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					gutsno   firm name                                              Address1                  Address2     city           state   zip        service                clearing no   exchg   otc sym
10000    A&F Financial Services, Inc.                                                                                                                           0052*                 FRIS
10001    Aaron Capital Inc.                                                                                                                                     0234*                 AACI
10003    Abacus Investments, Inc.                                                                                                                               0309*                 ABAI
10004    Abbey National Securities Inc.                                                                                                                         0642*                 ANSI
10005    Abel/Noser Corp.                                                                                                                                       0100*                 ANOS
10006    ABG Sundal Collier, Inc.                                                                                                                               0103*                 ABGS
10007    ABN Amro Chicago Corporation Bond Trading              181 West Madison          Suite 1701   Chicago        IL      60602      Bond-M
11346    ABN AMRO Clearing Chicago LLC                                                                                                   LST, OTC, Env-Y, DSS   0695          OCO     SHMR
14825    ABN AMRO Clearing Chicago LLC                                                                                                                          0100*                 CVXA
14972    ABN AMRO Clearing Chicago LLC                                                                                                                          0396*                 OPTA
11372    ABN AMRO Clearing Chicago LLC                                                                                                                          0396*                 FRTA
11379    ABN AMRO Clearing Chicago LLC                                                                                                                          0536*                 JEXF
14873    ABN AMRO Clearing Chicago LLC                                                                                                                          0541*                 TTTX
14650    ABN AMRO Clearing Chicago LLC                                                                                                                          0396*                 QLBX
14638    ABN AMRO Clearing Chicago LLC                                                                                                                          0396*                 FWBA
15004    ABN AMRO Clearing Chicago LLC                                                                                                                          0396*                 KETA
15011    ABN AMRO Clearing Chicago LLC                                                                                                                          0396*                 IMCX
11357    ABN AMRO Clearing Chicago LLC                                                                                                                          0695*                 FMGF
15105    ABN AMRO Clearing Chicago LLC                                                                                                                          0695*                 COGX
15135    ABN AMRO Clearing Chicago LLC                                                                                                                          0396*                 PARA
15141    ABN AMRO Clearing Chicago LLC                                                                                                                          0396*                 OTFX
15179    ABN AMRO Clearing Chicago LLC                                                                                                                          0695*                 CHVX
15180    ABN AMRO Clearing Chicago LLC                                                                                                                          0695*                 LBKX
11373    ABN AMRO Clearing Chicago LLC                                                                                                                          0695*                 HBIF
11370    ABN AMRO Clearing Chicago LLC                                                                                                                          0695*                 FTMG
11366    ABN AMRO Clearing Chicago LLC                                                                                                                          0695*                 STRF
11363    ABN AMRO Clearing Chicago LLC                                                                                                                          0396*                 RTSF
11355    ABN AMRO Clearing Chicago LLC                                                                                                                          0695*                 TMGX
11353    ABN AMRO Clearing Chicago LLC                                                                                                                          0695*                 SUNX
11350    ABN AMRO Clearing Chicago LLC                                                                                                                          0695*                 FSIK
11349    ABN AMRO Clearing Chicago LLC                                                                                                                          0695*                 FSOM
11345    ABN AMRO Clearing Chicago LLC                                                                                                                          0695*                 QLTX
12790    ABN AMRO Clearing Chicago LLC                                                                                                                          0695*                 SUNF
15186    ABN AMRO Clearing Chicago LLC                                                                                                                          0396*                 PLTA
15187    ABN AMRO Clearing Chicago LLC                                                                                                                          0396*                 PLTX
15188    ABN AMRO Clearing Chicago LLC                                                                                                                          0396*                 SFGX
11380    ABN AMRO Clearing Chicago LLC/CPM                                                                                               OTC, LST               0330          FLTG    FLTG
14483    ABN AMRO Clearing Chicago LLC/Portfolio Margining                                                                               OTC                    0396          APMA    APMA
11369    ABN AMRO Clearing Chicago LLC/Retail                                                                                            ACAT, Env-Y, OTC       0541          AACC    AACC
14548    ABN AMRO Investment Trust Company                                                                                               F/S                    5493
14465    ABN AMRO Securities (USA) LLC                                                                                                   ACAT, Bond-C, OTC      0349                  ABNA
10008    Abner, Herrman & Brock, Inc.                                                                                                                           0352*                 AHBI
10009    A.C. Trading, Inc.                                                                                                                                     0161*                 ACTR
14958    Academy Securities, Inc.                                                                                                                               0103*                 ACAD
10011    ACAP Financial, Inc.                                                                                                                                   0052*                 ACAF
10010    ACAP Financial, Inc.                                                                                                                                   8072*                 ACAP
10012    Access Financial Group, Inc.                                                                                                                           0352*                 AFGI
10016    Access Securities, Inc.                                                                                                                                0443*                 AXCB
10013    Access Securities, Inc.                                                                                                                                0443*                 AXCS
10014    Access Securities, Inc.                                                                                                                                0501*                 AXGP
10015    Access Securities, Inc.
10017    Accrued Equities, Inc.                                 150 Broadhollow Road                   Melville       NY      11747      F/S                    5678
10018    Acme Securities Inc.                                                                                                                                   0608*                 ACME
10019    ACS HR Solutions LLC                                   2100 North Central Road                Fort Lee       NJ      07024      F/S                    7102
10020    Activner Securities, Inc.
10021    Adirondack Funds                                       26 Vly Road                            Albany         NY      12205      F/S                    6613
10022    Adirondack Trading Group, LLC                                                                                                                          0052*                 ADAK
10023    Admanson Brothers, Inc.                                                                                                                                0234*                 AMSN
10024    ADP Inc./TPA                                           4 Becker Farm Road                     Roseland       NJ      07068      F/S, TPA               7120
10025    Advance Capital I, Inc.                                One Towne Square          Suite 444    Southfield     MI      48076      F/S                    5860
14537    Advanced Advisor Group, LLC                                                                                                     IPS                    6015
10026    Advanced Asset Trading, Inc.                                                                                                                           0235*                 BRGI
10027    Advanced Equities Services Corp                                                                                                                        0158*                 SALD
10028    Advanced Equities, Inc.                                                                                                                                0052*                 ADVA
15153    Advantage GFC LLC                                                                                                                                      0750*                 PINO
10030    Adviser Dealer Services, Inc.                          6125 Memorial Drive                    Dublin         OH      43107      F/S                    5706
10031    Advisor Central, LLC                                   265 Franklin Street       17th Floor   Boston         MA      02110      F/S                    3900
10032    Advisors Asset Management, Inc.                                                                                                                        0443*                 FISA
10033    Advisors Asset Management, Inc.
10034    Advisors Clearing Network, Inc.                        35 Hugus Alley            Suite 200    Pasadena       CA      91103      F/S, IPS               0359
10035    AEB Corporation                                                                                                                                        0443*                 AEBC
10036    Aegis Capital Corp.                                                                                                                                    0158*                 AGIS
10037    Aegis Capital Corp.                                                                                                                                    0352*                 AGCC
15160    Aegis Capital Corp.                                                                                                                                    0512*                 AEGC
10038    Aegis Investments, Inc.                                                                                                                                0750*                 AEGS
10039    AEGON/Monumental Life Insurance Company                2 East Chase Street                    Baltimore      MD      21202-2559 IPS                    4564
10040    AEGON/Transamerica Life Insurance Company              4333 Edgewood Road NE                  Cedar Rapids   IA      52499      F/S, IPS               4566
10041    AEGON/Western Reserve Life Assurance Company of Ohio   P.O. Box 5068                          Clearwater     FL      33768      F/S, IPS               4567
10042    AG BD, LLC                                                                                                                                             0352*                 AGBD
10043    Agency Trading Group, Inc.                                                                                                                             0226*                 ATGP
10045    AIG Life Insurance Company                             1 ALICO Plaza                          Wilmington     DE      19899      F/S, IPS               4537
10046    AIG Retirement Advisors, Inc.                          2929 Allen Parkway                     Houston        TX      77019      F/S                    0542
10047    AIG Retirement Advisors, Inc./Account 2                2929 Allen Parkway                     Houston        TX      77019      F/S                    0681
10051    Akar Capital Management, Inc.                                                                                                                          0158*                 CAAA
10052    Akjensen, Inc.                                                                                                                                         0234*                 AKJI
10053    Alamo Capital Corp.                                                                                                                                    0279*                 ALAC
10054    Alanar Incorporated
14854   Alaris Trading Partners, LLC                                                                                                                                                                     0161*   ATPA
10055   Alaris Trading Partners, LLC                                                                                                                                                                     0501*   DDAY
10056   Alden (J.) Associates, Inc.                                                                                                                                                                      0226*   JADN
10057   Alerus Securities Corporation                                                                                                                                                                    0235*   FNBS
10058   Aletheia Securities, Inc.
10059   Alexander (Don) Investments, Inc.                                                                                                                                                                0727*   DAII
14986   Alexander Capital, L.P.                                                                                                                                                                          0235*   ACLP
10061   Alexander Investment Services Co.                                                                                                                                                                0235*   ALIS
10062   Alexandra & James Co.
10063   Alfa Capital Markets (USA), Inc.                                                                                                                                                                 0443*   ALFA
11364   Algo Engineering Execution Services LLC                                                                                                                                                          0541*   ALGF
10064   All Funds, Inc.
10065   All-Tech Direct, Inc.
10067   Alleghany Investments Inc.
10068   Allen & Company LLC                                                                                                                                                                              0443*   ALLN
10069   Allen & Company of Florida, Inc.
10070   Allen C. Ewing & Co.
10071   Alliance Advisory & Securities, Inc.
10072                                                                            500
        Alliance Bernstein Investment Research and Investment Management, Inc. Plaza Drive                                     Secaucus         NJ   07094        F/S, ACAT                              5515
10073   Alliance Financial Group, Inc.                                                                                                                                                                   0141*   AKGS
10074                                                                            500 Plaza Drive
        AllianceBernstein Investment Research and Investment Mgmt, Inc./Sanford C. Bernstein                                   Secaucus         NJ   07094        F/S                                    5553
10075   AllianceBernstein Investment Research and Investment Mgmt., Inc./ACIT    500 Plaza Drive                               Secaucus         NJ   07094        F/S                                    6584
10076                                                                            500 Plaza Drive
        AllianceBernstein Investment Research and Investment Mgmt., Inc./International Div.                                    Secaucus         NJ   07094-3619   F/S                                    5809
10077   Alliant Securities, Inc. Turner, Nord, Kienbaum                          695 North Legacy Ridge Drive   Suite 300      Liberty Lake     WA   99019        OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS   8084    BZTN
10078   Allianz Global Investors Distributors LLC                                2187 Atlantic Street                          Stamford         CT   06902        F/S, ACAT                              5554
14562   Allianz Global Investors Distributors LLC/Allianz Global Investors Fund SICAV                                                                                                                    5609
10079   Allianz Global Investors Distributors LLC/College Access Plan            2187 Atlantic Street                          Stamford         CT   06902        F/S                                    5579
10081   Allianz Global Investors Distributors LLC/MI 529 Advisors Plan           1345 Avenue of the Americas                   New York         NY   10105        F/S                                    6768
10082   Allianz Global Investors Distributors LLC/Oklahoma Dream 529             1345 Avenue of the Americas                   New York,        NY   10105        F/S                                    5921
10083   Allianz Global Investors Distributors LLC/Pimco Advisory Service         2187 Atlantic Street                          Stamford         CT   06902        F/S                                    5784
10086   Allianz Life Insurance Co. of New York-Fixed Business                    One Chase Manhattan Plaza      37th Floor     New York         NY   10005-1422   IPS                                    4682
10087   Allianz Life Insurance Co. of North America-Fixed Business               5701 Golden Hills Drive                       Minneapolis      MN   55416        IPS                                    4570
10088   Allianz Life Insurance Company of New York                               152 West 57th Street           18th Floor     New York         NY   10019        IPS, F/S                               4524
10089   Allianz Life Insurance Company of North America                          5701 Golden Hills Drive        8th Floor      Minneapolis      MN   55416-1297   IPS, F/S                               4523
10090   Allison (M.E.) & Co., Inc.                                                                                                                                                                       0279*   MEAL
10091   Allison-Williams Company                                                                                                                                                                         0279*   ALWL
10093   Allstate Financial Services, LLC                                         2920 S. 84th Street                           Lincoln          NE   68506-4142 IPS                                      0222
10092   Allstate Financial Services, LLC
14632   Allstate Financial Services, LLC/Allstate Financial Annuities                                                                                             IPS                                    5341
10094   Allstate Life Insurance Company                                          3100 Sanders Road                             Northbrook       IL   60062        IPS                                    4528
10095   Allstate Life Insurance Company of New York                              3100 Sanders Road                             Northbrook       IL   60062        IPS                                    4557
10096   Allstate Life Insurance Company of New York/Administered by Prudential   3100 Sanders Road                             Northbrook       IL   60062        IPS                                    4688
15095   Allstate Life Insurance Company of New York/Fixed                        100 Motor Parkway              Suite 132      Hauppauge        NY   11788        IPS                                    4751
10097   Allstate Life Insurance Company/Administered by Prudential               3100 Sanders Road                             Northbrook       IL   60062        IPS                                    4687
10098                                                                            3100
        Allstate Life Insurance Company/Administered by SE2 Technology Solutions Sanders Road                                  Northbrook       IL   60062        IPS                                    4696
10099                                                                            3100
        Allstate Life Insurance Company/Administered by SE2 Technology Solutions Sanders Road                                  Northbrook       IL   60062        IPS                                    4697
10100   Allstate Life Insurance Company/Cigna                                    3100 Sanders Road                             Northbrook       IL   60062        IPS                                    4580
10101                                                                            3100 Sanders Road
        Allstate Life Insurance Company/CIGNA/Administered by Se2 Technology Solution                                          Northbrook       IL   60062        IPS                                    4690
15094   Allstate Life Insurance Company/Fixed                                    3100 Sanders Road                             Northbrook       IL   60062        IPS                                    4750
10102   Allston Trading, LLC                                                                                                                                                                             0695*   ALTN
12789   Allston Trading, LLC                                                                                                                                                                             0695*   ALTR
14776   Alluvion Securities, LLC                                                                                                                                                                         0750*   ALLU
15082   AloStar Bank of Commerce                                                 3680 Grandview Parkway         Suite 200      Birmingham       AL   35243        Bond-M                                 6776
10105   Alpine Securities Corporation                                            440 East 400 South             Suite 200      Salt Lake City   UT   84111        OTC, ACAT, F/S, Env-Y, DSS             8072    ALPS
15183   ALPS Distributors Inc./James Advantage Funds                             James Advantage Funds          P.O. Box 786   Denver           CO   80201        F/S                                    5613
15192   ALPS Distributors Inc./Whitebox Funds                                    P.O. Box 13393                                Denver           CO   80201        F/S                                    3763
10106   ALPS Distributors, Inc.                                                  1625 Broadway                  Suite 2200     Denver           CO   80202        F/S                                    5642
10108   ALPS Distributors, Inc./Ameristock Mutual Funds                          1625 Broadway                  Suite 2200     Denver           CO   80202-5627   F/S                                    5455
10116   ALPS Distributors, Inc./AQR Funds                                        1290 Broadway                  Suite 1100     Denver           CO   80203        F/S                                    5922
14978   ALPS Distributors, Inc./Aspen Funds                                      P.O. Box 13033                                Denver           CO   80201        F/S                                    3717
10117   ALPS Distributors, Inc./BBH Funds                                        1290 Broadway                  Suite 1100     Denver           CO   80203        F/S                                    5722
15158   ALPS Distributors, Inc./BPVFunds                                                                                                                                                                 3768
15078   ALPS Distributors, Inc./Brown Capital                                                                                                                     F/S                                    3740
10118   ALPS Distributors, Inc./Caldwell & Orkin                                 1290 Broadway                  Suite 1100     Denver           CO   80203        F/S                                    5684
10119   ALPS Distributors, Inc./Cook & Bynum Funds                               1290 Broadway                                 Denver           CO   80203        F/S                                    5928
14475   ALPS Distributors, Inc./Corner Cap Funds                                                                                                                                                         5384
15157   ALPS Distributors, Inc./Cortina Funds                                                                                                                     F/S                                    3762
13022   ALPS Distributors, Inc./CRM Funds                                                                                                                         F/S                                    6619
10120   ALPS Distributors, Inc./Cullen Funds                                     1290 Broadway PO                              Denver           CO   80201        F/S                                    5466
14927   ALPS Distributors, Inc./Cullen Funds plc                                 1290 Broadway                  #1100          Denver           CO   80203        F/S                                    3710
10121   ALPS Distributors, Inc./Fifth Third Funds                                1290 Broadway                  Suite 1100     Denver           CO   80203        F/S, ACAT                              5874
10122   ALPS Distributors, Inc./Financial Investors Variable Insurance Trust     1290 Broadway                  Suite 1100     Denver           CO   80203        F/S                                    6609
10123   ALPS Distributors, Inc./FirstHand Funds                                  1625 Broadway                  Suite 2200     Denver           CO   80202        F/S                                    4901
10124   ALPS Distributors, Inc./FIT-ALPS Funds                                   1290 Broadway                                 Denver           CO   80201        F/S                                    5904
10125   ALPS Distributors, Inc./Forward Funds                                    1625 Broadway                  Suite 2200     Denver           CO   80205        F/S                                    5889
14541   ALPS Distributors, Inc./GLG Partners                                                                                                                      F/S                                    5390
15156   ALPS Distributors, Inc./Grandeur Peak Funds                                                                                                               F/S                                    3759
10109   ALPS Distributors, Inc./Heartland Funds                                  1290 Broadway                  Suite 1100     Denver           CO   80203        F/S                                    5571
14658   ALPS Distributors, Inc./Heartland International Small Cap Fund                                                                                                                                   5345
10126   ALPS Distributors, Inc./Henssler Funds                                   1625 Broadway                  Suite 2200     Denver           CO   80202        F/S                                    6550
10110   ALPS Distributors, Inc./Holland Balanced Fund                            1625 Broadway                  Suite 2200     Denver           CO   80202        F/S                                    6597
10127   ALPS Distributors, Inc./Index IQ Trust                                   1290 Broadway                  Suite 1100     Denver           CO   80203        F/S, ACAT                              6505
10128   ALPS Distributors, Inc./Laudus Funds                                     1625 Broadway                  Suite 2200     Denver           CO   80205        F/S                                    4903
10111   ALPS Distributors, Inc./MTB Funds                                        1290 Broadway                                 Denver           CO   80203        F/S                                    5696
10112   ALPS Distributors, Inc./Oak Funds                                        One Freedom Valley Drive                      Oaks             PA   19456        F/S, ACAT                              5761
10113   ALPS Distributors, Inc./Paxworld Funds                                   1290 Broadway                  Suite 1100     Denver           CO   80203        F/S                                    4940
14748   ALPS Distributors, Inc./River North Funds                                1290 Broadway                  Suite 100      Denver           CO   80203        F/S                                    6520
10114   ALPS Distributors, Inc./State Street Institutional Investment Trust      1625 Broadway                  Suite 2200     Denve            CO   80202        F/S                                    6516
14514   ALPS Distributors, Inc./Stone Harbor                                                                                                                                 F/S                                           5309
10115   ALPS Distributors, Inc./Stonebridge Capital Management             1625 Broadway                       Suite 2200                     Denver         CO   80202-5627 F/S                                           5806
15079   ALPS Distributors, Inc./Brown Capital                                                                                                                                F/S                                           5521
15150   ALPS Distributors, Inc./Tilson Funds                                                                                                                                 F/S                                           5337
10129   ALPS Distributors, Inc./Transparent Value Fund                     P.O. Box 46103                                                     Denver         CO   80201      F/S                                           5314
10130   ALPS Distributors, Inc./Vulcan Value Partners Fund                 P.O. Box 1236                                                      Denver         CO   80201      F/S                                           5313
10131   ALPS Distributors, Inc./WesMark Funds                              1290 Broadway                       Suite 1100                     Denver         CO   80203      F/S                                           5944
10132   Alta Vista Financial, Inc.                                                                                                                                                                                         0309*         AVFI
10133   AlterNet Securities Inc.                                                                                                                                                                                           0099*         ALTX
10134   Alton Securities Group Inc.                                                                                                                                                                                        0235*         ASGI
10135   Altrushare Securities LLC                                                                                                                                                                                          0100*         ATRU
10136   Alzaid Financial Services, Inc.                                                                                                                                                                                    0750*         AZAD
10137   AM&M Financial Services, Inc.                                                                                                                                          F/S                                         3920
10138   AM&M Investment Brokers, Inc.
10139   Ambassador Financial Group, Inc.                                                                                                                                                                                   0279*         AFGT
10140   Amcore Investment Services, Inc.                                   501 7TH Street                                                     Rockford       IL   61104        IPS                                         6151
10141   America Invest Online, Inc.                                                                                                                                                                                        0052*         AIII
10142   American Beacon Partners, Inc                                                                                                                                                                                      0727*         ABPI
10143   American Capital Partners                                                                                                                                                                                          0235*         ACPL
10144   American Centurion Life Assurance Company                          20 Madison Avenue Extension                                        Albany         NY   12203-5326 IPS                                           4600
10145   American Century Brokerage, Inc.                                                                                                                                                                                   0443*         ACBD
14675                                                                      4500 Main Street
        American Century Investment Services Inc./Kansas Postsecondary Savings Program                                                        Kansa City     MO   64111      F/S                                           5338
15046   American Century Investment Services Inc./SICAV Funds              4500 Main Street                                                   Kansas City    MO   64111      F/S                                           3728
10146   American Century Investment Services, Inc.                         4500 Main Street                    Building 11, P.O. Box 419786   Kansas City    MO   64141-6786 F/S, ACAT                                     5646
10148   American Diversified Financial Group, LLC                                                                                                                                                                          0235*         ADFG
10149   American Enterprise Investment Services Inc.                       2723 AXP Financial Center                                          Minneapolis    MN   55474        OTC, Bond C/M, ACAT, F/S, Env-Y, DSS        0216          IDSI
10150   American Enterprise Investment Services Inc./Beta/133              2723 Ameriprise Financial Center                                   Minneapolis    MN   55474        LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS   0756    HRB   HRBF
10151   American Enterprise Life Insurance Company                         733 Marquette Avenue                9th Floor                      Minneapolis    MN   55402-2309   IPS                                         4541
10153   American Funds Distributors, Inc.                                  333 S. Hope Street                                                 Los Angeles    CA   90071        F/S                                         0754
10152   American Funds Distributors, Inc.                                  135 South State College Boulevard                                  Brea           CA   92821        F/S, ACAT                                   5504
14552   American Funds Distributors, Inc./LC Planpremier                                                                                                                                                                   6508
10154   American General Distributors, Inc                                 2929 Allen Parkway, A6-20                                          Houston        TX   77019        F/S                                         5718
10155   American General Life Insurance Company                            2727-A Allen Parkway                                               Houston        TX   77019        IPS                                         4502
14769   American General Life Insurance Company/AGL Position File Feed                                                                                                         IPS                                         4743
10156   American General Securities Incorporated
10157   American Growth Fund Sponsors Inc.                                 110 16th Street                     Suite 1400                     Denver         CO   80202-5202 F/S                                           5676
10158   American Heritage Securities, Inc.
10159   American Independent Securities Group, LLC                                                                                                                                                                         0235*         AISG
10160   American International Life Assurance Company of New York          1 ALICO Plaza                                                      Wilmington     DE   19899        IPS                                         4536
10161   American Investors Group
10162   American Israeli Shared Values Trust                               207 East 83rd St                    Suite 3                        New York       NY   10028        F/S                                         5310
10163   American Municipal Securities Inc.
10164   American National Insurance Company                                One Moody Plaza                     Controller's 8th Floor         Galveston      TX   77550        F/S                                         4569
10165   American Network Securities Corp.
10166   American Portfolios Financial Services, Inc.                       4250 Veterans Memorial Highway      Suite 420E                     Holbrook       NY   11741-4020 IPS                                           0555
10167   American Securities Group, Inc.                                                                                                                                                                                    0234*         IIDC
10169   American Trust Investment Services, Inc.                                                                                                                                                                           0235*         PEER
10170   American Union Securities, Inc.                                                                                                                                                                                    0158*         AUSI
10171   American United Life Insurance Company                             One America Square                  P.O. Box 368                   Indianapolis   IN   46206-0368 F/S                                           4591
15027   American United Life Insurance Company                             1 American Square                   PO Box 368                     Indianapolis   IN   46206-0368 F/S                                           4746
10172   America's Choice Equities LLC                                                                                                                                                                                      0052*         ACEP
10173   America's Portfolio's
10174   Ameriprise Financial Services, Inc.                                                                                                                                                                                0216*         AEFA
10176   Ameritas Investment Corporation                                    5900 O Street                                                      Lincoln        NE   68510-2234 IPS                                           0249
10175   Ameritas Investment Corporation                                                                                                                                                                                    0443*         BLNI
10177   Ameritas Life Insurance Corp.                                      5900 O Street                                                      Lincoln        NE   68510        F/S, IPS                                    4539
10178   Ameritrade, Inc.
10180   AmTrust Investment Services, Inc.                                  1801 East 9th Street                OH 99-1502                     Cleveland      OH   44114        IPS                                         7148
10181   AMUR Advisors, LLC                                                                                                                                                                                                 0309*         AMUR
10182   ANB Financial Group LLC
10184   Ancora Securities, Inc.                                            2000 Auburn Drive                   Suite 420                      Cleveland      OH   44122        F/S                                         4951
10183   Ancora Securities, Inc.                                                                                                                                                                                            0443*         DALE
14914   Ancora Securities, Inc.
10185   Anderson & Strudwick, Incorporated                                                                                                                                                                                 0443*         ANSR
14525   Anderson & Strudwick, Inc.                                                                                                                                                                                         0052*         ANSL
10186   Andes Capital Group, LLC                                                                                                                                                                                           0727*         ACGP
10189   Anovest Financial Services, Inc.                                                                                                                                                                                   0750*         ANOV
10190   ANZ Securities, Inc.
10192   AOS, Inc.                                                                                                                                                                                                          0234*         AOSD
10193   AOS, Inc.                                                                                                                                                                                                          0608*         AOSE
10194   AOS, Inc.                                                                                                                                                                                                          0234*         BLOC
10196   APB Financial Group, LLC                                                                                                                                                                                           0226*         ALIR
15202   APB Financial Group, LLC                                                                                                                                                                                           0100*         APBI
10198   Aquila Distributors, Inc.                                          380 Madison Ave.                    Suite 2300                     New York       NY   10017        F/S                                         5552
10199   Aradir Corp.                                                                                                                                                                                                       0352*         ARAD
14829   Arbor Research & Trading, Inc.                                                                                                                                                                                     0388*         ARTI
10201   Arcadia Investment Corp.                                                                                                                                                                                           0352*         AICO
10202   Arcadia Securities, LLC                                                                                                                                                                                            0443*         ARCD
10204   Archey & Co. LLC                                                                                                                                                                                                   0052*         JINS
10203   Archey & Co. LLC                                                                                                                                                                                                   0234*         ACCO
10207   Archipelago Securities, LLC                                        100 South Wacker Drive                                             Chicago        IL   60606        LST, OTC, ACAT, Env-Y                       0436    AHX   ACRA
10206   Archipelago Securities, LLC                                                                                                                                                                                        0436*         ALLC
10205   Archipelago Securities, LLC                                                                                                                                                                                        0436*         ARRB
10208   Archipelago Trading Services, Inc.                                                                                                                                                                                 0436*         ARCA
10209   Ardour Capital Investments, LLC                                                                                                                                                                                    0234*         ARDR
10210   Arete Wealth Management
10211   Ariel Distributors LLC                                             200 East Randolph Drive             Suite 2900                     Chicago        IL   60601        F/S                                         5751
10212   Arjent Services LLC                                                                                                                                                                                                0235*         ALZN
10213   ARKA Securities, Inc.
10214   Arkansas Bankers Bank                                                                                                                          Bond-M
10215   ARMA Financial Services, Inc.
10217   Artisan Partners Distributors, LLC                    1000 North Water Street        Suite 1770               Milwaukee         WI   53202     F/S                                              6653
10219   Arvest Investments, Inc.                              921 W. Monroe Ave.             PO Box 1515              Lowell            AR   72745     IPS                                              4988
10218   Arvest Investments, Inc.                                                                                                                                                                        0141*          ARVS
10220   ASB Securities, LLC                                   1345 Avenue of the Americas    43rd Floor               New York          NY   10105     F/S, ACAT                                        5581
14874   Ascendiant Capital Markets, LLC                                                                                                                                                                 0158*          ASCM
10222   Ashton Young, Inc.                                                                                                                                                                              0279*          MOMY
10223   Askar Corp.
15125   Aspen Equity Partners, LLC                                                                                                                                                                      0309*          ASPN
14652   Assent, LLC                                                                                                                                                                                     0442*          ASNN
14595   Assent, LLC                                                                                                                                                                                     0442*          ASNH
14594   Assent, LLC                                                                                                                                                                                     0442*          ASNG
10224   Assent, LLC                                           5 Marine View Plaza            Main Floor               Hoboken           NJ   07030     OTC, ACAT, Env-Y                                 0442    ANDZ   ANDZ
10230   Assent, LLC                                                                                                                                                                                     0100*          ASNA
10235   Assent, LLC                                                                                                                                                                                     0442*          ASNE
10234   Assent, LLC                                                                                                                                                                                     0442*          ASNF
10233   Assent, LLC                                                                                                                                                                                     0442*          ASND
10232   Assent, LLC                                                                                                                                                                                     0442*          ASSD
10231   Assent, LLC                                                                                                                                                                                     0442*          ASNM
10229   Assent, LLC                                                                                                                                                                                     0442*          ASNX
10228   Assent, LLC                                                                                                                                                                                     0442*          ASNB
10227   Assent, LLC                                                                                                                                                                                     0442*          ASNC
10226   Assent, LLC                                                                                                                                                                                     0442*          ASSX
10225   Assent, LLC                                                                                                                                                                                     0442*          ASSA
10236   Assist Investment Management                                                                                                                                                                    0279*          ASST
10237   Associated Bank Green Bay                             2985 South Ridge Road          Suite C                  Green Bay         WI   54304     F/S                                              2257
10238   Associated Bond Brokers
10240   Associated Investment Services, Inc.                  2895 S. Ridge Rd.              Suite C PO Box 640       Green Bay         WI   54305-0640 IPS                                             7192
10239   Associated Investment Services, Inc.                                                                                                                                                            0443*          ASOI
10241   Associated Securities Corporation                                                                                                                                                               0075*          ASSO
15211   AST Investor Services LLC
10242   Astoria Capital Markets, Inc.                                                                                                                                                                   0234*          JSMD
10243   Atis, Inc.                                                                                                                                                                                      0235*          JEVO
10244   Atlantic Financial Services of Maine, Inc.                                                                                                                                                      0750*          AFSM
10245   Atlantic Trading Partners Incorporated                                                                                                                                                          0235*          ATTR
14839   Atlas One Financial Group, LLC                                                                                                                                                                  0161*          AFGL
14608   Atlas One Financial Group, LLC                                                                                                                                                                  0158*          AOFG
10246   Aton Securities, Inc.                                                                                                                                                                           0161*          ATON
10247   Audobon Securities, Inc.
10248   Auerbach Grayson & Co. Inc.                                                                                                                                                                     0443*          AGCO
10249   Aufhauser Securities, Inc.                                                                                                                                                                      0443*          ARBI
10250   Aura Financial Services, Inc.                                                                                                                                                                   0750*          AURA
14688   Auriga USA, Inc.                                                                                                                                                                                0443*          ARGA
10252   Aurora Capital LLC                                                                                                                                                                              0052*          AURC
10253   Automated Trading Desk Brokerage Services LLC                                                                                                                                                   0100*          ATDB
10255   Automated Trading Desk Financial Services, LLC                                                                                                                                                  0100*          AUTO
10257   Aventura Securities, LLC
10258   Avian Securities, LLC                                                                                                                                                                           0443*          AVIA
10259   Aviemore Funds                                        20 Phelps Road                                          Old Chatham       NY   12136     F/S                                              6509
14625   Avila Capital Markets, Inc.                                                                                                                                                                     0158*          AVIL
10260   Aviva Life Insurance Company                          100 Myrtle Street                                       North Quincy      MA   02171     IPS                                              6425
10261   Aviva Life Insurance Company of New York              100 Myrtle Street                                       North Quincy      MA   02171     IPS                                              6424
10262   AVM, L.P.                                             250 South Australian Avenue    Suite 600                West Palm Beach   FL   33401     Bond-M
10263   Avondale Partners, LLC                                                                                                                                                                          0226*          AVON
15170   AWM Securities, Inc.                                                                                                                                                                            0279*          FINC
15030   AX Trading, LLC                                                                                                                                                                                 0158*          AXTN
10264   AXA Advisors, LLC
10266   AXA Equitable Life Insurance Company                  1290 Avenue of the Americas                             New York          NY   10104     IPS                                              4535
10267   AXA Equitable Life Insurance Company/Life Insurance   1290 Avenue of the Americas                             New York          NY   10104     IPS                                              4632
10268   AXA Network, LLC                                      1245 Crums Mill Road                                    Harrisburg        PA   17112     IPS                                              7123
10269   Axelrod Associates, Inc.                                                                                                                                                                        0727*          AXEL
10270   Axes, LLC                                                                                                                                                                                       0049*          AXES
10271   Axiom Capital Management, Inc.                                                                                                                                                                  0352*          AXIO
14831   AYRE Invstments, Inc.                                                                                                                                                                           0052*          AYRE
10272   Azzad Funds                                           14340 Torrey Chase Boulevard   Suite 170                Houston           TX   77014     F/S                                              5662
10273   BAC Florida Investments Corp.
10274   Backstrom McCarley Berry & Co., LLC
10275   Baird (Robert W.) & Co., Incorporated                 777 East Wisconsin Avenue      First Wisconsin Center   Milwaukee         WI   53202     LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS, IPS   0547    RB     BARD
10276   Baird Patrick & Co., Inc.                                                                                                                                                                       0443*          BPAT
10277   Baker & Co., Incorporated                                                                                                                                                                       0235*          BCOM
10278   Baker (C.P.) Securities Incorporated                                                                                                                                                            0352*          CPBC
10279   Baldwin (Leigh) & Co., LLC                                                                                                                                                                      0226*          LEBO
10280   Baldwin Anthony Securities, Inc                                                                                                                                                                 0279*          BAMC
10281   Ballew Investments, Inc.
10282   Ballista Securities LLC                                                                                                                                                                         0443*          BALZ
10285   Banc of America Investment Services                                                                                                                                                             0226*          NBII
10288   Banc of America Securities, LLC                                                                                                                                                                 0352*          BASV
10293   Banc of America Specialist, Inc.                                                                                                                                                                0161*          BASP
10294   Banc West Investment Services                         13505 California Street                                 Omaha             NE   68154     IPS                                              6130
10295   Banca IMI Securities Corp.                            One William Street                                      New York          NY   10004     LST, OTC, Bond-C, F/S, Env-Y, DSS                0136    MAB    BIMI
14794   Banco Votorantim Securities, Inc.                                                                                                                                                               0443*          VOTO
10296   Banco Votorantim Securities, Inc.
10297   Bancorp Bank (The)                                    405 Silverside Road                                     Wilmington        DE   19809     F/S                                              4859
10298   Bancorp Bank (The)
10300   BancorpSouth Investment Services, Inc.                525 E. Capitol Street                                   Jackson           MS   39201     IPS                                              6048
10299   Bancorpsouth Investment Services, Inc.                525 East Capitol Street                                 Jackson           MS   39201
10301   B & T Securities, Inc.
10302   Banesto Securities, Inc.
14673   Banif Securities Inc.                                                                                                                                                                              0443*          BANF
10303   Banif Securities, Inc.
10304   Bank of America N.A.                                                 200 North College Street                     Charlotte            NC   28255      F/S, ACAT                                   2236
10305   Bank of America N.A./ GWIM TRUST OPERATIONS                          414 N. Akard Street         5th Floor        Dallas               TX   75201-3077 ACAT, F/S                                   0955
10307   Bank of America, N.A.
14521   Bank of America, N.A./Lasalle Bank N.A.                                                                                                                  ACAT                                      2251
10308   The Bank of New York Mellon                                          One Wall Street             5th Floor        New York             NY   10286-0001   F/S, Env-Y, DSS, ACAT                     0901
10309   The Bank of New York Mellon /MIDCAP SPDRS                            2 Hanson Place 12th floor                    Brooklyn             NY   11217                                                  2209
10310   The Bank of New York Mellon/First Trust Exchange Traded Funds        101 Barclay Street 20WEST                    New York             NY   10286                                                  0963
10311                                                                        Three Mellon Bank Center
        The Bank of New York Mellon/ Mellon Trust of New England, National Association                                    Pittsburgh           PA   15259        F/S, ACAT                                 0954
10312   The Bank of New York Mellon/Mellon Securities Trust Co.              120 Broadway                33rd Floor       New York             NY   10005        Env-Y, DSS                                0904
10313   The Bank of New York Mellon/RRZ Public Markets, Inc.                 20206 Route 19              Suite 300        Cranberry Township   PA   16066        Bond-M
10314   The Bank of New York Mellon/Southtrust Bank of Alabama               110 Office Park             3rd Floor        Birmingham           AL   35223        Bond-M
10315   Bank of Oklahoma, N.A.                                               201 Robert S. Kerr Avenue   P.O. Box 24128   Oklahoma City        OK   73102        Bond-M
10316   Bankers & Investors Co.                                                                                                                                                                            0279*          BAIN
10317   Bankers Bank                                                         7700 Mineral Point Road                      Madison              WI   53717        Bond-M
10318   BankersBanc Capital Corporation                                                                                                                                                                    0750*          BBCC
10319   Bankoh Investment Services, Inc.
10320   Bannockburn Partners, LLC                                                                                                                                                                          0158*          BPLC
10551   Bannockburn Partners, LLC                                                                                                                                                                          0750*          GOAL
10321   Banyan Securities, LLC                                                                                                                                                                             0226*          BNYN
14746   Barclays Capital Inc.                                                745 7th Avenue                               New York City        NY   10019        F/S                                       5340
14763   Barclays Capital Inc./Barclays Celsius Funds Ireland/Malta           745 7th Avenue                               New York             NY   10016        F/S                                       5375
10322   Barclays Capital, Inc.                                               70 Hudson Street                             Jersey City          NJ   07302        OTC, Bond-C, Env-Y, F/S                   5101           BCAP
10324   Barclays Capital, Inc.                                                                                                                                                                             5101*          BCHY
10323   Barclays Capital, Inc.                                                                                                                                                                             5101*          BCPP
10325   Barclays Capital, Inc.
10326   Barclays Capital, Inc./Fixed Income                                  222 Broadway                11th Floor       New York             NY   10038-2510 Bond-C                                      7256
10334   Barclays Capital, Inc./LE                                                                                                                              LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS   0229    BARC   LEHM
10335   Barclays Capital, Inc./LE                                                                                                                                                                          0229*          LHMA
10333   Barclays Capital, Inc./LE                                                                                                                                                                          0229*          LSAH
10332   Barclays Capital, Inc./LE                                                                                                                                                                          0229*          LEHB
10331   Barclays Capital, Inc./LE                                                                                                                                                                          0229*          LHSB
10330   Barclays Capital, Inc./LE                                                                                                                                                                          0229*          LATS
10329   Barclays Capital, Inc./LE                                                                                                                                                                          0229*          LHMS
10328   Barclays Capital, Inc./LE                                                                                                                                                                          0229*          LHMB
10327   Barclays Capital, Inc./LE                                                                                                                                                                          0229*          LEHP
10336   Barclays Capital, Inc./Market Maker                                                                                                                      LST, Bond-C                               0055    BCMM
10339   Baron Capital Inc.                                                   767 Fifth Avenue            24th Floor       New York             NY   10153        F/S, ACAT                                 4862
10341   Barrett & Company                                                                                                                                                                                  0226*          BARR
10342   Barrington Research Associates, Inc.                                                                                                                                                               0352*          BRRR
10343   Barron (Nancy) & Associates, Inc.
10344   Barron Moore, Inc.                                                                                                                                                                                 0234*          BMOR
10346   Barton Creek Ltd.
10347   Base Securities LLC
10348   Basic Investors, Inc.                                                                                                                                                                              0234*          BACS
10552   Basis Financial, LLC                                                                                                                                                                               0052*          BFLN
10350   BATS Trading, Inc.                                                                                                                                                                                 0103*          BATS
10351   BATS Trading, Inc.                                                                                                                                                                                 0103*          BYXX
15099   BATS Trading, Inc.                                                                                                                                                                                 0050*          BYXM
15100   BATS Trading, Inc.                                                                                                                                                                                 0050*          BATM
10352   Battenkill Capital, Inc.                                                                                                                                                                           0161*          BATC
10353   Baum (George K.) & Co.                                               120 West 12th Street                         Kansas City          MO   64105        OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS      0129           BAUM
10355   Bay Crest Partners, LLC                                                                                                                                                                            0158*          BAYC
10356   BB&T Investment Services, Inc.                                       200 South College Street    8th Floor        Charlotte            NC   28202        IPS                                       0156
10357   BB&T Investment Services, Inc.                                                                                                                                                                     0702*          BBTT
10358   BBVA Investments Inc.                                                                                                                                                                              0443*          BCMR
10359   BCP Securities, LLC                                                                                                                                                                                0443*          BRCY
10360   Beacon Capital Markets, LLC                                                                                                                                                                        0161*          BEAC
10361   Beacon Investment Company
10362   Beaconsfield Financial Services, Inc.                                                                                                                                                              0727*          BEAF
10363   Beal (M.R.) & Company                                                                                                                                                                              0443*          BEAL
10364   Bear Creek Securities, LLC                                                                                                                                                                         0052*          BCRK
10366   Beck (H.), Inc.                                                      11140 Rockville Pike        Suite 400        Rockville            MD   20852-3104 IPS, F/S                                    0731
10367   Becker & Suffern Ltd.
10368   Bedford Securities, Inc.
10369   Bedrock Securities, LLC                                                                                                                                                                            0234*          BRCK
10370   Bedrok Securities, LLC                                                                                                                                                                             0443*          STLZ
10371   Bel Air Securities LLC                                                                                                                                                                             0352*          BELS
10372   Bellamah, Neuhauser & Barrett, Inc.
10373   Belle Haven Investments, LP                                                                                                                                                                        0443*          BHII
10374   Belle Haven Investments, LP
10375   Beloyan Investment Securities, Inc.                                                                                                                                                                0052*          BELO
10376   Benchmark Company, LLC (The)                                                                                                                                                                       0352*          BNCH
10377   Benchmark Financial Services, Inc.                                                                                                                                                                 0161*          BHMK
10378   Benchmark Investments, Inc.                                                                                                                                                                        0727*          BMRK
10379   Benefit Trust Company                                                5901 College Boulvard       Suite 200        Overland Park        KS   66211        F/S                                       0761
10380   Benefit Trust Company                                                5901 College Blvd.          Suite 200        Overland Park        KS   66211        F/S                                       6647
10382   Benjamin & Jerold Brokerage, Inc.                                                                                                                                                                  0052*          BEJJ
14676   Benjamin S. Edwards Incorporated                                                                                                                                                                   0443*          BFEC
10383   Benjamin Securities Investment Co., Inc.                                                                                                                                                           0279*          BENS
10384   Bentley-Lawrence Securities, Inc.                                                                                                                                                                  0727*          BLSI
10385   Berean Capital, Inc.                                                                                                                                                                               0727*          WHWL
10386   Berghoff & Company, Inc.                                                                                                                                                                           0727*          BEMC
10387   Bermuda Investment Advisory Services
10388   Bernardi Securities, Inc.
10389   Bernstein (Sanford C.) & Co., Inc.                                    One North Lexington Avenue                             White Plains        NY       10601-1785 LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS        0013    SCB   BERN
10390   Bernstein (Sanford C.) & Co., LLC                                                                                                                                                                                     0013*         SBER
10391   Berry Shino Securities, Inc.
10392   Berthel, Fisher & Company Financial Services, Inc.                                                                                                                                                                    0226*         BFFI
10393   Bertolet Capital Trust                                                8000 Town Centre Dr                                    400 Broadview Hts   OH       44147      F/S                                              6701
10394   Berwyn Financial Services                                                                                                                                                                                             0226*         BFSA
14842   Best Direct Securities, LLC                                                                                                                                                                                           0750*         BDSE
10395   BestVest Investments Ltd.                                                                                                                                                                                             0727*         BSTV
10396   BestVest Investments, Ltd.                                                                                                                                                                                            0235*         BVIS
10397   Beta Capital Management                                                                                                                                                                                               0352*         BECM
10398   Beyer & Co.                                                                                                                                                                                                           0727*         BEYR
14739   BGB Securities Inc.                                                                                                                                                                                                   0103*         BGCM
15137   BGC Financial Inc.                                                                                                                                                                                                    0537*         MAXC
15172   BGC Financial Inc.                                                                                                                                                                                                    0537*         MINT
10401   BGC Financial, Inc.                                                                                                                                                                                                   0161*         BGCE
10400   BGC Financial, Inc.                                                                                                                                                                                                   0537*         MAXN
10399   BGC Financial, Inc.                                                                                                                                                                                                   0537*         EBKR
10402   BGC Financial, L.P.                                                   110 E. 59th Street                       7th Floor     New York            NY       10005      OTC, Bond-C/M, Env-Y, ACAT                       0537          BGCF
10404   BHIL Distributors, Inc.                                               4041 North High St.                      Suite 402     Columbus            OH       43214      F/S                                              6532
10405   BHIL Distributors, Inc./Diamond Hill Funds                            325 John H. McConnell Blvd., Suite 200                 Columbus            OH       43215      F/S, ACAT                                        4729
15151                                                                         4041 N. High St.
        BHIL Distributors, Inc./Independent Franchise Partners US Franchise Equity Fund                                Suite 402     Columbus            OH       43214      F/S                                              3754
14894   BHIL Distributors, Inc./Matthews International Capital Management LLC                                                                                                                                                 5150
10407   BHIL Distributors, Inc./Performance Funds                             3435 Stelzer Road                                      Columbus            OH       43219      F/S, ACAT                                        5854
10406   BHIL Distributors, Inc./Praxis Funds                                  1110 North Market St.                    P.O Box 483   Goshen              IN       46527      F/S                                              5791
10408   Bhirud Associates, Inc.                                                                                                                                                                                               0352*         BHIR
10409   BHK Securities, LLC
14745   Bianco Financial Inc.                                                                                                                                                                                                 0158*         BFIB
10410   BIDS Trading L.P.                                                                                                                                                                                                     0161*         BIDS
10411   Bill Few Associates, Inc.
10412   Biltmore International Corp.                                                                                                                                                                                          0161*         BMIC
10413   Biondo Asset Management LLC                                                                                                                                                                                           0226*         BGIA
10414   Birchwood Securities Corp.                                                                                                                                                                                            0442*         BWEX
10416   Biremis Corporation                                                                                                                                                                                                   0100*         BRMS
10417   Birkelbach Investment Securities, Inc.
10419   Bishop, Rosen & Co., Inc.                                                                                                                                                                                             0226*         BISH
10420   Black (James I.) & Co.                                                311 South Florida Avenue                               Lakeland            FL       33801      OTC, Bond-M, Bond-C, ACAT, F/S, Env-Y, DSS       7031          BLCK
13067   Blackbook Capital LLC                                                                                                                                                                                                 0158*         PHNX
10422   Blackburn & Company                                                                                                                                                                                                   0642*         BLKB
10337   BlackRock Execution Services                                                                                                                                                                                          0158*         BGIS
10423   BlackRock Institutional Trust Company, N.A.                           400 Howard Street                                      San Francisco       CA       94105      F/S                                              4722
10424   BlackRock Investments, LLC                                            40 East 52nd Street                                    NY                  NY       10022      F/S, ACAT                                        5882
10425   BlackRock Investments, LLC/BlackRock Global Funds                     40 East 52nd Street                                    New York            NY       10020      F/S                                              4982
10426   BlackRock Investments, LLC/Bond Allocation Target Shares              760 Moore Road                                         King of Prussia     PA       19406      F/S                                              4868
10427   BlackRock Investments, LLC/ICS                                        40 East 52nd Street                                    New York            NY       10022      F/S                                              5123
10429   BlackRock Investments, LLC/Provident Institutional Funds              3200 Horizon Drive                                     King of Prussia     PA       19406      F/S                                              5813
10430   Blair (William) & Company, LLC                                        222 West Adams Street                    14th Floor    Chicago             IL       60606      LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS, IPS   0771    WBL   WBLR
10431   Blair (William) & Company, LLC                                        222 West Adams Street                                  Chicago             IL       60606      F/S, ACAT                                        5538
10432   Blaylock Robert Van, LLC                                                                                                                                                                                              0443*         BRVL
10434   Bley Investments Group, Inc.                                                                                                                                                                                          0443*         BLEY
10433   Bley Investments Group, Inc.                                                                                                                                                                                          0443*         BLAY
15060   Blinkbox, Ltd.                                                                                                                                                                                                        0873*         BBOX
10436   Block Kelly Company                                                                                                                                                                                                   0750*         BKKY
14796   Bloomberg Tradebook LLC                                                                                                                                                                                               0651*         IOIX
10437   Bloomberg Tradebook LLC                                                                                                                                                                                               0651*         BOOK
10439   Blount Parrish & Co., Inc.
14511   Blue Alternative Asset Management LLC                                                                                                                                                                                 3405
10440   Blue Bay Capital Ltd.                                                                                                                                                                                                 0750*         BBAY
10441   Blue Capital Securities, Inc.                                                                                                                                                                                         0352*         BCSB
10443   Blue Frog Solutions, Inc.                                             555 S. Andrews Ave.                      #202          Pompano Beach       FL       33069      IPS                                              6358
10446   Blue Trading, Inc.                                                                                                                                                                                                    0158*         BTNY
10444   Blue Trading, Inc.                                                                                                                                                                                                    0501*         WBCO
10447   Bluebid Brokerage, LLC
10449   Bluefin Research Partners, Inc.                                                                                                                                                                                       0443*         TUNA
10450   Bluefire Capital, LLC                                                                                                                                                                                                 0234*         BFRC
14849   BlueFire Capital, LLC                                                                                                                                                                                                 0695*         FIRE
10452   Blum (Robert) Municipals Inc.
10453   BMA Securities                                                                                                                                                                                                        0158*         BMAS
10454   BMO Capital Markets Corp.                                             3 Times Square                           28th Floor    New York            NY       10036      LST, OTC, Bond-C, ACAT, Env-Y, DSS               0045    BMO   BMOC
10455   BMO Capital Markets Corp.                                                                                                                                                                                             0045*         NBSI
11600   BMO Capital Markets GKST Inc.                                         300 Sears Tower                                        Chicago             IL       60606      Bond-M
12428   BMO Harris Bank NA/M&I Trust                                          11270 W Park Place                                     Milwaukee           WI       53224      Bond-M, ACAT, F/S                                0992
10456   BMO Nesbitt Burns Inc./CDS                                            1 First Canadian Place                   Suite 1300    Toronto, Ontario    Canada   M5X 1H3    Env-A, DSS, OTC                                  5043@         NTBF
10457   BMO Nesbitt Burns Securities, Ltd.                                                                                                                                                                                    0352*         NBSL
10458   BMO Nesbitt Burns Trading Corp., S.A.                                 3 Times Square                           28th Floor    New York            NY       10036      OTC, ACAT, Env-Y                                 0018          NBTC
10459   BNP Paribas Prime Brokerage, Inc.                                     100 West 33rd Street                                   New York            NY       10001      F/S, Env Y, ACAT                                 2154
10461   BNP Paribas Investment Services, LLC                                                                                                                                                                                  0049*         BNPC
10462   BNP Paribas Securities Corp.                                          555 Croton Road                          4th Floor     King of Prussia     PA       19406      LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS        0049    BNP   BNPS
10460   BNP Paribas Securities Corp.                                          555 Croton Road                                        King of Prussia     PA       19406      F/S                                              5551
10466   BNP Paribas Securities Corp.                                                                                                                                                                                          0049*         BNPB
10463   BNP Paribas Securities Corp.                                                                                                                                                                                          0049*         PARI
10465   BNP Paribas Securities Corp./Fixed Income                             555 Croton Road                                        King of Prussia     PA       19406      Bond-C/M
11332   BNP Paribas Securities Corp./Henderson Horizon Funds                                                                                                                 F/S                                              5866
10468   BNY Capital Markets Inc.                                                                                                                                                                                              0443*         BKCM
10469   BNY ConvergEx Execution Solutions LLC                                 1633 Broadway                            30th Floor    New York            NY       10019      LST, OTC, Bond-C/M, ACAT, Env-Y, DSS             0100    BNY   ECUT
10471   BNY Convergex Execution Solutions, LLC                                                                                                                                                                                0100*         NYFT
10470   BNY Convergex Execution Solutions, LLC                                                                                                                                                                                0100*         NYFX
13015   BNY Mellon Distributors Inc.                                          1700 West 82nd Street                    Suite 125     Bloomington         MN       55431      F/S                                              0440
14484   BNY Mellon Distributors Inc.                                                                                                                                                                                          6658
13018   BNY Mellon Distributors Inc./Aston Funds                               440 Computer Drive                          Westborough       MA   01581      F/S, ACAT                                   5699
13021                                                                          3200 Horizon Drive
        BNY Mellon Distributors Inc./Bogle Investment Management Funds of the RBB Fund, Inc.                               King of Prussia   PA   19406      F/S, ACAT                                   5818
13023   BNY Mellon Distributors Inc./Consulting Group Capital Markets Funds 760 Moore Road                                 King of Prussia   PA   19403      F/S, ACAT                                   5422
13024   BNY Mellon Distributors Inc./E.I.I. Realty Securities Trust            760 Moore Road                              King of Prussia   PA   19406      F/S, ACAT                                   6579
13050   BNY Mellon Distributors Inc./Fairholme Fund                            760 Moore Road                              King of Prussia   PA   19406      F/S                                         4870
14485   BNY Mellon Distributors Inc./First Puerto Rico Family of Funds                                                                                       F/S                                         5547
13026   BNY Mellon Distributors Inc./Fundvantage Trust                         760 Moore Road                              King of Prussia   PA   19406      F/S, ACAT                                   5611
13027   BNY Mellon Distributors Inc./Guidestone Funds                          760 Moore Road                              King of Prussia   PA   19406      F/S, ACAT                                   5782
13051   BNY Mellon Distributors Inc./High Mark Funds                           760 Moore Road                              King of Prussia   PA   19403      F/S, ACAT                                   5820
13028   BNY Mellon Distributors Inc./Highland Family of Funds                  760 Moore Road                              King of Prussia   PA   19406      F/S, ACAT                                   5979
13047   BNY Mellon Distributors Inc./Kalmar Pooled Investment Trust            760 Moore Road                              King of Prussia   PA   19406      F/S                                         5716
13052                                                                          760
        BNY Mellon Distributors Inc./Marvin & Palmer Funds of the RBB Fund, Inc. Moore Road                                King of Prussia   PA   19403      F/S, ACAT                                   6679
13016                                                                           Inc.
        BNY Mellon Distributors Inc./Matson Family, Inc. Funds of the RBB Fund760 Moore Road                               King of Prussia   PA   19403      F/S, ACAT                                   5947
13030                                                                          211 South Gulph Road
        BNY Mellon Distributors Inc./Matthews International Funds DBA Matthews Asia Funds                                  King of Prussia   PA   19406      F/S, ACAT                                   5724
13031   BNY Mellon Distributors Inc./Metropolitan West Funds                   4400 Computer Drive                         Westborough       MA   01581      F/S, ACAT                                   6644
13029   BNY Mellon Distributors Inc./MGI Funds                                 760 Moore Road                              King of Prussia   PA   19406      F/S, ACAT                                   5725
13039                                                                          3200 Horizon Drive
        BNY Mellon Distributors Inc./Money Market Portfolio of the RBB Fund, Inc.                                          King of Prussia   PA   19406      F/S, ACAT                                   5808
13032   BNY Mellon Distributors Inc./Old Westbury Funds, Inc.                  760 Moore Road                              King of Prussia   PA   19406      F/S                                         5651
13053                                                                          760 Moore Road
        BNY Mellon Distributors Inc./Perimeter Capital Management Funds of the RBB Fund, Inc.                              King of Prussia   PA   19406      F/S                                         5416
13038   BNY Mellon Distributors Inc./Primerica Financial Services              760 Moore Road             F4-F760-1A-8     King of Prussia   PA   19406      F/S                                         0689
13040                                                                          3200
        BNY Mellon Distributors Inc./Robeco Investment Funds of the RBB Fund, Inc. Horizon Drive                           King of Prussia   PA   19406      F/S, ACAT                                   5800
13042                                                                          3200 Horizon Drive
        BNY Mellon Distributors Inc./Schneider Capital Management Funds of the RBB Fund, Inc.                              King of Prussia   PA   19406      F/S, ACAT                                   5856
13054   BNY Mellon Distributors Inc./Spirit of America Investment Fund, Inc.   760 Moore Road                              King of Prussia   PA   19406      F/S                                         5362
13019   BNY Mellon Distributors Inc./Sterling Capital Funds                    760 Moore Road                              King of Prussia   PA   19406      F/S, ACAT                                   5648
13044   BNY Mellon Distributors Inc./Stratton Family of Funds                  211 South Gulph Road                        King of Prussia   PA   19406-0903 F/S, ACAT                                   5448
13055   BNY Mellon Distributors Inc./The Industry Leaders Fund                 760 Moore Road                              King of Prussia   PA   19406      F/S                                         5654
13049   BNY Mellon Distributors Inc./The Motley Fool Funds Trust               760 Moore Road                              King of Prussia   PA   19406      F/S                                         6594
13045   BNY Mellon Distributors Inc./The Torray Funds                          3200 Horizon Drive                          King of Prussia   PA   19406      F/S, ACAT                                   6554
13048                                                                          760
        BNY Mellon Distributors Inc./BNYM I.S. Trust Co FBO Fundmanager Clients Moore Road                                 King of Prussia   PA   19406      F/S                                         5914
13033                                                                          760 Moore
        BNY Mellon Distributors Inc./BNYM I.S. Trust Co FBO JJB Hilliard WL Lyonds Inc. Road              F4-F760-1A-8     King of Prussia   PA   19406      F/S                                         0649
13034                                                                          760 Program
        BNY Mellon Distributors Inc./BNYM I.S. Trust Co FBO Managers Fund Wrap Moore Road                 F4-F760-1A-8     King of Prussia   PA   19406      F/S                                         0657
13035                                                                           Program
        BNY Mellon Distributors Inc./BNYM I.S. Trust Co FBO Morningstar Wrap760 Moore Road                F4-F760-1A-8     King of Prussia   PA   19406      F/S                                         0474
13037                                                                          760 Moore Road
        BNY Mellon Distributors Inc./BNYM I.S. Trust Co FBO Health Savings Account                        F4-F760-1A-8     King of Prussia   PA   19406      F/S                                         0592
14633   BNY Mellon Distributors Inc./Simple Alternatives Funds of The RBB Fund, Inc.                                                                         F/S                                         5342
15113                                                                          760 Moore Road
        BNY Mellon Distributors Inc./Versus Capital Multi-Manager Real Estate Income Fund LLC                              King of Prussia   PA   19406                                                  3750
10472   BNY Mellon Securities LLC                                                                                                                                                                        0443*        CMFS
14803   Bodell Overcash Anderson & Co.                                                                                                                                                                   0309*        BOLL
10473   Boe Securities Inc.                                                                                                                                                                              0161*        BOSE
10474   Boenning & Scattergood, Inc.                                                                                                                                                                     0141*        BOSC
10475   BofA Distributors, Inc.                                                One Financial Center                        Boston            MA   02111      F/S, ACAT                                   5320
10476   Bolder Investment Partners                                                                                                                                                                       5058*        BOLD
14612   Bolton Securities Corporation                                                                                                                                                                    0235*        BLTN
14783   BOM Capital                                                                                                                                                                                      0161*        BCBM
10478   Bond One, LLC                                                                                                                                                                                    0750*        BDON
10479   Bonddesk Trading, LLC
10480   Bonds.com, Inc
10481   BOSC, Inc.                                                                                                                                                                                       0443*        BOKI
10482   BOSC, Inc.                                                             201 Robert S. Kerr Ave.    4th Floor        Oklahoma City     OK   73102
10485   Botzum (C.A.) & Company                                                                                                                                                                          0052*        BOTZ
10486   Bozarth, Newton & Murphy Securities, Inc.
14544   BPU Investment Management Inc.                                                                                                                                                                   0443*        BZPI
10487   Bradesco Securities, Inc.                                                                                                                                                                        0226*        BRSE
10488   Branch Banking and Trust Company                                       233 W. Nash Street                          Wilson            NC   27894      F/S, ACAT                                   5385
10489   Brandis Tallman LLC
10490   Braver Stern
10491   Braver Stern Securities Corp.                                                                                                                                                                    0352*        BRAV
10492   Braymen, Lambert & Noel Securities, Ltd.
14971   Braymen, Lambert and Noel Securities, Ltd.                                                                                                                                                       0309*        BLNS
14493   Bread & Butter Fund, Inc.                                                                                                                            F/S, ACAT                                   5358
10493   Brean Murray, Carret & Co., LLC                                                                                                                                                                  0158*        BMUR
10494   Brean Murray, Carret & Co., LLC
10495   Brecek & Young
10496   Brent (H.D.) & Company, Inc.                                                                                                                                                                     0235*        BRNT
10499   Briarcliff Capital Corp.                                                                                                                                                                         0234*        KART
10500   Briggs-Ficks Securities, LLC                                                                                                                                                                     0235*        BFSL
10501   Brighton Securities Corp.
10502   Brill Securities, Inc.                                                                                                                                                                           0352*        BRIL
10504   Brinker Capital Securities Corp.
10505   Brinson Patrick Securities Corporation                                                                                                                                                           0158*        BRIN
10506   Brittingham, Inc.
10507   Broad Street Securities
10509   Broadband Capital Management, LLC                                                                                                                                                                0226*        BAND
10513   Brockhouse & Cooper, Inc.                                                                                                                                                                        0443*        BROC
10516   Broker Dealer Financial Services Corp.                                 8800 NW 62nd Avenue                         Johnston          IA   50131      IPS                                         5985
10515   Broker Dealer Financial Services Corp.
10518   Brookshire Securities Corporation                                                                                                                                                                0052*        BSCT
10517   Brookshire Securities Corporation                                                                                                                                                                0750*        BSCO
10520   Brookstone Securities, Inc.                                            520 South Florida Avenue                    Lakeland          FL   33801      IPS                                         0495
10519   Brookstone Securities, Inc.                                                                                                                                                                      0309*        RSIC
10521   Brookview Capital LLC                                                                                                                                                                            0501*        BKVW
10522   Brown & Brown Securities, Inc.                                                                                                                                                                   0279*        BRBR
10523   Brown Advisory Securities, LLC
10524   Brown Associates, Inc.                                                                                                                                                                           0235*        BWNA
10525   Brown Brothers Harriman & Co.                                          525 Washington Blvd.                        Jersey City       NJ   07310      LST, OTC, Bond-C/M, ACAT, Env-Y, DSS, F/S   0010    BB   BBHC
14494   Brown Brothers Harriman & Co.                                                                                                                        F/S                                         5930
15018   Brown Brothers Harriman & Co./BBH Collective Investment Series Trust140 Broadway                                   New York          NY   10005      F/S                                         5135
10526   Brown Brothers Harriman and Company/ETF                                525 Washington Blvd        Newport Towers   Jersey City       NJ   07310                                                  0109
10527   Brown, Lisle/Cummings, Inc.
10528   Brownstone Investment Group                                                                                                                                                                                       0501*         BIGG
10533   BTG Capital Corp                                                                                                                                                                                                  0443*         PACT
10535   BTIG, LLC                                                                                                                                                                                                         0501*         BTIG
10534   BTIG, LLC                                                                                                                                                                                                         0501*         BAYT
10536   BTIG, LLC                                                                                                                                                                                                         0443*         BTIS
15009   BTIG, LLC                                                                                                                                                                                                         0352*         BTIX
10537   BTN Research, Inc.                                                                                                                                                                                                0161*         BTNR
10538   Buckingham Research Group Incorporated (The)                                                                                                                                                                      0226*         BUCK
10540   Buckman, Buckman & Reid, Inc.                                                                                                                                                                                     0158*         BBRF
10539   Buckman, Buckman & Reid, Inc.                                                                                                                                                                                     0235*         BKRT
10541   Buell Securities Corp.                                                                                                                                                                                            0443*         BUEL
10542   Bulltick Securities, Inc.                                                                                                                                                                                         0443*         BLTS
10543   Bulltick, LLC                                                                                                                                                                                                     0443*         BLTK
10544   Burch & Co., Inc.                                                                                                                                                                                                 0234*         BURC
14768   Burke & Quick Partners LLC                                                                                                                                                                                        0158*         BAQP
10546   Burke, Lawton, Brewer & Burke, LLC
10547   Burnham Securities Inc.                                            1325 Avenue of the Americas     43rd Floor                New York                      NY             10105      F/S                          5583
10548   Burnham Securities Inc.                                                                                                                                                                                           0352*         BRNM
14740   Burrill LLC                                                                                                                                                                                                       0158*         BURR
10549   Butler Larsen Pierce & Company, Inc.
10550   Buttonwood Partners, Inc.
14886   Cabrera Capital Markets, Inc.                                                                                                                                                                                     0161*         CABA
10553   Cabrera Capital Markets, Inc.                                                                                                                                                                                     0443*         CABR
10554   Cadaret, Grant & Co. Inc.                                          One Lincoln Center, 5th Floor   110 West Fayette Street   Syracuse                      NY             13202      F/S, IPS                     0241
10555   Cadaret, Grant & Co., Inc.                                                                                                                                                                                        0443*         CGAT
10556   Cadena Capital Group                                                                                                                                                                                              0501*         CADG
10557   Cain Brothers & Company, LLC
10558   Calamos Financial Services LLC                                     1111 East Warrenville Road                                Naperville                    IL             60563-1448 F/S, ACAT                    5835
10559   Calamos Financial Services LLC/Calamos Global Fund PLC             2020 Calamos Court                                        Naperville                    IL             60563      F/S                          6621
10560   Caldwell International Securities Corporation                                                                                                                                                                     0279*         CISC
10561   Caldwell Securities Ltd./CDS                                       150 King Street West            Suite 1710, P.O. Box 47   Toronto                       Ontario, Canada M5J 1J9   Env-A, DSS                   5013@
10562   Caldwell Securities, Incorporated                                                                                                                                                                                 0103*         CALD
10563   Caldwell Trust Company                                             201 Center Road                 Suite 2                   Venice                        FL             34285      F/S, ACAT                    2687
10564   Cales Investments, Inc.                                                                                                                                                                                           0750*         CALE
10566   Callaway Financial Services, Inc.                                                                                                                                                                                 0309*         CALL
10567   Calton & Associates, Inc.                                                                                                                                                                                         0279*         CALT
10568   Calvert Investment Distributors, Inc.                              4550 Montgomery Avenue                                    Bethesda                      MD             20814      F/S, ACAT                    5543
10569   Cambria Capital, LLC                                                                                                                                                                                              0052*         CAMC
10570   Cambridge Investment Research, Inc.                                                                                                                                                                               0443*         CIRI
10571   Camelot Investment Advisors, Ltd.
10572   Canaccord Adams Inc.                                               60 State Street                 12th Floor                Boston                        MA             02109                                   0443*         ADAM
10574   Canaccord Capital Corporation/CDS                                                                                                                                                                                 5046*         CCAI
10577   Canaccord Genuity Corp.CDS                                         2100-609 Granville Street                                 Vancouver, British Columbia   Canada         V7H 1H2    OTC, Env-A, DSS              5046@         CICF
15035   Canaccord Wealth Management (USA) Inc.                                                                                                                                                                            0443*         NRAM
10580   Cantella & Co., Inc.                                               101 Federal Street              13th Floor                Boston                        MA             02110      IPS                          0699
10579   Cantella & Co., Inc.                                                                                                                                                                                              0443*         CTLA
10581   Canterbury Consulting Incorporated
10582   Cantone Research, Inc.
10583   Cantor Fitzgerald & Co.                                            135 East 57th Street            5th Floor                 New York                      NY             10022-2522 OTC, Bond-C/M, Env-Y, DSS    0696          CANT
10584   Cantor Fitzgerald & Co.                                                                                                                                                                                           0696*         ESPD
15057   Cantor Fitzgerald & Co.                                                                                                                                                                                           0501*         CFCS
10585   Cantor Fitzgerald & Co. - Cantor Clearing Services                 110 East 59th Street            4th Floor                 New York                      NY             10022      OTC, Bond-C/M, ACAT          0197          CSPD
10586   Cantor Fitzgerald & Co./Aqua Securities, L.P.                      110 East 59th Street            7th Floor                 New York                      NY             10005      OTC, Env-Y, Bond-C, Bond-M   7310          AQUA
10587   Cantor Fitzgerald & Co./Debt Capital Markets                       135 East 57th Street                                      New York                      NY             10022      OTC, Bond-C/M                7311          CFCO
10588   Cantor, Weiss & Friedner, Inc.
10589   Cape Securities Inc.
14591   Capital Analysts Inc.                                                                                                                                                                                             0443*         CAPI
