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Disgust: Sensory Affect or Primary Emotional System? 1









Disgust: Sensory Affect or Primary Emotional System?



Cognition & Emotion, 2007, in press







Judith A. Toronchuk



Psychology and Biology Departments,



Trinity Western University



.and



George F. R. Ellis



Mathematics Department,



University of Cape Town









Running Head: Disgust: Sensory Affect or Primary Emotional System?



Contact information:



Psychology Department, Trinity Western University



7600 Glover Road, Langley, B.C. V2Y 1Y1 Canada.



Phone: 604-888-7511 extension 3104



email address: toronchu@twu.ca

Disgust: Sensory Affect or Primary Emotional System? 2









Abstract





We argue in this paper for the inclusion in the primary emotional systems enumerated by



Panksepp of a neural system which organises disgust responses. The DISGUST system



arose phylogenetically in response to danger to the internal milieu from pathogens and



their toxic products. We suggest that the primitive emotive circuit which originally



provided defence by regulating consummatory behaviours gave rise to a primary



emotional system which facilitates evaluation of reinforcers. Unlike the sensory affect of



distaste from which it is experimentally dissociable, disgust responses can involve



flexible learned components triggered by several modalities. The anterior insula is



implicated as playing a major role in the DISGUST system both in organizing disgust



responses in the individual and recognizing disgust responses in others.

Disgust: Sensory Affect or Primary Emotional System? 3





Introduction



In this paper we present arguments for the inclusion of DISGUST 1 as a primary



emotional system, to be included in the list of such systems in addition to those



characterised as such by Panksepp (1998). Although numerous authors have established



lists of criteria for characteristics of basic emotions, Panksepp’s criteria are particularly



valuable in calling attention to the phylogeny of neural pathways. Using his



differentiation between sensory affect and primary emotional system, we wish to argue



that the complex, action-oriented affective response of the DISGUST system should be



distinguished from the sensory affect of ―distaste‖. According to Panksepp (1998, p.48ff;



see also Panksepp, 2000) six neurally-based criteria for primary emotional systems are:



1) genetically predetermined circuits accessible to various sensory stimuli, 2) the ability



to organize diverse behaviours, 3) the ability to change the sensitivities of relevant



sensory systems, 4) the use of feedback circuits to sustain arousal which outlasts



precipitating events, 5) modulation by cognitive inputs, and 6) modification and



channelling of cognitive abilities. In this scheme, a sensory affect is a sensation infused



with affective qualities and more related to perception than to emotion, while primary



emotions are action-orientated responses arising from ―distinct emotional operating



systems that are concentrated in subneocortical, limbic regions of the brain‖ (Panksepp,



2005). While distaste seems to us to belong to the former category, we suggest the



DISGUST response belongs to the latter category and is a phylogenetic development



arising from mechanisms which originally functioned to prevent disease. We support this



claim below by arguing in turn for its phylogenetically ancient origins, activation by



diverse sensory modalities, ability to organize diverse behaviours, distinct neural

Disgust: Sensory Affect or Primary Emotional System? 4





circuitry, ability to produce changes in hedonic value, arousal which outlasts precipitating



events, and modification and channelling of cognitive abilities







Phylogenetically ancient origins



While psychologists have long agreed in principle with the idea that emotions



have evolutionary origins and facilitate adaptive actions, most emotion researchers



(Panksepp is a refreshing exception) begin with human subjective experience and then



search for ad hoc supporting data from the mammalian order. In our thinking a wider



phylogenetic approach to the study of emotions such as that described by Lawrence and



Calder (2004, p. 16) is appropriate, except that we would not simply advocate a



mammalian perspective, but one which considers the entirety of vertebrate evolution.



We propose that the basic emotion referred to in humans as disgust evolved from the



reflexive distaste response of vertebrate ancestors, which in turn arose from primitive



chemosensory mechanisms originally adapted to avoid pathogens and their toxins.



Whether or not the use of the word `disgust’ should be limited to humans is not our



concern in this paper; rather our purpose is to explicate the evolution of a basic neural



operating system (DISGUST) which enables emotional responses to potentially



infectious, or noxious material, in advance of actual contact with such material. In



humans the basic emotion of disgust comes to be elaborated by higher cortical processing



not available to other organisms to include social status and moral concerns.



Natural selection requires that all organisms, no matter how simple, defend their



bodies against others. The problem of defence requires two basic systems: one to defend



against external threat and one to defend the internal milieu from toxins (Garcia,

Disgust: Sensory Affect or Primary Emotional System? 5





Hankins, & Rusiniak, 1974; Garcia, Quick, & White, 1984, p. 49). All organisms must



protect themselves not only from external predators but also from invasive micro-



organisms and parasites within their own bodies as well as ingested toxic substances. The



learned avoidance of toxic or infected material before ingestion, as opposed to spitting or



vomiting after ingestion, would thus serve a useful adaptive function.



