., 1994 Establishing Operations
Fox & Conroy, 1995; Michael, 1982;1993
Positive Behavior Supports Communication-Based
Carr et al, 2002; Horner et al., 1990 Intervention
Carr et al., 1996; Durand, 1990;
Reichle & Wacker, 1993
Daily Routines/
Picture Routines Generalization &
Bondy, 1995 ; Koegel & Koegel, 1997; Maintenance
Wetzel & Hoschouer, 1984 Carr et al., 1990; Dunlap, 1996
CONTEXT-BASED INTERVENTION
Planning
Friedman & Scholnick, 1998 Apprenticeship in
Thinking
Rogoff, 1990
Socially Co-constructed
Narratives Dynamic Assessment
Hudson & Fivush, 1993
Feurerstein, 1979
Socially Mediated Learning
Vygotsky, 1932; 1987
Grandma Masse’s Rules for Success:
“The smart guys are the guys who learn
from the other guys. Don’t get all caught up
in one thing; everyone believes their thing is
the best thing and they’re usually wrong.
So, shut-up and listen and learn and change.”
In order to be successful
you’ve got to be eclectic.
AN ADMITTEDLY INCOMPLETE VERSION OF THE AUTISM SPECTRUM
Primary Indicators of AspergerÕ Syndrome
s Primary Indicators of Autism
(in school aged children)
Childhood Disintegrative
AUTISM SPECTRUM DISORDER
SOME ARGUE IT IS NOT AN Difficulties relating to peers and reading nonverbal cues
Often have a hard time reading body-space Generally impaired language development with difficulty expressing needs verbally
Difficulties with transitions or changes Often develop unusual patterns of speech: lacking intonation and expression repeating
Disorder
Often obsessive about topics of interest words or phrases repetitively (called echolalia). Some children with autism learn to
Sensory sensitivities read.
Typically score very high on standardized tests Often do not express interest in other people and often prefer to be alone Š limited eye
Na•ve about relationships and interactions with strangers contact.
Often have difficulty with language pragmatics and prosody Typically very resistant to changes in routine
Often have difficulty with fine and gross motor skills Often unusual attachments to objects
Often recognized/diagnosed in later childhood Often avoid ing touching or physical proximity of others and over or undersensitivity
to pain
Pervas ive Deve lopmental Disorders Š Not Otherwise Specified (PDD-NOS)
LEAST MOST
SEVERE Delays in the development of social skills SEVERE
DISABILITIES Delays in the development of communication skills. DISABILITIES
AUTISM SPECTRUM DISORDER
Primary Indicators of Nonverbal Learning Disabilities Primary Indicators of High Functioning Autism
MANY ARGUE IT IS NOT AN
s!)
(it looks a lot like AspergerÕ
Difficulties relating to peers and reading nonverbal cues
Often have an excellent vocabulary and verbal expressionŹ Often have a hard time reading body-space
Good rote memory skills are commonŹ Difficulties with transitions or changes
Often focused attention to detail, but the individual often missing the big picture.Ź Often obsessive about topics of interest
General difficulty with reading comprehension beginning in the upper elementary Sensory sensitivities
grades, especially for novel material. Typically score very high on standardized tests
Difficulties in math are common, especially in the areas of computation, word Na•ve about relationships and interactions with strangers
problems, and abstract applications Often have difficulty with language pragmatics and prosody
Concept formation and abstract reasoning are often significantly impaired. Often have relatively good fine and gross motor skills
Are usually very concrete and interpret information literally. Often recognized/diagnosed in earlier childhood
Generally poor social skills.
Tim Feeney, Ph.D.
Wildwood Institute
Asperger’s
Syndrome
Autism
Childhood
Disintegrative
Disorder
Rett Syndrome
from Lord & Risi, 2000
Four Domains of Behavior
Characteristics Associated
with Autism Spectrum Disorders
• Communication (especially functional communication)
• Social Interaction
• Behavior (unusual interests in activities that are
restricted, repetitive, and/or stereotypic)
• Sensory Information (unusual sensory responses and
interests)
Chuck’s autism is different than Connor’s
autism is different than Sarah’s autism is
different than Devan’s autism
While there are common traits,
everyone’s autism manifests itself
differently, so any intervention
strategies will need to be tailored
to address these differences.
UNIFORMITY
is not necessarily a good
quality in intervention
There is no single “right”
solution - sometimes the best
you can do is keep trying
Plan A
Plan B
Plan C
Sometimes what works today
won’t work tomorrow!
Common Sense Premises
for Supporting Students
on the Autism Spectrum
“Intelligence is not just a gift-
it’s a choice”
-George Shaffner The Arithmetic of Life
Success results from using
what you’ve got
- not from what you’ve got!
You are an opportunity;
whether or not people
take advantage of that
opportunity is up to them
There is a time for
everything,
and a season for every
activity under heaven.
- Ecclesiastes 3:1
Not:
“How can people motivate others?”
Rather:
“How can people create the
conditions within which others will
motivate themselves?”
- E.L. Deci
Successful intervention is
about establishing a
respectful relationship
with someone who’s
doing his or her best to
tick you off
Sow your seed in the morning,
and in the evening let not your
hands be idle,
for you do not know which will
succeed,
whether this or that or whether
both will do equally well.
-Ecclesiastes 11:6
Don’t fall victim to
the tyranny
of the clock
You can make people
do things that they
just don’t want to do
but the price for doing
so will be high
Poodle
An impulse
is not
a choice
Functional Conceptions of Choice:
• Free choice
• Fixed choice
• Forced choice
• Feeling the natural and logical results of
actions in the environment
Understand
the Negotiables
and
Non-negotiables
(most stuff is negotiable)
The glass ain’t half empty,
it’s half full!
and
You can teach 1/2 empty
people to become 1/2 full people
(it’s hard to teach 1/2 empties to
become 1/2 fulls)
“ A coach gets guys to do the things
they don’t want to do so they
can become the players that
they want to be.”
- Walt Harris
“We’re all coaches”
A good coach:
• Alters his/her coaching to
reflect the needs of the player
and conditions of the context.