10590   Capital Analysts, Inc.
10591   Capital Financial Services, Inc.                                                                                                                                                                                  0235*         CAPF
10592   Capital Group Securities (The)                                                                                                                                                                                    0727*         CGSE
10593   Capital Growth Resources, Inc.                                                                                                                                                                                    0158*         WALT
10594   Capital Guardian Trust Company                                     11100 Santa Monica Blvd.                                  Los Angeles                   CA             90025      F/S                          4873
10595   Capital Guardian Trust Company/Capital International Funds         11100 Santa Monica Blvd.                                  Los Angeles                   CA             90025      F/S                          5107
14513   Capital Guardian Trust Company/CGPCS                                                                                                                                                 F/S                          5389
10597   Capital Institutional Services, Inc.                               750 North St. Paul Street       Suite 2200                Dallas                        TX             75201      LST, Bond-C                  0475    CIS
10596   Capital Institutional Services, Inc.                                                                                                                                                                              0161*         CIST
14883   Capital Integration Systems LLC                                                                                                                                                                                   3470
10598   Capital Investment Brokerage Inc.                                                                                                                                                                                 0750*         CAPB
10601   Capital Investment Group, Inc.                                     17 Glenwood Avenue                                        Raleigh                       NC             27622      IPS                          0545
10599   Capital Investment Group, Inc.                                     116 S Franklin Street                                     Rocky Mount                   NC             27802-0069 F/S                          5664
10600   Capital Investment Group, Inc.                                                                                                                                                                                    0750*         CAPG
10602   Capital Investment Services, Inc.                                                                                                                                                                                 0443*         CISE
10603   Capital Management Securities, Inc.                                                                                                                                                                               0279*         CMSI
10604   Capital One Investment Services LLC/Chevy Chase Securities, Inc.   7501 Wisconsin Avenue           9th Floor                 Bethesda                      MD             20814-6519 F/S, IPS                     0290
10605   Capital One Southcoast, Inc.                                                                                                                                                                                      0443*         SOCO
10606   Capital Path Securities, LLC                                                                                                                                                                                      0052*         PATH
10607   Capital Path Securties
10608   Capital Portfolio Management Inc.                                                                                                                                                                                 0352*         CPMI
10609   Capital Securities Investment Corporation
10610   Capital Securities of America, Inc.
10611   Capital Select Investment                                                                                                                                                                                         0235*         CSIN
14687   Capital Synergy Partners                                                                                                                                                                                          0235*         CSPI
10612   Capitalquest Securities, Inc.
11680   Capitol Securities and Associates, Inc.
10613   Capitol Securities Management, Inc.                                                                                                                                                                               0443*         CSMI
10614   Capitol Securities Management, Inc.                                                                                                                                                                               0702*         CSCV
10615   Capmark Securities Inc.                                            1801 California Street          Suite 3900                Denver                        CO             80202      Bond-M
10616   CAPMARUSA, LLC                                                     11550 Common Oaks Drive         Suite 200                 Raleigh                       NC             27614      IPS                          6007
10617   CapNet Securities Corporation                                                                                                                                                                             0279*   MITC
10618   Caprock Securities, Inc.                                                                                                                                                                                  0279*   CLSI
10619   Capstone Asset Planning Co./Capstone Church Bond Fund   5847 San Felipe             Suite 4100                          Houston          TX             77057      F/S                                    5838
10620   Capstone Financial Services, Inc.                       5847 San Felipe Street      Suite 4100                          Houston          TX             77057-3011 F/S, ACAT                              5801
10621   Capstone Investments                                                                                                                                                                                      0103*   CPST
10623   Cardinal Bank                                           8270 Greensboro Drive       Suite 500                           McLean           VA             22102      F/S                                    5996
10624   Cardinal Investments Inc.                                                                                                                                                                                 0235*   CRDL
10625   Carey, Thomas, Hoover & Breault, Inc.
10626   Carillon Investments, Inc.
10627   Caris & Company, Inc.                                                                                                                                                                                     0443*   CRIS
10628   Carl P. Sherr and Co., LLC                                                                                                                                                                                0443*   SHRR
10629   Carlin Equities LLC
10631   Carnes Capital Corp.                                                                                                                                                                                      0352*   CCCO
10632   Carolina Capital Markets, Inc.                                                                                                                                                                            0702*   CARC
10633   Carolina Municipal Securities, Inc.                                                                                                                                                                       0235*   COLA
10634   Carolinas Investment Consulting, LLC
10635   Carr Securities Corp.                                                                                                                                                                                     0226*   CARR
10636   Carter, Terry & Company, Inc.                                                                                                                                                                             0235*   CATE
10638   Carty & Company, Inc.
10639   Cary Street Partners LLC
10640   Cascade Investment Group, Inc.                                                                                                                                                                            0235*   BJRC
10641   Casey Professional Services, LLC                                                                                                                                                                          0501*   CPSI
10642   Casimir Capital, L.P.
10643   Casimir Capital, L.P.                                                                                                                                                                                     0234*   CASI
10644   Cass (Quincy) Associates Inc.
10645   CastleOak Securities, L.P                                                                                                                                                                                 0197*   COAK
10646   Castlewood Securities LLC                                                                                                                                                                                 0352*   RFLL
10647   Cathay Securities, Inc.                                                                                                                                                                                   0158*   CATH
10649   CBIZ Financial Solutions, Inc.                          6050 Oak Tree Blvd.         Suite 500                           Cleveland        OH             44131      IPS                                    0682
10648   CBIZ Financial Solutions, Inc.                                                                                                                                                                            0226*   BGSG
10650   Creditex Securities Corporation
14596   CCM Securities, LLC                                                                                                                                                                                       0352*   TURN
10651   CCO Investment Services Corp                            53 State Street                                                 Boston           MA             02109      IPS                                    6313
10652   CD Funding Securities, LLC                                                                                                                                                                                0052*   CDFS
10653   CDS Clearing and Depository Services Inc.               85 Richmond Street West                                         Toronto          Ontario, Canada M5H 2C9   Env-Y, DSS                             5099@
14635   Celadon Financial Group LLC                                                                                                                                                                               0551*   CLDN
10654   Celadon Financial Group, LLC                                                                                                                                                                              0443*   SPLN
10655   Centaurus Financial Inc.
10656   Centennial Securities Company, LLC
10657   CenterState Bank of Florida, N.A.                       3800 Colonnade Parkway      Suite 210                           Birmingham       AL             35243      Bond-M
10659   Central Securities, LLC                                                                                                                                                                                   0750*   CENT
15189   Central States Capital Markets, LLC
10660   Central Trust Bank                                      238 Madison Street                                              Jefferson City   MO             65101      F/S                                    2880
10661   Central Trust Bank
10662   Centurion Institutional Services Inc.                                                                                                                                                                     0352*   CETR
10663   Centurion Life Insurance Company                        800 Walnut Street                                               Des Moines       IA             50309      IPS                                    6005
14780   Ceros Financial Services, Inc.                          866 Sixth St.               Unit 4                              South Boston     MA             02127      IPS                                    5331
14706   Ceros Financial Services, Inc.                                                                                                                                                                            0158*   CFSI
10664   Ceros Financial Services, Inc.                                                                                                                                                                            0226*   CERS
10665   Cert Direct Securities Inc.                                                                                                                                                                               0750*   CDSO
10666   CF Global Trading, LLC                                                                                                                                                                                    0161*   CFGT
14827   CF Global Trading, LLC
10667   CFD Investments                                                                                                                                                                                           0235*   CFDI
10668   CFT Securities LLC                                                                                                                                                                                        0352*   QBSI
10669   CG Compass (USA) LLC                                                                                                                                                                                      0352*   CGCO
10672   Chapdelaine & Co.                                                                                                                                                                                         0443*   CHPP
10673   Chapdelaine Corporate Securities                                                                                                                                                                          0158*   CHPY
10674   Chapin, Davis
14960   Chardan Capital Markets LLC                                                                                                                                                                               0158*   AABA
10676   Charles Morgan Securities, Inc.                                                                                                                                                                           0052*   CMSS
10677   Charles River Brokerage LLC                                                                                                                                                                               0161*   CRBC
14610   Charles River Brokerage LLC                                                                                                                                                                               0443*   CRBB
10678   Charles Schwab & Co. Inc./ Charles Schwab Bank          215 Freemont Street                                             San Francisco    CA             94105                                             2993
10679   Charles Schwab & Co. Inc./MF Clearing Services          9601 E. Panorama Circle                                         Englewood        CO             80112      F/S                                    7471
13543   Charles Schwab & Co., Inc.                              101 Montgomery Street                                           San Francisco    CA             94104      OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS   0164    CHAS
10680   Charles Schwab & Co., Inc.                              9601 East Panorama Circle                                       Englewood        CO             80112      F/S                                    5489
10681   Charles Schwab Bank                                     215 Fremont Street          6th Floor                           San Francisco    CA             94105      F/S                                    5655
10682   Charles Vista, LLC                                                                                                                                                                                        0052*   CVTA
10683   Charleston Capital Corporation
10684   Charter One Securities Inc.                             One Citizens Plaza          c/o CCO Investment Services Corp.   Providence       RI             02903      IPS                                    7237
10685   Charter Pacific Securities, LLC                                                                                                                                                                           0750*   CPSL
10686   Chase Investment Services Corp.                         420 West Van Buren Street   Floor 08 - Mailcode IL1-0341        Chicago          IL             60606-3534 IPS                                    0432
10687   Chase Investment Services Inc.
10688   Chatsworth Securities LLC                                                                                                                                                                                 0279*   CHTS
10689   Cheevers & Company Inc                                                                                                                                                                                    0161*   CHBC
10690   Cheevers Hand & Angeline, Inc.                                                                                                                                                                            0750*   CBFG
10691   Chela Technology Partners, LLC                                                                                                                                                                            0352*   CAMM
14804   Chelsea Financial Services                                                                                                                                                                                0309*   CFIN
10692   Chevy Chase Trust Company                               7501 Wisconsin Avenue                                           Bethesda         MD             20814      F/S                                    4708
10693   Chicago Analytic Trading Company, LLC                                                                                                                                                                     0443*   CATC
10694   Chicago Analytical Trading Company, LLC
10695   Chicago Board of Options Exchange/Bear Stearns                                                                                                                                                            0352*   CBOH
10696   Chicago Board Options Exchange, Inc.                    400 S. LaSalle                                                  Chicago          IL             60605                                             0739
10698   Chickasaw Securities, LLC                                                                                                                                                                                 0352*   CHCK
10699   Chilian Partners L.P.                                                                                                                                                                                     0352*   CHIL
10700   Choice Investments                                                                                                                                                                                        0279*   COCE
15206   Chopper Securities LLC                                                                                                                                                                                    0396*   CHPR
10701   Churchill Capital USA, Inc.                                                                                                                                                                               0443*   CHLC
10702   Churchill Financial LLC                                                                                                                                                                                     0352*          CHCH
10703   CIBC World Markets, Inc.                                              161 Bay Street                 10th Floor   Toronto, Ontario   Canada   M5J 2S8      OTC, Env-A, DSS                                  5030@          WGIF
10704   CIBC World Markets Corp.                                              425 Lexington Avenue           5th Floor    New York           NY       10017        LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS        0438    CWMK   CWMK
10707   CIBC World Markets Corp.                                                                                                                                                                                    0438*          CWMC
15117   CIBC World Markets Corp.                                                                                                                                                                                    0229*          CWMA
10708   C.I.G. Corp.                                                                                                                                               IPS                                              6479
10709   CIG Securities                                                                                                                                                                                              0052*          CIGC
10710   CIM SECURITIES, LLC                                                                                                                                                                                         0279*          CIMS
10715   Citadel Securities LLC                                                                                                                                     Bond-C, LST                                      0395    CTDL   CDRG
14647   Citadel Securities LLC                                                                                                                                                                                      0395*          CATS
10718   Citadel Securities LLC                                                                                                                                                                                      0395*          IELP
10717   Citadel Securities LLC                                                                                                                                                                                      0395*          ICRD
10716   Citadel Securities LLC                                                                                                                                                                                      0395*          CTDL
10714   Citadel Securities LLC                                                                                                                                                                                      0395*          PRDG
10713   Citadel Securities LLC                                                                                                                                                                                      0395*          CCMX
10712   Citadel Securities LLC                                                                                                                                     Env-Y                                            0395*          CEMM
10711   Citadel Securities LLC                                                                                                                                                                                      0551*          CDGO
10719   Citation Financial Group, L.P.                                                                                                                                                                              0443*          CITA
10720   Citibank, N.A.                                                        3800 Citigroup Center Tampa                 Tampa              FL       33610-9122 F/S, Env-Y, DSS                                    0908
10721   Citicorp Financial Services Corporation                                                                                                                                                                     0418*          CFSC
14702   Citigroup Global Markets Inc.                                                                                                                                                                               0443*          CGWM
15085   Citigroup Global Markets Inc.                                                                                                                                                                               0418*          CXCX
10722   Citigroup Global Markets, Inc.                                        388 Greenwich Street                        New York           NY       10013        LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS, IPS   0418    SB     SBSH
10726   Citigroup Global Markets, Inc.                                                                                                                                                                              0418*          CCAT
10724   Citigroup Global Markets, Inc.                                                                                                                                                                              0418*          CGQT
10723   Citigroup Global Markets, Inc.                                                                                                                                                                              0418*          GATE
10727   Citigroup Global Markets, Inc./Salomon Brothers                       333 West 34th Street                        New York           NY       10001      Bond-C/M, Env-Y                                    0274
10728   Citigroup Private Bank & Trust                                        333 W. 34th Street             3rd Floor    New York           NY       10001-2402 ACAT                                               2032
10729   Citizens Investment Services Corp.
10730   City National Bank                                                    12555 West Jefferson Blvd.                  Los Angeles        CA       90066        ACAT, F/S                                        2392
10731   City National Bank, Beverly Hills, California
10732   City National Securities Inc.
10733   City Securities Corporation
10734   Civilian Capital, Inc.                                                                                                                                                                                      0234*          TCTC
10735   CJS Securities, Inc.                                                                                                                                                                                        0352*          CJSI
10736   CJS Securities, Inc.                                                                                                                                                                                        0443*          CJSC
10737   Clancy Financial Services, Inc                                                                                                                                                                              0284*          CLAN
15092   Clarity Fund, Inc.                                                    2001 Westown Pkwy              Suite 110    West Des Moines    IA       50265        F/S                                              5386
10738   Clark Dodge & Co., Inc.                                                                                                                                                                                     0235*          CLRK
14565   Clarke Lanzen Skalla Investment Firm, LLC                                                                                                                  IPS                                              3913
10740   Clayton, Lowell & Conger Inc.                                                                                                                                                                               0052*          CLCI
10741   Clearing Services of America
10742   Clearview Correspondent Services, LLC                                 8006 Discovery Drive                        Richmond           VA       23229        LST, OTC, ACAT, F/S                              0702    CLRV   CLRV
10743   Clearview Correspondent Services, LLC                                                                                                                                                                       0702*          BBNT
10744   Clearview Trading Advisors Inc.                                                                                                                                                                             0501*          CLVU
10745   Cleary Gull Inc.                                                                                                                                                                                            0235*          TGUL
10746   C.M. Life Insurance Company                                           140 Garden Street                           Hartford           CT       06154        IPS                                              4547
10747   CM Securities, Inc.                                                                                                                                                                                         0158*          CMSE
10748   CMG Institutional Trading, LLC
10749   CNBS, LLC                                                             7200 W. 132nd Street           Suite 240    Overland Park      KS       66213        Bond-M
10750   Coastal Equities, Inc.
10751   Coastal Securities L.P.
10752   Cobra Trading, Inc.                                                                                                                                                                                         0234*          CBRA
10753   Coburn & Meredith, Inc.                                                                                                                                                                                     0443*          COBR
14677   Cohen & Company Capital Markets, LLC                                                                                                                                                                        0443*          CCMT
10754   Cohen & Steers Securities LLC                                         757 Third Avenue               20th Floor   New York           NY       10017        F/S                                              5780
10755   Cohen Bros. & Company                                                                                                                                                                                       0235*          COHN
10756   Cohen Bros. & Company                                                                                                                                                                                       0727*          CDOI
10757   Coker & Palmer                                                                                                                                                                                              0352*          COKE
10758   Coker & Palmer
10759   Coldwater Securities Incorporated                                                                                                                                                                           0352*          CLDS
10760   Collier Browne & Company                                                                                                                                                                                    0309*          CBCB
10761   Collins & Co.                                                                                                                                                                                               0235*          COLL
10762   Collins Capital Advisors, LLC                                                                                                                                                                               0750*          CCAL
10763   Collins Stewart Inc.                                                                                                                                                                                        0352*          CSTI
10764   Collins Stewart, Inc.                                                                                                                                                                                       0352*          STEW
10765   Colonial Securities Inc.                                                                                                                                                                                    0158*          COLS
10768   Columbia Management Investment Distributors, Inc.                     One Financial Center                        Boston             MA       02111        F/S, ACAT                                        5501
10767   Columbia Management Investment Distributors, Inc./Columbia 529 Plans  One Financial Center                        Boston             MA       02111        F/S                                              6512
10769   Columbia Management Investment Distributors, Inc./Future Scholar      One Financial Center                        Boston             MA       02111-2621   F/S                                              5601
10772                                                                         One
        Columbia Management Investment Distributors, Inc./Trust Collective Funds Financial Center                         Boston             MA       02111        F/S                                              4843
10773   Comerica Bank                                                         411 West Lafayette Boulevard                Detroit            MI       48226        ACAT, F/S                                        2108
10774   Comerica Bank                                                         P.O. Box 75000                              Detroit            MI       48275        F/S                                              5878
10776   Comerica Securities                                                                                                                                                                                         0443*          CMCA
10777   Commerce Bank Investment Services, Inc.
10778   Commerce Bank, N.A.                                                   922 Walnut Street                           Kansas City        MO       64106
10779   Commerce Brokerage Services                                                                                                                                                                                 0226*          CMCE
10780   Commerce Street Capital, LLC                                                                                                                                                                                0158*          CSCL
10781   Commerz Markets LLC                                                   2 World Financial Center       32nd Floor   New York           NY       10281        OTC, Bond-C, F/S, Env-Y, DSS                     0126           DRKW
10782   CommerzeBank Capital Corp.
10783   Commonwealth Annuity and Life Insurance Company                       440 Lincoln Street                          Worcester          MA       01653        F/S, IPS                                         4521
10784   Commonwealth Equity Services, L.L.P.                                  29 Sawyer Road                              Waltham            MA       02453        IPS                                              0177
10785   Commonwealth Financial Network                                                                                                                                                                              0226*          CMMW
10786   Commonwealth Funding, Inc.                                                                                                                                                                                  0750*          WACX
10787   Commonwealth Securities and Investments, Inc.
10788   Community Bank, N.A.                                                  6 Rhoads Drive                              Utica              NY       13502-6317 F/S                                                5960
10791   Compass Bank                                                          15 South 20th Street           3rd Floor    Birmingham         AL       35233      F/S                                                2483
10792   Compass Bank/Asset Management Group                                   15 South 20th Street                        Birmingham         AL       35233      F/S, ACAT                                          2484
10794   Compass Brokerage, Inc.                                            15 South 20th Street            Suite 601            Birmingham           AL             35233      IPS                                              7227
10793   Compass Brokerage, Inc.
10795   Compass Point Research & Trading, LLC                                                                                                                                                                                   0443*         CMPT
10796   Computershare Securities Corp.                                                                                                                                                                                          0161*         CSCB
10797   Comtex USA, LLC                                                                                                                                                                                                         0234*         CMTX
13517   Concept Capital Markets, LLC                                                                                                                                                                                            0352*         CCCM
14850   Concept Capital Markets, LLC                                                                                                                                                                                            0551*         CMKT
15048   Concept Capital Markets, LLC                                                                                                                                                                                            0443*         CCMB
10798   Concorde Funds, Inc.                                               5430 LBJ Highway                Suite 1500           Dallas               TX             75240      F/S                                              5669
15022   Concorde Investment Services, LLC                                                                                                                                                                                       0727*         CNCD
10799   Condera Securities LLC                                                                                                                                                                                                  0352*         RDST
10800   Condor Securities, Inc.
10801   Conestoga Funds                                                    300 Barr Harbor Drive           Suite 560            West Conshhocken     PA             19428      F/S                                              4917
10802   Conifer Securities, LLC                                                                                                                                                                                                 0443*         CNFR
10803   Conners & Co., Inc.                                                                                                                                                                                                     0235*         CONR
10804   Conservative Financial Services, Inc.                                                                                                                                                                                   0235*         CONF
10805   Consolidated Capital Management, Inc.                                                                                                                                                                                   0727*         CONC
10806   Consolidated Financial Investments, Inc.                                                                                                                                                                                0352*         CFII
10807   Consolidated Research LLC                                                                                                                                                                                               0161*         CRLC
10808   Constellation Wealth Advisors LLC
10809   Consultiva Securities, Inc.
10810   Continental Investors Services, Inc.
10811   Cooper (C.K.) & Company, Inc.                                                                                                                                                                                           0052*         CKCC
10812   Cooper Malone McClain Inc.
10813   Coordinated Capital Securities, Inc.
10814   Corby Capital Markets, Inc.
10815   C.O.R.E Marketing Inc                                              7373 N. Scottsdale Road         Suite A-287          Scottsdale           AZ             85253      IPS                                              6006
10816   Corinthian Partners, LLC                                                                                                                                                                                                0443*         CRTH
10817   Cormark Securities Inc./Valeurs Moilieres Cormark Inc.             Royal Bank Plaza, South Tower   Suite 2300           Toronto              Ontario, Canada M5J 2J2   Env-A, DSS                                       5055@
10818   Corporate Investments Group Inc.                                                                                                                                                                                        0234*         CINV
14630   Cortview Capital Securities LLC                                                                                                                                                                                         0443*         CORT
10819   Cosse International Securities Inc.                                1301 5th Avenue                 Suite 3024           Seattle              WA             98101      OTC, Bond-C/M, ACAT, Env-Y, DSS, F/S             8153          COSE
10820   Cost Containment Services, Inc.                                                                                                                                                                                         0352*         COCS
10821   Coughlin & Co., Inc.
10822   Country Capital Inc.                                                                                                                                                                                                    0235*         CMGT
10823   Country Club Bank, Kansas City                                     9400 Mission Road               Prairie Village      Kansas City          MO             66026      Bond-M
10824   Country Trust Bank                                                 1705 North Towanda Avenue                            Bloomington          IL             61701      ACAT, F/S                                        2561
14731   Country Trust Bank                                                                                                                                                     IPS                                              5185
10825   Courtlandt Securities Corporation                                                                                                                                                                                       0309*         COSC
10828   Cowen & Company, LLC                                                                                                                                                                                                    0226*         COWP
10826   Cowen & Company, LLC                                                                                                                                                                                                    0226*         COWN
14980   Cowen and Company, LLC                                                                                                                                                                                                  0161*         COWX
14833   Cowen and Company, LLC                                                                                                                                                                                                  0443*         COWR
15086   Cowen and Company, LLC                                                                                                                                                                                                  0551*         COWL
10829   Coyle Securities LLC                                                                                                                                                                                                    0235*         COYL
10830   CP Capital Securities
10831   Craig-Hallum Capital Group, LLC                                                                                                                                                                                         0161*         CHLM
10832   Credicorp Securities, Inc.
10833   Credit Agricole Cheuvreux North America, Inc.                                                                                                                                                                           0651*         CRAG
10834   Credit Agricole Securities (USA) Inc.                              194 Wood Avenue South           7th Floor            Iselin               NJ             08830      LST, OTC, Bond-C, ACAT, Env-Y                    0651    CRL   LYON
10836   Credit Suisse Asset Management Securities, Inc.                    466 Lexington Avenue            17th Floor           New York             NY             10017-3140 F/S                                              5735
10837   Credit Suisse Asset Management Securities, Inc./Luxembourg Funds   466 Lexington Avenue                                 New York             NY             10017      F/S                                              4994
10838   Credit Suisse Private Advisors
10839   Credit Suisse Securities (USA) LLC                                 One Madison Avenue              3rd Floor            New York             NY             10010-3643 LST, OTC, Bond-C/M, ACAT, Env-Y, DSS             0355    FBC   FBCO
10840   Credit Suisse Securities (USA) LLC                                                                                                                                                                                      0355*         AESX
10841   Credit Suisse Securities (USA) LLC                                                                                                                                                                                      0443*         FBPC
15098   Credit Suisse Securities (USA) LLC                                                                                                                                                                                      0103*         AESW
14896   Crescent Securities Group, Inc.                                                                                                                                                                                         0279*         CAGI
10843   Crescent Securities Group, Inc.                                                                                                                                                                                         0309*         CSNT
10844   Cressman Esser Securities, Inc.                                                                                                                                                                                         0727*         CESI
10845   Crews & Associates, Inc.                                           124 West Capitol Ave.           Suite 2000           Little Rock          AR             72201      Bond-C/M, ACAT, Env-Y                            5158
10846   CRI Securities Inc.
10847   Croft Funds Corporation                                            300 Water Street                                     Baltimore            MD             21202      F/S                                              6640
10848   Cronin & Co., Inc.
14805   Cross Point Capital LLC.                                                                                                                                                                                                0309*         SAAS
10849   Crowell, Weedon & Co.                                              624 South Grand Avenue          Suite 2510           Los Angeles          CA             90017      LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS, IPS   0574    CWC   CWCO
10850   Crown Capital Securities, L.P.
14990   CRT Capital Group LLC                                              262 Harbor Drive                                     Stamford             CT             06902      Bond-M, Bond-C, ACAT                             0387
10851   CRT Capital Group, LLC                                                                                                                                                                                                  0443*         CRTC
15129   Crystal Capital Partners, LLC                                      1111 Kane Concourse             Suite 404            Bay Harbor Islands   FL             33154                                                       3473
15136   CU Investment Solutions, Inc.                                                                                                                                                                                           0279*         UCCM
10854   Cumberland Brokerage Corporation                                                                                                                                                                                        0234*         CUMB
10855   Cummins Financial Corporation                                                                                                                                                                                           0235*         JDCO
10856   CUNA Brokerage Services                                            200 Heritage Way                                     Waverly              IA             50677      F/S, IPS                                         0239
10857   CUNA Mutual Insurance Society                                      5910 Mineral Point Road                              Madison              WI             53705      IPS                                              4734
10858   Curian Clearing, LLC                                               7601 Technology Way                                  Denver               CO             80237      OTC, F/S, ACAT, Env-Y                            0300          CURN
10859   Curran Advisory Services, LLC
10860   Curren & Company                                                                                                                                                                                                        0352*         CURR
10862   Curtiswood Capital, LLC                                                                                                                                                                                                 0052*         CTWD
10863   CUSO Financial Services, L.P.
10864   CUSO Financial Services, L.P.                                      10455 Sorrento Valley Road      Suite 210            San Diego            CA             92121-1622 IPS                                              0329
10865   Cutter & Company Brokerage, Inc.                                                                                                                                                                                        0141*         CUTT
14680   Cutter & Company, Inc.                                                                                                                                                                                                  0702*         CUTW
10866   Cuttone & Co., Inc.                                                                                                                                                                                                     0501*         CUGS
15201   Cuttone & Co., Inc.                                                                                                                                                                                                     0443*         CUPS
10868   Dahlman Rose & Co., LLC                                                                                                                                                                                                 0443*         DRCO
10869   Dahlman Rose & Company, LLC                                                                                                                                                                                             0501*         DRCP
10870   Daily Access Corporation                                           3101 International Drive        Bldg. 6, Suite 600   Mobile               AL             36606      F/S, TPA                                         7100
10871   Dain Correspondent Services                                                                                                                                                                                                 0235*         DCSD
10872   Daiwa Capital Markets America Inc.                                   Financial Square               32 Old Slip, 14th Floor         New York           NY       10005-3538 LST, OTC, Bond-C/M, ACAT, Env-Y, DSS             0647    DA    DAWA
14669   Daiwa Capital Markets America Inc.                                                                                                                                                                                          0352*         DCMO
10873   Daiwa Securities Trust Company                                                                                                                                             ACAT                                             0667
10874   Dakota Securities International, Inc.                                                                                                                                                                                       0052*         DAKO
10875   Dale K. Ehrhart, Inc.
10876   Darbie (J.H.) & Co., Inc.                                                                                                                                                                                                   0158*         JDRB
10877   Dardis (Jack) & Associates
10883   Dart Executions, LLC                                                                                                                                                                                                        0501*         DCVL
10882   Dart Executions, LLC                                                                                                                                                                                                        0501*         DART
10881   Dart Executions, LLC                                                                                                                                                                                                        0501*         DEGS
10880   Dart Executions, LLC                                                                                                                                                                                                        0501*         DRTR
10879   Dart Executions, LLC                                                                                                                                                                                                        0501*         DRTG
14934   Dart Executions, LLC                                                                                                                                                                                                        0695*         DRCT
10884   Dart Executions, LLC                                                                                                                                                                                                        0695*         DCHF
10885   Darwood Associates, Inc.                                                                                                                                                                                                    0235*         DARA
10886   Daugherty Cole, Inc.
10887   Davenport & Company LLC                                              One James Center                                               Richmond           VA       23219      LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS, IPS   0715    DPT   DAVA
10888   David Harris & Co., Inc.                                                                                                                                                                                                    0235*         DHCO
10889   Davidson (D.A.) & Co. Inc.                                           Davidson Building              P.O. Box 5015                   Great Falls        MT       59403      OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS, IPS        0361          DADA
10890   Davis Distributors, LLC                                              2949 East Elvira Road          Suite 101                       Tucson             AZ       85706      F/S, ACAT                                        5563
10891   Davis Distributors, LLC/Clipper Fund                                 2949 E. Elivra Road            Suite 101                       Tucson             AZ       85706      F/S, ACAT                                        5965
10892   Davis Distributors, LLC/Davis Fund Sicav                             2949 East Elvira Road          Suite 101                       Tucson             AZ       85706      F/S                                              4890
10893   Davis Distributors, LLC/Selected                                     2949 East Elvira Road          Suite 101                       Tucson             AZ       85706      F/S, ACAT                                        5850
10894   Davis Securities LLC                                                                                                                                                                                                        0226*         DAVS
10896   Dawson James Securities, Inc.                                                                                                                                                                                               0226*         DJSI
10897   Dawson James Securities, Inc.                                                                                                                                                                                               0750*         DJSA
10899   DBTC Americas-Private Bank                                           280 Park Avenue                22 West-Mail Stop 1222          New York           NY       10017      F/S                                              2177
10900   DC Evans and Company, LLC                                                                                                                                                                                                   0234*         EVAN
10901   De La Rosa (E.J.) & Co., Inc.
10902   DeAM Investor Services, Inc.                                         345 Park Avenue                15th Floor                      New York           NY       10154-0010 F/S                                              5863
10903   DeAM Investor Services, Inc./DWS Investment S.A.                     2, Boulevard Konrad Adenauer                                   Luxembourg                  L-115      F/S                                              4974
10904   Deep ATS, LLC                                                                                                                                                                                                               0103*         HUGE
10905   Delafield & Hambrecht, Inc.
10906   Delaney Equity Group LLC                                                                                                                                                                                                    0052*         DLNY
10907   Delaware Distributors L.P.                                           2005 Market Street             4th Floor                       Philadelphia       PA       19103      F/S, ACAT                                        5510
10908   Delaware Distributors, L.P./Delaware Investments Global Funds, PLC   2005 Market Street                                             Philadelphia       PA       19103      F/S                                              6572
10909   Delaware Distributors, L.P./Optimum Funds                                                                                                                                  F/S                                              6672
10910   Delta Equity Services Corp.                                                                                                                                                                                                 0443*         RAYG
10911   Delta Trust Investments, Inc.
10913   DeMatteo Moness, LLC                                                                                                                                                                                                        0501*         DEMA
10914   Dempsey Financial Network
10915   Dempsey Lord Smith, LLC
10916   Denison (H.C.) Co.                                                   618 North 7th Street           P.O. Box 28                     Sheboygan          WI       53081      OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS             8100          DENI
10917   Depfa First Albany Securities, LLC                                                                                                                                                                                          0443*         DEFA
10918   Descap Securities, Inc.                                                                                                                                                                                                     0158*         DESS
10919   Desjardins Securities Inc./CDS                                       2 Complexe Desjardins          East Tower, Basilaire 1 Level   Montreal, Quebec   Canada   H5B 1J2    OTC, Env-A, DSS                                  5028@         DESJ
10920   Desjardins Securities International, Inc.                                                                                                                                                                                   0443*         VMDI
15062   Destra Capital Investments LLC                                       901 Warrenville Road           Suite 1500                      Lisle              IL       60532      F/S, ACAT                                        3739
10921   Detwiler, Mitchell, Fenton & Graves, Inc.                                                                                                                                                                                   0226*         FEDE
10922   Deutsche Bank Securities Inc.                                        1251 Avenue of the Americas                                    New York           NY       10020-1110 LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS, IPS   0573    DBK   DBAB
10923   Deutsche Bank Securities Inc.                                                                                                                                                                                               0443*         DBPC
14640   Deutsche Bank Securities Inc.                                                                                                                                                                                               0573*         DBAT
10934   Deutsche Bank Securities Inc.                                                                                                                                                                                               0573*         DBAE
10933   Deutsche Bank Securities Inc.                                                                                                                                                                                               0573*         DBUL
10932   Deutsche Bank Securities Inc.                                                                                                                                                                                               0573*         DBAX
10931   Deutsche Bank Securities Inc.                                                                                                                                                                                               0573*         DBRC
10930   Deutsche Bank Securities Inc.                                                                                                                                                                                               0573*         DBMS
10929   Deutsche Bank Securities Inc.                                                                                                                                                                                               0573*         DBQT
10928   Deutsche Bank Securities Inc.                                                                                                                                                                                               0573*         DBIB
10927   Deutsche Bank Securities Inc.                                                                                                                                                                                               0573*         DBLV
10925   Deutsche Bank Securities Inc.                                                                                                                                                                                               0573*         DBPT
10924   Deutsche Bank Securities Inc.                                                                                                                                                                                               0573*         DBPR
10926   Deutsche Bank Securities Inc.
15199   Deutsche Bank Securities Inc.                                                                                                                                                                                               0573*         DBRT
15200   Deutsche Bank Securities Inc.                                                                                                                                                                                               0573*         DBST
10935   DeWaay Financial Network, LLC
10936   DFA Securities LLC                                                   1299 Ocean Avenue              1st Floor                       Santa Monica       CA       90401      F/S                                              6684
10937   Diamant Investment Corp.                                             170 Mason Street                                               Greenwich          CT       06830      OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS             0344          DAVE
10938   Diamond Hill Securities, Inc.                                                                                                                                                                                               0727*         BSFS
10939   Dillon Gage Securities Inc.
10940   Dinosaur Securities LLC                                                                                                                                                                                                     0234*         DINO
10942   Dinosaur Securities, LLC                                                                                                                                                                                                    0226*         TREX
10941   Dinosaur Securities, LLC
14491   Direct Access Brokerage Services, Inc.                                                                                                                                                                                      0103*         DIRW
10945   Direct Access Brokerage Services, Inc.                                                                                                                                                                                      0234*         DIRM
10947   Direct Access Partners LLC                                                                                                                                                                                                  0161*         DAPJ
10946   Direct Access Partners LLC                                                                                                                                                                                                  0443*         DAPL
10948   Direct Access Partners LLC                                                                                                                                                                                                  0501*         DAPG
10950   Direct Edge ECN LLC                                                                                                                                                                                                         0161*         EDGX
10949   Direct Edge ECN LLC                                                                                                                                                                                                         0161*         EDGA
10951   Direct Trading Institutional LP
14653   Ditto Trade, Inc.                                                                                                                                                                                                           0234*         DITO
10953   Divine Capital Markets, LLC                                                                                                                                                                                                 0158*         DIVA
10954   D.J. St Germain Co., Inc.                                                                                                                                                                                                   0443*         DJST
10955   DLS Capital Partners, Inc.                                                                                                                                                                                                  0309*         DLSC
14691   DME Securities, LLC                                                                                                                                                                                                         0234*         DMES
10956   DMG Securities, Inc.
14859   DNB Nor Markets, Inc.                                                                                                                                                              0501*          DNOR
10957   Dodge & Cox Funds                                                        One Samsone Street                  35th Floor   San Francisco      CA       94104      F/S               5483
10958   Doft & Co., Inc.                                                                                                                                                                   0443*          DOFT
10959   Doley Securities LLC
10960   Doley Securities, LLC                                                                                                                                                              0234*          DOLE
10961   Domestic Financial Service, Inc.                                                                                                                                                   0279*          DFIC
14741   Domestic Securities Inc.                                                                                                                                                           0234*          DSIP
10962   Domestic Securities Inc.                                                                                                                                                           0234*          DOMS
10963   Dominick & Dominick, Inc./CDS                                                                                                                                                      0443*          DOMK
10964   Dominion Investor Services Inc.                                                                                                                                                    0309*          DOMI
10965   Donnelly Penman & Partners Inc.                                                                                                                                                    0750*          DPFH
10966   Dorn & Co., Inc.                                                                                                                                                                   0235*          DORN
10967   Dorsey & Co. Inc.                                                                                                                                                                  0141*          DORS
10968   Dougherty & Company LLC                                                                                                                                                            0352*          DOTC
10969   Douglas & Co. Municipals
10970   Dowling & Partners Securities LLC                                                                                                                                                  0443*          DOWL
10971   Downstate Securities Group, Inc.                                                                                                                                                   0727*          DDBI
10972   DPEC Capital, Inc.                                                                                                                                                                 0750*          IPRV
10973   Dratel Group, Inc. (The)                                                                                                                                                           0571*          DRAT
10974   Drexel Hamilton, LLC                                                                                                                                                               0501*          DREX
14570   Dreyfus Service Organization, Inc.                                                                                                                               IPS               6322
10976   Driehaus Securities LLC                                                  25 East Erie Street                              Chicago            IL       60611      F/S, ACAT         6642
10977   Driehaus Securities LLC / Driehaus Active Income Fund                    25 East Erie Street                              Chicago            IL       60611      F/S               5923
10978   DRU Stock, Inc.                                                                                                                                                                    0234*          DRST
10979   DSIL Investment Services, LLC                                            536 Broadway                        7th Floor    New York           NY       10012      F/S               6631
10980   Du Pasquier & Co., Inc.                                                                                                                                                            0443*          PASQ
10981   Dubeau Capital USA, Inc.                                                                                                                                                           0158*          DCUS
10982   Duncan & Williams, Inc.                                                                                                                                                            0443*          DNWL
10983   Duncan (R.M.) Securities Inc.
10985   Dundee Securities Corporation                                                                                                                                                      5039*          DSCS
10986   Dunham & Associates Investment Counsel, Inc.                             10251 Vista Sorrento Parkway        Suite 200    San Diego          CA       92121      F/S               5675
15003   Duniya Trading, Inc.                                                                                                                                                               0158*          DNYA
14708   Dunmore Trading LLC                                                                                                                                                                0234*          DUNN
10987   Dupree & Company, Inc.                                                   125 South Mill Street                            Lexington          KY       40507      F/S               6618
10984   DWM Securities Inc./CDS                                                  1 Adelaide Street East              Suite 2700   Toronto, Ontario   Canada   M5C 2V9    OTC, Env-A, DSS   5039@          DCAF
10988   DWS Investments Distributors, Inc.                                       811 Main Street                                  Kansas City        MO       64105-2005 F/S, ACAT         5503
15015   DWS Investments Distributors Inc./Most 529                                                                                                                       F/S               3721
10989   DWS Investments Distributors, Inc./Deutsche Bank                         2 International Place                            Boston             MA       02110      F/S               5459
14876   DXS Investment Distributors, Inc.
10990   Dynamex Trading, LLC                                                                                                                                                               0551*          MEXD
10991   Dynasty Capital Partners, Inc                                                                                                                                                      0279*          DCPI
10992   DZ Financial Markets LLC                                                                                                                                                           0049*          DZFM
14869   E1 Asset Management, Inc.                                                                                                                                                          0052*          EVRS
10993   Eagle Fund Distributors, Inc.                                            880 Carillon Parkway                             St. Petersburg     FL       33733-8022 F/S               5822
10994   Eagle Life Insurance Company                                             6000 Westown Parkway                             West Des Moines    IA       50266      IPS               6030
10995   Eagle One Investments, LLC                                                                                                                                                         0727*          EOIL
10996   Earlybird Capital, Inc.                                                                                                                                                            0103*          EBRD
10998   East Shore Partners, Inc.                                                                                                                                                          0443*          ESPN
10999   East/West Securities Co.                                                                                                                                                           0158*          EWSC
11000   Eastern Bank Capital Markets                                             265 Franklin Street                 2nd Floor    Boston             MA       02110      Bond-M
11001   Eaton Vance Distributors, Inc.                                           255 State Street                                 Boston             MA       02109      F/S, ACAT         5509
14551   Eaton Vance Distributors, Inc./Exchange Funds                                                                                                                                      5110
14550   Eaton Vance Distributors, Inc./US Charitable                                                                                                                                       5760
11004   Eaton Vance Distributors, Inc./Eaton Vance International (Ireland) PLC   255 State Street                                 Boston             MA       02109      F/S               5438
11002   Eaton Vance Distributors, Inc./Eaton Vance Trust Company                 255 State Street                                 Boston             MA       02109      F/S               5456
11003   Eaton Vance Distributors, Inc./Eaton Vance Variable Trust Funds          255 State Street                                 Boston             MA       02109      F/S               4938
11007   EBX LLC                                                                                                                                                                            0161*          EBXL
11008   EDHJ Brokerage, L.L.C
11009   EDI Financial, Inc.                                                                                                                                                                0309*          EDIF
11010   Edward Jones / CDS                                                                                                                                                                 5012@          EDJC
11011   EFG Capital International                                                                                                                                                          0352*          EFGC
11012   E.H. Smith Jacobs & Co, Inc.                                                                                                                                                       0234*          EHSA
11014   EKN Financial Services Inc.                                                                                                                                                        0052*          EKNS
11018   Electronic Access Direct, Inc.                                                                                                                                                     0234*          HBRT
11016   Electronic Access Direct, Inc.                                                                                                                                                     0234*          GLBA
11017   Electronic Access Direct, Inc.                                                                                                                                                     0750*          EADA
11019   Electronic Brokerage Systems, LLC                                        180 W. Adams                        6th Floor    Chicago            IL       60603      LST, OTC, Env-Y   0627    ELB    BELZ
11030   Electronic Securities Processing (ESPN) LLC                                                                                                                                        0161*          ESPF
11032   Electronic Transaction Clearing, Inc.                                    660 S. Figueroa Street Suite 1450                Los Angeles        CA       90017      ACAT, LST         0873    ETCC   ETCC
14939   Electronic Transaction Clearing, Inc.                                                                                                                                              0873*          ETAO
14866   Electronic Transaction Clearing, Inc.                                                                                                                                              0873*          ETAS
14861   Electronic Transaction Clearing, Inc.                                                                                                                                              0873*          ETAP
14834   Electronic Transaction Clearing, Inc.                                                                                                                                              0873*          ETAN
14735   Electronic Transaction Clearing, Inc.                                                                                                                                              0873*          ETAG
14725   Electronic Transaction Clearing, Inc.                                                                                                                                              0873*          ETAL
14637   Electronic Transaction Clearing, Inc.                                                                                                                                              0873*          ETAM
14506   Electronic Transaction Clearing, Inc.                                                                                                                                              0873*          ETAA
14501   Electronic Transaction Clearing, Inc.                                                                                                                                              0873*          ETAH
14499   Electronic Transaction Clearing, Inc.                                                                                                                                              0873*          ETAJ
14498   Electronic Transaction Clearing, Inc.                                                                                                                                              0873*          ETAF
14488   Electronic Transaction Clearing, Inc.                                                                                                                                              0873*          ETAD
11056   Electronic Transaction Clearing, Inc.                                                                                                                                              0873*          ETCY
11055   Electronic Transaction Clearing, Inc.                                                                                                                                              0873*          ETAC
11054   Electronic Transaction Clearing, Inc.                                                                                                                                              0873*          ETAE
11053   Electronic Transaction Clearing, Inc.                                                                                                                                              0873*          ETCZ
11052   Electronic Transaction Clearing, Inc.                                                                                                                                              0873*          ETCX
11051   Electronic Transaction Clearing, Inc.                                                                                                                                              0873*          ETCW
11050   Electronic Transaction Clearing, Inc.                                                                                                                                              0873*          ETCU
11049   Electronic Transaction Clearing, Inc.                                                                                                                                                                     0873*         ETCT
11048   Electronic Transaction Clearing, Inc.                                                                                                                                                                     0873*         ETCS
11047   Electronic Transaction Clearing, Inc.                                                                                                                                                                     0873*         ETCR
11046   Electronic Transaction Clearing, Inc.                                                                                                                                                                     0873*         ETCV
11045   Electronic Transaction Clearing, Inc.                                                                                                                                                                     0873*         ETCQ
11044   Electronic Transaction Clearing, Inc.                                                                                                                                                                     0873*         ETCP
11043   Electronic Transaction Clearing, Inc.                                                                                                                                                                     0873*         ETNF
11041   Electronic Transaction Clearing, Inc.                                                                                                                                                                     0873*         ETCO
11040   Electronic Transaction Clearing, Inc.                                                                                                                                                                     0873*         ETCN
11039   Electronic Transaction Clearing, Inc.                                                                                                                                                                     0873*         ETCK
11038   Electronic Transaction Clearing, Inc.                                                                                                                                                                     0873*         ETCJ
11037   Electronic Transaction Clearing, Inc.                                                                                                                                                                     0873*         ETCI
11036   Electronic Transaction Clearing, Inc.                                                                                                                                                                     0873*         ETCD
11035   Electronic Transaction Clearing, Inc.                                                                                                                                                                     0873*         ETCG
11034   Electronic Transaction Clearing, Inc.                                                                                                                                                                     0873*         ETCH
11033   Electronic Transaction Clearing, Inc.                                                                                                                                                                     0873*         ETCE
14959   Electronic Transaction Clearing, Inc.                                                                                                                                                                     0873*         ETAQ
15104   Electronic Transaction Clearing, Inc.                                                                                                                                                                     0873*         ETAW
14777   Electronic Transactions Clearing, Inc.                                                                                                                                                                    0873*         ETAK
14507   Elevation LLC                                                                                                                                                                                             0161*         ELTD
11058   Elevation, LLC                                                                                                                                                                                            0750*         ELEV
11059   Elish & Elish Brokerage and Research                                                                                                                                                                      0052*         ELSH
11060   Elliott-Ledgerwood & Co.                                                                                                                                                                                  0235*         ETLD
11062   Emergent Financial Group, Inc.                                                                                                                                                                            0235*         VTMW
11063   Emerging Growth Equities, Ltd.                                                                                                                                                                            0226*         EGRO
11064   Emmet & Co., Inc.                                                      12 Peapack Road                                      Far Hills         NJ   07931      Bond-M
11065   Empire Asset Management Company
11066   Empire Financial Group, Inc.                                           2170 West State Road               Suite 100         Longwood          FL   32779      IPS                                         4438
11067   Empirical Research Partners LLC                                                                                                                                                                           0161*         EMRP
14846   Encompass Fund                                                         1700 California St.                Suite 335         San Francisco     CA   94109      F/S                                         5397
11068   English Concepts, Inc.
11069   Equibond Inc.                                                                                                                                                                                             0103*         EQAL
11070   Equinox Securities, Inc.                                                                                                                                                                                  0052*         EQNX
11071   Equitable Advisors, Inc.
11072   Equitas America, LLC
11073   Equity Concepts                                                                                                                                                                                           0494*         EQCP
11075   Equity Services, Inc.                                                  1 National Life Drive                                Montpelier        VT   05604      IPS                                         0560
11074   Equity Services, Inc.
11076   Equity Station, Inc.                                                                                                                                                                                      0226*         ESTF
11116   Equity Station, Inc.                                                                                                                                                                                      0234*         ESTA
11081   Eroom Securities LLC                                                                                                                                                                                      0234*         EROP
11078   Eroom Securities LLC                                                                                                                                                                                      0279*         EROM
11080   Eroom Securities LLC                                                                                                                                                                                      0501*         EROS
11079   Eroom Securities LLC                                                                                                                                                                                      0501*         ESLL
11082   E.S. Financial Services, Inc.                                                                                                                                                                             0443*         ESFS
11083   ESN North America, Inc.                                                                                                                                                                                   0049*         ESNA
11085   Esposito Securities, LLC                                                                                                                                                                                  0443*         ESPP
11084   Esposito Securities, LLC                                                                                                                                                                                  0501*         ESPO
11086   Essex National Securities, Inc.                                        215 Gateway Road West                                Napa              CA   94558-6249 F/S                                         0254
11022   Essex Radez LLC                                                                                                                                                                                           0613*         GLPS
11087   Essex-Radez LLC                                                        440 South LaSalle Street           Suite 1557        Chicago           IL   60605      OTC, Env-Y                                  0613          ERCO
14816   Estrada Hinojosa & Co.                                                                                                                                                                                    0309*         ESTR
11088   Estrada-Hinojosa & Company, Inc.
11089   e3m Investments, Inc./CDS                                                                                                                                     Env-A                                       5066@
11090   Etech Securities, Inc.                                                                                                                                                                                    0234*         ETEC
11091   Ethos Securities Corp.                                                                                                                                                                                    0161*         ETOS
11092   E*Trade Cap MKTS/CHXL Trading                                          440 South LaSalle Street                             Chicago           IL   60605      OTC, Env-Y, DSS                             0100*         ETMM
11094   E*Trade Cap Mkts/Special Account                                       440 South LaSalle Street                             Chicago           IL   60605      OTC, Env-Y, DSS                             0100*         GVSA
11095   E*Trade Capital Markets/DEMP                                           440 South LaSalle Street                             Chicago           IL   60605      OTC                                         0100*         DEMP
11098   E*Trade Capital Markets, LLC                                                                                                                                                                              0100*         ETNY
11096   E*Trade Capital Markets, LLC                                           440 South LaSalle Street           Suite 330         Chicago           IL   60605      OTC, Env-Y                                  0100*         ETRD
11097   E*Trade Capital Markets, LLC                                                                                                                                                                              0161*         ETRF
14730   E*Trade Capital Markets, LLC                                                                                                                                                                              0100*         DNID
14729   E*Trade Capital Markets, LLC                                                                                                                                                                              0100*         ETLS
11099   E*Trade Clearing, LLC                                                  10951 White Rock Road                                Rancho Cordova    CA   95670      LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS   0385    ETI   ETCL
11100   E*Trade Securities, LLC                                                                                                                                                                                   0385*         ETRS
15026   EULAV Securities LLC                                                   220 East 42nd St.                                    New York          NY   10017      F/S                                         5827
11102   Euro Pacific Capital, Inc.                                                                                                                                                                                0226*         EURP
11104   Euronet Securities Corp.                                                                                                                                                                                  0234*         ENET
11105   Europa Securities, LLC                                                                                                                                                                                    0750*         ERPO
11106   Evercore Group LLC                                                                                                                                                                                        0443*         EVRC
11107   Evertrade Direct Brokerage, Inc.                                                                                                                                                                          0234*         EVER
11108   Evolution Securities US Inc,
11109   Evolve Securities, Inc.
11110   E-W Investments, Inc.
11111   Ewing Capital, Inc.                                                                                                                                                                                       0161*         EWGC
15024   EWT, LLC                                                                                                                                                                                                  0749*         EWTV
11113   Exane, Inc.                                                                                                                                                                                               0443*         EXAN
11114   Excel Securities and Associates, Inc.
11115   Execution Noble LLC                                                                                                                                                                                       0443*         EXEC
11005                                                                          24 Federal Street
        Eaton Vance Distributors, Inc./Eaton Vance International (Caymen Islands) Funds LTD.                                        Boston            MA   02110      F/S                                         5715
11117   Factfet Systems, Inc.
11118   Fagenson & Co. Inc.                                                                                                                                                                                       0158*         FAGI
11120   Falcon Research, Inc.                                                                                                                                                                                     0158*         FLCN
11119   Falcon Research, Inc.                                                                                                                                                                                     0158*         PIDG
11121   Fallen Angels Family of Funds                                          14249 Rancho Santa Fe Farms Road   P.O. Box 675203   Rancho Santa Fe   CA   92067      F/S                                         6589
11122   Family Income Planning, Inc                                                                                                                                                                               0750*         FIPC
11123   Family Investors Co.
11124   Family Management Securities, LLC
11127   Farina & Associates, Inc.                                                                                                                                                                                                         0158*         FARC
11126   Farina & Associates, Inc.                                                                                                                                                                                                         0158*         FARJ
11125   Farina & Associates, Inc.                                                                                                                                                                                                         0158*         FARA
11128   Fator Securities                                                                                                                                                                                                                  0049*         FATO
11129   FBR Investment Services, Inc.                                                1001 19th Street North                                               Arlington           VA   22209-1722 F/S                                         5526
11130   FBT Investments, Inc.                                                                                                                                                                                                             0443*         FBTI
11131   FCG Advisors LLC                                                                                                                                                                                                                  0226*         FCGA
11132   FCNB Investments
11133   Federal Life Insurance Company(Mutual)                                       3750 W Deerfield Road                                                Riverwoods          IL   60015      IPS                                         6333
11134   Federated Investors Corp.                                                    1099 Hingham Street                                                  Rockland            MA   02370      F/S, ACAT                                   5529
11135   Federated Securities Corp./Federated International Management Limited        1009 Hingham Street                                                  Rockland            MA   02370      F/S                                         5759
11136   Federated Securities Inc.                                                                                                                                                                                                         0235*         FEDR
11137   Feil Daily Investment Company
11138   Feldman Securities Group, LLC                                                                                                                                                                                                     0727*         FELD
11139   Feldman, Ingardona & Co.
11140   Feltl and Company                                                                                                                                                                                                                 0226*         FLTL
11141   Fenimore Asset Management Trust                                              111 North Grand Street                                               Cobleskill          NY   12043      F/S                                         6632
13753   Ferretti Group, Inc.                                                                                                                                                                                                              0158*         STEP
11142   FFP Securities
11143   Fidelity Brokerage Services LLC
11144   Fidelity Clearing Canada ULC                                                                                                                                                                                                      5040@         FIDT
14540   Fidelity Clearing Canada ULC/CDS                                                                                                                                                      OTC                                         5059@         FCCU
11145   Fidelity Distributors Corporation/Fidelity International Limited             82 Devonshire Street                                                 Boston              MA   02109-3605 F/S                                         5785
11147   Fidelity Investments Institutional Services Co., Inc.                        82 Devonshire Street                                                 Boston              MA   02109      F/S, ACAT                                   5894
14560   Fidelity Investments Institutional Services Co., Inc./Fidelity Destiny Plans                                                                                                                                                      5713
11148   Fidelity Investments Life Insurance Company                                  82 Devonshire Street                                                 Boston              MA   02109      IPS                                         4730
11146                                                                                Inc.
        Fidelity Investments Life Insurance Company/Fidelity Insurance Agency, 82 Devonshire Street                                                       Boston              MA   02109      IPS                                         7130
14579   Fidelity Security Life Insurance Company                                                                                                                                                                                          6468
11149   Fiduciary - SSB - DTC 0987                                                   1776 Heritage Drive             5th Floor                            Quincy              MA   02171      ACAT                                        0987
11151   Fiduciary Management Inc.                                                    225 East Mason Street                                                Milwaukee           WI   53202      F/S                                         6664
11152   Fiduciary Trust Company International                                        14201 Dallas Parkway                                                 Dallas              TX   75254-2916 F/S                                         0937
11153   Fieldstone Services Corp.                                                                                                                                                                                                         0158*         FSTN
11154   Fifth Street Capital, LLC                                                                                                                                                                                                         0750*         GRCP
11155   Fifth Third Bank (The)                                                       Fifth Third Center              38 Fountain Saure Plaza, MD 116311   Cincinnati          OH   45263      ACAT, F/S                                   2116
11157   Fifth Third Securities, Inc.                                                 38 Fountain Square Plaza                                             Cincinnati          OH   45263      IPS                                         0322
11156   Fifth Third Securities, Inc.                                                                                                                                                                                                      0226*         OHIO
11158   FIG Partners, LLC                                                                                                                                                                                                                 0141*         BNKS
11161   Fimat Preferred LLC                                                                                                                                                                                                               0608*         FCAP
11162   Finacorp Securities                                                                                                                                                                                                               0161*         FINS
11163   Finance 500, Inc.                                                                                                                                                                                                                 0234*         FANC
11166   Financial Advisers of America, LLC                                           1930 Palomar Point Way          Suite 104                            Carlsbad            CA   92008      IPS                                         6012
11165   Financial Advisers of America, LLC                                                                                                                                                                                                0161*         BOYS
11169   Financial Assets Corporation
11170   Financial Counseling Corporation
11171   Financial Designs Corporation                                                                                                                                                                                                     0750*         RONB
11172   Financial Institution Marketing Company, Inc.                                7170 W. Donges Bay Road                                              Mequon              WI   53092      IPS                                         6498
11173   Financial Network Investment Corporation                                     2780 Skypark Drive              Suite 300                            Torrance            CA   90505      F/S, IPS                                    0343
11174   Financial Network Investment Corporation                                                                                                                                                                                          0443*         FNIC
11175   Financial Northeastern Securities Inc.                                                                                                                                                                                            0352*         FNSJ
11176   Financial Planning Consultants Inc.                                                                                                                                                                                               0235*         FPCI
11177   Financial Research Company
11178   Financial Sciences, Inc.                                                                                                                                                                                                          0158*         FISI
14937   Financial Telesis Inc.
11180   Financial West Group                                                                                                                                                                                                              0226*         FINW
11181   Financial West Group, Inc                                                    4510 E. Thousand Oaks BLVD                                           West Lake Village   CA   91362      F/S                                         4713
11182   Financorp Group International Corp.                                                                                                                                                                                               0226*         FGIC
11183   Fintech Securities                                                                                                                                                                                                                0727*         FINX
11185   Fintegra, LLC                                                                6120 Earle Brown Dr.            Suite 550                            Minneapolis         MN   55430      IPS                                         0281
11184   Fintegra, LLC                                                                                                                                                                                                                     0443*         FINT
11186   Firefly Capital, Inc.                                                                                                                                                                                                             0161*         FFLY
11187   First Allied Securities                                                      525 B Street                    17th Floor                           San Diego           CA   92101-8131 IPS                                         0146
11188   First Allied Securities Inc.                                                                                                                                                                                                      0352*         FAST
11189   First American Capital and Trading Corporation                                                                                                                                                                                    0158*         STCS
11190   First American Municipals, Inc.                                                                                                                                                                                                   0235*         FAMI
11191   First American Securities                                                                                                                                                                                                         0279*         FAMS
11192   First Analysis Securities Corporation                                                                                                                                                                                             0161*         FANA
11193   First Ballantyne, LLC
11194   First Bank Puerto Rico Securities, Corp.
11195   First Bermuda Securities (BVI), Ltd.                                                                                                                                                                                              0158*         BRMF
11196   First Brokerage America, LLC
11197   First Brokers Securities, Inc.                                               40 Rector Street                18th Floor                           New York            NY   10004      OTC, Bond-C/M                               0763          FATS
11199   First Citizens Financial Plus, Inc.
11200   First Citizens Investor Services, Inc.                                       4300 Six Forks Rd                                                    Raleigh             NC   27609      IPS                                         6347
11201   First Clearing LLC                                                           Riverfront Plaza                901 East Byrd Street                 Richmond            VA   23219      LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, IPS   0141    FIR   FCCP
11202   First Clearing, LLC/Wachovia Securities                                      One New York Plaza              13th Floor                           New York            NY   10292-0001 F/S                                         0030
14336   First Clearing, LLC/WFA LLC                                                                                                                                                                                                       0733
14802   First Clearing, LLC/WFA LLC                                                                                                                                                                                                       0141*         RAGN
11203   First Commercial Bank of Birmingham, Alabama                                 800 Shades Creek Parkway                                             Birmingham          AL   35209      Bond-M
11204   First Dallas Securities, Inc.                                                                                                                                                                                                     0141*         FDSI
11205   1st Discount Brokerage, Inc.                                                                                                                                                                                                      0158*         FDSC
11209   First Dominion Capital Corporation                                           1500 Forest Avenue              Suite 223                            Richmond            VA   23226      F/S                                         5823
11210   First Empire Securities, Inc.                                                                                                                                                                                                     0443*         FESI
11211   First Financial Equity Corp.                                                                                                                                                                                                      0279*         FFEC
11212   First Georgetown Securities, Inc.
11213   1st Global Capital Corp.                                                     8150 North Central Expressway   Suite M1000                          Dallas              TX   75206-3766 F/S, IPS                                    0296
11214   1st Global Capital Corp.                                                                                                                                                                                                          0226*         FGCC
11215   First Great-West Life & Annuity Insurance Company                            8515 E. Orchard Rd, 9T2                                              Greenwood Village   CO   80111      IPS                                         4736
11216   First Heartland Capital Inc./Centerre Capital, LLC                     1839 Lake St. Louis Blvd.                       Lake St. Louis     MO   63367        IPS                                  5376
11217   First Heartland Capital, Inc
11218   First Heartland Capital, Inc.                                          1839 Lake Saint Louis Blvd.                     Lake Saint Louis   MO   63367-1394 IPS                                    0336
11219   First Honolulu Securities Inc.                                                                                                                 .                                                 0727*   FHON
14806   First Independent Financial                                                                                                                                                                      0309*   FIFS
11220   First Integrity Capital Partners Corp                                                                                                                                                            0279*   KACI
11223   First Investors Corporation                                            581 Main Street                                 Woodbridge         NJ   07095-1100 F/S                                    5545
11224   First Investor's Corporation                                           581 Main Street                                 Woodbridge         NJ   07095      F/S                                    5146
11225   First Kentucky Securities Corporation                                                                                                                                                            0235*   FKSC
11228   First London Securities Corporation                                                                                                                                                              0052*   FLSD
11227   First London Securities Corporation                                                                                                                                                              0309*   FLSC
11229   First Manhattan Co.                                                                                                                                                                              0443*   FMCO
11230   First Merger Capital Inc                                                                                                                                                                         0052*   FSMG
11231   First MetLife Investors Insurance Company                              4700 Westown Parkway             Suite 200      West Des Moines    IA   50266        IPS                                  4512
11232   First Midstate Inc.                                                    101 West Jefferson Street                       Bloomington        IL   61702        Bond-M
11233   First Midwest Securities Inc.                                          207 W. Jefferson Street          Suite 102      Bloomington        IL   61701        IPS                                  6459
11234   First Midwest Securities, Inc.                                                                                                                                                                   0052*   FMSI
15171   First Midwest Securities, Inc.                                                                                                                                                                   0158*   FSTM
11236   1st Munich Capital, LLC                                                                                                                                                                          0352*   MNCH
11237   First National Bank of Omaha                                           1620 Dodge Street                               Omaha              NE   68102        ACAT, F/S                            2254
14765   First National Bank of Omaha/Nebraska Educational Savings Trust        1620 Dodge Street                               Omaha              NE   68103        F/S                                  5371
11238   First National Banker's Bank                                           7813 Office Park Blvd.                          Baton Rouge        LA   70809        Bond-M
11239   First National Capital Markets, Inc.                                   1620 Dodge Street                11th Floor     Omaha              NE   68197        Bond-M
14910   First New York Securities L.L.C.                                                                                                                                                                 0501*   MPFG
11242   First New York Securities LLC                                                                                                                                                                    0161*   MPFI
11243   First New York Securities LLC                                                                                                                                                                    0234*   FNYP
11240   First New York Securities LLC                                                                                                                                                                    0352*   FNYS
11241   First New York Securities LLC                                                                                                                                                                    0501*   FNYG
15124   First Pacific Mutual Fund, Inc.                                        2756 Woodlawn Drive              Suite 6-201    Honolulu           HI   96822        F/S                                  3745
11244   First Republic Group, LLC
11245   First Republic Securities Co.                                                                                                                                                                    0443*   FSRP
11246   First Research Finance Inc.                                                                                                                                                                      0279*   FIRF
11247   First St. Louis Securities, Inc.
11248   First Securities Northwest Inc.                                                                                                                                                                  0279*   FSNW
11250   First Security Financial Advisors, Inc.
11251   First South Carolina Securities, Inc.                                  6300 St. Andrews Road            Suite B        Columbia           SC   29212        Bond-M
14615   First Southern Securities LLC                                                                                                                                                                    0309*   FRST
11252   First Southwest Company                                                325 North Saint Paul Street      Suite 800      Dallas             TX   75201        OTC, Bond-M, ACAT, F/S, Env-Y, DSS   0309    FSWC
11253   First State Securities, Inc.                                                                                                                                                                     0279*   FSSO
11254   First Sun America/DVFS                                                 21650 Oxnard Street                             Woodland Hills     CA   91367        IPS                                  4604
11255   First SunAmerica Life Insurance Company                                One SunAmerica Center            Century City   Los Angeles        CA   90067-6002   IPS                                  4517
11256   First Symetra National Life Insurance Company of New York              5069 154th Place NE                             Redmond            WA   98052        IPS                                  4621
11258   First Tennessee Brokerage, Inc.                                        530 Oak Court Drive              Suite 200      Memphis            TN   38117        F/S, IPS                             0192
11257   First Tennessee Brokerage, Inc.                                                                                                                                                                  0226*   FTEN
11259   First Tennessee Capital Markets                                        845 Crossover Lane               Suite 1500     Memphis            TN   38117        Bond-M
14759   First Trust Portfolios L.P./First Trust Series Funds                   120 East Drive                   Suite 400      Wheaton            IL   46208        F/S                                  5374
11260   First Trust Portfolios, L.P.                                           1001 Warrenville Road            Suite 300      Lisle              IL   60532        F/S                                  6575
11261   First Trust Portfolios, L.P.                                           1001 Warrenville Road            Suite 300      Lisle              IL   60532        Bond-C/M, Env-Y, DSS, F/S            8244    FTLP
11262   First Trust Portfolios, L.P./First Defined Portfolios Fund LLC         1001 Warrenville Road                           Lisle              IL   60532        F/S                                  6603
11263   First Tryon Securities, LLC                                                                                                                                                                      0352*   TRYN
11264   First Wall Street Corp.                                                                                                                                                                          0234*   FWST
11265   First Washington Corp.                                                                                                                                                                           0443*   FWCO
11266   First Western Advisors
11267   First Western Securities
11268   First Wilshire Securities Management, Inc.                                                                                                                                                       0103*   FWIL
11269   First Winston Securities                                               121 East Reynolda Village                       Winston Salem      NC   27106        Bond-M
11270   FirstMerit Insurance Agency, Inc.                                      111 Cascade Plaza                1st Floor      Akron              OH   44308        IPS                                  7246
11271   Firstrade Securities Inc.                                                                                                                                                                        0158*   FFSI
11272   Fisher (L.B.) & Company                                                                                                                                                                          0727*   FISH
11273   Fisrt Merit Financial Services, Inc
11274   Five Mile Capital Securities LLC                                                                                                                                                                 0234*   FMCS