Throughout evolution danger to the internal milieu has been signalled by



chemosensory detection mechanisms found in all multicellular animals. Even sponges



and coelenterates, with rather limited behavioural repertoires, have within their bodies



wandering phagocytic amoebocytes which play a dual role in both nutrition and defence



from pathogens (Horton & Ratcliffe, 2001, p. 211). The avoidance of tastes previously



paired with noxious substances or illness, first described by Garcia, has since been



demonstrated in a wide range of mammals, birds, reptiles, fish, and various invertebrates



(see Bernstein, 1999; Carew & Sahley, 1986; Garcia et al., 1974; Garcia et al., 1984).



Even the bacteria-ingesting nematode Caenorhabditis elegans exhibits a chemoreceptor



mediated response in which it selectively avoids in a radial maze specific pathogenic



strains after 4 hrs. exposure (Zhang, Lu, & Bargmann, 2005). Garden slugs which



previously ingested carrot juice will avoid it after one or two trials in which the juice is



followed by poison (Garcia et al., 1984, p.48). Pond snails acquire differential



conditioned taste aversion to either sucrose or carrot juice paired with lithium chloride



(LiCl; Sugai, Shiga, Azami, Watanabe, Sadamoto, Fujito, et al., 2006). While we do not



suggest that these invertebrate examples represent the emotion of disgust, we do wish to



point out that they are the evolutionary precursors of the fully developed human emotion



of disgust.

Disgust: Sensory Affect or Primary Emotional System? 6





Rozin and his colleagues have suggested the phylogenetic origin of disgust lies in



the distaste/oral rejection response of animals to bad tasting food (Rozin & Fallon 1987;



Rozin, Haidt, & McCauley, 1999). They hold the specifically human emotion of disgust



differs from the sensory distaste response of animals by the addition of concepts of



offensiveness, in particular those aroused by reminders of our animal nature. Further



human elaborations would include interpersonal and socio-moral disgust. More recently



Curtis and Biran (2001) have argued for evolutionary origins in more general protection



of organisms from infection. This latter theory is supported by the results of a massive



international survey (Curtis, Aunger, & Rabie, 2004) showing that disgust is universally



elicited by disease-salient contact stimuli such as bodily secretions, viscous substances,



vermin and sick or dirty people. A recent study on odour also supports the disease model



(Stevenson & Repacholi, 2005). Rubio-Godoy, Aunger and Curtis (2007) further suggest



disgust is a neural system ―evolved to detect reliable signals co-occurring with disease-



causing infectious agents, which stimulates avoidance responses and/or other behaviours



that tend to decrease the risk of disease.‖ We propose touch, olfaction and taste were all



involved in the evolutionary development of the DISGUST system as early aquatic



vertebrates likely had in common with many modern fish wide-spread chemoreceptors on



their body surface, an adaptation which allows not only avoidance of ingestion but even



earlier avoidance of contact with infectious or noxious substances.



Activation by diverse sensory modalities



The first of Panksepp’s original criteria for an emotional system is that it be



controlled by a distinct neural circuitry unconditionally accessed by various sensory



stimuli (Panksepp, 1998, p. 48). Although taste may be the phylogenetically first, and

Disgust: Sensory Affect or Primary Emotional System? 7





thereafter most prominent cue for aversion responses, other sensations can also be



effective triggers. In humans taste, olfactory, auditory, tactile and visual cues are all



capable of eliciting disgust (Curtis & Biran, 2001; Curtis et al., 2004). In mammals that



hold food in their front paws, aversions can develop to tactile and olfactory features of



the food (see Domjan, 2005). Visual cues such as the colour of monarch butterflies may



be associated by birds with illness; and according to Garcia’s group (1984, p. 57), avians



which eat relatively tasteless seeds also make excellent colour-illness associations, unlike



mammals which tend to make primarily taste-illness associations. Using colour cues,



birds avoid seeds associated with illness under conditions in which taste cues would be



less useful.



Miller (1997, p.169) notes that although the word disgust did not enter English



until the 17th century along with the aesthetic notion of ―good taste‖, its etymological



origin has likely biased English-speaking researchers to focus on the sensation of taste.



The lack of gustatory connotations in German Ekel and widerlich may have inclined



Freud to focus more on other sensory modalities (W. Miller, 1997 p.1; also S. Miller,



2004, p.12). Miller, rejecting a sole origin for disgust in taste elaborates, ―Touch is the



world of the slimy, slithery, viscous, oozing, festering, scabby, sticky, and moist‖ (W.



Miller, p.19). Avoiding contact with infectious substances provides greater safety than



merely avoiding ingestion.



The selective activation of the DISGUST system (Garcia et al., 1974; Rozin &



Kalat, 1971) by only certain stimulus categories may be similar to ―belongingness‖ or



―preparedness‖ of fear responses. Öhman and Mineka (2001) argue from the



―preparedness‖ of humans to fear certain stimuli such as snakes, spiders and angry faces

Disgust: Sensory Affect or Primary Emotional System? 8





for the existence of an evolutionarily adapted fear system that organizes human fear and



fear learning. This system would respond more easily to stimuli which were important for



survival in the environment of our ancestors than to modern dangers such as guns; and it



would influence the ease with which fear associations are learned. The parallel manner in



which tastes seem prepared to activate disgust and the ease with which disgust may be



associated with taste suggests a similar argument for an evolutionarily adapted DISGUST



system.