• Never tries to play the game
him or herself.
SETTING
SD B C
EVENTS
Functional Support Means
Moving from:
A B C
To
A B C
Interventions that Focus on the App licat ion
of Consequences are D epe nde nt Up on:
HIGH REASON
( In te llec t – “ co o l”)
“Cho o sing t h e b e st o p ti o n ”
Lo g ic a l appl ica t io n o f le a rn e d
o ut co m e s
or
F the Most Part ,
We Live in the Som at ic World:
VISCERAL RESPONSES
( Gut feeli n g s – “h o t ”)
“I do n’ t kn o w w h y! I j us t did .”
Im pl ici t a ppli ca t io n o f ex p eri e n ce s
Success via Learning from
Consequences
Presupposes:
Reasonable intactness of the neural networks
responsible for connecting:
Memory for the factual aspects of past behavior
and/or
Memory for the “Somatic Markers”, or the feeling states
associated with the consequences of those behaviors
Without these connections in memory,
past rewards and punishments
lack the power to drive future
behavior
A Qu ick Ove rvi ew o f Cur re n t
Ap pr o a ches t o In t er ve n t io n fo r
Stud en t s on t h e A ut ism S p ec tru m
“ABA”
Disc re t e Tri a l Tra in in g / The ra py
( Lo vaas )
In t e n s iv e in s t r u c t i o n
In t e n s iv e in s t r u c t i o n
D i s c r e t e t r ia ls :
D is c r e t e t r ia ls :
St im u lu s – “ Sa y „H e llo ‟”
St im u lu s – “ Sa y „H e llo ‟”
Re sp o n se – St u d e n t s a ys „He llo ‟”
Re sp o n se – St u d e n t s a ys „He llo ‟”
Re in f o rce r – St u d e n t r e i n fo r c e d
Re in f o rce r – St u d e n t r e i n fo r c e d
O n e -t o -O n e i n s t r u c t io n d o n e i n a
O n e -t o -O n e i n s t r u c t io n d o n e i n a
h i e r a r c h ic a l m a n n e r :
h i e r a r c h ic a l m a n n e r :
Pre -la n g u a g e sk ills ( m a t c h i n g a n d
Pre -la n g u a g e sk ills ( m a t c h i n g a n d
im it a t io n )
im it a t io n )
Be h a v io ra l sk ills ( a t t e n t io n a n d fo c u s )
Be h a v io ra l sk ills ( a t t e n t io n a n d fo c u s )
So cia l sk ills ( im it a t ive p la y a n d t u r n -
So cia l sk ills ( im it a t ive p la y a n d t u r n -
t a k in g )
t a k in g )
“ AVB”
Ana lys is o f Ve rb a l Be h av io r
( Ca rbo n e )
D isc rete tri a l i ns tr u ctio n o f a n i mit a tive
repe rtoi re
Mim eti c – mot o r i m it a tio n ( s ig n in g)
E choi c – ver ba l imit a ti o n
E choi c – ver ba l be ha vio r w h o se for m is
c o nt roll e d b y s om e o n e el se’ s ve rb a l
be ha vi o r w it h “ po i nt -to-p o in t
c o rres p o n de n ce”
- Te ach e r sa ys “ m o m my”
- St u d e n t sa ys “ m om m y”
- Te ach e r r e in fo rc e s st ud e n t ( t yp ica lly wi t h
pri m a r y re in fo r ce rs t h en se cond a ry)
Ma nd s – ver ba l be ha vio rs w h o s e fo rm
is co n t rolle d b y s t a tes o f de p ri va t io n
a n d a ve rsio n.
Th e fu n cti o n o f a m an d i s to requ e st
o r o b ta in wha t is wan ted .
A de ma n d or com m a n d .
Int e rv e nti o n is focu sed o n
de live rin g t h e ite m th a t is m an ded .
- De sired i te m s (“I wan t s o me cand y”)
- In for m at io n (“Wh e re‟ s m o mm y?”)
- Assist anc e (“H e lp m e p le a se .”)
- Act ion s (“Play wi t h me .”)
- Missin g it ems (“ I n e e d a sp o on. ”)
- Atte n t io n (“Loo k at wh at I did !”)
Requi rin g t h e n ece ssary se t tin g
eve n t s/e st a bli sh in g o p er a ti o n s
Tacts – ver ba l be ha vio r tha t is un de r th e
co nt rol o f t h e n o n ve rbal e n viro n me n t
and in clu d es n o u ns, acti o ns, adje ctive s,
pro n ou ns , and re lat io n s.
A labe l of som e thi ng in th e
e n viro n me n t; a voc ab ul ary
A t act d oe s no t s p eci fy it ’s rei n fo rce r,
rei n fo rce tact s w ith g e n er alized
rei n fo rce rs
Whe n te ach in g tact s th ere sh oul d be
lo w SE/ EOs
PECS
Pict u re Exc h an ge Co m mu n ic a ti o n Syst em
( Bo n dy )
Au g me n t a tive a lte rna tive
co mmu n ic a ti o n sy st em w it h th e foc u s
o n t h e i n iti a ti o n o f c o mmu n ic a ti o n by
t h e stude n t
Exc ha n g e a pi c tu re of a d esi red item
w it h a n a d u lt w h o imme d ia tel y h o n or s
t h e reque st
Rein fo rceme n t o f co m mu n ic a ti o n
be ha vi o r.
An e n vir o n m e n ta lly b a se d a pp ro a ch
t ha t e n h an ce s t h e op p o rtu n itie s to
co mmu n ic a te
Hig h frequ e nc y, co n text u al SD s fo r
co mmu n ic a ti o n
BASIC CONCEPTS OF APPLIED
SIS
BEHAVIOR ANALY THAT ARE OFTEN
MISUNDERSTOOD
Po sit ive Re in for ceme n t :
The co n ting e n t p re sen tat io n of a sti m u lus (o r
ev e n t ) imme diat el y fol lowi ng a b eh avior that
increa ses th e probab ility of t h at b eh avior in si m ilar
sit u ati ons
Neg a t ive Re in for ceme n t :
The co n ting e n t remo va l of an u n p leasan t
(a vers ive ) st im u lu s o r eve n t imm e d iat el y
fo llow in g a b eh avio r, t her eb y increa sing the
probabi lity of that b ehavi or in sim ilar situ ati on s.