11275   Fixed Income Capital Partners, LLC
11276   Fleet Enterprise, Inc.
11277   Flexible Plan Investments, Ltd                                         3883 Telegrapgh Road Suite100                   Bloomfield Hills   MI   06819        IPS                                  6819
11278   Floor Broker Network Inc.                                                                                                                                                                        0443*   FBNW
11279   Florida Atlantic Securities Corp.                                                                                                                                                                0226*   FLAT
11280   Florida Investment Advisers                                                                                                                                                                      0443*   FIAF
11281   FMSBonds, Inc.                                                                                                                                                                                   0158*   FMUS
11282   FMSBonds, Inc.                                                         301 Yamato Road                  Suite 2100     Boca Raton         FL   33431        F/S                                  0061
11283   FMSBonds, Inc.                                                                                                                                                                                   0158*   MIAM
11284   FMSBonds, Inc.                                                         4775 Technology Way              2nd Floor      Boca Raton         FL   33431        Bond-M
11286   FNBB Capital Markets, LLC                                                                                                                                                                        0279*   FCML
11287   Folger Nolan Fleming Douglas Incorporated
11288   Folio(fn) Investments, Inc.                                            8000 Towers Crescent Drive                      Vienna             VA   22182        OTC, ACAT, F/S, Env-Y                0728    FTBR
11289   FolioFN Investments, Inc                                                                                                                                                                         0727*   FMES
11290   Foothill Securities, Inc.                                              1674 North Shoreline Boulevard   Suite 120      Mountainview       CA   94043        IPS                                  0548
11291   Fordham Financial Management, Inc.                                                                                                                                                               0052*   FORD
14557   Foreside Distribution Services, L.P.                                                                                                                                                             4967
11292   Foreside Distribution Services, L.P./AmSouth Funds                     3435 Stelzer Road                               Columbus           OH   43219        F/S                                  5816
11293   Foreside Distribution Services, L.P./Asset Management Fund             3435 Stelzer Road                               Columbus           OH   43219        F/S                                  6641
11314   Foreside Distribution Services, L.P./Cavanal Hill Funds                3435 Stelzer Road                               Columbus           OH   43219        F/S, ACAT                            5807
11317   Foreside Distribution Services, L.P./First State Trust Company         3 Canal Plaza                    Suite 100      Portland           ME   04101        F/S                                  4928
11297                                                                          Two Portland Square
        Foreside Distribution Services, L.P./Horizon Global Advisors Umbrella Fund LLC                                         Portland           ME   04101        F/S                                  5633
11298   Foreside Distribution Services, L.P./HSBC Investor Funds               3435 Stelzer Road                               Columbus           OH   43219        F/S, ACAT                            5814
11299   Foreside Distribution Services, L.P./IMS Funds                         Two Portland Square                             Portland           ME   04101        F/S                                  4995
11300   Foreside Distribution Services, L.P./IRT Mutual Funds                  3435 Stelzer Road                               Columbus           OH   43219        F/S                                  6614
11301   Foreside Distribution Services, L.P./IVA Fiduciary Trust               3 Canal Plaza Suite 1000                        Portland           ME   04101        F/S, ACAT                            4724
11318   Foreside Distribution Services, L.P./IVA Global SICAV Fund             3 Canal Plaza                    Suite 100      Portland           ME   04101        F/S                                  5410
11315   Foreside Distribution Services, L.P./Leader Short Ten Bond Fund          3 Canal Plaza                 Suite 100           Portland         ME   04101        F/S                                    5804
11304   Foreside Distribution Services, L.P./Old Mutual Funds                    Two Portland Square                               Portland         ME   04101        F/S                                    5750
11316   Foreside Distribution Services, L.P./Old Mutual Global Funds PLC         Two Portland Square                               Portland         ME   04101        F/S                                    5940
11306   Foreside Distribution Services, L.P./Permal Offshore Funds               3435 Stelzer Road                                 Columbus         OH   43219        F/S                                    4888
11319   Foreside Distribution Services, L.P./Ridgeworth Funds                    3435 Stelzer Road                                 Columbus         OH   43219        F/S, ACAT                              4920
11308   Foreside Distribution Services, L.P./Signature Liquidity Fund, Ltd.      3435 Stelzer Road                                 Columbus         OH   43219        F/S                                    6673
11320   Foreside Distribution Services, L.P./Skandia Global Funds PLC            3 Canal Plaza                 Suite 100           Portland         ME   04101        F/S                                    5826
11321                                                                            Two
        Foreside Distribution Services, L.P./SunTrust Bank Collective Trust Funds Portland Square                                  Portland         ME   04101        F/S                                    5562
11294   Foreside Distribution Services, L.P./The Boston Trust & Walden Funds 3435 Stelzer Road                                     Columbus         OH   43219        F/S                                    6622
11310                                                                             Val. Fund
        Foreside Distribution Services, L.P./Union Bank of California N.A. StableTwo Portland Square                               Portland         ME   41011        F/S                                    4695
11322   Foreside Distribution Services, L.P./USAllianz Mutual Funds              3435 Stelzer Road                                 Columbus         OH   43219        F/S                                    6628
11311   Foreside Distribution Services, L.P./Victory Funds                       3435 Stelzer Road                                 Columbus         OH   43219        F/S, ACAT                              5686
11312   Foreside Distribution Services, L.P./Victory Institutional Funds         3435 Stelzer Road                                 Columbus         OH   43219        F/S, ACAT                              5723
11323   Foreside Fund Services, LLC                                              Two Portland Square                               Portland         ME   04101        F/S                                    5659
11324   Foreside Fund Services, LLC/Nomura Partners Funds, Inc.                  Two Portland Square           1st Floor           Portland         ME   04101        F/S                                    5426
11325   Foreside Fund Services, LLC/Dundee Wealth Funds                          Three Canal Plaza             Suite 100           Portland         ME   04101        F/S, ACAT                              6549
11326   Foreside Fund Services, LLC/ Wright Investor                             Two Portland Square                               Portland         ME   04101        F/S                                    5872
11327   Foreside Fund Services, LLC/Aberdeen Funds                               Two Portland Square                               Portland         ME   04101        F/S, ACAT                              4899
11328   Foreside Fund Services, LLC/American Beacon Funds                        Two Portland Square                               Portland         ME   04101        F/S, ACAT                              5742
14928   Foreside Fund Services, LLC/Bennett Group of Funds                       Three Canal Plaza             Suite 100           Portalnd         ME   04101        F/S                                    5544
11329   Foreside Fund Services, LLC/Bridgeway Funds                              One Portland Square                               Portland         ME   04101        F/S                                    5485
11330   Foreside Fund Services, LLC/Century Funds                                Two Portland Square                               Portland         ME   04101        F/S                                    5597
14836   Foreside Fund Services, LLC/Del Rey Global Investors Fund                Three Canal Plaza             Suite 100           Portland         ME   04101        F/S                                    5134
11331   Foreside Fund Services, LLC/Henderson Global Funds                       Two Portland Square                               Portland         ME   04101        F/S, ACAT                              5528
11333   Foreside Fund Services, LLC/Liberty Street Funds                         Two Portland Square                               Portland         ME   04101        F/S, ACAT                              6767
11334   Foreside Fund Services, LLC/PMC Funds                                    Two Portland Square           1st Floor           Portland         ME   04101        F/S                                    5747
11335   Foreside Fund Services, LLC/Sound Shore Funds                            Two Portland Square                               Portland         ME   04101        F/S                                    5649
13600   Foreside Fund Services, LLC/Turner Funds                                                                                                                      F/S                                    5592
11336   Foreside Fund Services, LLC/Wintergreen Fund                             Two Portland Square           First Floor         Portland         ME   04101        F/S                                    5721
11427   Foresight Investments, LLC
11337   Forest Securities, Inc.                                                                                                                                                                              0727*        FORE
11338   Forester Funds, Inc.                                                     133 E. Cook Avenue                                Libertyville     IL   60048        F/S                                    4949
11339   Foresters Equity Services, Inc.                                          6640 Lusk Boulevard           #A202               San Diego        CA   92121        F/S, IPS                               0149
14798   Forethought Life Insurance Company                                       300 N. Meridian St.                               Indianapolis     IN   46204                                               5339
11340   Forge Financial Group Inc.                                                                                                                                                                           0750*        FRGP
11341   Forside Distribution Services LP/Northern Trust Funds                    Two Portland Square                               Portland         ME   04101        F/S, ACAT                              6633
11342   Forsyth Securities                                                                                                                                                                                   0235*        FSII
14622   Fortrend Securities, Inc.                                                                                                                                                                            0052*        FORI
11384   Fortune Securities, Inc.                                                                                                                                                                             0234*        FRTN
11385   Founders Equity Securities, Inc.                                                                                                                                                                     0234*        FNDR
14870   Four Points Capital Partners LLC                                                                                                                                                                     0750*        AFSS
11386   401K Investment Services, Inc./TPA                                       98 San Jacinto Boulevard      Suite 1100          Austin           TX   78701        F/S, TPA                               7119
11387   401Kstore.com (The)                                                      4940 Washington Avenue                            St. Louis        MO   63108        F/S, TPA                               7129
11388   Fourth Street Financial Group                                                                                                                                                                        0161*        FORS
11390   Fox River Execution Technology, LLC                                                                                                                                                                  0352*        FREX
14639   Fox River Execution Technology, LLC                                                                                                                                                                  0442*        FOXB
11389   Fox River Execution Technology, LLC                                                                                                                                                                  0501*        FRET
11391   Fox River Execution Technology, LLC                                                                                                                                                                  0627*        FREE
11392   Fox Run Alpha Fund, L.P.                                                                                                                                                                             0352*        FOXN
11393   Fox, Reusch & Co., Inc.                                                  500 Tri-State Building        432 Walnut Street   Cincinnati       OH   45202        Bond-M
11394   FPA Fund Distributors, Inc.                                              11400 West Olympic Road       Suite 1200          Los Angeles      CA   90064        F/S, ACAT                              5851
11395   Frank Funds                                                              6 Stacy Court                                     Parsippany       NJ   07054        F/S                                    6671
11396   Franklin Securities, LLC
11397   Franklin Street Securities, Inc.                                                                                                                                                                     0443*        FSST
11398   Franklin/Templeton Distributors, Inc.                                    100 Fountain Parkway                              St. Petersburg   FL   33716-1205   F/S, ACAT                              5534
11399   Frazer Lanier Company (The)                                              300 Water Street                                  Montgomery       AL   36104        Bond-M
11400   Fred Alger & Co., Inc./Alger Sicav                                       Harborside Financial Center   600 Plaza One       Jersey City      NJ   07311-4041   F/S                                    4950
11401   Fred Alger & Company, Incorporated                                       Harborside Financial Center   600 Plaza One       Jersey City      NJ   07311-4041   F/S, ACAT                              5594
11402   Fred Alger & Company, Incorporated                                                                                                                                                                   0158*        ALGR
11403   Freedom Investments, Inc.                                                                                                                                                                            0571*        FDMI
11404   Freedom Investors Corp.                                                                                                                                                                              0279*        FRIC
11405   Freimark Blair & Co., Inc.                                                                                                                                                                           0161*        FBLC
11406   Fried (Albert) & Company, LLC                                            60 Broad Street               39th Floor          New York         NY   10004        LST, OTC, Bond-C/M, ACAT, Env-Y, DSS   0284    AF   AFCO
11407   Friedman Luzzatto & Co
11408   Friedman, Billings, Ramsey & Co., Inc.                                                                                                                                                               0352*        FBRC
11410   Frontegra Funds, Inc.                                                    400 Skokie Boulevard          Suite 500           Northbrook       IL   60062-2815 F/S                                      5507
11411   Frontier Financial Consultants, Inc.
11412   Frontier Trust Company                                                   1126 Westrac Drive                                Fargo            ND   58103        F/S                                    2563
14512   Frontier Trust Company/P.J. Robb Variable Corp.                                                                                                               IPS                                    6531
11413   Frost Brokerage Services, Inc.                                                                                                                                                                       0226*        CUFT
11414   Frost National Bank-Capital Markets                                      100 West Houston Street       P.O. Box 1600       San Antonio      TX   78296        Bond-M
11415   FRS Securities, LLC                                                                                                                                                                                  0161*        FSEC
11416   FSC Securities Inc.                                                                                                                                                                                  0443*        FSCS
11417   FSC Securities Corp.                                                     2300 Windy Ridge Parkway SE   Suite 1100          Atlanta          GA   30339        F/S, IPS                               0169
15052   FSC Securities Corporation
11418   FSC Securities Corporation/Advantage Capital                             2300 Windy Ridge Parkway SE   Suite 1100          Atlanta          GA   30339-5665 F/S, IPS                                 0191
11419   FTC Capital Markets, Inc.                                                                                                                                                                            0608*        FTCG
11420   FTN Financial Services Corp.                                             845 Crossover Lane            Suite 150           Memphis          TN   38117        OTC, Bond-M, ACAT, Env-Y               0202         FTSC
15196   Fulcrum Securities, Inc.                                                                                                                                                                             0443*        OFKS
11422   FundQuest Incorporated                                                   One Winthrop Square                               Boston           Ma   02110      IPS                                      3910
14543   Funds Distributor, LLC                                                                                                                                      F/S                                      5497
11424   Funds Distributor, LLC/GMO Trust                                         60 State Street                                   Boston           MA   02109      F/S                                      6680
14542   Funds Distributor, LLC/MIRAE Asset Discovery Funds                                                                                                          F/S                                      5322
11423   Funds Distributor, LLC/Munder Funds                                      480 Pierce Street                                 Birmingham       MI   48102-3043 F/S, ACAT                                5617
14749   Funds Distributor, LLC/Ashmore Funds                                     60 State Street               Suite 1300          Boston           MA   02109      F/S                                      5195
11425   Further Lane Securities L.P.                                                                                                                                                                         0443*        FARS
11426   Fusion Analytics Securities LLC                                                                                                                                                                      0103*        INDX
11428   Gabelli & Company, Inc.                                                                                                                                                                              0141*        GABE
11429   Gabelli Funds - (NFDS)                                              One Corporate Center                             Rye            NY             10580        F/S                     5574
11430   Gage-Wiley & Co., Inc.
11431   Gagnon Securities LLC                                                                                                                                                                   0352*          GAGN
11432   G&L Partners, Inc.                                                                                                                                                                      0103*          GNLP
11434   Gar Wood Securities, LLC                                                                                                                                                                0234*          GWDS
11433   Gar Wood Securities, LLC                                                                                                                                                                0352*          GARW
11435   Garbacz Group Inc. (The)
11436   Garden State Securities Inc.                                                                                                                                                            0235*          GRST
11437   Gardner Financial Services Inc.                                                                                                                                                         0235*          GAFI
11438   Gardner Rich, LLC                                                                                                                                                                       0100*          GDNR
11439   Gardnyr Michael Capital, Inc.                                                                                                                                                           0750*          GMCI
11440   Garrett (Andrew) Inc.                                                                                                                                                                   0235*          ANDG
11441   Garrett Nagle & Company, Inc.                                                                                                                                                           0226*          GARR
11442   Gartmore Morley Capital Management, Inc.                            5665 S.W. Meadows Road              Suite 400    Lake Oswego    OR             97035        F/S                     4811
14535   Gates Capital Corporation                                                                                                                                                               0443*          GATS
11443   Gates Capital Corporation, Inc.
11444   Gateway Securities Inc./CDS                                                                                                                                                             5046*          GTWY
11445   Gatten Sadowski Inc
11446   Gaye (C.E.) & Sons Securities, Ltd.
11447   GBM International, Inc.                                                                                                                                                                 0158*          GBMS
11448   GBM International, Inc.                                                                                                                                                                 0443*          GBMT
11449   GBS Financial Corporation                                                                                                                                                               0103*          GBSL
11450   GE Financial Trust Company                                          2425 East Camelback Road            Suite 530    Phoenix        AZ             85016        F/S                     5970
11451   GE Investment Distributors, Inc.                                    777 Long Ridge Road                 Building B   Stamford       CT             06927        F/S                     5679
11453   Gelber Securities, LLC                                                                                                                                                                  0695*          GELB
11452   Gelber Securities, LLC                                                                                                                                                                  0695*          GLBY
14988   Gemini Fund Services, LLC                                           4020 S. 147th Street                             Omaha          NE             68137                                3845
14992   Gemini Fund Services, LLC/Central Park Group Global Distressed Fund4020 S. 147th Street                              Omaha          NE             68137                                3854
14994   Gemini Fund Services, LLC/Central Park Group Lighthouse Fund        4020 S. 147th Street                             Omaha          NE             68137                                3858
14995                                                                       4020 S. 147th Street
        Gemini Fund Services, LLC/Central Park Group Manager Alliance Fund II                                                Omaha          NE             68137                                3859
14993                                                                       4020 S. 147th
        Gemini Fund Services, LLC/Central Park Group Real Estate Special Situations Fund Street                              Omaha          NE             68137                                3855
11454   Geneos Wealth Management, Inc                                       9055 E. Mineral Circle, suite 200                Centennial     CO             80112        IPS                     0244
11455   General Securities Corp.                                                                                                                                                                0279*          GENS
11464   Genesis Securities, LLC                                                                                                                                                                 0234*          GNSG
11463   Genesis Securities, LLC                                                                                                                                                                 0234*          GNSD
11456   Genesis Securities, LLC                                                                                                                                                                 0234*          GNDS
11465   Genuity Capital Markets USA, Corp                                                                                                                                                       0158*          GCMU
11466   Genworth Financial Securities Corporation                           200 North Martingdale Road                       Schaumburg     IL             60173-2040   F/S                     0471
11467   Genworth Life and Annuity Insurance Company                         6604 West Broad Street                           Richmond       VA             23230        F/S, IPS                4525
11468   Genworth Life and Annuity Insurance Company                         6620 West Broad Street              Building 2   Richmond       VA             23230        F/S                     5752
11469   Genworth Life Insurance Company                                     700 Main Street                                  Lynchburg      VA             24504-1412   IPS                     4586
11470   Genworth Life Insurance Company of New York                         6610 West Broad Street                           Richmond       VA             23230        F/S, IPS                4553
11471   Geoffrey Richards Securities Corp.                                                                                                                                                      0235*          TAIG
11472   Georgeson Shareholder Securities Corp.                                                                                                                                                  0161*          GSSC
11475   GETCO Execution Services, LLC                                       141 West Jackson Blvd.              Suite 210    Chicago        IL             60604        ACAT, Env-Y, OTC, LST   0530    GESX   GFLO
11476   GETCO Execution Services, LLC                                                                                                                                                           0530*          GESX
11477   GETCO Securities, LLC                                                                                                                                                                   0103*          GETS
11478   G. F. Investment Services, LLC
11479   GFI Securities LLC
11480   GFI Securities, LLC                                                                                                                                                                     0501*          GFIS
11481   Gfong Associates, Inc.                                                                                                                                                                  0161*          FONG
14629   Gilbert, Doniger Co., Inc.
11482   Gilboy (P.R.) & Associates, Inc.                                                                                                                                                        0279*          PRGA
11483   Gilder, Gagnon, Howe & Co., LLC                                                                                                                                                         0352*          GILG
11484   Gilford Securities Incorporated - Retail                                                                                                                                                0141*          RGIL
14807   Gill Capital Partners                                                                                                                                                                   0309*          GLLL
11486   Girard Securities, Inc.                                             6165 Geenwich Drive                 Suite 150    San Diego      CA             92122        IPS                     0415
11485   Girard Securities, Inc.                                                                                                                                                                 0226*          GIRL
11487   GIT Investment Services, Inc.
11488   Gladowsky Capital Management Corp.                                                                                                                                                      0443*          GCMC
11490   Glazer (C.L.) & Co.                                                                                                                                                                     0443*          CLGL
11492   GLB Trading, Inc.                                                                                                                                                                       0234*          GLBX
11491   GLB Trading, Inc.                                                                                                                                                                       0234*          GLBT
10512   Gleacher & Company Securities, Inc.                                                                                                                                                     0443*          BPSG
14533   Gleacher & Company Securities, Inc.                                                                                                                                                     0443*          GLCH
11493   Glendale Securities, Inc.                                                                                                                                                               0158*          GLEN
11494   Glenmede Trust Company, N.A. (The)                                  1650 Market Place                   Suite 1200   Philadelphia   PA             19130        F/S, ACAT               2139
11495   Glenwood Securities, Inc                                                                                                                                                                0284*          GLWD
11497   Glickenhaus & Co.                                                   6 East 43rd Street                  10th Floor   New York       NY             10017        F/S                     5514
14775   Glickenhaus & Co.                                                                                                                                                                       0352*          GLIC
11498   Global-American Investments, Inc.                                                                                                                                                       0158*          GAME
11499   Global Brokerage Services, Inc.                                                                                                                                                         0279*          GSBI
11500   Global Credit Partners, LLC                                                                                                                                                             0234*          GCPL
11501   Global Crown Capital LLC                                                                                                                                                                0234*          TMAI
11502   Global Crown Capital, LLC                                                                                                                                                               0234*          GCCL
11504   Global Financial Services, Inc.                                                                                                                                                         0352*          GFSI
11505   Global Hunter Securities LLC                                                                                                                                                            0443*          GLBL
11506   Global Investor Services, L.C.                                                                                                                                                          0352*          GISJ
11507   Global Investor Services, LLC                                                                                                                                                           0443*          HBCO
11509   Global Maxfin Capital Inc./CDS                                      483 Bay Street                      Suite 200    Toronto        Ont., Canada   M5H 2S8      OTC                     5026@          GMAX
11510   Global Resource Investments, Ltd.                                                                                                                                                       0235*          GRIL
11511   Global Securities Corporation/CDS                                                                                                                               OTC                     5069@          GSCF
11513   Global Strategic Investments, LLC                                                                                                                                                       0234*          GSIL
11512   Global Strategic Investments, LLC
11514   Global Trust Company                                                4A Gill Street                                   Woburn         MA             01801        F/S                     5915
14464   Global Trust Company/NTRS                                                                                                                                       F/S                     5357
11515   Global Trust Company/NRS                                            4A Gill Street                                   Woburn         MA             01801        F/S                     5311
15021   Global Trust Company/Vanguard                                       4A Gill Street                                   Woburn         MA             01801        F/S                     3725
11516   Globalink Securities, Inc.                                                                                                                                                                                         0234*         PSRI
11517   Glynn (J.A.) & Co.                                                                                                                                                                                                 0443*         GLYN
11518   GMP Securities L.P./CDS                                 145 King Street West                           Suite 1100         Toronto, Ontario    Canada   M5H 1J8    Env-A, DSS                                       5016@         GMPS
11519   GMS Group (The), LLC                                                                                                                                                                                               0443*         GMSG
11520   Gold Coast Securities, Inc.                             275 E. Hillcrest Drive                         Suite 225          Thousand Oaks       CA       91360      F/S                                              4083
11521   Goldberg (Gary) & Co., Inc.
11522   Golden Beneficial Securities                                                                                                                                                                                       0234*         GOBE
11524   Goldman, Sachs & Co.                                    180 Maiden Lane                                                   New York            NY       10038      LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS        0005    G     GSCO
11525   Goldman Sachs & Co.                                     4900 Sears Tower                               51st Floor         Chicago             IL       60606      F/S, ACAT                                        5572
11526   Goldman Sachs & Co./Commerce Funds                      4900 Sears Tower                                                  Chicago             IL       60608      F/S                                              5799
11527   Goldman Sachs & Co./Goldman Sachs International Funds   133 Peterborough Court                         4th Floor          London              UK       ECY A2BB   F/S                                              6570
11549   Goldman Sachs Execution & Clearing                                                                                                                                                                                 0501*         GSZZ
11548   Goldman Sachs Execution & Clearing                                                                                                                                                                                 0501*         GSYY
11547   Goldman Sachs Execution & Clearing                                                                                                                                                                                 0501*         GSXX
11546   Goldman Sachs Execution & Clearing                                                                                                                                                                                 0501*         GSWW
11545   Goldman Sachs Execution & Clearing                                                                                                                                                                                 0501*         GSVV
11544   Goldman Sachs Execution & Clearing                                                                                                                                                                                 0501*         GSUU
11543   Goldman Sachs Execution & Clearing                                                                                                                                                                                 0501*         GSTT
11542   Goldman Sachs Execution & Clearing                                                                                                                                                                                 0501*         GSSS
11541   Goldman Sachs Execution & Clearing                                                                                                                                                                                 0501*         GSRR
11540   Goldman Sachs Execution & Clearing                                                                                                                                                                                 0501*         GSQQ
11539   Goldman Sachs Execution & Clearing                                                                                                                                                                                 0501*         GSPP
11538   Goldman Sachs Execution & Clearing                                                                                                                                                                                 0501*         GSOO
11537   Goldman Sachs Execution & Clearing                                                                                                                                                                                 0501*         GSNN
11536   Goldman Sachs Execution & Clearing                                                                                                                                                                                 0501*         GSMM
11535   Goldman Sachs Execution & Clearing                                                                                                                                                                                 0501*         GSLL
11534   Goldman Sachs Execution & Clearing                                                                                                                                                                                 0501*         GSKK
11533   Goldman Sachs Execution & Clearing                                                                                                                                                                                 0501*         GSJJ
11532   Goldman Sachs Execution & Clearing                                                                                                                                                                                 0501*         GSII
11531   Goldman Sachs Execution & Clearing                                                                                                                                                                                 0501*         GSHH
11530   Goldman Sachs Execution & Clearing                                                                                                                                                                                 0501*         GSGG
11529   Goldman Sachs Execution & Clearing                                                                                                                                                                                 0501*         GSFF
11528   Goldman Sachs Execution & Clearing                                                                                                                                                                                 0501*         BZZH
14843   Goldman Sachs Execution & Clearing L.P.                                                                                                                                                                            0501*         BZZQ
14719   Goldman Sachs Execution & Clearing L.P.                                                                                                                                                                            0501*         BZZP
14717   Goldman Sachs Execution & Clearing L.P.                                                                                                                                                                            0501*         BZZJ
14715   Goldman Sachs Execution & Clearing L.P.                                                                                                                                                                            0501*         BZYM
14714   Goldman Sachs Execution & Clearing L.P.                                                                                                                                                                            0501*         BZYK
14713   Goldman Sachs Execution & Clearing L.P.                                                                                                                                                                            0501*         BZYJ
14712   Goldman Sachs Execution & Clearing L.P.                                                                                                                                                                            0501*         BZYI
14711   Goldman Sachs Execution & Clearing L.P.                                                                                                                                                                            0501*         BZYH
14710   Goldman Sachs Execution & Clearing L.P.                                                                                                                                                                            0501*         BZYG
14709   Goldman Sachs Execution & Clearing L.P.                                                                                                                                                                            0501*         BZYF
11550   Goldman Sachs Execution & Clearing, L.P.                30 Hudson Street                               4th Floor          Jersey City         NJ       07302      LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS, IPS   0501    SLK   SILK
11557   Goldman Sachs Execution & Clearing, L.P.                                                                                                                                                                           0501*         GSEE
11556   Goldman Sachs Execution & Clearing, L.P.                                                                                                                                                                           0501*         GSDD
11555   Goldman Sachs Execution & Clearing, L.P.                                                                                                                                                                           0501*         GSCC
11554   Goldman Sachs Execution & Clearing, L.P.                                                                                                                                                                           0501*         GSBB
11553   Goldman Sachs Execution & Clearing, L.P.                                                                                                                                                                           0501*         GSAA
11552   Goldman Sachs Execution & Clearing, L.P.                                                                                                                                                                           0501*         SGMA
11551   Goldman Sachs Execution & Clearing, L.P.                                                                                                                                                                           0501*         SETS
14999   Goldman Sachs Execution & Clearing, L.P.                                                                                                                                                                           0501*         BZZK
15047   Goldman Sachs Execution & Clearing, L.P.                                                                                                                                                                           0501*         BZYE
15054   Goldman Sachs Execution & Clearing, L.P.                                                                                                                                                                           0501*         BZYD
15088   Goldman Sachs Execution & Clearing, L.P.                                                                                                                                                                           0501*         BZZN
11558   Goldman Sachs Execution & Clearing, LP                                                                                                                                                                             0501*         BTGG
11559   Goldman Sachs International Ltd.                        Peterborough Court                             133 Fleet Street   London              UK       EC4A 2BB   Env-Y, DSS                                       5208
11560   Gordon & Co.                                            63 Pleasant Street                             Suite 200          Watertown           MA       02472      OTC, ACAT, Env-Y, DSS                            0435          GORD
11561   Gordon Hasket & Co.                                                                                                                                                                                                0226*         GHAS
11562   Gordon, Haskett Capital Corporation                                                                                                                                                                                0226*         GHCC
11564   Gorian Investment Group
11565   Gotham Lawrence Corporation                                                                                                                                                                                        0750*         GOLA
15182   GP Nurmenkari, Inc.                                                                                                                                                                                                0284*         GPNI
11566   GPC Securities, Inc.                                    1201 Peachtree Street NE - 400 Colony Square   Suite 2200         Atlanta             GA       30361      F/S                                              0678
11567   GPC Securities, Inc./Trust Networking                   400 Colony Square                              Suite 2200         Atlanta             GA       30361      F/S                                              0473
11568   Grace Financial Group LLC                                                                                                                                                                                          0501*         GFGO
14787   Grace Financial Group, LLC                                                                                                                                                                                         0158*         GFGP
14786   Grace Financial Group, LLC                                                                                                                                                                                         0158*         GFGL
11570   Grace Financial Group, LLC                                                                                                                                                                                         0501*         GFGH
11569   Grace Financial Group, LLC                                                                                                                                                                                         0501*         MVPF
11571   Graham (B.B.) & Company                                                                                                                                                                                            0235*         BBGC
11573   Gramercy Securities, Inc.                                                                                                                                                                                          0750*         SCRI
11574   Grand Capital Corp.                                                                                                                                                                                                0052*         GRND
11577   Granite Financial Group, Inc.                                                                                                                                                                                      0158*         GFNC
11576   Granite Financial Group, Inc.                                                                                                                                                                                      0158*         GFIN
11578   Grant Williams, L.P.                                                                                                                                                                                               0309*         GWLP
11579   GRB Financial LLC                                                                                                                                                                                                  0750*         GRBF
11580   Great American Advisors, Inc.
11581   Great American Life Insurance Company                   525 Vine Street                                                   Cincinnati          OH       45202      IPS                                              5949
11582   Great Eastern Securities, Inc.                                                                                                                                                                                     0234*         GREA
14808   Great Nation Investment Group                                                                                                                                                                                      0309*         GNTS
11584   Great Pacific Securities                                                                                                                                                                                           0161*         GPSS
14546   Great Point Capital LLC                                                                                                                                                                                            0442*         MAVB
11585   Greater Community Financial LLC
11586   Great-West Life & Annuity Insurance Company             8515 E. Orchard Rd, 9T2                                           Greenwood Village   CO       80111      IPS                                              4735
11587   Green Street Advisors, Inc.                                                                                                                                                                                        0443*         GNAV
11588   Greenberg Financial Group                                                                                                                                                                                          0235*         NEHL
11589   Greencoast Capital Partners, LLC
11590   Greenman, Parker, Connally, Greenman, Inc.
11591   Greentree Brokerage Services, Inc.                                                                                                                                                  0443*         GBSI
11592   Greenwich Capital Markets, Inc.                                        600 Steamboat Road                               Greewich            CT   06830        Bond-M
11593   Greenwich Financial Services LLC                                                                                                                                                    0161*         GFSL
11595   Greenwich Prime Trading Group, LLC                                                                                                                                                  0501*         GPTG
11596   Grenel & Company                                                                                                                                                                    0501*         GRNL
14887   Grey Wolf Execution Partners, Inc.                                                                                                                                                  0541*         GWEP
11597   GRF Capital Investors Inc.                                                                                                                                                          0235*         GRFC
11598   Griffin Financial Group, LLC                                                                                                                                                        0158*         GRFN
11599   Griffin Securities, Inc.                                                                                                                                                            0234*         GSEC
11601   Griffin, Mills & Long, LLC                                                                                                                                                          0234*         PRNC
11602   Griffith (M.) Locke Investment Services, Inc.
11603   Griffon May, Inc.
11604   Grigsby & Associates, Inc.
11605   Griswold Company, Inc.                                                                                                                                                              0352*         GRIS
11606   Grodsky Associates, Inc.
11607   Grossman & Co., LLC                                                                                                                                                                 0234*         TRDW
14683   Grubb & Ellis Equity Advisors, Transfer Agent, LLC                                                                                                                                  5415
14684   Grubb & Ellis Equity Advisors, Transfer Agent, LLC/Grubb & Ellis Apartment Reit, Inc.                                                                                               3464
14685   Grubb & Ellis Equity Advisors, Transfer Agent, LLC/Grubb & Ellis Healthcare Reit II, Inc.                                                                                           3465
11610   GRW Capital Corp.
11611   GSECLP/Equities Execution                                              115 Broadway                                     New York            NY   10006        LST                   0048    LXE
11612   GSECLP/Kellogg Capital                                                                                                                                        LST                   0399    KCG
11613   GSECLP/Princeton Securities Group                                      115 Broadway                                     New York            NY   10006        LST                   0151    PSX
15138   G-Trade Services LLC                                                                                                                                                                0161*         ADRD
11615   G-Trade Service, LLC                                                                                                                                                                0443*         GTRD
11618   Guardian Insurance & Annuity Company, Inc. (The)                       7 Hanover Square                                 New York            NY   10003        IPS                   4533
11619   Guardian Insurance & Annuity Company, Inc./Fund Trading                3900 Burgess Place                               Bethlehem           PA   18071        F/S                   4637
11620   Guardian Investor Services LLC                                         81 Highland Avenue                               Bethlehem           PA   18017        F/S                   5573
10739   Guggenheim Funds Distributors, Inc.                                    2455 Corporate West Drive                        Lisle               IL   60532        ACAT, Env-Y, Bond-M   0526
11621   Guggenheim Securities LLC                                                                                                                                     Bond-C, ACAT, Env-Y   0181
11623   Guggenheim Securities, LLC                                                                                                                                                          0352*         GUGG
11624   Guggenheim Securities, LLC                                                                                                                                                          0443*         GUGS
11622   Guggenheim Securities, LLC                                                                                                                                                          0443*         LNKS
11625   GunnAllen Financial, Inc.                                                                                                                                                           0543*         GNLR
11626   Gunnar (Joseph) & Co., LLC                                                                                                                                                          0226*         JGUN
11627   Gurun Inc.
11629   Guzman & Company                                                                                                                                                                    0234*         GZMN
11628   Guzman & Company                                                                                                                                                                    0501*         GUZM
14469   Guzman & Company                                                                                                                                                                    0161*         GZML
10349   GVC Capital LLC                                                                                                                                                                     0309*         BCPI
11630   GWFS Equities, Inc.                                                    8515 East Orchard Road                           Greenwood Village   CO   80111        F/S                   0257
14828   GWFS Equities, Inc.                                                    8515 East Orchard Road                           Greenwood Village   CO   80111        F/S                   5330
15020   GWFS Equities, Inc./Orchard Trust Company LLC                          8515 E Orchard Rd 2T2                            Greenwood Village   CO   80112        F/S                   3702
11631   GWM Group, Inc
14793   GWM Group, Inc.                                                                                                                                                                     0226*         RLCC
14563   G.A. Repple & Company                                                                                                                                         IPS                   4076
11633   Hahn Securities, Inc.                                                                                                                                                               0750*         WMPB
14497   Halcyon Cabot Partners, Ltd.                                                                                                                                                        0158*         BBHP
14929   Halen Capital, Inc.                                                                                                                                                                 0052*         HCPL
11634   Hallmark Investments, Inc.                                                                                                                                                          0235*         HMRK
11637   Hamershlag, Dodeles & Co., LLC                                                                                                                                                      0234*         HASD
11636   Hamershlag, Dodeles & Co., LLC                                                                                                                                                      0234*         HASK
11638   Hamilton Johnston & Co., Inc.                                                                                                                                                       0161*         HAJO
11639   Hampton Securities (USA), Inc.
11640   Hancock Investment Services, Inc.
11641   Hancock Securities Group, LLC                                                                                                                                                       0727*         DHAN
11642   Hand Benefits & Trust Company                                          5700 Northwest Central Drive                     Houston             TX   77092      F/S                     4866
11643   Hand Benefits & Trust Company                                          5700 Northwest Central Drive                     Houston             TX   77092-2037 F/S                     5950
11644   Hand Securities, Inc.                                                                                                                                                               0309*         AIRS
11645   Hanmi Asset Securities, Inc.                                                                                                                                                        0279*         HANS
11646   Hanson McClain
11648   Hantz Financial Services, Inc.                                         24901 Northwestern Highway     Suite 710         Southfield          MI   48075        F/S, IPS              0614
11647   Hantz Financial Services, Inc.                                                                                                                                                      0279*         HAFS
11650   Hapoalim Securities USA, Inc.                                                                                                                                                       0443*         POLI
11649   Hapoalim Securities USA, Inc.                                                                                                                                                       0443*         ITEC
11652   Harbor Funds Distributors, Inc.                                        One Sea Gate                                     Toldeo              OH   43666        F/S, ACAT             5471
11653   Harbour Investments Inc.
11654   Hardcastle Trading USA, LLC                                                                                                                                                         0501*         HCTA
11655   Harger and Company, Inc.                                                                                                                                                            0235*         HRGR
14666   Harmon Financial Advisors, Inc.                                                                                                                               IPS                   6022
11656   Harris (Chester) & Co., Inc.
15110   Harris Investor Services, Inc.                                         311 West Monroe Street         14th Floor        Chicago             IL   60606                              5152
11657   Harris Investors Services, Inc.
11658   Harris N.A.                                                            111 West Monroe Street         10th Floor East   Chicago             IL   60690        Bond-M
11659   Harris, N.A.                                                           111 West Monroe Street         5th Floor         Chicago             IL   60690        F/S, IPS              2697
11660   Hart (LJ) & Company
11661   Hartfield, Titus & Donnelly, LLC                                       111 Pavonia Avenue             Suite 1430        Jersey City         NJ   07310        Bond-M                0451
11662   Hartford Investment Financial Services Co.                             500 Bielenberg Drive                             Woodbury            ME   55125        F/S, ACAT             4856
11663   Hartford Investment Financial Services Co./Upromise                    200 Great Pond Road                              Windsor             CT   06095        F/S                   5892
11664                                                                           Ltd.
        Hartford Investment Financial Services/Hartford Advantage Investments P.O. Box 2999                                     Simsbury            CT   06104-2999   F/S                   4829
11665   Hartford Life and Annuity Insurance Company                            200 Hopmeadow Street                             Simsbury            CT   06089-9793   IPS                   4669
11666   Hartford Life Insurance Company (The)                                  200 Hopmeadow Street                             Simsbury            CT   06089        F/S, IPS              4501
11667   Hartford Life Insurance Company/Corporate Business                     200 Great Pond Drive                             Windsor             CT   06095        IPS                   4662
11668   Hartford Life Insurance Company/Government Business                    200 Great Pond Drive                             Windsor             CT   06095        IPS                   4663
11669   Hartford Life Insurance Company/HLS Fund of Funds                      500 Bielenberg Drive                             Woodbury            MN   55125        F/S                   4681
11670   Hartford Life Insurance Company/Life Business                          505 Highway 169 N                                Plymouth            MN   55441-6434   IPS                   4658
11671   Hartford Life Insurance Company/Mutual Fund                            200 Hopmeadow Street                             Simsbury            CT   06089        F/S                   4599
11672   Hartford Securities Distribution Company, Inc.             200 Hopmeadow Street                         Simsbury        CT   06089     F/S, IPS                               0765
14703   Hartford Securities Distribution Company, Inc./PRG                                                                                     F/S                                    5920
11673   Harvest Capital LLC                                                                                                                                                           0701*          HACA
11674   Harvest Financial Corporation                                                                                                                                                 0727*          HVST
11676   Harvestons Securities, Inc.                                                                                                                                                   0226*          HARS
11675   Harvestons Securities, Inc.
11677   Havenwood Capital Markets, LLC                                                                                                                                                0279*          HAVN
11679   Havkit Corporation                                                                                                                                                            0052*          HAVK
11681   Hayden Stone & Co., LLC                                                                                                                                                       0052*          HAST
11682   Haywood Securities (USA) Inc.                                                                                                                                                 0279*          HAYV
11683   Haywood Securities Inc.                                                                                                                OTC                                    5058@          HASF
11684   Hazlett, Burt & Watson, Inc.                               1300 Chapline Street          Paxton House   Wheeling        WV   26003     Env-Y, F/S                             0252
11685   Hazlett, Burt & Watson, Inc.                                                                                                                                                  0226*          HAZL
11686   H. Beck, Inc.
11687   HBK Finance, LP
11688   H.C. Wainwright & Co., Inc.                                                                                                                                                   0158*          WAIN
11689   HCFP/Brenner Securities, LLC                                                                                                                                                  0158*          HCBR
11690   Heartland Investment Associates
11691   Hedge Fund Capital Partners, LLC                                                                                                                                              0234*          KKSS
15109   HedgeCount, LLC                                            601 Montgomery Street         Suite 810      San Francisco   CA   94111                                            3487
15111   HedgeCount, LLC/Hutchinson Capital Partners, LLC           601 Montgomery Street         Suite 810      San Francisco   CA   94111                                            3489
11692   Heflin & Co. LLC                                                                                                                                                              0443*          HEFL
11693   Hefren-Tillotson, Inc.                                                                                                                                                        0443*          HEFR
11694   Hefren-Tillotson/Shelby, Kern, Frederick and Shelby Div.
11695   Heidtke & Company, Inc.
11696   Height Securities, LLC                                                                                                                                                        0443*          HITS
11697   Henderson Capital Partners LLC                                                                                                                                                0279*          HCPI
11698   Henley & Company LLC                                                                                                                                                          0443*          HENY
11699   Hennig (Carl M.) Inc.                                                                                                                                                         0235*          HENN
11700   Hennion & Walsh, Inc.
14662   Heritage Financial Systems, Inc.                                                                                                                                              0727*          HFSB
11701   Herndon Plant Oakley
11702   Herold (Bernard) & Co.                                                                                                                                                        0443*          HERO
11703   Herzfeld (Thomas J.) & Co., Inc.
11704   Hewitt Associates LLC                                      100 Half Day Street                          Lincolnshire    IL   60069     F/S, TPA                               7107
11705   Hexagon Securities, LLC
15067   HFI Securities, Inc.
11707   HFP Capital Markets LLC                                                                                                                                                       0158*          HFPC
11708   H. G. Wellington & Co., Inc.                                                                                                                                                  0702*          WELC
11709   Higgins Capital Management, Inc.                                                                                                                                              0235*          HIGG
11710   High Point Capital Group, Inc.
11711   Highland Information Services Inc.                                                                                                                                            0161*          HIPC
11712   Highlander Capital Group, Inc.                                                                                                                                                0443*          HIGH
11714   Hightower Securities, LLC                                                                                                                                                     0352*          HTJP
11713   Hightower Securities, LLC
15081   HighTower Securities, LLC                                  525 W Monroe                  Suite 2300     Chicago         IL   60661                                            6017
11715   Hill Thompson Magid & Co Inc.
13328   Hilliard Farber & Co., Inc.                                                                                                                                                   0161*          RCML
13325   Hilliard Farber & Co., Inc.                                                                                                                                                   0161*          JJKE
11716   HKC Securities                                                                                                                                                                0352*          HKCS
11717   HLM Securities, Inc.                                                                                                                                                          0727*          HLMS
14976   Hold Brothers Capital LLC                                                                                                                                                     0430
11718   Hold Brothers Execution Services LLC                       1177 Avenue of the Americas   Suite 2B       New York        NY   10036     LST, ACAT, Env-Y                       0528    HXS
11721   Hold Brothers On-Line Investments, LLC                     1177 Avenue of the Americas   Suite 2B       New York        NY   10036     OTC, ACAT, Env-Y                       0784           HOLD
11723   Hollencrest Securities, LLC                                                                                                                                                   0352*          HLLC
11724   Home Financial Services, Inc.                              507 Market Street                            Knoxville       TN   37921     Bond-M
11725   Homestead Funds, Inc.                                      4301 Wilson Blvd.             IFS8-305       Arlington       VA   22203     F/S                                    6553
11727   Hornor, Townsend & Kent, Inc.                              600 Dresher Road              Suite C1C      Horsham         PA   19044     IPS                                    0326
11726   Hornor, Townsend & Kent, Inc.
11728   Horwitz & Associates, Inc.                                                                                                                                                    0352*          HORW
11729   Howard Weil, Incorporated                                                                                                                                                     0226*          HWIL
11731   Howells (M.S.) & Co.                                                                                                                                                          0443*          HWLS
11733   HRC Investment Services, Inc.
11735   HSBC Bank,USA, N.A./Buffalo IPS                            One HSBC Center                              Buffalo         NY   14203     IPS                                    2049
11736   HSBC Bank USA, N.A./IPB                                                                                                                F/S                                    2122
11737   HSBC Bank USA, National Association                        One Hanson Place              Lower Level    Brooklyn        NY   11243     F/S                                    2165
11738   HSBC Securities (USA), Inc./Fixed Income Securities        425 5th Avenue                               New York        NY   10018     Bond-C/M, Env-Y, DSS                   0486
11739   HSBC Securities (USA) Inc.                                 452 Fifth Avenue                             New York        NY   10018     LST, OTC, Bond C/M, ACAT, Env-Y, F/S   0816    HBK    HSBK
11740   HSBC Securities (USA), Inc./Stock Loan                     452 5th Avenue                11th Floor     New York        NY   10018     Env-Y, DSS                             0816*          HSBC
11741   Hudson Securities, Inc.                                                                                                                                                       0501*          HDSI
13575   Hudson Valley Capital Management                                                                                                                                              0158*          SECT
11746   Hugo Marx & Co., Inc.                                      711 South 29th Street                        Birmingham      AL   35202-2004 Bond-M
11747   Humbard, James W.                                                                                                                                                             0052*          JWHJ
11748   Hunter Associates Inc.                                                                                                                                                        0443*          HNTR
11749   Hunter Scott Financial, LLC                                                                                                                                                   0750*          PLCP
11750   Hunter World Markets, Inc.                                                                                                                                                    0234*          WRLD
11751   Huntingon National Bank                                    7 Easton Oval EA4E62                         Columbus        OH   43219     ACAT, F/S, IPS                         2305
11752   Huntington Investment Company                                                                                                                                                 0226*          HUCO
14474   Huntington National Bank/Traditional Insurance                                                                                                                                5383
11754   Huss Services, Inc.                                                                                                                                                           0234*          HUSS
11755   Hutchinson, Shockey, Erley & Co.                           222 West Adams Street         Suite 1700     Chicago         IL   60606     Bond-M
15010   HWJ Capital Partners II, LLC                                                                                                                                                  0052*          HWJC
11756   HybridTrading, LLC                                                                                                                                                            0049*          HYBD
11757   I-Bankers Securities, Inc.                                                                                                                                                    0158*          MILE
14670   IBERIA Capital Partners L.L.C.                                                                                                                                                0226*          IBER
11760   ICAP Corporates LLC                                        111 Pavonia Avenue            10th Floor     Jersey City     NJ   07310     LST, OTC, Bond-C/M, ACAT, Env-Y, DSS   0148    GARB   GARB
11762   ICAP Corporates LLC                                                                                                                                                           0161*          POLW
11761   ICAP Corporates LLC                                                                                                                                                           0501*          GARC
11764   ICAP Corporates, LLC                                                                                                                                                                                   0501*          GARZ
11763   ICAP Corporates, LLC                                                                                                                                                                                   0501*          GARQ
11765   ICD Securities                                                                                                                                                                                         0750*          ICDS
15038   ICM Securities, LLC                                                                                                                                                                                    0501*          ICMN
11766   ICMA-RC Services, LLC                                             777 North Capitol Street N.E.                           Washington     DC   20002-4240 F/S                                           0282
11767   ICMA-RC Services, LLC                                             777 North Capitol Street N.E.                           Washington     DC   20002      F/S                                           4942
11768   Icon Distributors, Inc.                                           615 East Michigan Street                 Tower II, PH   Milwaukee      WI   53202      F/S                                           5549
11769   ICP Securities LLC
11770   ICP Securities, LLC                                                                                                                                                                                    0161*          ICPS
11771   IFC Holding, Inc./Invest Financial Corporation                    2701 N. Rocky Point                      7th Floor      Tampa          FL   33607-5917 F/S                                           0566
11772   IFC Holdings, Inc.
11773   IFMG Securities, Inc.
11775   IIG Horizons Securities LLC
11776   Illustro Trading LLC                                                                                                                                                                                   0541*          ILUS
15049   IMC-Chicago, LLC                                                                                                                                                                                       0396*          IMCF
11777   Imperial Capital, LLC                                                                                                                                                                                  0443*          IMPC
11779   IMS Securities Inc.                                                                                                                                                                                    0279*          IMSS
11780   Incapital, LLC                                                                                                                                                                                         0235*          INCP
11781   Independent Bankers' Bank of Florida                                                                                                                       Bond-M
11782   Independent Brokers LLC
11783   Indiana Merchant Banking & Brokerage Co., Inc.                                                                                                                                                         0279*          IMBB
11784   Indiana Securities, LLC                                                                                                                                                                                0727*          INDI
14681   Industrial and Commerical Bank of China Financial Services LLC                                                                                             OTC                                         0388           ICBK
11786   Infinex Investments Inc.                                          10 Waterside Drive                                      Farmington     CT   06032        IPS                                         0113
11787   Infinity Financial Services                                                                                                                                                                            0727*          NFTY
11788   Infinium Securities, Inc.                                                                                                                                                                              0161*          INFN
11789   Infinium Securities, Inc.                                                                                                                                                                              0158*          INFC
11790   Infinium Securities, Inc.                                                                                                                                                                              0551*          INFU
11791   ING Financial Advisers, LLC                                       1 Orange Way, C4S                                       Windsor        CT   06095-4774 IPS                                           0172
11792   ING Financial Markets, LLC                                        135 East 57th Street                     5th Floor      New York       NY   10022      Env-Y, DSS, LST, OTC, ACAT, Bond-C            0270    INY    INGF
14722   ING Financial Markets LLC                                                                                                                                                                              0270*          INGG
11793   ING Financial Partners, Inc.                                      20 Washington Avenue South, Route 0648                  Columbus       OH   43229        IPS                                         0492
11794   ING Financial Partners, Inc./LSSI                                 20 Washington Avenue South, Route 0648                  Columbus       OH   43229        F/S                                         0465
14904   ING Institutional Plan Services, LLC                              400 Atrium Drive                                                                         F/S                                         7108
11798   ING Investment Advisors, LLC                                      400 Atrium Drive                                        Somerset       NJ   08873        F/S                                         0291
11799   ING Investment Advisors, LLC/TPA Accounts                         400 Atrium Drive                                        Somerset       NJ   08873        F/S                                         0591
11800   ING Investment Management Services LLC                                                                                                                                                                 0352*          FSFS
11796   ING Investments Distributor, LLC                                  7337 E. Doubletree Ranch Rd.                            Scottsdale     AZ   85258-2034   F/S, ACAT                                   5734
11797   ING Investments Distributor, LLC/ING IODC                         7337 E. Doubletree Ranch Rd.                            Scottsdale     AZ   85258        F/S                                         5859
11795   ING Investments Distributor, LLC/ING Offshore                     7337 E. Doubletree Ranch Rd.                            Scottsdale     AZ   85258        F/S                                         5473
11801   ING Life Insurance and Annuity Company                            151 Farmington Avenue                                   Hartford       CT   06156        IPS                                         4508
11802   ING Life Insurance and Annuity Company/Fund Serv/Trading          151 Farmington Avenue                                   Hartford       CT   06156        F/S                                         4575
11803   ING Life Insurance and Annuity Company/INVGVA                     151 Farmington Avenue                                   Hartford       CT   06156        IPS                                         4635
11804   ING Life Insurance and Annuity Company/ING Financial Solutions    909 Locust Street                                       Des Moines     IA   50309        IPS                                         4740
11805   ING National Trust Company                                        One Orange Way                                          Windsor        CT   06095        F/S                                         2360
14495   ING National Trust Company/IFS                                                                                                                             IPS                                         5377
11806   ING Private Wealth Management LLC
11807   ING USA Annuity and Life Insurance Company                        1475 Dunwoody Drive                                     West Chester   PA   19380        IPS                                         4506
11808   ING USA Annuity and Life Insurance Company/Mutual Funds Trading   5780 Powers Ferry Road, NW                              Atlanta        GA   30327        F/S                                         4510
11809   Ingalls & Snyder, LLC                                             61 Broadway                                             New York       NY   10006        LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS   0124    ING    INGS
11810   Inlet Securities, LLC                                                                                                                                                                                  0750*          LLSI
11811   Innova Securities Inc.                                                                                                                                                                                 0161*          INNO
11814   Instinet, LLC                                                                                                                                                                                          0067*          INTW
11813   Instinet, LLC                                                                                                                                                                                          0436*          INAR
15000   Instinet, LLC                                                                                                                                                                                          0067*          INMP
15001   Instinet, LLC                                                                                                                                                                                          0067*          INML
15002   Instinet, LLC                                                                                                                                                                                          0067*          INAT
11816   Instinet, LLC                                                     3 Times Square                           8th Floor      New York       NY   10036        LST, OTC, Bond-C/M, ACAT, Env-Y             0067    INCA   INCA
11817   Institutional Capital Management, Inc.                                                                                                                                                                 0235*          ICMH
15203   Institutional Investor Trust                                      201 Center Road                          Suite Two      Venice         FL   34285        F/S                                         3709
11818   Institutional Securities Corporation                                                                                                                                                                   0279*          ISCN
11819   Integral Financial, LLC                                                                                                                                                                                0279*          INFI
11820   Integrity Brokerage Services                                                                                                                                                                           0234*          IBSJ
11821   Integrity Funds Distributor, Inc.                                 1 Main Street North                                     Minot          ND   58703        F/S                                         5657
11822   Integrity Life Insurance Company                                  515 West Market Street                                  Louisville     KY   40202        IPS                                         4549
11823   Integrity Trading, Inc.                                                                                                                                                                                0234*          INTG
15051   Interactive Brokers Corp.
11824   Interactive Brokers LLC                                           Two Pickwick Plaza                                      Greenwich      CT   06830        LST, OTC, Bond-C/M, Env-Y, DSS              0017    IBI    IBKR
11826   Interactive Brokers, LLC/Retail Clearance                         Two Pickwick Plaza                       2nd Floor      Greenwich      CT   06830        ACAT, F/S                                   0534
14773   Interbolsa Securities, LLC                                                                                                                                                                             0443*          IBSA
11827   Intercarolina Financial Services, Inc.
11828   Intercoastal Financial Services Corp.                                                                                                                                                                  0234*          IFSC
11829   Intercontinental Asset Management Group, Ltd.
11830   Intermerchant Securities LLC                                                                                                                                                                           0052*          IMSL
11831   International Assets Advisory, LLC                                                                                                                                                                     0443*          INTA
11832   International Capital Markets, Inc                                                                                                                                                                     0234*          CNCR
11833   International Correspondent Trading, Inc.                                                                                                                                                              0226*          ICTI
11835   International Strategy & Investment Group, Inc.                   One South Street                         18th Floor     Baltimore      MD   21203        F/S                                         5591
11834   International Strategy & Investment Group, Inc.                                                                                                                                                        0352*          ISIG
11836   Internet Capital Markets Corporation                                                                                                                                                                   0158*          ICMC
11837   Interpacific Investors Services, Inc.                                                                                                                                                                  0226*          IPAC
11838   Intervest International Equities Corporation
11839   INTL Trading, Inc.                                                                                                                                                                                     0161*          INTL
11840   InTrade, LLC                                                                                                                                                                                           0238*          ITLC
11841   Invemed Associates, LLC                                                                                                                                                                                0352*          INVM
11842   Invesco Distributors, Inc.                                        11 Greenway Plaza                        Suite 100      Houston        TX   77046-1173 F/S, ACAT                                     5540
11843   Invesco Distributors, Inc./Fund Management Co.                    11 East Greenway Plaza                                  Houston        TX   77046-1100 F/S                                           5450
11844   Invesco Distributors, Inc./Offshore                               11 Greenway Plaza                        Suite 100      Houston        TX   77046-1173 F/S                                           6592
11845   Invesco Distributors, Inc./AIM Global Advisors Limited               11 East Greenway Plaza          Suite 1919        Houston         TX   77046-1113 F/S                                              4882
14950   Invesco Distributors Inc./Invesco Funds II SICAV                                                                                                       F/S                                              5391
11846   Investacorp, Inc.                                                    15450 New Barn Road                               Miami Lakes     FL   33014      F/S, IPS                                         0138
11847   Investacorp, Inc.                                                                                                                                                                                       0226*          ARCH
11848   Investacorp, Inc.                                                                                                                                                                                       0352*          INVE
11849   Investec Securities (U.S.) LLC                                                                                                                                                                          0443*          INVC
11850   Investin Securities Corp.                                                                                                                                                                               0234*          NVST
11851   Investment Center (The)                                              1011 Rte. 22 West                                 Bridgewater     NJ   08807-0915 IPS                                              0318
11852   Investment Center, Inc. (The)                                                                                                                                                                           0443*          ICEN
11853   Investment Centers of America, Inc.                                  212 North Fourth Street                           Bismarck        ND   58501      F/S, IPS                                         0565
11854   Investment Management Corporation                                                                                                                                                                       0235*          KCIM
11855   Investment Management Services, Inc.                                                                                                                                                                    0727*          IMSI
11856   Investment Network, Inc.                                                                                                                                                                                0727*          IVNT
14732   Investment Partners Asset Management                                                                                                                                                                    3424
11857   Investment Placement Group                                                                                                                                                                              0352*          IPGR
11858   Investment Planners Inc.                                                                                                                                                                                0235*          INPI
11860   Investment Professionals, Inc.                                       16414 San Pedro Ave.            Suite 150         San Antonio     TX   78232      IPS                                              6052
11859   Investment Professionals, Inc.
14665   Investors Capital Corporation                                                                                                                          IPS                                              6016
11864   Investors Capital Corporation                                                                                                                                                                           0443*          ICCP
11865   Investors Securities Services, LLC
11867   Investscape, Inc.                                                                                                                                                                                       0234*          TIME
11868   Invex, Inc.                                                                                                                                                                                             0352*          IVEX
11869   IPO Capital                                                                                                                                                                                             5039*          IPOC
11870   Ironstone Securities Inc.
11871   Isaak Bond Investment, Inc.                                                                                                                                                                             0279*          IAAK
15097   ISERoute, LLC                                                                                                                                                                                           0100*          SPDR
11873   Island Traders Securities                                                                                                                                                                               0158*          ITSI
11875   Israel A. Englander & Co., Inc.                                                                                                                                                                         0161*          IAEX
11877   Israel A. Englander & Co., Inc.                                                                                                                                                                         0352*          IAEA
11874   Israel A. Englander & Co., LLC                                                                                                                                                                          0551*          IAEC
14987   Israel A. Englander & Co., LLC                                                                                                                                                                          0158*          DASH
14641   Itau Europa Securities Inc.                                                                                                                                                                             0443*          IESI
11878   Itau Securities, Inc.                                                                                                                                                                                   0443*          ITAU
14998   ITB Securities, LLC                                                                                                                                                                                     0750*          ITBS
14592   ITG Canada                                                                                                                                                                                              5059*          ITGC
13375   ITG Derivatives, LLC                                                                                                                                                                                    0551*          REDK
11879   ITG, Inc.                                                            380 Madison Ave.                4th Floor         New York        NY   10017      OTC, ACAT, Env-Y                                 0099    ITGI   ITGI
11880   ITradedirect.com Corp.                                                                                                                                                                                  0750*          ITDC
11881   IVY Securities, Inc.                                                                                                                                                                                    0235*          IVYS
15090   J&C Global Securities, LLC                                                                                                                                                                              0052*          MEAT
11882   Jack V. Butterfield Investments Company                                                                                                                                                                 0235*          JVBF
11883   Jackson National Life Insurance Company                              One Corporate Way                                 Lansing         MI   48951      IPS                                              4552
11884   Jackson National Life Insurance Company of New York                  2900 Westchester Avenue                           Purchase        NY   10577      IPS                                              4584
11885   Jackson National Life Insurance Company/Brooke Life                  8055 East Tufts Avenue          2nd Floor         Denver          CO   80237      IPS                                              4581
11886   Jackson Partners & Associates Inc.                                                                                                                                                                      0100*          JPTR
11887   Jackson Securities LLC                                                                                                                                                                                  0443*          JACK
11888   James Baker & Associates, L.P.                                       1601 NW Expressway              20th Floor        Oklahoma City   OK   73118      Bond-M
11889   Janco Partners Inc.
11896   Jane Street Markets, LLC                                                                                                                                                                                0352*          JSPT
11892   Jane Street Markets, LLC                                                                                                                                                                                0352*          JANS
11891   Jane Street Markets, LLC                                                                                                                                                                                0352*          NASJ
11890   Jane Street Markets, LLC                                                                                                                                                                                0352*          JANE
11897   Janney Montgomery Scott LLC                                          1801 Market Street              9th Floor         Philadelphia    PA   19103-1675 LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS, IPS   0374    JM     JANY
11898   Janney Montgomery Scott LLC                                                                                                                                                                             0374*          JMSI
11899   Janus Distributors LLC                                               3773 Cherry Creek North Drive   Suite 101         Denver          CO   80209-3821 F/S                                              5781
11900   Janus Distributors LLC/Janus Capital International Limited           100 Fillmore Street                               Denver          CO   80217-3375 F/S                                              5467
11901   Jaypee International, Inc.                                                                                                                                                                              0049*          JPII
11902   JB Drax Honroe, Inc.                                                                                                                                                                                    0234*          JBDH
11903   Jefferies & Co., Inc.                                                Harborside Financial Center     705 Plaza Three   Jersey City     NJ   07311      OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS,            0019           JEFF
11904   Jefferies & Co., Inc.                                                                                                                                                                                   0352*          BDIR
11906   Jefferies & Company, Inc.                                                                                                                                                                               0443*          PJEF
11907   Jefferies & Company, Inc.
13167   Jefferies Bache Securities, LLC                                                                                                                                                                         0226*          PGSL
15017   Jefferies Execution Services, Inc.                                                                                                                                                                      0536*          JEFX
11909   Jefferies Execution Services, Inc./Service Bureau                    30 Broad Street                 45th Floor        New York        NY   10004      LST, OTC                                         0536    WDF    WDSB
11910   Jefferson National Life Insurance Company                            9920 Corporate Campus Drive     Suite 1000        Louisville      KY   40233      F/S, IPS                                         4573
11911   Jeffrey Matthews Financial Group, LLC                                                                                                                                                                   0235*          JEFM
11912   Jeffries Partner Opportunity Fund II, LLC                                                                                                                                                               0019*          JHYT
11914   Jesup & Lamont Securities Corp.                                                                                                                                                                         0234*          JSLI
11916   Jettrade, Inc.
11917   JFD Securities, Inc.                                                                                                                                                                                    0161*          JFDS
14589   JH Darbie & Co. Inc.                                                                                                                                                                                    0052*          JHDR
11918   J.J.B Hilliard, W.L.Lyons, LLC
11919   J.J.B. Hilliard, W.L. Lyons, LLC                                     501 South Fourth Avenue                           Louisville      KY   40202      OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS, IPS, LST   0768    HL     HDLY
11920   J.K. Chilton & Associates, Inc.
11921   J.K. Financial Services, Inc.                                                                                                                                                                           0279*          JKFS
11922   JK Securities, Inc.
11923   J.K.R. & Co., Inc.
15102   J.M. Lummis Securities, Inc.                                                                                                                                                                            0388*          JMLS
11924   JMP Securities, LLC                                                                                                                                                                                     0352*          JSSF
11925   JNK Securities Corp.                                                                                                                                                                                    0501*          JNKK
11926   John Hancock Funds, LLC                                              101 Huntington Street           12th Floor        Boston          MA   02199      F/S, ACAT                                        5582
11927   John Hancock Life & Health Insurance Company/ LTC                    200 Berkeley Street                               Boston          MA   02116      IPS                                              5910
11928   John Hancock Life Insurance Company                                  P.O. Box 111                                      Boston          MA   02117      IPS                                              4594
11929   John Hancock Life Insurance Company (U.S.A)                          500 Boylston Street             Suite 400         Boston          MA   02216      IPS                                              4513
11930   John Hancock Life Insurance Company (U.S.A) /LTC                     200 Berkley St.                                   Boston          MA   02116      IPS                                              5994
11931   John Hancock Life Insurance Company (USA) / Global Diversification   601 Congress Street                               Boston          MA   02210      F/S                                              4716
11932   John Hancock Life Insurance Company (USA) /Diversified Equity     601 Congress Street                                       Boston        MA   02210        F/S                                              4714
11933   John Hancock Life Insurance Company (USA) /Fundamental Holdings 601 Congress Street                                         Boston        MA   02210        F/S                                              4715
14585   John Hancock Life Insurance Company (USA)/Group Pension                                                                                                                                                      4661
14586   John Hancock Life Insurance Company (USA)/Insurance                                                                                                                                                          4660
14584   John Hancock Life Insurance Company (USA)/RPS Seg Funds & Accounting ET7                                                                                                                                     4704
11934   John Hancock Life Insurance Company of New York                   100 Summit Drive              2nd Floor                   Valhalla      NY   10595        IPS                                              4607
14944                                                                      Accounting ET7
        John Hancock Life Insurance Company of New York/RPS SEG Funds &601 Congress Street                                          Boston        MA   02110        F/S                                              4705
11935   John Hancock Variable Life Insurance Company                      John Hancock Place                                        Boston        MA   02117        IPS                                              4595
11937   Johnson, Rice & Company LLC                                                                                                                                                                                  0352*         JRCO
11938   Johnston, Lemon & Co. Incorporated                                                                                                                                                                           0443*         JOLE
11939   Jones (Edward D.) & Co.                                           700 Maryville Centre Drive                                St. Louis     MO   63141-5824 LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS, IPS     0057    EDJ   EDJO
11940   Jones Gable & Company LTD./CDS                                                                                                                            OTC                                                5070@         JNGF
11941   JonesTrading                                                                                                                                                                                                 0161*         JONE
11942   Joseph Grace Holdings, Inc.                                                                                                                                                                                  0727*         ETSB
11943   JP Morgan Chase Bank/ADP Express Account                          14201 Dallas Parkway          12th Floor                  Dallas        TX   75254        F/S                                              0409
11944   JP Morgan Chase Bank/J.P. Morgan InstitutionalInvestments Inc.                                                                                              F/S                                              5978
11945   JPMorgan Chase Bank N.A./JPMorgan Chase Health Savings            14201 Dallas Parkway          12th Floor                  Dallas        TX   75254        F/S                                              0915
11946   JP Morgan Chase Bank, N.A./Schroder Investments                   14201 Dallas Parkway                                      Dallas        TX   75254-2916   F/S                                              6699
11947                                                                     4 New
        JPMorgan Chase Bank N.A./Worldwide Securities Services Hewitt Accounts York Plaza               11th Floor                  New York      NY   10004        F/S                                              0204
11948   JPMorgan Chase Bank, National Association                         14201 Dallas Parkway          Chase International Plaza   Dallas        TX   75254-2916   Env-Y, DSS, ACAT                                 0902
11949   JPMorgan Chase Bank/PCS Shared Services                           340 South Cleveland Avenue    Building 350                Westerville   OH   43081-8917   F/S                                              2255
11950   JPMorgan Chase Bank/TIAA-CREF                                     4 Chase Metrotech Center      19th Floor                  Brooklyn      NY   11245        F/S                                              2006
11951   JP Morgan Chase Bank/IA                                           14201 Dallas Parkway          12th Floor                  Dallas        TX   75254                                                         2357
11952   J.P. Morgan Clearing Corp.                                        245 Park Avenue                                           New York      NY   10167        LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS, IPS   0352    BS    BSSC
11953   J.P. Morgan Clearing Corp./ Burke Trading, LP                                                                                                                                                                3827
11954   J.P. Morgan Clearing Corp./ Showel Capital, LP                                                                                                                                                               3887
11955   J.P. Morgan Clearing Corp./Jane Street Capital, LLC                                                                                                                                                          3837
11956   J.P. Morgan Clearing Corp./Option Opportunities                                                                                                                                                              3809
11957   JPMorgan Distribution Services, Inc.                              P.O. Box 711235                                           Columbus      OH   43271-1235 F/S, ACAT                                          5599
11958   J.P. Morgan Institutional Investments, Inc.                       522 Fifth Avenue                                          New York      NY   10036      F/S                                                4871
11959   JP Morgan Retirement Plan Services LLC                            9300 Ward Parkway                                         Kansas City   MO   64114      F/S                                                7147
11961   J.P. Morgan Securities, Inc.                                                                                                                                                                                 0226*         PCSD
11964   J.P. Morgan Securities, Inc.                                                                                                                                                                                 0352*         JPMS
11963   J.P. Morgan Securities, Inc.                                                                                                                                                                                 0352*         JPME
11962   J.P. Morgan Securities, Inc.                                                                                                                                                                                 0352*         JPMG
11960   J.P. Morgan Securities, Inc.                                                                                                                                                                                 0352*         JPMP
14858   J.P. Morgan Securities LLC                                                                                                                                                                                   0352*         JPMT
11972   JPMCC / Bear Specialist, Inc.                                     2 Broadway                                                New York      NY   10004        LST                                              0351    ACE
11973   JPMCC / J.P. Morgan Securities Inc/Specialist                     2 Broadway                                                New York      NY   10004        LST                                              0363    SPA
11974   JPMorgan Chase Bank, N.A. / Custodial Trust Company               14201 Dallas Parkway                                      Dallas        TX   75254        OTC, Bond-M, Env-Y, DSS                          2424          CUST
11975   JPMorgan Chase Bank/PB-PCS Shared Services                        500 Stanton Christiana Road                               Newark        DE   19713-2107   F/S                                              6652
11976   JPMorgan Distribution Services, Inc./JPM Off-Shore Funds          522 Fifth Avenue              12th Floor                  New York      NY   10036        F/S                                              5798
15174   JRL Capital Corporation                                                                                                                                                                                      0279*         JRLC
11977   J. Scott Securities Corp.
11978   JSF Securities Corp                                                                                                                                                                                          0284*         JSFA
14860   Jump Trading                                                                                                                                                                                                 0695*         EGOT
14848   Jump Trading                                                                                                                                                                                                 0695*         DSSJ
14624   Jump Trading                                                                                                                                                                                                 0695*         PXGG
11986   Jump Trading                                                                                                                                                                                                 0695*         WINR
11984   Jump Trading                                                                                                                                                                                                 0695*         WINF
11982   Jump Trading                                                                                                                                                                                                 0695*         KACS
11981   Jump Trading                                                                                                                                                                                                 0695*         MKME
11980   Jump Trading                                                                                                                                                                                                 0695*         DYSO
11979   Jump Trading                                                                                                                                                                                                 0695*         SPDM
11987   JVB Financial Group                                                                                                                                                                                          0443*         JVBG