Garcia and his colleagues (1984, p.51) have shown the visual appearance of a



food pellet can be associated by rats with shock but not with illness, whereas flavour can



be easily associated with illness but not with shock. The effectiveness of odour as a



stimulus for rats depends on the context. Odour alone is a good cue for association with



shock but not with illness, whereas odour plus taste can be easily associated with illness



but not with shock. When odour has been paired with taste during acquisition, odour



alone can then become a potent cue for aversion. It is commonly accepted that humans



also readily associate tastes with nausea (see Bernstein, 1999; Rozin & Fallon, 1987).



Ability to organize diverse behaviours



Responses of the DISGUST system can involve flexible voluntary components,



thereby satisfying another of the criteria for basic emotional systems (Panksepp, 1998,



p.49). Rats do not just avoid food items after taste aversive conditioning—they gape,



open their mouths, gag and retch, shake their heads, and wipe their chins on the floor. A



coyote may retch, roll on the offensive food and then kick dirt on it, while a cougar may



shake each paw. Monkeys may react to offensive objects by excessive sniffing and



manipulation often followed by breaking and squashing the item, then dropping or

Disgust: Sensory Affect or Primary Emotional System? 9





flinging it away and wiping their hands (Garcia et al., 1984, p.57). The complexity of



these responses suggests they involve more than reflexes.



Certain immune and endocrine responses may also be activated as part of the



DISGUST system. Pairing of saccharine and a bacterial antigen can induce a conditioned



taste aversion (CTA) in rats along with a conditioned increase in both immune function



(interleukin-2 and interferon-γ) and corticosterone (Pacheco-López, Niemi, Kou, Härting,



Del Rey, Besedovsky, et al., 2004; also Alvarez-Borda, Ramirez-Amaya, Perez-Montfort,



& Bermudez-Rattoni, F. 1995; Ramirez-Amaya & Burmudez-Rattoni, 1999). This lends



credence to Curtis’ disease theory, especially in light of the fact that it is the immune



system that actually triggers malaise, fever, and other sickness behaviours.



Although ―each species reacts with its species-specific disgust pattern‖ (Garcia et



al., 1984, p.57), individual organisms vary the pattern according to the external



circumstances. An incident from the Garcia lab illustrates the extent of diversity during a



procedure designed to produce conditioned taste aversion in rats (Garcia et al., 1984, p.



53). Animals were trained to drink from a tube protruding from a nose cone covered with



filter paper impregnated with initially neutral odours. After becoming ill from LiCl paired



with a novel odour and a novel taste in the water, rats later avoided plain water when it



was presented with the conditioned odour. Garcia observed some of these rats claw out



the filter paper containing this apparently offensive odour, push the paper through slots in



the floor at the other side of the cage, and only then drink the water.



While humans also give complex voluntary disgust responses, some behavioural



components do have an involuntary nature. Disgust elicits specific autonomic responses



in humans including reduced blood pressure, heart rate deceleration, increased skin

Disgust: Sensory Affect or Primary Emotional System? 10





conductance (Stark, Walter, Schienle, & Vaitl, 2005; see also Critchley, Rotshtein, Nagai,



O'Doherty, Mathias, & Dolan, 2005; Rozin & Fallon, 1987), and changes in respiration



(Ritz, Thons, Fahrenkrug, & Dahme, 2005). The autonomic components may also be



generated by voluntarily produced facial expressions of disgust (Levenson, Ekman, &



Friesen, 1990). Disgust also elicits a unique, fairly universally recognized, facial



expression (Ekman & Friesen, 1986; see also Wolf, Mass, Ingenbleek, Kiefer, Naber, &



Wiedemann, 2005) which is even elicited in congenitally blind individuals (Galati,



Scherer, & Ricci-Bitti, 1997) and correctly interpreted by children born deaf (Hosie,



Gray, Russell, Scott, & Hunter, 1998). Some researchers (e.g. Ekman) have used the



existence of a universal facial expression as one criterion for inclusion as a basic



emotion. However because components of this particular expression can also be elicited



in anencephalic neonates (see Steiner, Glaser, Hawilo, & Berridge 2001), it does not



seem likely that the facial expression differentiates between the emotion of disgust and



the sensory affect of distaste. While suggesting the existence of an innate mechanism,



facial expression does not make an adequate criterion for an emotion.



Distinct neural circuitry



The existence across species of common neural structures involved in triggering



disgust reactions suggests a unified affective system with ancient origins which has



undergone recent elaboration in humans. Both the human disgust response and



conditioned taste aversions in animals depend on allocortical regions of the insula



consistent with the suggestion that primary emotions arise from emotional operating



systems concentrated in subneocortical, limbic regions of the brain (Panksepp, 2005).