Pu n is hme n t :
A con ti nge n t s ti m u lu s or ev e n t t h at decreases the
probabi lity t h at b eh avio r wi ll o ccu r in si m ilar
sit u ati ons .
REINFORCEMENT AND
PUNISHMENT ARE DEFINED BY THE
Y
EFFECT THE HAVE ON BEHAVIOR!
BASIC CONCEPTS OF APPLIED
BEHAVIOR ANALYSIS THAT ARE
N
OFTE MISUNDERSTOOD
D i s c r i m i n a t i v e St i m u l u s ( SD )
D
An a n tte c e d e n tt e ve n tt tth a tt s e r v e s a s a c u e fo r a
An a n e c e d e n e ve n h a s e r v e s a s a c u e fo r a
r e s p o n s e tth a tt w iillll r e s u lltt iin r e iin fo r c e m e n tt..
r e s p o n s e h a w r e s u n r e n fo r c e m e n
Se t t i n g Ev e n t s ( SEs ) / Es t a b l i s h i n g
Op e r a t i o n s ( EOs )
An tte c e d e n tt e ve n tts tth a tt iin c r e a s e tth e p o tte n c y
An e c e d e n e ve n s h a n c r e a s e h e p o e n c y
o f a r e iin fo r c e r a n d iin c r e a s e s tth e p r o b a b iilliitty
o f a r e n fo r c e r a n d n c r e a s e s h e p r o b a b y
o f tth e o c c u r r e n c e o f p a r ttiic u lla r b e h a viio r ..
o f h e o ccu r r e n ce o f p a r cu a r b e h a v o r
Th e s e a r e n o tt iim m e d iia tte a n tte c e d e n tts ,, tth e y
Th e s e a r e n o m m e d a e a n e c e d e n s h e y
a r e o ftte n tte m p o r a lllly d iis tta n tt a n d p e r s iis tt o v e r
a r e o f e n e m p o r a y d s a n a n d p e r s s o ve r
ttiim e
me
Social Stories
(Gray)
• A short story that describes a situation, concept or social
skill using a format that is meaningful
• Often in response to a troubling situation and also when
trying to describe a skill that is typically successful and
problem free.
• Descriptive Sentences: Statements of fact
• Perspective Sentences: Statements describing internal states
• Directive Sentences: Identify a suggested response
• Affirmative Sentences: Express commonly shared value/opinion
• Partial Sentences: Encourage guesses about next steps
• Control Sentences: Identify methods of recalling information
• Cooperative Sentences: Identify how others will help
PICTURE
GATHER TAILOR THE TEACH WITH
THE
INFORMATION TEXT THE TITLE
GOAL
TEACCH
Treatment and Education of Autistic and related Communication
Handicapped Children
(Schopler & Mesibov)
• Structured Teaching: Arranging the classroom and the
methods of teaching in an organized pattern
• Physical Organization
• Work areas
• Scheduling
• Giving Direction
SCERTS
(Prizant & Wetherby)
• Social Communication
• Accepting communication intent
• Directing communication to assure behavioral
regulation, social interaction and joint attention
• Presymbolic to symbolic communication
• From echolalia to creative language
• From unconventional to conventional language
• Emotional Regulation
• Self-regulation
• Mutual/interactive regulation
• Transactional Supports
• Outcomes that are the result of interplay between
child and context over time
• Family-mediated interactions
• Peer-mediated interactions
Floortime/DIR
Developmental Individual-Difference, Relationship-Based
(Greenspan)
6 Emotional Milestones
• Self-regulation and Interest in the World: The ability to take an
interest in the sights, sounds, and sensations of the world and
to calm oneself down
• Intimacy: The ability to engage in relationships with other people
• Two-way Communication: The ability to engage in two-way
communication
• Complex Communication: The ability to create complex gestures
and to string together a series of actions into an elaborate and
deliberate problem-solving sequence
• Emotional Ideas: The ability to create ideas
• Emotional Thinking: The ability to build bridges between ideas
to make them reality-based and logical
Common Themes of
All These Approaches
• Intervention must be delivered early and
intensively, through established routines,
and focus on the development of
self-regulation and problem-solving
strategies in context.
• In absence of meaningful engagement in chosen
life activities all interventions will ultimately
fail.
• Long term, flexible, and frequently adjusted
supports may be needed to prevent behavior
problems and to facilitate social development.
Communication
Cognition Behavior
Behavioral
Control
Academic
Growth
Social
Competence
Creating Supports
Our Behavior Affects the Lives of the People
We Support o
Optimism & Hope. Evident in the problems that are
targeted and the language that is used when
describing the individual and when interacting with
the individual.
Appreciating the Influences of Contextual Factors on
Behavior. Requiring an understanding of the setting
events, the distant (and uncontrolled) and
uncontrolled events on an individual’s behavior.
Applied Pragmatism. Recognizing that there is no
single “right” solution; moving away from the notion
of “consistent” use of a prescribed intervention
strategy to “concordance” on the part of all
involved.
It’s important to have fun
with and create opportunities
for fun and to laugh a lot
even in the face of
significant challenges
Context Relevancy:
How does this stuff apply to
the bigger world?
adapted from Sailor, 1999
• Useful: Do the outcomes that we’re targeting produce
something useful to the individual in long run?
• Desirable: Does the individual choose the outcomes for
him/herself when given the choice?
• Social: Do the outcomes result in behaviors that will
increase or imporve interactions with persons
other than paid staff?
• Practical: Will the behavior be used in real contexts
without staff support?
•Adaptable: Is there a focus on developing skills that
can/will be used in a number of situations and without
staff?