11988   J. W. Cole Financial, Inc.
11968   J.P. Morgan Securities LLC                                        34 Exchange Place                                         Jersey City   NJ   07311        Bond-C/M                                         0187
11966   J.P. Morgan Securities, Inc.                                                                                                                                                                                 0352*         BEST
11967   J.P. Morgan Securities LLC                                        One Metrotech North                                       Brooklyn      NY   11201        F/S                                              5865
11970   J.P. Morgan Securities LLC/NYSE                                   150 Broadway                                              New York      NY   10038        LST, Env-Y, DSS, IPS                             0060    JPM
11969   J.P. Morgan Securities, Inc.                                                                                                                                                                                 0352*         BEAR
11965   J.P. Morgan Securities LLC/Private Client Services Div            500 Staton Christina Road     OPS4 Floor 3                Newark        DE   19713        IPS                                              0406
11989   K.A. Associates Inc.                                                                                                                                                                                         0352*         KALA
11990   Kabrik Trading                                                                                                                                                                                               0695*         KBKF
11992   Kabrik Trading LLC                                                                                                                                                                                           0234*         KBKP
11991   Kabrik Trading LLC                                                                                                                                                                                           0284*         KBRK
11994   Kahn Brothers & Co., Inc.                                                                                                                                                                                    0443*         KBCO
11995   Kaiser and Company                                                                                                                                                                                           0443*         WYOM
11996   Kalos Capital Incorporated
11997   Kashner Davidson Securities Corporation                                                                                                                                                                      0750*         KASH
11998   Kaufman Bros., L.P.                                                                                                                                                                                          0226*         KBRO
11999   KBC Financial Products                                                                                                                                                                                       0352*         KBFP
15185   KCCI, Ltd.                                                                                                                                                                                                   0158*         KCCP
12004   Keane Securities Co. Inc.                                                                                                                                                                                    0161*         KEAN
12005   Kedem Capital Corp.                                                                                                                                                                                          0352*         KEDM
12006   Keefe, Bruyette & Woods, Inc.                                                                                                                                                                                0443*         KBWI
12008   Keeley Investment Corp.                                           401 South LaSalle Street                                  Chicago       IL   60605        F/S, ACAT                                        5661
12007   Keeley Investment Corp.                                                                                                                                                                                      0226*         KEEL
12009   Kelley (D.M.) & Co.                                                                                                                                                                                          0141*         DMKC
12010   Kellogg Capital Group LLC                                                                                                                                                                                    0501*         PERF
12012   Kellogg Capital Markets, LLC                                                                                                                                                                                 0501*         KEGG
12017   Kelt (The) Group, LLC
12020   Kenneth, Jerome & Co., Inc.                                                                                                                                                                                  0052*         KJER
12021   Kenny Securities Corp.                                                                                                                                                                                       0443*         KENY
12022   Kensington Capital Corp.                                                                                                                                                                                     0309*         KENS
12023   Kercheville & Company                                                                                                                                                                                        0443*         KERC
12024   Kern, Suslow Securities, Inc.                                                                                                                                                                                0158*         SLOW
12025   Kershner Securities, LLC                                                                                                                                                                                     0501*         KRSH
12027   Kevin Dann & Partners, LLC                                                                                                                                                                         0158*          DANN
12028   Kevin Hart Kornfield & Co., Inc.
12029   Key Bank N.A.                                                    4900 Tiedeman Road                        Brooklyn           OH       44144      F/S                                              5608
12030   Key Investment Services LLC                                                                                                                                                                        0799*          KISL
15130   Key Investment Services LLC                                      4900 Tiedeman Drive                       Brooklyn           OH       44144      IPS                                              0809
12031   KeyBanc Capital Markets Inc.                                     127 Public Square         OH-01-27-0426   Cleveland          OH       44114      LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS, IPS   0799    KEY    KEYB
12032   Keybank National Association                                     4900 Tiedeman Road                        Brooklyn           OH       44144      ACAT, F/S                                        2205
12034   Keystone Securities, LLC                                                                                                                                                                           0750*          KEYS
14492   KGS Alpha Capital Markets LLC
12037   Kildare Capital, Inc.                                                                                                                                                                              0103*          KCAP
12035   Kildare Capital, Inc.
12038   Kiley Partners, Inc.                                                                                                                                                                               0309*          KCIX
12039   Kimelman & Baird, LLC                                                                                                                                                                              0352*          KIML
12040   King (C.L.) & Associates, Inc.                                   9 Elk Street                              Albany             NY       12207      OTC, Bond-C/M, ACAT, Env-Y, DSS, F/S             0743           KING
12041   Kinsell, Newcomb & De Dios, Inc.                                                                                                                                                                   0309*          KOND
12042   Kipling Jones & Co., Ltd.                                                                                                                                                                          0309*          KJCO
12043   KJM Securities, Inc.
12044   KMS Financial Services
12045   KMS Financial Services, Inc.                                     2200 Sixth Avenue         Suite 1125      Seattle            WA       98121-1866 F/S                                              4835
12016   Knight Capital Americas, L.P.                                                                                                                                                                      0295*          KELG
12015   Knight Capital Americas, L.P.                                                                                                                                                                      0295*          KELL
12048   Knight Capital Markets, LLC                                                                                                                                                                        0295*          KCMP
12047   Knight Capital Markets, LLC                                                                                                                                                                        0295*          TRIM
12053   Knight Equity Markets, L.P.                                                                                                                                                                        0295*          NITP
12051   Knight Equity Markets, L.P.                                                                                                                                                                        0295*          NITE
12049   Knight Execution & Clearing Services LLC                         545 Washington Blvd.                      Jersey City        NJ       07310      OTC, LST, Env-Y, ACAT                            0295    NITC   NITC
12050   Knight Execution & Clearing Services LLC                                                                                                                                                           0295*          NITD
10952   Knight Execution & Clearing Services LLC                                                                                                                                                           0295*          DTTX
12046   Knight Execution & Clearing Services LLC
12054   Knight Libertas, LLC                                                                                                                                                                               0443*          LIBE
12056   Kohn (L.M.) & Company                                            9810 Montgomery Road                      Cincinnati         OH       45242      IPS                                              0194
12055   Kohn (L.M.) & Company                                                                                                                                                                              0235*          LMKO
12057   Koonce Securities Inc.                                           6550 Rock Spring Drive    Suite 600       Bethesda           MD       20817      OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS             0712           KOSE
12058   Korth (J.W.) & Company, Inc.                                                                                                                                                                       0235*          KRTH
14847   Kota Global Securities Inc.                                                                                                                                                                        0158*          KOTA
14984   Kovack Securities Inc.                                                                                                                                                                             0443*          KOVP
15039   Kovack Securities Inc.
12059   Kovack Securities, Inc.                                                                                                                                                                            0226*          KOVS
12060   Kovitz Securities, LLC
12061   K.R. Securities LLC                                                                                                                                                                                0352*          KRCO
12062   Kramer Securities Corp.
12063   Krueger Brokerage, Inc.                                                                                                                                                                            0727*          KRUG
12064   Kun-Lun Development Corporation                                                                                                                                                                    0279*          KLDC
14508   Kuykendall & Schneider, Inc.                                                                                                                                                                       0309*          KUYK
12066   KW Securities Corp.
12067   KW Securities Corporation                                                                                                                                                                          0235*          KWSC
12068   Kyson & Company
15116   Kyte Securities LLC                                                                                                                                                                                0501*          KYTS
12074   LaBrunerie Financial Services
12075   Ladenburg, Thalmann & Co. Inc.                                                                                                                                                                     0226*          LTCO
12076   Lafayette Investments Incorporated
12078   Lafferty (R.F.) & Co., Inc.                                                                                                                                                                        0235*          LAFB
12079   Laidlaw & Company (UK) LTD.                                                                                                                                                                        0750*          SBIL
12080   Lake Forest Securities, LLC                                                                                                                                                                        0727*          LAKE
12081   LAM Securities                                                                                                                                                                                     0750*          LMSE
12082   Lamon & Stern Inc.
12084   Lampost Capital, L.C.                                                                                                                                                                              0234*          POST
12083   Lampost Capital, L.C.                                                                                                                                                                              0234*          LAMP
15175   Lancaster Pollard & Co.                                                                                                                                                                            0309*          LANP
12086   Landolt Securities, Inc.
12087   Langdon Shaw Securities, Inc.                                                                                                                                                                      0727*          LSSI
12088   Lantern Investments, Inc.
12089   Lara, Shull & May, Ltd.                                                                                                                                                                            0235*          LAMA
12090   LaraDorbecker Securities Corporation
12091   Larimer Capital Corporation                                                                                                                                                                        0235*          LARC
12092   Larkin (Emmett A.) Co., Inc.                                                                                                                                                                       0750*          LARK
12094   LaSalle St. Securities, LLC                                      940 N. Industrial Drive                   Elmhurst           IL       60126-1131 IPS                                              0232
12095   LaSalle Street Securities, Inc.                                                                                                                                                                    0226*          LASS
14774   Latour Trading, LLC                                                                                                                                                                                0103*          BZYS
12096   Lauren & Merlin Inc.                                                                                                                                                                               0235*          LMFI
12097   Laurential Bank of Canada/CDS                                    1981 McGill College Ave                   Montreal, Quebec   Canada   H3A 3K3    Env-A                                            5001@
12101   LavaFlow, Inc.                                                   95 Morton Street          7th Floor       New York           NY       10014      OTC, Env-Y, LST                                  0641    FLW    FLOW
14707   LavaFlow, Inc.                                                                                                                                                                                     0501*          LAVA
12102   LavaFlow, Inc.                                                                                                                                                                                     0641*          GOTO
12103   Lawson Financial Corporation                                                                                                                                                                       0443*          LWFL
12104   Lazard Capital Markets LLC                                       30 Rockefeller Plaza      19th Floor      New York           NY       10020      LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS        0308    LAZ    LAZA
14614   Lazard Capital Markets, LLC.                                                                                                                                                                       0352*          LZCM
12105   Lazard Freres & Co., LLC                                         30 Rockefeller Plaza      49th Floor      New York           NY       10112-0002 F/S                                              4850
12106   Lazard Freres & Co., LLC/Lazard Global Active Funds (Offshore)   30 Rockefeller Plaza                      New York           NY       10112      F/S                                              5417
12107   LCS Securities, LLC                                                                                                                                                                                0352*          LCSS
12108   Leader Investments, Inc.                                                                                                                                                                           0727*          LIIC
12109   Leaders Group, Inc. (The)
12110   Lebanthal & Co., LLC
12111   Ledgemont Capital Markets, LLC                                                                                                                                                                     0049*          NARI
12112   Ledgewood Capital Management, LLC
12113   Leede Financial Markets Inc./CDS                                                                                                                  OTC, Env-A                                       5071@          LEDE
12115   Leerink Swann & Company                                                                                                                                                                            0443*          LESW
12114   Leerink Swann & Company                                                                                                                                                                            0443*          LEER
12116   Legacy Asset Securities Inc.                                                                                                                                                                                        0235*         LASE
12117   Legacy Financial Services, Inc.                                     2090 Marina Avenue           P.O. Box 6030                Petaluma            CA   94954-6030 IPS                                               4138
12118   Legend Merchant Group, Inc.                                                                                                                                                                                         0235*         LGND
12119   Legend Securities                                                                                                                                                                                                   0234*         SPCS
12120   Legend Securities, Inc.                                                                                                                                                                                             0234*         LDSI
15143   Legend Securities, Inc.                                                                                                                                                                                             0052*         LEGD
12122   Legent Clearing LLC                                                 9300 Underwood Avenue        Suite 400                    Omaha               NE   68114-2685 OTC, Bond-C/M, F/S, ACAT, Env-Y, IPS              0052          LGNT
12123   Legg Mason Investor Services, LLC                                                                                                                                 F/S, ACAT                                         5749
12124   Legg Mason Investor Services, LLC/529 Plans                                                                                                                       F/S                                               5570
12125   Legg Mason Investor Services, LLC/Citifunds                                                                                                                       F/S                                               5834
12126   Legg Mason Investor Services, LLC/Legg Mason Collective Trust       100 Light Street             5th Floor                    Baltimore           MD   21202      F/S                                               5630
12127   Legg Mason Investor Services, LLC/Legg Mason Global Funds PLC                                                                                                     F/S                                               5833
12128   Leigh Baldwin & Co., LLC                                            112 Albany Street                                         Cazenovia           NY   13035      IPS                                               6013
12129   LEK Securities Corporation                                          140 Broadway                 29th Floor                   New York            NY   10005      LST, OTC, Bond-C/M, ACAT, Env-Y                   0512    LEK   LSCI
12130   Lemley, Yarling & Co.                                                                                                                                                                                               0727*         LEYA
12131   Lenox Financial Services Inc.
14613   Leonard & Company                                                                                                                                                                                                   0235*         LEOC
12132   Leonard Securities, Inc.                                                                                                                                                                                            0235*         LEON
12134   Lerner (David) Associates, Inc.                                     477 Jericho Turnpike                                      Syosset             NY   11791      OTC, Bond-M, Bond-C, ACAT, F/S, Env-Y, DSS, IPS   5144          DLAE
12135   Lesko Securities Inc.
12136   Letsgotrade, Inc.                                                                                                                                                                                                   0234*         LETS
12137   Leumi Investment Services, Inc.
12138   Levco Securities, Inc.
12139   Levinson (S.J.) & Sons LLC                                                                                                                                                                                          0501*         SJLS
12140   Levy, Harkins & Co., Inc.                                                                                                                                                                                           0352*         LEVY
12141   Lexington Investment Co. Inc.                                                                                                                                                                                       0352*         LEXI
12142   Lexit Capital, LLC                                                                                                                                                                                                  0234*         WCMP
12143   LF Rothschild, LLC                                                                                                                                                                                                  0235*         LFRO
12144   LFC Securities, LLC                                                                                                                                                                                                 0279*         LFCS
12145   LFC Securities, LLC
12146   Liberty Capital Investment Corp.                                                                                                                                                                                    0309*         PURP
12147   Liberty Group, LLC
12148   Liberty Life Assurance Company of Boston                                                                                                                          IPS                                               4641
12149   Liberty Life Insurance Company                                      2300 Main Street             Suite 450, P.O. Box 419458   Kansas City         MO   64108      IPS                                               4562
14982   Liberty Partners Financial Services, Inc.                                                                                                                                                                           0235*         LPFS
12151   Liberum Capital Inc.                                                                                                                                                                                                0352*         LINC
12152   Libucki & Co., LLC                                                                                                                                                                                                  0512*         LBKI
12153   Lieblong & Associates, Inc.
12154   Lifemark Securities Corp.
12155   Lifetime Achievement Fund, Inc.                                     11605 West Dodge Road        Suite 1                      Omaha               NE   68154      F/S                                               6514
12159   Lighthouse Financial Group, LLC                                                                                                                                                                                     0234*         LFCM
14686   Lightspeed Trading, LLC                                                                                                                                                                                             0234*         LSXF
12160   Lightspeed Trading, LLC                                                                                                                                                                                             0234*         LSPE
14651   Lightspeed Trading, LLC                                                                                                                                                                                             0442*         LSSU
12161   Lightspeed Trading, LLC                                                                                                                                                                                             0501*         LSPG
12993   Lightspeed Trading, LLC                                                                                                                                                                                             0695*         PFDK
14655   Lime Brokerage, LLC                                                                                                                                                                                                 0161*         LIPR
14963   Lime Brokerage, LLC                                                                                                                                                                                                 0608*         LBNE
15145   Lime Brokerage, LLC                                                                                                                                                                                                 0161*         LBNN
14471   Lime Brokerage, LLC                                                                                                                                                                                                 0019*         JFLI
12168   Lime Brokerage, LLC                                                                                                                                                                                                 0100*         LITB
12167   Lime Brokerage, LLC                                                                                                                                                                                                 0330*         LIFO
12164   Lime Brokerage, LLC                                                                                                                                                                                                 0436*         LIMA
12177   Lime Brokerage, LLC                                                                                                                                                                                                 0442*         LING
12176   Lime Brokerage, LLC                                                                                                                                                                                                 0442*         LINH
12175   Lime Brokerage, LLC                                                                                                                                                                                                 0442*         LINI
12174   Lime Brokerage, LLC                                                                                                                                                                                                 0442*         LINJ
12173   Lime Brokerage, LLC                                                                                                                                                                                                 0442*         LINL
12172   Lime Brokerage, LLC                                                                                                                                                                                                 0442*         LINN
12171   Lime Brokerage, LLC                                                                                                                                                                                                 0442*         LINO
12170   Lime Brokerage, LLC                                                                                                                                                                                                 0442*         LINR
12163   Lime Brokerage, LLC                                                                                                                                                                                                 0501*         LIMB
12162   Lime Brokerage, LLC                                                                                                                                                                                                 0501*         LIME
12166   Lime Brokerage, LLC                                                                                                                                                                                                 0536*         JXLI
12169   Lime Brokerage, LLC                                                                                                                                                                                                 0695*         LIFC
12178   Lincoln Benefit Life Company                                        2920 South 84th Street                                    Lincoln             NE   68506-4142 IPS                                               4559
12179                                                                       2940 South 84th Street
        Lincoln Benefit Life Company/Administered by SE2 Technology Solutions                                                         Lincoln             NE              IPS                                               4689
15091   Lincoln Douglas Investments, LLC
12180   Lincoln Financial Advisors
12181   Lincoln Financial Securities Corporation                            One Granite Place                                         Concord             NH   03301      IPS                                               0211
14600   Lincoln Investment                                                                                                                                                                                                  0443*         LNCL
12182   Lincoln Investment Planning Inc.                                    218 Glenside Avenue                                       Wyncote             PA   19095      F/S, IPS                                          0145
12183   Lincoln Life & Annuity Company of New York                          1300 South Clinton Street                                 Fort Wayne          IN   46802      F/S                                               4686
12184   Lincoln National Life Insurance Co./Connecticut                     Metro Center                 350 Church Street            Hartford            CT   06103      IPS                                               4615
12185   Lincoln National Life Insurance Company                             1300 South Clinton Street                                 Fort Wayne          IN   46802      IPS                                               4500
12186   Lincoln National Life Insurance Company/For Annuities (The)         1300 S. Clinton St.                                       Fort Wayne          IN   46802      IPS                                               4633
12187   Lincoln National Life Insurance Company/For Life                    1300 S. Clinton Street                                    Fort Wayne          IN   46802      IPS                                               4634
12188   Lincoln National Life Insurance Company/II                          1300 South Clinton Street                                 Fort Wayne          IN   46802      F/S                                               4685
12189   Lincoln Trust Company                                               8051 East Maplewood Avenue   IPS                          Greenwood Village   CO   80111                                                        0579
15122   Lincoln Variable Insurance Products Trust                           1300 South Clinton Street                                 Fort Wayne          IN   46802      TPA                                               7111
12191   Linkbrokers Derivatives Corporation                                                                                                                                                                                 0501*         LINX
12190   Linkbrokers Derivatives Corporation                                                                                                                                                                                 0501*         LINK
12192   Linkbrokers Derivatives Corporation                                                                                                                                                                                 0651*         LINQ
12193   Lipper Convertibles, L.P.
14517   Liquid Capital Securities, LLC                                                                                                                                                                                      0695*         LIQD
12194   Liquidnet, Inc.                                                                                                                                                                                                     0352*         LQNT
12195   Littlewood (L.P.) and Associates, Inc.
14867   Livevol Securities, Inc.                                                                                                                                                                                            0234*         LVOL
15152   LiveVol Securities, Inc.                                                                                                                                                                           0551*   LIVE
12196   LLK Insurance Brokerage Services, LLC                     13520 Evening Creek Drive N.   Suite 300          San Diego          CA                92128        IPS                                  6009
12197   Lloyd, Scott & Valenti, Ltd.                                                                                                                                                                       0352*   LSVL
12199   L & M Securities Co.                                                                                                                                                                               0727*   LMSC
12200   Locust Street Securities, Inc.
12201   Loeb Arbitrage Fund                                                                                                                                                                                0352*   LOEB
12202   Loeb Partners Corporation/Retail                                                                                                                                                                   0352*   LOBR
12203   Lombard Securities Incorporated                                                                                                                                                                    0279*   LOMB
12205   Long Island Financial Group, Inc                                                                                                                                                                   0309*   LIFG
12206   Long (S.G.) & Company                                                                                                                                                                              0235*   SGLC
12207   Longbow Securities, LLC                                                                                                                                                                            0443*   LBOW
12208   Longleaf Partners Funds                                   6410 Poplar Avenue             Suite 900          Memphis            TN                38119        F/S                                  4863
15154   Loomis Sayles Trust Company, LLC                          One Financial Center           27th Floor         Boston             MA                02111        F/S                                  3755
12209   Loop Capital Markets, LLC                                                                                                                                                                          0443*   LOOP
12210   Lord Abbett Distributors                                  90 Hudson Street                                  Jersey City        NJ                07302-3973 F/S, ACAT                              5500
12212   Loring Ward Securities, Inc.                              1190 Saratoga Avenue                              San Jose           CA                95129      F/S, ACAT                              5672
12213   Louis Capital Markets, L.P.                                                                                                                                                                        0501*   LOUI
12214   Lovell Incorporated
12215   Lowell & Company                                                                                                                                                                                   0309*   LOWL
12216   LPL Financial Corporation                                 9785 Towne Centre Drive                           San Diego          CA                92121-1968 OTC, Bond-C/M, ACAT, F/S, Env-Y, IPS   0075    YLPL
14905   LPL Financial Corporation/LPL Insurance                                                                                                                     IPS                                    4747
12217   L.S.Y., Inc.
12218   LTC Investment Services, Inc.
15142   Lucia Securities, LLC                                                                                                                                                                              0235*   HLIX
15190   Lucia Securities, LLC                                     13520 Evening Creek Drive N.   Suite 300          San Diego          CA                92128        IPS                                  6900
12221   M&I Distributors LLC/Marshall Funds                       111 E. Kilbourn Ave.                              Milwaukee          WI                53202        F/S                                  6561
14554   M&I Distributors, LLC                                                                                                                                         F/S                                  5352
15114   M&T Securities, Inc.                                                                                                                                                                               0443*   BALE
12222   MacAllaster Pitfield Mackay Inc.                          30 Broad Street                                   New York           NY                10004        OTC, ACAT, Env-Y, DSS                0664    PMCI
12223   MacDougall, MacDougall & MacTier Ltd./CDS                 2000 Place Du Canada           Suite 2000         Montreal, Quebec   Canada            H3B 4J1      Env-A                                5022@
12224   Mack Investments Securities, Inc.                                                                                                                                                                  0727*   MINV
12226   Mackie Research Capital Corporation/CDS                                                                                                                                                            5029*   MREC
12225   Mackie Research Capital Corporation/CDS                   222 Bay Street                 Suite 1500         Toronto, Ontario   Canada            M5K 1J5      OTC, Env-A, DSS                      5029@   RECA
14989   Macquarie Asset Management Inc.                                                                                                                                                                    3849
12230   Macquarie Capital (USA) Inc.                                                                                                                                                                       0158*   MACQ
15093   Macquarie Capital (USA) Inc.                              125 W55th St.                  Lvl 22             New York           NY                10019        OTC, ACAT                            0114    MSUS
12228   Macquarie Private Wealth Inc./CDS                                                                                                                             OTC                                  5010@   YKTN
12229   Macquarie Private Wealth Inc./CDS                         One First Canada Place         Suite 2700         Toronto, Ontario   Canada            M5X 1J8      Env-A, DSS                           5025@
12231   Macro Risk Advisors, LLC                                                                                                                                                                           0501*   MRAD
12232   Madden Securities Corp.
12233   Madison Avenue Securities                                                                                                                                                                          0443*   MAVS
12234   Madison Avenue Securities, Inc.                           10731 Treena Street            Suite 201          San Diego          CA                92131        IPS                                  6428
12235   Madison Capital Markets, Inc.                                                                                                                                                                      0049*   EQUI
12236   Madison Investment Advisors, LLC                          550 Science Drive                                 Madison            WI                53711-1059 F/S                                    6577
12237   Madison Investment Advisors, LLC/Members Mutual Fund      550 Science Drive                                 Madison            WI                53711      F/S                                    4987
12238   Madison Williams and Company                                                                                                                                                                       0443*   MWCO
15115   Madison Williams and Company LLC                                                                                                                                                                   0443*   MWCO
12239   Magnus (E.) Oppenheim & Co., Inc.                                                                                                                                                                  0750*   EMOC
12240   Maguire Investments, Inc.                                                                                                                                                                          0235*   MAGI
12241   Maia Securities, Inc.                                                                                                                                                                              0235*   MAIA
12242   Main Street Management Company
12243   Maine Securities Corporation                                                                                                                                                                       0279*   MSCB
12245   Mainsail Group, LLC                                       350 Madison Avenue             9th Floor          New York           NY                10017        F/S                                  5411
12247   M. Amarico, Inc.                                                                                                                                                                                   0158*   AMCO
12248   Managed Account Services, LLC
12249   Managers Investment Group, LLC                            800 Connecticut Avenue                            Norwalk            CT                06854        F/S, ACAT                            5736
12250   Manhattan Beach Trading Financial Services, Inc.                                                                                                                                                   0234*   MBTS
12251   Manning & Napier Investor Services, Inc.                  1100 Chase Square                                 Rochester          NY                14604        F/S                                  5753
12252   Manning (V.M.) & Co., Inc.                                                                                                                                                                         0750*   MANI
12253   Manor Investment Funds, Inc.                              15 Chester Commons                                Malvern            PA                19355        F/S                                  5709
12254   Manufacturers & Traders Trust Company                     25 South Charles Street                           Baltimore          MD                21201-3396   Bond-M
12255   Manufacturers & Traders Trust Company/TPA                 110 South Paca Street                             Baltimore          MD                21201        F/S                                  2128
12256   Manufacturers and Traders Trust Company                   One M&T Plaza                  8th Floor          Buffalo            NY                14203        Env-Y, DSS, ACAT                     0990
12257   Manulife Securities Inc./CDS                              1375 Kerns Road                                   Burlington         Ontario, Canada   L7R4X8       DSS, Env-A                           5047@
12259   Maple Securities USA, Inc.                                10 Exchange Place              Suite 2600         Jersey City        NJ                07302        OTC, Bond-C/M, ACAT, Env-Y           0269    MAPL
12260   Maplewood Investment Advisors, Inc.                                                                                                                                                                0226*   MPLW
12262   Marco Polo Securities Inc.                                                                                                                                                                         0049*   DVNE
12263   Marcus Schloss & Co., Inc.                                                                                                                                                                         0418*   MSCA
12264   Mark Boyar & Co., Inc.
12265   Marquat, Jean                                                                                                                                                                                      0234*   MARQ
14527   Marquette De Bary Co., Inc.
12266   Marquis Financial Services, Inc.                                                                                                                                                                   0052*   MAFS
12267   Marsco Investment Corporation                             101 Eisenhower Parkway                            Roseland           NJ                07068        OTC, Bond C/M, ACAT, Env-Y, F/S      0287    MRSC
14911   Marv Capital Inc.                                                                                                                                                                                  0279*   NTCP
12269   Mason Securities, Inc.
12270   Massachusetts Mutual Life Insurance Co./Fund Operations   1295 State Street                                 Springfield        MA                01111      F/S                                    4534
12271   Massachusetts Mutual Life Insurance Company               1295 State Street                                 Springfield        MA                01111-0001 F/S, IPS                               4545
12272   Massie Capital Ltd.                                                                                                                                                                                0234*   MASY
12277   Matrix Capital Group, Inc./Compass EMP Funds              630-A Fitzwatertown Road       2nd Floor          Willow Grove       PA                19090        F/S                                  6607
15083   Matrix Capital Group, Inc./Delux Funds                    630 Fitzwatertown Rd           Bldg A 2nd Floor   Willow Grove       PA                19090        F/S                                  3748
14758   Matrix Capital Group, Inc./Frank Funds                    630-A Fitzwatertown Road       2nd Floor          Willow Grove       PE                19090        F/S                                  5372
14747   Matrix Capital Group, Inc./Nest Egg Funds                 630-A Fitzwatertown Road       2nd Floor          Willow Grove       PE                19090        F/S                                  5694
12274   Matrix Capital Group, Inc.                                335 Madison Avenue             11th Floor         New York           NY                10017        F/S                                  5681
12273   Matrix Capital Group, Inc.                                                                                                                                                                         0158*   MATX
12275   Matrix Capital Group, Inc. / The Monteagle Funds          630 A Fitzwatertown Road       2nd Floor          Willow Grove       PA                19090      F/S                                    6697
12276   Matrix Capital Group, Inc./Amidex                         630-A Fitzwatertown Road       2nd Floor          Willow Grove       PA                19090-1904 F/S                                    6606
12278   Matrix Capital Group, Inc./Catalyst Funds                                                                                                                   F/S                                    5527
12279   Matrix Capital Group, Inc./Congressional Effect Fund      630-A Fitzwatertown Road       2nd Floor          Willow Grove       PA                19090      F/S                                    5637
12280   Matrix Capital Group, Inc./Pope Family of Funds                   630-A Fitzwatertown Road     2nd Floor     Willow Grove   PA   19090-1904 F/S                                                5695
12281   Matrix Capital Group, Inc./Shields & Company                      630-A Fitzwatertown Road     2nd Floor     Willow Grove   PA   19090      F/S                                                5843
12282   Matthew 25 Fund, Inc.                                             605 Cloverly Avenue                        Jenkintown     PA   19406      F/S                                                6637
12283   Matthews (Joseph) & Co.                                                                                                                                                                        0750*         JMAT
12284   Max International Broker/ Dealer Corp                                                                                                                                                          0309*         MAXI
12285   Maxim Group, LLC                                                                                                                                                                               0443*         MAXM
12286   Maximum Financial Investment Group, Inc.                                                                                                                                                       0234*         MXFG
14809   Maxwell Simon Inc.                                                                                                                                                                             0309*         MXSI
12287   Maxxtrade, Inc.                                                                                                                                                                                0234*         MAXX
15032   MBS Capital Markets, LLC
12290   MBSC, LLC                                                                                                                                                                                      0161*         MBSC
12291   MBSC Securities Corporation                                       144 Glen Curtiss Boulevard                 Uniondale      NY   11556-0144   F/S                                              5523
12292   MBSC Securities Corporation/Mellon Bank N.A. (MCM)                One Mellon Center            Room 4330     Pittsburgh     PA   15258-0001   F/S                                              6657
12293   MBSC Securities Corporation/Mellon Bank N.A. (SMAM)               One Mellon Center            Room 4330     Pittsburgh     PA   15258-0001   F/S                                              6538
12294   MBSC Securities Corporation/Mellon Bank, NA (TBC)                 One Mellon Center            Room 4330     Pittsburgh     PA   15258-0001   F/S                                              6598
12295   MBSC Securities Corporation/Mellon Global Funds                   144 Glen Curtiss Boulevard                 Uniondale      NY   11556        F/S                                              6615
12296   MBSC Securities Corporation/The Bank of New York Mellon                                                                                       F/S                                              5913
12297   McAdams Wright Ragen, Inc.                                                                                                                                                                     0226*         MWRI
14573   McCamish Systems, LLC                                                                                                                                                                          6403
12298   McClurg Capital Corporation                                                                                                                                                                    0443*         MCCL
12299   McCourtney-Breckenridge & Company                                                                                                                                                              0235*         MCTY
12300   McDermid Capital Corp.                                                                                                                                                                         5076*         MCDC
12301   McDonnell, Inc.                                                                                                                                                                                0727*         MDON
12302   McGowan (J.P.) & Company, Inc.
12303   McKelvey (George) Co., Inc.                                                                                                                                                                    0226*         GMCK
12304   McKenna (D.B.) & Co., Inc.
12305   McKim Capital, Inc.                                                                                                                                                                            0750*         ROND
12306   McKinnon & Company Inc.                                                                                                                                                                        0158*         MCKN
12308   McLiney & Company                                                 2800 McGee Throughway                      Kansas City    MO   64108-3121 Bond-M
12309   McMahan Securities Co. L.P.
12310   McMillion Securities, Inc.                                                                                                                                                                     0702*         MCME
12311   McNicoll, Lewis & Vlak LLC                                                                                                                                                                     0049*         MLVT
14597   McNicoll, Lewis & Vlak LLC                                                                                                                                                                     0161*         MLVM
12288   MD Global Partners LLC                                                                                                                                                                         0309*         MDPS
12312   MDB Capital Group, LLC                                                                                                                                                                         0226*         MDBC
12313   Means Investment Company, Inc.
15120   MEB Options, LLC                                                                                                                                                                               0695*         MEBO
14975   Mediterranean Securities Group, LLC                                                                                                                                                            0052*         MSGP
12315   Meeschaert Capital Markets, Inc.                                                                                                                                                               0279*         WMEI
15065   Meeting Street Brokerage, LLC
12316   Mell (W.H.) Associates, Inc.
12317   Mellin Securities, Inc.                                                                                                                                                                        0727*         MELN
14832   Melvin Securities, L.L.C.                                                                                                                                                                      0443*         MLVN
12319   Melvin Securities, LLC                                                                                                                                                                         0100*         MSMM
12320   Mercadien Securities                                                                                                                                                                           0235*         MERC
12323   Mercator Associates, LLC                                                                                                                                                                       0234*         MTOR
12322   Mercator Associates, LLC                                                                                                                                                                       0234*         MERQ
12324   Mercer Trust Company                                              Investors Way                              Norwood        MA   02062        F/S                                              0347
12325   Mercer Trust Company                                              Investors Way                              Norwood        MA   02062        F/S, TPA                                         7103
12326   Merchant Capital, LLC                                             250 Commerce Street                        Montgomery     AL   36101        Bond-M
12327   Mercor Securities, LLC                                                                                                                                                                         0234*         MSLC
12329   Meridian Equity Partners Inc.                                                                                                                                                                  0234*         MEPT
12328   Meridian Equity Partners Inc.                                                                                                                                                                  0443*         MERP
12330   Meritus Financial Group, Inc.                                                                                                                                                                  0727*         MEFG
12331   Merlin Securities, LLC                                                                                                                                                                         0352*         MERL
12332   Merlin Securities, LLC                                                                                                                                                                         0501*         RLIN
14530   Merlin Securities, LLC                                                                                                                                                                         0551*         MLIN
12334   Merrill Lynch Pierce Fenner & Smith Incorporated                                                                                                                                               0161*         WVBD
12336   Merrill Lynch Professional Clearing Corp.                         101 Hudson Street                          Jersey City    NJ   07302        LST, OTC, Bond-C/M, ACAT, Env-Y, DSS             0551    PRO   PRST
12339   Merrill Lynch Professional Clearing Corp./Order Desk                                                                                                                                           0551*         PROR
12342   Merrill Lynch, Pierce, Fenner & Smith Inc.                        World Financial Center       North Tower   New York       NY   10080        LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS, IPS   0161    M     MLCO
14689   Merrill Lynch, Pierce, Fenner & Smith Inc.                                                                                                                                                     0161*         MLTX
14942   Merrill Lynch, Pierce, Fenner & Smith Incorporated                                                                                                                                             0161*         MLUB
14941   Merrill Lynch, Pierce, Fenner & Smith Incorporated                                                                                                                                             0161*         MLUA
14903   Merrill Lynch, Pierce, Fenner & Smith Incorporated                                                                                                                                             0161*         MLTZ
14902   Merrill Lynch, Pierce, Fenner & Smith Incorporated                                                                                                                                             0161*         MLTY
12371   Merrill Lynch, Pierce, Fenner & Smith Incorporated                                                                                                                                             0161*         MLTL
12370   Merrill Lynch, Pierce, Fenner & Smith Incorporated                                                                                                                                             0161*         MLTK
12369   Merrill Lynch, Pierce, Fenner & Smith Incorporated                                                                                                                                             0161*         MLTJ
12368   Merrill Lynch, Pierce, Fenner & Smith Incorporated                                                                                                                                             0161*         MLTI
12367   Merrill Lynch, Pierce, Fenner & Smith Incorporated                                                                                                                                             0161*         MLTA
12364   Merrill Lynch, Pierce, Fenner & Smith Incorporated                                                                                                                                             0161*         MLPK
12363   Merrill Lynch, Pierce, Fenner & Smith Incorporated                                                                                                                                             0161*         MLTE
12362   Merrill Lynch, Pierce, Fenner & Smith Incorporated                                                                                                                                             0161*         MLTC
12356   Merrill Lynch, Pierce, Fenner & Smith Incorporated                                                                                                                                             0161*         MLSL
12355   Merrill Lynch, Pierce, Fenner & Smith Incorporated                                                                                                                                             0161*         MLSK
12354   Merrill Lynch, Pierce, Fenner & Smith Incorporated                                                                                                                                             0161*         MLSJ
12352   Merrill Lynch, Pierce, Fenner & Smith Incorporated                                                                                                                                             0161*         MLSE
12348   Merrill Lynch, Pierce, Fenner & Smith Incorporated                                                                                                                                             0161*         PXCJ
12346   Merrill Lynch, Pierce, Fenner & Smith Incorporated                                                                                                                                             0161*         MLMA
14956   Merrill Lynch, Pierce, Fenner & Smith Incorporated                                                                                                                                             0161*         MLUD
14957   Merrill Lynch, Pierce, Fenner & Smith Incorporated                                                                                                                                             0161*         MLUE
12365   Merrill Lynch, Pierce, Fenner & Smith Incorporated                                                                                                                                             0651*         MLBC
12350   Merrill Lynch, Pierce, Fenner & Smith Incorporated                                                                                                                                             0651*         MLBB
15103   Merrill Lynch, Pierce, Fenner & Smith Incorporated                                                                                                                                             0161*         MLUG
15197   Merrill Lynch, Pierce, Fenner & Smith Incorporated                                                                                                                                             0161*         MLRM
10287   Merrill Lynch, Pierce, Fenner & Smith Incorporated/Fixed Income                                                                               LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS, IPS   0773    BA    BOFA
14943   Merrill Lynch, Pierce, Fenner & Smith Incorporated                                                                                                                                             0161*         MLUC
14593   Merrill Lynch, Pierce, Fenner & Smith, Inc.                                                                                                                                                                       0161*         MLSH
12387   Merrill Lynch, Pierce, Fenner & Smith, Inc.                                                                                                                                                                       0161*         MLCD
12386   Merrill Lynch, Pierce, Fenner & Smith, Inc.                                                                                                                                                                       0161*         MLCB
12384   Merrill Lynch, Pierce, Fenner & Smith, Inc.                                                                                                                                                                       0161*         MLCG
12383   Merrill Lynch, Pierce, Fenner & Smith, Inc.                                                                                                                                                                       0161*         MLCA
12382   Merrill Lynch, Pierce, Fenner & Smith, Inc.                                                                                                                                                                       0161*         MLEL
12380   Merrill Lynch, Pierce, Fenner & Smith, Inc.                                                                                                                                                                       0161*         MLTV
12379   Merrill Lynch, Pierce, Fenner & Smith, Inc.                                                                                                                                                                       0161*         MLTQ
12375   Merrill Lynch, Pierce, Fenner & Smith, Inc.                                                                                                                                                                       0161*         BCEX
12373   Merrill Lynch, Pierce, Fenner & Smith, Inc.                                                                                                                                                                       0161*         MLEX
12374   Merrill Lynch, Pierce, Fenner & Smith, Inc.                                                                                                                                                                       0551*         BCEP
12389   Merrill Lynch, Pierce, Fenner & Smith, Inc./BAI                    101 Hudson Street                                         Jersey City       NJ   07302        IPS                                              0424
12390   Merrill Lynch, Pierce, Fenner & Smith, Inc.                                                                                                                                                                       0161*         MLCC
12391   Merrimac Corporate Securities, Inc.                                                                                                                                                                               0234*         MERR
12392   Merrimack Valley Investment Inc.                                   109 Merrimack Street                                      Haverhill         MA   01830        OTC, ACAT, Env-Y, DSS                            0472          MKVA
12393   Merriman Curhan Ford & Company                                                                                                                                                                                    0443*         MERI
14750   Merrion Securities, LLC                                                                                                                                                                                           0352*         MERS
12394   Merrion Securities, LLC                                                                                                                                                                                           0501*         MERG
12395   Mesirow Financial, Inc.                                            353 North Clark Street                                    Chicago           IL   60654        LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS, IPS   0727    MES   MSRO
12396   MetLife Insurance Company of Connecticut                           1 Tower Square                #7th                        Hartford          CT   06183-0002   IPS                                              4583
12397   MetLife Investors Insurance Company                                4700 Westown Parkway          Suite 200                   West Des Moines   IA   50266        IPS                                              4505
12398   MetLife Investors USA Insurance Company                            11365 West Olympic Blvd.                                  Los Angeles       CA   90064        IPS                                              4602
12399   MetLife Securities, Inc.                                           485-E Koll Corporate Plaza    U.S. Highway 1, 4th Floor   Iselin            NJ   08830        F/S, IPS                                         0484
12400   Metlife Securities, Inc.                                                                                                                                                                                          0443*         MSII
12401   Metlife Securities, Inc./Metlife Defined Contribution Group        2 Montgomery Street           3rd Floor                   Jersey City       NJ   07302        F/S                                              0597
12402   Metlife Securities, Inc./TPA                                       2 Montgomery Street                                       Jersey City       NJ   07302        F/S, TPA                                         7131
12403   Metropolitan Life Insurance Company                                8300 Boone Boulevard          Suite 750                   Vienna            VA   22182        F/S                                              5777
12405   Meyers Associates, L.P.                                                                                                                                                                                           0052*         MYLG
12404   Meyers Associates, L.P.                                                                                                                                                                                           0750*         MYRS
12418   MFR Securities, Inc.
12419   MFS Distributors Inc.                                              2 Avenue de Lafayette         2nd Floor                   Boston            MA   02111        F/S, ACAT                                        5516
12420   MFS Heritage Trust Company                                         650 Elm Street                Suite 404                   Manchester        NH   03101        F/S                                              6605
12421   MFS International Funds                                            500 Boyleston Street                                      Boston            MA   02116        F/S                                              5840
12422   M Fund Inc.                                                        205 S.E. Spokane Street                                   Portland          OR   97202        F/S                                              5425
12424   MG Trust Company, LLC                                              700 17th Street               Suite 600                   Denver            CO   80202        F/S                                              5954
12425   MGI Securities Inc./CDS                                                                                                                                                                                           5008*         MGIS
12426   MHA Financial Corp.
12427   M Holdings Securities, Inc.                                        1125 NW Couch Street          Suite 900                   Portland          OR   97209        F/S, IPS                                         0757
12429   MICG Investment Management
12430   Michigan Securities, Inc.
12432   Mid Atlantic Capital Corp.                                         1 Pierrepont Plaza            6th Floor                   Brooklyn          NY   11201-2776 F/S                                                0101
12431   Mid Atlantic Capital Corp.                                                                                                                                                                                        0226*         MACC
12433   Mid Atlantic Capital Corp./Sungard-Hinsdale                                                                                                                      F/S                                              0102
12434   Mid Florida Equities, Inc.                                                                                                                                                                                        0750*         MOFO
12435   Midamerica Financial Services, Inc.                                                                                                                                                                               0052*         MFSI
11861   Midas Securities Group, Inc.                                       11 Hanover Square             12th Floor                  New York          NY   10005        F/S                                              5890
12436   Midas Securities LLC                                                                                                                                                                                              0234*         KMDS
12437   Midas Securities, LLC                                                                                                                                                                                             0234*         MDAS
12438   Middlegate Securities Ltd.                                                                                                                                                                                        0226*         MDGS
12440   Midland National Life Insurance Company                            One Midland Plaza                                         Sioux City        SD   57193        F/S,IPS                                          4709
12439   Midland National Life Insurance Company                            4601 Westown Parkway                                      West Des Moines   IA   50266        IPS                                              7248
12441   Mid-Ohio Securities Corp.
12442   Midsouth Capital, Inc.                                                                                                                                                                                            0235*         MIDS
12443   Midwestern Securities Trading Company, LLC
12444   Midwood Securities Inc.                                                                                                                                                                                           0743*         MDWD
12445   Milkie Ferguson Investments, Inc.
12446   Millegan (J.W.), Inc.                                                                                                                                                                                             0727*         JWML
12447   Millennium Advisors, LLC
12448   Miller Tabak & Co., LLC                                                                                                                                                                                           0443*         MTCN
12449   Miller Tabak Roberts Securities, LLC                                                                                                                                                                              0352*         MITR
12450   Miller, Tabak & Co.                                                                                                                                                                                               0352*         MTCO
12451   Millington Securities, Inc.                                                                                                                                                                                       0279*         MTON
12452   Minnesota Life Insurance Company                                   400 Robert Street North                                   St. Paul          MN   55101        IPS                                              4560
14853   Minnesota Life Insurance Company/Securian Life Insurance Company   400 Robert Street North                                   St. Paul          MN   55101        IPS                                              4745
12453   Minnesota Valley Investments                                                                                                                                                                                      0727*         MVII
12454   Mirae Asset Securities(USA) Inc.                                                                                                                                                                                  0234*         MASU
12455   Mischler Financial Group, Inc.                                                                                                                                                                                    0161*         MISL
12456   Mismi, Inc.                                                                                                                                                                                                       0442*         MISM
12457   Mission Securities Corporation                                                                                                                                                                                    0750*         MSEC
13635   Mitaa Global Securities                                                                                                                                                                                           0158*         CHKG
12458   Mitchell Securities Corporation of Oregon                                                                                                                                                                         0361*         MORE
12459   Mitsubishi UFJ Securities (USA), Inc.                              1633 Broadway                                             New York          NY   10019        ACAT, Env-Y, OTC, Bond-C, Bond-M                 0076          MUFG
12460   Mizuho Securities (USA) Inc./Fixed Income                          111 River Street              Suite 1100                  Hoboken           NJ   07030        Bond-C                                           2396
12461   Mizuho Securities USA Inc.                                         1251 Avenue of the Americas                               New York          NY   10020        ACAT, Bond-C, OTC                                0892          MZHO
12462   Mizuho Securities USA Inc.                                                                                                                                                                                        0161*         MZHX
12463   Mizuho Securities USA Inc.
12464   M.J. Whitman, LLC / Third Avenue Capital PLC                       622 Third Avenue              32nd Floor                  New York          NY   10017        F/S                                              5916
14757   MK Securities USA, LLC
12465   MKM Partners LLC                                                                                                                                                                                                  0161*         MKMP
14862   M.M. Dillon & Co. LLC                                                                                                                                                                                             0750*         PFFR
12467   MMC Securities Corp.                                                                                                                                                                                              0161*         MMCS
12468   MML Bay State Life Insurance Company                               140 Garden Street                                         Hartford          CT   06154        IPS                                              4546
14778   MML Investors Services, LLC
12469   MML Investors Services, Inc.                                       1414 Main Street              One Financial Plaza         Springfield       MA   01104        F/S, IPS                                         0255
12471   MND Partners, Inc.                                                                                                                                                                                                0161*         MNDY
12470   MND Partners, Inc.                                                                                                                                                                                                0161*         MNDX
12472   Mogavero, Lee & Co., Inc.                                                                                                                                                                                         0501*         MOGA
12473   Moloney Securities                                                                                                                                                                                                0235*         MOLO
12474   Moloney Securities Co., Inc.                                                                                                                                                                                                             0727*          MOSE
12475   Momentum Trading Partners, LLC                                                                                                                                                                                                           0651*          MPLM
14974   Monarch Bay Associates, LLC                                                                                                                                                                                                              0052*          MBAY
12476   Monarch Capital Group LLC                                                                                                                                                                                                                0443*          MNRC
12477   Monarch Financial Corporation of America
12478   Money Market One Institutional Investment Dealer
12479   Monness, Crespi, Hardt & Co., Inc.                                                                                                                                                                                                       0501*          MWCC
12480   Monroe Securities Inc.                                                                                                                                                                                                                   0158*          MONR
12481   Montag & Joselson
15101   Montage Securities, LLC
12483   Montecito Advisors, Inc.                                                                                                                                                                                                                 0158*          MORF
12484   Montrose Securities International                                                                                                                                                                                                        0161*          MSIT
12485   Monumental Life Insurance Company/Peoples                              4333 Edgewood Road NE                                                        Cedar Rapids        IA   52499      F/S, IPS                                         4565
12487   Moors & Cabot, Inc.                                                                                                                                                                                                                      0141*          MCBT
12486   Moors & Cabot, Inc.                                                                                                                                                                                                                      0161*          MCIN
12488   Morgan Joseph & Co., Inc.                                                                                                                                                                                                                0279*          MJOS
12489   Morgan Joseph & Co., Inc.                                                                                                                                                                                                                0352*          MJCO
14701   Morgan Stanley & Co. Inc.                                                                                                                                                                                                                0050*          MSEK
14700   Morgan Stanley & Co. Inc.                                                                                                                                                                                                                0050*          MSEJ
14699   Morgan Stanley & Co. Inc.                                                                                                                                                                                                                0050*          MSEI
14698   Morgan Stanley & Co. Inc.                                                                                                                                                                                                                0050*          MSEH
14697   Morgan Stanley & Co. Inc.                                                                                                                                                                                                                0050*          MSEG
14696   Morgan Stanley & Co. Inc.                                                                                                                                                                                                                0050*          MSEF
14695   Morgan Stanley & Co. Inc.                                                                                                                                                                                                                0050*          MSEE
14694   Morgan Stanley & Co. Inc.                                                                                                                                                                                                                0050*          MSED
14620   Morgan Stanley & Co. Incorporated                                                                                                                                                                                                        0050*          MSEB
14617   Morgan Stanley & Co. Incorporated                                                                                                                                                                                                        0050*          MSEA
12490   Morgan Stanley & Co. LLC                                               1 Pierrepont Plaza                        5th Floor                          Brooklyn            NY   11201-2766 LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS        0050    MGS    MSCO
12491   Morgan Stanley & Co. LLC                                               100 Front Street                          Suite 1100                         West Conshohocken   PA   19428-2881 F/S                                              5857
15037   Morgan Stanley & Co. LLC                                                                                                                                                                                                                 0050*          MSMP
15050   Morgan Stanley & Co. LLC                                                                                                                                                                                                                 0050*          MSML
12497   Morgan Stanley & Co. LLC/Advisor Funds                                 Harborside Financial Center               Plaza II                           Jersey City         NJ   07311      F/S, ACAT                                        4970
12495   Morgan Stanley & Co. LLC/Dublin Liquidity                              One Tower Bridge                                                             West Conshohocken   PA   19428      F/S                                              6646
12538   Morgan Stanley & Co. LLC/Liquidity Funds                               1 Tower Bridge 100 Frinst St. 8th fl                                         West Conshohacken   PA   19423      F/S                                              5767
14556   Morgan Stanley & Co. LLC/Morgan Stanley Investment Funds                                                                                                                                                                                 4944
12496   Morgan Stanley & Co. LLC/Universal Institutional Inc                   One Tower Bridge                                                             West Conshohocken   PA   19428      F/S                                              5512
12492   Morgan Stanley & Co., Inc.                                                                                                                                                                                                               0015*          MSNY
12494   Morgan Stanley & Co., Inc.                                                                                                                                                                                                               0050*          MSOT
12493   Morgan Stanley & Co., Inc.                                                                                                                                                                                                               0050*          MSTW
12498   Morgan Stanley Broker Dealer Services                                  1251 Avenue of the Americas                                                  New York            NY   10020      Env-Y, DSS                                       5232
12499   Morgan Stanley Smith Barney LLC                                        1 Harborside Financial Center, Plaza II                                      Jersey City         NJ   07311      LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS, IPS   0015    D      DEAN
12501   Morgan Stanley Smith Barney LLC                                                                                                                                                                                                          0050*          MSPW
12500   Morgan Stanley Smith Barney LLC                                                                                                                                                                                                          0418*          MSSB
12502   Morgan Wilshire Securities, Inc.                                                                                                                                                                                                         0226*          MWSI
12503   Morgan, Keegan & Company, Inc.                                         50 North Front Street                     4th Floor                          Memphis             TN   38103      LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS, IPS   0780    MK     MOKE
12504   Morgenthau & Associates, Inc.                                                                                                                                                                                                            0750*          MORG
14576   Morningstar Investment Services, Inc.                                                                                                                                                                                                    6496
12506   Morton Clarke, Inc.
15031   Motif Investing, Inc.                                                                                                                                                                                                                    0234*          MOTF
12508   MPS Global Securities, LLC                                                                                                                                                                                                               0161*          MPSG
12509   MS Securities Services, Inc.
12510   M & T Securities, Inc.                                                 2875 Union Road                           Suite 30-33                        Cheektowaga         NY   14227      F/S                                              0040
12511   M&T Securities, Inc.                                                                                                                                                                                                                     0443*          MTDB
12512   MTG, LLC                                                                                                                                                                                                                                 0234*          MTGO
12513   MTL Equity Products, Inc.                                                                                                                                                                                                                0727*          MTLE
12514   Multi Financial Securities Corporation                                 370 17th Street                           Suite 2250                         Denver              CO   80202      F/S, IPS                                         0466
12516   Multi-Bank Securities, Inc.
12517   Multi-Financial Securities Corporation/Vestax Securities Corporation   1931Georgetown Road                                                          Hudson              OH   44236      F/S, IPS                                         0444
12518   Multi-Financial Securities Group
12519   Multinvestments, Inc.                                                                                                                                                                                                                    0352*          MTVN
12520   Mundoval Funds                                                         1150 Silverago Street                     #223                               La Jolla            CA   92037      F/S                                              4902
12521   The MuniCenter, L.L.C                                                  825 Third Avenue,                         14th floor                         New York            NY   10022      ACAT, Bond-C, DSS, Env-Y, OTC                    0582           TMCC
12522   Municenter, LLC (The)                                                                                                                                                                                                                    0161*          MCTR
14817   Municipal Capital Market Group                                                                                                                                                                                                           0309*          MCMG
12523   Municipal Capital Markets Group, Inc.
12524   Municipal Partners
12525   Murphy & Durieu                                                        120 Broadway                                                                 New York            NY   10127      LST, OTC, Bond-C/M, Env-Y, DSS                   0041    DUR    MURP
12527   Murphy & Durieu                                                                                                                                                                                                                          0103*          MURG
12526   Murphy & Durieu                                                                                                                                                                                                                          0158*          MURF
12529   Mutual Money Investments, Inc.
12530   Mutual of Omaha Investor Services, Inc.                                MOIS                                      5ht Floor, Mutual of Omaha Plaza   Omaha               NE   68175-1020 IPS                                              0398
14940   Mutual of Omaha Investor Services, Inc.                                                                                                                                                                                                  0235*          MOIS
12531   Mutual Securities, Inc.                                                                                                                                                                                                                  0226*          CBOL
12532   Mutual Service Corporation                                                                                                                                                                                                               0075*          MLPL
15169   Mutual Trust Co. of America Securities                                                                                                                                                                                                   0279*          MTCA
12533   MV Securities Group, Inc.                                                                                                                                                                                                                0226*          MVSG
12534   MVP Financial, LLC                                                                                                                                                                                                                       0234*          MVFN
12535   MVP Financial, LLC                                                                                                                                                                                                                       0595*          FMVP
12536   MYD Market, Inc                                                                                                                                                                                                                          0226*          MYDM
12537   Mystockfund Securities, Inc.                                                                                                                                                                                                             0052*          MSFS
12268   Martinez-Ayme Securities                                                                                                                                                                                                                 0052*          AYME
12539   N.A. Investments Services, Inc.
15184   Nab Securities, LLC                                                                                                                                                                                                                      0443*          NACM
12540   NAFA Capital Markets, LLC                                                                                                                                                                                                                0234*          NAFA
12541   Nanes Delorme Capital Management, LLC                                                                                                                                                                                                    0352*          NDCM
12543   NASDAQ Execution Services, LLC                                         55 Broadway                                                                  New York            NY   10006      LST, OTC                                         0568    BRUT   BRUT
12546   NASDAQ Execution Services, LLC                                                                                                                                                                                                           0568*          DARQ
12544   NASDAQ Execution Services, LLC                                                                                                                                                                                                           0568*          NQRB
12542   NASDAQ Execution Services, LLC                                                                                                                                                                                                  0568*          INET
12545   NASDAQ Execution Services, LLC                                                                                                                                                                                                  0759*          NSDQ
12547   NASDAQ OMX BX, INC                                                One Liberty Plaza                                                   New York           NY       10006        OTC                                              0163           NQBX
14656   NASDAQ OMX PHLX LLC                                                                                                                                                                                                             0237           NQPX
12549   NASDAQ Options Services, LLC                                      165 Broadway                  51st Floor                            New York           NY       10006        OTC                                              0520           NQOP
14490   NASDAQ Options Services, LLC                                                                                                                                                                                                    0520*          PHLY
12548   NASDAQ Options Services, LLC                                                                                                                                                                                                    0520*          ILND
12550   NASDAQ Stock Market, LLC. (The)                                   1735 K Street, N.W.                                                 Washington         DC       20006        OTC                                              0734           CAES
12551   National Alliance Securities Corporation                                                                                                                                                                                        0309*          NACL
12552   National Banc Financial Inc.                                                                                                                                                                                                    5008*          NBKT
12553   National Bank Financial Inc./CDS                                                                                                                                                                                                5008*          NBFC
13193   National Bank Financial of Canada Inc.                                                                                                                                                                                          0443*          PTLV
12555   National City Bank                                                4100 West 150th Street                                              Cleveland          OH       44135        F/S                                              2316
12556   National Financial Services Corporation                           200 Liberty Street                                                  New York           NY       10281        LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS, IPS   0226    NFS    NFSC
12558   National Integrity Life Insurance Company                         515 West Market Street                                              Louisville         KY       40202        IPS                                              4550
14581   National Life Insurance Company of Vermont                                                                                                                                     IPS/ F/S                                         4555
12559   National Planning Corp.                                           401 Wilshire Boulevard                                              Santa Monica       CA       90401        F/S, IPS                                         0668
12561   National Securities Corporation                                                                                                                                                IPS                                              6472
12562   National Securities Corporation                                                                                                                                                                                                 0052*          NAPK
12560   National Securities Corporation                                                                                                                                                                                                 0226*          NATL
12563   National Security Life and Annuity Co.                            P.O. Box 5363                                                       Cincinnati         OH       45201-5363 F/S                                                4656
12564   National Stock Exchange                                           One Financial Place           440 South LaSalle Street, Ste. 2600   Chicago            IL       60605      Env-Y, DSS, OTC                                    0738           CINN
12565   Nations Financial Group, Inc.
12567   Nationwide Fund Distributors, LLC                                 Three Nationwide Plaza                                              Columbus           OH       43215-2220 F/S                                                6559
12569   Nationwide Investment Services Corp.                              One Nationwide Plaza                                                Columbus           OH       43215-2220 F/S                                                0263
15165   Nationwide Life & Annuity Insurance Company                       1000 Chesterbrook Blvd                                              Berwyn             PA       19312      IPS                                                4577
14580   Nationwide Life Insurance Co./Income Products                                                                                                                                                                                   4530
14583   Nationwide Life Insurance Co./Variable Life                                                                                                                                                                                     4650
12571   Nationwide Life Insurance Company                                 One Nationwide Plaza                                                Columbus           OH       43215-2220 IPS                                                4514
12573   Nationwide Life Insurance Company/Group Annuity                   One Nationwide Plaza                                                Columbus           OH       43215-2200 IPS                                                4515
15034   Nationwide Life Insurance Company/NLICA                                                                                                                                      IPS                                                4576
12574   Nationwide Planning Associates Inc.                                                                                                                                                                                             0234*          NPAI
12575   Nationwide Securities, LLC                                        5525 Fox Circle Road                                                Dublin             OH       43017        F/S, IPS                                         0605
14895   NativeOne Institutional Trading, LLC                                                                                                                                                                                            0161*          NOIT
12577   Natixis Distributors, L.P.                                        399 Boylston Street           4th Floor                             Boston             MA       02116        F/S, ACAT                                        5542
12578   Natixis Distributors, L.P./Hansberger Funds                       399 Boylston Street                                                 Boston             MA       02116        F/S, ACAT                                        5525
12579   Natixis Distributors, L.P./Loomis Sayles Funds                    1 Financial Center            46th Floor                            Boston             MA       02111-2621   F/S, ACAT                                        5714
12580   Natixis Distributors, L.P./Natixis International funds (Dublin) I 390 Boylston Street                                                 Boston             MA       02116        F/S                                              6678
12581   Natixis Distributors, L.P./Natixis International funds (LUX) I    399 Boylston Street                                                 Boston             MA       02116        F/S                                              6677
12576   Natixis Securities Americas LLC                                   1345 Avenue of the Americas   43rd Floor                            New York           NY       10105-4300   LST, OTC, Bond-C, ACAT, Env-Y, DSS               0031    ABLE   ABLE
14818   Navaid Financial Services                                                                                                                                                                                                       0309*          PHRS
12582   Navaid Financial Services, Inc.
12583   Navigate Advisors LLC                                                                                                                                                                                                           0234*          NVGT
15140   NavPoint, LLC                                                                                                                                                                                                                   0443*          NAVP
12586   NBCN, Inc./CDS                                                    130 Adelaide Street, West     Suite 1400                            Toronto, Ontario   Canada   M5H 3P5      OTC, Env-A, DSS                                  5008@          FMAF
12587   NBF Securities (USA) Corp.                                                                                                                                                                                                      5008*          NBFI
14871   NCP Northland Capital Partners (USA) Inc.                                                                                                                                                                                       0158*          NCPU
12588   NDX Trading, Inc.                                                                                                                                                                                                               0279*          NDXT
12590   Needham & Company, LLC                                            445 Park Avenue                                                     New York           NY       10022        F/S                                              5587
12589   Needham & Company, LLC                                                                                                                                                                                                          0352*          NEED
12591   Neidiger, Tucker, Bruner, Inc.                                                                                                                                                                                                  0279*          NTBC
12592   Neiman Funds                                                      6325 Lavelle Plateada                                               Ranch Santa Fe     CA       92057        F/S                                              5738
12593   Nelnet Capital LLC                                                                                                                                                                                                              0750*          UFSM
12594   Nelnet Capital LLC/College Savings Group                          6811 S. 27th Street                                                 Lincoln            NE       68512        F/S                                              6583
12595   Nelnet Capital, LLC                                               6801 South 27th Street                                              Lincoln            NE       68512        F/S                                              5880
12596   Nelson (Martin) & Co., Inc.                                                                                                                                                                                                     0279*          MNCO
12597   Nelson Securities, Inc.                                                                                                                                                                                                         0235*          NELS
12598   Nelsonreid, Inc.                                                                                                                                                                                                                0235*          TIGC
12600   Neonet Securities, Inc.                                                                                                                                                                                                         0161*          NNET
12599   Neonet Securities, Inc.                                                                                                                                                                                                         0158*          NEON
12601   Nesbitt Thomson Securities, Inc.
12602   Nestlerode & Co., Inc.                                                                                                                                                                                                          0235*          NSRD
12603   Network 1 Financial Securities Inc.                                                                                                                                                                                             0052*          NTFN
12605   Neuberger & Berman Management, Inc.                               605 Third Avenue              2nd Floor                             New York           NY       10158-0006   F/S                                              5810
12606   Neuberger & Berman Management, Inc./AMT Funds                     605 Third Avenue                                                    New York           NY       10158-0180   F/S                                              5665
12607   Neuberger Berman Management Inc./Lehman Brothers Alpha Funds 605 Third Avenue                   2nd Floor                             New York           NY       10158        F/S                                              6681
12774   Neuberger Berman Management Inc./Lehman Brothers Collective Trust 605 Third Ave.                2nd Floor                             New York           NY       10158        F/S                                              6591
12608   Neuberger Berman, LLC                                                                                                                                                                                                           0352*          NBLB
12609   Nevwest Securities Corp.                                                                                                                                                                                                        0234*          NWST
12611   New Castle Financial Group, Inc                                                                                                                                                                                                 0052*          NCFS
15064   New Castle Financial Group, Inc.
12612   New England Securities Corp.                                      399 Boylston Street           8th Floor                             Boston             MA       02116        IPS                                              0707
12613   New England Securities Corporation                                                                                                                                                                                              0443*          NESS
12614   New Horizons Asset Management Group, LLC
12615   New Vernon Securites, LLC                                                                                                                                                                                                       0234*          NVAS
12616   New Windsor Associates, L.P.                                                                                                                                                                                                    0352*          WINS
12617   New York Life Insurance and Annuity Corp.                         51 Madison Avenue             30th Floor                            New York           NY       10010        IPS                                              4548
12618   New York Life Insurance and Annuity Corporation/Fixed Income      51 Madison Avenue             30th Floor                            New York           NY       10010        IPS                                              4571
12620   Newbridge Securities Corporation                                                                                                                                                                                                0052*          BRGE
12622   Newbury Street Capital Limited Partnership                                                                                                                                                                                      0443*          NSCB
12623   Newcourt Securities, Ltd.                                                                                                                                                                                                       0309*          NWCT
12624   Newedge Canada/CDS                                                                                                                                                             OTC                                              5003@          FIMT
12625   Newedge USA LLC/Equity Clearing Division                          667 Mission Street            Suite 400                             San Francisco      CA       94105        LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS        0608    PCM    PCAP
12626   Newedge USA, LLC                                                  630 Fifth Avenue              Suite 500                             New York           NY       10111        OTC, Bond-C/M, Env-Y                             0718           FMAT
14604   Newedge USA, LLC                                                                                                                                                                                                                0608*          NENB
14509   Newedge USA, LLC                                                                                                                                                                                                                0608*          NEUC
12652   Newedge USA, LLC                                                                                                                                                                                                                0608*          NEBW
12651   Newedge USA, LLC                                                                                                                                                                                                                0608*          NEBH
12650   Newedge USA, LLC                                                                                                                                                                                        0608*         NESP
12648   Newedge USA, LLC                                                                                                                                                                                        0608*         NETR
12647   Newedge USA, LLC                                                                                                                                                                                        0608*         NELD
12642   Newedge USA, LLC                                                                                                                                                                                        0608*         NEPB
12640   Newedge USA, LLC                                                                                                                                                                                        0608*         NEGB
12639   Newedge USA, LLC                                                                                                                                                                                        0608*         NDMA
12629   Newedge USA, LLC                                                                                                                                                                                        0608*         FCAS
12627   Newedge USA, LLC                                                                                                                                                                                        0608*         FIMU
15194   Newedge USA, LLC                                                                                                                                                                                        0608*         NETT
12654   NewOak Capital Markets LLC                                                                                                                                                                              0443*         NEWO
12655   Newport Coast Securities, Inc.                                                                                                                                                                          0234*         NCSI
14564   Newport Group Securities, Inc.                                                                                                                                                                          7218
12656   Newtek Securities, LLC                                                                                                                                                                                  0052*         REVA
12657   Nexcore Capital, Inc.                                                                                                                                                                                   0750*         NEXC
12659   Next Financial Group, Inc.
12660   Nextrend Securities, Inc.                                                                                                                                                                               0158*         NTNT
12661   Capital One Investment Services LLC                                    265 Broadhollow Road                                          Melville    NY   11747      IPS                                    0431
12662   NFP Securities, Inc.                                                   1250 Capital of Texas Highway South      #2-600               Austin      TX   78746      F/S, IPS                               0481
12663   NFP Securities, Inc.
12664   NFSCO - Stock Loan                                                     200 Liberty Street                                            New York    NY   10281      Env-Y                                  5157
12665   NI Advisors                                                                                                                                                                                             0158*         NIAD
12666   Nicholas Company, Inc.                                                 700 North Water Street                   10th Floor           Milwaukee   WI   53202      F/S                                    5590
12668   Nikoh Securities Corporation                                                                                                                                                                            0750*         NIKH
12669   Niphix Investments, Inc.                                                                                                                                                                                0052*         NIPH
12670   Noble International Investments                                                                                                                                                                         0443*         NOBL
12671   NobleTrading.Com, Inc.                                                                                                                                                                                  0234*         NBLT
12672   Noesis Capital Corp.                                                                                                                                                                                    0352*         NOES
12673   Nollenberger Capital Partners Inc.
12674   Nomura Securities International, Inc.                                  Two World Financial Center, Building B   225 Liberty Street   New York    NY   10281-1198 LST, OTC, Bond-C/M, ACAT, Env-Y, DSS   0180    NMR   NMRA
14900   Nomura Securities International, Inc.                                                                                                                                                                   0180*         NMRB
14721   Nomura Securities International, Inc./Fixed Income                                                                                                               Bond-C                                 5222
12675   Nordberg Capital Inc.                                                                                                                                                                                   0352*         NORD
15126   North Atlantic Securities, L.L.C.                                                                                                                                                                       0309*         NOAS
12677   North Ridge Securities Corp.
12678   North Sea Securities, L.P.                                                                                                                                                                              0052*         OAKF
12679   North South Capital LLC                                                                                                                                                                                 0443*         NOSO