Disgust: Sensory Affect or Primary Emotional System? 11





In mammals reflexive vomiting and retching is organized by central pattern



generators in the medulla under the control of the nucleus tractus solitarius (NTS) (see



Hornby, 2001; Lawes, 1990). There is however no single ―vomiting centre‖ that may be



activated by electrical stimulation, suggesting that emesis, like feeding, is under multiple



levels of neural control (Lawes, 1990). . Caudal NTS receives visceral and immune



system input from the vagus (X th) nerve and input regarding blood-borne substances



from area postrema, while the rostral NTS receives taste input from cranial nerves VII,



IX and X. Taste and interoceptive inputs enter separate areas of NTS forming two



pathways which first come together in the insula (reviewed in Bermudez-Rattoni, 2004;



Craig, 2002; Saper, 2002; Spector, 2000). Some differences between primates and other



mammals are evident in the inputs to the insula which Craig (2002, 2005) argues allow



the development of a greater degree of self-awareness in primates. In rodents both taste



and visceral input is relayed via the pons to the thalamus and then to the insula (see



Saper, 2002). Visceral input reaches the amygdala via the pons (see Bermudez-Rattoni,



2004). Formation of a CTA in rats requires both the anterior insula (AI) and the amygdala



to be intact (Lasiter, Deems, Oetting, & Garcia, 1985; Bermudez-Rattoni, Grijalva,



Kiefer, & Garcia, 1986). However decorticate rats still prefer sucrose and reject quinine



(Kiefer & Orr, 1992) consistent with the idea that distaste is a sensory affect requiring



only lower levels of the brainstem, while the DISGUST programme requires



subneocortical limbic structures. The insula appears to be required for rodents to



recognize the taste as novel (Berman, Hazvi, Neduva, & Dudai, 2000), while the



amygdala signals the aversive visceral components of the nausea/illness (Miranda,



Ferreira, Ramirez-Lugo, & Bermudez-Rattoni, 2002). Lesions in the insula not only

Disgust: Sensory Affect or Primary Emotional System? 12





disrupt acquisition and evocation of CTA, but also of immune enhancement or



suppression conditioned by either taste or olfactory cues, while leaving normal immune



functioning intact (Ramirez-Amaya & Bermudez-Rattoni, 1999; Ramirez-Amaya,



Alvarez-Borda, & Bermudez-Rattoni, 1998).



In primates the input to AI is more direct than in rats and the amygdala appears to



receive both taste and visceral input from the insula (Mesulam & Mufson, 1982; Mufson,



Mesulam, & Pandya, 1981), rather than through subcortical connections from NTS as in



rodents (see Rolls, 1989). Craig (2002, 2005) has proposed that this more direct pathway



allows for greater cortical integration in humans of visceral components.



The insula itself has three cytoarchitectural regions—agranular (named for its



lack of layered granular cells), dysgranular and granular. The anterior insula, consisting



of agranular and the anterior portion of the dysgranular regions, developed



phylogenetically as a centre for processing exteroceptive chemosensory input. More



posterior dysgranular and granular regions act as visceral sensory cortex (Saper, 2002).



Although the cytoarchitecture of the insula in humans and other primates seems



comparable (see Flynn, Benson, & Ardila, 1999), the human insula may be involved in a



wider range of emotional behaviours as suggested by its richer interconnections to



orbitofrontal cortex.



The primate agranular AI is relatively undifferentiated allocortex (rather than



neocortex) containing two or three layers which are continuous with agranular



orbitofrontal cortex (see Flynn et al., 1999; Gottfried & Zald, 2005). This region, like the



adjacent orbitofrontal region, receives olfactory input and responds to olfactory stimuli



(Critchley & Rolls, 1996). In humans the homologous olfactory area is further rostral in

Disgust: Sensory Affect or Primary Emotional System? 13





the orbitofrontal cortex (Gottfried & Zald, 2005), although the agranular AI is also



activated by olfaction and taste (de Araujo, Rolls, Kringelbach, McGlone, & Phillips,



2003). Dorsal and caudal to the agranular area is the five or six-layered dysgranular



region which is intermediate in appearance between agranular allocortex and fully



formed mammalian isocortex (neocortex). In rodents the taste area is found here



(Cechetto & Saper, 1987) and electrical stimulation of dysgranular insula produces



gastric motility (Yasui, Breder, Saper, & Cechetto, 1991). Monkey neurons in AI respond



to taste, olfaction, vision, texture or temperature of food (see Rolls, 2005a).



