Sheet1 - Association of Investment Companies

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Sheet1 - Association of Investment Companies Powered By Docstoc
					Produced by the AIC, 1 November 2011. Please note that the information contained is not guaranteed to be accurate. For AIM, Spe
Please note VCT 'New Issue', 'Issue' and 'Issue C share' values are updated throughout the open period. All issues less than £5m (
Await entries are taken from the company news announcements and are still to be finalised, therefore they may be subject to chan

Year Month        Event                  Company                  Manager                 Structure




 2011 Jan         Capital Redemption     Active Capital           Bluehone                Conventional



 2011 Jan         Capital Redemption     Gottex Market Neutral Gottex                     Conventional

                                         Downing Planned Exit
 2011 Jan         Category Change        VCT 2 C shares       Downing                     VCT

 2011 Jan         Category Change        Octopus Apollo VCT 4 Octopus                     VCT

                                         HSBC Infrastructure
 2011 Jan         Convert                Company C shares         HSBC                    Conventional


 2011 Jan         Issue                  Cayenne                  Cayenne                 Conventional

                                         Downing Distribution
 2011 Jan         Issue                  VCT 1                    Downing                 VCT


 2011 Jan         Issue                  Edinburgh Dragon         Aberdeen                Conventional

                                                                  Ingot Capital           Split Capital
 2011 Jan         Issue/Rollover   Utilico                        Management              Trust
                  Management Group
 2011 Jan         Departure        N/A                            SPARK Venture
                                   Schroder UK Mid and
 2011 Jan         Name Change      Small Cap                      Schroder                Conventional

                                                                  Ingot Capital           Split Capital
 2011 Jan         Name Change            Utilico                  Management              Trust

                                         Downing Planned Exit
 2011 Jan         New Category           VCT 2 C shares       Downing                     VCT

 2011 Jan         New Category           Octopus Apollo VCT 4 Octopus                     VCT
                                Hazel Renewable
2011 Jan   New Issue            Energy VCT 1          Hazel Capital     VCT




                                Hazel Renewable
2011 Jan   New Issue            Energy VCT 2          Hazel Capital     VCT

2011 Jan   New Management       SPARK VCT             Albion Ventures   VCT

2011 Jan   New Management       SPARK VCT 2           Albion Ventures   VCT
           New Management
2011 Jan   Group (Arrival)      N/A                 Hazel Capital
2011 Jan   New Name             Schroder UK Mid Cap Schroder            Conventional

                                                      Ingot Capital     Split Capital
2011 Jan   New Name             Utilico Investments   Management        Trust




                                Schroder UK Mid and
2011 Jan   Policy Change        Small Cap             Schroder          Conventional




                                                      Ingot Capital     Split Capital
2011 Jan   Policy Change        Utilico Investments   Management        Trust
                                                      Ingot Capital
2011 Jan   Reconstruct/Depart   Eclectic (AIM)        Management        Conventional


                                Chelverton Growth
2011 Jan   Tender Offer         Trust                 Chelverton        Conventional
2011 Jan   Tender Offer         Eastern European         BlackRock          Conventional


                                Standard Life UK
2011 Jan   Tender Offer         Smaller Companies        Standard Life      Conventional




2011 Feb   Capital Change       Foresight VCT            Foresight Group    VCT



                                Polar Capital
2011 Feb   Capital Change       Technology               Polar Capital      Conventional



2011 Feb   Capital Redemption   Atlantis Japan Growth Atlantis              Conventional


                                Edge Performance
2011 Feb   Category Change      VCT D shares             Edge               VCT


2011 Feb   Category Change      Kings Arms Yard VCT Albion Ventures         VCT

                                Kings Arms Yard VCT
2011 Feb   Category Change      2                   Albion Ventures         VCT

2011 Feb   Category Change      Puma VCT V               Shore Capital      VCT


                                Fidelity China Special
2011 Feb   Issue (C share)      Situations C shares      FIL Investments    Conventional



           Issue (Subscription
2011 Feb   Shares)             Geiger Counter            New City           Conventional
           Management Group
2011 Feb   Departure           N/A                       Asset Management

2011 Feb   Merge                Foresight VCT            Foresight Group    VCT
                                Greenwich Loan
2011 Feb   Merge                Income (AIM)             T2 Advisers        Conventional
2011 Feb   Merge/depart     Asset Management      Asset Management   Conventional

2011 Feb   Merge/depart     Keydata Income VCT 1 Foresight Group     VCT

2011 Feb   Merge/depart     Keydata Income VCT 2 Foresight Group     VCT
                            INVESCO Perpetual
2011 Feb   Name Change      AIM VCT              Amati Global        VCT

2011 Feb   Name Change      SPARK VCT             Albion Ventures    VCT

2011 Feb   Name Change      SPARK VCT 2           Albion Ventures    VCT

                            Edge Performance
2011 Feb   New Category     VCT D shares          Edge               VCT