15013   North Star Investment Services, Inc.
12681   North Woodward Financial Corp.                                                                                                                                                                          0309*         NWFC
12682   Northeast Investors Growth Fund                                        50 Congress Street                                            Boston      MA   02109      F/S                                    5821
12683   Northeast Investors Trust                                              50 Congress Street                                            Boston      MA   02109      F/S                                    5778
12684   Northeast Retirement Services, Inc                                     4A Gill Street                                                Woburn      Ma   01801      F/S                                    7104
12685   Northeast Securities Inc.                                                                                                                                                                               0352*         NESC
12686   Northern Capital Sec. Corp.                                                                                                                                                                             0235*         NORC
12687   Northern Lights Distributors, LLC                                      4020 South 147th Street                                       Omaha       NE   68137      F/S                                    4915
14879   Northern Lights Distributors, LLC/7Twelve Balanced Fund                4020 South 147th Street                                       Omaha       NE   68137      F/S                                    5604
12688   Northern Lights Distributors, LLC/Adaptive Allocation Fund             4020 South 147th Street                                       Omaha       NE   68137      F/S                                    6694
12689   Northern Lights Distributors, LLC/AdvisorOne Funds                     4020 South 147th Street                                       Omaha       NE   68137      F/S                                    4904
14587   Northern Lights Distributors, LLC/Altegris Mutual Funds                4020 South 147th Street                                       Omaha       NE   68137      F/S                                    5333
15033   Northern Lights Distributors, LLC/Alternative Strategies Mutual Fund   4020 South 147th Street                                       Omaha       NE   68137      F/S                                    5946
15069   Northern Lights Distributors, LLC/Altrius Small Cap Value Fund         4020 South 147th Street                                       Omaha       NE   68137      F/S                                    3742
12690   Northern Lights Distributors, LLC/Arrow Funds                          4020 South 147th Street                                       Omaha       NE   68137      F/S                                    4824
15076   Northern Lights Distributors, LLC/Ascendant Funds                      4020 South 147th Street                                       Omaha       NE   68137      F/S                                    3743
12691   Northern Lights Distributors, LLC/Astor Long/Short ETF Fund            4020 South 147th Street                                       Omaha       NE   68137      F/S                                    5400
12692   Northern Lights Distributors, LLC/Autopilot Managed Growth Fund        4020 South 147th Street                                       Omaha       NE   68137      F/S                                    6506
14997   Northern Lights Distributors, LLC/Avant Funds                          4020 South 147th Street                                       Omaha       NE   68137      F/S                                    3713
14781                                                                          4020
        Northern Lights Distributors, LLC/Bandon Isolated Alpha Fixed Income Fund South 147th Street                                         Omaha       NE   68137      F/S                                    5393
14801   Northern Lights Distributors, LLC/Beech Hill Total Return Fund         4020 South 147th Street                                       Omaha       NE   68137      F/S                                    5129
12693   Northern Lights Distributors, LLC/Biondo Fund                          4020 South 147th Street                                       Omaha       NE   68137      F/S                                    5477
14720   Northern Lights Distributors, LLC/Bishop Volatility Flex Fund          4020 South 147th Street                                       Omaha       NE   68137      F/S                                    5364
12698   Northern Lights Distributors, LLC/Black Knight Funds                   4020 South 147th Street                                       Omaha       NE   68137      F/S                                    6540
12694   Northern Lights Distributors, LLC/Boyar Value Fund                     4020 South 147th Street                                       Omaha       NE   68137      F/S                                    5796
12696   Northern Lights Distributors, LLC/BTS Bond Asset Allocation Fund       4020 South 147th Street                                       Omaha       NE   68137      F/S                                    5401
14466   Northern Lights Distributors, LLC/Chadwick & D'Amato Fund              4020 South 147th Street                                       Omaha       NE   68137      F/S                                    5382
12700   Northern Lights Distributors, LLC/CIFG Funds                           4020 South 147th Street                                       Omaha       NE   68137      F/S                                    5378
12701   Northern Lights Distributors, LLC/CMG Absolute Return Strategies Fund4020 South 147th Street                                         Omaha       NE   68137      F/S                                    6541
14771                                                                          4020 South
        Northern Lights Distributors, LLC/Copeland Risk Managed Dividend Growth Fund 147th Street                                            Omaha       NE   68137      F/S                                    5395
14764   Northern Lights Distributors, LLC/CWC Aggressive Value Small Cap Fund  4020 South 147th Street                                       Omaha       NE   68137      F/S                                    5379
14918   Northern Lights Distributors, LLC/Diversified Risk Parity Fund         4020 South 147th Street                                       Omaha       NE   68137      F/S                                    5304
12703   Northern Lights Distributors, LLC/EAS Funds                            4020 South 147th Street                                       Omaha       NE   68137      F/S                                    5701
12705   Northern Lights Distributors, LLC/Epiphany Funds                       4020 South 147th Street                                       Omaha       NE   68137      F/S                                    6634
12707   Northern Lights Distributors, LLC/Foxhall Global Trends Fund           4020 South 147th Street                                       Omaha       NE   68137      F/S                                    5319
12708   Northern Lights Distributors, LLC/Generations                          4020 South 147th Street                                       Omaha       NE   68137      F/S                                    5941
15077   Northern Lights Distributors, LLC/Ginkgo Multi-Strategy Fund           4020 South 147th Street                                       Omaha       NE   68137      F/S                                    3744
12719   Northern Lights Distributors, LLC/Global Fusion Funds                  4020 South 147th Street                                       Omaha       NE   68137      F/S                                    5685
12709   Northern Lights Distributors, LLC/GMG Defensive Beta Fund              4020 South 147th Street                                       Omaha       NE   68137      F/S                                    5934
14921   Northern Lights Distributors, LLC/GPS Multiple Strategy Fund           4020 South 147th Street                                       Omaha       NE   68137      F/S                                    3707
14880                                                                          Fund
        Northern Lights Distributors, LLC/Grant Park Managed Futures Strategy4020 South 147th Street                                         Omaha       NE   68137      F/S                                    5615
12710   Northern Lights Distributors, LLC/Gratio Value/S Fund                  4020 South 147th Street                                       Omaha       NE   68137      F/S                                    5758
15155   Northern Lights Distributors, LLC/Hundredfold Funds                    4020 South 147th Street                                       Omaha       NE   68137      F/S                                    3767
12711                                                                          4
        Northern Lights Distributors, LLC/Investment Partners Opportunities Fund020 South 147th Street                                       Omaha       NE   68137      F/S                                    5414
15008   Northern Lights Distributors, LLC/Iron Horse Fund                      4020 South 147th Street                                       Omaha       NE   68137      F/S                                    3724
14884   Northern Lights Distributors, LLC/JNF Portfolios                       4020 South 147th Street                                       Omaha       NE   68137      F/S                                    3701
12712   Northern Lights Distributors, LLC/KCM Macro Trends Fund                4020 South 147th Street                                       Omaha       NE   68137      F/S                                    5041
14642                                                                          4020 South
        Northern Lights Distributors, LLC/Ladenburg Thalmann Alternative Strategies Fund 147th Street                                        Omaha       NE   68137      F/S                                    5344
15005                                                                          4020
        Northern Lights Distributors, LLC/Makefield Managed Futures Strategy Fund South 147th Street                                         Omaha       NE   68137      F/S                                    3714
12713   Northern Lights Distributors, LLC/Miller Convertible Funds             4020 South 147th Street                                       Omaha       NE   68137      F/S                                    5622
12714   Northern Lights Distributors, LLC/MutualHedge Funds                    4020 South 147th Street                                       Omaha       NE   68137      F/S                                    5130
14770   Northern Lights Distributors, LLC/Navigator Equity Hedged Fund         4020 South 147th Street                                       Omaha       NE   68137      F/S                                    5394
12715   Northern Lights Distributors, LLC/Nile Funds                             4020 South 147th Street                                   Omaha        NE             68137      F/S                       5359
12716   Northern Lights Distributors, LLC/North Country Funds                    4020 South 147th Street                                   Omaha        NE             68137      F/S                       5433
12717   Northern Lights Distributors, LLC/OCM Gold Fund                          4020 South 147th Street                                   Omaha        NE             68137      F/S                       6663
12718   Northern Lights Distributors, LLC/Pacific Financial Funds                4020 South 147th Street                                   Omaha        NE             68137      F/S                       5644
15134                                                                            4020
        Northern Lights Distributors, LLC/Peregrine Gold Silver Alpha Strategy Fund South 147th Street                                     Omaha        NE             68137      F/S                       3758
14588   Northern Lights Distributors, LLC/Power Income Fund                      4020 South 147th Street                                   Omaha        NE             68137      F/S                       5332
14467   Northern Lights Distributors, LLC/Princeton Futures Strategy Fund        4020 South 147th Street                                   Omaha        NE             68137      F/S                       5381
14851   Northern Lights Distributors, LLC/PSI Funds                              4020 South 147th Street                                   Omaha        NE             68137      F/S                       5335
12697   Northern Lights Distributors, LLC/PTA Funds                              4020 South 147th Street                                   Omaha        NE             68137      F/S                       5924
12720   Northern Lights Distributors, LLC/Puerto Rico Growth Fund                4020 South 147th Street                                   Omaha        NE             68137      F/S                       6624
15132                                                                            4020 South 147th Street
        Northern Lights Distributors, LLC/Quantitative Managed Futures Strategy Fund                                                       Omaha        NE             68137      F/S                       3756
12721   Northern Lights Distributors, LLC/Rady Funds                             4020 South 147th Street                                   Omaha        NE             68137      F/S                       5402
12722   Northern Lights Distributors, LLC/Roge Partners Funds                    4020 South 147th Street                                   Omaha        NE             68137      F/S                       4933
14782   Northern Lights Distributors, LLC/SCA Funds                              4020 South 147th Street                                   Omaha        NE             68137      F/S                       5396
12723   Northern Lights Distributors, LLC/Sierra Core Retirement Fund            4020 South 147th Street                                   Omaha        NE             68137      F/S                       5628
12724   Northern Lights Distributors, LLC/SouthernSun Funds                      4020 South 147th Street                                   Omaha        NE             68137      F/S                       6604
14920                                                                            4020 South 147th Street
        Northern Lights Distributors, LLC/Tatro Capital Tactical Appreciation Fund                                                         Omaha        NE             68137      F/S                       3708
12726   Northern Lights Distributors, LLC/The Collar Fund                        4020 South 147th Street                                   Omaha        NE             68137      F/S                       5927
12727   Northern Lights Distributors, LLC/The Currency Strategies Fund           4020 South 147th Street                                   Omaha        NE             68137      F/S                       6696
14979   Northern Lights Distributors, LLC/The FX Strategy Fund                   4020 South 147th Street                                   Omaha        NE             68137      F/S                       3722
15007   Northern Lights Distributors, LLC/The Giralda Fund                       4020 South 147th Street                                   Omaha        NE             68137      F/S                       3716
12729   Northern Lights Distributors, LLC/The Lacerte Guardian Fund              4020 South 147th Street                                   Omaha        NE             68137      F/S                       5403
12730   Northern Lights Distributors, LLC/The Santa Barbara Group of Funds 4020 South 147th Street                                         Omaha        NE             68137      F/S                       4877
12731   Northern Lights Distributors, LLC/The Saratoga Advantage Trust           4020 South 147th Street                                   Omaha        NE             68137      F/S                       4959
15149   Northern Lights Distributors, LLC/Timothy Plan                           4020 South 147th Street                                   Omaha        NE             68137      F/S                       6518
12732   Northern Lights Distributors, LLC/Toews Funds                            4020 South 147th Street                                   Omaha        NE             68137      F/S                       5906
14954   Northern Lights Distributors, LLC/TOPS Portfolios                        4020 South 147th Street                                   Omaha        NE             68137      F/S                       3711
12706   Northern Lights Distributors, LLC/Tributary Funds                        4020 South 147th Street                                   Omaha        NE             68137      F/S                       5853
15133   Northern Lights Distributors, LLC/Triex Fund                             4020 South 147th Street                                   Omaha        NE             68137      F/S                       3757
15166   Northern Lights Distributors, LLC/Vertical Capital Income Fund           4020 South 147th Street                                   Omaha        NE             68137      F/S                       3769
12733   Northern Lights Distributors, LLC/Wade Core Destination Fund             4020 South 147th Street                                   Omaha        NE             68137      F/S                       5939
12735   Northern Lights Distributors, LLC/Winans Long/Short Fund                 4020 South 147th Street                                   Omaha        NE             68137      F/S                       4825
12734   Northern Lights Distributors, LLC/Wintrust Capital Funds                 4020 South 147th Street                                   Omaha        NE             68137      F/S                       5740
15006   Northern Lights Distributors, LLC/Zeo Strategic Income Fund              4020 South 147th Street                                   Omaha        NE             68137      F/S                       3715
15096   Northern Ligths Distributors, LLC/Two Oaks Fund                          4020 South 147th Street                                   Omaha        NE             68137      F/S                       3751
12736   Northern Securities Inc./CDS                                             1800 - 150 York Street                                    Toronto      Ont.           M5H 3S5    OTC                       5080@          NTHN
12737   Northern Trust Company (The)                                             50 South LaSalle Street         Level A                   Chicago      IL             60675      F/S, ACAT                 2669
12738   Northern Trust Company (The)                                             50 South LaSalle Street                                   Chicago      IL             60675      F/S                       6625
12739   Northern Trust Company (The) - Trust Income Collections                  801 South Canal Street                                    Chicago      IL             60675      Env-Y, DSS                0993
15191                                                                            50 S. LaSalle Street
        Northern Trust Company/Fixed Income Investment Fund, a Fund of the Chicago Equity Partners Group Trust                             Chicago      IL             60603      F/S                       3772
12740   Northern Trust Company/Great Banc Collective Investment Trust I          50 LaSalle Street                                         Chicago      IL             60603      F/S                       6689
12741                                                                            50 South
        Northern Trust Company/Mondrian Wal-Mart Focused International Equity Fund LaSalle Street                                          Chicago      IL             60603      F/S                       4900
12742   Northern Trust Securities, Inc.                                                                                                                                                                     0226*          NTRC
12743   Northland Securities, Inc.                                                                                                                                                                          0443*          NORT
12745   Northpoint Trading Partners, LLC                                                                                                                                                                    0352*          NOPO
12744   Northpoint Trading Partners, LLC                                                                                                                                                                    0443*          NPTP
12680   Northpoint Trading Partners, LLC                                                                                                                                                                    0501*          NPNT
12746   Northstar Financial Partners                                                                                                                                                                        0727*          NSFP
12747   Northwestern Mutual Investment Services, LLC                             720 East Wisconsin Avenue                                 Milwaukee    WI             53202      IPS                       0171
12748   Northwestern Mutual Life Insurance Company                               720 East Wisconsin Avenue                                 Milwaukee    WI             53202-4797 IPS                       4590
12750   Noyes (David A.) & Co.
12751   NRP Financial, Inc.
12752   NSM Securities, Inc.                                                                                                                                                                                0750*          NSMS
12757   Nunami Services, LLC                                                                                                                                                                                0330*          NAMB
12754   Nunami Services, LLC                                                                                                                                                                                0501*          NAMD
12753   Nunami Services, LLC                                                                                                                                                                                0501*          NAMA
12756   Nunami Services, LLC                                                                                                                                                                                0695*          NAMI
12758   Nutmeg Securities                                                                                                                                                                                   0443*          NTMG
12759   Nuveen Securities, LLC                                                   333 West Wacker Drive           33rd Floor                Chicago      IL             60606      OTC, Bond-M, Env-Y, DSS   0448           NVEN
12760   Nuveen Securities, LLC                                                   333 West Wacker Drive                                     Chicago      IL             60606-1286 F/S, ACAT                 5520
12761   Nuveen Securities, LLC/Dublin Funds                                      333 West Wacker Drive                                     Chicago      IL             60606      F/S                       4828
13208   Nuveen Securities, LLC/Nuveen Funds                                                                                                                                                                 5869
12762   NW Capital Markets Inc.                                                                                                                                                                             0279*          NWCM
12763   NWT Financial Group, LLC                                                                                                                                                                            0234*          NWTF
12765   NSX Securities LLC                                                                                                                                                                                  0442*          NSXS
12766   NY Life Securities, Inc.
12768   NYFIX Transaction Services, Inc.                                                                                                                                                                    0501*          NYTS
12769   NYLIFE Securities, LLC                                                   169 Lackawanna Avenue                                     Parsippany   NJ             07054      F/S, ACAT                 5539
12770   NYLIFE Securities, LLC/Collective Trust                                  51 Madison Avenue               Room 201, FM Operations   New York     NY             10010      F/S                       5787
12771                                                                            169 Lackawanna Ave.
        NYLife Securities, LLC/New York Life Insurance Company Group Annuity Contracts                                                     Parsippany   NJ             07054      F/S                       5363
12772   NYPPEX, LLC                                                                                                                                                                                         0235*          NYPP
12776   Oak Ridge Financial Services Group, Inc. (The)                                                                                                                                                      0279*          EQTS
12777   Oakbrook Investment Brokers, Inc.                                                                                                                                                                   0235*          OBTG
12778   Oakmark Funds (The)                                                      Two North LaSalle Street        Suite 500                 Chicago      IL             60602-3790 F/S, ACAT                 4851
12781   Oberweis Securites, Inc.                                                                                                                                                                            0226*          OBWS
12782   Oberweis Securities, Inc.                                                803 West Michigan Street        Suite A                   Milwaukee    WI             53233-2301 F/S                       5697
12783   Obex Securities LLC                                                                                                                                                                                 0158*          OBEX
12784   O'Brien & Shepard, Inc.                                                                                                                                                                             0279*          OBSH
12786   Obsidian Financial Group LLC                                                                                                                                                                        0234*          OFGL
12785   Obsidian Financial Group LLC                                                                                                                                                                        0750*          GSCL
12787   OC Securities, Inc.                                                                                                                                                                                 0234*          OCSI
15144   Ocean Cross Capital Markets LLC                                                                                                                                                                     0309*          TBMB
14951   O'Connor & Company Securities Inc.
12791   Octagon Capital Corp./CDS                                                483 Bay Street                  Suite 200                 Toronto      Ont., Canada   M5G 2N7    OTC                       5042@          OTGN
12792   Octavus, LLC
12793   OCTEG LLC                                                                141 W. Jackson Blvd.                                      Chicago      IL             60604      OTC, ACAT, LST            0341    OCTG   OCTG
12794   Odeon Capital Group                                                                                                                                                                                 0161*          ODNC
12796   OES Brokerage Services, LLC                                                                                                                                                                         0161*          ARCB
12797   Offutt Securities Inc.                                                                                                                                                                                             0352*          OFUT
12798   OFG Financial Services Inc.                                                                                                                                                                                        0235*          OFGF
12799   Ogilvie Security Advisors Corporation
12801   Ohio National Life Insurance Company                                 One Financial Way                                     Cincinnati      OH        45242        F/S, IPS                                         4526
12805   Olmsted & Mulhall, Inc.                                                                                                                                                                                            0158*          OLMM
12807   Olstein Associates, Inc.                                             4 Manhattanville Road            Suite 102            Purchase        NY        10577-2119 F/S                                                5775
12808   Olympia Asset Management, Ltd.                                                                                                                                                                                     0158*          OMPA
12809   Olympus Securities, LLC                                                                                                                                                                                            0052*          OLMP
12810   OM Financial Life Insurance Company                                  1001 Fleet Street                                     Baltimore       MD        21202-4346 IPS                                                7231
12811   OM Financial Life Insurance Company/Old Mutual (Bermuda) Ltd.        2500 Westchester Avenue          Suite 200            Purchase        NY        10577      IPS                                                7242
12812   OM Securities, LLC                                                                                                                                                                                                 0234*          OMSL
12813   Omega Research Corporation                                                                                                                                                                                         0279*          DXSI
12814   Omnivest, Inc.
12815   O N Equity Sales Co.
12816   O.N. Equity Sales Company (The)                                      One Financial Way                                     Cincinnati      OH        45242      F/S                                                0092
12817   One America Securities, Inc                                          P.O.Box 1984                                          Indianapolis    IN        46206      IPS                                                5315
12841   OneAmerica Funds, Inc.                                               One America Square               P.O. Box 368         Indianapolis    IN        46206-0368 F/S                                                5689
12818   O'Neil (William) & Co. Inc.                                                                                                                                                                                        0161*          ONEL
12819   Online Brokerage Services, Inc.                                                                                                                                                                                    0234*          GLBZ
12820   Oppenheimer & Close Inc.                                                                                                                                                                                           0443*          POPP
12821   Oppenheimer & Co., Inc.                                              125 Broad Street                                      New York        NY        10004        LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS, IPS   0571    OPCO   OPCO
12822   Oppenheimer & Co., Inc.                                                                                                                                                                                            0571*          WMAG
12823   Oppenheimer Trust Company                                            18 Columbia Turnpike                                  Florham Park    NJ        07932        F/S                                              0303
12824   OppenheimerFunds Distributor, Inc.                                   10200 East Girard Avenue         Building D           Denver          CO        80217-5270   F/S                                              5511
12825   OppenheimerFunds Distributor, Inc./Mass Mutual Institutional Funds   10200 East Girard Avenue                              Denver          CO        80231        F/S                                              5844
12826   OppenheimerFunds Distributor, Inc./New Mexico 529 Plan               6803 South Tucson Way                                 Centennial      CO        80112        F/S                                              4941
12827   OppenheimerFunds Distributor, Inc./Oregon 529 Product                6803 South Tucson Way                                 Centennial      OH        80112        F/S                                              5470
12828   Optionshouse Corporation                                                                                                                                                                                           0234*          EZOP
12829   Optionshouse, Inc.                                                                                                                                                                                                 0501*          OPHS
12831   OptionsXpress, Inc.                                                  311 W. Monroe Street                                  Chicago         IL        60606        OTC, Bond C/M, F/S, ACAT, Env-Y                  0338           OXPS
12832   Optiver US, LLC                                                                                                                                                                                                    0695*          OPTU
12833   Oriental Financial Services
12834   Orion Securities (USA) Inc.                                                                                                                                       OTC                                              5034@          YORK
12835   Orion Trading, LLC                                                                                                                                                                                                 0158*          OREO
15207   Orion Trading, LLC
11608   Oscar Gruss & Son, Incorporated                                      74 Broad Street                                       New York        NY        10005        LST, Bond-C, Env-Y, DSS                          0420    OG
11609   Oscar Gruss & Son, Incorporated                                                                                                                                                                                    0161*          OGRU
12836   OTA Limited Partnership                                                                                                                                                                                            0551*          OTAA
14935   OTA, LLC                                                                                                                                                                                                           0050*          OTAM
12839   OTA, LLC                                                                                                                                                                                                           0551*          OTAS
12840   OTR Global Trading LLC                                                                                                                                                                                             0551*          OTRT
13199   Pace (A.J.) & Co., Inc.                                                                                                                                                                                            0352*          AJAY
12842   Pacific American Securities, LLC
12843   Pacific Commonwealth Corporation                                                                                                                                                                                   0750*          PCMC
12844   Pacific Crest Securities                                                                                                                                                                                           0158*          PACS
12845   Pacific Financial Associates, Inc.                                                                                                                                                                                 0750*          PFAI
12846   Pacific Global Fund, Inc.                                            206 North Jackson Street                              Glendale        CA        91206        F/S                                              4860
12847   Pacific Growth Equities, LLC                                                                                                                                                                                       0161*          GROW
12848   Pacific Investment Securities Corp.                                                                                                                                                                                0750*          PISC
12849   Pacific Life & Annuity Company                                       700 Newport Center Drive                              Newport Beach   CA        92660        IPS                                              4589
12850   Pacific Life Insurance Company                                       700 Newport Center Drive                              Newport Beach   CA        92660        IPS                                              4532
12851   Pacific Life Insurance Company/ Life Division                        700 Newport Beach Center Drive                        Newport Beach   CA        92650        IPS                                              6545
12852   Pacific Life Insurance Company/Life Division                         700 Newport Center Drive                              Newport Beach   CA        92660        IPS                                              4616
12853   Pacific On-line Trading & Securities, Inc.                                                                                                                                                                         0234*          PDTI
12854   Pacific Select Distributors, Inc.                                    700 Newport Center Drive                              Newport Beach   CA        92660-6397 F/S                                                5478
12855   Pacific West Securities, Inc.                                                                                                                                                                                      0226*          PACW
12856   Pactual Capital Corp.
12857   Palmieri (Angnardo) & Co., Inc.                                                                                                                                                                                    0727*          DPAA
12858   Paloma Securities                                                                                                                                                                                                  0352*          PLMA
12860   Panamerica Securities
14572   Pangburn Company, The                                                                                                                                             IPS                                              7145
12861   Papamarkou Wellner & Co.                                                                                                                                                                                           0352*          PAPA
12862   Paradigm Funds                                                       7 Elk Street                                          Albany          NY        12207        F/S                                              5476
12863   Pareto Securities USA                                                                                                                                                                                              0443*          NORP
12866   Pariter Securities, LLC
12867   Park Avenue Securities LLC
12868   Park Avenue Securities, LLC                                          7 Hanover Square                                      New York        NY        10004        F/S                                              0496
12869   Parker (S.C.) & Co., Inc.                                                                                                                                                                                          0443*          PARK
12870   Parnassus Investments                                                One Market Street                Stuart Tower #1600   San Francisco   CA        94105        F/S                                              5783
12871   Partners Investment Network, Inc.                                                                                                                                                                                  0235*          DJRC
12872   Paulsen Securities Inc.                                                                                                                                                                                            0352*          PAUS
12873   Paulson Investment Company, Inc.                                                                                                                                                                                   0235*          PAUL
12874   Payden & Rygel Distributors                                          333 South Grand Avenue           32nd Floor           Los Angeles     CA        90071        F/S                                              5535
10283   PCBB Capital Markets, LLC                                                                                                                                                                                          0352*          BIGS
12879   PCS Securities, Inc.                                                                                                                                                                                               0443*          EMBA
12880   PDQ ATS                                                                                                                                                                                                            0161*          PDQM
12881   Peachtree Capital Corporation
12885   Penates Group Inc.                                                                                                                                                                                                 0235*          BOBO
14569   Pencal Administrators, Inc.                                                                                                                                                                                        6150
12887   Penn Investment Group, Inc. (The)
12888   Penn Mutual Life Insurance Company                                   600 Dresher Road                                      Horsham         PA        19044        F/S, IPS                                         4572
12889   Pennaluna & Company Inc.                                                                                                                                                                                           0226*          PENA
12891   Pennsylvania Group Incorporated (The)
12892   Penrod Financial Group                                                                                                                                                                                             0052*          PENC
14643   Penserra Securities, LLC                                                                                                                                                                                           0161*          PNSA
12893   Penserra Securities,Inc                                                                                                                                                                                            0501*          PNSR
12894   Pension Planners Securities, Inc.                                                                                                                                                                                  0235*          PPSI
12896   Penson Financial Services Canada #2/CDS                              711-330 Bay Street                                    Toronto         Ontario   N5H 2S8      OTC, Env-A                                       5091@          PFSC
12897   Penson Financial Services Canada #4/CDS                            330 Bay Street                Suite 711           Toronto            Ont., Canada   M5H 2S8    OTC                                              5082@         FICA
12898   Penson Financial Services, Inc.                                    1700 Pacific Ave.             Suite 1400          Dallas             TX             75201      LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS, IPS   0234    PN    PFSI
12955   Penson Financial Services, Inc.                                                                                                                                                                                    0099*         PFAR
12917   Penson Financial Services, Inc.                                                                                                                                                                                    0099*         PITG
12986   Penson Financial Services, Inc.                                                                                                                                                                                    0158*         PFCY
12941   Penson Financial Services, Inc.                                                                                                                                                                                    0158*         PFAJ
12940   Penson Financial Services, Inc.                                                                                                                                                                                    0158*         PFAE
12921   Penson Financial Services, Inc.                                                                                                                                                                                    0158*         PBBS
12913   Penson Financial Services, Inc.                                                                                                                                                                                    0158*         PFQU
12908   Penson Financial Services, Inc.                                                                                                                                                                                    0158*         PFIN
12933   Penson Financial Services, Inc.                                                                                                                                                                                    0161*         PFWE
14823   Penson Financial Services, Inc.                                                                                                                                                                                    0234*         PFEM
14726   Penson Financial Services, Inc.                                                                                                                                                                                    0234*         PFED
14724   Penson Financial Services, Inc.                                                                                                                                                                                    0234*         PFEC
14705   Penson Financial Services, Inc.                                                                                                                                                                                    0234*         PFDU
14690   Penson Financial Services, Inc.                                                                                                                                                                                    0234*         PFDZ
14678   Penson Financial Services, Inc.                                                                                                                                                                                    0234*         PFBI
14659   Penson Financial Services, Inc.                                                                                                                                                                                    0234*         PFDX
14601   Penson Financial Services, Inc.                                                                                                                                                                                    0234*         PFDT
12994   Penson Financial Services, Inc.                                                                                                                                                                                    0234*         PFDL
12982   Penson Financial Services, Inc.                                                                                                                                                                                    0234*         PFCT
12970   Penson Financial Services, Inc.                                                                                                                                                                                    0234*         PFCH
12950   Penson Financial Services, Inc.                                                                                                                                                                                    0234*         PFBC
12939   Penson Financial Services, Inc.                                                                                                                                                                                    0234*         PFAC
12937   Penson Financial Services, Inc.                                                                                                                                                                                    0234*         PFAA
12936   Penson Financial Services, Inc.                                                                                                                                                                                    0234*         PFSN
12925   Penson Financial Services, Inc.                                                                                                                                                                                    0234*         PFJD
12922   Penson Financial Services, Inc.                                                                                                                                                                                    0234*         PFTK
12919   Penson Financial Services, Inc.                                                                                                                                                                                    0234*         PFDM
12918   Penson Financial Services, Inc.                                                                                                                                                                                    0234*         PFTA
12912   Penson Financial Services, Inc.                                                                                                                                                                                    0234*         PFMB
12909   Penson Financial Services, Inc.                                                                                                                                                                                    0234*         PFLS
12902   Penson Financial Services, Inc.                                                                                                                                                                                    0234*         PFSB
12901   Penson Financial Services, Inc.                                                                                                                                                                                    0234*         PFSG
14970   Penson Financial Services, Inc.                                                                                                                                                                                    0234*         PEEL
12990   Penson Financial Services, Inc.                                                                                                                                                                                    0352*         PFSY
12907   Penson Financial Services, Inc.                                                                                                                                                                                    0436*         PEAR
15023   Penson Financial Services, Inc.                                                                                                                                                                                    0234*         PEEQ
15059   Penson Financial Services, Inc.                                                                                                                                                                                    0695*         PFAS
15063   Penson Financial Services, Inc.                                                                                                                                                                                    0158*         PFEN
15106   Penson Financial Services, Inc.                                                                                                                                                                                    0294*         PFNZ
15107   Penson Financial Services, Inc.                                                                                                                                                                                    0234*         PFNX
15127   Penson Financial Services, Inc.                                                                                                                                                                                    0234*         PFOB
15162   Penson Financial Services, Inc.                                                                                                                                                                                    0158*         PFCM
15178   Penson Financial Services, Inc.                                                                                                                                                                                    0234*         PFNY
13430   Penson Financial Services, Inc./People's Securities Inc.                                                                                                          F/S                                              0220
13429   Penson Financial Services, Inc./Ridge                                                                                                                             LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS        0158    PNS   PFCL
13000   Penson Financial Services, Inc./CDS                                                                                                                               OTC, Env-A, DSS                                  5063@         ECEE
13001   Penstar Trading, LLC                                                                                                                                                                                               0234*         PTAR
13002   Pentegra Distributors, Inc.                                                                                                                                                                                        0052*         RSDI
13003   Penvest Securities Inc.                                                                                                                                                                                            0052*         PVST
13004   People's Securities, Inc.                                                                                                                                                                                          0158*         PPLE
13005   Peraza Capital and Investment, LLC                                                                                                                                                                                 0234*         PERZ
14885   Peraza Capital and Investment, LLC                                                                                                                                                                                 0279*         PECA
13006   Percival Financial Partners, Ltd.                                                                                                                                                                                  0158*         PERC
14602   Perdiue Securities, LLC                                                                                                                                                                                            0100*         PERD
13007   Performance Trust Capital Partners, Inc.
13008   Perkins, Smart & Boyd, Inc.                                                                                                                                                                                        0309*         PERK
13009   Permac Securities                                                                                                                                                                                                  0234*         PMAC
14693   Permac Securities, Inc.                                                                                                                                                                                            0551*         PEMA
13010   Pershing Advisor Solutions, LLC                                                                                                                                                                                    0443*         PASL
13200   Pershing LLC                                                       One Pershing Plaza                                Jersey City        NJ             07399      LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS        0443    P     PERS
14692   Pershing LLC                                                                                                                                                                                                       0443*         PERB
13011   Pershing LLC                                                                                                                                                                                                       0443*         PERX
13012   Pershing LLC, Principal Trading                                                                                                                                                                                    0443*         PERT
13013   Peters & Co. Limited/CDS                                           3900 Bankers Hall West        888 3rd Street SW   Calgary, Alberta   Canada         T2P 5C5    Env-A, DSS                                       5014@
13014   Petrie Parkman & Company, Inc.
14408   PFS Funds                                                          480 North Magnolia Avenue     Suite 103           El Cajon           CA             92020      F/S                                              6683
13056   PFS Investment Inc.                                                3120 Breckinridge Boulevard                       Duluth             GA             30099      IPS                                              0468
13057   PGR Securities, LLC
13058   Phalanx Trading LLC                                                                                                                                                                                                0234*         PHAL
13059   PHD Capital                                                                                                                                                                                                        0052*         PHDC
13060   Philadelphia Brokerage Corporation                                                                                                                                                                                 0226*         FRTH
13061   Philadelphia Investors, Ltd.
13062   Phillips & Company Securities, Inc.                                                                                                                                                                                0443*         PHCO
13063   PHL Variable Life Insurance Company                                100 Bright Meadow Parkway                         Enfield            CT             06083      IPS                                              4582
13064   PHL Variable Life Insurance Company/Part Advisor                   9920 Corporate Campus Drive   Suite 1000          Louisville         KY             40223      F/S, IPS                                         4711
13065   Phoenix Life Insurance Company                                     100 Bright Meadow Parkway                         Enfield            CT             06083      IPS                                              4579
13066   Phoenix Life Insurance Company/Single Premium Deferred Annuities   100 Bright Meadow Parkway                         Enfield            CT             06083      IPS                                              4538
13068   PI Financial Corp./CDS                                                                                                                                                                                             5075@         PCFF
13069   Pickering Energy Partners, Inc.                                                                                                                                                                                    0161*         PICK
13070   Pictet Canada L.P./CDS                                             1000 de la Gauchetiere West   Suite 3100          Montreal, Quebec   Canada         H3B 4W5    OTC, Env-A, DSS                                  5027@         PICF
13071   Pictet Overseas, Inc.                                                                                                                                                                                              5027*         PICT
14923   PIMCO Investments LLC                                              1345 Avenue of the Americas                       New York           NY             10105      F/S, ACAT                                        4991
15167   PIMCO Investments LLC/Global Investor Series                       1633 Broadway                                     New York           NY             10019      F/S                                              4836
13072   Pinnacle Capital Markets, LLC                                                                                                                                                                                      0234*         FRWY
13074   Pinnacle Investments, Inc.                                         5710 Commons Park                                 East Syracuse      NY             13057-8523 F/S                                              4925
13075   Pinnacle Investments, LLC
14925   Pinney Insurance Center, Inc.                                          2266 Lava Ridge Ct.                                 Roseville         CA   95661      IPS                                                6028
13076   Pioneer Investment Management USA Inc.                                 60 State Street                 17th Floor          Boston            MA   02109-1820 F/S, ACAT                                          5502
13077   Pioneer Investment Management USA Inc./Pioneer Funds International 60 State Street                                         Boston            MA   02109      F/S                                                5743
13078   Pipeline Trading Systems, LLC                                                                                                                                                                                   0443*        BLOK
13079   Piper Jaffray & Co.                                                    800 Nicollet Mall                                   Minneapolis       MN   55402        LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS, IPS   0311    PJ   PIPR
13081   Piper Jaffray & Co.                                                                                                                                                                                             0311*        PIPS
13080   Piper Jaffray & Co.                                                                                                                                                                                             0311*        PIPX
13082   Pirrone & Co., Inc.
13083   Planmember Securities Corporation                                      1160 Eugenia Place                                  Carpinteria       CA   93013        F/S, IPS                                         0489
13084   Planned Investment Co., Inc.                                                                                                                                                                                    0727*        PICC
13085   Planner Securities, LLC                                                                                                                                                                                         0158*        CASH
13086   PMK Securities & Research, Inc.
13087   PNC Bank N.A.                                                          249 Fifth Avenue                One PNC 9th Floor   Pittsburgh        PA   15222      Bond-M
13088   PNC Bank, N.A.                                                         8800 Tinicum Boulevard                              Philadelphia      PA   19153-3198 ACAT, F/S                                          2616
14953   PNC Bank, N.A./IPS                                                     4100 W 150th Street                                 Cleveland         OH   44135      IPS                                                2317
14704   PNC Investments                                                                                                                                                                                                 0226*        PNCC
13091   PNC Investments                                                                                                                                                                                                 0768*        PNCI
13092   Podesta & Co.                                                                                                                                                                                                   0727*        PODE
13094   Pointe Capital, LLC                                                                                                                                                                                             0052*        PONT
13095   Pointe Capital, LLC                                                                                                                                                                                             0234*        PENP
13096   Pointe Capital, LLC                                                                                                                                                                                             0235*        PRBC
13097   Polar Investment Counsel, Inc.                                                                                                                                                                                  0279*        PICI
13099   Pond Equities
13100   Popular Securities, Inc.                                               3200 Horizon Drive                                  King of Prussia   PA   19406        F/S                                              5687
13102   Popular Securities, Inc.
13101   Popular Securities, Inc.                                               Popular Center                  Suite 1020          Hato Rey          PR   00918        Bond-M
13103   Portales Partners, LLC                                                                                                                                                                                          0443*        TANA
13104   Porter Christie Partners, L.P.                                                                                                                                                                                  0352*        PCCM
13105   Portfolio Advisors A                                                                                                                                                                                            0235*        PAAI
13106   Portfolio Brokerage Services Inc.                                      1999 Broadway                   8th Floor           Denver            CO   80202        OTC, Bond-C/M, Env-Y, DSS,F/S, IPS               8052         PBSI
13107   Portfolio Resources Group Inc.                                                                                                                                                                                  0226*        PRGI
13108   Portsmouth Financial Services                                                                                                                                                                                   0443*        PMFS
13109   Powell (Elmer E.) Company                                                                                                                                                                                       0443*        POWL
13110   Powell Capital Markets, Inc.
13111   Prager, Sealy & Co., LLC                                                                                                                                                                                        0443*        PMLC
13112   Pragma Securities LLC                                                                                                                                                                                           0161*        PRAG
13115   Prebon Financial Products Inc.                                                                                                                                                                                  0501*        PBON
13114   Prebon Financial Products Inc.                                                                                                                                                                                  0501*        PREB
13113   Prebon Financial Products Inc.                                                                                                                                                                                  0651*        PFPI
13116   Precision Securities LLC                                                                                                                                                                                        0100*        PREC
13117   Preferred Client Group, Inc.                                                                                                                                                                                    0279*        PFCG
14788   Preferred Product Network, Inc.                                                                                                                                IPS                                              4744
13118   PremiereTrade Securities, Inc.                                                                                                                                                                                  0234*        DFFI
13119   Presidential Bank, FSB                                                 4520 East West Highway                              Bethesda          MD   20814-3319 F/S                                                5987
13120   Presidential Brokerage, Inc.
13121   Presidio Capital Advisors, LLC                                                                                                                                                                                  0352*        PRES
13122   Presidio Financial Services, Inc.                                                                                                                                                                               0226*        DSSI
13123   Pressprich (R.W.) & Company Inc.                                                                                                                                                                                0352*        RWPS
13124   Prestige Financial Center, Inc.                                                                                                                                                                                 0543*        PSTG
13125   Primary Capital , LLC                                                                                                                                                                                           0052*        JLEO
13126   Primary Capital, LLC                                                                                                                                                                                            8072*        PMRY
13128   Prime Capital Services, Inc.                                           11 Raymond Avenue                                   Poughkeepsie      NY   12603        F/S                                              0665
13127   Prime Capital Services, Inc.                                                                                                                                                                                    0226*        PMCS
13129   Prime Executions, Inc.                                                                                                                                                                                          0158*        SIBO
13130   Prime Global Securities, Inc.                                                                                                                                                                                   0234*        PGSI
13131   Prime Solutions Securities, Inc.                                                                                                                                                                                0727*        STLR
13132   PrimeVest Financial Services, Inc.                                     400 First Street South          Suite 300           St. Cloud         MN   56301        OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS             0701         BANK
13133   The Princeridge Group LLC                                                                                                                                                                                       0443*        PRCO
13134   Princeton Securities, Group, Inc.                                                                                                                                                                               0501*        PRSG
13135   Principal Life Insurance Company                                       711 High Street                                     Des Moines        IA   50392      IPS                                                4592
13136   Principal Life Insurance Company/Pension Division                      711 High Street                                     Des Moines        IA   50392-0001 IPS                                                4665
15168                                                                          711
        Principal Life Insurance Company/Principal National Life Insurance CompanyHigh Street                                      Des Moines        IA   50392      IPS                                                4752
13137   Princor Financial Securities, Inc.                                                                                                                                                                              0188*        PFSM
13138   Princor Financial Services                                             711 High Street                                     Des Moines        IA   50392        F/S, IPS                                         0375
13139   Princor Financial Services Corporation                                 711 High Street                                     Des Moines        IA   50392-0200   F/S                                              5546
13140                                                                          7
        Princor Financial Services Corporation /Principal Life Insurance Company 11 High Street                                    Des Moines        IA   50392        F/S                                              5607
13141   Princor Financial Services Corporation/PGI                             711 High Street                                     Des Moines        IA   50392        F/S                                              5212
13142   Princor Financial Services Corporation/Principal Funds                 The Principal Financial Group                       Des Moines        IA   50392        F/S, ACAT                                        5836
13143   Princor Financial Services, Inc./M                                     711 High Street                 N-004-W10           Des Moines        IA   50392-2270   F/S                                              0175
13144   Pristine Securities, LLC                                                                                                                                                                                        0234*        MSTR
13145   Pritchard Capital Partners, LLC                                                                                                                                                                                 0442*        TPCP
13146   Private Client Services, LLC                                           2225 Lexington Rd.                                  Louisville        KY   40206        IPS                                              6011
13148   Private Portfolio, Inc.
13151   ProEquities                                                                                                                                                                                                     0443*        PROE
13152   Professional Asset Management, Inc.
13153   Professional Asset Management, Inc.                                                                                                                                                                             0727*        PRAS
14878   Professional Funds Distributor, LLC                                    760 Moore Road                                      King of Prussia   PA   19406        F/S                                              5151
14916   Professional Funds Distributor, LLC/PNC Funds                          760 Moore Road                                      King of Prussia   PA   19406        F/S, ACAT                                        5879
14917   Professional Funds Distributor, LLC/Roxbury Funds                      760 Moore Road                                      King of Prussia   PA   19406        F/S, ACAT                                        6620
14915   Professional Funds Distributor, LLC/Wilmington Funds                   760 Moore Road                                      King of Prussia   PA   19406        F/S, ACAT                                        5550
13154   Professional Investments Services, Inc.                                                                                                                                                                         0279*        PFIS
13155   Profinancial Inc.
14966   ProFunds Distributors, Inc.                                            7501 Wisconsin Avenue           Suite 1000          Bethesda          MD   20814        F/S, ACAT                                        4969
13156   Progressive Asset Management
13157   Promark Securities, Inc.
13158   Prospera Financial Services
13159   Protected Investors of America, Inc.
13160   Protective Life and Annuity Insurance Company                          2801 Highway 208 South                              Birmingham        AL   35223        IPS                                              4540
13161   Protective Life Insurance Company                                    2801 Highway 280 South                            Birmingham         AL       35223-2488   IPS                                  4503
13162   Protective Life Insurance Company of New York                        380 Madison Ave.                                  New York           NY       10017        IPS                                  4629
13163   PRUCO Life Insurance Company                                         213 Washington Street                             Newark             NJ       07012        IPS                                  4597
13164   PRUCO Life Insurance Company of NJ                                   213 Washington Street                             Newark             NJ       07012        IPS                                  4598
13165   Pruco Securities, LLC
13166   Prudential Annuities Life Assurance Corporation                      One Corporate Drive        P.O. Box 883           Shelton            CT       06484-0883 IPS                                    4504
13170   Prudential Equity Group, LLC
13171   Prudential Insurance Co. (The)                                       751 Broad Street                                  Newark             NJ       07102        IPS                                  4596
13172   Prudential Insurance Company of America                              200 Wood Avenue South      MS 120                 Iselin             NJ       08830        F/S                                  4968
13173                                                                        751 Broad Street
        Prudential Insurance Company of America/Prudential Insurance Co. of America                                            Newark             NJ       07102        F/S                                  4733
13174                                                                        280 Trumbull
        Prudential Insurance Company of America/Prudential Ret. Insurance & Annuity Corp. Street        One Commercial Plaza   Hartford           CT       06103        F/S                                  6525
13175                                                                        30
        Prudential Insurance Company of America/Prudential Trust Company, Inc. Scranton Office Park                            Scranton           PA       18507        F/S                                  6526
13176                                                                        100 Inc.
        Prudential Investment Management Services / American Skandia Marketing, Mulberry Street                                Newark             NJ       07102        F/S                                  6610
13178   Prudential Investment Management Services, LLC                       Gateway Center Three       14th Floor             Newark             NJ       07102        F/S                                  0498
13177   Prudential Investment Management Services, LLC                       194 Wood Avenue South      3rd Floor              Iselin             NJ       08830        F/S, ACAT                            5805
13179   Prudential Investment Management Services, LLC
13180   Prudential Investment Management Services, LLC/Retirement            Gateway Center Three       14th Floor             Newark             NJ       07102        F/S                                  0450
13181                                                                        Three Gateway Plaza
        Prudential Investment Management Services, LLC/Worldwide Inv. Portfolio Funds                                          Newark             NJ       07102        F/S                                  5746
13182   PSA Equities, Inc.
13183   PSG Executions, Inc.                                                                                                                                                                                 0501*   PSGX
13184   PTI Securities & Futures L.P.                                                                                                                                                                        0017*   PTIX
13185   PTI Securities & Futures L.P.                                                                                                                                                                        0727*   PTIS
13186   Pulaski Bank
13188   Pulse Trading, Inc.                                                                                                                                                                                  0443*   PULX
13187   Pulse Trading, Inc.                                                                                                                                                                                  0443*   PULT
13189   Puma Capital, LLC                                                                                                                                                                                    0158*   PUMA
13190   Puplava Securities, Inc.                                                                                                                                                                             0226*   PUPL
13191   Purshe Kaplan Sterling Investments
13192   Pursuit Partners, LLC                                                                                                                                                                                0161*   PURS
14536   Putnam Retail Management
13194   Putnam Retail Management Limited Partnership                         859 Williard Street                               Quincy             MA       02169-7428 F/S, ACAT                              5505
13195   Putnam Retail Management Limited Partnership/Embassy Funds           20 Queen Street West       Suite 3100             Toronto, Ontario   Canada   M5H 4B5    F/S                                    5893
13196   PWMCO, LLC                                                           310 S. Michigan Avenue     Suite 2600             Chicago            IL       60604      OTC, Bond-C/M, Env-Y, ACAT, F/S, DSS   0467    MPWA
13201   QA3 Financial Corp.                                                                                                                                                                                  0052*   QAFC
14938   QTrade Securities Inc./CDS                                                                                                                                                                           5009@
12767   Quantex Clearing, LLC                                                100 Wall Street            26th Floor             New York           NY       10005        OTC, ACAT, Env-Y                     0294    QNTX
13202   Quantitative Analysis Services, Inc.                                                                                                                                                                 0443*   QANL
11077   Quantlab Securities LP                                                                                                                                                                               0873*   ETAI
13203   Quantlab Securities LP                                                                                                                                                                               0396*   FQLS
14528   Quantlab Securities LP                                                                                                                                                                               0873*   QETC
15016   Quantlab Securities LP                                                                                                                                                                               0396*   FQLB
13204   Quantlab Securities, LP                                                                                                                                                                              0234*   LABQ
14766   QuantRiver Financial, LLC                                                                                                                                                                            0234*   QRQR
14790   Quasar Distributors, LLC                                             615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5368
13209   Quasar Distributors, LLC/Aberdeen Offshore Funds                     615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  4957
13210   Quasar Distributors, LLC/Aberdeen SHY Funds                          615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  6521
13211   Quasar Distributors, LLC/Academy Fund Trust                          615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5612
13212   Quasar Distributors, LLC/ActivePassive Funds                         615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5614
13214   Quasar Distributors, LLC/Akre Funds                                  615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5937
13207   Quasar Distributors, LLC/AL Frank Fund                               615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  4993
14837   Quasar Distributors, LLC/Alpha Capital Funds                         615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5365
13216   Quasar Distributors, LLC/Alpine Funds                                615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5896
13217   Quasar Distributors, LLC/America Trust Allegiance Fund               615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  6638
13218   Quasar Distributors, LLC/Appleton Group Funds                        615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  4935
13219   Quasar Distributors, LLC/Artio Global Fund                           615 East Michigan Street                          Milwaukee          WI       53202        F/S, ACAT                            6675
13222   Quasar Distributors, LLC/Barrett Growth Fund                         615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5480
14772   Quasar Distributors, LLC/Boston Common Funds                         615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5350
13223   Quasar Distributors, LLC/Brandes Dublin Offshore                     615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5911
13224   Quasar Distributors, LLC/Brandes Investment Trust                    615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5693
15193   Quasar Distributors, LLC/Brandywine Funds                            615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  4978
13226   Quasar Distributors, LLC/Bridges Investment Fund                     615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5531
13227   Quasar Distributors, LLC/Brown Advisory Funds                        615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5437
13228   Quasar Distributors, LLC/Buffalo Funds                               615 East Michigan Street                          Milwaukee          WI       53202        F/S, ACAT                            4931
13229   Quasar Distributors, LLC/Capital Advisor Growth Fund                 615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5691
13230   Quasar Distributors, LLC/Chase Growth Funds                          615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5626
14634   Quasar Distributors, LLC/Coldstream Dividend Growth Fund             615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5327
13231   Quasar Distributors, LLC/Congress Asset Management                   615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5741
15043   Quasar Distributors, LLC/Contravisory Funds                          615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5797
13232   Quasar Distributors, LLC/Cookson Pierce Funds                        615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5421
13234   Quasar Distributors, LLC/Country Funds                               615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  4922
14948   Quasar Distributors, LLC/Cushing Funds                               615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5328
13235   Quasar Distributors, LLC/Davidson Funds                              615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5945
14547   Quasar Distributors, LLC/Doubleline Funds                            615 East Michigan Street                          Milwaukee          WI       53202        F/S, ACAT                            5353
13236   Quasar Distributors, LLC/Dow Jones Islamic Index Fund                615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5566
13237   Quasar Distributors, LLC/DSM Funds                                   615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5952
13238   Quasar Distributors, LLC/Duncan Hurst Aggressive Growth              615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  6567
13239   Quasar Distributors, LLC/Edgar Lomas Fund                            615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5727
13240   Quasar Distributors, LLC/Empiric Funds                               615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5561
13241   Quasar Distributors, LLC/Evermore Value Trust                        615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5407
14553   Quasar Distributors, LLC/Fort Pitt Capital Funds                     615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5887
13243   Quasar Distributors, LLC/Fund * X Upgrader Fund                      615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5666
13244   Quasar Distributors, LLC/Geneva Advisors All Cap Growth Fund         615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  6527
13245   Quasar Distributors, LLC/Genworth Funds                              615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5864
13246   Quasar Distributors, LLC/Genworth VIT Funds                          615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5519
13247   Quasar Distributors, LLC/Gerstein Fisher Funds                       615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5938
13248   Quasar Distributors, LLC/Glenmede Fund, Inc.                         615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  4955
14919   Quasar Distributors, LLC/Goodhaven Fund                              615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  3700
13221   Quasar Distributors, LLC/GPS Funds I                                 615 East Michigan Street                          Milwaukee          WI       53202        F/S                                  5495
14909   Quasar Distributors, LLC/GPS Funds II                        615 East Michigan Street           Milwaukee   WI   53202     F/S         5977
13250   Quasar Distributors, LLC/Greenspring Fund                    615 East Michigan Street           Milwaukee   WI   53202     F/S         6513
13252   Quasar Distributors, LLC/Guinness Atkinson Funds             615 East Michigan Street           Milwaukee   WI   53202     F/S         5754
13253   Quasar Distributors, LLC/Harding Loevner Funds, Inc.         615 East Michigan Street           Milwaukee   WI   53202     F/S, ACAT   4981
13213   Quasar Distributors, LLC/Hatteras Funds                      615 East Michigan Street           Milwaukee   WI   53202     F/S         5449
13254   Quasar Distributors, LLC/Hennessy Mutual Funds, Inc.         615 East Michigan Street           Milwaukee   WI   53202     F/S         4869
13255   Quasar Distributors, LLC/Hodges Fund                         615 East Michigan Street           Milwaukee   WI   53202     F/S         5792
13256   Quasar Distributors, LLC/Hotchkis & Wiley Funds              615 East Michigan Street           Milwaukee   WI   53202     F/S, ACAT   4984
13257   Quasar Distributors, LLC/Huber Capital Funds                 615 East Michigan Street           Milwaukee   WI   53202     F/S         6530
13258   Quasar Distributors, LLC/Intrepid Capital Funds              615 East Michigan Street           Milwaukee   WI   53202     F/S         4815
14558   Quasar Distributors, LLC/Investec Global Strategy Funds      615 East Michigan Street           Milwaukee   WI   53202     F/S         5057
13259   Quasar Distributors, LLC/Investec Offshore Funds             615 East Michigan Street           Milwaukee   WI   53202     F/S         5755
14969   Quasar Distributors, LLC/IronBridge Funds                    615 East Michigan Street           Milwaukee   WI   53202     F/S         5321
13260   Quasar Distributors, LLC/Jacob Internet Fund                 615 East Michigan Street           Milwaukee   WI   53202     F/S         4960
13261   Quasar Distributors, LLC/Jensen Portfolio, Inc.              615 East Michigan Street           Milwaukee   WI   53202     F/S         5491
13262   Quasar Distributors, LLC/Jordan Opportunity Fund             615 East Michigan Street           Milwaukee   WI   53202     F/S         5917
13263   Quasar Distributors, LLC/Julius Baer Offshore Funds          615 East Michigan Street           Milwaukee   WI   53202     F/S         5698
13264   Quasar Distributors, LLC/Keystone Funds                      615 East Michigan Street           Milwaukee   WI   53202     F/S         5848
13265   Quasar Distributors, LLC/Kinetics Mutual funds               615 East Michigan Street           Milwaukee   WI   53202     F/S, ACAT   6608
13266   Quasar Distributors, LLC/Kirr Marbach Partners Fund, Inc.    615 East Michigan Street           Milwaukee   WI   53202     F/S         6685
13267   Quasar Distributors, LLC/LKCM Funds                          615 East Michigan Street           Milwaukee   WI   53202     F/S         4883
14865   Quasar Distributors, LLC/LoCorr Investment Trust             615 East Michigan Street           Milwaukee   WI   53202     F/S         5569
14838   Quasar Distributors, LLC/MainGate MLP Funds                  615 East Michigan Street           Milwaukee   WI   53202     F/S         5366
13269   Quasar Distributors, LLC/Mairs and Power Growth Fund         615 East Michigan Street           Milwaukee   WI   53202     F/S         6546
13268   Quasar Distributors, LLC/Mariner Funds                       615 East Michigan Street           Milwaukee   WI   53202     F/S         5406
13270   Quasar Distributors, LLC/Marketfield Funds                   615 East Michigan Street           Milwaukee   WI   53202     F/S         6529
13271   Quasar Distributors, LLC/Master Select Funds                 615 East Michigan Street           Milwaukee   WI   53202     F/S         4892
13272   Quasar Distributors, LLC/Matrix Advisors Value Fund, Inc.    615 East Michigan Street           Milwaukee   WI   53202     F/S         4908
15044   Quasar Distributors, LLC/MD Sass Funds                       615 East Michigan Street           Milwaukee   WI   53202     F/S         5918
13274   Quasar Distributors, LLC/Monetta Funds                       615 East Michigan Street           Milwaukee   WI   53202     F/S         5766
14486   Quasar Distributors, LLC/Morgan Dempsey Funds                615 East Michigan Street           Milwaukee   WI   53202     F/S         5354
13276   Quasar Distributors, LLC/Muhlenkamp Fund                     615 East Michigan Street           Milwaukee   WI   53202     F/S         4986
13277   Quasar Distributors, LLC/Mutual.com                          615 East Michigan Street           Milwaukee   WI   53202     F/S         5847
13278   Quasar Distributors, LLC/New Covenant Funds                  615 East Michigan Street           Milwaukee   WI   53202     F/S         6536
13279   Quasar Distributors, LLC/Newgate Capital Funds               615 East Michigan Street           Milwaukee   WI   53202     F/S         4727
13280   Quasar Distributors, LLC/Niemann Fund                        615 East Michigan Street           Milwaukee   WI   53202     F/S         5317
14968   Quasar Distributors, LLC/Nuance Funds                        615 East Michigan Street           Milwaukee   WI   53202     F/S         5369
14908   Quasar Distributors, LLC/Orinda Long Short Equity Fund       615 East Michigan Street           Milwaukee   WI   53202     F/S         5931
14946   Quasar Distributors, LLC/O'Shaughnessy Funds                 615 East Michigan Street           Milwaukee   WI   53202     F/S         5318
13281   Quasar Distributors, LLC/Osterweis Fund                      615 East Michigan Street           Milwaukee   WI   53202     F/S         4840
14947   Quasar Distributors, LLC/Performance Trust                   615 East Michigan Street           Milwaukee   WI   53202     F/S         5324
13282   Quasar Distributors, LLC/Perkins Funds                       615 East Michigan Street           Milwaukee   WI   53202     F/S         5440
13283   Quasar Distributors, LLC/Permanent Portfolio                 615 East Michigan Street           Milwaukee   WI   53202     F/S, ACAT   6627
13284   Quasar Distributors, LLC/Perritt Funds                       615 East Michigan Street           Milwaukee   WI   53202     F/S         5602
13285   Quasar Distributors, LLC/Phocus Funds                        615 East Michigan Street           Milwaukee   WI   53202     F/S         6547
13286   Quasar Distributors, LLC/Pictet Funds                        615 East Michigan Street           Milwaukee   WI   53202     F/S         5793
13225   Quasar Distributors, LLC/PineBridge Funds                    615 East Michigan Street           Milwaukee   WI   53202     F/S         5616
13287   Quasar Distributors, LLC/Poplar Forest Partners Fund         615 East Michigan Street           Milwaukee   WI   53202     F/S         5404
13288   Quasar Distributors, LLC/Portfolio 21                        615 East Michigan Street           Milwaukee   WI   53202     F/S         4929
13289   Quasar Distributors, LLC/Primary Trend Fund                  615 East Michigan Street           Milwaukee   WI   53202     F/S         5858
13290   Quasar Distributors, LLC/PRIMECAP Odyssey Funds              615 East Michigan Street           Milwaukee   WI   53202     F/S         4895
13291   Quasar Distributors, LLC/Prospector Funds                    615 East Michigan Street           Milwaukee   WI   53202     F/S         5901
13292   Quasar Distributors, LLC/Purisma Funds                       615 East Michigan Street           Milwaukee   WI   53202     F/S         6643
13293   Quasar Distributors, LLC/Quaker Investment Trust             615 East Michigan Street           Milwaukee   WI   53202     F/S         4885
13294   Quasar Distributors, LLC/Rainier Funds                       615 East Michigan Street           Milwaukee   WI   53202     F/S, ACAT   4876
13295   Quasar Distributors, LLC/RBC Funds Trust                     615 East Michigan Street           Milwaukee   WI   53202     F/S         5413
13297   Quasar Distributors, LLC/Rochdale Funds                      615 East Michigan Street           Milwaukee   WI   53202     F/S         4990
13298   Quasar Distributors, LLC/Rockland Trust                      615 East Michigan Street           Milwaukee   WI   53202     F/S         5355
15112   Quasar Distributors, LLC/Roosevelt Funds                     615 East Michigan Street           Milwaukee   WI   53202                 5636
13299   Quasar Distributors, LLC/Schooner Growth & Income Fund       615 East Michigan Street           Milwaukee   WI   53202     F/S         4723
13300   Quasar Distributors, LLC/Selector Management Fund            615 East Michigan Street           Milwaukee   WI   53202     F/S         5729
13301   Quasar Distributors, LLC/Smead Value Fund                    615 East Michigan Street           Milwaukee   WI   53202     F/S         6686
15042   Quasar Distributors, LLC/Standard Insurance                  615 East Michigan Street           Milwaukee   WI   53202     F/S         3719
13302   Quasar Distributors, LLC/Stephens Funds                      615 East Michigan Street           Milwaukee   WI   53202     F/S         5744
15019   Quasar Distributors, LLC/Strategic Income Management Funds   615 East Michigan Street           Milwaukee   WI   53202     F/S         5905
13303   Quasar Distributors, LLC/TCM Small Cap Growth Fund           615 East Michigan Street           Milwaukee   WI   53202     F/S         4898
13304   Quasar Distributors, LLC/Teberg Fund                         615 East Michigan Street           Milwaukee   WI   53202     F/S         4916
14559   Quasar Distributors, LLC/The Snow Capital Family of Funds    615 East Michigan Street           Milwaukee   WI   53202     F/S         4976
14881   Quasar Distributors, LLC/Thomas White Funds                  615 East Michigan Street           Milwaukee   WI   53202     F/S         6636
13305   Quasar Distributors, LLC/Thompson Plumb Funds                615 East Michigan Street           Milwaukee   WI   53202     F/S         5557
13306   Quasar Distributors, LLC/Thunderstorm Value Fund             615 East Michigan Street           Milwaukee   WI   53202     F/S         4857
14907   Quasar Distributors, LLC/Tiedemann Funds                     615 East Michigan Street           Milwaukee   WI   53202     F/S         5731
14991   Quasar Distributors, LLC/Tortoise Core Infrastructure Fund   615 East Michigan Street           Milwaukee   WI   53202     F/S         5168
13308   Quasar Distributors, LLC/Villere Balanced Fund               615 East Michigan Street           Milwaukee   WI   53202     F/S         4886
13309   Quasar Distributors, LLC/Wall Street Fund                    615 East Michigan Street           Milwaukee   WI   53202     F/S         6626
14789   Quasar Distributors, LLC/WBI Funds                           615 East Michigan Street           Milwaukee   WI   53202     F/S         5326
13310   Quasar Distributors, LLC/Winslow Green Funds                 615 East Michigan Street           Milwaukee   WI   53202     F/S         6687
13311   Quasar Distributors, LLC/WisCap Funds                        615 East Michigan Street           Milwaukee   WI   53202     F/S         6674
13206   Quasar Distributors, LLC/WY Funds                            615 East Michigan Street           Milwaukee   WI   53202     F/S         4874
13312   Quasar Distributors, LLC/Yacktman Fund                       615 East Michigan Street           Milwaukee   WI   53202     F/S, ACAT   5774
14875   Quattro M Securities Inc.                                                                                                              0541*   QMSR
13313   Queens Road Securities, LLC                                  100 Queens Road                    Charlotte   NC   28204     F/S         4884
13314   Quest Capital Strategies, Inc.                                                                                                         0158*   QUEC
13315   Questar Capital Corp./Secondary                              655 Fairfield Court        Ste A   Ann Arbor   MI   48108-9619 IPS        0527
13316   Questar Capital Corporation
13317   Quoin Capital LLC                                                                                                                      0309*   QUOI
13318   R & H Securities, LLC                                                                                                                  0234*   ROBH
13319   Rabo Securities USA, Inc.                                                                                                              0443*   RABO
14797   Radnor Research & Trading Company, LLC                                                                                                                                                                                      0158*         RRTC
13322   Rafferty Capital Markets, LLC                                         1311 Mamaroneck Avenue                                        White Plains       NY       10605      F/S                                              5726
14529   Rafferty Capital Markets, LLC                                                                                                                                                                                               0161*         RAFF
13327   Rafferty Capital Markets, LLC                                                                                                                                                                                               0161*         RCME
13326   Rafferty Capital Markets, LLC                                                                                                                                                                                               0161*         JJKS
14661   Rafferty Capital Markets, LLC                                                                                                                                                                                               0718*         RCMI
14515   Rafferty Capital Markets, LLC/Acadia Mutual Funds                                                                                                                          F/S                                              5387
13329   Rafferty Capital Markets, LLC / Aegis Funds                           1100 North Glebe Road                                         Arlington          VA       22201      F/S                                              6612
14799   Rafferty Capital Markets, LLC/Archer Funds                            59 Hilton Avenue                                              Garden City        NY       11530      F/S                                              5124
13333   Rafferty Capital Markets, LLC/Berkshire Funds                         1311 Mamaroneck Avenue                                        White Plains       NY       10605      F/S                                              5899
14524   Rafferty Capital Markets, LLC/Chou America Mutual Fund                                                                                                                     F/S                                              5323
14733   Rafferty Capital Markets, LLC/Entrepreneur Shares                                                                                                                          F/S                                              5367
13335   Rafferty Capital Markets, LLC/Leuthold Funds                          1311 Mamaroneck Avenue                                        White Plains       NY       10605      F/S                                              5656
13336   Rafferty Capital Markets, LLC/Marketocracy Funds                      1311 Mamaroneck Avenue                                        White Plains       NY       10605      F/S                                              6682
14906   Rafferty Capital Markets, LLC/New Frontiers KC India Fund             59 Hilton Avenue                                              Garden City        NY       11530      F/S                                              3704
14800   Rafferty Capital Markets, LLC/Oracle Funds                            59 Hilton Avenue                                              Garden City        NY       11530      F/S                                              5131
14996   Rafferty Capital Markets, LLC/PIP New Generation Fund                 59 Hilton Avenue                                              Garden City        NY       11530      F/S                                              3723
13331   Rafferty Capital Markets, LLC / Satuit Funds                          59 Hilton Ave                                                 Garden City        NY       11530      F/S                                              5867
13332   Rafferty Capital Markets, LLC / Sparrow Funds                         59 Hilton Avenue                                              Garden City        NY       11530      F/S                                              5908
13339   Rainier Securities, LLC
13340   Rainmaker Securities, LLC                                                                                                                                                                                                   0234*         RMKR
13341   RAIT Securities
13342   Ramat Securities Ltd.                                                                                                                                                                                                       0352*         RMAT
13343   Ramirez Tradetrek Securities, LLC
13345   Ramsey (M.) King Securities, Inc.                                                                                                                                                                                           0443*         MRKS
13347   Raven Securities Corp                                                                                                                                                                                                       0541*         RAVN
14899   Raven Securities Corp.                                                                                                                                                                                                      0608*         RANE
13351   Raymond C. Forbes & Co., Inc.                                                                                                                                                                                               0161*         RAYF
13352   Raymond J. Lucia Companies, Inc.                                      13520 Evening Creek Drive N.   Suite 300                      San Diego          CA       92128      IPS                                              6010
13353   Raymond James & Associates, Inc.                                      880 Carillon Parkway                                          St. Petersburg     FL       33733-2749 LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS, IPS   0725    RJ    RAJA
13354   Raymond James & Associates, Inc./Fl                                   880 Carillon Parkway           P.O. Box 12749                 St. Petersburg     FL       33716      OTC, Bond-C/M, Env-Y                             0390          RJFI
14890   Raymond James (USA) LTD.                                                                                                                                                                                                    0158*         RAJC
13355   Raymond James Ltd./CDS                                                                                                                                                     OTC                                              5076@         MCMF
13356   RBC Capital Markets Corporation                                       3 World Financial Center       200 Vesey St.                  New York           NY       10281-8098 LST, Bond-M, ACAT, F/S, Env-Y, DSS, IPS          0235    RBC   DAIN
13360   RBC Capital Markets Corporation                                                                                                                                                                                             0235*         RBCX
13359   RBC Capital Markets Corporation                                                                                                                                                                                             0235*         RBCD
13358   RBC Capital Markets Corporation                                                                                                                                                                                             0235*         RBCM
13357   RBC Capital Markets Corporation                                                                                                                                                                                             0501*         RBDA
13361   RBC Capital Markets Corporation/Retail                                One Liberty Plaza                                             New York           NY       10006      LST                                              0071    RBI
13362   RBC Centura Securities, Inc.
13363   RBC Dominion Securities Corporation                                                                                                                                                                                         0235*         RYDS
13364   RBC Dominion Securities Inc./CDS                                      Commerce Court South           P.O. Box 50                    Toronto, Ontario   Canada   M5J 2W7    OTC, Env-A, DSS                                  5002@         RBCF
14520   RBS Securities, Inc.                                                                                                                                                       ACAT                                             0248
13365   RBS Securities Inc./Equities                                          600 Washington Boulevard                                      Stamford           CT       06901      LST, OTC, Bond-C/M, F/S, Env-Y, DSS              0425    ABN   RBSG
13366   RD Capital Group, Inc.                                                                                                                                                                                                      0443*         RDCG
13367   RDM Investment Services, Inc.
13368   RDSC, LLC
13369   Reassure Life Insurance Company                                       12770 Merit Drive Suite 600                                   Dallas             TX       75251      IPS                                              4608
13371   Red Capital Markets, Inc.
13372   Redburn Partners (USA) LP                                                                                                                                                                                                   0049*         RDBN
13373   Redi Markets LLC                                                                                                                                                                                                            0158*         REDI
13379   Redsky Financial, LLC                                                                                                                                                                                                       0099*         REDG
13374   RedSky Financial, LLC                                                                                                                                                                                                       0279*         RSKY
13377   RedSky Financial, LLC                                                                                                                                                                                                       0608*         RSFI
13378   Redsky Financial, LLC                                                                                                                                                                                                       0695*         RSFO
13380   Redwine & Company, Inc.
13382   Reed (S.L.) & Company                                                                                                                                                                                                       0352*         SLRD
13383   Regal Securities, Inc.                                                                                                                                                                                                      0234*         RGLD
14983   Regal Securities, Inc.                                                                                                                                                                                                      0235*         RGLS