Human neuroimaging studies show that AI is involved in coding taste sensation,



olfaction, the reward value of taste (Royet, Plailly, Delon-Martin, Kareken, & Segebarth,



2003; Small, Gregory, Mak, Gitelman, Mesulam, & Parrish, 2003; Small, Zatorre,



Dagher, Evans, & Jones-Gotman, 2001), and participates in more comprehensive



mapping of other aspects of interoceptive bodily states (see Saper, 2002). For example AI



is activated by conscious awareness of: thirst (Egan, Silk, Zamarripa, Williams, Federico,



Cunnington et al., 2003), hunger (Tataranni, Gautier, Chen, Uecker, Bandy, Salbe et al.,



1999), sexual arousal (Stoléru, Grégoire, Gérard, Decety, Lafarge, Cinotti et al., 1999),



and heartbeat (Critchley, Wiens, Rotshtein, Öhman, & Dolan, 2004).



The posterior insula consists of granular six-layered isocortex which receives



primarily somatosensory and enteroceptive inputs. In rats neurons responding to



gastrointestinal sensation are found just caudal to and overlapping with the taste area, and



a few cells respond to both taste and gastrointestinal sensation (Cechetto & Saper, 1987).



Imaging studies show the human posterior insula responds to visceral and muscle



sensations along with pain, itch, temperature, hunger, thirst, etc. (see Craig, 2002; 2003).

Disgust: Sensory Affect or Primary Emotional System? 14





Lesions of human AI impair both the experience of disgust and the recognition of



disgust in others (Calder, Keane, Manes, Antoun, & Young, 2000). Penfield found that



stimulation of insula in humans invokes unpleasant tastes, nausea, and gastrointestinal



sensations (cited in Flynn et al., 1999). Recordings with depth electrodes from ventral AI



(agranular and anterior dysgranular) produced responses to pictures depicting facial



expressions of disgust but not to other emotional expressions (Krolak-Salmon, Henaff,



Isnard, Tallon-Baudry, Guenot, Vighetto, et al., 2003). Stimulation through these



electrodes produced unpleasant sensations in the throat, mouth, lips and nose described



by one patient as ―difficult to stand‖.



Numerous imaging studies provide evidence for the role of AI in elicitation of



disgust either by odours or visual stimulation with disgusting objects, and also in



recognition of disgust in facial expressions of others (Hennenlotter, Schroeder, Erhard,



Haslinger, Stahl, Weindl, et al., 2004; Phillips, Young, Senior, Brammer, Andrew, Calder



et al., 1997; Schienle, Stark, Walter, Blecker, Ott, Kirsch et al., 2002; Shapira, Liu, He,



Bradley, Lessig, James, et al., 2003; Wicker, Keysers, Plailly, Royet, Gallese, &



Rizzolatti, 2003). However the insula is also activated during other negative emotions



such as fear, anger or sadness (Damasio, Grabowski, Bechara, Damasio, Ponto, Parvizi et



al., 2000; Lane, Reiman, Ahern, Schwartz, & Davidson, 1997; Liotti, Mayberg, Brannan,



McGinnis, Jerabek, & Fox, 2000; Morris, Friston, Buchel, Frith, Young, Calder et al,



1998; Schienle et al., 2002).



Although AI is clearly involved in human disgust, other regions of the forebrain



are also implicated in the DISGUST system. Not surprisingly given the role of the



amygdala in rodent CTA and its anatomical proximity to and rich connections with the

Disgust: Sensory Affect or Primary Emotional System? 15





insula, several imaging studies have reported activation of the human amygdala by both



pleasant and unpleasant tastes (O’Doherty, Rolls, Francis, Bowtell, & McGlone, 2001)



and also during evocation of disgust (Phillips et al., 1997; Schafer, Schienle, & Vaitl,



2005; Schienle et al., 2002; Schienle, Schafer, Stark, Walter & Vaitl, 2005). Studies of



Huntington’s, Parkinson’s and obsessive compulsive patients also suggest a possible role



for the basal ganglia in the DISGUST system (Sprengelmeyer, Young, Calder, Karnat,



Lange, Hömberg et al., 1996; Sprengelmeyer, Young, Mahn, Schroeder, Woitalla,



Büttner et al., 2003; Sprengelmeyer, Young, Pundt, Sprengelmeyer, Calder, Berrios et al.,



1997). The AI is therefore only one region involved in the processing of human disgust; it



is apparently a necessary region, but one which is also involved in other negative



emotions. Other functions of the human insula will be considered below.



Changes in hedonic value



The DISGUST system is able to produce changes in the hedonic value of tastes



consistent with the third criterion outlined above (Panksepp, 1998, p. 49; Panksepp,



2000). CTA can be elicited by tastes that would otherwise be pleasant, showing that CTA



is more than just distaste. CTA, as further discussed below, can be dissociated from



avoidance and can also be elicited by tastes that would otherwise be pleasant. This



suggests a change occurs in the hedonic value of the taste. Pelchat, Grill, Rozin and



Jacobs (1983) trained groups of rats to avoid sucrose either when paired with illness,



shock or lactose (rats are lactose intolerant). All groups learned to avoid sucrose, but only



those in which sucrose was paired with illness showed the orofacial aversion response



(gaping) indicating the preferred taste actually became aversive.