2011 Feb   New Category     Kings Arms Yard VCT Albion Ventures      VCT

                            Kings Arms Yard VCT
2011 Feb   New Category     2                   Albion Ventures      VCT

2011 Feb   New Category     Puma VCT V            Shore Capital      VCT

2011 Feb   New Management   Acuity Growth VCT     Foresight Group    VCT

                            Acuity Growth VCT C
2011 Feb   New Management   shares                Foresight Group    VCT

2011 Feb   New Management   Bluehone AIM VCT 2    Maven              VCT
                            INVESCO Perpetual
2011 Feb   New Management   AIM VCT               Amati Global       VCT

2011 Feb   New Name         Amati VCT 2           Amati Global       VCT

2011 Feb   New Name         Kings Arms Yard VCT Albion Ventures      VCT
                            Kings Arms Yard VCT
2011 Feb   New Name         2                   Albion Ventures      VCT




2011 Feb   Policy Change    SPARK VCT             Albion Ventures    VCT
2011 Feb   Policy Change      SPARK VCT 2              Albion Ventures       VCT



                              JPMorgan Private                               Split Capital
2011 Feb   Tender Offer       Equity                   JPMorgan              Trust



2011 Feb   Tender Offer       Private Equity Investor Private Equity Investor Conventional




2011 Feb   Tender Offer       Schroder AsiaPacific     Schroder              Conventional

                              Albion Technology &
2011 Mar   Convert            General VCT C shares Albion Ventures           VCT


                              Fidelity China Special
2011 Mar   Convert            Situations C shares      FIL Investments       Conventional
2011 Mar   Depart/Liquidate   Dexion Commodities       Dexion                Conventional
                              Dexion Commodities
2011 Mar   Depart/Liquidate   Euro                     Dexion                Conventional
                              Dexion Commodities
2011 Mar   Depart/Liquidate   USD                      Dexion                Conventional


2011 Mar   Depart/Liquidate   Gartmore Irish Growth Gartmore                 Conventional
2011 Mar   Depart/Liquidate   Tapestry              Kleinwort Benson         Conventional


                              Hargreave Hale AIM
2011 Mar   Issue              VCT 1                    Hargreave Hale        VCT

                              Hargreave Hale AIM
2011 Mar   Issue              VCT 2                    Hargreave Hale        VCT



2011 Mar   Issue              MedicX                   MedicX Group          Conventional
2011 Mar   Issue             Northern 2 VCT         NVM Private Equity   VCT



2011 Mar   Issue             Northern 3 VCT         NVM Private Equity   VCT

                             Standard Life UK
2011 Mar   Issue             Smaller Companies      Standard Life        Conventional

                             EP Global
2011 Mar   Issue/Rollover    Opportunities          Edinburgh Partners   Conventional



                                                                         Split Capital
2011 Mar   Issue/Rollover    M&G High Income        M&G                  Trust
2011 Mar   Name Change       Acuity Growth VCT      Foresight Group      VCT
                             Acuity Growth VCT C
2011 Mar   Name Change       shares                 Foresight Group      VCT

                             Epicure Qatar Equity
2011 Mar   Name Change       Opportunities (AIM)    Epicure              Conventional

                             HSBC Infrastructure
2011 Mar   Name Change       Company                HSBC                 Conventional
                             Duet Real Estate
2011 Mar   New Issue         Finance                Duet                 Conventional




2011 Mar   New Issue         Octopus Titan VCT 5    Octopus              VCT


2011 Mar   New Issue         Octopus VCT 2          Octopus              VCT
           New Management
2011 Mar   Group (Arrival)   N/A                    Duet
2011 Mar   New Name          Foresight 5 VCT        Foresight Group      VCT
                             Foresight 5 VCT C
2011 Mar   New Name          shares                 Foresight Group      VCT


2011 Mar   New Name          HICL Infrastructure    HSBC                 Conventional

                             Qatar Investment
2011 Mar   New Name          (AIM)                  Epicure              Conventional
2011 Mar   Policy Change        Bluehone AIM VCT 2        Maven                  VCT
2011 Mar   Reconstruct/Depart   Anglo & Overseas          Edinburgh Partners     Conventional
                                                                                 Split Capital
2011 Mar   Reconstruct/Depart   M&G Equity                M&G                    Trust



                                BlackRock Absolute
2011 Mar   Tender Offer         Return Strategies         BlackRock              Conventional


2011 Mar   Tender Offer         JPMorgan Asian            JPMorgan               Conventional

2011 Apr   Depart/Liquidate     Castle Asia Alternative   LGT Capital Partners   Conventional
2011 Apr   Depart/Liquidate     CMA Global Hedge          CM Advisors            Conventional
                                CMA Global Hedge
2011 Apr   Depart/Liquidate     Euro                      CM Advisors            Conventional
                                CMA Global Hedge
2011 Apr   Depart/Liquidate     USD                       CM Advisors            Conventional

                                Downing Distribution
2011 Apr   Issue                VCT 2                     Downing                VCT


                                John Laing
2011 Apr   Issue                Infrastructure            John Laing             Conventional