13384   Regional Brokers, Inc.
13385   Regions Bank                                                          315 Deaderick Street                                          Nashville          TN       37237-0419 Bond-M
14571   Regions Investment Services, Inc.                                                                                                                                          IPS                                              6359
13386   Regis Securities Corporation                                                                                                                                                                                                0235*         QSEC
13388   Reich & Tang Distributors, Inc.                                       600 Fifth Avenue               8th Floor                      New York           NY       10020      F/S                                              5811
13390   Reid & Rudiger, LLC                                                                                                                                                                                                         0235*         RRUD
13391   Reid and Associates
13392   Reinoso & Company, Incorporated
13394   Reliance Trust Company                                                1100 Abernathy Road                                           Atlanta            GA       30328      F/S                                              4896
13393   Reliance Trust Company                                                1100 Abernathey Road           500 N. Park Bldg., Suite 400   Atlanta            GA       30328      ACAT, F/S                                        5962
13395   Reliance Trust Company/MetLife Stable Value Fund                      110 Albernathy Road            500 North Point                Atlanta            GA       30328      F/S                                              5312
13396   Reliance Trust Company/SWMS1                                                                                                                                               F/S, ACAT                                        2042
13397   Reliance Trust Company/SWMS2                                                                                                                                               F/S, ACAT                                        2085
13398   Reliance Worldwide Investments, LLC                                                                                                                                                                                         0279*         RWWI
13399   Reliant Trading                                                                                                                                                                                                             0352*         RTRS
13400   Reliastar Life Insurance Company                                      20 Washington Avenue South                                    Minneapolis        MN       55401      IPS                                              4568
13401   Reliastar Life Insurance Company of New York                          5780 Powars Ferry Road                                        Atlanta            GA       30327      F/S                                              4653
13402                                                                         5780
        Reliastar Life Insurance Company/Life & Annuity Product Investment Trading Powers Ferry Road NW                                     Atlanta            GA       30327      F/S                                              4652
13403   Reliastar Life Insurance Company/Reliastar New York                   200 Washington Avenue South                                   Minneapolis        MN       55401      F/S                                              4606
13404   Reliastar Life Insurance Company/Reliastar Retirement Plans           200 Washington Avenue South                                   Minneapolis        MN       55401      F/S                                              4603
14901   Religare Capital Markets Inc.                                                                                                                                                                                               0049*         RCUS
13405   Renaissance Capital Greenwich Funds                                   325 Greenwich Avenue                                          Greenwich          CT       06830      F/S                                              5454
13406   Rencap Securities, Inc.                                                                                                                                                                                                     0352*         RENC
13407   Rensselaer Securities Corporation                                                                                                                                                                                           0158*         RENS
13408   Repex & Co., Inc.                                                                                                                                                                                                           0352*         RPEX
13409   Resource Horizons Group, LLC                                          1350 Church Street             3rd Floor                      Marietta           GA       30060      IPS                                              0676
13410   Retail Division of Wachovia Securities, Inc.                                                                                                                                                                                0141*         WRET
13411   Retirement Resources Investment Corp.                                                                                                                                                                                       0235*         RRIC
13412   Reuven Enterprises Securities Division, Inc.                                                                                                                                                                                0158*         REUV
13413   Reynolds (Thomas P.) Securities Ltd.                                                                                                                                              0161*         REYN
13414   Reynolds Funds, Inc.                                    80 East Sir Francis Drake Boulevard                Larkspur        CA   94939      F/S                                    6573
13489   R.F. Lafferty & Co., Inc.                                                                                                                                                         0158*         LAFC
12077   R.F. Lafferty & Co., Inc.                                                                                                                                                         0158*         LAFF
13415   RFS Partners                                            44 Montgomery Street                  Suite 2100   San Francisco   CA   94101      F/S                                    4989
13416   R-G Investment Corporation
13417   RGM Securities, LLC                                                                                                                                                               0103*         HBIW
13418   R H Investment Corporation                                                                                                                                                        0279*         RHIC
13419   Rhino Trading Partners, LLC                                                                                                                                                       0443*         RINO
13420   Rhodes Securities, Inc.
13421   Rice Financial Products Company
13422   Rice, Voelker LLC                                                                                                                                                                 0501*         CEON
13423   Richards, Merrill & Peterson, Inc.                      422 West Riverside One Skywalk                     Spokane         WA   99201      OTC, Bond-C/M, ACAT, Env-Y, DSS, F/S   8192          RMPI
13424   Richave Financial, Inc.                                                                                                                                                           0234*         AVST
13425   Richfield Orion International, Inc                                                                                                                                                0279*         ROII
13426   Rideau (I.C.) Lyons and Co.
13428   Ridge Clearing & Outsourcing Solutions, Inc.                                                                                               OTC, LST, ACAT, F/S, Bond-C/M          0543    QRC   QRCC
13427   Ridge Clearing & Outsourcing Solutions, Inc.
13431   Ridgeway & Conger, Inc.                                                                                                                                                           0052*         RWCI
13432   Ridgewood Associates Inc. NJ
13433   Riedl, First Securities Company of Kansas                                                                                                                                         0235*         RIED
13434   Riley (B.) & Co., Inc.                                                                                                                                                            0158*         RILY
13435   Riley (E.K.) Investments, LLC
13436   RIM Securities LLC                                                                                                                                                                0443*         ROCM
13437   River Cross Securities, LLLP                                                                                                                                                      0551*         PRRX
13438   River Cross Securities, LLLP                                                                                                                                                      0551*         RCSL
15139   Rivernorth Securities, LLC                                                                                                                                                        0017*         RNSI
13439   Riverstone Wealth Management, Inc.
14819   Riviere Securities Inc.                                                                                                                                                           0309*         BCLT
13440   Rivkin (H.) & Co., Inc.                                                                                                                                                           0234*         HRIV
13441   RJJ Pasadena Securities, Inc.                                                                                                                                                     0443*         RJJZ
15070   RNA Capital, Inc.                                                                                                                                                                 0309*         RNAC
13443   Robeco Trust Company                                    909 Third Avenue                                   New York        NY   10022      F/S                                    5325
13444   Robert B. Ausdal & Co., Inc.                                                                                                                                                      0235*         RBAC
13445   Robert Van Securities, Inc.
13446   Robert W. Baird & Co.                                   777 East Wisconsin Avenue                          Milwaukee       WI   53202      F/S                                    4905
13447   Roberts & Ryan Investments, Inc.
13448   Robinson & Lukens, Inc.                                 1451 Dolley Madison Boulevard         Suite 320    McLean          VA   22101-0956 OTC, Bond-M, ACAT, Env-Y, DSS, F/S     7607          RLUK
13449   Robinson & Robinson, Inc.                                                                                                                                                         0235*         ROBI
13450   Robotti & Company, LLC                                                                                                                                                            0443*         ROBT
13451   Rochdale Securities, LLC                                                                                                                                                          0443*         ROCH
13452   Rockfleet Financial Services
14532   Rockwell Global Capital, LLC                                                                                                                                                      0443*         ROCK
13453   Rockwell Securities LLC                                                                                                                                                           0158*         RKWS
13454   Rodecker & Co. Investment Brokers, Inc.
13455   Rodgers Brothers, Inc.                                                                                                                                                            0727*         ROBO
11744   Rodman & Renshaw LLC                                                                                                                                                              0161*         HDSM
11742   Rodman & Renshaw LLC                                                                                                                                                              0161*         HDSN
13456   Rodman & Renshaw, LLC                                                                                                                                                             0443*         RODM
13457   Rogo Capital LLC                                                                                                                                                                  0750*         ROGO
13458   Romano Brothers and Company                                                                                                                                                       0727*         ROMO
13459   Roosevelt & Cross, Incorporated                         20 Exchange Place                                  New York        NY   10005      OTC, Bond-M, ACAT, Env-Y, DSS          6931          RCRS
13461   Rosenblatt Securities Inc.                                                                                                                 LST                                    0233    RSI
13463   Rosenblatt Securities Inc.                                                                                                                                                        0161*         ROSB
13462   Rosenblatt Securities Inc.                                                                                                                                                        0501*         RBLT
13460   Rosenblatt Securities Inc.                                                                                                                                                        0501*         ROSN
13464   Ross Sinclaire & Associates, LLC                                                                                                                                                  0443*         RSAI
13465   Roth Capital Partners, LLC                                                                                                                                                        0158*         ROTH
13466   Rothschild Investment Corporation                                                                                                                                                 0443*         RTHS
13468   Rowe (T.) Price Investment Services, Inc.               4515 Painters Mill Road                            Owings Mills    MD   21117-4903 F/S, ACAT                              5586
13470   Royal Alliance Associates, Inc.                         733 Third Avenue                                   New York        NY   10017      IPS                                    0089
13469   Royal Alliance Associates, Inc.                                                                                                                                                   0443*         ROYL
13471   Royal Alliance Associates, Inc.
13472   Royal American Investment Services, Inc.
13473   Royal Securities Company                                                                                                                                                          0235*         RYAL
13474   Royce Fund Services Inc.                                1414 Avenue of the Americas                        New York        NY   10019      F/S, ACAT                              5663
14981   RP Capital LLC
13475   RSG Capital Corp.                                                                                                                                                                 0750*         RAFI
13476   Ruan Securities Corporation                                                                                                                                                       0727*         RANS
13477   Ruane, Cunniff & Goldbarb LLC                                                                                                                                                     0443*         RCSK
13480   Rushmore Capital Inc.                                                                                                                                                             0158*         RMCI
13481   Rushmore Securities Corporation                                                                                                                                                   0234*         RFGI
13482   Russell Financial Services, Inc.                        P.O. Box 1616                                      Tacoma          WA   98401-1616 F/S                                    5762
13483   Russell Implementation Srvs., Inc. Pt of Russell Inv.                                                                                                                             0443*         RSSE
13484   Russell Trust Company                                   P.O. Box 1616                                      Tacoma          WA   98401      F/S                                    4832
13492   Russell Trust Company                                   909 A Street                                       Tacoma          WA   98402      F/S                                    5964
13490   R.W. Pressprich & Co, Inc                                                                                                                                                         0443*         RWPC
13491   R.W. Towt & Associates                                                                                                                                                            0750*         TOWT
13485   Ryan, Beck & Co.
13486   Rydex Distributors LLC                                  9601 Blackwell Road                   Suite 500    Rockville       MD   20850      F/S                                    4912
14893   Rafferty Capital Markets, LLC/Tanaka Funds                                                                                                                                        5771
13493   Sabadell Securities USA, Inc.                                                                                                                                                     0443*         SABS
13495   Safe Harbor Securities, Inc.                                                                                                                                                      0234*         SFHS
13496   Safian Investment Research Inc.
13497   Safra Securities Corp.                                                                                                                                                            0443*         SSCO
13498   Sage, Rutty & Co., Inc.
13499   Sagepoint Financial, Inc                                2800 N. Central Avenue                Suite 2100   Phoenix         AZ   85004-1072 IPS                                    0144
13500   Sagepoint Financial, Inc.
15053   Sagepoint Financial, Inc.
13501   Sagepoint Financial, Inc./FAB                                        2800 N. Central Avenue          Suite 2100                  Phoenix            AZ       85004      IPS                                      0522
13502   Sagepoint Financial, Inc./FAI                                        2800 N. Central Avenue          Suite 2100                  Phoenix            AZ       85004-1072 IPS                                      0182
13503   Sagepoint Financial, Inc/ FA2                                        2800 N. Central Avenue          Suite 2100                  Phoenix            AZ       85004-1072 IPS                                      0556
13504   Salman Partners Inc./CDS                                                                                                                                                OTC                                      5049@   SAPI
13505   Salt Creek Securities, LLC                                                                                                                                                                                       0103*   SCRK
13506   Samco Capital Markets, Inc.                                                                                                                                                                                      0234*   SRAM
13507   Samco Financial Services, Inc.                                                                                                                                                                                   0234*   SMFN
14961   Sammons Securities Company, LLC                                      4261 Park Road                                              Ann Arbor          MI       48103        IPS                                    5347
13508   Sammons Securities Company, LLC
15148   Sammons Securities Company, LLC
13509   Samsung Securities Services, Inc.                                                                                                                                                                                0651*   SSNY
13510   Samuel A. Ramirez & Company, Inc.                                                                                                                                                                                0352*   RREZ
13511   Samuel A. Ramirez & Company, Inc.
13512   Samuels Chase & Co., Inc.                                                                                                                                                                                        0352*   UMAS
14973   Samurai Trading, LLC                                                                                                                                                                                             0103*   SAMU
13514   San Francisco Securities, Inc.                                                                                                                                                                                   0234*   SFSE
14820   Sanderlin Securities, LLC                                                                                                                                                                                        0309*   SSLC
13515   Sanderlin Securities, LLC
13516   Sanders Morris Harris Inc.
13518   Sandgrain Securities, Inc.                                                                                                                                                                                       0443*   GRIN
13519   Sandler, O'Neill & Partners, L.P.                                                                                                                                                                                0352*   SDLR
13521   Sanford C. Bernstein & Co., LLC                                                                                                                                                                                  0013*   BIRM
13520   Sanford C. Bernstein & Co., LLC                                                                                                                                                                                  0013*   BLAV
13522   Santander Investment Securities Inc.                                                                                                                                                                             0158*   SANT
13523   Santander Securities Corporation
13524   Saperston Asset Management, Inc.
14792   Saratoga Capital Markets                                                                                                                                                                                         0161*   SCSC
13526   Saratoga Capital Markets                                                                                                                                                                                         0352*   SART
14737   Saratoga Capital Markets                                                                                                                                                                                         0595*   SCAP
13528   Saturna Brokerage Services, Inc.                                     1300 North State Street                                     Bellingham         WA       98225        F/S                                    4983
13529   Saudi American Bank                                                                                                                                                                                              0161*   SABF
13530   Sauer Dazey Investments Co.                                                                                                                                                                                      0235*   SDIC
14568   Savings Bank Life Insurance Company of Massachusetts (SBLI)                                                                                                               IPS                                    6135
13531   Savoy Capital Management, Inc.                                                                                                                                                                                   0235*   SAVY
13532   Saxony Securities, Inc.                                                                                                                                                                                          0443*   SAXO
13533   Saybrook Capital Corporation
13534   Scarsdale Equities, LLC                                                                                                                                                                                          0443*   SCAR
14463   SCF Securities, Inc.
13535   Schoenfeld (P.) Asset Management LLC                                                                                                                                                                             0050*   PSAM
13536   Schonex, LLC                                                                                                                                                                                                     0234*   MLSI
13538   Schonfeld & Company, LLC                                                                                                                                                                                         0234*   LSPS
13540   Schottenfeld Group LLC                                                                                                                                                                                           0501*   SHOT
13541   Schroder Fund Advisors LLC                                           875 Third Avenue                34th Floor                  New York           NY       10022-6225 F/S, ACAT                                4956
13542                                                                        875
        Schroder Fund Advisors LLC/Schroder Fund Advisors International Division Third Avenue                                            New York           NY       10022-6225 F/S                                      4853
13544   Schwartz, Gregory J. & Co. Inc.                                                                                                                                                                                  0235*   GJSS
13545   Score Securities, Inc.                                                                                                                                                                                           0161*   SCOR
13546   Scotia Capital (USA) Inc.                                            One Liberty Plaza               24th Floor                  New York           NY       10006        OTC, Bond-C, Env-Y, DSS, ACAT          0096    SCMC
13547   Scotia Capital Inc./CDS                                              44 King Street West             Scotia Plaza - 23rd Floor   Toronto, Ontario   Canada   M5H 1H1      OTC, Env-A, DSS                        5011@   SCMF
13549   Scottrade, Inc.                                                      12855 Flushing Meadow Drive     P.O. Box 31759              St. Louis          MO       63131        OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS   0705    SSIC
13550   Scottrade, Inc.                                                                                                                                                                                                  0234*   SCTO
13551   Scottrade, Inc.
13552   Scottsdale Capital Advisors                                                                                                                                                                                      8072*   JOHN
13553   Scottsdale Capital Advisors Corp.                                                                                                                                                                                0158*   SCAI
15208   Scottsdale Capital Advisors Corp.
14872   SCS (USA) Inc.                                                                                                                                                                                                   0158*   SCSU
13555   Sea Port Group Securities, LLC                                                                                                                                                                                   0161*   SPGS
13556   Seaboard Securities, Inc.                                                                                                                                                                                        0052*   SEAB
13557   Seaboard Securities, Inc.                                                                                                                                                                                        0100*   SEAI
13558   Seaboard Securities, Inc.                                                                                                                                                                                        0234*   SEAC
13560   Seapine Securities, LLC                                                                                                                                                                                          0161*   SEPN
13561   Seaport Securities Corp.                                                                                                                                                                                         0158*   SEAP
13562   Searle & Co.                                                                                                                                                                                                     0443*   SERL
13564   Second Market, Inc.                                                                                                                                                                                              0158*   GRDK
13565   Second Street Securities, Inc.                                                                                                                                                                                   0161*   SECS
13566   Secura Investment, Inc.                                                                                                                                                                                          0727*   SECR
14646   SecureVest Financial Group                                                                                                                                                                                       0161*   SVPB
13567   Securevest Financial Group                                                                                                                                                                                       0352*   MAMA
13569   Securities America, Inc.                                             7100 West Center Road                                       Omaha              NE       68106-2798 IPS                                      0590
13568   Securities America, Inc.                                                                                                                                                                                         0226*   SAIN
13570   Securities Equity Group
13571   Securities Industry Management Corp.
13573   Securities Service Network, Inc                                      9729 Cogdill RD                 Suite 301                   Knoxville          TN       37932        IPS                                    0247
13574   Securities Service Network, Inc.                                                                                                                                                                                 0226*   SSNI
13576   Securitrade Corporation                                                                                                                                                                                          0727*   BDAK
13577   Security Benefit Life Insurance Company                              One Security Benefit Place                                  Topeka             KS       66636        F/S, IPS                               4527
13579   Security Life of Denver/Mutual Funds                                 1290 Broadway                   Suite 1100                  Denver             CO       80203        F/S                                    4668
13580   Security Research Associates Inc.                                    80 East Sir Francis Boulevard                               Larkspur           CA       94939        Env-Y, DSS                             0103*   SRES
13582   Security Research Associates, Inc.                                                                                                                                                                               0443*   SRFL
13581   Security Research Associates, Inc.
13583   Seelaus (R.) & Co., Inc.
13584   Segerdahl and Company
13588   SEI Investments Distribution                                                                                                                                                                                     0352*   SEIC
13590   SEI Investments Distribution Co./Advisors Inner Circle Fund          680 East Swedesford Road                                    Wayne              PA       19087-1658   F/S, ACAT                              5763
13592   SEI Investments Distribution Co./CRA Funds                           1 Freedom Valley Drive                                      Oaks               PA       19456        F/S                                    5748
13593   SEI Investments Distribution Co./Causeway Capital Management Trust One Freedom Valley Drive                                      Oaks               PA       19456        F/S                                    4913
13585   SEI Investments Distribution Co./CNI Charter Funds                   530 Swedesford Road                                         Wayne              PA       19087        F/S                                    6667
13586   SEI Investments Distribution Co./CNI Charter Funds II                One Freedom Valley Drive                                    Oaks               PA       19456        F/S                                    5559
13594   SEI Investments Distribution Co./First Hawaiian Fund               One Freedom Valley Drive                     Oaks          PA   19456-1100   F/S                                         5606
13595   SEI Investments Distribution Co./Hancock Horizon Family of Funds   One Freedom Valley Drive                     Oaks          PA   19456        F/S                                         6691
13597   SEI Investments Distribution Co./SEI Institutional Funds           530 Swedesford Road        2nd Floor         Wayne         PA   19087-1658   F/S                                         5717
13598   SEI Investments Distribution Co./TD Asset Management USA Funds Inc.1 Freedom Valley Drive                       Oaks          PA   19456        F/S                                         6539
13601   SEI Investments Distribution Co./UA S&P 500 Index Fund             One Freedom Valley Drive                     Oaks          PA   19456        F/S                                         4973
13602   SEI Investments Distribution Co./Wilshire Funds                    1 Freedom Valley Drive                       Oaks          PA   19456        F/S                                         4875
14549   SEI Investments Distribution Co./FMB Funds                                                                                                                                                  5565
14657   SEI Investments Distribution Co./RiverPark Funds Trust                                                                                                                                      5343
13603   SEI Private Trust Company                                          1 Freedom Valley Drive                       Oaks          PA   19456        ACAT, F/S                                   2039
14977   SEI Private Trust Company                                          One Freedom Valley Drive                     Oaks          PA   19456        TPA                                         7110
15080   SEI Private Trust Company/C/O/ GWP                                                                                                              F/S, ACAT                                   2663
13604   SEI Trust Company                                                  1 Freedom Valley Drive                       Oaks          PA   19456        F/S                                         4952
13605   Seibert (J.D.) & Company, Inc.                                                                                                                                                              0158*        SEIB
13607   Seidel & Shaw, LLC                                                                                                                                                                          0158*        DAVW
13606   Seidel & Shaw, LLC                                                                                                                                                                          0234*        SEID
13608   Selkirk Investments, Inc.                                                                                                                                                                   0279*        EMPR
13609   Semaza Securities, LLC                                                                                                                                                                      0052*        SMZA
13610   Seminole Financial                                                                                                                                                                          0197*        SEMT
13611   Sendero Securities, LLC                                                                                                                                                                     0352*        SEND
13612   Sentinel Brokers Company
13613   Sentinel Financial Services Company                                One National Life Drive                      Montpelier    VT   05601        F/S                                         5873
13614   Sequoia Investments, Inc.                                                                                                                                                                   0309*        SEQU
13615   Service Asset Trading, Inc.                                                                                                                                                                 0234*        SATI
13616   Seslia Securities, Inc.                                                                                                                                                                     0443*        SESL
13617   Sethi Financial Investments                                                                                                                                                                 0750*        SSFG
15061   Seton Securiteis Group, Inc.                                                                                                                                                                0442*        SSGI
13620   Seven Points Capital, LLC                                                                                                                                                                   0234*        SEVP
15146   Seven Points Capital, LLC                                                                                                                                                                   0049*        SPTS
13621   S.F. Investments, Inc.                                                                                                                                                                      0443*        SFPS
13622   SF Sentry Securities, Inc.                                                                                                                                                                  0352*        SFSS
13623   SG Americas Securities, LLC                                        480 Washington Blvd.                         Jersey City   NJ   07310-1900 LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS     0286    SG   SGAS
13624   SG Americas Securities, LLC                                                                                                                                                                 0286*        SGOV
14830   S. Goldman Capital LLC                                                                                                                                                                      0161*        SGCM
13625   Shareholders Service Group, Inc.
13626   Shareholders Services Group Inc.                                                                                                                                                            0443*        SSGR
13627   Shattuck Hammond Partners LLC                                      630 Fifth Avenue                             New York      NY   10022        Bond-M
13628   Shaw (D.E.) Securities, LLC                                                                                                                                                                 0352*        SHAW
13629   Shay Financial Services, Inc.                                                                                                                                                               0443*        SHAY
13630   SHD Holding, LLC                                                                                                                                                                            0234*        SHDH
13631   Shearman, Ralston, Inc.                                                                                                                                                                     0158*        RACO
13632   Shelby Cullom Davis & Co., LP
13633   Shepard & Vrbanac Securities, Inc.                                                                                                                                                          0727*        SPDV
13634   Sherman (David) & Co.                                                                                                                                                                       0727*        SHER
13640   Shoreline Trading Group LLC                                                                                                                                                                 0234*        SHTP
13638   Shoreline Trading Group LLC                                                                                                                                                                 0352*        SHTB
13641   Shufro, Rose & Company, LLC                                                                                                                                                                 0352*        SHRE
13642   SIA Securities Corp.                                               4600 Wells Fargo Center                      Minneapolis   MN   55402        F/S                                         5779
13643   Siberell (John A.) & Co.                                           824 Key Bank Building                        South Bend    IN   46601        OTC, Bond-M, ACAT, Env-Y, DSS               7014         SBRL
13644   Sidoti & Company, LLC                                                                                                                                                                       0158*        SIDC
13645   Siebert (Muriel) & Co., Inc.                                                                                                                                                                0226*        SBRT
13646   Siebert Brandford Shank & Co., LLC
13647   Sierra Equity Group Ltd.                                                                                                                                                                    0235*        BBII
15068   Sierra Pacific Securities, LLC                                                                                                                                                              0309*        SPAC
14857   Sigma Financial Corporation                                                                                                                     IPS                                         5346
13648   Sigma Financial Corporation
15147   Sigma Financial Corporation
13650   Signal Securities, Inc.                                                                                                                                                                     0279*        SGNL
13651   Signator Investors, Inc.
13652   Signature Securities                                                                                                                                                                        0226*        SSGC
15128   SignatureFD, LLC                                                   600 Peachtree Street       Northeast #2700   Atlanta       GA   30308                                                    3456
13653   SII Investments                                                    5555 Grande Market Drive                     Appleton      WI   54913-8403 F/S                                           0640
13654   SII Investments, Inc.
13655   Silver Leaf Partners, LLC                                                                                                                                                                   0443*        LEAF
13657   Simmons & Company International                                                                                                                                                             0443*        SIMM
13658   Simmons First Investment Group, Inc.                                                                                                                                                        0309*        SIGI
13659   Sims (Herbert J.) & Co., Inc.
13660   Sisung Securities Corp.                                                                                                                                                                     0443*        SSNG
13661   Sky Capital LLC                                                                                                                                                                             0750*        SKYC
13662   Skyebanc Inc.
14644   SL Hare Capital, Inc.                                                                                                                                                                       0103*        SLHC
13664   Sloan Securities Corp.                                                                                                                                                                      0158*        SLOA
13663   Sloan Securities Corp.                                                                                                                                                                      0158*        SLON
13665   SMBC Nikko Securities America, Inc.                                277 Park Avenue                              New York      NY   10172        Bond-M
13666   SMF Trading, Inc.                                                                                                                                                                           0158*        SMFT
13667   SMH Capital Inc.                                                                                                                                                                            0443*        SMHI
13670   Smith (E.H.) Jacobs & Co., Inc.                                                                                                                                                             0161*        EHSC
13672   Smith (R.W.) & Associates, Inc.                                                                                                                                                             0279*        RWSM
13673   Smith Hayes Financial Services Corp./Colorado Bondshares           200 Centre Terrace         1225 L Street     Lincoln       NE   68501-3000 F/S                                           5708
14926   Smith Hayes Financial Services Corporation                                                                                                                                                  3705
13675   Smith Hayes Financial Services Corporation                         100 Centre Terrace         1225 L Street     Lincoln       NE   68501        F/S                                         5575
13674   Smith Hayes Financial Services Corporation                                                                                                                                                  0226*        SHFS
13676   Smith, Brown & Groover, Inc.
13677   Smith, Moore & Co.                                                 7777 Bonhomme Avenue       Suite 2400        Clayton       MO   63105        OTC, Bond-C/M, ACAT, Env-Y, DSS, F/S, IPS   0494         SMMO
13678   SNC Capital Management Corp.                                                                                                                                                                0234*        SNCC
13679   Solaris Securities, Inc.                                                                                                                                                                    0234*        SOLA
13682   Solowey & Co.                                                      6801 S.W. 101 Street                         Miami         FL   33156        OTC, Env-Y, DSS                             8006         SOLO
13683   Solowey & Co.                                                                                                                                                                               0226*        SLWY
13684   Sorrento Pacific Financial, LLC                                    P.O. Box 85227                               San Diego     CA   92186        IPS                                         0346
13685   Sorsby Financial Corp.                                                                                                                                                                       0727*          SORS
13686   Sound Securities, LLC                                                                                                                                                                        0234*          APNT
13688   Soundview Technology Corporation
13689   Source Capital Group, Inc.
14924   South Georgia Capital LLC                                                                                                                                                                    3414
13690   Southeast Investments N.A., Inc.
13691   Southlake Capital LLC                                                                                                                                                                        0279*          SLAK
15056   Southside Securities, Inc.                                                                                                                                                                   0309*          SOUS
13693   Southwest Securities, Inc.                                           1201 Elm Street            Suite 3500   Dallas         TX   75270      LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS, IPS   0279    SWT    SWST
13694   Southwestern Capital Market, Inc.
14627   Souza Barros Securities, Inc.                                                                                                                                                                0443*          SOUZ
13695   S & P Investors Inc.
13696   Spartan Securities Group, Ltd.                                                                                                                                                               0158*          MICA
13697   Specialist Clearance                                                                                                                                                                         0352*          SPCL
13698   Spectrum Asset Management Inc.                                                                                                                                                               0352*          SAMI
13699   Spectrum Capital, Inc.
13700   Spencer Clarke LLC
13701   Spencer Edwards, Inc.                                                                                                                                                                        0750*          SPIN
13702   Spencer Edwards, Inc.                                                                                                                                                                        8072*          SEII
13703   Spencer Trask Ventures, Inc.                                                                                                                                                                 0226*          STSI
13704   Spencer-Winston Securities Corporation                                                                                                                                                       0158*          SPWI
13705   Spire Securities, LLC
13706   Spreadzero, LLC                                                                                                                                                                              0049*          SZRO
13707   Spring Street Partners, L.P.                                                                                                                                                                 0352*          SSPT
14606   Spyglass Securities, LLC                                                                                                                                                                     0052*          SPYG
13708   SRM Securities, Inc.                                                                                                                                                                         0226*          SRPR
13709   SSB - Bank Portfolio                                                 225 Franklin Street        M-4          Boston         MA   02101      Bond-M
13711   SSB-Trust Custody                                                    Two Heritage Drive                      North Quincy   MA   02171      ACAT                                             2319
13712   STAAR Investment Trust                                               604 McKnight Park Drive                 Pittsburgh     PA   15237      F/S                                              6736
13713   Stanchart Securities International, Inc.
14742   Standard Chartered Securities (North America) Inc.                                                                                                                                           0443*          SCBS
13714   Standard Credit Securities                                                                                                                                                                   0443*          SCSI
13715   Standard Insurance Company                                           1100 SW 6th Street                      Portland       OR   97204      F/S, IPS                                         4701
13716   Standard Investment Chartered, Inc.                                                                                                                                                          0103*          STVT
13718   Standard Securities Limited/CDS                                                                                                             OTC                                              5018@          STDS
13719   Stark (R.M.) & Co., Inc.                                                                                                                                                                     0443*          RMST
13720   Stark, Salter & Smith
13721   State Discount Brokers Inc.                                                                                                                                                                  0158*          STDB
13722   State Farm VP Management Corp.                                       3 State Farm Plaza South   N-1          Bloomington    IL   61791      F/S                                              4971
13723   State Street /ACH HR Solutions LLC/Ford Motor Company                105 Rosemont Avenue                     Westwood       MA   02090      F/S                                              2524
14539   State Street Bank & Trust Co./ACS HR Solutions/Rio Tinto                                                                                    F/S                                              5329
13724   State Street Bank & Trust Co../FBO Qualified Plans                   1200 Crown Colony Drive                 Quincy         MA   02169      F/S                                              5165
13726   State Street Bank & Trust Co./ACS HR Solutions, LLC/DTCC             105 Rosemont Avenue                     Westwood       MA   02090      F/S                                              5966
13727   State Street Bank & Trust Co./ACS/Glaxosmithkline                    105 Rosemont Avenue                     Westwood       MA   02090      F/S                                              5623
13728   State Street Bank & Trust Co./ADP-Morgan Stanley                     105 Rosemont Avenue                     Westwood       MA   02090-2319 F/S                                              5991
13729   State Street Bank & Trust Co./AXA Equitable Life Insurance Company 1776 Heritage Drive                       North Quincy   MA   02171      F/S                                              0228
11862   State Street Bank & Trust Co./IBT                                    200 Clarendon Street                    Boston         MA   02116      F/S                                              4946
11863   State Street Bank & Trust Co./Inst'l Custody                         200 Clarendon Street                    Boston         MA   02116      F/S                                              2132
13730   State Street Bank & Trust Co./JP Morgan Retirement Plan Services                                                                            F/S                                              0130
13731                                                                        105 Rosemont Avenue
        State Street Bank & Trust Co./JP Morgan Retirement Plan Services/Deluxe Cp                                   Westwood       MA   02090      F/S                                              5435
13732                                                                        105 Rosemont Avenue
        State Street Bank & Trust Co./JP Morgan Retirement Plan Services/Hallmark Cards Inc.                         Westword       MA   02090      F/S, TPA                                         2547
13734   State Street Bank & Trust Co./Mainstay                                                                                                      F/S                                              0487
13735   State Street Bank & Trust Co./NYLIM/SIP                              1250 Hancock Street                     North Quincy   MA   02169      F/S                                              5953
13736   State Street Bank & Trust Co./Sanford Bernstein Alliance Capital     2 Heritage Drive                        Quincy         MA   02171      F/S                                              6519
13738   State Street Bank & Trust Co./T. Rowe Price Retirement Plan Services 1776 Heritage Drive                     North Quincy   MA   02171      F/S                                              5968
13739   State Street Bank & Trust Co./Wealth Management Services 2           1200 Crown Colony Drive                 Quincy         MA   02169      F/S                                              2955
13740   State Street Bank & Trust Co./Wealth Manager Services                                                                                       F/S                                              6503
13741                                                                        105 Rosemont Avenue
        State Street Bank & Trust Co/JP Morgan Retirement Plan Services/Tower Perrin                                 Westwood       MA   02090      F/S                                              5111
15131   State Street Bank & Trust Co/Lincoln Retirement Services             2000 Crown Colony Dr                    Quincy         MA   02169      F/S                                              3752
13742   State Street Bank & Trust Company                                    1776 Heritage Drive                     North Quincy   MA   02171                                                       2950
15045   State Street Bank & Trust Company/NRS/Intel                          105 Rosemont Avenue                     Westwood       MA   02090      F/S                                              5197
14478   State Street Bank & Trust Co./IBT-Account # 2                                                                                                                                                2767
13746   State Street Global Markets, LLC                                                                                                            LST, OTC, ACAT                                   0189    SSBS   SSBS
13744   State Street Global Markets, LLC                                     225 Franklin Street                     Boston         MA   02110      F/S                                              5641
13743   State Street Global Markets, LLC                                                                                                                                                             0189*          SSLL
13745   State Street Global Markets, LLC                                                                                                                                                             0226*          SSGM
13747   State Street Global Markets, LLC/State Street Collective Fund                                                                               F/S                                              6511
13748   State Street/ACS/ConAgra Foods                                       105 Rosemont Avenue                     Westwood       MA   02090      F/S                                              5100
13749   State Trust Capital, LLC                                             800 Brickell Avenue                     Miami          FL   33131      F/S                                              6576
13750   State Trust Investments, Inc.
15084   StateTrust Investments Inc.                                                                                                                                                                  0052*          STTT
13751   St Bernard Financial Services, Inc                                                                                                                                                           0309*          KEEN
14967   Steben & Company, Inc.                                               2099 Gaither Road          Suite 200    Rockville      MD   20850                                                       3841
15173   SteelPoint Securities, LLC
13752   Stephen A. Kohn & Associates, Ltd.
13754   Stephens, Inc.                                                       111 Center Street                       Little Rock    AR   72201      LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS        0419    SPHN   SPHN
13756   Sterling Enterprise Group, Inc.                                                                                                                                                              0750*          SEGI
13757   Sterling Grace Municipal Securities Co.                                                                                                                                                      0279*          STGC
13758   Sterling Investments
13759   Stern Fisher Edwards, Inc.
13760   Sterne Agee & Leach, Inc                                                                                                                                                                     0443*          SALC
13762   Sterne Agee Capital Markets, Inc.                                                                                                                                                            0750*          SACM
13761   Sterne Agee Capital Markets, Inc.                                                                                                                                                            0750*          FGIS
13763   Sterne Agee Financial Services                                                                                                                                                               0750*          SAFS
13764   Sterne Agee Financial Services, Inc.                                                                                                                                                         0750*          ITCC
13765   Sterne, Agee & Leach, Inc.                                           813 Shades Creek Parkway   Suite 100B   Birmingham     AL   35209      LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS, IPS   0750    SAL    SALI
13766   Steven L. Falk & Associates                                                                                                                                                                  0235*          FALK
13767   Stewart (W.P.) Securities Limited
13770   STG Secure Trading Group, Inc.                                                                                                                                                                                  0234*         STGB
13769   STG Secure Trading Group, Inc.                                                                                                                                                                                  0234*         STGI
14913   Stifel Nicolaus Canada Inc.                                                                                                                                                                                     5008*         SFCN
13771   Stifel, Nicolaus & Company Incorporated                                501 North Broadway                                  St. Louis         MO   63102        LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS, IPS   0793    STN   STFL
13925   Stifel, Nicolaus & Company Incorporated                                                                                                                                                                         0793*         TWPL
13772   Stillpoint Wealth Management, LLC
13773   Stinson Securities, LLC
13781   Stock Depot, Inc.                                                                                                                                                                                               0750*         SDPT
13783   Stock Traders                                                                                                                                                                                                   0279*         SKTR
13784   Stock USA Investments                                                                                                                                                                                           0234*         SPTD
15176   Stock USA Execution Services, Inc.                                                                                                                                                                              0234*         ALGO
13786   Stock USA Investments                                                                                                                                                                                           0234*         QTRD
13787   Stockcross Financial Services, Inc.                                    One Washington Mall                                 Boston            MA   02108        LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS        0445    STX   STOX
13788   Stockcross Financial Services, Inc.                                                                                                                                                                             0226*         STOS
13790   Stockcross Financial Services, Inc.                                                                                                                                                                             0234*         STXF
13789   Stockcross Financial Services, Inc.                                                                                                                                                                             0445*         STXG
13791   Stoever, Glass & Co. Inc.                                              30 Wall Street                       7th Floor      New York          NY   10005        Bond-M
13792   Stoever, Glass & Co., Inc.                                             30 Wall Street                       7th Floor      New York          NY   10005        F/S                                              6759
13793   Stofan, Agazzi & Company, Inc.
13794   Stone & Youngberg LLC
13795   Stone Securities Corp.                                                                                                                                                                                          0443*         STNE
13796   Stonecastle Securities, LLC                                                                                                                                                                                     0161*         SCSS
13799   Stormharbour Securities LP                                                                                                                                                                                      0235*         STHA
13800   Strand Atkinson Williams & York, Inc.
13801   Strategas Research Partners, LLC                                                                                                                                                                                0161*         STRS
13802   Strategic Capital Investments, LLC                                                                                                                                                                              0052*         SCIL
13803   Strategic Financial Alliance (The)
13804   The Street, Inc.                                                                                                                                                                                                0750*         TSIB
13805   Stuart Frankel & Co., Inc.                                                                                                                                                                                      0443*         STFC
13807   Studness Research                                                                                                                                                                                               0352*         STUD
13808   Sturdivant & Co                                                                                                                                                                                                 0100*         STUR
13809   Sturges Company (The)                                                                                                                                                                                           0235*         TSCD
13810   Success Trade Securities, Inc                                                                                                                                                                                   0052*         STJT
13812   Success Trade Securities, Inc.                                                                                                                                                                                  0052*         VERN
13811   Success Trade Securities, Inc.                                                                                                                                                                                  0052*         STSS
13813   Summer Street Research Partners                                                                                                                                                                                 0443*         SUMM
15163   Summit Alliance Securities, L.L.C.                                                                                                                                                                              0443*         SIGS
13814   Summit Brokerage Services, Inc.                                                                                                                                                                                 0141*         SUMT
14519   Summit Brokerage Services, Inc.
13815   Summit Capital Investment Group, Inc.                                                                                                                                                                           0234*         SUMC
13816   Summit Equities, Inc.
14628   Sumridge Partners, LLC
13818   Sun Life Assurance Co. of Canada (U.S.)/Columbia Funds Distribution One Sun Life Executive Park                            Wellesley Hills   MA   02481        IPS                                              4644
13819                                                                           (Bermuda) Ltd.
        Sun Life Assurance Co. of Canada (U.S.)/Sun Life Financial InvestmentsOne Sun Life Executive Park                          Wellesley Hills   MA   02481        IPS                                              4647
13820   Sun Life Assurance Company of Canada (US)                              One SunLife Executive Park                          Wellesley Hills   MA   02481        IPS                                              4518
14574   Sun Life Assurance Company of Canada (US)                                                                                                                                                                       6794
13821   Sun Life Assurance Company of Canada/Life Business                     One Sun Life Executive Park                         Wellesley Hills   MA   02481        IPS                                              4649
13822                                                                          One
        Sun Life Insurance & Annuity Co. of NY (U.S.)/Columbia Funds Distribution Sun Life Executive Park                          Wellesley Hills   MA   02481        IPS                                              4645
13823   Sun Life Insurance & Annuity Co. of NY (U.S.)/Insurance Products       One Sun Life Executive Park                         Wellesley Hills   MA   02481        IPS                                              4646
13824   Sun Life Insurance and Annuity Company of New York                     One SunLife Executive Park                          Wellesley Hills   MA   02481        IPS                                              4519
13825   Sunamerica Annuity and Life Assurance Company                          One SunAmerica Center                Century City   Los Angeles       CA   90067-6002   IPS                                              4516
13826   Sunamerica Annuity and Life Assurance Company/SE2                      One Sun America Center                              Los Angeles       CA   90067-6022   IPS                                              4648
10048   SunAmerica Capital Services, Inc.                                      733 Third Avenue                     3rd Floor      New York          NY   10017        F/S                                              5596
10049   SunAmerica Capital Services, Inc./Valic                                2929 Allen Parkway                   A30-00         Houston           TX   77019        F/S                                              5560
13827   SunAmerica Life Insurance Company                                      One SunAmerica Center                Century City   Los Angeles       CA   90067-6002   IPS                                              4507
13829   Sunbelt Securities, Inc.                                                                                                                                                                                        0226*         SBLT
14578   Sungard Institutional Brokerage Inc.                                                                                                                                                                            6485
13830   Sungard Institutional Brokerage Inc.                                                                                                                                                                            0443*         SIBI
14577   Sungard Institutional Brokerage Inc./Intermediary Responses                                                                                                                                                     6495
13831   Sungard Institutional Brokerage, Inc.                                                                                                                                                                           0442*         SUNB
13833   Sunrise Securities Corp.                                                                                                                                                                                        0161*         SUNR
13834   Sunset Financial Services, Inc.
13835   Sunstate Equity Trading                                                                                                                                                                                         0234*         JIMK
14611   Sunstreet Securities, LLC                                                                                                                                                                                       0727*         SUST
13836   SunTrust Bank - DTC #2971                                              303 Peachtree Street                                Atlanta           GA   30308-3201 ACAT, F/S                                          2971
13837   SunTrust Bank/401K Mutual Funds Settlement                             303 Peachtree Street NE, Suite1400                  Atlanta           GA   30303      F/S                                                2810
13838   SunTrust Capital Markets, Inc.                                                                                                                                                                                  0226*         RHCO
13839   SunTrust Investment Services, Inc.                                                                                                                                                                              0226*         SSIN
13840   SunTrust Robinson Humphrey Inc                                         303 Peachtree Street                                Atlanta           GA   30308      Bond-M, F/S                                        2482
13841   SunTrust Securities, Inc.                                              11 S. 10th Street                                   Richmond          VA   23219-4001 IPS                                                0153
13842   Superior Financial Services, Inc.                                                                                                                                                                               0235*         SFSI
13843   Surety Financial Services
13844   Surge Trading Inc.                                                                                                                                                                                              0100*         SURG
13845   Susquehanna Capital Group                                                                                                                                                                                       0551*         SUSQ
14590   Susquehanna Financial Group, LLP                                                                                                                                                                                0161*         SFGB
13846   Susquehanna Financial Group, LLC                                                                                                                                                                                0551*         SUFI
13847   Susquehanna Fixed Income, L.P.
13848   Sutter Securities Incorporated
13849   SVB Securities, Inc./A Non-Bank Affiliate of Silicon Valley Bank                                                                                                                                                0158*         SVBS
13850   SWBC Investment Services, LLC
13851   SWBT Securities, Inc.
14888   Swedbank First Securities, LLC                                                                                                                                                                                  0695*         SWFS
13852   Sweney, Cartwright & Company                                           17 South High Street                 Suite 300      Columbus          OH   43215-3438 OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS               7027          SWEN
13853   Sword Securities Corporation                                                                                                                                                                                    0161*         SWRD
13854   Symetra Investment Services, Inc.                                      4854 154th Place, NE                                Redmond           WA   98052      F/S                                                0427
13856   Symetra Life Insurance Company                                         5069 154 Street NE                                  Redmond           WA   98052-9669 IPS                                                4609
14555   Symetra Life Insurance Company                                                                                                                               F/S                                                5161
13857   Symphonic Securities LLC                                                                                                                                                                                        0443*         SYMP
13859   Syndicated Capital, Inc.                                                                                                                                                                           0443*         SYCA
13860   Syndicated Capital, Inc.                                            1299 Ocean Avenue                                Santa Monica       CA       90401      F/S                                    4881
13861   Synergy Investment Group                                                                                                                                                                           0234*         SYNG
13862   Synergy Investment Group, LLC                                       8320 University Executive Park Dr   Suite 112    Charlotte          NC       28262      IPS                                    7224
13863   Synovus Securities Inc.                                                                                                                                                                            0226*         CBTD
13865   TAG Securities, Inc.                                                                                                                                                                               0234*         TAGG
13866   Taglich Brothers, Inc.                                                                                                                                                                             0443*         TAGS
13867   Tahoe Fixed Income LLC                                                                                                                                                                             0750*         TAFI
13868   Take Charge Financial
13870   TBC Securities, LLC                                                                                                                                                                                0309*         TBCS
13871   TCAdvisors Network, Inc.                                                                                                                                                                           0443*         TCAN
13872   TCM Capital, Inc.
14672   TCT Securities & Derivatives, LLC                                                                                                                                                                  0750*         TCTD
13873   TCW Investment Management Company                                   865 South Figueroa Street           Suite 1800   Los Angeles        CA       90017      F/S                                    6563
13874   TD Ameritrade Clearing, Inc.                                        4211 South 102nd Street                          Omaha              NE       68127-1031 OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS   0188          FOMA
15041   TD Ameritrade Clearing, Inc.                                                                                                                                                                       3867
13875   TD Ameritrade, Inc.                                                                                                                                                                                0188*         TDAR
13876   TD Ameritrade Trust Company                                         717 17th Street                                  Denver             CO       80202      F/S, ACAT                              5982
13877   TD Ameritrade Trust Company                                         717 17th Street                     Suite 1700   Denver             CO       80202      F/S                                    6566
13881   TD Professional Execution, Inc.                                                                                                                                                                    5062*         PROX
13883   TD Securities (USA) LLC                                                                                                                                                                            0158*         TDED
13882   TD Securities (USA) LLC                                                                                                                                                                            0158*         TDSI
13884   TD Securities (USA) LLC                                                                                                                                                                            0551*         TDNY
13885   TD Securities (USA) LLC
13886   TD Waterhouse Canada Inc./CDS                                       55 King & Bay Streets               P.O. Box 1   Toronto, Ontario   Canada   M5K 1A2    OTC, Env-A, DSS                        5036@         GLIS
14616   TD Waterhouse Canada Inc. #3                                                                                                                                                                       5033@
13888   TD Waterhouse Canada Inc. #6/ATP                                                                                                                                                                   5062@         GLIP
13889   TD Waterhouse Canada Inc. #2/CDS                                    77 Bloor Street West                7th Floor    Toronto, Ontario   Canada   MA4 2T1    OTC                                    5005@         GLII
13890   TD Waterhouse Canada Inc. #5/CDS                                                                                                                            OTC                                    5021@         GLIR
13891   TD Waterhouse-ITG Canada/CDS                                                                                                                                                                       5035@
13892   TD Waterhouse - Norstar Securities/CDS                                                                                                                      OTC                                    5061@         NSIF
13893   Teachers Advisors, Inc.                                             730 Third Avenue                                 New York           NY       10017      F/S                                    5668
14496   Teachers Advisors, Inc./Life Funds                                                                                                                          F/S                                    5392
13894   Teachers Insurance and Annuity Association of America               730 Third Avenue                                 New York           NY       10017-3206 IPS                                    4693
13895   Teachers Insurance and Annuity Association of America/TIAA-CREF Life730 Third Avenue                                 New York           NY       10017-3206 IPS                                    5683
13896   Teckmeyer Financial Services                                                                                                                                                                       0235*         TFSL
13898   Tejas Securities Group, Inc.                                                                                                                                                                       0158*         TSGI
13897   Tejas Securities Group, Inc.                                                                                                                                                                       0158*         TEJS
13899   Telemus Investment Brokers, LLC                                                                                                                                                                    0226*         TIBS
14826   Telsey Advisory Group LLC                                                                                                                                                                          0158*         TAGC
14835   Telsey Capital Group LLC                                                                                                                                                                           0158*         ALPA
13900   Templeton Sicav Funds/Franklin/Templeton Distributors Inc.          700 Central Avenue                               St. Petersburg     FL       33701-3628 F/S                                    5690
13901   Terminus Securities, Inc.                                                                                                                                                                          0727*         TRMS
13905   Terra Nova Financial, LLC                                                                                                                                                                          0161*         TNIS
13904   Terra Nova Financial, LLC                                                                                                                                                                          0161*         TNIT
13911   Terra Nova Financial, LLC                                                                                                                                                                          0234*         TNPS
13913   Teton Investment Partners, LLC                                                                                                                                                                     0234*         TTON
14738   TFS Derivatives Corporation                                                                                                                                                                        0595*         TFSV
13914   TGH Securities, Inc.
14810   The Bond House                                                                                                                                                                                     0309*         BHSE
14824   The Fig Group, LLC                                                                                                                                                                                 0750*         FIGG
14936   The Griswold Company, Incorporated                                                                                                                                                                 0352*         GVLD
14791   The Rockwell Financial Group, Inc.                                                                                                                                                                 0309*         RFRC
14785   The Vertical Trading Group, LLC                                                                                                                                                                    8072*         VGRP
15108   The Vertical Trading Group, LLC                                                                                                                                                                    0161*         VERF
13915   Themis Trading LLC                                                                                                                                                                                 0443*         THEM
13916   ThinkEquity Partners LLC                                                                                                                                                                           0158*         VISR
13919   ThinkOrSwim, Inc.                                                                                                                                                                                  0234*         TOSM
13918   Thinkorswim, Inc.                                                                                                                                                                                  0234*         TOSI
13917   ThinkorSwim, Inc.                                                                                                                                                                                  0234*         SWIM
13920   ThinkPanmure LLC                                                                                                                                                                                   0158*         THNK
13921   Thomas Group Capital                                                                                                                                                                               0158*         TSEC
13922   Thomas McDonald Partners, LLC
13923   Thomas Weisel Partners LLC                                                                                                                                                                         0793*         TWPT
13926   Thompson Davis & Co., Inc.                                                                                                                                                                         0443*         TDCO
13927   Thor Capital, LLC                                                                                                                                                                                  0234*         THRC
13928   Thornburg Securities Corporation                                    119 East Marcy Street               Suite 202    Santa Fe           NM       87501      F/S                                    5541
13929   Thornes & Associates, Inc. Investment Securities
13930   Thornton, Farish & Gauntt                                           2511 Fairlane Drive                              Montgomery         AL       36116      Bond-M
13931   Thoroughbred Financial Services, LLC
14811   Thrasher & Company                                                                                                                                                                                 0309*         TRSH
13932   Thrivent Investment Management, Inc.                                625 Fourth Avenue South                          Minneapolis        MN       55415      IPS                                    7243
13933   Thrivent Investment Management, Inc.
12220   Thrivent Mutual Funds                                               625 Fourth Avenue S                              Minneapolis        MN       55415      F/S                                    5106
13934   Thurston, Springer, Miller, Herd & Titak, Inc.                                                                                                                                                     0727*         TMBI
13936   TIAA-CREF Individual and Institutional Services, LLC
13937   TIB The Independent Bankers Bank                                    350 Phelps Drive                                 Irving             TX       75038      Bond-M
15089   Tibra Trading America LLC                                                                                                                                                                          0695*         TTAL
13939   Ticondergoa Securities LLC                                                                                                                                                                         0226*         FORT
13938   Ticondergoa Securities LLC                                                                                                                                                                         0226*         REND
13941   Timber Hill LLC                                                     Two Pickwick Plaza                               Greenwich          CT       06830      LST, OTC, Env-Y, DSS, Bond-C, Bond-M   0549    THI   TMBR
13944   Titan Trading Services, LLC                                                                                                                                                                        0234*         TITN
13943   Titan Trading Services, LLC                                                                                                                                                                        0234*         SPIF
13942   Titan Trading Services, LLC                                                                                                                                                                        0234*         SPKE
10944   Title Securities, Inc.                                                                                                                                                                             0158*         DIRX
10943   Title Securities, Inc.                                              39 South LaSalle Street             Suite 924    Chicago            IL       60603      OTC, Bond-C/M, Env-Y, DSS              7081          DIRA
13946   TJM Investments, LLC                                                                                                                                                                               0551*         TJMI
13947   Tobias Bros. Inc.                                                                                                                                                                                  0158*         TOBI
12133   Tocqueville Securities L.P.                                           1675 Broadway                 16th Floor     New York         NY   10019        F/S                                    5862
13948   Tocqueville Securities, L.P.                                                                                                                                                                 0443*          TOCQ
13949   Todd & Company, Inc.                                                                                                                                                                         0158*          TODD
13950   Toll (William M.)                                                                                                                                                                            0352*          TOLL
13951   Tonge (R.M.) Company
14933   Topeka Capital Markets, Inc.                                                                                                                                                                 0501*          TOPK
13952   Torc Investments and Research LLC                                                                                                                                                            0161*          TORC
13958   Torc Investments and Research LLC                                                                                                                                                            0234*          TORK
13957   Torc Investments and Research LLC                                                                                                                                                            0234*          TORF
13956   Torc Investments and Research LLC                                                                                                                                                            0234*          TORP
13954   Torc Investments and Research LLC                                                                                                                                                            0234*          TORV
13953   Torc Investments and Research LLC                                                                                                                                                            0234*          TORM
13961   Torc Investments and Research LLC                                                                                                                                                            0284*          TORX
13960   Torc Investments and Research LLC                                                                                                                                                            0695*          TORQ
13959   Torc Investments and Research LLC                                                                                                                                                            0695*          TORA
13955   Torc Investments and Research LLC                                                                                                                                                            0695*          TORI
13962   Torrey Pines Securities, Inc.
13963   Touchstone Securities Inc.                                            221 East 4th Street           Suite 300      Cincinnati       OH   45202        F/S                                    5711
14795   Tourmaline Partners, LLC                                                                                                                                                                     0501*          TOUR
13964   Toussaint Capital Partners, LLC                                                                                                                                                              0443*          TCPX
13966   Tower Square Securities, Inc.                                         One City Place                18th Floor     Hartford         CT   06183-5060 F/S, IPS                                 0354
13965   Tower Square Securities, Inc.                                                                                                                                                                0443*          TRSQ
13967   Tower Square Securities, Inc./Metlife                                 Cityplace, 18CP                              Hartford         CT   06103        IPS                                    0327
13968   TPR Investments, L.P.                                                                                                                                                                        0226*          TPRI
13969   T. R. Winston McKinney & Company, LLC                                                                                                                                                        0443*          TRWN
13971   Track (ECN)                                                                                                                                                                                  0103*          TRAO
13973   Track Data Securities Corp.                                           95 Rockwell Place                            New York         NY   11217        OTC, ACAT                              0459           TRAC
13972   Track Data Securities Corp.                                                                                                                                                                  0459*          DATA
13974   Track Data Securities Corporation                                                                                                                                                            0234*          TDSC
13975   Trade Center Securities Corp.                                                                                                                                                                0234*          TCSC
13976   Trade Manage Capital, Inc.                                                                                                                                                                   0443*          YAMN
13977   Tradebot Systems, Inc.                                                1251 NW Briarcliff Parkway    Suite 700      Kansas City      MO   64116        Env-Y, OTC, LST                        0083    TRBT   TRBT
13981   Tradeking                                                                                                                                                                                    0234*          TKNG
13980   TradeKing                                                                                                                                                                                    0234*          KRSG
13983   Tradelink Securities, LLC                                                                                                                                                                    0501*          TRTR
13982   Tradelink Securities, LLC                                                                                                                                                                    0551*          TRLN
13984   Trade-PMR, Inc.
13985   Tradeportal Securities, Inc.                                                                                                                                                                 0234*          PORT
13986   Traderfield Securities                                                                                                                                                                       0158*          TDFD
13987   Traderight Securities                                                                                                                                                                        0052*          TRSL
13988   Tradespot Markets, Inc.                                                                                                                                                                      0234*          TSMI
13989   TradeStar Investments, Inc.                                                                                                                                                                  0226*          TSII
13991   TradeStation Securities, Inc.                                         8050 SW 10th Street                          Plantation       FL   33324        LST, OTC, Bond-C/M, F/S, ACAT, Env-Y   0271    TSD    TRAD
13990   Tradestation Securities, Inc.                                                                                                                                                                0352*          FILL
13992   Tradewinds Financial Group, Incorporated                                                                                                                                                     0158*          TRFI
14751   Tradewire Securities LLC                                                                                                                                                                     0234*          TWGR
13993   Tradewire Securities LLC                                                                                                                                                                     0443*          TWSE
13994   Trading Partners, Inc.                                                                                                                                                                       0161*          TPAT
13995   Trading Services Group Inc.                                                                                                                                                                  0161*          TSRV
13996   Tradition Aisel                                                                                                                                                                              0443*          TFAS
13997   Tradition Asiel Securities, Inc.                                      75 Park Place                 11th Floor     New York         NY   10007        LST, OTC, Bond-C/M, Env-Y, DSS         0370    A      ASEL
13999   Tradition Asiel Securities, Inc.                                                                                                                                                             0370*          ASLB
13998   Tradition Asiel Securities, Inc.                                                                                                                                                             0443*          TRAS
12333   Transamerica Advisors Life Insurance Company                                                                                                          IPS, F/S                               4728
12466   Transamerica Advisors Life Insurance Company of New York                                                                                              IPS, F/S                               4638
14001   Transamerica Capital, Inc.                                            4600 S. Syracuse St.          Suite 1100     Denver           CO   80237        F/S, ACAT                              5580
14002   Transamerica Capital, Inc./Diversified Funds                          4600 S. Syracuse St.          Suite 1100     Denver           CO   80237        F/S, ACAT                              6739
14003   Transamerica Capital, Inc./Series Trust Funds                         4600 S. Syracuse St.          Suite 1100     Denver           CO   80237        F/S, ACAT                              6738
14004   Transamerica Financial Advisors, Inc.                                 570 Carillon Parkway                         St. Petersburg   FL   33716        F/S                                    0285
14005   Transamerica Financial Advisors, Inc.//II                             1150 South Olive Street       Suite T 1400   Los Angeles      CA   90015        IPS                                    0224
14006   Transamerica Financial Life Insurance Company                         4 Manhattanville Road                        Purchase         NY   10577-2139   F/S, IPS                               4561
14007                                                                         2570
        Transamerica Financial Life Insurance Company / FL, NY Annuity Business Carillon Pkwy                              St. Petersburg   FL   33716        IPS                                    4718
14008   Transamerica Financial Life Insurance Company / FL, NY Life Business 2570 Carillon Pkwy                            St. Petersburg   FL   33716        IPS                                    4719
14009   Transamerica Financial Life Insurance Company/KC NY Life Business 4 Manhattanville Road                            Purchase         NY   10577        IPS                                    4683
14010   Transamerica Financial Life Insurance Company/Retirement Division     4 Manhattan Road                             Purchase         NY   10577        IPS                                    4680
14011   Transamerica Life Insurance Company /Life Business                    1100 Walnut Street            Ste 2100       Kansas City      MO   64106-2197   IPS                                    4642
14012                                                                         4333
        Transamerica Life Insurance Company/Diversified Investors Securities Corp Edgewood Road NE                         Cedar Rapids     IA   52499        IPS                                    4738
14013                                                                         4333
        Transamerica Life Insurance Company/Diversified Investors Securities Corp Edgewood Road NE                         Cedar Rapids     IA   52499        IPS                                    4739
14014   Transamerica Life Insurance Company/Retirement Division               4333 Edgewood Road NE                        Cedar Rapids     IA   52499        IPS                                    5768
14015   Transamerica Life Insurance Company/TLIAC                             4333 Edgewood Road                           Cedar Rapids     IA   52499        IPS                                    4543
14016   Lombard Odier Transatlantic, Limited Partnership                      1000 Sherbrooke Street West   Suite 2200     Montreal         PQ   H3A 3R7      OTC, Bond-C/M, Env-Y, DSS, LST         0408    TRN    TRNS
14017   Transcend Capital, L.P.                                                                                                                                                                      0234*          TRSD
14018   Treasure Financial Corp.                                                                                                                                                                     0279*          TREA
14019   Trend Trader LLC                                                                                                                                                                             0234*          TORS
14021   Triad Advisors, Inc.                                                  3500 Parkway Lane             Suite 220      Norcross         GA   30095        IPS                                    6430
14020   Triad Advisors, Inc.
14922   Triad Securities Corp                                                                                                                                                                        0161*          TIAC
14023   Triad Securities Corp.                                                                                                                                                                       0158*          TIAD
14024   Triangle Securities, LLC
14025   Tricor Financial, LLC
14026   Trident Partners Ltd.                                                                                                                                                                        0141*          TRIP
14027   Trident Securities Division of McDonald Investments Inc.                                                                                                                                     0799*          TRDT
14930   TriPoint Global Equities, LLC                                                                                                                                                                0052*          TGEQ
14029   Triune Capital Advisors, LLC                                                                                                                                                                 0234*          TRUM
14028   Triune Capital Advisors, LLC                                                                                                                                                                 0750*          TRUN
14030   Troika Dialog USA, Inc.                                                                                                                                                                      0443*          TRKA
14031   T. Rowe Price Investment Services, Inc./SICAV Funds SICAV             100 East Pratt Street                        Baltimore        MD   21202-1009 F/S                                      4911
14032   T.Rowe Price Investment Services Inc./ T.Rowe Price Trust Company 100 E. Pratt Street                              Baltimore        MD   21202      F/S                                      5907
14033   T. Rowe Price Retirement Plan Services, Inc.                            4555 Painters Mill Road         3rd Floor    Owing Mills        MD       21117        F/S, TPA                                       7117
14034   Trubee, Collins & Co., Inc.
14035   Trust Company of America                                                7103 South Revere Parkway                    Englewood          CO       80112        F/S, IPS, ACAT                                 5981
14522   Trustmark National Bank                                                                                                                                       ACAT                                           2852
14036   Trustcore Investments, Inc.
14037   Trustmont Financial Group, Inc.                                                                                                                                                                              0727*         CFGM
14038   Tryco Securities, Inc.                                                                                                                                                                                       0279*         TRCO
14039   T.S Phillips Investments
14040   Tullett Liberty Securities Inc.                                         80 Pine Street                  25th Floor   New York           NY       10005        OTC, Bond-C/M, Env-Y                           0624          PATR
14041   Tullett Liberty Securities, Inc.                                                                                                                                                                             0234*         TULL
15177   Tuohy Brothers Investment Research, Inc.                                                                                                                                                                     0158*         TBRO
14042   Turner (J.P.) & Co. LLC                                                                                                                                                                                      0158*         JPTC
14043   Turner (J.P.) & Company, LLC                                                                                                                                                                                 0158*         JPTS
14046   Tweedy, Browne Company LLC                                              350 Park Avenue                 9th Floor    New York           NY       10022        F/S                                            5488
14045   Tweedy, Browne Company LLC                                                                                                                                                                                   0352*         TWEE
14047   21st Century Financial Services
14048   Twenty-First Securities Corporation                                                                                                                                                                          0235*         TFSC
14049   Two Sigma Securities, LLC                                                                                                                                                                                    0161*         SOHO
14050   TWS Financial, LLC                                                                                                                                                                                           0234*         TWSF
14051   UBS Financial Services Inc.                                             1000 Harbor Boulevard                        Weehawken          NJ       07086-6790 LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS, IPS   0221    PW    PWJC
14052   UBS Financial Services Inc.                                                                                                                                                                                  0221*         PTFI
14053   UBS Financial Services INC of Puerto Rico
14054   UBS Global Asset Management (US), Inc./Puerto Rico Fund                 51 West 52nd Street                          New York           NY       10019        F/S                                            5593
14055   UBS Global Asset Management/Group Trust Funds                                                                                                                 F/S                                            5603
14056   UBS Global Asset Management (US) Inc.                                   51 West 52nd Street             21st Floor   New York           NY       10019        F/S                                            5795
14057   UBS Global Asset Management (US), Inc./Offshore Funds                   51 West 52nd Street             21st Floor   New York           NY       10019        F/S                                            6510
14058   UBS International, Inc.                                                                                                                                                                                      0221*         UBII
14059   UBS Securities Canada Inc./CDS                                          130 Adelaide Street, West       Suite 3000   Toronto, Ontario   Canada   M5H 3V4      OTC, Env-A, DSS                                5017@         BUNT
14064   UBS Securities, LLC                                                                                                                                                                                          0642*         UBSG
14063   UBS Securities, LLC                                                                                                                                                                                          0642*         UBST
14062   UBS Securities, LLC                                                                                                                                                                                          0642*         UBSC
14061   UBS Securities, LLC                                                                                                                                                                                          0642*         UBSS
14060   UBS Securities, LLC                                                                                                                                                                                          0642*         UBSX
14065   UBS Securities LLC                                                      677 Washington Boulevard                     Stamford           CT       06912        LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS      0642    UBS   UBSW
14605   UBS Securities LLC                                                                                                                                                                                           0642*         UBSB
14066   Uhlmann Price Securities, LLC                                                                                                                                                                                0235*         UHLM
14561   Ultimus Fund Distributors, LLC                                          225 Pictoria Drive              Suite 450    Cincinnati         OH       45246                                                       5837
14069   Ultimus Fund Distributors, LLC/Alphamark Investment Trust               225 Pictoria Drive, Suite 450                Cincinnatti        OH       45246        F/S                                            5653
14070   Ultimus Fund Distributors, LLC/Berwyn Funds                             225 Pictoria Drive              Suite 450    Cincinnati         OH       45246        F/S                                            5605
14071   Ultimus Fund Distributors, LLC/CM Advisers Family of Funds              225 Pictoria Drive              Suite 450    Cincinnati         OH       45246        F/S                                            5730
14072   Ultimus Fund Distributors, LLC/Davenport & Company                      135 Merchant Street             Suite 230    Cincinnati         OH       45246        F/S                                            5567
14073   Ultimus Fund Distributors, LLC/Flippin Bruce & Porter Funds             135 Merchant Street             Suite 230    Cincinnati         OH       45246        F/S                                            5733
14074   Ultimus Fund Distributors, LLC/Gardner Lewis Investment Trust           225 Pictoria Drive              Suite 450    Cincinnati         OH       45246        F/S                                            5888
14075   Ultimus Fund Distributors, LLC/Government Street Funds                  135 Merchant Street             Suite 230    Cincinnati         OH       45246        F/S                                            5732
14076   Ultimus Fund Distributors, LLC/Hussman Strategic Growth Fund            135 Merchant Street             Suite 230    Cincinnati         OH       45246        F/S                                            5479
14077   Ultimus Fund Distributors, LLC/Jamestown Funds                          135 Merchant Street             Suite 230    Cincinnati         OH       45246        F/S                                            5490
14067   Ultimus Fund Distributors, LLC/NCM Capital Investment Trust             225 Pictoria Drive              Suite 450    Cincinnati         OH       45246        F/S                                            5409
14068   Ultimus Fund Distributors, LLC/Papp Investment Trust                    225 Pictoria Drive Suite 450                 Cincinnati         OH       45246        F/S                                            5114
14079   Ultimus Fund Distributors, LLC/Piedmont Investment Trust                225 Pictoria Drive              Suite 450    Cincinnati         OH       45241        F/S                                            6595
14080   Ultimus Fund Distributors, LLC/PMFM Investment Trust                    225 Pictoria Drive              Suite 450    Cincinnati         OH       45241        F/S                                            6692
14081   Ultimus Fund Distributors, LLC/Profit Funds Investment Trust            135 Merchant Street             Suite 230    Cincinnati         OH       45246        F/S                                            6593
14082   Ultimus Fund Distributors, LLC/Schwartz Investment Trust                135 Merchant Street             Suite 230    Cincinnati         OH       45246        F/S                                            5830
14083   Ultimus Fund Distributors, LLC/Stralem Funds                            225 Pictoria Drive              Suite 450    Cincinnati         OH       45246        F/S                                            5639
14084   Ultimus Fund Distributors, LLC/TFS Capital Investment Trust             135 Merchant Street             Suite 230    Cincinnati         OH       45246        F/S                                            5430
14085   Ultimus Fund Distributors, LLC/The GKM Funds                            135 Merchant Street             Suite 230    Cincinnati         OH       45246        F/S                                            5558
14086   Ultimus Fund Distributors, LLC/The RAM Funds                            225 Pictoria Drive              Suite 450    Cincinnati         OH       45246        F/S                                            5640
14088   Ultralat Corporation
14089   UMB Bank, N.A.                                                          928 Grand Avenue                             Kansas City        MO       64106        ACAT, F/S                                      2450
14090   UMB Bank N.A./UMB Scout Brokerage Services                              1010 Grand Boulevard                         Kansas City        MO       64106        F/S                                            5988
14091   UMB Bank National Association                                           1010 Grand Boulevard                         Kansas City        MO       64141-6226   Bond-M, DSS                                    2451
14092   UMB Distribution Services, LLC/Alerian MLP Funds                        803 West Michigan Street                     Milwaukee          WI       53233        F/S                                            5116
14093   UMB Distribution Services, LLC/Comerica Collective Investment Funds 803 West Michigan Street                         Milwaukee          WI       53233        F/S                                            5943
14094                                                                            Trust
        UMB Distribution Services, LLC/Grand DS/Investment Managers Series 803 West Michigan Street                          Milwaukee          WI       53233        F/S                                            4985
14095   UMB Distribution Services, LLC/Green Century Funds                      803 West Michigan Street                     Milwaukee          WI       53233        F/S                                            6676
14096                                                                           Fund
        UMB Distribution Services, LLC/Lotsoff Capital Management Micro Cap 803 West Michigan Street                         Milwaukee          WI       53233        F/S                                            5841
14097   UMB Distribution Services, LLC/Marsico Investment Funds                 803 West Michigan Street        Suite A      Milwaukee          WI       53233        F/S                                            5728
14098   UMB Distribution Services, LLC/Nakoma Absolute Return Fund              803 West Michigan Street                     Milwaukee          WI       53233        F/S                                            5897
14099   UMB Distribution Services, LLC/Stewart Capital Advisors                 803 West Michigan Street                     Milwaukee          WI       53233        F/S                                            6599
14100   UMB Distribution Services, LLC/UMB Scout Funds                          803 West Michigan Street                     Milwaukee          WI       53233        F/S                                            4854
14101   UMB Distribution Services, LLC/Wasatch Advisors Fund Inc.               803 West Michigan Street        Suite A      Milwaukee          WI       53233-2301   F/S                                            5773
14102   UMB Distribution Services, LLC/Westport Funds                           803 West Michigan Street                     Milwaukee          WI       53233        F/S                                            5598
11295   UMB Distribution Services, LLC/Commonwealth International Series Trust                                                                                        F/S                                            4878
14868   UMB Financial Services, Inc.                                                                                                                                                                                 0226*         UMBF
14103   UMB Fund Services LLC/Giant 5 Funds                                     803 West Michigan Street                     Milwaukee          WI       53233        F/S                                            6534
15071   UMB Fund Services, Inc.                                                 803 West Michigan Street                     Milwaukee          WI       53233                                                       3410
15072   UMB Fund Services, Inc./Fortigent Company, LLC                                                                                                                                                               3436
15074   UMB Fund Services, Inc./Hatteras Global Private Equity Partners Institutional, LLC                                                                                                                           3868
15073   UMB Fund Services, Inc./Hatteras Multi-Strategy Funds                                                                                                                                                        3447
15075   UMB Fund Services, Inc./Hatteras VC Co-Investment Fund II, LLC                                                                                                                                               3869
14105   Unibanco Securities Inc
14106   Unicredit Capital Markets, Inc.                                                                                                                                                                              0443*         BVCM
14107   Unified Financial Securities, Inc.                                      431 North Pennsylvania Street                Indianapolis       IN       46204-1824 F/S                                              4965
14468   Unified Financial Securities, Inc./LS Opportunity Fund                                                                                                      F/S                                              5380
14110   Unified Financial Securities, Inc./API Trust Fund                       431 N. Pennsylvania Street                   Indianapolis       IN       46204      F/S                                              4972
14111   Unified Financial Securities, Inc./Appleseed Fund                       2960 N Meridian Street                       Indianapolis       IN       46208      F/S                                              5286
14113   Unified Financial Securities, Inc./Auer Growth Funds                    2960 N Meridian Street                       Indianapolis       IN       46208      F/S                                              5290
14114   Unified Financial Securities, Inc./Becker Value Funds                   2960 N Meridian Street                       Indianapolis       IN       46208      F/S                                              5291
15028   Unified Financial Securities, Inc./Cloud Capital Funds                                                                                                      F/S                                              3729
14116   Unified Financial Securities, Inc./Crawford Funds                       2960 N Meridian Street                         Indianapolis    IN   46208      F/S                                         5296
14117   Unified Financial Securities, Inc./Dean Family of Funds                 431 North Pennsylvania                         Indianapolis    IN   46204      F/S                                         4927
14118   Unified Financial Securities, Inc./Dreman Fund                          2960 N Meridian Street       Suite 300         Indianapolis    IN   46208      F/S                                         5418
14119   Unified Financial Securities, Inc./Eastern Point Advisors Funds Trust   431 N. Pennsylvania Street                     Indianapolis    IN   46204      F/S                                         4975
14112   Unified Financial Securities, Inc./FBO Alta Trust                       2960 N Meridian Street                         Indianapolis    IN   46208      F/S                                         5287
14120   Unified Financial Securities, Inc./FBO Roosevelt Funds                  2960 N Meridian Street                         Indianapolis    IN   46208      F/S                                         4725
14115   Unified Financial Securities, Inc./Geier Funds                          2960 N Meridian Street                         Indianapolis    IN   46208      F/S                                         5294
14121   Unified Financial Securities, Inc./Golub Group                          2960 N Meridian Street                         Indianapolis    IN   46208      F/S                                         5306
15204   Unified Financial Securities, Inc./Green Owl Funds                      2960 N. Meridian St.                           Indianapolis    IN   46208      F/S                                         3774
14122   Unified Financial Securities, Inc./Hirtle Callaghan Trust               2960 N Meridian Street       Suite 300         Indianapolis    IN   46208      F/S                                         6574
14123   Unified Financial Securities, Inc./Huntington Fund                      2960 N Meridian Street                         Indianapolis    IN   46208      F/S                                         5832
14955   Unified Financial Securities, Inc./Huntington National Bank             2960 N. Meridian St.         Suite 300         Indianapolis    IN   46208      F/S                                         3712
14124   Unified Financial Securities, Inc./Iron Funds                           2960 N Meridian Street                         Indianapolis    IN   46208      F/S                                         5301
14125   Unified Financial Securities, Inc./Jones Villlata Opportunity Fund      2960 N Meridian Street                         Indianapolis    IN   46208      F/S                                         5295
14126   Unified Financial Securities, Inc./Leeb Focus Funds                     2960 N Meridian Street                         Indianapolis    IN   46208      F/S                                         5302
15029   Unified Financial Securities, Inc./Longview Family of Funds                                                                                            F/S                                         3731
14127   Unified Financial Securities, Inc./Marathon Funds                       2960 N Meridian Street                         Indianapolis    IN   46208      F/S                                         5303
14128   Unified Financial Securities, Inc./Mirzam Funds                         2960 N Meridian Street                         Indianapolis    IN   46208      F/S                                         5305
14131   Unified Financial Securities, Inc./Symons Funds                         2960 N Meridian Street                         Indianapolis    IN   46208      F/S                                         5307
14132   Unified Financial Securities, Inc./TEAM Financial                       2960 N Meridian Street       Suite 300         Indianapolis    IN   46208      F/S                                         5408
14134   Unified Financial Securities, Inc./Toreador Funds                       2960 N Meridian Street                         Indianapolis    IN   46208      F/S                                         5308
14882   Unified Financial Securities, Inc.Angel Oak Family of Funds             2960 N. Meridian St.         Suite 300         Indianapolis    IN   46208      F/S                                         5147
14135   Unified Trust Company, National Association                             2353 Alexandria Drive        Suite 100         Lexington       KY   40504      F/S                                         5983
14136   Union Bank and Trust Company Nebraska                                   6801 South 27th Street       3rd Floor         Lincoln         NE   68512      F/S, ACAT                                   2067
14138   Union Bank N.A.                                                         475 Sansome Street           11th Floor        San Francisco   CA   94104      ACAT, F/S                                   2145
14137   Union Bank N.A.                                                                                      P.O. Box 513100   Los Angeles     CA   90051-1100 Bond-M
14139   Union Capital Company                                                                                                                                                                              0235*   IVOL
14140   Union Securities Ltd. (Canada)                                                                                                                         OTC                                         5077@   USLF
11343   Union Security Insurance Company                                        500 Bielenberg Drive                           Woodbury        MN   55123      IPS                                         4544
14141   Unionbanc Investment Services, LLC                                                                                                                                                                 6728
14142   United Bankers Bank                                                     1650 West 82nd Street        Suite 1500        Bloomington     MN   55431      Bond-M