Disgust: Sensory Affect or Primary Emotional System? 16





Experiments by Kiefer and Orr (1992) confirm that CTA involves changes in



hedonic value. Lesions in the insular taste area (agranular and dysgranular) do not lead to



a failure of rats to dislike quinine or to like sucrose, but do lead to impaired learning of



taste avoidance accompanied by lack of aversive reaction to a taste paired with illness.



This suggests that mere avoidance does not entail a palatability shift whereas the insular



taste area is necessary for the shift in palatability that occurs in learned taste aversions.



Furthermore electrical stimulation of insula in anesthetised rats can modulate both



positively and negatively neural taste responses in the parabrachial nucleus (PBN) of the



pons (Lundy & Norgren, 2004), showing that there is a mechanism located in the insula



for downward modulation of gustatory responses.



When a novel taste is paired with LiCl, c-Fos expression is greater in the NTS,



PBN, amygdala and insula than when a familiar taste is paired with LiCl, whereas a novel



taste alone only increases expression in the amygdala and insula (Koh & Bernstein,



2005). Lesioning the insula eliminates the differences shown by rats exposed to these



three taste conditions (novel taste + LiCl, familiar taste + LiCl, novel taste alone)



suggesting changes in hedonic value are influenced by the insula. The insula modulates



both PBN and NTS, providing a mechanism whereby illness can affect the response of



these lower nuclei to taste (see Burmudez-Rattoni, 2004).



In humans an fMRI study by Small and colleagues (2003) showed that although



the amygdala and mid-insula respond to taste intensity rather than valence, the anterior



insula responds to valence regardless of intensity. In this study the left AI was



preferentially activated by unpleasant tastes. The dissociation of valence from intensity

Disgust: Sensory Affect or Primary Emotional System? 17





and of pleasant from unpleasant is consistent with the notion that separate neural



substrates underlie the pleasure and disgust systems.



Arousal that outlasts precipitating events



As discussed above the insula provides feedback to lower taste centres producing



changes in hedonic value which appear to outlast the immediate effects of illness. The



DISGUST system organizes the long-term adaptive responses of conditioned aversions



and immune alterations, thereby fulfilling Panksepp’s (1998) criterion that a basic



emotion have consequences which outlast the initiating stimuli. In humans the emotion of



disgust is accompanied by autonomic changes (Levenson, et al., 1990) and autonomic



changes tend to be longer-lasting than the sensory stimuli which trigger their production.



The human insula is also activated by self-induced disgust generated by recall and re-



experience of salient personal situations (Fitzgerald, Posse, Moore, Tancer, Nathan &



Phan, 2004) indicating that disgust and its neural correlates can occur without the



presence of external stimuli.



Modification and channelling of cognitive abilities



Long-lasting behavioural plasticity is a characteristic not found in a reflexive



response such as distaste, although it is seen in both primary and secondary emotions.



While distaste is a sensory affect and may give rise to reflexive responses, responses of



the DISGUST emotional system give rise to primary emotions which may be affected by



learning. In humans the blending of primary DISGUST and complex cognitions gives



rise to secondary emotions such as moral disgust.



Even though some tastes (e.g. quinine) are intrinsically noxious giving rise to



distaste, activation of the DISGUST system usually involves learning. Furthermore a

Disgust: Sensory Affect or Primary Emotional System? 18





taste need not have negative hedonic value to produce disgust, as shown by the ease with



which CTA can be elicited to sweet tastes paired with illness. This again supports the



notion that the disgust response of humans arose not specifically as a reaction to the



hedonic properties of taste but as a reaction to cues associated with increased likelihood



of illness (see Curtis & Biran, 2001; Curtis et al., 2004). In rats CTAs may form when



taste is associated with nausea either due to gastrointestinal toxins (LiCl, nicotine etc.),



X-ray, or body rotation but not when taste is paired with shock or lactose, neither of



which gives rise to upper gastrointestinal distress (Pelchat et al., 1983; see Parker, 2003).



In humans there is a close but imperfect correlation between nausea and disgust (Rozin &



Fallon, 1987). The initial formation in an organism of a taste aversion seems to involve



gastrointestinal distress, just as the formation of a conditioned fear response to a neutral



stimulus may require pairing with shock, but once the CTA is formed aversion proceeds



without illness suggesting that the DISGUST system is activated as a learned response.



CTAs also form in one trial to a novel taste paired with bacterial antigens which produce



an immune response normally associated with illness (e.g. Pacheco-Lopez et al., 2004)



suggesting that these bacterial antigens may also produce nausea in the rat.



A number of experiments have shown that learned taste avoidance (measured in



amount drunk) can be dissociated from learned taste aversion (measured by gapes, chin



wiping etc.). In her review of this work Parker (2003) uses the term ―disgust reaction‖ to



refer to oral gaping by which rats reject fluid infused into the mouth. She suggests that



reduced drinking from a spout measures both appetitive and consummatory responses not



necessarily involving disgust, whereas gaping or retching produced by intraoral infusion

Disgust: Sensory Affect or Primary Emotional System? 19





provides a measure of consummatory response alone. Measuring aversion by gaping and



retching in rats should therefore give an indication of activation of the DISGUST system.