2011 Apr   Issue                JPMorgan American         JPMorgan               Conventional

                                Maven Income &
2011 Apr   Issue                Growth VCT                Maven                  VCT

                                Maven Income &
2011 Apr   Issue                Growth VCT 2              Maven                  VCT

                                Maven Income &
2011 Apr   Issue                Growth VCT 3              Maven                  VCT

                                Maven Income &
2011 Apr   Issue                Growth VCT 4              Maven                  VCT


2011 Apr   Issue                Northern Venture Trust NVM Private Equity        VCT

2011 Apr   Issue                Octopus AIM VCT           Octopus                VCT
                                 Downing Absolute
                                 Income VCT 1 C
2011 Apr   Issue (C share)       shares                 Downing            VCT


                                 Edge Performance
2011 Apr   Issue (C share)       VCT G shares           Edge               VCT
                                 Investec Structured
                                 Products Calculus      Calculus
2011 Apr   Issue (C share)       VCT C shares           Capital/Investec   VCT
                                 JPMorgan Global
                                 Emerging Markets
2011 Apr   Issue (C share)       Income C shares        JPMorgan           Conventional

           Issue (Subscription
2011 Apr   Shares)               Eastern European       BlackRock          Conventional

                                 Ashmore Global
2011 Apr   Listing Change        Opportunities          Ashmore            Conventional
           Management Group
2011 Apr   Departure        N/A                         CM Advisors
           Management Group
2011 Apr   Merge            N/A                         Henderson
                                                        Henderson Global
2011 Apr   MG Change             Gartmore European      Investors          Conventional
                                                        Henderson Global
2011 Apr   MG Change             Gartmore Fledgling     Investors          Conventional
                                                        Henderson Global
2011 Apr   MG Change             Gartmore Global        Investors          Conventional
2011 Apr   MG Name Change        N/A                    HSBC
2011 Apr   MG New Name           N/A                    InfraRed

2011 Apr   Name Change           Bluehone AIM VCT 2     Maven              VCT
                                 Shires Smaller
2011 Apr   Name Change           Companies              Aberdeen           Conventional
                                                        Midas Capital
2011 Apr   New Issue             Diverse Income Trust   Partners           Conventional



                                 Downing Planned Exit
2011 Apr   New Issue             VCT 2011             Downing              VCT




                                 Foresight Clearwater
2011 Apr   New Issue             VCT                    Foresight Group    VCT
                                 Henderson              Henderson Global
2011 Apr   New Issue             International Income   Investors          Conventional
                                NB Global Floating
2011 Apr   New Issue            Rate Income           Neuberger Berman   Conventional

                                ProVen Planned Exit
2011 Apr   New Issue            VCT                   Beringea           VCT


                                Downing Planned Exit
                                VCT 2011 Low Carbon
2011 Apr   New Issue (Pool)     shares               Downing             VCT


                                Downing Planned Exit
                                VCT 2011 Structured
2011 Apr   New Issue (Pool)     shares               Downing             VCT

                                NB Global Floating
2011 Apr   New Issue (Pool)     Rate Income USD       Neuberger Berman   Conventional

2011 Apr   New Management       Acuity VCT 3          Foresight Group    VCT
                                Aberdeen Smaller
                                Companies High
2011 Apr   New Name             Income                Aberdeen           Conventional
                                Maven Income &
2011 Apr   New Name             Growth VCT 5          Maven              VCT
                                Henderson Global      Henderson Global
2011 Apr   Reconstruct/Depart   Property Companies    Investors          Conventional




2011 May   Capital Redemption   FRM Credit Alpha      FRM                Conventional
                                JPMorgan Global
                                Emerging Markets
2011 May   Convert              Income C shares       JPMorgan           Conventional

                                Edinburgh New                            Split Capital
2011 May   Depart/Liquidate     Income                Aberdeen           Trust
                                Global Special                           Split Capital
2011 May   Depart/Liquidate     Opportunities         Premier            Trust

2011 May   Depart/Liquidate     Raven Russia          Raven Russia       Conventional
                   Albion Development
2011 May   Issue   VCT                   Albion Ventures   VCT




                   Albion Development
2011 May   Issue   VCT D shares          Albion Ventures   VCT




2011 May   Issue   Albion Enterprise VCT Albion Ventures   VCT




                   Albion Income &
2011 May   Issue   Growth VCT            Albion Ventures   VCT




2011 May   Issue   Albion Prime VCT      Albion Ventures   VCT




                   Albion Technology &
2011 May   Issue   General VCT           Albion Ventures   VCT




2011 May   Issue   Albion VCT            Albion Ventures   VCT



2011 May   Issue   Baronsmead VCT 5      ISIS EP           VCT
                                British Smaller
2011 May     Issue              Companies VCT          YFM Private Equity   VCT



                                British Smaller
2011 May     Issue              Companies VCT 2        YFM Private Equity   VCT