A CONTINUUM OF STAFF SUPPORTS
Intensive Specific Periodic Independent
Requiring direct and Requiring direct Requiring direct Requiring little
constant interaction of support of staff in support of staff in support to participate
staff to participate in, order to participate in, order to learn new/ in the typical elements
and benefit from program and benefit from specific difficult elements of of the program
(and defined) elements the program
of the program
Most Least
Intense Intense
Specialized Modified Adapted Typical
A specific environment An environment Environmental and No environmental
designed to assist developed to assist time modifications modifications are needed
individuals to learn the individuals learn developed to augment for the individual to
majority of skills specific (and defined) typical classroom to acquire new skills
skills routines and maintain already
learned skills
A CONTINUUM OF ENVIRONMENTAL SUPPORTS
PERSON
Motor Cognition Language Emotion Volition Behavior
SKills
Human beings are a collection of
relatively independent structures,
processes, and systems
John’s Cognition
Attention Perception Memory Organization Reasoning EF
Arousal Encode/Store/Retrieve Sequence Inductive
Select Episodic/Semantic Categorize Deductive
Direct/ Explicit/Implicit Associate Analogical
Filter Declarative/Procedural Analyze Divergent
Maintain Involuntary/Strategic Synthesize Convergent
Divide Working Memory/
Shift Knowledge Base
Remote/Recent
Pro/retrospective
Iconic
Goals for John - John will:
1. Increase duration of maintained attention
2. Increase prospective memory from 3 to 5 minutes
3. Increase category naming from 3 to 5 members per category
John’s Language
Phonology Syntax Morphology Semantics Pragmatics
Receptive vs. Receptive vs. Receptive vs.
Expressive Expressive Expressive
Phrase Structure Lexicon Speech-act
Rules Semantic Competence
Etc. Relations Conversational
Discourse Competence
Structures Socio-linguistic
Competence
Goals for John: John will
1. Decrease mean naming latencies from 3 to 2 seconds
2. Include 5 basic story grammar elements in retellings
3. Use politeness markers in greeting people: 90%
John’s Behavior
John is the totality of his behaviors and
the systematic relationships among them
John
b1 b3 b12 b4 b1 b7 b62 b17 b17 b17 b4 b6 b9 b17 b12 b3 b8 b8 b5 b6 b17
Goals for John: John will
1. Increase frequency of b3 and b12
2. Decrease frequency of b17
Alternative Understanding of Human Beings
Sarah
Pursuing personally meaningful goals
While participating in culturally
valued activities
In social, cultural, and historical
contexts
Mediated as necessary by individuals
with greater expertise in that domain
Using cultural tools, such as
language, category schemes,
mathematics, organizational supports,
“And the rest domain-specific strategies
is abstraction”
In the presence of varied
context facilitators and barriers
Intervention Goals
Sarah will successfully complete ___ meaningful task, with
___ supports, possibly using ___ “tools/strategies”, in
___ context (setting, people, activities), in order to
achieve ___ goal.
Possibly focusing intervention attention on some specific
aspects of cognition, communication, social skills,
behavioral self-regulation, or educational/vocational
skills – aspects that are either particularly weak or
particularly important for Sarah.
The
Three Big
Things
“When we think of your child at 22 years old
we need to think about the 3 most important
things to work on; the things that, if s/he
achieves, s/he’ll have a meaningful life.”
The 3 Things tend to cluster around these areas:
• Behavioral regulation/self-regulation
• Friendships/social-interaction
• Vocational skills/meaningful engagement
• Self-help skills
EFFECTIVE SUPPORT PLANS
Identify the “3 Big Things”
(Remember: Program 1st, Place Emerges)
ONGOING ASSESSMENT &
ADJUSTMENT
Identify Initial Social/Behavioral
Goals and Objectives
Ideally small range of goals and objectives
Create a Flexible System of Support
People
Places
Events
Create a Plan for Supports
Circumstances for increases & decreases
FLEXIBLE SUPPORT PLANS
PLAN A
• Setting Events/Conditions
• Student Expectations
• Environmental Changes
• Staff Expectations
PLAN B
• Setting Events/Conditions
• Student Expectations
• Environmental Changes
• Staff Expectations
PLAN C
• Setting Events/Conditions
• Student Expectations
• Environmental Changes
• Staff Expectations
EXECUTIVE FUNCTIONS
“… those mental capacities necessary for
formulating goals, planning how to
achieve them, and carrying out the plans
effectively” (Lezak, 1982)
“…ability to maintain an appropriate
problem-solving set for attainment of a
future goal.” (Welsh & Pennington, 1988)
EXECUTIVE FUNCTIONS
“… the executive functions serve as an
integrated directive system exerting
regulatory control over the basic domain-
specific neuropsychological functions
(e.g., language, visuospatial functions,
memory, emotional experience, motor
skills) in the service of reaching an
intended goal.”
Gioia & Isquith, 2003
EXECUTIVE FUNCTIONS
Organizing and controlling action, thought,
and emotion in a way that is (1) not
determined by immediate environmental
events, (2) not determined by immediate
impulse or states of the body, (3) not
determined by the control of others, (4)
directed toward personal goals, (5) while
taking into account the goals and
intentions of others
EXECUTIVE FUNCTIONS
• Routine, habitual, easy
Versus
• Non-routine, novel, hard, effortful
– Strategic thinking demands
– Working memory demands
– Inhibition of pre-potent response demands
– Maintenance of goal-directed behavior
EXECUTIVE FUNCTIONS
• Self-regulation
• Self-determination
• Self-control
• Self-management
• Self-direction
• Maturation
Bottom Line
(Vygotsky in 80 words or less)
Development/maturation of language, cognition, volition,
and behavioral self-regulation is based on goal-directed
supported participation in authentic cultural activities,
mediated by social interaction with more mature
members of the culture, with meaningful practice in the
use of cultural “tools” (including compensatory
strategies), and with demands on the “apprentice”
within the “Zone of Proximal Development”.
This is apprenticeship teaching and applies to child
development generally, to regular education, to
professional and vocational training, and to teaching
individuals with disability.