14143   United Brokerage Services, Inc.
14144   United Capital Markets, Inc.                                                                                                                                                                       0443*   UCMI
15012   United Capital Markets, Inc.                                                                                                                                                                       0052*   UCML
14145   United Equity Securities, LLC
14864   United of Omaha Life Insurance Company                                  3300 Farnam Street                             Omaha           NE   68175      IPS                                         6027
14682   United Planners Financial Services of America                                                                                                          IPS                                         6008
14146   United Planners Financial Services of America                                                                                                                                                      0443*   UPLN
14147   United States Life Insurance Company in the City of New York (The)      2727-A Allen Parkway         4G2               Houston         TX   77019      IPS                                         4531
14575   Universal Life Insurance Company                                                                                                                       IPS                                         6497
14148   Univest Securities, Inc.                                                                                                                                                                           0158*   UNIV
14152   UNX, Inc.                                                                                                                                                                                          0501*   UNXD
14151   UNX, Inc.                                                                                                                                                                                          0501*   UNXU
14150   UNX, Inc.                                                                                                                                                                                          0501*   UNXT
14149   UNX, Inc.                                                                                                                                                                                          0501*   UNEX
14153   Upromise Investments, Inc.                                              117 Kendrick Street                            Needham         MA   02494      F/S                                         5704
14154   Upromise Investments, Inc./Phoenix Platform Account                     117 Kendrick Street                            Needham         MA   02494      F/S                                         5670
14621   U.S. Bank N.A./Municipal Securities Group
14631   U.S. CA Securities LLC                                                                                                                                                                             0226*   USCA
14891   U.S. Financial Investments, Inc                                                                                                                                                                    0103*   USFI
14161   U.S. Financial Investments, Inc                                                                                                                                                                    0595*   USFB
14812   U.S. Sterling Securities, Inc.                                                                                                                                                                     0309*   USSI
14155   USAA Investment Management Co.                                          9800 Fredricksburg Road      BSB A0n.cc        San Antonio     TX   78288      OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS        0367    USAA
14523   USAA Investment Management Company                                                                                                                     F/S, ACAT                                   5935
14156   U.S. Bancorp Investments Inc.                                           60 Livingstone Avenue        EP-MN-WN2H        St. Paul        MN   55107      OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS, IPS   0280    FBSB
14157   U.S. Bank N.A.                                                          1555 North River Center      Suite 210         Milwaukee       WI   53212-3958 F/S                                         2803
14158   U.S. Boston Capital Corp.                                               55 Old Bedford Road                            Lincoln         MA   01773      F/S                                         4919
14159   U.S. Brokerage, Inc.                                                                                                                                                                               0279*   USDB
14160   U.S. Clearing Corp./Execution Services                                                                                                                                                             0543*   QRCE
14163   U.S. Global Investors Funds                                             7900 Callaghan Road                            San Antonio     TX   78229      F/S                                         5442
14164   USI Securities, Inc.
14165   US Securities International Corp.
14166   U.S. Trading LLC                                                                                                                                                                                   0234*   USTC
14168   Uvest Financial Services Group, Inc.                                    200 South College Street     21st Floor        Charlotte       NC   28202      F/S                                         0603
14167   Uvest Financial Services Group, Inc.                                                                                                                                                               0443*   UVST
14169   Valdes & Moreno, Inc.                                                                                                                                                                              0309*   TORO
14170   Valley Forge Asset Management Corporation
14171   Valley National Investments, Inc.
14173   Valmark Securities, Inc.                                                130 Springside Drive         Suite 300         Akron           OH   44333-2431 IPS                                         0121
14172   Valmark Securities, Inc.                                                                                                                                                                           0235*   VALM
14174   Valores Finamax International, Inc.                                                                                                                                                                0352*   FINA
14176   Van Clemens & Co., Inc.                                                                                                                                                                            0279*   VCLM
14177   Van Eck Sec Corp/VIP Trust                                              99 Park Avenue               8th Floor         New York        NY   10016      F/S                                         4977
14178   Van Eck Securities Corporation                                          99 Park Avenue               8th Floor         New York        NY   10016      F/S                                         5524
14181   Van Kampen Funds, Inc.                                                  2 Harborside Center          7th Floor         Jersey City     NJ   07311      OTC, Bond-M, Env-Y                          0692    VKMI
14183   Vanderbilt Securities, LLC
14185   Vandham Securities Corp.                                                                                                                                                                           0161*   VNDX
14184   Vandham Securities Corp.                                                                                                                                                                           0161*   VNDM
14186   Vanguard Capital                                                                                                                                                                                   0443*   VCAP
14187   Vanguard Fiduciary Trust Company                                        400 Devon Park Drive                           Wayne           PA   19087      F/S                                         5972
14188   Vanguard Marketing Corp./Vanguard Investments Series PLC Funds          100 Vanguard Boulevard                         Malverne        PA   19355      F/S                                         4996
14189   Vanguard Marketing Corporation                                          100 Vanguard Boulevard                         Malvern         PA   19355      F/S, ACAT, Env-Y, OTC, Bond-C, Bond-M       0062    VGRD
14190   Vanguard Marketing Corporation                                          400 Devon Park Drive                           Wayne           PA   19087      F/S, ACAT                                   5772
14191   Vantage Investments                                                                                                                                                                                0234*   VTIS
14192   VanthedgePoint Securities, LLC                                                                                                                                                                     0234*   VHPA
14193   Variable Annuity Life Insurance Company (The)                           2929 Allen Parkway                             Houston         TX   77019      IPS                                         6455
14194   Variant Research Corporation                                                                                                                                                                       0352*   VARI
14195   Vasiliou & Company Inc.                                                                                                                                                                            0352*   VASL
14196   Vaughan & Co. Securities, Inc.
14197   VBC Securities
15161   VCA Securities, LP                                                                                                                                               0352*          VCAS
14198   VCG Securities LLC                                                                                                                                               0158*          VANQ
14199   VCM Securities, LLC
14200   Vector Partners, L.P.                                                                                                                                            0352*          VCTR
14201   Vectormex WMG, Inc.                                                                                                                                              0352*          VMEX
15164   Veritas Securities Corp.                                                                                                                                         0100*          VRTS
15205   Versant Partners USA, Inc.                                                                                                                                       0226*          VPUS
14203   Vertical Management Systems, Inc./TPA        87 North Raymond Avenue        Suite 900        Pasadena          CA   91103      F/S, TPA                          7122
14204   Vertical Trading Group, LLC (The)                                                                                                                                0161*          VERT
14205   Vest (H.D.) Investment Securities, Inc.      6333 North State Highway 161   4th Floor        Irving            TX   75038-2216 F/S                               0268
14206   VFG Securities, LLC                                                                                                                                              0750*          VFGS
14207   vFinance Investments, Inc.                                                                                                                                       0052*          VFNL
14208   Vfinance Investments, Inc.                                                                                                                                       0226*          VFIN
14209   Vianet Direct, Inc.                                                                                                                                              0161*          VNET
14210   Viewpoint Securities, LLC                                                                                                                                        0158*          VWPT
15209   Viewpoint Securities, LLC
14932   ViewTrade Securities, Inc.                                                                                                                                       0049*          VTSB
14213   ViewTrade Securities, Inc.                                                                                                                                       0158*          VTDT
14214   Vining-Sparks IBG, L.P.                      775 Ridge Lake Boulevard                        Memphis           TN   38119      Bond-M
14215   Virtu Financial BD LLC                       645 Madison Ave.                                New York          NY   10022      ACAT, OTC, Env-Y, LST             0063    VRTU   VRTU
15025   Virtu Financial BD LLC                                                                                                                                           0063*          VIRT
11112   Virtu Financial Capital Markets LLC          9242 Beverly Blvd.             Suite 300        Beverly Hills     CA   90210      LST, OTC, Bond-C, Env-Y           0749    PNR    EWTT
14743   Vision Brokerage Services, LLC                                                                                                                                   0595*          VBSL
14217   Vision Financial Markets LLC                 4 High Ridge Park              Suite 100        Stamford          CT   06905      OTC, F/S, ACAT                    0595           VSIN
14218   Vision Investment Services, Inc.
15066   Vision Securities Inc.
14219   Vista Securities, Inc.                                                                                                                                           0279*          VSTS
15119   Volant Liquidity, LLC                                                                                                                                            0695*          BZXL
14220   VP Distributors, Inc.                        P.O. Box 8301                                   Boston            MA   02266-8301 F/S, ACAT                         5517
15159   VP Distributors, Inc./VVIT Series            101 Munson St.                 Ste 104          Greenfield        MA   01301      F/S                               3764
14221   VSR Financial Servcies, Inc.                 8620 W 111th street                             Overland Park     KS   66210      IPS                               2615
14222   VSR Financial Services, Inc.                                                                                                                                     0141*          VSRF
14844   VT Brokers, LLC                                                                                                                                                  0551*          VBAA
14223   VT Brokers, LLC                                                                                                                                                  0551*          BIAD
14224   Wachovia Securities Financial Network, LLC                                                                                                                       0141*          FNET
14225   Wachtel & Co., Inc.                          1101 Fourteenth Street, N.W.   Suite 800        Washington        DC   20005-5680 OTC, Bond-C/M, ACAT, Env-Y, DSS   0709           WACL
14227   Waddell & Reed, Inc.                         6300 Lamar                     P.O. Box 29217   Shawnee Mission   KS   29217      F/S                               0687
14226   Waddell & Reed, Inc.                         6300 Lamar                     P.O. Box 29217   Shawnee Mission   KS   29217      F/S                               4879
14229   Wade (G.W.) Asset Management Company, Inc.
14230   Wainwright (H.C.) & Co., Inc.                                                                                                                                    0158*          HCWT
14232   Wall Street Access                                                                                                                                               0443*          WABR
14234   Wall Street Access                                                                                                                                               0501*          WSAP
14235   Wall Street Advisor Services, LLC            17 Battery PL                  11th Floor       New York          NY   10004      F/S                               0626
14236   Wall Street Electronica, Inc.                                                                                                                                    0543*          WSET
14237   Wall Street Financial Group                                                                                                                                      0226*          WSFG
14238   Wall Street Management Corporation
14239   Wall Street Money Center Corp.                                                                                                                                   0750*          WAMC
14240   Wallace R. Weitz & Company                   1125 South 103rd Street        Suite 600        Omaha             NE   68124      F/S                               5769
14241   Wallach Beth Capital LLC                                                                                                                                         0158*          WBET
14479   Wallstreet E Financial Services Inc.                                                                                                                             0052*          WSEI
14476   Wallstreet E Financial Services Inc.                                                                                                                             0052*
14243   Walnut Street Securities                     400 South 4th Street           Suite 1000       St. Louis         MO   63012      F/S                               0533
14242   Walnut Street Securities                                                                                                                                         0443*          WNUT
14246   Walthausen & Co LLC                          90 Executive Park Drive                         Clifton Park      NY   12065      F/S                               5595
14728   Wang Investment Associates, Inc.                                                                                                                                 0234*          SOGO
14727   Wang Investment Associates, Inc.                                                                                                                                 0234*          WIAI
14247   Wang Investment Associates, Inc.                                                                                                                                 0279*          WANG
14248   Ward (K.C.) Financial                                                                                                                                            0052*          KCWF
14249   Ward's Financial Services, Inc.                                                                                                                                  0727*          WARF
14250   Warner Group Inc. (The)                                                                                                                                          0235*          WRGR
14251   Warren D. Nadel & Company                                                                                                                                        0235*          NADL
14252   Washington Analysis Corporation                                                                                                                                  0161*          WALC
14253   Washington Securities Corporation                                                                                                                                0235*          WSCC
14254   Waterford Investors Services, Inc.                                                                                                                               0235*          WTRI
14255   Watermark Securities Inc.                                                                                                                                        0158*          WZSC
14534   Watermill Institutional Trading, LLC                                                                                                                             0501*          WMLL
14256   Waterstone Financial Group, Inc                                                                                                                                  0075*          WFGP
14257   Waterstone Financial Group, Inc.                                                                                                                                 0727*          DRAS
14258   Watkins Financial Services, Inc.                                                                                                                                 0750*          SALT
14259   Watley (A.B.) Direct, Inc.                                                                                                                                       0234*          HLTN
14260   Waveland Capital Partners LLC
14262   Wayne Hummer Investments LLC                 222 South Riverside Plaza      28th Floor       Chicago           IL   60606      IPS                               0196
14261   Wayne Hummer Investments LLC                                                                                                                                     0141*          WAYN
14263   WBB Securities, LLC                                                                                                                                              0226*          WBBC
14264   Wyser-Pratte & Co., Inc.                                                                                                                                         0158*          WYSE
14265   W.D. Latimer Company LTD./CDS                                                                                                  OTC                               5078@          WDLF
14266   Wealth Monitors Inc.                                                                                                                                             0352*          WTHM
14267   Weaver Tidwell Capital, LLC                                                                                                                                      0309*          WEAV
14268   Weber & Company, Inc.                                                                                                                                            0727*          WEBR
14269   Weckstein (D.) & Co., Inc.                                                                                                                                       0158*          WECK
14292   Wedbush Morgan Securities, Inc.                                                                                                                                  0017*          IBKW
14310   Wedbush Morgan Securities, Inc.                                                                                                                                  0103*          WMGN
14309   Wedbush Morgan Securities, Inc.                                                                                                                                  0103*          WMAQ
14307   Wedbush Morgan Securities, Inc.                                                                                                                                  0103*          WESG
14305   Wedbush Morgan Securities, Inc.                                                                                                                                  0103*          WIST
14304   Wedbush Morgan Securities, Inc.                                                                                                                                  0103*          WMRA
14303   Wedbush Morgan Securities, Inc.                                                                                                                                                                                              0103*         HBIQ
14302   Wedbush Morgan Securities, Inc.                                                                                                                                                                                              0103*         SCTT
14301   Wedbush Morgan Securities, Inc.                                                                                                                                                                                              0103*         WLSC
14297   Wedbush Morgan Securities, Inc.                                                                                                                                                                                              0103*         WLTT
14294   Wedbush Morgan Securities, Inc.                                                                                                                                                                                              0103*         WMMO
14293   Wedbush Morgan Securities, Inc.                                                                                                                                                                                              0103*         WMSN
14290   Wedbush Morgan Securities, Inc.                                                                                                                                                                                              0103*         WMGT
14289   Wedbush Morgan Securities, Inc.                                                                                                                                                                                              0103*         WMSR
14288   Wedbush Morgan Securities, Inc.                                                                                                                                                                                              0103*         WISG
14287   Wedbush Morgan Securities, Inc.                                                                                                                                                                                              0103*         WMSW
14285   Wedbush Morgan Securities, Inc.                                                                                                                                                                                              0103*         WMSH
14280   Wedbush Morgan Securities, Inc.                                                                                                                                                                                              0103*         WEDX
14279   Wedbush Morgan Securities, Inc.                                                                                                                                                                                              0103*         WEDZ
14274   Wedbush Morgan Securities, Inc.                                                                                                                                                                                              0103*         WEDO
14272   Wedbush Morgan Securities, Inc.                                                                                                                                                                                              0103*         WEDP
14271   Wedbush Morgan Securities, Inc.                                                                                                                                                                                              0103*         WEDN
14312   Wedbush Morgan Securities, Inc.                                                                                                                                                                                              0234*         WMQP
14299   Wedbush Morgan Securities, Inc.                                                                                                                                                                                              0330*         WMLF
14300   Wedbush Morgan Securities, Inc.                                                                                                                                                                                              0352*         WEDJ
14286   Wedbush Morgan Securities, Inc.                                                                                                                                                                                              0355*         WEDE
14283   Wedbush Morgan Securities, Inc.                                                                                                                                                                                              0501*         WEDM
14277   Wedbush Morgan Securities, Inc.                                                                                                                                                                                              0501*         WEDL
14296   Wedbush Morgan Securities, Inc.                                                                                                                                                                                              0512*         WMLS
14308   Wedbush Morgan Securities, Inc.                                                                                                                                                                                              0695*         LIFW
14284   Wedbush Morgan Securities, Inc.                                                                                                                                                                                              0695*         WMSS
14965   Lime Brokerage LLC                                                                                                                                                                                                           0103*         LIWE
14270   Wedbush Securities Inc.                                          1000 Wilshire Boulevard                                                   Los Angeles      CA   90017-2465 LST, OTC, Bond-C/M, ACAT, F/S, Env-Y, DSS, IPS   0103    WNC   WEDB
14734   Wedbush Securities Inc.                                                                                                                                                                                                      0100*         LBCE
14912   Wedbush Securities Inc.                                                                                                                                                                                                      0103*         WMDT
14889   Wedbush Securities Inc.                                                                                                                                                                                                      0103*         WMGP
14856   Wedbush Securities Inc.                                                                                                                                                                                                      0103*         WMAV
14845   Wedbush Securities Inc.                                                                                                                                                                                                      0103*         WMKO
14784   Wedbush Securities Inc.                                                                                                                                                                                                      0103*         WMVS
14964   Wedbush Securities Inc.                                                                                                                                                                                                      0103*         WMLW
12165   Wedbush Securities Inc.                                                                                                                                                                                                      0501*         LIWO
14723   Wedbush Securities Inc.                                                                                                                                                                                                      0512*         WMLK
14985   Wedbush Securities Inc.                                                                                                                                                                                                      0608*         WMNE
15118   Wedbush Securities Inc.                                                                                                                                                                                                      0103*         WMLP
15181   Wedbush Securities Inc.                                                                                                                                                                                                      0103*         WMYO
15198   Wedbush Securities Inc.                                                                                                                                                                                                      0103*         WMCT
14440   Wedbush Securities Inc./Stock Loan                               61 Broadway                        22nd Floor                             New York         NY   10004      Env-Y, DSS                                       5166
14505   Wedbush Securities, Inc.                                                                                                                                                                                                     0103*         WEDY
14489   Wedbush Securities, Inc.                                                                                                                                                                                                     0103*         WMDR
14756   Wedbush Securities, Inc.                                                                                                                                                                                                     0161*         WMPR
14755   Wedbush Securities, Inc.                                                                                                                                                                                                     0330*         WMFO
14753   Wedbush Securities, Inc.                                                                                                                                                                                                     0501*         WMLM
14752   Wedbush Securities, Inc.                                                                                                                                                                                                     0501*         WMLB
14754   Wedbush Securities, Inc.                                                                                                                                                                                                     0695*         WMFC
15195   Wedbush Securities, Inc.                                                                                                                                                                                                     0103*         WMMF
14318   Wedge Securities, LLC                                                                                                                                                                                                        0443*         WDGE
14319   Wedgewood Partners, Inc.
14320   Weeden & Co. L.P.                                                                                                                                                                                                            0161*         WEED
14321   Wegener Investment Trust                                         5575 Vincent Gate                  Terrace 1248                           Alexandria       VA   22312      F/S                                              5361
14322   Weil Company, Inc. (The)
14323   Weller, Anderson & Co., Ltd.
14324   Wellington Shields & Co LLC                                                                                                                                                                                                  0141*         WESC
14325   Wellington Trust Company, N.A.                                   75 State Street                                                           Boston           MA   02109      F/S                                              6517
14326   Wellington West Capital Markets (USA) Inc.                                                                                                                                                                                   5008*         WWCM
14779   Wells Fargo Advisors, LLC                                        625 Marquette Ave. South           13th Floor                             Minneapolis      MN   55402-2308                                                  7360
14945   Wells Fargo Bank N.A./Wells Fargo Collective Funds               525 Market Street                  12th Floor                             San Francisco    CA   94105      F/S                                              5186
14473   Wells Fargo Bank, N.A.                                                                                                                                                      F/S                                              6766
14327   Wells Fargo Bank, N.A./SIG                                       8739 Research Drive                                                       Charlotte        NC   28262      Bond-C/M                                         2072
14328   Wells Fargo Bank, N.A./Wachovia                                  1525 West W. T. Harris Boulevard   3A4                                    Charlotte        NC   28288-1162 F/S                                              0929
14329   Wells Fargo Bank, NA TR Recordkeeping Group                      2700 Snelling Avenue North         Retirement Plan Serv. Ctr. Suite 300   Roseville        MN   55113      F/S                                              2195
14330   Wells Fargo Bank, National Association                           733 Marquette Avenue South                                                Minneapolis      MN   55479      F/S                                              2027
14331   Wells Fargo Brokerage Services, LLC                                                                                                                                                                                          0250*         NORW
14333   Wells Fargo Funds Distributor, LLC                               525 Market Street                  12th Floor, MAC A0103-120              San Francisco    CA   94105      F/S, ACAT                                        5576
14334   Wells Fargo Funds Distributor, LLC/Wells Fargo(Lux) Worldwide    525 Market Street 12th Floor                                              San Francisco    CA   94105      F/S                                              5936
14335   Wells Fargo Institutional Securities, LLC                                                                                                                                                                                    0250*         WFIS
14337   Wells Fargo Securities, LLC                                      8739 Research Drive                                                       Charlotte        NC   28262-0675 LST, OTC, Bond-C/M, Env-Y                        0250    WS    WCHV
14603   Wells Fargo Securities, LLC                                                                                                                                                                                                  0250*         WELX
14338   Wells Fargo Securities, LLC                                                                                                                                                                                                  0352*         WFGO
14339   Wells Fargo Securities, LLC/Wells Fargo Securities Safekeeping   301 South College Street                                                  Charlotte        NC   28288-8905 ACAT, F/S                                        0025
14822   Wells Nelson & Associates, LLC                                                                                                                                                                                               0309*         WELL
14340   Wells Nelson & Associates, LLC
14341   Wentworth Securities, Inc.                                                                                                                                                                                                   0750*         WWTH
14342   Wesbanco Securities, Inc.                                                                                                                                                                                                    0727*         CBII
14343   Wescorp Investment Services, LLC
14344   West America Securities Corp.                                                                                                                                                                                                0750*         WUSA
14345   Westchester Capital Management, LLC                              100 Summit Lake Drive                                                     Valhalla         NY   10595      F/S                                              6601
14346   Western Equity Group, Inc.                                                                                                                                                                                                   0235*         WEGP
14347   Western Financial Corporation                                                                                                                                                                                                0103*         WEFI
14349   Western International Securities, Inc.                           1700 Lincoln Street                Suite 2200                             Denver           CO   80203      IPS                                              0635
14348   Western International Securities, Inc.                                                                                                                                                                                       0352*         WISI
14350   Western National Life Insurance Company                          2929 Allen Parkway                                                        Houston          TX   77019      IPS                                              4623
14351   Western National Life Insurance Company/Sun America Amarillo     205 East 10th Street                                                      Amarillo         TX   79101-3546 IPS                                              4664
14352   Western Pacific Securities, Inc.                                                                                                                                                                                             0750*         WEPA
14353   Western Reserve Life Co. of Ohio/Annuity Business                570 Carillon Parkway                                                      St. Petersburg   FL   33716      IPS                                              4692
14354   Western Southern Life Assurance Company                               400 Broadway                                                     Cincinnati          OH           45202        IPS                          4614
14355   Westhoff Cone & Holmstedt
14356   Westlake Securities                                                                                                                                                                                               0158*   WSLK
14357   WestLB Securities, Inc.                                               1211 Avenue of the Americas                                      New York            NY           10036        OTC, Bond-C/M, Env-Y         5177    WLBP
14360   Weston Securities Corporation                                         20 William Street               Suite 330                        Wellesley           MA           02481        F/S                          5737
14361   Westor Capital Group, Inc.                                                                                                                                                                                        0158*   WESX
14362   Westpark Capital, Inc.                                                                                                                                                                                            0052*   WPCC
14363   Westport Capital Markets, LLC                                                                                                                                                                                     0352*   WCMS
14364   Westport Resources Investment Services, Inc.                                                                                                                                                                      0443*   WRIS
14366   Westrock Capital Management, Inc.                                                                                                                                                                                 0750*   WSRK
14367   WFG Investments, Inc.                                                                                                                                                                                             0226*   WMBU
15014   WFG Investments, Inc.                                                 2711 N. Haskell Avenue          Suite 2900                       Dallas              TX           75019        IPS                          6014
14370   Wharton Equity Corporation
14371   Whipple (J.N.) Inc.
14372   Whitaker Securities, LLC                                                                                                                                                                                          0234*   WTKR
15040   Whitaker Securities, LLC
14374   White Cap Trading, LLC                                                                                                                                                                                            0501*   CAPS
14375   White Mountain Capital, LLC
14378   White Pacific Securities, Inc.                                                                                                                                                                                    0158*   WPSI
14376   White Pacific Securities, Inc.                                                                                                                                                                                    0158*   WPAC
14379   White Pacific Securities, Inc.                                                                                                                                                                                    0235*   WHPA
14380   Whitehall-Parker Securities, Inc.
14381   Whitestone Securities Inc.                                                                                                                                                                                        0234*   HITE
14382   Whiteweld Trading, LLC                                                                                                                                                                                            0647*   WWLD
14383   Whitman (M.J.) & Co., Inc.                                                                                                                                                                                        0352*   MJWH
14384   Whitman (M.J.), LLC                                                   767 Third Avenue                                                 New York            NY           10017-2023 F/S, ACAT                      5829
14385   Whitney National Bank                                                 228 St. Charles Avenue          Suite 312                        New Orleans         LA           70130      Bond-M
14386   W.H. Reaves & Co., Inc                                                                                                                                                                                            0443*   REAV
14387   WIC Corp.                                                                                                                                                                                                         0279*   WHIT
14388   Wilbanks Securities, Inc.                                                                                                                                                                                         0235*   WILB
14389   Wiley Bros.-Aintree Capital, LLC                                                                                                                                                                                  0443*   WBRO
14390   Williams Capital Group, L.P. (The)                                                                                                                                                                                0443*   WLMS
14391   Williams Trading, LLC                                                                                                                                                                                             0501*   WTCO
14877   Willis Securities, Inc.
14394   Wilmington Capital Securities, LLC                                                                                                                                                                                0235*   WCSC
14395   Wilmington Trust Company                                              Rodney Square North             1100 North Market Street         Wilmington          DE           19890-0001   ACAT, F/S                    2215
14396   Wilmington Trust Company                                              1100 North Market St.           Rodney Square North              Wilmington          DE           19890        F/S                          4894
14397                                                                         1100 North Market
        Wilmington Trust Company/Wilmington Trust Retirement & Institutional Services Company Street                                           Wilmington          DE           19890        F/S                          0068
14398   Wilson-Davis & Co., Inc.                                              39 West Market Street           Suite 300                        Salt Lake City      UT           84101        OTC, ACAT, F/S, Env-Y, DSS   0283    WDCO
14399   Wilson-Davis & Company, Inc.                                                                                                                                                                                      0279*   WDAC
14400   Winchester Group Inc.                                                                                                                                                                                             0226*   WINC
14401   Windham Financial Services Inc.                                                                                                                                                                                   0352*   WFSI
14403   Windsor Sheffield & Company, Inc.
14404   Wine (D.E.) Investments, Inc.                                                                                                                                                                                     0279*   WINE
14405   Winebrenner Capital Partner LLC                                                                                                                                                                                   0750*   WCAP
14407   Winslow, Evans & Crocker Inc.                                         175 Federal Street              6th Floor                        Boston              MA           02110        IPS                          0332
14406   Winslow, Evans & Crocker Inc.                                                                                                                                                                                     0443*   WYNS
14409   Wisconsin Discount Securities Corp.                                                                                                                                                                               0279*   WIDS
14410   Witenberg Investment Companies, Inc.                                                                                                                                                                              0501*   WITE
14411   WJB Capital Group, Inc.                                                                                                                                                                                           0443*   WJBI
14413   WM Financial Services, Inc.
14566   WM Financial Services, Inc.                                                                                                                                                          IPS                          4310
14414   Wm Smith & Co.                                                                                                                                                                                                    0158*   WSSS
14415   Wolf A. Popper, Inc.                                                                                                                                                                                              0158*   WAPS
14416   Wolfe & Hurst Bond Brokers, Inc.                                      30 Montgomery Street            Suite 1040                       Jersey City         NJ           07302        Bond-C, Env-Y, DSS           0051
14417   Wolfe & Hurst Bond Brokers, Inc.-Muni Division                        30 Montgomery Street            Suite 1040                       Jersey City         NJ           07302        Bond-M
14962   Wolverine Execution Services LLC                                                                                                                                                                                  0161*   WEXM
14419   Wolverine Execution Services LLC                                                                                                                                                                                  0501*   WEXI
14418   Wolverine Execution Services LLC                                                                                                                                                                                  0501*   WEXX
14420   Wolverton Securities (USA), Ltd.                                                                                                                                                                                  0052*   WTOU
14421   Wolverton Securities Ltd./CDS                                         1700-777 Dunsmuir Street        P.O. Box 10115, Pacific Centre   Vancouver           BC, Canada   V7Y 1J5      OTC                          5079@   WTOF
14422   Woodbury Financial Services, Inc.                                     500 Beilenburg Drive                                             Woodbury            MN           55125        F/S, IPS                     0510
14423   Woodlands Securities Corp.
14424   Woodlawn Advisors, LLC                                                                                                                                                                                            0161*   WDLN
14567   Woodmen Financial Services, Inc.                                                                                                                                                                                  6004
13338   Woodstock Financial Group Inc.                                                                                                                                                                                    0279*   RDNK
14425   Woori Investment & Securities America, Inc.
14426   Worden Capital Management, LLC                                                                                                                                                                                    0052*   WORD
14427   Workman Securities Corp.                                                                                                                                                                                          0235*   WSCX
14428   World Choice Securities, Inc.                                                                                                                                                                                     0052*   WCSO
14429   World Equity Group Inc.                                                                                                                                                                                           0235*   WEGI
14430   World Equity Group, Inc.                                              1650 N. Arlington Heights Rd.   Suite 100                        Arlington Heights   IL           60004      IPS                            0460
14431   World Group Securities, Inc.                                          570 Carillon Parkway                                             St. Petersburg      FL           33716-1294 F/S, IPS                       0729
14433   World Trade Financial Corporation                                                                                                                                                                                 0052*   WORX
14432   World Trade Financial Corporation                                                                                                                                                                                 0052*   WORL
15123   WorldCommodity Funds, Inc.                                            6700 Vernon Woods Drive         Ste 100                          Atlanta             GA           30328        F/S                          3727
14931   WR Rice Financial Services, Inc.                                                                                                                                                                                  0750*   WRRF
14435   W.R. Taylor & Company, LLC                                                                                                                                                                                        0750*   WRTC
15210   W.R. Hambrecht + Co., LLC
11635   W.R. Hambrecht + Co., LLC                                                                                                                                                                                         0158*   HAMR
14436   W.R. Hambrecht + Co., LLC                                                                                                                                                                                         0158*   HAMC
14439   WRP Investments, Inc.                                                 4407 Belmont Avenue                                              Youngstown          OH           44505        F/S                          4312
14952   WRP Investments, Inc.
14233   WSA Fixed Income, LLC                                                                                                                                                                                             0501*   WSAX
14441   Wulff Hansen & Co.                                                    201 Sansome Street              4th Floor                        San Francisco       CA           94104        Bond-M
14442   Wunderlich Securities, Inc.                                                                                                                                                          IPS                          0926
14443   Wunderlich Securities, Inc.                                                                                                                                                                                       0141*   WUND
14444   Wunderlich Securities, Inc.                                                                                                                                                                                       0226*   FUND
14663   Wunderlich Securities, Inc.                                                                                                                                                                             0235*   WUNR
14445   Wynston Hill Capital,LLC                                                                                                                                                                                0235*   EXTF
14645   XATS, Inc.                                                                                                                                                                                              0052*   XATS
14446   XCU Capital Corp.                                                                                                                                                                                       0443*   EXCU
14447   Xtent Financial Group, Inc.                                                                                                                                                                             0234*   XTFG
14449   YieldQuest Securities, LLC                                            3500 Lenox Road                                    Suite 1750   Atlanta          GA   30326     F/S                               5548
14448   YieldQuest Securities, LLC
14450   York Securities, Inc.                                                                                                                                                                                   0158*   YOSE
14451   Young Stovall & Company                                                                                                                                                                                 0235*   YOST
14452   Zacks & Company                                                                                                                                                                                         0352*   ZACK
14454   Zecco Trading, Inc                                                                                                                                                                                      0234*   ZECO
14455   Zeus Securities, Inc                                                                                                                                                                                    0309*   ZEUS
14456   Ziegler (B.C.) & Company                                                                                                                                                                                0443*   BCZC
14457   Ziegler (B.C.) & Company                                              215 North Main Street                                           West Bend        WI   53095     F/S                               0753
14458   Zions Direct, Inc.                                                    1 South Main Street                                Suite 1340   Salt Lake City   UT   84111     Bond-C, ACAT, Bond-M              0065
14459   Zions Direct, Inc.
14460   Zions First National Bank                                             One South Main Street                              Suite 1340   Salt Lake City   UT   84111     Bond-M, F/S                       2104
14461   ZIV Investment Co.                                                    141 West Jackson Boulevard                                      Chicago          IL   60604     OTC, Bond-C/M, ACAT, Env-Y, DSS   8082    ZIVI
14462   Zoullas (N.B.) Securities, Inc.                                                                                                                                                                         0352*   ZOUL
12018   Zurich American Life Insurance Company                                1600 McConnor Parkway                                           Schaumburg       IL   60173-6800 IPS                              4529
14582   Zurich American Life Insurance Company/Destinations                                                                                                                                                     4578
15212

        Guide to Symbols

        * - Processes OTC transactions through a correspondent
        ? - Executes municipal bond trades on its own behalf but gives up another firm's clearing number for comparison and clearance
        ACAT - Processes customer account transfers through NSCC's ACAT service
        Bond-C - Processes corporate bond transactions through NSCC
        Bond-M - Compares and settles municipal bond transactions through NSCC
        CNS - prefers to settle muni bond transactions through Continuous Net Settlement, NSCC's book entry accounting system
        DSS - Participates in Dividend Settlement Service (DSS)
        Env -A - Receives envelope deliveries through IESS at NSCC's Toronto facility
        Env -Y - Receives envelope deliveries through ESS/IESS at NSCC's New York facility
        F/S - Processes mutual fund transactions through NSCC's Fund/SERV system
        IPS - Participates in Insurance Processing Services
        LST - Processes NYSE and/or Amex equity transactions through NSCC
        OTC - Processes OTC equity transactions through NSCC
        TFT - prefers to settle muni bond transactions individually, on a trade-for-trade basis
        TPA - Third Party Administrator processes mutual fund transactions through NSCC's Fund/SERV system
sortkey                                                 phone   heitner   muni otc   muni symb   tft_cns
A AND F FINANCIAL SERVICES INC                                            FRIS       0052?       CNS
A aron Capital Inc.                                                       AACI       0234?       CNS
A bacus Investments, Inc.                                                 ABAI       0309?       CNS
A bbey National Securities Inc.
A bel/Noser Corp.
A BG SUNDAL COLLIER INC
A BN AMRO CHICAGO CORPORATION BOND TRADING                                AABT       5231        TFT
A BN AMRO Clearing Chicago LLC
A BN AMRO Clearing Chicago LLC
A BN AMRO Clearing Chicago LLC
A BN AMRO Clearing Chicago LLC
A BN AMRO Clearing Chicago LLC
A BN AMRO Clearing Chicago LLC
A BN AMRO Clearing Chicago LLC
A BN AMRO Clearing Chicago LLC
A BN AMRO Clearing Chicago LLC
A BN AMRO Clearing Chicago LLC
A BN AMRO Clearing Chicago LLC
A BN AMRO Clearing Chicago LLC
A BN AMRO Clearing Chicago LLC
A BN AMRO Clearing Chicago LLC
A BN AMRO Clearing Chicago LLC
A BN AMRO Clearing Chicago LLC
A BN AMRO Clearing Chicago LLC
A BN AMRO Clearing Chicago LLC
A BN AMRO Clearing Chicago LLC
A BN AMRO Clearing Chicago LLC
A BN AMRO Clearing Chicago LLC
A BN AMRO Clearing Chicago LLC
A BN AMRO Clearing Chicago LLC
A BN AMRO Clearing Chicago LLC
A BN AMRO Clearing Chicago LLC
A BN AMRO Clearing Chicago LLC
A BN AMRO Clearing Chicago LLC
A BN AMRO Clearing Chicago LLC
A BN AMRO Clearing Chicago LLC
A BN AMRO Clearing Chicago LLC CPM
A BN AMRO Clearing Chicago LLC Portfolio Margining
A BN AMRO Clearing Chicago LLC Retail
A BN AMRO Investment Trust Company
A BN AMRO Securities (USA) LLC
A bner, Herrman & Brock, Inc.                                             AHBI       0352?       CNS
A C Trading, Inc.
A cademy Securities, Inc.
A CAP FINANCIAL INC
A CAP FINANCIAL INC
A ccess Financial Group, Inc.                                             AFGI       0352?       CNS
A ccess Securities, Inc.                                                  AXCB       0443?       CNS
A ccess Securities, Inc.
A ccess Securities, Inc.
A ccess Securities, Inc.                                                  CBAL       0443?       CNS
A ccrued Equities, Inc.
A cme Securities Inc.
A CS H R SOLUTIONS L LC
A ctivner Securities, Inc.                                                ACTI       0443?       CNS
A dirondack Funds
A dirondack Trading Group, LLC                                            ADAK       0052?       CNS
A dmanson Brothers, Inc.                                                  AMSN       0234?       CNS
A DP INCORPORATED TPA
A dvance Capital I, Inc.
A dvanced Advisor Group, LLC
A dvanced Asset Trading, Inc.                                             BRGI       0235?       CNS
A dvanced Equities Services Corp
A dvanced Equities, Inc.                                                  ADVA       0052?       CNS
A dvantage GFC LLC
A dviser Dealer Services, Inc.
A dvisor Central, LLC
A dvisors Asset Management, Inc.                                          FISA       0443?       CNS
A dvisors Asset Management, Inc.                                          FISB       0226?       CNS
A dvisors Clearing Network, Inc.
A EB CORP
A egis Capital Corp.                                                      AGIS       0158?       CNS
A egis Capital Corp.
A egis Capital Corp.                                                      AEGC       0512?       CNS
A egis Investments, Inc.                                                  AEGS       0750?       CNS
A EGON MONUMENTAL LIFE INSURANCE COMPANY
A EGON TRANSAMERICA LIFE INSURANCE COMPANY
A EGON WESTERN RESERVE LIFE ASSURANCE COMPANY OF OHIO
A G B D LLC
A gency Trading Group, Inc.                                               ATGP       0226?       CNS
A IG LIFE INSURANCE COMPANY
A IG RETIREMENT ADVISORS INC
A IG RETIREMENT ADVISORS INC ACCOUNT 2
A kar Capital Management, Inc.                                            CAAA       0158?       CNS
A kjensen, Inc.                                                           AKJI       0234?       CNS
A lamo Capital Corp.                                                      ALAC       0279?       CNS
A lanar Incorporated                                                      ALIN       0309?       CNS
A laris Trading Partners, LLC                                                           ATPA   0161?   CNS
A laris Trading Partners, LLC
A lden (J.) Associates, Inc.                                                            JADN   0226?   CNS
A lerus Securities Corporation                                                          FNBS   0235?   CNS
A letheia Securities, Inc.                                                              TRUE   0226?   CNS
A lexander (Don) Investments, Inc.
A lexander Capital, L.P.                                                                ACLP   0226?   CNS
A lexander Investment Services Co.                                                      ALIS   0235?   CNS
A lexandra & James Co.                                                                  AJCO   0443?   CNS
A lfa Capital Markets (USA), Inc.
A lgo Engineering Execution Services LLC
A ll Funds, Inc.                                                                        AFIN   0226?   CNS
A ll Tech Direct, Inc.                                                                  ALST   0234?   CNS
A lleghany Investments Inc.                                                             ALLE   0226?   CNS
A llen & Company LLC
A llen & Company of Florida, Inc.                                                       ALEN   0141?   CNS
A llen C. Ewing & Co.                                                                   ACEJ   0226?   CNS
A lliance Advisory & Securities, Inc.                                                   ALAD   0235?   CNS
A lliance Bernstein Investment Research and Investment Management, Inc.
A lliance Financial Group, Inc.                                                         AKGS   0141?   CNS
A llianceBernstein Investment Research and Investment Mgmt, Inc./Sanford C. Bernstein
A llianceBernstein Investment Research and Investment Mgmt., Inc./ACIT
A llianceBernstein Investment Research and Investment Mgmt., Inc./International Div.
A lliant Securities, Inc. Turner, Nord, Kienbaum                                        BZTN   8084    CNS
A llianz Global Investors Distributors LLC
A llianz Global Investors Distributors LLC/Allianz Global Investors Funds SICAV
A llianz Global Investors Distributors LLC/College Access Plan
A llianz Global Investors Distributors LLC/MI 529 Advisors Plan
A llianz Global Investors Distributors LLC/Oklahoma Dream 529
A llianz Global Investors Distributors LLC/Pimco Advisory Service
A llianz Life Insurance Co. of New York-Fixed Business
A llianz Life Insurance Co. of North America-Fixed Business
A llianz Life Insurance Company of New York
A llianz Life Insurance Company of North America
A llison (M.E.) & Co., Inc.                                                             MEAL   0279?   CNS
A llison-Williams Company
A llstate Financial Services, LLC
A llstate Financial Services, LLC                                                       LAGI   0226?   CNS
A llstate Financial Services, LLC/Allstate Financial Annuities
A llstate Life Insurance Company
A llstate Life Insurance Company of New York
A llstate Life Insurance Company of New York/Administered by Prudential
A llstate Life Insurance Company of New York/Fixed
A llstate Life Insurance Company/Administered by Prudential
A llstate Life Insurance Company/Administered by SE2 Technology Solutions
A llstate Life Insurance Company/Administered by SE2 Technology Solutions
A llstate Life Insurance Company/Cigna
A llstate Life Insurance Company/CIGNA/Administered by Se2 Technology Solution
A llstate Life Insurance Company/Fixed
A llston Trading, LLC
A llston Trading, LLC
A lluvion Securities, LLC                                                               ALLU   0750?   CNS
A loStar Bank of Commerce                                                               ASBC   6776    TFT
A lpine Securities Corporation
A LPS Distributors Inc./James Advantage Funds
A LPS Distributors Inc./Whitebox Funds
A LPS Distributors, Inc.
A LPS Distributors, Inc./Ameristock Mutual Funds
A LPS Distributors, Inc./AQR Funds
A LPS Distributors, Inc./Aspen Funds
A LPS Distributors, Inc./BBH Funds
A LPS Distributors, Inc./BPVFunds
A LPS Distributors, Inc./Brown Capital
A LPS Distributors, Inc./Caldwell & Orkin
A LPS Distributors, Inc./Cook & Bynum Funds
A LPS Distributors, Inc./Corner Cap Funds
A LPS Distributors, Inc./Cortina Funds
A LPS Distributors, Inc./CRM Funds
A LPS Distributors, Inc./Cullen Funds
A LPS Distributors, Inc./Cullen Funds plc
A LPS Distributors, Inc./Fifth Third Funds
A LPS Distributors, Inc./Financial Investors Variable Insurance Trust
A LPS Distributors, Inc./FirstHand Funds
A LPS Distributors, Inc./FIT-ALPS Funds
A LPS Distributors, Inc./Forward Funds
A LPS Distributors, Inc./GLG Partners
A LPS Distributors, Inc./Grandeur Peak Funds
A LPS Distributors, Inc./Heartland Funds
A LPS Distributors, Inc./Heartland International Small Cap Fund
A LPS Distributors, Inc./Henssler Funds
A LPS Distributors, Inc./Holland Balanced Fund
A LPS Distributors, Inc./Index IQ Trust
A LPS Distributors, Inc./Laudus Funds
A LPS Distributors, Inc./MTB Funds
A LPS Distributors, Inc./Oak Funds
A LPS Distributors, Inc./Paxworld Funds
A LPS Distributors, Inc./River North Funds
A LPS Distributors, Inc./State Street Institutional Investment Trust
A LPS Distributors, Inc./Stone Harbor
A LPS Distributors, Inc./Stonebridge Capital Management
A LPS Distributors, Inc./The Arbitrage Fund
A LPS Distributors, Inc./Tilson Funds
A LPS Distributors, Inc./Transparent Value Fund
A LPS Distributors, Inc./Vulcan Value Partners Fund
A LPS Distributors, Inc./WesMark Funds
A lta Vista Financial, Inc.                                                       AVFI   0309?   CNS
A lterNet Securities Inc.
A lton Securities Group Inc.                                                      ASGI   0235?   CNS
A ltrushare Securities LLC
A lzaid Financial Services, Inc.                                                  AZAD   0750?   CNS
A M M FINANCIAL SERVICE INC
A M M INVESTMENT BROKERS INC                                                      AMMI   0443?   CNS
A mbassador Financial Group, Inc.                                                 AFGT   0279?   CNS
A mcore Investment Services, Inc.
A merica Invest Online, Inc.                                                      AIII   0052?   CNS
A merican Beacon Partners, Inc                                                    ABPI   0727?   CNS
A merican Capital Partners
A merican Centurion Life Assurance Company
A merican Century Brokerage, Inc.                                                 ACBD   0443?   CNS
A merican Century Investment Services Inc./Kansas Postsecondary Savings Program
A merican Century Investment Services Inc./SICAV Funds
A merican Century Investment Services, Inc.
A merican Diversified Financial Group, LLC                                        ADFG   0235?   CNS
A merican Enterprise Investment Services Inc.                                     IDSI   0216    CNS
A merican Enterprise Investment Services Inc./Beta/133                            HRBF   0756    CNS
A merican Enterprise Life Insurance Company
A merican Funds Distributors, Inc.
A merican Funds Distributors, Inc.
A merican Funds Distributors, Inc. LC Planpremier
A merican General Distributors, Inc
A merican General Life Insurance Company
A merican General Life Insurance Company/AGL Position File Feed
A merican General Securities Incorporated                                         AMGN   0443?   CNS
A merican Growth Fund Sponsors Inc.
A merican Heritage Securities, Inc.                                               AHSI   0141?   CNS
A merican Independent Securities Group, LLC                                       AISG   0235?   CNS
A merican International Life Assurance Company of New York
A merican Investors Group                                                         AIGI   0279?   CNS
A merican Israeli Shared Values Trust
A merican Municipal Securities Inc.                                               AMMS   0141?   CNS
A merican National Insurance Company
A merican Network Securities Corp.                                                AMNN   0443?   CNS
A merican Portfolios Financial Services, Inc.
A merican Securities Group, Inc.
A merican Trust Investment Services, Inc.                                         PEER   0235?   CNS
A merican Union Securities, Inc.
A merican United Life Insurance Company
A merican United Life Insurance Company
A merica's Choice Equities LLC                                                    ACEP   0052?   CNS
A merica's Portfolio's                                                            APFS   0443?   CNS
A meriprise Financial Services, Inc.                                              AEFA   0216?   CNS
A meritas Investment Corporation
A meritas Investment Corporation                                                  BLNI   0443?   CNS
A meritas Life Insurance Corp.
A meritrade, Inc.                                                                 AMTD   0188?   CNS
A mTrust Investment Services, Inc.
A MUR Advisors, LLC
A NB FINANCIAL GROUP L LC                                                         ANBF   0309?   CNS
A ncora Securities, Inc.
A ncora Securities, Inc.
A ncora Securities, Inc.                                                          DALE   0443?   CNS
A nderson & Strudwick, Incorporated                                               ANSR   0443?   CNS
A nderson and Strudwick, Inc.                                                     ANSL   0052?   CNS
A ndes Capital Group, LLC                                                         ACGP   0727?   CNS
A novest Financial Services, Inc.                                                 ANOV   0750?   CNS
A NZ SECURITIES INC                                                               ANZS   0443?   CNS
A OS INC
A OS INC
A OS, Inc.
A PB FINANCIAL GROUP LLC                                                          ALIR   0226?   CNS
A PB Financial Group, LLC
A quila Distributors, Inc.
A radir Corp.
A rbor Research & Trading, Inc.                                                   ARTI   0388?   CNS
A rcadia Investment Corp.                                                         AICO   0352?   CNS
A rcadia Securities, LLC
A rchey & Co. LLC
A rchey & Co. LLC
A rchipelago Securities, LLC
A rchipelago Securities, LLC
A rchipelago Securities, LLC
A rchipelago Trading Services, Inc.
A rdour Capital Investments, LLC
A rete Wealth Management                                                          KEYS   0226?   CNS
A riel Distributors LLC
A rjent Services LLC                                                              ALZN   0235?   CNS
A RKA SECURITIES INC                                   ARKA   0443?   CNS
A rkansas Bankers Bank                                 ABBL   6706    TFT
A RMA FINANCIAL SERVICES INC                           ARMA   0226?   CNS
A rtisan Partners Distributors, LLC
A rvest Investments, Inc.
A rvest Investments, Inc.                              ARVS   0141?   CNS
A SB SECURITIES LLC
A scendiant Capital Markets, LLC
A shton Young, Inc.                                    MOMY   0279?   CNS
A skar Corp.                                           ASKR   0141?   CNS
A spen Equity Partners, LLC                            ASPN   0309?   CNS
A ssent LLC
A ssent LLC
A ssent LLC
A ssent, LLC
A ssent, LLC
A ssent, LLC
A ssent, LLC
A ssent, LLC
A ssent, LLC
A ssent, LLC
A ssent, LLC
A ssent, LLC
A ssent, LLC
A ssent, LLC
A ssent, LLC
A ssist Investment Management                          ASST   0279?   CNS
A ssociated Bank Green Bay
A ssociated Bond Brokers                               ABBI   0279?   CNS
A ssociated Investment Services, Inc.
A ssociated Investment Services, Inc.                  ASOI   0443?   CNS
A ssociated Securities Corporation
A ST Investor Services LLC                             ASTI   0226?   CNS
A storia Capital Markets, Inc.
A tis, Inc.                                            JEVO   0235?   CNS
A tlantic Financial Services of Maine, Inc.
A tlantic Trading Partners Incorporated                ATTR   0235?   CNS
A tlas One Financial Group, LLC                        AFGL   0161?   CNS
A tlas One Financial Group, LLC                        AOFG   0158?   CNS
A ton Securities, Inc.                                 ATON   0161?   CNS
A udobon Securities, Inc.                              AUDO   0418?   CNS
A uerbach Grayson & Co. Inc.
A ufhauser Securities, Inc.                            ARBI   0443?   CNS
A ura Financial Services, Inc.                         AURA   0750?   CNS
A uriga USA, Inc.                                      ARGA   0443?   CNS
A urora Capital LLC                                    AURC   0052?   CNS
A utomated Trading Desk Brokerage Services LLC
A utomated Trading Desk Financial Services, LLC
A ventura Securities, LLC                              AVEN   0226?   CNS
A vian Securities, LLC                                 AVIA   0443?   CNS
A viemore Funds
A vila Capital Markets, Inc.
A viva Life Insurance Company
A viva Life Insurance Company of New York
A VM L P                                               AVML   6704    TFT
A vondale Partners, LLC                                AVON   0226?   CNS
A WM Securities, Inc.
A X Trading, LLC
A XA ADVISORS INC                                      AXAA   0075?   CNS
A XA EQUITABLE LIFE INSURANCE COMPANY
A XA Equitable Life Insurance Company/Life Insurance
A XA NETWORK LLC
A xelrod Associates, Inc.                              AXEL   0727?   CNS
A xes, LLC
A xiom Capital Management, Inc.                        AXIO   0352?   CNS
A YRE Investments, Inc.                                AYRE   0052?   CNS
A zzad Funds
B AC FLORIDA INVESTMENTS CORP                          BCCS   0443?   CNS
B ackstrom McCarley Berry & Co., LLC                   BMCB   0103?   CNS
B aird (Robert W.) & Co., Incorporated                 BARD   0547    CNS
B aird Patrick & Co., Inc.                             BPAT   0443?   CNS
B aker & Co., Incorporated                             BCOM   0235?   CNS
B aker (C.P.) Securities Incorporated                  CPBC   0352?   CNS
B aldwin (Leigh) & Co., LLC                            LEBO   0226?   CNS
B aldwin Anthony Securities, Inc
B allew Investments, Inc.                              BALL   0443?   CNS
B allista Securities LLC
B anc of America Investment Services                   NBII   0226?   CNS
B anc of America Securities, LLC
B anc of America Specialist, Inc.
B anc West Investment Services
B anca IMI Securities Corp.                            BIMI   0136    CNS
B anco Votorantim Securities, Inc.
B anco Votorantim Securities, Inc.                     VOTO   0443?   CNS
B ancorp Bank (The)
B ancorp Bank (The)                                    TBBK   0226?   CNS
B ancorpSouth Investment Services, Inc.
B ancorpsouth Investment Services, Inc.                BSIS   0443?   CNS
B AND T SECURITIES INC                                                              BTSI   0226?   CNS
B anesto Securities, Inc.                                                           BSTO   0443?   CNS
B anif Securities Inc.
B anif Securities, Inc.                                                             BANF   0443?   CNS
B ank of America N.A.
B ank of America N.A./ GWIM TRUST OPERATIONS
B ank of America, N.A.                                                              NBNA   6737    TFT
B ank of America, N.A./Lasalle Bank N.A.
B ank of New York Mellon (The)
B ank of New York Mellon (The)/MIDCAP SPDRS
B ank of New York Mellon(The)/First Trust Exchange Traded Funds
B ank of New York Mellon/ Mellon Trust of New England, National Association (The)
B ank of New York Mellon/Mellon Securities Trust Co. (The)
B ank of New York Mellon/RRZ Public Markets, Inc. (The)                             RRZP   6033    TFT
B ank of New York Mellon/Southtrust Bank of Alabama (The)                           SALA   6523    TFT
B ank of Oklahoma, N.A.                                                             BOKL   6752    TFT
B ankers & Investors Co.                                                            BAIN   0279?   CNS
B ankers Bank                                                                       BBID   6409    TFT
B ankersBanc Capital Corporation                                                    BBCC   0750?   CNS
B ankoh Investment Services, Inc.                                                   PCIS   0226?   CNS
B annockburn Partners, LLC
B annockburn Partners, LLC
B anyan Securities, LLC                                                             BNYN   0226?   CNS
B arclays Capital Inc.
B arclays Capital Inc./Barclays Celsius Funds Ireland/Malta
B arclays Capital, Inc.
B arclays Capital, Inc.
B arclays Capital, Inc.
B arclays Capital, Inc.                                                             BWEL   0229?   CNS
B arclay's Capital, Inc./Fixed Income                                               BCAP   7256    CNS
B arclays Capital, Inc./LE                                                          BCLE   0229    CNS
B arclays Capital, Inc./LE
B arclays Capital, Inc./LE
B arclays Capital, Inc./LE
B arclays Capital, Inc./LE
B arclays Capital, Inc./LE
B arclays Capital, Inc./LE
B arclays Capital, Inc./LE
B arclays Capital, Inc./LE
B arclays Capital, Inc./Market Maker
B aron Capital Inc.
B arrett & Company                                                                  BARR   0226?   CNS
B arrington Research Associates, Inc.                                               BRRR   0352?   CNS
B arron (Nancy) & Associates, Inc.                                                  NBAR   0226?   CNS
B arron Moore, Inc.                                                                 BMOR   0234?   CNS
B arton Creek Ltd.                                                                  BCLT   0309?   CNS
B ase Securities LLC                                                                CARL   0443?   CNS
B asic Investors, Inc.                                                              BACS   0234?   CNS
B asis Financial, LLC                                                               BFLN   0052?   CNS
B ATS TRADING INC
B ATS Trading, Inc.
B ATS Trading, Inc.
B ATS Trading, Inc.
B attenkill Capital, Inc.                                                           BATC   0161?   CNS
B aum (George K.) & Co.                                                             BAUM   0129    CNS
B ay Crest Partners, LLC
B BT INVESTMENT SERVICES INC
B BT INVESTMENT SERVICES INC                                                        BBTT   0702?   CNS
B BVA INVESTMENTS INC                                                               BCMR   0443?   CNS
B CP SECURITIES L LC                                                                BRCY   0443?   CNS
B eacon Capital Markets, LLC
B eacon Investment Company                                                          BICA   0443?   CNS
B eaconsfield Financial Services, Inc.
B eal (M.R.) & Company                                                              BEAL   0443?   CNS
B ear Creek Securities, LLC                                                         BCRK   0052?   CNS
B eck (H.), Inc.
B ecker & Suffern Ltd.                                                              BECS   0443?   CNS
B edford Securities, Inc.                                                           BSIN   0418?   CNS
B edrock Securities, LLC                                                            BRCK   0234?   CNS
B edrok Securities, LLC                                                             STLZ   0443?   CNS
B el Air Securities LLC                                                             BELS   0352?   CNS
B ellamah, Neuhauser & Barrett, Inc.                                                BNBB   0443?   cns
B elle Haven Investments, LP                                                        BHII   0443?   CNS
B elle Haven Investments, LP                                                        BHLP   0226?   CNS
B eloyan Investment Securities, Inc.                                                BELO   0052?   CNS
B enchmark Company, LLC (The)                                                       BNCH   0352?   CNS
B enchmark Financial Services, Inc.                                                 BHMK   0161?   CNS
B enchmark Investments, Inc.                                                        BMRK   0727?   CNS
B enefit Trust Company
B enefit Trust Company
B enjamin & Jerold Brokerage, Inc.                                                  BEJJ   0052?   CNS
B enjamin S. Edwards Incorporated
B enjamin Securities Investment Co., Inc.
B entley-Lawrence Securities, Inc.                                                  BLSI   0727?   CNS
B erean Capital, Inc.                                                               WHWL   0727?   CNS
B erghoff & Company, Inc.                                                           BEMC   0727?   CNS
B ermuda Investment Advisory Services                                               BERM   0443?   CNS
B ernardi Securities, Inc.                                                          BNDI   0443?   CNS
B ernstein (Sanford C.) & Co., Inc.                                                BERN   0013    CNS
B ERNSTEIN SANFORD C AND CO LLC                                                    SBER   0013?   CNS
B erry Shino Securities, Inc.                                                      BSAZ   0103?   CNS
B erthel, Fisher & Company Financial Services, Inc.                                BFFI   0226?   CNS
B ertolet Capital Trust
B erwyn Financial Services
B est Direct Securities, LLC
B estVest Investments Ltd.                                                         BSTV   0727?   CNS
B estVest Investments, Ltd.                                                        BVIS   0235?   CNS
B eta Capital Management
B eyer & Co.
B GB Securities Inc.
B GC Financial Inc.
B GC Financial Inc.
B GC Financial, Inc.
B GC Financial, Inc.
B GC Financial, Inc.
B GC Financial, L.P                                                                BGCF   0537    CNS
B HIL Distributors, Inc.
B HIL Distributors, Inc./Diamond Hill Funds
B HIL Distributors, Inc./Independent Franchise Partners US Franchise Equity Fund
B HIL Distributors, Inc./Matthews International Capital Management LLC
B HIL Distributors, Inc./Performance Funds
B HIL Distributors, Inc./Praxis Funds
B hirud Associates, Inc.                                                           BHIR   0352?   CNS
B HK Securities, LLC                                                               BHKS   0141?   CNS
B ianco Financial Inc.
B IDS TRADING L P                                                                  BIDS   0161?   CNS
B ill Few Associates, Inc.                                                         BFEW   0443?   CNS
B iltmore International Corp.
B iondo Asset Management LLC                                                       BGIA   0226?   CNS
B irchwood Securities Corp.
B iremis Corporation
B irkelbach Investment Securities, Inc.                                            BRKE   0443?   CNS
B ishop, Rosen & Co., Inc.                                                         BISH   0226?   CNS
B lack (James I.) & Co.                                                            BLCK   7031    CNS
B lackbook Capital LLC                                                             PHNX   0158?   CNS
B lackburn & Company                                                               BLKB   0642?   CNS
B lackRock Execution Services
B lackRock Institutional Trust Company, N.A.
B lackRock Investments, LLC
B lackRock Investments, LLC/BlackRock Global Funds
B lackRock Investments, LLC/Bond Allocation Target Shares
B lackRock Investments, LLC/ICS
B lackRock Investments, LLC/Provident Institutional Funds
B lair (William) & Company, LLC                                                    WBLR   0771    CNS
B lair (William) & Company, LLC
B laylock Robert Van, LLC                                                          BRVL   0443?   CNS
B ley Investments Group, Inc.                                                      BLEY   0443?   CNS
B ley Investments Group, Inc.                                                      BLAY   0443?   CNS
B linkbox, Ltd.
B lock Kelly Company
B loomberg Tradebook LLC
B loomberg Tradebook LLC
B lount Parrish & Co., Inc.                                                        BPCO   0750?   CNS
B lue Alternative Asset Management LLC
B lue Bay Capital Ltd.
B lue Capital Securities, Inc.                                                     BCSB   0352?   CNS
B lue Frog Solutions, Inc.
B lue Trading, Inc.
B lue Trading, Inc.
B luebid Brokerage, LLC                                                            BBBI   0443?   CNS
B luefin Research Partners, Inc.                                                   TUNA   0443?   CNS
B luefire Capital, LLC
B lueFire Capital, LLC
B lum (Robert) Municipals Inc.                                                     RBMU   0279?   CNS
B MA SECURITIES                                                                    BMAS   0158?   CNS
B MO CAPITAL MARKETS CORP
B MO CAPITAL MARKETS CORP
B MO Capital Markets GKST Inc.                                                     GKST   6001    TFT
B MO Harris Bank NA/M&I Trust                                                      MRIS   0992    TFT
B MO NESBITT BURNS INC CDS
B MO NESBITT BURNS SECURITIES LTD
B MO NESBITT BURNS TRADING CORP S A
B NB Paribas Prime Brokerage, Inc
B NP Paribas Investment Services, LLC
B NP Paribas Securities Corp.                                                      BNPS   0049    CNS
B NP Paribas Securities Corp.
B NP Paribas Securities Corp.
B NP Paribas Securities Corp.
B NP Paribas Securities Corp./Fixed Income                                         PARI   0630    CNS
B NP Paribas Securities Corp./Henderson Horizon Funds
B NY CAPITAL MARKETS INC                                                           BKCM   0443?   CNS
B NY CONVERGEX EXECUTION SOLUTIONS L LC                                            ECUT   0100    CNS
B NY Convergex Execution Solutions, LLC
B NY Convergex Execution Solutions, LLC
B NY Mellon Distributors Inc.