2011 May     Issue              Crown Place VCT        Albion Ventures      VCT


2011 May     Issue              Elderstreet VCT        Elderstreet          VCT


2011 May     Issue              ProVen VCT             Beringea             VCT


                                CATCo Reinsurance
2011 May     Issue (C share)    Opportunities C shares CATCo                Conventional
                                HarbourVest Senior
                                Loans Europe C
2011 May     Issue (C share)    shares                 HarbourVest          Conventional

                                Aberdeen Asian
2011 May     Issue (Warrants)   Income                 Aberdeen             Conventional



2011   May   Listing Change     Qatar Investment       Epicure              Conventional
2011   May   MG Name Change     N/A                    Acuity Capital
2011   May   MG Name Change     N/A                    Rensburg
2011   May   MG New Name        N/A                    Iona Capital
                                                       Investec Wealth &
2011 May     MG New Name        N/A                    Investment

                                Acuity Environmental
2011 May     Name Change        VCT                    Acuity Capital       VCT

                                Iona Environmental
2011 May     New Name           VCT                    Acuity Capital       VCT
2011 May   Policy Change   Martin Currie Portfolio Martin Currie     Conventional




                           Princess Private Equity
2011 May   Policy Change   Holding                 Princess          Conventional




2011 Jun   Issue           CQS Diversified         CQS Diversified   Conventional


2011 Jun   Issue           Foresight 3 VCT         Foresight Group   VCT


2011 Jun   Issue           Foresight 4 VCT         Foresight Group   VCT




2011 Jun   Issue           Income & Growth VCT Matrix                VCT



2011 Jun   Issue           JPMorgan American       JPMorgan          Conventional




                           Matrix Income &
2011 Jun   Issue           Growth 4 VCT            Matrix            VCT




                           Matrix Income &
2011 Jun   Issue           Growth VCT              Matrix            VCT
2011 Jun   Issue                 Unicorn AIM VCT        Unicorn              VCT
           Issue (Subscription
2011 Jun   Shares)               HgCapital              HgCapital            Conventional


2011 Jun   Issue (Warrants)      3i Infrastructure      3i Investments       Conventional




2011 Jun   Listing Change   El Oro                      El Oro               Conventional
           Management Group                             Diapason
2011 Jun   Departure        N/A                         Commodities

                                 Blue Planet European
2011 Jun   Name Change           Financials             Blue Planet          Conventional
                                                        Henderson Global
2011 Jun   Name Change           Gartmore Fledgling     Investors            Conventional
                                                        ING Real Estate
                                 ING UK Real Estate     Investment
2011 Jun   Name Change           Income                 Management           Conventional



                                 Quorum Oil & Gas
2011 Jun   Name Change           Technology             Linton Capital       Conventional



2011 Jun   New Issue             Forest Company         Timber Capital       Conventional
                                                        AUM Asset
2011 Jun   New Management        Diamond Circle Capital Management           Conventional
           New Management                               AUM Asset
2011 Jun   Group (Arrival)       N/A                    Management
           New Management
2011 Jun   Group (Arrival)       N/A                    Timber Capital

                                 Blue Planet
2011 Jun   New Name              International Financials Blue Planet        Conventional
                                                          Henderson Global
2011 Jun   New Name              Henderson Fledgling Investors               Conventional



                                 International Oil & Gas
2011 Jun   New Name              Technology              Linton Capital      Conventional
                                                         ING Real Estate
                                 Picton Property         Investment
2011 Jun   New Name              Income                  Management          Conventional
                                Blue Planet
2011 Jun   Policy Change        International Financials Blue Planet     Conventional




                                Dexion Equity
2011 Jun   Policy Change        Alternative             Dexion           Conventional
                                Aberdeen Private
2011 Jun   Tender Offer         Equity                  Aberdeen         Conventional




2011 Jul   Capital Change       Eastern European        BlackRock        Conventional

                                Standard Life
                                Investments Property    Standard Life
2011 Jul   Capital Change       Income                  Investments      Conventional




2011 Jul   Capital Redemption   FRM Credit Alpha        FRM              Conventional


                                Macau Property
2011 Jul   Capital Redemption   Opportunities           Sniper           Conventional

2011 Jul   Depart/Liquidate     Gottex Market Neutral Gottex             Conventional


                                Hargreave Hale AIM
2011 Jul   Issue                VCT 1                   Hargreave Hale   VCT
                                 Hargreave Hale AIM
2011 Jul   Issue                 VCT 2                 Hargreave Hale        VCT



                                 NB Global Floating
2011 Jul   Issue                 Rate Income USD       Neuberger Berman      Conventional

                                 Octopus Second AIM
2011 Jul   Issue                 VCT                   Octopus               VCT

           Issue (Subscription
2011 Jul   Shares)               Eastern European      BlackRock             Conventional
                                 ING Global Real
2011 Jul   MG Change             Estate Securities     CBRE Clarion          Conventional
                                                       ING Clarion Real
2011 Jul   MG Name Change        N/A                   Estate Securities
2011 Jul   MG New Name           N/A                   CBRE Clarion
                                 ING Global Real
2011 Jul   Name Change           Estate Securities     CBRE Clarion          Conventional