EF: UNORGANIZED LIST
• Setting and managing goals • Flexible shifting
• Planning • Deliberately controlling any
• Organizing cognitive function
• Initiating • Working memory
• Inhibiting • Social perception
• Self-monitoring • Controlling emotions
• Strategic thinking • Learning from consequences
• Problem solving • Organized sense of self
NEUROPATHOLOGY OF EF
DISORDERS
• Congenital or acquired
• Structural or metabolic
• Focal or diffuse
• Focal:
– Prefrontal structures
– Prefrontal-striatal-cerebellar systems
• Diffuse:
– Perhaps disruption of widely distributed complex
neural systems can cause EF dysfunction
EF SYMPTOMS
• impulsiveness • ineffective planning
• poor social judgment • decreased flexibility/ shifting
• social disinhibition • slowed processing
• egocentrism • diminished divergent
• difficulty interpreting the thinking
behavior of others • concrete thinking
• perseveration • immature problem solving
• poorly regulated attention • weak self-monitoring
• disorganization (in • inefficient responses to
thinking, talking, and feedback/ consequences
acting) • reduced initiation
• weak goal formulation • dulled emotional responses
EF: FUNCTIONAL DEFINITION
Based on analysis of strategic action
• Self-awareness of strengths and limitations (what’s hard to
do; what’s easy to do)
• Goal setting
• Planning/organizing
• Initiating
• Inhibiting
• Self-monitoring and evaluating
• Strategic thinking
• Flexible shifting, adjusting, benefiting from feedback
OTHER ASPECTS OF EF
• Transfer from learning context to
application context
• Think abstractly and flexibly
• Assume a non-egocentric
perspective (“theory of mind”)
METACOGNITION
• STATIC: Knowledge/awareness of one’s cognitive and
academic processes and skills, and of procedures
(“strategies”) that enhance performance
• DYNAMIC: Executive control over cognitive and academic
processes in everyday learning and problem solving: Doing
something special to overcome obstacles and succeed with
difficult tasks
SELF-DETERMINATION
• AUTONOMY: Act independently, free from undue
external influence
• SELF-REGULATION: Formulate, enact, and
evaluate plans of action, with revisions as
necessary
• PSYCHOLOGICAL EMPOWERMENT: Act on the
belief that one can influence important outcomes
• SELF-REALIZATION: Capitalize in a beneficial
way on a reasonably accurate knowledge of self
Michael Wehmeyer and colleagues
Sense of Self
Executive Functions
Basic Developmental Acquisitions:
Physical, Linguistic, Academic,Vocational Social, etc.
General Orientation
to Intervention
(within this framework)
1. Include individuals with and without disability in
culturally valued activities
2. Focus on strengths (versus impairment)
3. Prevent secondary disability caused by lack of
meaningful participation (“Matthew effect”)
4. Facilitate effective, individualized
compensations within culturally valued
participation, with expert mediation of learning
tasks
5. Ensure adequate practice and systematic
reduction of supports
IMPORTANCE OF EF
CRITICAL FACTOR IN:
• Social success
• Academic success
• Vocational success
• Independent living
EF DEVELOPMENT
Themes
• Start early
• Develop slowly
• Continue into adulthood
• Influenced by biologic and environmental factors
• Variability: Context (person, setting and task),
motivation, culture
EF DEVELOPMENT:
The Role of Experience
Individuals are more likely to develop effective self-
regulation if they:
• Experience adequate social attachment
• Experience an organized and predictable world
• Receive “authoritative/apprenticeship” parenting,
including effective modeling and verbal mediation
• Are rewarded for appropriate self-regulation and control
by adults who value self-regulation and autonomy
INFLUENCES ON COMPETENT PLANNING
adapted from Friedman & Scholnick, 1997
Environment Task
• Resource Availability •Complexity
• Predictability •Supports
• Culture •Familiarity
•Coherence
Internal
•Self-beliefs •Stress • Goals
•Memory Capacity •Attention • Self-regulation
•Sequencing •Processing Capacity
Planning Sequence
•Problem Representation
•Goal setting
•Decision to Plan
•Strategy Construction
•Monitoring & Adjusting
Helping People Choose to Plan
• DO NOT plan on planning in situations that have historical
impulsive routines in place
• Help individuals to “connect the dots”; the outcomes
associated with planning explicit and the likely outcomes
associated with not planning equally explicit
• Show the positive effects of planning for the individual in the
short term and long term
• Help the individual to make small/brief plans with immediate
outcomes
• Create a culture of planning early and often
• Plan with the person, not for the person
DYNAMIC ASSESSMENT
ONGOING
CONTEXTUALIZED
COLLABORATIVE
HYPOTHESIS-TESTING
ASSESSMENT
WHY TEST HYPOTHESES?
• Failure on any complex task is
multiply interpretable
• Complex students can be supported
in a variety of ways
• Test results do not necessarily
indicate how best to achieve success
on specific tasks
WHY COLLABORATE?
• Increase observations and
experiments
• Increase compliance
• Educate family, staff, others
• EF training for student
• Show respect
WHY IN REAL CONTEXTS?
• Inconsistency
• Validity problems of standardized testing
• Impact of setting, person, activity
• Impact of stress
• Observe real-world initiation, inhibition,
self-monitoring, problem solving
• Observe effects of real-world supports
and routines
• Observe support behaviors of others
Ongoing Contextualized Collaborative
Hypothesis-Testing
What’s the problem?
(Using the two strangers in the doorway rule)
Hypothesis Formulation
(Why is s/he doing this?)