Work by Parker and her colleagues shows that in rats, treatments pairing taste and



a drug that produces conditioned taste aversion (as measured by gaping during intraoral



infusion) also produce avoidance of the paired taste (as measured by voluntary drinking),



but not all treatments producing avoidance of the taste lead to conditioned aversion (see



Parker, 2003). Antinausea treatments reduce taste aversion as measured by gaping in rats,



but not taste avoidance, suggesting that nausea or malaise is necessary for the



establishment of a conditioned taste aversion. Of course conditioning is not necessary to



produce all taste aversion responses, as some inherently bad-tasting substances produce



distaste aversion which is not eliminated by antiemetics.



Innate distaste responses are found in normal and decerebrate infant mammals



including anencephalic human infants (Steiner et al., 2001). A learned response to a taste-



illness pairing, however, is not a reflexive sensory affect but involves an affective



behavioural programme, i.e. the disgust reaction. A case study reported by Adolphs,



Tranel, Koenigs and Damasio (2005) illustrates this dissociation in a human patient with



bilateral damage to the insula, amygdala, hippocampus and parts of the neocortex. This



man has normal taste preference when sequentially comparing two fluids, although he



appears to have no conscious explanation for his preference. He prefers strong sucrose



solution over strong salt solution when presented sequentially but completely lacks taste



recognition of the stimuli presented separately, appearing to have no conscious



recognition of either. In other words because the brainstem gustatory areas are all intact



he shows the sensory affect, but not the full disgust component. This also suggests that at

Disgust: Sensory Affect or Primary Emotional System? 20





least in humans the disgust response is a conscious affect whereas distaste need not be



conscious.



The sensory affect-like distaste response of earlier vertebrates has been elaborated



on with the unique development of the insula in humans and the concomitant



development of subjective awareness. Thus the role of the insula is not limited to



providing an anatomical substrate for disgust. The indirect visceral pathway between



insula and amygdala which enabled the formation of CTA in rodents was replaced in



primates with a direct thalamocortical pathway allowing greater cortical integration of



sensory inputs from multiple modalities. The human insula, as described by Craig (2002,



2003, 2005) has come to play a major role underlying the distinctively human experience



of consciousness, a form of consciousness which according to Burgdorf and Panksepp



(2006) arose out of ancient forms of core consciousness supported by brain stem



structures. We are thus suggesting that the primitive emotive circuit which originally



functioned to defend the self by regulating consummatory behaviours gave rise to a



primary emotional system which facilitates evaluation of reinforcers. This is consistent



with Rozin and Fallon’s view (1987) of the elaboration of the disgust mechanism in



humans. The disgust-associated circuitry became further enriched in primates by



development of a direct thalamocortical pathway that interacts with multimodal inputs as



described by Craig (2003). In addition the unique spindle cells found in deep layers of the



cingulate cortex of humans and great apes but no other mammals, are also found in



human agranular and dysgranular AI (Nimchinsky, Gilissen, Allman, Perl, Erwin & Hof,



1999). Heimer and Van Hoesen (2006) go so far as to suggest that the right AI is not only

Disgust: Sensory Affect or Primary Emotional System? 21





crucial for emotional awareness, but ―the final breeding ground for subjective feeling



states‖.



Facilitated by abundant reciprocal connections to the adjacent orbitofrontal



cortex, this evaluative emotional system acquired a role in self-consciousness and



complex-decision making. Core representations of the body in the proto-self arising from



structures such as the insula (Damasio, 1999, p.156) may play a role not only in self-



awareness, but also in an ―as-if‖ loop system that allows evaluation and anticipation of



events. So the human insula rather than providing a mere module for disgust, participates



together with other areas in the instantiation of a variety of conscious feeling states.



The AI plays a role in the acquisition of the ―gut feeling‖ developed by subjects



during the Iowa gambling task (Bechara & Damasio, 2005; see also Dunn, Dalgleish, &



Lawrence, 2006). The right AI mediates subjective awareness of heart rate timing; and



the activity and volume of AI are correlated with the accuracy of this awareness



(Critchley et al., 2004). The right insula is also activated by anticipation of emotionally



aversive visual stimuli (Simmons, Mathews, Stein, & Paulus, 2004). In individuals who



practice meditation, the number of years of practice correlates with the volume of the



right AI (Lazar, Kerr, Wasserman, Gray, Greved, Treadway et al., 2005). Probably



related to activation by disgusting stimuli, right AI is also somewhat activated by



unpleasant moral scenarios (Moll, Oliveira-Souza, Eslinger, Bramati, Mourão-Miranda,



Andreiuolo, et al., 2002).