2011 Jul   New Issue             Puma VCT VII          Shore Capital         VCT

                                 Renaissance Russia
2011 Jul   New Issue             Infrastructure Equities Renaissance         Conventional
           New Management
2011 Jul   Group (Arrival)       N/A                   Renaissance
                                 Investors In Global
2011 Jul   New Name              Real Estate           CBRE Clarion          Conventional


2011 Jul   Tender Offer          Eastern European      BlackRock             Conventional

                                 JPMorgan European
2011 Jul   Tender Offer          Smaller Companies     JPMorgan              Conventional




2011 Aug   Capital Change        Wichford              Wichford              Conventional
                                 Securities Trust of
2011 Aug   Category Change       Scotland              Martin Currie         Conventional
                                                       Taube Hodson Stonex
2011 Aug   Depart/Liquidate      Electric & General    Partners              Conventional
                                                       EPIC Investment       Split Capital
2011 Aug   Depart/Liquidate      Equity Partnership    Partners              Trust
                                                       SVM Asset
2011 Aug   Depart/Liquidate      SVM UK Active         Management            Conventional


                                 Duet Real Estate
2011 Aug   Issue                 Finance               Duet                  Conventional



2011 Aug   Issue                 HICL Infrastructure   HSBC                  Conventional
           Issue (Subscription
2011 Aug   Shares)               Schroder UK Growth    Schroder              Conventional




                                 Aberforth Geared                            Split Capital
2011 Aug   Issue/Rollover        Income                Aberforth             Trust
           Management Group                            Taube Hodson Stonex
2011 Aug   Departure        N/A                        Partners
                            Securities Trust of
2011 Aug   New Category     Scotland                   Martin Currie         Conventional




                                 Securities Trust of
2011 Aug   Policy Change         Scotland              Martin Currie         Conventional

                                 Aberforth Geared                            Split Capital
2011 Aug   Reconstruct/Depart    Capital & Income      Aberforth             Trust




                                 Goldman Sachs
           Reconstruct/Depart    Dynamic Opportunities
2011 Aug   (Pool)                Euro                  Goldman Sachs         Conventional




                                 Goldman Sachs
           Reconstruct/Depart    Dynamic Opportunities
2011 Aug   (Pool)                USD                   Goldman Sachs         Conventional
2011 Sep   Capital Change      World Trust Fund       Lazard Feres           Conventional



2011 Sep   Capital Redemption Atlantis Japan Growth Atlantis                 Conventional
           Capital
           Reorganisation/Depa Aberdeen                                      Split Capital
2011 Sep   rt                  Development Capital Aberdeen                  Trust

           Capital              JPMorgan Private      JPMorgan/Bear          Split Capital
2011 Sep   Reorganisation/Issue Equity                Stearns                Trust
                                Aberdeen                                     Split Capital
2011 Sep   Depart/New Conv      Development Capital   Aberdeen               Trust



                               City Natural Resources
2011 Sep   Issue               High Yield             New City               Conventional


                               International Public
2011 Sep   Issue               Partnerships           Amber Infrastructure   Conventional

                            JPMorgan Private          JPMorgan/Bear          Split Capital
2011 Sep   Issue            Equity                    Stearns                Trust
           Management Group                           Climate Change
2011 Sep   Departure        N/A                       Capital

2011 Sep   Merge               Northern 3 VCT         NVM Private Equity     VCT


2011 Sep   Merge               Wichford               Wichford               Conventional

2011 Sep   Merge/depart        Northern Aim VCT       NVM Private Equity     VCT
2011 Sep   MG Name Change      N/A                    Wichford
2011 Sep   MG Name Change      N/A                    India Investment

2011 Sep   MG New Name         N/A                     Redefine International
2011 Sep   MG New Name         N/A                     Ocean Dial
                                                       Henderson Global
2011 Sep   Name Change         Gartmore Global         Investors              Conventional
2011 Sep   Name Change         Martin Currie Portfolio Martin Currie          Conventional

2011 Sep   Name Change         Wichford               Wichford               Conventional

2011 Sep   New Management      Ventus 2 VCT           Temporis               VCT
                              Ventus 2 VCT C
2011 Sep   New Management     shares                  Temporis           VCT

2011 Sep   New Management     Ventus VCT              Temporis           VCT


2011 Sep   New Management     Ventus VCT C shares     Temporis           VCT
           New Management
2011 Sep   Group (Arrival)    N/A                     Temporis Capital
                                                      Henderson Global
2011 Sep   New Name           Henderson Global        Investors          Conventional
                              Martin Currie Global
2011 Sep   New Name           Portfolio               Martin Currie      Conventional

2011 Sep   New Name           Redefine International Wichford            Conventional
           Restructure/New    Aberdeen
2011 Sep   Conventional       Development Capital Aberdeen               Conventional



                              Golden Prospect
2011 Oct   Capital Change     Precious Metals         Ambrian            Conventional