Hypothesis Selection
(Begin with easiest to test
or most obvious)
Hypothesis Testing
(Protocol for experimentation
Plan A - Plan B - Plan C
Testing time line)
CCH-TA PROCESS
• Define problem
• Identify need for dynamic assessment
• Generate hypotheses
• Choose which (combination) to test
• Create “experiments”
• Implement (collaborate in context)
• Interpret
• Proceed to intervention or another test
• Continue to monitor and adjust
Some Useful Screening Tools
For Autism:
• Autism Screening Instrument for Educational Planning (ASIEP)
• Childhood Autism Rating Scale (CARS)
• Autism Behavior Checklist
• Pervasive Developmental Disorder Screening Test (PDDST)
For Asperger Syndrome:
• Asperger Syndrome Diagnostic Scale (ASDS)
• Krug Asperger’s Disorder Index (KADI)
• Australian Scale for Asperger’s Syndrome
Problem Behavior
Primary Secondary
Symptomatic - Organic Functional - Learned
Neurophysiological Escape/Avoid
Limbic Kindling
Perceptual Disturbances Attention
Qualitative Aspects
Electrophysiological
Seizure Disorders Acquisition
Psychiatric Sensation
Mood Disturbances Automatic SR+
PTSD
Control
Physiological
Metabolic Tolerance
Pain
Potential Influences on Behavior
Environmental Vulnerability
Life
Behavior Problems
Events
Communication Problems
Neurological/
Psychiatric Impairments
Setting
Cognitive/Academic/Vocational
Events Failure
Physical/Health Problems
Environmental Rigidity
Us Decontextualized Intervention
WE MAKE PEOPLE
CRAZY! Focus on External Control
WHY NOT FOCUS ON EXTERNALLY
MEDIATED PUNISHMENTS
OR REWARDS?
adapted from Boggiano; Deci; Schwartz
• A “consequence” is often a euphemism for punishment.
• Much of the punishments that are provided by staff pale in
comparison to that which individuals experience in their
everyday lives.
• Rewards are often given inconsistently and are typically
effective only as long as they are used.
• Learned helplessness and learned dependence are the typical
result of situations in which the day-to-day behaviors of
individuals are managed by someone else.
• We cannot “motivate” individuals- motivation is an internal
event, no matter how we try to motivate - carrots or sticks - the
reality is that all we’re really doing is providing an
opportunity
FACTORS TO CONSIDER WH EN
DESIGNING SUP PORTS
For m a l Tea chi n g In fo r m a l
S tr uc tu re
Mo r e S tu den t Less
S u ppo rt s
Lea rn in g
Sta ge
Acqu is it io n Flu e n cy Ge n er a liz a t ion Ma in t e n a n ce
Goal
Plan
Predict
Do
Review
PLANNING TO TEACH N EW SKILLS
• De fine skills a nd i d en t ify t he co n di ti ons
u nde r whi ch t he y wi ll be u sed / needed
• Asse ss t he c u rren t l eve l o f pe rfo rm a nce
a cro ss mod al iti es
• Pla n t he leve l o f p romp ti ng a nd
id en t ify t he i m po rt a n t e leme n t s fo r t he
stu den t t o a t t e n d t o (e .g. , SD) in t he
co n t e xt s in whi ch s/ h e wi ll u se t he
skills
• Pla n t he ty pe a nd freq u enc y o f
re in fo rcemen t
• Pla n when a nd h ow o ft en t o t ea ch . . .
who w ill t eac h . . . w h ere t o t e a ch
Acti vit y-Bas ed Te a ch in g
• Ins tr u ction w it hi n t he con t e xt of a
fu n ct ion al d a ily ro u t in e. The m at erials
and setting for tea ching ar e de fine d by
the context.
• Provide CRITICAL MOMENTS for
in st ru ct io n (e .g ., t he ti mes whe n th e
st im u lu s a nd re sponse in for m ati on
cru cia l t o le a rn in g a beh a vior a re
p resen t )
• The GOAL: Per fo rmi n g t he be h avio r in
t he n at u ra l con t ex t e it her
in depen d en t ly o r w ith neces sary
a dap tat io n s.
PROMOTING N ATURAL CUES
• Ma t ch t he p romp t t o t he a ctu a l/ n a tu ral
t er m in o lo g y a n d beh a vior s use d in t he
co n t e xt
• Emph a size t he ty pe if p rom p t m os t
p rev al en t in t h e n a t u ral se tt in g
• Wh en a ste p is m issed or sk ipped , cal l
a t t e n t ion t o t he PRIOR st ep t o a ssu re
t he s tu den t at te n ds t o p rev al en t
n at u ra l cu es a nd a sk “w h a t ‟s n ex t? ”
• Use n a tu ral pro m p t s a n d co rrec ti on
d u ring flu enc y, m a in t en a nce , a n d
ge n er al iza ti on
• Tea ch s t u d en t s t o ASK FOR HELP!
Some Rules of Thumb for the
Development of Successful
Interventions
Interventions must be doable in context.
Interventions must be doable with available resources.
Interventions must be sustainable over time.
Interventions must be constituency owned and operated.
Interventions must be intuitively appealing.
Designing Contextual Supports
Develop a Vision for the Future
THE “THREE BIG THINGS”
Identify Contexts Embedded Skills
Priority Environments
Priority Activities
Priority Skills
Key Concepts in Antecedent-Focused
Skill Development
• Prevention of undesireable behavior by
eliminating provocation.
For everybody at all ages, there are provocations
that overwhelm self-control. For people with
disabilities that threshold is often lowered.
• Positive communication from partners.
A key component of prevention is the communication
style of communication partners.
• Positive setting events (behavioral momentum).
People are more likely to engage in effective
interaction when they have a background of success.
• Choice and control.
People are more likely to engage in effective interaction
if they have reasonable control over the tasks, activities,
and routines of life.
• Interesting, meaningful, do-able tasks
• Positive roles and scripts
People are more likely to engage in effective interaction if
they have meaningful roles in their lives.
GOOD INSTRUCTIONAL PRACTICE:
SELF-REGULATION
From M. Pressley: More about the Development of Self-regulation: Complex, Long-term,
and Thoroughly Social Educational Psychology, 1995, 30(4), 207-212
1. Instruction matched to students’ “zones of proximal
development”
2. Extensive modeling and explanation
3. Massive practice within interesting and authentic tasks
4. Adult and peer scaffolding to minimize frustration and
maximize success (apprenticeship procedures; support)
5. Ongoing for at least many years
Collaborative/Elaborative
Interaction
Creating socially co-constructed
narratives of life as we live it
Intent
• Sharing Information
• Communicating understanding
of partner’s intent
• Invites evaluation of
contribution
• Confirms contribution
• Shows enthusiasm for
contribution
• Equal leadership roles
Cognitive Support
• Give information when needed
• Makes memory and organizational supports available
• Give cues in a conversational manner
• Responds to errors by giving correct information in a
non-threatening manner
Emotional Support
• Communicating respect for other’s concerns
• Explicitly acknowledging difficulty of the task
• Questions in a non-demanding and supportive manner
Elaborative Support
• Working on topics of interest
• Maintain topic for many turns
• Makes connections when topics change
• Makes connections among day-to-day themes
• Adds explanations in a conversational manner
• Invites explanations for events
• Invites discussions of problems and potential
solutions
• Reflects on the physical and psychological status of
others
To Assure Long Term Success Individuals Need to:
Know that an event or activity will be difficult.