B NY Mellon Distributors Inc.
B NY Mellon Distributors Inc. Aston Funds
B NY Mellon Distributors Inc. Bogle Investment Management Funds of the RBB Fund, Inc.
B NY Mellon Distributors Inc. Consulting Group Capital Markets Funds
B NY Mellon Distributors Inc. E.I.I. Realty Securities Trust
B NY Mellon Distributors Inc. Fairholme Fund
B NY Mellon Distributors Inc. First Puerto Rico Family of Funds
B NY Mellon Distributors Inc. Fundvantage Trust
B NY Mellon Distributors Inc. Guidestone Funds
B NY Mellon Distributors Inc. High Mark Funds
B NY Mellon Distributors Inc. Highland Family of Funds
B NY Mellon Distributors Inc. Kalmar Pooled Investment Trust
B NY Mellon Distributors Inc. Marvin & Palmer Funds of the RBB Fund, Inc.
B NY Mellon Distributors Inc. Matson Family, Inc. Funds of the RBB Fund Inc.
B NY Mellon Distributors Inc. Matthews International Funds DBA Matthews Asia Funds
B NY Mellon Distributors Inc. Metropolitan West Funds
B NY Mellon Distributors Inc. MGI Funds
B NY Mellon Distributors Inc. Money Market Portfolio of the RBB Fund, Inc.
B NY Mellon Distributors Inc. Old Westbury Funds, Inc.
B NY Mellon Distributors Inc. Perimeter Capital Management Funds of the RBB Fund, Inc.
B NY Mellon Distributors Inc. Primerica Financial Services
B NY Mellon Distributors Inc. Robeco Investment Funds of the RBB Fund, Inc.
B NY Mellon Distributors Inc. Schneider Capital Management Funds of the RBB Fund, Inc.
B NY Mellon Distributors Inc. Spirit of America Investment Fund, Inc.
B NY Mellon Distributors Inc. Sterling Capital Funds
B NY Mellon Distributors Inc. Stratton Family of Funds
B NY Mellon Distributors Inc. The Industry Leaders Fund
B NY Mellon Distributors Inc. The Motley Fool Funds Trust
B NY Mellon Distributors Inc. The Torray Funds
B NY Mellon Distributors Inc./BNYM I.S. Trust Co FBO Fundmanager Clients
B NY Mellon Distributors Inc./BNYM I.S. Trust Co FBO JJB Hilliard WL Lyonds Inc.
B NY Mellon Distributors Inc./BNYM I.S. Trust Co FBO Managers Fund Wrap Program
B NY Mellon Distributors Inc./BNYM I.S. Trust Co FBO Morningstar Wrap Program
B NY Mellon Distributors Inc./BNYM I.S. Trust FBO Health Savings Account
B NY Mellon Distributors Inc./Simple Alternatives Funds of The RBB Fund, Inc.
B NY Mellon Distributors Inc./Versus Capital Multi-Manager Real Estate Income Fund LLC
B NY Mellon Securities LLC
B odell Overcash Anderson & Co.                                                          BOLL   0309?   CNS
B oe Securities Inc.                                                                     BOSE   0161?   CNS
B oenning & Scattergood, Inc.                                                            BOSC   0141?   CNS
B ofA Distributors, Inc.
B older Investment Partners
B olton Securities Corporation                                                           BLTN   0235?   CNS
B OM Capital                                                                             BCBM   0161?   CNS
B ond One, LLC                                                                           BDON   0750?   CNS
B onddesk Trading, LLC                                                                   BDTR   0226?   CNS
B onds.com, Inc                                                                          BNDS   0443?   CNS
B OSC INC                                                                                BOKI   0443?   CNS
B OSC INC                                                                                BOKF   6757    TFT
B otzum (C.A.) & Company                                                                 BOTZ   0052?   CNS
B ozarth, Newton & Murphy Securities, Inc.                                               BNMI   0226?   CNS
B PU Investment Management Inc.                                                          BZPI   0443?   CNS
B radesco Securities, Inc.                                                               BRSE   0226?   CNS
B ranch Banking and Trust Company
B randis Tallman LLC                                                                     NBST   0103?   CNS
B raver Stern                                                                            BRST   0443?   CNS
B raver Stern Securities Corp.
B raymen, Lambert & Noel Securities, Ltd.                                                BLNS   0309?   CNS
B raymen, Lambert and Noel Securities, Ltd.
B read and Butter Fund, Inc.
B rean Murray, Carret & Co., LLC                                                         BMUR   0158?   CNS
B rean Murray, Carret & Co., LLC                                                         CRRT   0443?   CNS
B recek & Young                                                                          BYAI   0226?   CNS
B RENT H D & COMPANY                                                                     BRNT   0235?   CNS
B riarcliff Capital Corp.                                                                KART   0234?   CNS
B riggs-Ficks Securities, LLC                                                            BFSL   0235?   CNS
B righton Securities Corp.                                                               BGHT   0141?   CNS
B rill Securities, Inc.                                                                  BRIL   0352?   CNS
B rinker Capital Securities Corp.                                                        BRNK   0226?   CNS
B rinson Patrick Securities Corporation
B rittingham, Inc.                                                                       BRIT   0226?   CNS
B road Street Securities                                                                 BDST   0352?   CNS
B roadband Capital Management, LLC                                                       BAND   0226?   CNS
B rockhouse & Cooper, Inc.
B roker Dealer Financial Services Corp.
B roker Dealer Financial Services Corp.                                                  BKFC   0141?   CNS
B rookshire Securities Corporation                                                       BSCT   0052?   CNS
B rookshire Securities Corporation                                                       BSCO   0750?   CNS
B rookstone Securities, Inc.
B rookstone Securities, Inc.                                                             RSIC   0309?   CNS
B rookview Capital LLC
B rown & Brown Securities, Inc.                                                          BRBR   0279?   CNS
B rown Advisory Securities, LLC                                                          BSEC   0141?   CNS
B rown Associates, Inc.                                                                  BWNA   0235?   CNS
B rown Brothers Harriman & Co.                                                           BBHC   0010    CNS
B rown Brothers Harriman & Co.
B rown Brothers Harriman & Co./BBH Collective Investment Series Trust
B rown Brothers Harriman and Company/ETF
B rown, Lisle/Cummings, Inc.                                                             BRLI   0226?   CNS
B rownstone Investment Group
B TG Capital Corp
B TIG L LC
B TIG L LC
B TIG, LLC
B TIG, LLC                                                          BTIX   0352?   CNS
B TN RESEARCH INC                                                   BTNR   0161?   CNS
B uckingham Research Group Incorporated (The)                       BUCK   0226?   CNS
B uckman, Buckman & Reid, Inc.                                      BBRF   0158?   CNS
B uckman, Buckman & Reid, Inc.                                      BKRT   0235?   CNS
B uell Securities Corp.                                             BUEL   0443?   CNS
B ulltick Securities, Inc.                                          BLTS   0443?   CNS
B ulltick, LLC
B urch & Co., Inc.                                                  BURC   0234?   CNS
B urke & Quick Partners LLC
B urke, Lawton, Brewer & Burke, LLC                                 BURK   0141?   CNS
B urnham Securities Inc.
B urnham Securities Inc.                                            BRNM   0352?   CNS
B urrill LLC
B utler Larsen Pierce & Company, Inc.                               BLPC   0279?   CNS
B uttonwood Partners, Inc.                                          BPWP   0226?   CNS
C abrera Capital Markets, Inc.                                      CABA   0161?   CNS
C abrera Capital Markets, Inc.                                      CABR   0443?   CNS
C adaret, Grant & Co. Inc.
C adaret, Grant & Co., Inc.                                         CGAT   0443?   CNS
C adena Capital Group
C ain Brothers & Company, LLC                                       CBCI   0443?   CNS
C alamos Financial Services LLC
C alamos Financial Services LLC/Calamos Global Fund PLC
C aldwell International Securities Corporation                      CISC   0279?   CNS
C aldwell Securities Ltd./CDS
C aldwell Securities, Incorporated
C aldwell Trust Company
C ales Investments, Inc.
C allaway Financial Services, Inc.                                  CALL   0309?   CNS
C alton & Associates, Inc.                                          CALT   0279?   CNS
C alvert Investment Distributors, Inc.
C ambria Capital, LLC                                               CAMC   0052?   CNS
C ambridge Investment Research, Inc.                                CIRI   0443?   CNS
C amelot Investment Advisors, Ltd.                                  ARGU   0226?   CNS
C anaccord Adams Inc.
C anaccord Capital Corporation/CDS
C anaccord Genuity Corp.CDS
C anaccord Wealth Management (USA) Inc.
C antella & Co., Inc.
C antella & Co., Inc.                                               CTLA   0226?   CNS
C anterbury Consulting Incorporated                                 CTBY   0141?   CNS
C antone Research, Inc.                                             CANR   0141?   CNS
C antor Fitzgerald & Co.                                            CANT   0696    TFT
C antor Fitzgerald & Co.
C antor Fitzgerald & Co.                                            CFCS   0501?   CNS
C antor Fitzgerald & Co. - Cantor Clearing Services                 CSPD   0197    CNS
C antor Fitzgerald & Co./Aqua Securities, L.P.                      AQUA   7310    CNS
C antor Fitzgerald & Co./Debt Capital Markets                       CFCO   7311    CNS
C antor, Weiss & Friedner, Inc.                                     CWEI   0443?   CNS
C ape Securities Inc.                                               CAPE   0226?   CNS
C apital Analysts Inc.
C apital Analysts, Inc.                                             CAPI   0443?   CNS
C apital Financial Services, Inc.
C apital Group Securities (The)                                     CGSE   0727?   CNS
C apital Growth Resources, Inc.                                     WALT   0158?   CNS
C apital Guardian Trust Company
C apital Guardian Trust Company/Capital International Funds
C apital Guardian Trust Company/CGPCS
C apital Institutional Services, Inc.
C apital Institutional Services, Inc.                               CIST   0161?   CNS
C apital Integration Systems LLC
C apital Investment Brokerage Inc.                                  CAPB   0750?   CNS
C apital Investment Group, Inc.
C apital Investment Group, Inc.
C apital Investment Group, Inc.                                     CAPG   0750?   CNS
C apital Investment Services, Inc.
C apital Management Securities, Inc.
C apital One Investment Services LLC/Chevy Chase Securities, Inc.
C apital One Southcoast, Inc.                                       SOCO   0443?   CNS
C apital Path Securities, LLC                                       PATH   0052?   CNS
C apital Path Securities, LLC                                       CAPT   0512?   CNS
C apital Portfolio Management Inc.                                  CPMI   0352?   CNS
C apital Securities Investment Corporation                          CSIC   0226?   CNS
C apital Securities of America, Inc.                                CPAM   0141?   CNS
C apital Select Investment                                          CSIN   0235?   CNS
C apital Synergy Partners                                           CSPI   0235?   CNS
C apitalquest Securities, Inc.                                      CQSI   0443?   CNS
C apitol Securities and Associates, Inc.                            HSCO   0226?   CNS
C apitol Securities Management, Inc.                                CSMI   0443?   CNS
C apitol Securities Management, Inc.                                CSCV   0702?   CNS
C apmark Securities Inc.                                            NEWM   0443?   CNS
C APMARUSA, LLC
C apNet Securities Corporation                           MITC   0279?   CNS
C aprock Securities, Inc.                                CLSI   0279?   CNS
C apstone Asset Planning Co./Capstone Church Bond Fund
C apstone Financial Services, Inc.
C apstone Investments
C ardinal Bank
C ardinal Investments Inc.                               CRDL   0235?   CNS
C arey, Thomas, Hoover & Breault, Inc.                   HOOV   0279?   CNS
C arillon Investments, Inc.                              CLLN   0226?   CNS
C aris & Company, Inc.                                   CRIS   0443?   CNS
C ARL P SHERR AND COMPANY                                SHRR   0443?   CNS
C arlin Equities LLC                                     CLYN   0443?   CNS
C arnes Capital Corp.
C arolina Capital Markets, Inc.                          CARC   0702?   CNS
C arolina Municipal Securities, Inc.                     COLA   0235?   CNS
C arolinas Investment Consulting, LLC                    CICL   0141?   CNS
C arr Securities Corp.                                   CARR   0226?   CNS
C arter, Terry & Company, Inc.                           CATE   0235?   CNS
C arty & Company, Inc.                                   CART   0443?   CNS
C ary Street Partners LLC                                CARY   0141?   CNS
C ascade Investment Group, Inc.                          BJRC   0235?   CNS
C asey Professional Services, LLC
C asimir Capital, L.P.                                   CSMR   0226?   CNS
C asimir Capital, L.P.
C ass (Quincy) Associates Inc.                           QCAS   0226?   CNS
C astleOak Securities, L.P                               COAK   0197?   CNS
C astlewood Securities LLC                               RFLL   0352?   CNS
C athay Securities, Inc.
C BIZ FINANCIAL SOLUTIONS INC
C BIZ FINANCIAL SOLUTIONS INC                            BGSG   0226?   CNS
C C1132reditex Securities Corporation                    CTSC   0443?   CNS
C CM Securities LLC                                      TURN   0352?   CNS
C CO Investment Services Corp
C D Funding Securities, LLC
C DS CLEARING AND DEPOSITORY SERVICES INC
C eladon Financial Group LLC
C eladon Financial Group, LLC
C entaurus Financial Inc.                                CNFI   0443?   CNS
C entennial Securities Company, LLC                      CTNL   0141?   CNS
C enterState Bank of Florida, N.A.                       CSFL   6770    TFT
C entral Securities, LLC                                 CENT   0750?   CNS
C entral States Capital Markets, LLC                     CSCM   0443?   CNS
C entral Trust Bank
C entral Trust Bank                                      CTBK   0226?   CNS
C enturion Institutional Services Inc.                   CETR   0352?   CNS
C enturion Life Insurance Company
C eros Financial Services, Inc.
C eros Financial Services, Inc.
C eros Financial Services, Inc.                          CERS   0226?   CNS
C ert Direct Securities Inc.                             CDSO   0750?   CNS
C F GLOBAL TRADING                                       CFGT   0161?   CNS
C F Global Trading, LLC                                  CFGO   0443?   CNS
C FD INVESTMENTS                                         CFDI   0235?   CNS
C FT SECURITIES L LC                                     QBSI   0352?   CNS
C G COMPASS USA LLC
C hapdelaine & Co.
C hapdelaine Corporate Securities
C hapin, Davis                                           CHDA   0141?   CNS
C hardan Capital Markets LLC
C harles Morgan Securities, Inc.
C harles River Brokerage LLC                             CRBC   0161?   CNS
C harles River Brokerage LLC
C harles Schwab & Co. Inc./ Charles Schwab Bank
C harles Schwab & Co. Inc./MF Clearing Services
C harles Schwab & Co., Inc.                              CHAS   0164    CNS
C harles Schwab & Co., Inc.
C harles Schwab Bank
C harles Vista, LLC                                      CVTA   0052?   CNS
C harleston Capital Corporation                          CLAY   0309?   CNS
C harter One Securities Inc.
C harter Pacific Securities, LLC                         CPSL   0750?   CNS
C hase Investment Services Corp.
C hase Investment Services Inc.                          CISI   0352?   CNS
C hatsworth Securities LLC                               CHTS   0279?   CNS
C heevers & Company Inc                                  CHBC   0161?   CNS
C heevers Hand & Angeline, Inc.                          CBFG   0750?   CNS
C hela Technology Partners, LLC                          CAMM   0352?   CNS
C helsea Financial Services                              CFIN   0309?   CNS
C hevy Chase Trust Company
C hicago Analytic Trading Company, LLC
C hicago Analytical Trading Company, LLC                 CATC   0443?   CNS
C hicago Board of Options Exchange/Bear Stearns
C hicago Board Options Exchange, Inc.
C hickasaw Securities, LLC                               CHCK   0352?   CNS
C hilian Partners L.P.                                   CHIL   0352?   CNS
C hoice Investments                                      COCE   0279?   CNS
C hopper Securities LLC
C hurchill Capital USA, Inc.
C hurchill Financial LLC                                                    CHCH   0352?   CNS
C IBC WOOD GUNDY SECURITIES INC
C IBC WORLD MARKETS CORP                                                    CWMK   0438    CNS
C IBC World Markets Corp.
C IBC World Markets Corp.
C IG CORP
C IG Securities                                                             CIGC   0052?   CNS
C IM SECURITIES LLC
C itadel Securities LLC                                                     CDRG   0395    CNS
C itadel Securities LLC
C itadel Securities LLC
C itadel Securities LLC
C itadel Securities LLC
C itadel Securities LLC                                                     PRDG   0395?   CNS
C itadel Securities LLC
C itadel Securities LLC
C itadel Securities LLC
C itation Financial Group, L.P.                                             CITA   0443?   CNS
C itibank, N.A.
C iticorp Financial Services Corporation
C itigroup Global Markets Inc.
C itigroup Global Markets Inc.
C itigroup Global Markets, Inc.                                             SBSH   0418    CNS
C itigroup Global Markets, Inc.
C itigroup Global Markets, Inc.
C itigroup Global Markets, Inc.
C itigroup Global Markets, Inc./Salomon Brothers                            SALB   0274    CNS
C itigroup Private Bank & Trust
C itizens Investment Services Corp.                                         CISV   0226?   CNS
C ity National Bank
C ity National Bank, Beverly Hills, California                              CBEV   0226?   CNS
C ity National Securities Inc.                                              CNSI   0226?   CNS
C ity Securities Corporation                                                CITY   0141?   CNS
C ivilian Capital, Inc.                                                     TCTC   0234?   CNS
C JS SECURITIES INC                                                         CJSI   0352?   CNS
C JS Securities, Inc.
C lancy Financial Services, Inc                                             CLAN   0284?   CNS
C larity Fund, Inc.
C lark Dodge & Co., Inc.                                                    CLRK   0235?   CNS
C larke Lanzen Skalla Investment Firm, LLC
C layton, Lowell & Conger Inc.                                              CLCI   0052?   CNS
C learing Services of America                                               CSOA   0443?   CNS
C learview Correspondent Services, LLC                                      CLRV   0702    CNS
C learview Correspondent Services, LLC                                      BBNT   0702?   CNS
C learview Trading Advisors Inc.
C leary Gull Inc.                                                           TGUL   0235?   CNS
C M LIFE INSURANCE COMPANY
C M SECURITIES INC                                                          CMSE   0158?   CNS
C MG INSTITUTIONAL TRADING LLC                                              CMGS   0727?   CNS
C NBS LLC                                                                   CNBS   6707    TFT
C oastal Equities, Inc.                                                     COAS   0141?   CNS
C oastal Securities L.P.                                                    COST   0443?   CNS
C obra Trading, Inc.
C oburn & Meredith, Inc.                                                    COBR   0443?   CNS
C ohen & Company Capital Markets, LLC
C ohen & Steers Securities LLC
C ohen Bros. & Company                                                      COHN   0235?   CNS
C ohen Bros. & Company                                                      CDOI   0727?   CNS
C oker & Palmer                                                             COKE   0352?   CNS
C oker & Palmer                                                             CPPM   0443?   CNS
C oldwater Securities Incorporated
C ollier Browne & Company                                                   CBCB   0309?   CNS
C ollins & Co.                                                              COLL   0235?   CNS
C ollins Capital Advisors, LLC
C ollins Stewart Inc.                                                       CSTI   0352?   CNS
C ollins Stewart, Inc.                                                      STEW   0352?   CNS
C olonial Securities Inc.                                                   COLS   0158?   CNS
C olumbia Management Investment Distributors, Inc.
C olumbia Management Investment Distributors, Inc./Columbia 529 Plans
C olumbia Management Investment Distributors, Inc./Future Scholar
C olumbia Management Investment Distributors, Inc./Trust Collective Funds
C omerica Bank
C omerica Bank
C omerica Securities                                                        CMCA   0443?   CNS
C ommerce Bank Investment Services, Inc.                                    CICI   0443?   CNS
C ommerce Bank, N.A.                                                        CBKC   2170    TFT
C ommerce Brokerage Services                                                CMCE   0226?   CNS
C ommerce Street Capital, LLC                                               CSCL   0158?   CNS
C ommerz Markets LLC
C ommerzeBank Capital Corp.                                                 CCMC   0443?   CNS
C ommonwealth Annuity and Life Insurance Company
C ommonwealth Equity Services, L.L.P.
C ommonwealth Financial Network                                             CMMW   0226?   CNS
C ommonwealth Funding, Inc.
C ommonwealth Securities and Investments, Inc.                              CSII   0443?   CNS
C ommunity Bank, N.A.
C ompass Bank                                                               CBSS   2483    TFT
C ompass Bank/Asset Management Group
C ompass Brokerage, Inc.
C ompass Brokerage, Inc.                                            CBIN   0443?   CNS
C ompass Point Research & Trading, LLC
C omputershare Securities Corp.                                     CSCB   0161?   CNS
C omtex USA, LLC
C oncept Capital Markets, LLC                                       CCCM   0352?   CNS
C oncept Capital Markets, LLC
C oncept Capital Markets, LLC
C oncorde Funds, Inc.
C oncorde Investment Services, LLC                                  CNCD   0727?   CNS
C ondera Securities LLC                                             RDST   0352?   CNS
C ondor Securities, Inc.                                            COND   0226?   CNS
C onestoga Funds
C onifer Securities, LLC                                            CNFR   0443?   CNS
C onners & Co., Inc.                                                CONR   0235?   CNS
C onservative Financial Services, Inc.                              CONF   0235?   CNS
C onsolidated Capital Management, Inc.                              CONC   0727?   CNS
C onsolidated Financial Investments, Inc.                           CFII   0352?   CNS
C onsolidated Research LLC                                          CRLC   0161?   CNS
C onstellation Wealth Advisors LLC                                  CWAA   0443?   CNS
C onsultiva Securities, Inc.                                        CONS   0141?   CNS
C ontinental Investors Services, Inc.                               CONT   0279?   CNS
C OOPER C K AND COMPANY INC                                         CKCC   0052?   CNS
C ooper Malone McClain Inc.                                         CMMC   0279?   CNS
C oordinated Capital Securities, Inc.                               COOR   0141?   CNS
C orby Capital Markets, Inc.                                        CRBY   0226?   CNS
C ORE Marketing Inc
C orinthian Partners, LLC                                           CRTH   0443?   CNS
C ormark Securities Inc./Valeurs Moilieres Cormark Inc.
C orporate Investments Group Inc.                                   CINV   0234?   CNS
C ortview Capital Securities LLC                                    CORT   0443?   CNS
C osse International Securities Inc.                                COSE   8153    CNS
C ost Containment Services, Inc.                                    COCS   0352?   CNS
C oughlin & Co., Inc.                                               CGLN   0103?   CNS
C ountry Capital Inc.                                               CMGT   0235?   CNS
C ountry Club Bank, Kansas City                                     CCBI   6744    TFT
C ountry Trust Bank
C ountry Trust Bank/CCMC
C ourtlandt Securities Corporation                                  COSC   0309?   CNS
C owen & Company, LLC                                               COWP   0226?   CNS
C owen & Company, LLC                                               COWN   0226?   CNS
C owen and Company, LLC                                             COWX   0161?   CNS
C owen and Company, LLC
C owen and Company, LLC
C oyle Securities LLC                                               COYL   0235?   CNS
C P CAPITAL SECURITIES                                              CPCG   0226?   CNS
C raig-Hallum Capital Group, LLC                                    CHLM   0161?   CNS
C redicorp Securities, Inc.                                         CRED   0443?   CNS
C redit Agricole Cheuvreux North America, Inc.
C redit Agricole Securities (USA) Inc.                              LYON   0651    CNS
C redit Suisse Asset Management Securities, Inc.
C redit Suisse Asset Management Securities, Inc./Luxembourg Funds
C redit Suisse Private Advisors                                     CSPA   0226?   CNS
C redit Suisse Securities (USA) LLC                                 FBCO   0355    CNS
C redit Suisse Securities (USA) LLC
C redit Suisse Securities (USA) LLC                                 FBPC   0443?   CNS
C redit Suisse Securities (USA) LLC
C rescent Securities Group, Inc.                                    CAGI   0279?   CNS
C rescent Securities Group, Inc.                                    CSNT   0309?   CNS
C ressman Esser Securities, Inc.                                    CESI   0727?   CNS
C rews & Associates, Inc.                                           CREW   5158    CNS
C RI SECURITIES INC                                                 CRII   0443?   CNS
C roft Funds Corporation
C ronin & Co., Inc.                                                 CRON   0443?   CNS
C ross Point Capital LLC.                                           SAAS   0309?   CNS
C rowell, Weedon & Co.                                              CWCO   0574    CNS
C rown Capital Securities, L.P.                                     CCSS   0443?   CNS
C RT Capital Group LLC                                              CRTG   0387    CNS
C RT CAPITAL GROUP LLC                                              CRTC   0443?   CNS
C rystal Capital Partners, LLC
C U Investment Solutions, Inc.
C umberland Brokerage Corporation                                   CUMB   0234?   CNS
C ummins Financial Corporation                                      JDCO   0235?   CNS
C UNA BROKERAGE SERVICES
C UNA Mutual Insurance Society
C urian Clearing, LLC
C urran Advisory Services, LLC                                      CLLC   0226?   CNS
C urren & Company                                                   CURR   0352?   CNS
C urtiswood Capital, LLC                                            CTWD   0052?   CNS
C USO FINANCIAL SERVICES INC                                        CUSO   0443?   CNS
C USO FINANCIAL SERVICES L P
C utter & Company Brokerage, Inc.                                   CUTT   0141?   CNS
C utter & Company, Inc.
C uttone & Co., Inc.
C uttone & Co., Inc.
D ahlman Rose & Co., LLC
D ahlman Rose & Company, LLC
D aily Access Corporation
D ain Correspondent Services                                          DCSD   0235?   CNS
D aiwa Capital Markets America Inc.                                   DAWA   0647    CNS
D aiwa Capital Markets America Inc.                                   DCMO   0352?   CNS
D aiwa Securities Trust Company
D akota Securities International, Inc.                                DAKO   0052?   CNS
D ale K. Ehrhart, Inc.                                                DKEI   0141?   CNS
D arbie (J.H.) & Co., Inc.                                            JDRB   0158?   CNS
D ardis (Jack) & Associates                                           JDAA   0443?   CNS
D art Executions, LLC                                                 DCVL   0501?   CNS
D art Executions, LLC
D art Executions, LLC
D art Executions, LLC
D art Executions, LLC
D art Executions, LLC
D art Executions, LLC
D arwood Associates, Inc.                                             DARA   0235?   CNS
D augherty Cole, Inc.                                                 DAGH   0443?   CNS
D avenport & Company LLC                                              DAVA   0715    CNS
D avid Harris & Co., Inc.                                             DHCO   0235?   CNS
D avidson (D.A.) & Co. Inc.                                           DADA   0361    CNS
D avis Distributors, LLC
D avis Distributors, LLC/Clipper Fund
D avis Distributors, LLC/Davis Fund Sicav
D avis Distributors, LLC/Selected
D avis Securities LLC                                                 DAVS   0226?   CNS
D awson James Securities, Inc.                                        DJSI   0226?   CNS
D awson James Securities, Inc.
D BTC AMERICAS PRIVATE BANK
D C EVANS AND COMPANY L LC                                            EVAN   0234?   CNS
D e La Rosa (E.J.) & Co., Inc.                                        EDLR   0103?   CNS
D EAM INVESTOR SERVICES INC
D EAM INVESTOR SERVICES INC D WS INVESTMENT S A
D eep ATS, LLC
D elafield & Hambrecht, Inc.                                          DELA   0443?   CNS
D elaney Equity Group LLC                                             DLNY   0052?   CNS
D elaware Distributors L.P.
D elaware Distributors, L.P./Delaware Investments Global Funds, PLC
D elaware Distributors, L.P./Optimum Funds
D elta Equity Services Corp.                                          RAYG   0443?   CNS
D elta Trust Investments, Inc.                                        DTII   0141?   CNS
D eMatteo Moness, LLC
D empsey Financial Network                                            DEMF   0443?   CNS
D empsey Lord Smith, LLC                                              DLSI   0226?   CNS
D enison (H.C.) Co.                                                   DENI   8100    CNS
D epfa First Albany Securities, LLC                                   DEFA   0443?   CNS
D escap Securities, Inc.
D esjardins Securities Inc./CDS
D esjardins Securities International, Inc.
D estra Capital Investments LLC
D etwiler, Mitchell, Fenton & Graves, Inc.                            FEDE   0226?   CNS
D eutsche Bank Securities Inc.                                        DBAB   0573    CNS
D eutsche Bank Securities Inc.                                        DBPC   0443?   CNS
D eutsche Bank Securities Inc.
D eutsche Bank Securities Inc.
D eutsche Bank Securities Inc.
D eutsche Bank Securities Inc.
D eutsche Bank Securities Inc.
D eutsche Bank Securities Inc.
D eutsche Bank Securities Inc.
D eutsche Bank Securities Inc.                                        DBIB   0573?   CNS
D eutsche Bank Securities Inc.
D eutsche Bank Securities Inc.
D eutsche Bank Securities Inc.
D eutsche Bank Securities Inc.                                        DBKS   0573?   CNS
D eutsche Bank Securities Inc.
D eutsche Bank Securities Inc.
D eWaay Financial Network, LLC                                        DWFN   0443?   CNS
D FA Securities LLC
D iamant Investment Corp.                                             DAVE   0344    CNS
D iamond Hill Securities, Inc.
D illon Gage Securities Inc.                                          DILG   0279?   CNS
D inosaur Securities LLC
D inosaur Securities, LLC                                             TREX   0226?   CNS
D inosaur Securities, LLC                                             DINO   0234?   CNS
D irect Access Brokerage Services, Inc.
D irect Access Brokerage Services, Inc.
D irect Access Partners LLC                                           DAPJ   0161?   CNS
D irect Access Partners LLC
D irect Access Partners LLC
D irect Edge ECN LLC
D irect Edge ECN LLC
D irect Trading Institutional LP                                      DTAP   0161?   CNS
D itto Trade, Inc.
D ivine Capital Markets, LLC                                          DIVA   0158?   CNS
D J St Germain Co., Inc.                                              DJST   0443?   CNS
D LS CAPITAL PARTNERS INC                                             DLSC   0309?   CNS
D ME Securities, LLC
D MG SECURITIES INC                                                   DSGG   0226?   CNS
D NB Nor Markets, Inc.
D odge & Cox Funds
D oft & Co., Inc.                                                         DOFT   0443?   CNS
D oley Securities LLC                                                     DOLY   0279?   CNS
D oley Securities, LLC
D omestic Financial Service, Inc.                                         DFIC   0279?   CNS
D omestic Securities Inc.                                                 DSIP   0234?   CNS
D omestic Securities Inc.
D ominick & Dominick, Inc./CDS                                            DOMK   0443?   CNS
D ominion Investor Services Inc.                                          DOMI   0309?   CNS
D onnelly Penman & Partners Inc.
D orn & Co., Inc.
D orsey & Co. Inc.                                                        DORS   0141?   CNS
D ougherty & Company LLC                                                  DOTC   0352?   CNS
D ouglas & Co. Municipals                                                 DGLS   0443?   CNS
D owling & Partners Securities LLC
D ownstate Securities Group, Inc.                                         DDBI   0727?   CNS
D PEC Capital, Inc.                                                       IPRV   0750?   CNS
D ratel Group, Inc. (The)                                                 DRAT   0571?   CNS
D rexel Hamilton, LLC
D reyfus Service Organization, Inc.
D riehaus Securities LLC
D riehaus Securities LLC / Driehaus Active Income Fund
D RU Stock, Inc.
D SIL INVESTMENT SERVICES
D u Pasquier & Co., Inc.                                                  PASQ   0443?   CNS
D ubeau Capital USA, Inc.
D uncan & Williams, Inc.                                                  DNWL   0443?   CNS
D uncan (R.M.) Securities Inc.                                            DCAN   0279?   CNS
D undee Securities Corporation
D unham & Associates Investment Counsel, Inc.
D uniya Trading, Inc.
D unmore Trading LLC
D upree & Company, Inc.
D WM Securities Inc./CDS
D WS INVESTMENTS DISTRIBUTORS INC
D WS Investments Distributors Inc./Most 529
D WS INVESTMETNS DISTRIBUTORS INC DEUTSCHE BANK
D XS Investment Distributors, Inc.                                        DIDI   0443?   CNS
D ynamex Trading, LLC
D ynasty Capital Partners, Inc
D Z FINANCIAL MARKETS L LC
E 1 Asset Management, Inc.                                                EVRS   0052?   CNS
E agle Fund Distributors, Inc.
E agle Life Insurance Company
E agle One Investments, LLC
E arlybird Capital, Inc.                                                  EBRD   0103?   CNS
E ast Shore Partners, Inc.
E ast West Securities Co.                                                 EWSC   0158?   CNS
E astern Bank Capital Markets                                             EAST   6742    TFT
E aton Vance Distributors, Inc.
E aton Vance Distributors, Inc. Exchange Funds
E aton Vance Distributors, Inc. US Charitable
E aton Vance Distributors, Inc./Eaton Vance International (Ireland) PLC
E aton Vance Distributors, Inc./Eaton Vance Trust Company
E aton Vance Distributors, Inc./Eaton Vance Variable Trust Funds
E BX L LC                                                                 EBXL   0161?   CNS
E DHJ Brokerage, L.L.C                                                    ACSL   0226?   CNS
E DI FINANCIAL INC                                                        EDIF   0309?   CNS
E dward Jones / CDS
E FG CAPITAL INTERNATIONAL                                                EFGC   0352?   CNS
E H Smith Jacobs & Co, Inc.
E KN FINANCIAL SERVICES INC                                               EKNS   0052?   CNS
E lectronic Access Direct, Inc.
E lectronic Access Direct, Inc.                                           GLBA   0234?   CNS
E lectronic Access Direct, Inc.
E lectronic Brokerage Systems, LLC
E lectronic Securities Processing (ESPN) LLC
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transaction Clearing, Inc.
E lectronic Transactions Clearing, Inc.
E levation LLC                                                                         ELTD   0161?   CNS
E levation, LLC                                                                        ELEV   0750?   CNS
E lish & Elish Brokerage and Research                                                  ELSH   0052?   CNS
E lliott-Ledgerwood & Co.                                                              ETLD   0235?   CNS
E mergent Financial Group, Inc.                                                        VTMW   0235?   CNS
E merging Growth Equities, Ltd.                                                        EGRO   0226?   CNS
E mmet & Co., Inc.                                                                     EMET   5234    TFT
E mpire Asset Management Company                                                       EAMC   0226?   CNS
E mpire Financial Group, Inc.
E mpirical Research Partners LLC
E ncompass Fund
E nglish Concepts, Inc.                                                                PMAS   0443?   CNS
E quibond Inc.                                                                         EQAL   0103?   CNS
E quinox Securities, Inc.                                                              EQNX   0052?   CNS
E quitable Advisors, Inc.                                                              STAD   0141?   CNS
E quitas America, LLC                                                                  EQUA   0443?   CNS
E quity Concepts                                                                       EQCP   0494?   CNS
E quity Services, Inc.
E quity Services, Inc.                                                                 EQSV   0226?   CNS
E quity Station, Inc.                                                                  ESTF   0226?   CNS
E quity Station, Inc.
E room Securities LLC
E room Securities LLC
E room Securities LLC
E room Securities LLC
E S Financial Services, Inc.                                                           ESFS   0443?   CNS
E SN NORTH AMERICA INC
E sposito Securities, LLC
E sposito Securities, LLC
E ssex National Securities, Inc.
E ssex Radez LLC
E ssex-Radez LLC
E strada Hinojosa & Co.
E strada-Hinojosa & Company, Inc.                                                      ESTR   0309?   CNS
E T HREE M INVESTMENTS INC
E tech Securities, Inc.
E thos Securities Corp.                                                                ETOS   0161?   CNS
E TRADE CAP MKTS C HXL TRADING
E TRADE CAP MKTS/SPECIAL ACCOUNT
E TRADE CAPITAL MARKETS D EMP
E TRADE CAPITAL MARKETS L LC
E TRADE CAPITAL MARKETS L LC
E TRADE CAPITAL MARKETS L LC                                                           ETRF   0161?   CNS
E Trade Capital Markets, LLC
E Trade Capital Markets, LLC
E TRADE CLEARING LLC                                                                   ETCL   0385    CNS
E TRADE SECURITIES, LLC                                                                ETRS   0385?   CNS
E ULAV Securities LLC
E uro Pacific Capital, Inc.                                                            EURP   0226?   CNS
E uronet Securities Corp.
E uropa Securities, LLC
E vercore Group LLC
E vertrade Direct Brokerage, Inc.                                                      EVER   0234?   CNS
E volution Securities US Inc,                                                          ESUS   0443?   CNS
E volve Securities, Inc.                                                               EVOL   0226?   CNS
E W INVESTMENTS INC                                                                    EWIN   0226?   CNS
E wing Capital, Inc.                                                                   EWGC   0161?   CNS
E WT, LLC
E xane, Inc.
E xcel Securities and Associates, Inc.                                                 EXCS   0443?   CNS
E xecution Noble LLC
Eaton Vance Distributors, Inc./Eaton Vance International (Caymen Islands) Funds LTD.
F actfet Systems, Inc.                                                                 FAFT   0161?   CNS
F agenson & Co. Inc.                                                                   FAGI   0158?   CNS
F alcon Research, Inc.                                                                 FLCN   0158?   CNS
F alcon Research, Inc.
F allen Angels Family of Funds
F amily Income Planning, Inc
F amily Investors Co.                                                                  FAMV   0226?   CNS
F amily Management Securities, LLC                                              FMGT   0443?   CNS
F arina & Associates, Inc.
F arina & Associates, Inc.
F arina & Associates, Inc.
F ator Securities
F BR Investment Services, Inc.
F BT INVESTMENTS INC                                                            FBTI   0443?   CNS
F CG ADVISORS LLC                                                               FCGA   0226?   CNS
F CNB Investments                                                               FCNB   0052?   CNS
F ederal Life Insurance Company(Mutual)
F ederated Investors Corp.
F ederated Securities Corp./Federated International Management Limited
F ederated Securities Inc.
F eil Daily Investment Company                                                  LGLL   0141?   CNS
F eldman Securities Group, LLC
F eldman, Ingardona & Co.                                                       FMAC   0226?   CNS
F eltl and Company                                                              FLTL   0226?   CNS
F enimore Asset Management Trust
F erretti Group, Inc.
F FP SECURITIES                                                                 FFPS   0443?   CNS
F idelity Brokerage Services LLC                                                FIBS   0226?   CNS
F idelity Clearing Canada ULC
F idelity Clearing Canada ULC CDS
F idelity Distributors Corporation/Fidelity International Limited
F idelity Investments Institutional Services Co., Inc.
F idelity Investments Institutional Services Co., Inc. Fideltiy Destiny Plans
F idelity Investments Life Insurance Company
F idelity Investments Life Insurance Company/Fidelity Insurance Agency, Inc.
F idelity Security Life Insurance Company
F iduciary - SSB - DTC 0987
F iduciary Management Inc.
F iduciary Trust Company International
F ieldstone Services Corp.
F ifth Street Capital, LLC
F ifth Third Bank (The)
F ifth Third Securities, Inc.
F ifth Third Securities, Inc.                                                   OHIO   0226?   CNS
F IG PARTNERS LLC                                                               BNKS   0141?   CNS
F imat Preferred LLC
F inacorp Securities                                                            FINS   0161?   CNS
F inance 500, Inc.                                                              FANC   0234?   CNS
F inancial Advisers of America, LLC
F inancial Advisers of America, LLC                                             BOYS   0226?   CNS
F inancial Assets Corporation                                                   FACA   0443?   CNS
F inancial Counseling Corporation                                               FINC   0443?   CNS
F inancial Designs Corporation
F inancial Institution Marketing Company, Inc.
F inancial Network Investment Corporation
F inancial Network Investment Corporation                                       FNIC   0443?   CNS
F inancial Northeastern Securities Inc.                                         FNSJ   0352?   CNS
F inancial Planning Consultants Inc.                                            FPCI   0235?   CNS
F inancial Research Company                                                     FINR   0352?   CNS
F inancial Sciences, Inc.                                                       FISI   0158?   CNS
F inancial Telesis Inc.                                                         JWFS   0443?   CNS
F inancial West Group                                                           FINW   0226?   CNS
F inancial West Group, Inc
F inancorp Group International Corp.                                            FGIC   0226?   CNS
F intech Securities                                                             FINX   0727?   CNS
F integra, LLC
F integra, LLC                                                                  FINT   0443?   CNS
F irefly Capital, Inc.                                                          FFLY   0161?   CNS
F irst Allied Securities
F irst Allied Securities Inc.                                                   FAST   0352?   CNS
F irst American Capital and Trading Corporation                                 STCS   0158?   CNS
F irst American Municipals, Inc.                                                FAMI   0235?   CNS
F irst American Securities                                                      FAMS   0279?   CNS
F irst Analysis Securities Corporation
F irst Ballantyne, LLC                                                          FBLT   0750?   CNS
F irst Bank Puerto Rico Securities, Corp.                                       FBPR   0750?   CNS
F irst Bermuda Securities (BVI), Ltd.                                           BRMF   0158?   CNS
F irst Brokerage America, LLC                                                   FBAL   0226?   CNS
F irst Brokers Securities, Inc.                                                 FATS   0763    TFT
F irst Citizens Financial Plus, Inc.                                            FCFP   0141?   CNS
F irst Citizens Investor Services, Inc.                                         FCIT   0443?   CNS
F irst Clearing LLC                                                             FCCP   0141    CNS
F irst Clearing, LLC/Wachovia Securities
F irst Clearing, LLC/WFA LLC
F irst Clearing, LLC/WFA LLC                                                    RAGN   0141?   CNS
F irst Commercial Bank of Birmingham, Alabama                                   FCBI   6755    TFT
F irst Dallas Securities, Inc.                                                  FDSI   0141?   CNS
F IRST DISCOUNT BROKERAGE INC                                                   FDSC   0158?   CNS
F irst Dominion Capital Corporation
F irst Empire Securities, Inc.                                                  FESI   0443?   CNS
F irst Financial Equity Corp.
F irst Georgetown Securities, Inc.                                              FGOE   0226?   CNS
F IRST GLOBAL CAPITAL CORP
F IRST GLOBAL CAPITAL CORPORATION                                               FGCC   0226?   CNS
F irst Great-West Life & Annuity Insurance Company
F irst Heartland Capital Inc./Centerre Capital, LLC
F irst Heartland Capital, Inc                                                     FHCI   0443?   CNS
F irst Heartland Capital, Inc.
F irst Honolulu Securities Inc.                                                   FHON   0727?   CNS
F irst Independent Financial                                                      FIFS   0309?   CNS
F irst Integrity Capital Partners Corp                                            KACI   0279?   CNS
F irst Investors Corporation
F irst Investor's Corporation
F irst Kentucky Securities Corporation                                            FKSC   0235?   CNS
F irst London Securities Corporation                                              FLSD   0052?   CNS
F irst London Securities Corporation                                              FLSC   0309?   CNS
F irst Manhattan Co.                                                              FMCO   0443?   CNS
F irst Merger Capital Inc                                                         FSMG   0052?   CNS
F irst MetLife Investors Insurance Company
F irst Midstate Inc.                                                              FMID   6792    TFT
F irst Midwest Securities Inc.
F irst Midwest Securities, Inc.                                                   FMSI   0052?   CNS
F irst Midwest Securities, Inc.
F IRST MUNICH CAPITAL LLC                                                         MNCH   0352?   CNS
F irst National Bank of Omaha
F irst National Bank of Omaha/Nebraska Educational Savings Trust
F irst National Banker's Bank                                                     FNBB   6753    TFT
F irst National Capital Markets, Inc.                                             FNCM   6708    TFT
F irst New York Securities L.L.C.                                                 MPFG   0501?   CNS
F irst New York Securities LLC                                                    MPFI   0161?   CNS
F irst New York Securities LLC
F irst New York Securities LLC                                                    FNYS   0352?   CNS
F irst New York Securities LLC
F irst Pacific Mutual Fund, Inc.
F irst Republic Group, LLC                                                        REPG   0443?   CNS
F irst Republic Securities Co.
F irst Research Finance Inc.                                                      FIRF   0279?   CNS
F IRST SAINT LOUIS SECURITIES INC                                                 FLOU   0443?   CNS
F irst Securities Northwest Inc.
F irst Security Financial Advisors, Inc.                                          FSFA   0443?   CNS
F irst South Carolina Securities, Inc.                                            FSCC   6731    TFT
F irst Southern Securities LLC                                                    FRST   0309?   CNS
F irst Southwest Company                                                          FSWC   0309    CNS
F irst State Securities, Inc.
F irst Sun America/DVFS
F irst SunAmerica Life Insurance Company
F irst Symetra National Life Insurance Company of New York
F irst Tennessee Brokerage, Inc.
F irst Tennessee Brokerage, Inc.                                                  FTEN   0226?   CNS
F irst Tennessee Capital Markets                                                  FTCM   2445    TFT
F irst Trust Portfolios L.P./First Trust Series Funds
F irst Trust Portfolios, L.P.
F irst Trust Portfolios, L.P.                                                     FTLP   8244    CNS
F irst Trust Portfolios, L.P./F irst Defined Portfolios Fund LLC
F irst Tryon Securities, LLC                                                      TRYN   0352?   CNS
F irst Wall Street Corp.                                                          FWST   0234?   CNS
F irst Washington Corp.                                                           FWCO   0443?   CNS
F irst Western Advisors                                                           FWAI   0226?   CNS
F irst Western Securities                                                         FWSI   0141?   CNS
F irst Wilshire Securities Management, Inc.
F irst Winston Securities                                                         FWSS   6715    TFT
F irstMerit Insurance Agency, Inc.
F irstrade Securities Inc.
F isher (L.B.) & Company                                                          FISH   0727?   CNS
F isrt Merit Financial Services, Inc                                              FMFS   0226?   CNS
F ive Mile Capital Securities LLC                                                 FMCS   0234?   CNS
F ixed Income Capital Partners, LLC                                               FICP   0443?   CNS
F leet Enterprise, Inc.                                                           NUSA   0543?   CNS
F lexible Plan Investments, Ltd
F loor Broker Network Inc.                                                        FBNW   0418?   CNS
F lorida Atlantic Securities Corp.                                                FLAT   0226?   CNS
F lorida Investment Advisers                                                      FIAF   0443?   CNS
F MS BONDS INC                                                                    FMUS   0158?   CNS
F MSBONDS INC
F MSBONDS INC
F MSBONDS INC                                                                     MIAM   6440    TFT
F NBB CAPITAL MARKETS L LC                                                        FCML   0279?   CNS
F olger Nolan Fleming Douglas Incorporated                                        FNFD   0141?   CNS
F OLIOFN INVESTMENTS INC
F olioFN Investments, Inc                                                         FMES   0727?   CNS
F oothill Securities, Inc.
F ordham Financial Management, Inc.                                               FORD   0052?   CNS
F oreside Distribution Services, L.P.
F oreside Distribution Services, L.P./AmSouth Funds
F oreside Distribution Services, L.P./Asset Management Fund
F oreside Distribution Services, L.P./Cavanal Hill Funds
F oreside Distribution Services, L.P./First State Trust Company
F oreside Distribution Services, L.P./Horizon Global Advisors Umbrella Fund LLC
F oreside Distribution Services, L.P./HSBC Investor Funds
F oreside Distribution Services, L.P./IMS Funds
F oreside Distribution Services, L.P./IRT Mutual Funds
F oreside Distribution Services, L.P./IVA Fiduciary Trust
F oreside Distribution Services, L.P./IVA Global SICAV Fund
F oreside Distribution Services, L.P./Leader Short Ten Bond Fund
F oreside Distribution Services, L.P./Old Mutual Funds
F oreside Distribution Services, L.P./Old Mutual Global Funds PLC
F oreside Distribution Services, L.P./Permal Offshore Funds
F oreside Distribution Services, L.P./Ridgeworth Funds
F oreside Distribution Services, L.P./Signature Liquidity Fund, Ltd.
F oreside Distribution Services, L.P./Skandia Global Funds PLC
F oreside Distribution Services, L.P./SunTrust Bank Collective Trust Funds
F oreside Distribution Services, L.P./The Boston Trust & Walden Funds
F oreside Distribution Services, L.P./Union Bank of California N.A. Stable Val. Fund
F oreside Distribution Services, L.P./USAllianz Mutual Funds
F oreside Distribution Services, L.P./Victory Funds
F oreside Distribution Services, L.P./Victory Institutional Funds
F oreside Fund Services, LLC
F oreside Fund Services, LLC / Nomura Partners funds, Inc.
F oreside Fund Services, LLC./Dundee Wealth Funds
F oreside Fund Services, LLC/ Wright Investor
F oreside Fund Services, LLC/Aberdeen Funds
F oreside Fund Services, LLC/American Beacon Funds
F oreside Fund Services, LLC/Bennett Group of Funds
F oreside Fund Services, LLC/Bridgeway Funds
F oreside Fund Services, LLC/Century Funds
F oreside Fund Services, LLC/Del Rey Global Investors Fund
F oreside Fund Services, LLC/Henderson Global Funds
F oreside Fund Services, LLC/Liberty Street Funds
F oreside Fund Services, LLC/PMC Funds
F oreside Fund Services, LLC/Sound Shore Funds
F oreside Fund Services, LLC/Turner Funds
F oreside Fund Services, LLC/Wintergreen Fund
F oresight Investments, LLC                                                            FITE   0443?   CNS
F orest Securities, Inc.
F orester Funds, Inc.
F oresters Equity Services, Inc.
F orethought Life Insurance Company
F orge Financial Group Inc.                                                            FRGP   0750?   CNS
F orside Distribution Services LP/Northern Trust Funds
F orsyth Securities                                                                    FSII   0235?   CNS
F ortrend Securities, Inc.                                                             FORI   0052?   CNS
F ortune Securities, Inc.                                                              FRTN   0234?   CNS
F ounders Equity Securities, Inc.
F our Points Capital Partners LLC
F OUR ZERO ONE K INVESTMENT SERVICES TPA
F OUR ZERO ONE K STORE COM
F ourth Street Financial Group                                                         FORS   0161?   CNS
F ox River Execution Technology, LLC
F ox River Execution Technology, LLC
F ox River Execution Technology, LLC
F ox River Execution Technology, LLC
F ox Run Alpha Fund, L.P.                                                              FOXN   0352?   CNS
F ox, Reusch & Co., Inc.                                                               FOXR   6851    TFT
F PA FUND DISTRIBUTORS INC
F rank Funds
F ranklin Securities, LLC                                                              FRSE   0443?   CNS
F ranklin Street Securities, Inc.                                                      FSST   0443?   CNS
F ranklin/Templeton Distributors, Inc.
F RAZER LANIER CO                                                                      FLCO   6909    TFT
F red Alger & Co., Inc./Alger Sicav
F red Alger & Company, Incorporated
F red Alger & Company, Incorporated
F reedom Investments, Inc.                                                             FDMI   0571?   CNS
F reedom Investors Corp.                                                               FRIC   0279?   CNS
F reimark Blair & Co., Inc.                                                            FBLC   0161?   CNS
F ried (Albert) & Company, LLC                                                         AFCO   0284    CNS
F riedman Luzzatto & Co                                                                FRLZ   0103?   CNS
F riedman, Billings, Ramsey & Co., Inc.                                                FBRC   0352?   CNS
F rontegra Funds, Inc.
F rontier Financial Consultants, Inc.                                                  FFCI   0443?   CNS
F rontier Trust Company
F rontier Trust Company P.J. Robb Variable Corp.
F rost Brokerage Services, Inc.                                                        CUFT   0226?   CNS
F rost National Bank-Capital Markets                                                   FROS   6751    TFT
F RS SECURITIES L LC                                                                   FSEC   0161?   CNS
F SC SECURITIES                                                                        FSCS   0443?   CNS
F SC SECURITIES CORP
F SC Securities Corporation                                                            FSCN   0226?   CNS
F SC Securities Corporation/Advantage Capital
F TC CAPITAL MARKETS INC
F TN FINANCIAL SECURITIES CORP                                                         FTSC   0202    CNS
F ulcrum Securities, Inc.
F undQuest Incorporated
F unds Distributor, LLC
F unds Distributor, LLC GMO Trust
F unds Distributor, LLC MIRAE Asset Discovery Funds
F unds Distributor, LLC Munder Funds
F unds Distributor, LLC/Ashmore Funds
F urther Lane Securities L.P.
F usion Analytics Securities LLC
G abelli & Company, Inc.                                                               GABE   0141?   CNS
G abelli Funds - (NFDS)
G age-Wiley & Co., Inc.                                                             GGWI   0141?   CNS
G agnon Securities LLC
G AND L PARTNERS INC
G ar Wood Securities, LLC
G ar Wood Securities, LLC                                                           GARW   0352?   CNS
G arbacz Group Inc. (The)                                                           JGII   0443?   CNS
G arden State Securities Inc.                                                       GRST   0235?   CNS
G ardner Financial Services Inc.                                                    GAFI   0235?   CNS
G ardner Rich, LLC                                                                  GDNR   0100?   CNS
G ardnyr Michael Capital, Inc.                                                      GMCI   0750?   CNS
G arrett (Andrew) Inc.                                                              ANDG   0235?   CNS
G arrett Nagle & Company, Inc.                                                      GARR   0226?   CNS
G artmore Morley Capital Management, Inc.
G ates Capital Corporation
G ates Capital Corporation, Inc.                                                    GATS   0443?   CNS
G ateway Securities Inc./CDS
G atten Sadowski Inc                                                                GSAD   0235?   CNS
G aye (C.E.) & Sons Securities, Ltd.                                                PUMP   0141?   CNS
G BM INTERNATIONAL INC
G BM INTERNATIONAL INC                                                              GBMT   0443?   CNS
G BS FINANCIAL CORPORATION
G E FINANCIAL TRUST COMPANY
G E INVESTMENT DISTRIBUTORS INC
G elber Securities, LLC
G elber Securities, LLC
G emini Fund Services, LLC
G emini Fund Services, LLC/Central Park Group Global Distressed Fund
G emini Fund Services, LLC/Central Park Group Lighthouse Fund
G emini Fund Services, LLC/Central Park Group Manager Alliance Fund II
G emini Fund Services, LLC/Central Park Group Real Estate Special Situations Fund
G eneos Wealth Management, Inc
G eneral Securities Corp.
G enesis Securities, LLC
G enesis Securities, LLC
G enesis Securities, LLC                                                            GNDS   0234?   CNS
G enuity Capital Markets USA, Corp
G enworth Financial Securities Corporation
G enworth Life and Annuity Insurance Company
G enworth Life and Annuity Insurance Company
G enworth Life Insurance Company
G enworth Life Insurance Company of New York
G eoffrey Richards Securities Corp.                                                 TAIG   0235?   CNS
G eorgeson Shareholder Securities Corp.                                             GSSC   0161?   CNS
G ETCO Execution Services, LLC
G ETCO Execution Services, LLC
G ETCO Securities, LLC
G F INVESTMENT SERVICES L LC                                                        GFBD   0226?   CNS
G FI Securities LLC                                                                 GFIG   0443?   CNS
G FI SECURITIES LLC
G fong Associates, Inc.
G ilbert, Doniger Co., Inc.                                                         GDCO   0443?   CNS
G ILBOY AND ASSOCIATES INC                                                          PRGA   0279?   CNS
G ilder, Gagnon, Howe & Co., LLC                                                    GILG   0352?   CNS
G ilford Securities Incorporated - Retail                                           RGIL   0141?   CNS
G ill Capital Partners                                                              GLLL   0309?   CNS
G irard Securities, Inc.
G irard Securities, Inc.                                                            GIRL   0226?   CNS
G IT INVESTMENT SERVICES INC                                                        GIMM   0226?   CNS
G ladowsky Capital Management Corp.                                                 GCMC   0443?   CNS
G lazer (C.L.) & Co.
G LB TRADING INC                                                                    GLBX   0234?   CNS
G LB TRADING INC                                                                    GLBT   0234?   CNS
G leacher & Company Securities, Inc.                                                BPSG   0443?   CNS
G leacher and Company Securities, Inc.
G lendale Securities, Inc.                                                          GLEN   0158?   CNS
G lenmede Trust Company, N.A. (The)
G lenwood Securities, Inc
G lickenhaus & Co.
G lickenhaus & Co.                                                                  GLIC   0352?   CNS
G LOBAL AMERICAN INVESTMENTS                                                        GAME   0158?   CNS
G lobal Brokerage Services, Inc.                                                    GSBI   0279?   CNS
G lobal Credit Partners, LLC
G lobal Crown Capital LLC                                                           TMAI   0234?   CNS
G lobal Crown Capital, LLC                                                          GCCL   0234?   CNS
G lobal Financial Services, Inc.                                                    GFSI   0352?   CNS
G lobal Hunter Securities LLC
G lobal Investor Services, L.C.                                                     GISJ   0352?   CNS
G lobal Investor Services, LLC                                                      HBCO   0443?   CNS
G lobal Maxfin Capital Inc./CDS
G lobal Resource Investments, Ltd.
G lobal Securities Corporation/CDS
G lobal Strategic Investments, LLC                                                  GSIL   0234?   CNS
G lobal Strategic Investments, LLC                                                  GSRI   0443?   CNS
G lobal Trust Company
G lobal Trust Company NTRS
G lobal Trust Company/NRS
G lobal Trust Company/Vanguard
G lobalink Securities, Inc.                               PSRI   0234?   CNS
G lynn (J.A.) & Co.                                       GLYN   0443?   CNS
G MP SECURITIES LTD CDS                                   GMPS   5016    CNS
G MS GROUP THE LLC                                        GMSG   0443?   CNS
G old Coast Securities, Inc.
G oldberg (Gary) & Co., Inc.                              GRYG   0226?   CNS
G olden Beneficial Securities                             GOBE   0234?   CNS
G OLDMAN SACH AND CO                                      GSCO   0005    CNS
G oldman Sachs & Co.
G oldman Sachs & Co./Commerce Funds
G oldman Sachs & Co./G oldman Sachs International Funds
G oldman Sachs Execution & Clearing
G oldman Sachs Execution & Clearing
G oldman Sachs Execution & Clearing
G oldman Sachs Execution & Clearing
G oldman Sachs Execution & Clearing
G oldman Sachs Execution & Clearing
G oldman Sachs Execution & Clearing
G oldman Sachs Execution & Clearing
G oldman Sachs Execution & Clearing
G oldman Sachs Execution & Clearing
G oldman Sachs Execution & Clearing
G oldman Sachs Execution & Clearing
G oldman Sachs Execution & Clearing
G oldman Sachs Execution & Clearing
G oldman Sachs Execution & Clearing
G oldman Sachs Execution & Clearing
G oldman Sachs Execution & Clearing
G oldman Sachs Execution & Clearing
G oldman Sachs Execution & Clearing
G oldman Sachs Execution & Clearing
G oldman Sachs Execution & Clearing
G oldman Sachs Execution & Clearing
G oldman Sachs Execution & Clearing L.P.
G oldman Sachs Execution & Clearing L.P.
G oldman Sachs Execution & Clearing L.P.
G oldman Sachs Execution & Clearing L.P.
G oldman Sachs Execution & Clearing L.P.
G oldman Sachs Execution & Clearing L.P.
G oldman Sachs Execution & Clearing L.P.
G oldman Sachs Execution & Clearing L.P.
G oldman Sachs Execution & Clearing L.P.
G oldman Sachs Execution & Clearing L.P.
G oldman Sachs Execution & Clearing, L.P.                 SILK   0501    CNS
G oldman Sachs Execution & Clearing, L.P.
G oldman Sachs Execution & Clearing, L.P.
G oldman Sachs Execution & Clearing, L.P.
G oldman Sachs Execution & Clearing, L.P.
G oldman Sachs Execution & Clearing, L.P.
G oldman Sachs Execution & Clearing, L.P.
G oldman Sachs Execution & Clearing, L.P.
G oldman Sachs Execution & Clearing, L.P.
G oldman Sachs Execution & Clearing, L.P.                 BZYE   0501?   CNS
G oldman Sachs Execution & Clearing, L.P.                 BZYD   0501?   CNS
G oldman Sachs Execution & Clearing, L.P.
G oldman Sachs Execution & Clearing, LP
G oldman Sachs International Ltd.
G ordon & Co.
G ordon Hasket & Co.                                      GHAS   0226?   CNS
G ordon, Haskett Capital Corporation                      GHCC   0226?   CNS
G orian Investment Group                                  GTRN   0141?   CNS
G otham Lawrence Corporation
G P Nurmenkari, Inc.
G PC SECURITIES INC
G PC SECURITIES INC TRUST NETWORKING
G race Financial Group LLC
G race Financial Group, LLC                               GFGP   0158?   CNS
G race Financial Group, LLC                               GFGL   0158?   CNS
G race Financial Group, LLC                               GFGH   0501?   CNS
G race Financial Group, LLC
G raham (B.B.) & Company                                  BBGC   0235?   CNS
G ramercy Securities, Inc.
G rand Capital Corp.                                      GRND   0052?   CNS
G ranite Financial Group, Inc.
G ranite Financial Group, Inc.
G rant Williams, L.P.                                     GWLP   0309?   CNS
G RB FINANCIAL L LC                                       GRBF   0750?   CNS
G reat American Advisors, Inc.                            AGSS   0443?   CNS
G reat American Life Insurance Company
G reat Eastern Securities, Inc.
G reat Nation Investment Group                            GNTS   0309?   CNS
G reat Pacific Securities                                 GPSS   0161?   CNS
G reat Point Capital LLC
G reater Community Financial LLC                          GRCF   0443?   CNS
G reat-West Life & Annuity Insurance Company
G reen Street Advisors, Inc.
G reenberg Financial Group                                NEHL   0235?   CNS
G reencoast Capital Partners, LLC                         GCPM   0103?   CNS
G reenman, Parker, Connally, Greenman, Inc.                                                   GPCG   0443?   CNS
G reentree Brokerage Services, Inc.                                                           GBSI   0443?   CNS
G reenwich Capital Markets, Inc.                                                              CAPM   6777    TFT
G reenwich Financial Services LLC                                                             GFSL   0161?   CNS
G reenwich Prime Trading Group, LLC
G renel & Company
G rey Wolf Execution Partners, Inc.
G RF CAPITAL INVESTORS INC                                                                    GRFC   0235?   CNS
G riffin Financial Group, LLC
G riffin Securities, Inc.                                                                     GSEC   0234?   CNS
G riffin, Mills & Long, LLC                                                                   PRNC   0234?   CNS
G riffith (M.) Locke Investment Services, Inc.                                                GRIF   0141?   CNS
G riffon May, Inc.                                                                            MACP   0443?   CNS
G rigsby & Associates, Inc.                                                                   GRIG   0279?   CNS
G riswold Company, Inc.                                                                       GRIS   0352?   CNS
G rodsky Associates, Inc.                                                                     GROD   0226?   CNS
G rossman & Co., LLC                                                                          TRDW   0234?   CNS
G rubb & Ellis Equity Advisors, Transfer Agent, LLC
G rubb & Ellis Equity Advisors, Transfer Agent, LLC/Grubb & Ellis Apartment Reit, Inc.L4398
G rubb & Ellis Equity Advisors, Transfer Agent, LLC/Grubb & Ellis Healthcare Reit II, Inc.
G RW CAPITAL CORP                                                                             GRWC   0443?   CNS
G SECLP EQUITIES EXECUTION
G SECLP KELLOGG CAPITAL
G SECLP PRINCETON SECURITIES GROUP
G Trade Services LLC
G Trade Services, LLC
G uardian Insurance & Annuity Company, Inc. (The)
G uardian Insurance & Annuity Company, Inc./Fund Trading
G uardian Investor Services LLC
G uggenheim Funds Distributors, Inc.                                                          CLYM   0526    CNS
G uggenheim Securities LLC
G uggenheim Securities, LLC                                                                   GUGG   0352?   CNS
G uggenheim Securities, LLC
G uggenheim Securities, LLC                                                                   LNKS   0443?   CNS
G unnAllen Financial, Inc.                                                                    GNLR   0543?   CNS
G unnar (Joseph) & Co., LLC                                                                   JGUN   0226?   CNS
G urun Inc.                                                                                   GURN   0279?   CNS
G uzman & Company
G uzman & Company                                                                             GUZM   0501?   CNS
G uzman and Company                                                                           GZML   0161?   CNS
G VC Capital LLC                                                                              BCPI   0309?   CNS
G WFS EQUITIES INC
G WFS Equities, Inc.
G WFS Equities, Inc./Orchard Trust Company LLC
G WM Group, Inc                                                                               RLCC   0226?   CNS
G WM Group, Inc.
G.A. Repple & Company
H ahn Securities, Inc.                                                                        WMPB   0750?   CNS
H alcyon Cabot Partners, Ltd.                                                                 BBHP   0158?   CNS
H alen Capital, Inc.                                                                          HCPL   0052?   CNS
H allmark Investments, Inc.                                                                   HMRK   0235?   CNS
H amershlag, Dodeles & Co., LLC
H amershlag, Dodeles & Co., LLC                                                               HASK   0234?   CNS
H amilton Johnston & Co., Inc.
H ampton Securities (USA), Inc.                                                               HMPT   0226?   CNS
H ancock Investment Services, Inc.                                                            HANK   0226?   CNS
H ancock Securities Group, LLC                                                                DHAN   0727?   CNS
H and Benefits & Trust Company
H AND BENEFITS AND TRUST COMPANY
H and Securities, Inc.                                                                        AIRS   0309?   CNS
H anmi Asset Securities, Inc.
H anson McClain                                                                               HMRN   0226?   CNS
H antz Financial Services, Inc.
H antz Financial Services, Inc.
H apoalim Securities USA, Inc.                                                                POLI   0443?   CNS
H apoalim Securities USA, Inc.                                                                ITEC   0443?   CNS
H arbor Funds Distributors, Inc.
H arbour Investments Inc.                                                                     HARB   0443?   CNS
H ardcastle Trading USA, LLC                                                                  HCTA   0501?   CNS
H arger and Company, Inc.                                                                     HRGR   0235?   CNS
H armon Financial Advisors, Inc.
H arris (Chester) & Co., Inc.                                                                 CHHS   0141?   CNS
H arris Investor Services, Inc.
H arris Investors Services, Inc.                                                              HRRS   0443?   CNS
H arris N.A.                                                                                  HRST   6713    TFT
H arris, N.A.
H art (LJ) & Company                                                                          LJHT   0443?   CNS
H artfield, Titus & Donnelly, LLC                                                             HFLD   0451    CNS
H artford Investment Financial Services Co.
H artford Investment Financial Services Co./Upromise
H artford Investment Financial Services/Hartford Advantage Investments Ltd.
H artford Life and Annuity Insurance Company
H artford Life Insurance Company (The)
H artford Life Insurance Company/Corporate Business
H artford Life Insurance Company/Government Business
H artford Life Insurance Company/HLS Fund of Funds
H artford Life Insurance Company/Life Business
H artford Life Insurance Company/Mutual Fund
H artford Securities Distribution Company, Inc.
H artford Securities Distribution Company, Inc./PRG
H arvest Capital LLC                                        HACA   0701?   CNS
H arvest Financial Corporation                              HVST   0727?   CNS
H arvestons Securities, Inc.
H arvestons Securities, Inc.                                HARS   0226?   CNS
H avenwood Capital Markets, LLC                             HAVN   0279?   CNS
H avkit Corporation
H ayden Stone & Co., LLC
H aywood Securities (USA) Inc.                              HAYV   0279?   CNS
H aywood Securities Inc.
H azlett, Burt & Watson, Inc.
H azlett, Burt & Watson, Inc.                               HAZL   0226?   CNS
H Beck, Inc.                                                HBCK   0443?   CNS
H BK Finance, LP                                            HBKI   0352?   CNS
H C Wainwright & Co., Inc.                                  WAIN   0158?   CNS
H CFP BRENNER SECURITIES                                    HCBR   0158?   CNS
H eartland Investment Associates                            HIAI   0226?   CNS
H edge Fund Capital Partners, LLC
H edgeCount, LLC
H edgeCount, LLC/Hutchinson Capital Partners, LLC
H eflin & Co. LLC
H efren-Tillotson, Inc.                                     HEFR   0443?   CNS
H efren-Tillotson/Shelby, Kern, Frederick and Shelby Div.   SKFS   0443?   CNS
H eidtke & Company, Inc.                                    BUZZ   0141?   CNS
H eight Securities, LLC
H enderson Capital Partners LLC                             HCPI   0279?   CNS
H enley & Company LLC                                       HENY   0443?   CNS
H ennig (Carl M.) Inc.                                      HENN   0235?   CNS
H ennion & Walsh, Inc.                                      NHWI   0141?   CNS
H eritage Financial Systems, Inc.                           HFSB   0727?   CNS
H erndon Plant Oakley                                       HPOL   0141?   CNS
H erold (Bernard) & Co.                                     HERO   0443?   CNS
H erzfeld (Thomas J.) & Co., Inc.                           HERF   0141?   CNS
H ewitt Associates LLC
H exagon Securities, LLC                                    HXGN   0443?   CNS
H FI Securities, Inc.                                       HFIS   0141?   CNS
H FP Capital Markets LLC                                    HFPC   0158?   CNS
H G WELLINGTON AND CO INC                                   WELC   0702?   CNS
H iggins Capital Management, Inc.                           HIGG   0235?   CNS
H igh Point Capital Group, Inc.