2011 Oct   Capital Change     Mid Wynd International Baillie Gifford     Conventional

2011 Oct   Category Change    Albany                  Rathbone           Conventional


                              Middlefield Canadian
2011 Oct   Category Change    Income Trusts           Kleinwort Benson   Conventional

2011 Oct   Category Change    Octopus Titan VCT 3     Octopus            VCT

2011 Oct   Category Change    Ruffer                  Ruffer LLP         Conventional
                              Invesco Perpetual                          Split Capital
2011 Oct   Depart/Liquidate   Recovery 2011           INVESCO            Trust
2011 Oct   Depart/Liquidate   Puma VCT III            Shore Capital      VCT
2011 Oct   Depart/Liquidate   Puma VCT IV             Shore Capital      VCT


                              Middlefield Canadian
2011 Oct   Domicile Change    Income Trusts           Kleinwort Benson   Conventional



                              Golden Prospect
2011 Oct   Issue              Precious Metals         Ambrian            Conventional



2011 Oct   Issue              HICL Infrastructure     HSBC               Conventional
                             John Laing
2011 Oct   Issue             Infrastructure         John Laing         Conventional

                             ProVen Growth &
2011 Oct   Issue             Income VCT             Beringea           VCT




                             NB Global Floating
2011 Oct   Issue (C share)   Rate Income C shares Neuberger Berman     Conventional




                             NB Global Floating
                             Rate Income USD C
2011 Oct   Issue (C share)   shares                 Neuberger Berman   Conventional

                             Utilico Emerging       Ingot Capital
2011 Oct   Listing Change    Markets                Management         Conventional

2011 Oct   Merge             Kings Arms Yard VCT Albion Ventures       VCT
                             Kings Arms Yard VCT
2011 Oct   Merge/depart      2                   Albion Ventures       VCT

2011 Oct   New Category      Albany                 Rathbone           Conventional
                             Middlefield Canadian
2011 Oct   New Category      Income Trusts          Kleinwort Benson   Conventional

2011 Oct   New Category      Octopus Titan VCT 3    Octopus            VCT

2011 Oct   New Category      Ruffer                 Ruffer LLP         Conventional




                             Middlefield Canadian
2011 Oct   Policy Change     Income Trusts          Kleinwort Benson   Conventional

                             Cazenove Absolute
2011 Oct   Tender Offer      Equity                 Cazenove           Conventional
            Merge/Depart -
Await Nov   Awaiting               Amati VCT 2           Amati Global          VCT




Await Nov   Merge - Awaiting       ViCTory VCT           Amati Global          VCT




            Management Group
Await Nov   Departure        N/A                         Invista Real Estate




Await Nov   Capital Distribution   Vinaland (AIM)        VinaCapital           Conventional




Await Nov   Capital Redemption     Absolute Return       Fauchier Partners     Conventional



            Issue (C share) -      Ingenious
Await Nov   Awaiting               Entertainment VCT 1   Ingenious Ventures    VCT



            Issue (C share) -      Ingenious
Await Nov   Awaiting               Entertainment VCT 2   Ingenious Ventures    VCT
            Issue (C share) -   Ingenious
Await Nov   Awaiting            Entertainment VCT 1    Ingenious Ventures   VCT



            Issue (C share) -   Ingenious
Await Nov   Awaiting            Entertainment VCT 2    Ingenious Ventures   VCT



                                BlackRock Greater
Await Nov   Tender Offer        Europe                 BlackRock            Conventional




                                INVESCO Perpetual
Await Nov   Policy Change       Select Global Equity   INVESCO              Conventional




                                INVESCO Perpetual
Await Nov   Policy Change       Select Hedge Fund      INVESCO              Conventional


            Name Change -
Await Nov   Awaiting            ViCTory VCT            Amati Global         VCT



Await Nov   Capital Change      ViCTory VCT            Amati Global         VCT




            Reconstruct/Depart -                       Allianz Global
Await Nov   Awaiting             Charter European      Investors            Conventional
Await Nov   Policy Change        ViCTory VCT            Amati Global      VCT




Await Nov   Issue                Albion VCT             Albion Ventures   VCT




                                 Albion Technology &
Await Nov   Issue                General VCT            Albion Ventures   VCT




                                 Albion Income &
Await Nov   Issue                Growth VCT             Albion Ventures   VCT




Await Nov   Capital Redemption   Dexion Absolute Euro   Dexion            Conventional




Await Nov   Issue                Albion Enterprise VCT Albion Ventures    VCT




Await Nov   Issue                Albion Prime VCT       Albion Ventures   VCT
                               Albion Development
Await Nov   Issue              VCT                    Albion Ventures   VCT




Await Nov   Issue              Crown Place VCT        Albion Ventures   VCT




            Merge/Depart -
Await Nov   Awaiting           Acuity VCT 3           Foresight Group   VCT




            Merge/Depart -     Foresight Clearwater
Await Nov   Awaiting           VCT                    Foresight Group   VCT