Establish reasonable goals (in some cases these might
be immediate).
Formulate a plan to achieve the goal (or
understand the plan).
Initiate goal-directed behavior.
Refrain from actions that interfere with the
successful achievement of goals.
Attend to and evaluate how well they are doing.
Try another plan or strategy if things are not
going well.
Teaching People to Think
Think out loud.
Think out loud a lot.
Think out loud with the person: reflect, plan, problem-
solve, observe, organize, evaluate, remember, review,
create, etc.
Make use of external supports when thinking: diagrams,
photos, written routines, day planners, notes, etc.
Present yourself as an image of thoughtfulness. Help the
individual to embrace the notion that being thoughtful is a
good and great thing.
Think out loud in a way that shows that you are fun and
flexible and experimental in your own thoughts.
Think out loud in a way that captures metaphors,
analogies, similarities, history, etc.
ROUTINES
• Repetition creating temporal structure to
improve memory about relevant past events
• Cognitive predictions about what happens next
• Natural occasions for promoting cognitive
growth
• An impetus for improvisation when trying to
avoid a negative outcome
are a necessary
prerequisite for
Planning
Essential Properties of Routines:
Predictable
Portable
Personal
Essential Effects of Routines:
Develop positive behavioral momentum
Increase opportunities for non-contingent
positive feedback
Increase the ability to predict events
A natural framework for planning
A natural framework for evaluating
Steps to Organize Routines of Everyday Life
1. Identify successful and unsuccessful routines of everyday life.
What’s working, what’s not working?
2. Identify changes that have the potential to transform
unsuccessful routines into successful routines (including
changes in the environment and the behaviors of others.)
3. Identify how changes in routines include activities that are
motivating to the individual and everyday people.
4. Implement needed supports to organize routines so that the
individual experiences success and receives intensive practice in
context.
5. Systematically withdraw supports and expand contexts as
much as possible.
Concrete Interaction
Routines Routines
• Picture Routines • Language Routines
• Written Routines • Activity Sequencing
Key “Executive System”
Concepts That Help Individuals
Learn Self-Regulation
Hard - Easy
Big Deal - Little Deal
Ready - Not Ready
Scary - Not Scary
Like - Don’t Like
Choice - No Choice
Interaction Scripts for Routines
Making Decisions
About the Goal
• “What’re you going to do?”
• “What are we here for?”
• “How will we know we’re done?”
• “We’ll know we’re done when
it looks like this . . . “
Making Plans
• “OK, so what’s the plan?”
• “What’ll you need to get this done?”
• “How will you and I know you’ll
need help?”
• “What will help look like?”
• “Don’t tell me what you don’t
want, tell me what you do want.”
• “OK, so what do you want me to do?”
Making Decisions About Ease or
Difficulty Before Beginning
• “Do you think this will be hard or easy?”
• “If it’s hard, then what’ll you need?”
• “Have you ever done this before?
What happened?
• “I don’t think I could do this! How do
you know that you can?”
• “Whaddaya think? Big deal or little deal?”
Coaching Through Problems
• “You look upset, is there anything
I can do?”
• “OK, you’re not ready. No problem;
just let me know when you’re ready.
• “I’ll know you’re ready when you
look like this . . .”
• “I’ll wait.”
• “You know we’ve gotta figure this
out, let’s try . . . “
• “I know it’s hard, but we’ve got
to do this.”
Coaching in Context
• “So, how’s it going?”
• “Is that helping you? Not helping?”
• “Is there anything else you can do?”
• “Is there anything I can do to help you?”
• “So when are you going to start?”
Review What Occurred
• “So how’d it go?”
• “How’d you do?”
• “Tell me exactly what happened . . .
and then what?”
• “What do you think other people
thought?”
• “What were you thinking when you . . .”
• “Next time you do this, what’ll you do
differently? The same?”
• “What helped?
• “What didn’t help?”
Beha vi or Ra t ing Ke y
DAILY ROUTINE Pro m pt Rat ing Ke y
St ud e n t: ________________
1 = Hea lth /S afet y Risk 1 = Tot al H a nd Ove r Ha nd
2 = Signi fica nt P rob le m 2 = Ph ysical P romp t
3 = Mod erat e Pro b lem
Dat e : ____________ 3 = Mod eling /G estu rin g
4 = Slig h t Prob lem 4 = Verb a l Prom p t
5 = No Pro b lem 5 = In d ep en d en t
Routi ne Activity: Specific Tasks: Evalua tion:
Beha vior
_________________
1 2 3 4 5
_____________ _________________
Prom pt
_________________ 1 2 3 4 5
Beha vior
_________________
1 2 3 4 5
_____________ _________________
Prom pt
_________________ 1 2 3 4 5
Beha vior
_________________
1 2 3 4 5
_____________ _________________
Prom pt
_________________ 1 2 3 4 5
Beha vior
_________________
1 2 3 4 5
_____________ _________________
Prom pt
_________________ 1 2 3 4 5
ACTIVITY PLAN-DO-REVIEW SHEET
St ud e n t: ________________
Dat e : ____________
Routi ne Activity: ________________________
I thi nk th a t t h is w ill be : HARD EASY
I THINK I CAN DO THIS MUCH ON MY OWN: ________________________
THE THINGS I NEED TO DO TO GET THIS DONE:
__________________ _____________________
________________________________________
OR P D
ASK F HEL IF I NEE IT
I NEEDED THIS MUCH HELP:
1 2 3 4 5
A Little A lot
I DID THIS MUCH: __________________________________
My Plan
LISTEN
GET MY MATERIALS READY
IS IT HARD OR EASY?