Many behaviours integrating higher cognitive processing with ―gut level‖ feelings



also activate AI, especially on the right. For example right AI activation is correlated with



the degree of risk during decision-making as well as the degree of harm avoidance and

Disgust: Sensory Affect or Primary Emotional System? 22





neuroticism in individuals (Paulus, Rogalsky, Simmons, Feinstein, & Stein 2003). Unfair



offers of monetary reward which the authors suggested to be a form of emotion-based



disgust activate AI more strongly on the right (Sanfey, Rilling, Aronson, Nystrom, &



Cohen, 2003). While the right AI seems to play a special role in other subjective states,



studies using unpleasant tastes, odors, or evaluating disgust often report more



involvement on the left (e.g. Calder et al., 2000; Hennenlotter et al., 2004; Royet et al.,



2003; Schienle et al., 2005; Small et al., 2003; Wicker et al., 2003).



Goldman and Sripada (2005) have pointed out that the reading of basic emotions



in the faces of others may have unique survival value involving specialized neural



programs which attribute a state in another based on simulation of that state in oneself.



They note this may be accomplished by a reverse simulation which would require an as-if



loop if it were not to depend on actual facial feedback, or alternatively observation of the



target’s face might trigger activation of the same neural substrate in the observer. The



somatic marker hypothesis of Damasio proposes the role of the insula is primarily to



provide sensory representation of the bodily state as part of an as-if mechanism. On the



other hand Gallese, Keysers and Rizzolatti (2004) propose the key activation of the insula



in social cognition is as a viscero-motor centre which simulates the activity of the other



person in a manner similar to the ―mirror‖ neurons which they previously found in



monkeys. Hence Wicker and colleagues (2003) were able to show, using the same



subjects, that activity in left AI subserves both the experience of disgust and its



recognition in others. In the same manner both the bodily state of pain as well as



anticipation of pain in a loved one activated the right AI, and individual empathy scores



correlated with the level of activity in the right AI while the loved one was experiencing

Disgust: Sensory Affect or Primary Emotional System? 23





pain (Singer, Seymour, O'Doherty, Kaube, Dolan, & Frith, 2004). A recent follow up



study showed that the AI activity in response to pain in another person was modulated by



the perceived fairness of that person (Singer, Seymour, O'Doherty, Stephan, Dolan, &



Frith, 2006). Perhaps the two sides of the insula have become specialized for divergent



roles in self-awareness, with the left side playing a greater role in signalling and



perceiving danger to the internal milieu and the right in processing other forms of self



and other awareness.







Conclusion



We have argued here the case that disgust is a primary emotional system, with



roots deep back in our pre-mammalian ancestors. There are reasons to believe it might



have indeed been the first such system, arising out of links between the immune system



and the central nervous system, indeed possibly being the origin of the system of Neural



Darwinism. In a companion paper (Toronchuk & Ellis, forthcoming) we propose a



complete set of primary emotional systems, including DISGUST. Completion of a list of



such primary emotions, developing from the work of Darwin, Ekman, Panksepp, and



many others, is a key step in identifying the psychological factors guiding development



of higher level brain functioning. This in turn has implications for psychology, learning,



economics, and many other aspects of human behaviour. It is for this reason that we



believe that the kinds of argument presented in this paper are important.



Some have argued that the concept of basic emotions is not useful (e.g. Ortony &



Turner, 1990; Rolls 2005b, pp.31-32), proposing in essence that there is a one-



dimensional basic evaluation system guiding brain development, with the (apparent)

Disgust: Sensory Affect or Primary Emotional System? 24





basic emotions evolving out of this system in a systematic way (but not themselves being



genetically determined). We believe rather that a multi-dimensional genetically



determined system as envisaged by Panksepp (1998) and ourselves (Ellis & Toronchuk,



2005) is needed because a 1-dimensional system simply does not have the ability to



structure a brain in the developmental time available, and indeed even if slower were



acceptable, probably can't do the job with sufficient refinement and accuracy to meet the



brain's developmental and functional needs in any case. Thus we see basic emotions



playing a key role in brain evolution and development (as discussed in Ellis &



Toronchuk, 2005). If this is correct, in understanding brain development it is crucial to



determine which emotional systems are primary (that is, mainly genetically determined)



and which are secondary (that is, determined mainly by developmental processes as the



mind interacts with the local social environment). Investigating this may generate useful



future research on evolutionary and developmental processes.



We see two further significant reasons to discuss which emotions should be



considered basic. Firstly, focusing attention on the biological functions of these systems



in the evolutionary past has led psychology to a greater awareness of biological



complexities of human emotions. This has led and will continue to lead to new treatments



and diagnostic techniques for psychiatric disorders. Secondly because of the complex



interaction of genetic and environmental components in the ontogeny of basic emotions,



the consideration of developmental mechanisms may lead to new ideas on the promotion



of healthy emotional development in human children.

Disgust: Sensory Affect or Primary Emotional System? 25





FOOTNOTES







1

We follow Panksepp in the use of capitals to denote an emotional organising system



rather than an emotion per se.

Disgust: Sensory Affect or Primary Emotional System? 26





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