            Merge/Depart -
Await Nov   Awaiting           Foresight 5 VCT        Foresight Group   VCT




Await Nov   Merge - Awaiting   Foresight 4 VCT        Foresight Group   VCT
Await Nov   Capital Change      El Oro               El Oro             Conventional



            Capital
Await Nov   Reorganisation      El Oro               El Oro             Conventional



                                F&C Managed
Await Nov   Issue               Portfolio Growth     F&C                Conventional



                                F&C Managed
Await Nov   Issue               Portfolio Income     F&C                Conventional




Await Dec   Tender Offer        Northern Investors   Northern Venture   Conventional




            Issue (C share) -   GCP Infrastructure   Gravis Capital
Await Dec   Awaiting            Investments          Partners           Conventional




Await Dec   Issue               Baronsmead VCT       ISIS EP            VCT




Await Dec   Issue               Baronsmead VCT 2     ISIS EP            VCT
Await Dec   Issue                Baronsmead VCT 3     ISIS EP              VCT




Await Dec   Issue                Baronsmead VCT 4     ISIS EP              VCT


                                 HarbourVest Senior
                                 Loans Europe C
Await Dec   Convert - Awaiting   shares               HarbourVest          Conventional




Await Dec   Issue                ProVen Health VCT    Beringea             VCT




Await Jan   Issue                Amati VCT            Amati Global         VCT


Await Jan   Tender Offer         Eastern European     BlackRock            Conventional




Await Jan   Tender Offer         Northern 2 VCT       NVM Private Equity   VCT




                                                      ING Real Estate
            Management           Picton Property      Investment
Await Jan   Change - Awaiting    Income               Management           Conventional

                                                      ING Real Estate
            Management Group                          Investment
Await Jan   Departure        N/A                      Management
Await Feb   Tender Offer         JPMorgan Asian        JPMorgan             Conventional




            Depart/Liquidate -   Downing Planned Exit
Await Feb   Awaiting             VCT 4                Downing               VCT




            Depart/Liquidate -   Downing Planned Exit
Await Feb   Awaiting             VCT 5                Downing               VCT




            Issue (C share) -    Downing Structured
Await Apr   Awaiting             Opportunities VCT 1   Downing              VCT




Await Apr   Issue                Northern 2 VCT        NVM Private Equity   VCT




Await Apr   New Issue - Awaiting Puma VCT 8            Shore Capital




            Issue (C share) -    Downing Planned Exit
Await Apr   Awaiting             VCT 2                Downing               VCT




            Issue (C share) -    Downing Planned Exit
Await Apr   Awaiting             VCT 3                Downing               VCT



                                 British Smaller
Await Apr   Issue                Companies VCT 2       YFM Private Equity   VCT
            Management          Sirius Real Estate     Principle Capital Sirius
Await May   Change - Awaiting   (AIM)                  Real Estate              Conventional




            Issue (C share) -   Iona Environmental
Await Jun   Awaiting            VCT                    Iona Capital           VCT




            Issue (C share) -
Await Jun   Awaiting            Foresight VCT          Foresight Group        VCT




            Issue (C share) -
Await Jun   Awaiting            Foresight 2 VCT        Foresight Group        VCT


            Management          Invista Foundation
Await Sep   Change - Awaiting   Property               Invista Real Estate    Conventional




Await Sep   Issue               ViCTory VCT            Amati Global           VCT




            Management          Invista European Real
Await Sep   Change - Awaiting   Estate                Invista Real Estate     Conventional




            Management          Matrix European Real
Await Oct   Change - Awaiting   Estate                 Matrix                 Conventional
            Management Group
Await Oct   Departure        N/A   Matrix
ranteed to be accurate. For AIM, Specialist Funds Market (SFM) and Euronext listed companies only Members of the AIC are included.
en period. All issues less than £5m (except VCTs) are not covered.
herefore they may be subject to change.
                                                                                        Launch       Rollover Bank
             Sector Text       Additional                                               Assets       Assets   Debt

                               At the EGM held on 27/08/09, the Board
                               announced a managed wind down of the Company.
                               As such the company began an orderly realisation
                               of its portfolio and the liquidation of the company. A
                               fifth payment of £4.1m was paid to shareholders on
             UK Smaller        07/01/11 at a price of 41p per share. This brings
             Companies         the total return of capital to £25.2m to date.                -4
                               The Company announced a third compulsory partial
                               redemption of shares that saw £6,750,000
                               (equivalent to 54.10p per share) paid to
             Hedge Funds       shareholders on 04/01/10.                                     -7

             VCT Generalist
             Pre Qualifying    to VCT Generalist - company is now fully qualifying.
             VCT Generalist
             Pre Qualifying    to VCT Generalist - company is now fully qualifying.
             Sector            110,000,000 C shares converted into 97,350,000
             Specialist:       ordinary shares at a conversion ratio of 0.8850
             Infrastructure    ordinary shares for every 1 C share held.