____
____
____
MAKE A PLAN
JUST DO IT!
LOOK IT OVER
HOW DID I DO?
Mrs. Johnson’s 1st Grade
Today is:
__________________________________________________________
I HAD A DAY
I LIKED TO:
_____________________________________________________________
_____________________________________________________________
LISTENING SOME HELP LOTS OF HELP
PLAYE D NICE SOME HELP LOTS OF HELP
TOOK TURNS SOME HELP LOTS OF HELP
WAITED SOME HELP LOTS OF HELP
Problem-Solving Routines:
Students Who are Verbal: Students who are Non-verbal:
1. Define the problem 1. Identify/experience
the problem
2. Generate alternatives
2. Try alternatives
3. Choose an action
3. Experience effect
4. Self-evaluate
5. Self-reinforce
A Decision Matrix for Dealing with Difficult Situations
• Mental Health
• Substance Abuse Health/Safety Risk
• Environment
• Behavior
• Other NO YES
Short Term Interventions
People • Inpatient
Provoking events • Alternative
Environment Program
• Staffing
Long Term Interventions
Support Factors
Internal Factors
Control
Motivation Environmental Interpersonal
Roles Places Network
Routines Events Staffing
Goals Activities Coaching
Engagement Practice in
Staffing
Activity Context
Ma na ging Crises Man a ge m en t:
Est ab lish ing A Pr o t oc o l fo r Pr o bl em s
Befo re Th ey Oc cu r
W h o w ill in t e r ve ne fir st?
How w ill s/h e g et h e lp ?
Pla n s How w ill o t h e rs re sp o nd t o
fo r re q u e st s fo r h e lp ? ( “ I n e e d h e lp. ”
“I n e e d h e lp n ow. ”)
Pe o pl e
How w ill w e re pl a ce a p e rson
w h o ‟s “ d o ne ”?
Iden t ify idio syncr a ti c sig na ls
Pla n s o f im p e ndin g t r o u bl e .
fo r Iden t ify hi e ra r ch y o f
In t e rrup t io n re dir e ct io n ( e. g ., proxi m ity , a
an d br e a k, h um or, et c. ) .
Iden t ify m e t h o ds o f r ed u ci n g
De- e sca la ti on
e m ot iona lit y of situ a t ion
Mana g ing t h e e n vir o n m en t .
Pla n s Mana g ing /m ovi n g o t h e rs.
fo r Havin g a pr e d e t e rm in e d
Pro t ec ti o n p lac e t o re m o ve t h e
indi vidu a l, i f n e ces sa ry.
A Cris i s
An e ve n t t h a t r e su lts in
di sr u p t ion o f r o u t in e e ve n t s
and r eq u ir es ac t ion s t ha t ar e
a ty pica l for st a ff and o t h e rs
Ma na geab le Unm a n age a ble
Cris is Cris is
Requi r ing a chan g e in Resu lts in h e a lt h and
t h e ro ut ine a ct ivit ie s. sa fe t y risk t o sel f o r
Disr u pti ve of pe e r o t h e r s.
ro u t in es . Requi r e s t h e a t te n t ion
Requi r ing t h e a tt en t io n o f m o r e t ha n o n e st a ff.
o f st a ff t o t he d et rime n t Resu lts in b e ha viora l
o f p ee rs . co n t agi o n e ffe ct .
Ma y r eq u ir e ch a ng e in Requi r e s s igni fican t
t h e en viro n m e n t . ch a ng e in e nvi r on m e n t .
Fam ily
Re sp o n se
P la n 91 1
P la n
Mean ingful executive fu nc tio n routi nes
General Crisis Sust ained p os it ive per sonal re lationsh ip s
Prevention Coac hing/ appr en ticesh ip opportu nities f or indiv idu als a nd
staff
Needs A definition of m anagea ble and un m anage ab le c rises and a
we ll understood plan for res po nding to t hese cris es
Staff tr aine d i n c ris is interven tio n appro ac hes
Identifica tio n of trigger s (by ind ividu als a nd staff a like)
Crisis Response Identifica tio n of solut ion s t hat are desi red b y the ind ivid ua l
Needs Identifica tio n of en viron me nt al m anagem ent st ra te gies
De velopm ent of a crisis response pr oto col (for th e ent ire
or ga nizatio n)
Preven t ing It F a
rom Hitt ing t he F n:
A Sc ript f or Re s po n di ng Wh e n a n
In d ivid u a l is Beg i n n in g t o En ga ge
in P ro blem Be ha vio rs
“Wha t a re yo u do ing?” ( Offe red i n a non -
co n fro n t a ti ve voic e t on e . Th e ide a is t o b e gi n
t o a ss is t t h e individ u a l t o r ef le ct on h is/ h e r
cu rr e n t ac t io n s) .
“Is it hel ping yo u t o ge t wh at you
w a nt/ nee d?” ( Ag a in wi t h po sit ive a ffe ct ,
t h e ne xt st ep i n se lf-re fle c ti o n, inc r e a sin g t h e
o r ie n t a ti o n t o a d e sir ed o u t co m e) .
“Wha t c a n yo u do instea d?” (Co n t inui n g
po sit ive prob le m so lvin g and a su b t le
r e dir e ct io n to a n a lt e r n a t ive ac t ivity) .
“When w ill you sta rt ( t o d o t he
a lterna tive) ?” ( A fina l n u dg e in t he r igh t
dir e ct io n)
The Job:
Help people to learn to develop,
and tell
THE STORY
Not simply report the news.
Four Lessons to Live by:
• Hope is an essential part of
any successful plan of support.
• Form follows function. Think
about what the individual needs
and then create a way for that
to happen in a flexible manner.
• The more you try to force something
or someone to change, the more
it (or he or she) changes you.
• When all else fails, a sense of joy
and a sense of humor can get you
through a whole lot!