                               The Company raised £5.8m though the issue of
             Global Growth     new CULS. The CULS began trading on 28/01/11.                     6
                               The Company raised a total of £2,500 through the
             VCT AIM           issue of 2,449 ordinary at a price of 102.1p per
             Quoted            share. The offer closed on 07/01/11.                              0

             Asia Pacific -  The Company raised £60m though the issue of new
             Excluding Japan CULS. The CULS began trading on 12/01/11.                       60
                             Following the winding up of Eclectic (AIM),
             Global Growth & 13,551,531 ordinary shares rolled over. Dealings in
             Income          the new shares commenced on 18/01/11.                           15           15         0

                               Managed SPARK VCT & SPARK VCT 2

             UK Growth         to Schroder UK Mid Cap
             Sector
             Specialist:
             Utilities         to Utilico Investments

                               from VCT Generalist Pre Qualifying - company is
             VCT Generalist    now fully qualifying.
                               from VCT Generalist Pre Qualifying - company is
             VCT Generalist    now fully qualifying.
                  The Company raised £41.6m through the joint
                  issue of Hazel Renewable Energy VCT 1 & VCT 2.
                  £20.86m was raised by Hazel Renewable Energy
                  VCT 1 and £20.74 was raised by Hazel Renewable
VCT Specialist:   VCT 2. The offers opened on 20/10/10 and closed
Environmental     on 05/04/11 with respect of the 2010/11 offer and
Pre Qualifying    closed on 10/08/11 for the 2011/12 offer.              21          0

                  The Company raised £41.6m through the joint
                  issue of Hazel Renewable Energy VCT 1 & VCT 2.
                  £20.86m was raised by Hazel Renewable Energy
                  VCT 1 and £20.74 was raised by Hazel Renewable
VCT Specialist:   VCT 2. The offers opened on 20/10/10 and closed
Environmental     on 05/04/11 with respect of the 2010/11 offer and
Pre Qualifying    closed on 10/08/11 for the 2011/12 offer.              21          0
VCT Specialist:
Technology        from SPARK Venture
VCT Specialist:
Technology        from SPARK Venture

                  For Hazel Environmental Energy VCT 1 & VCT 2
UK Growth         from Schroder UK Mid and Small Cap
Sector
Specialist:
Utilities         from Utilico
                  At the EGM held on 26/01/11 proposals for the
                  Company to amend its investment policy were
                  approved. The old policy was to invest in mid and
                  small cap equities. The new policy is to invest with
                  a focus on mid cap equities only which refers to
                  those Companies falling within the FTSE 250 Mid
UK Growth         250 Index.

                  At the EGM held on 17/01/11 proposals for the
                  Company to amend its investment policy were
                  approved. The old policy was for the Company to
                  provide long term capital appreciation by investing
                  predominantly in infrastructure, utility and related
                  companies, principally in developed countries and
Sector            the new policy will be to invest in undervalued
Specialist:       investments with the flexibility to make investments
Utilities         in a wide range of sectors and markets worldwide.
Global Growth &
Income          Liquidated. Rollover to Utilico.                         -21   -15   0

                  1,486,483 ordinary shares tendered at 24.70p per
UK Smaller        share resulting in £0.37m (10%) departing.
Companies         Payment was made to shareholders on 17/01/11.           0
                    3,676,752 ordinary shares tendered at 337.8046p
European            per share resulting in £12.4m (7.5% of the issued
Emerging            share capital) departing. Payment was made to
Markets             shareholders on 31/01/11.                              -12

                  512,076 ordinary shares tendered at 193.38p per
UK Smaller        share resulting in £990,253 (representing 0.8% of
Companies         the Company's issued share capital) departing.            -1
                  Following the merge of Keydata VCT 1 and
                  Keydata VCT 2, the company undertook a share
                  consolidation. 54,004,889 ordinary shares have
                  been consolidated at ratio of 0.554417986 new
                  ordinary shares for every ordinary share held,
                  meaning that after consolidation, there are
VCT Generalist 29,941,281 new ordinary shares in issue.
                  The Company has issued a bonus issue of
Sector            subscription shares to shareholders on the basis of
Specialist: Tech, 1 subscription share for every 5 ordinary shares
Media &           held. Dealings in the 25,358,288 subscription
Telecomm          shares commenced on 14/02/11.
                  48,174,050 ordinary shares redeemed at 90.58p
Japanese          per share. This is equal to 23.57% of the
Smaller           Company's issued share capital and results in
Companies         £43.64m departing.                                       -44
VCT Specialist:
Media, Leisure &
Events Pre        to VCT Specialist: Media, Leisure & Events -
Qualifying        company is now fully qualifying.

VCT Specialist:     to VCT Generalist - following management change
Technology          and agreement to change the category accordingly.

VCT Specialist:     to VCT Generalist - following management change
Technology          and agreement to change the category accordingly.
VCT Generalist
Pre Qualifying      to VCT Generalist - company is now fully qualifying.

Country             The Company has raised £166.3m through the
Specialists: Asia   issue of 166,250,000 C shares at 100p per share.
Pacific             The C shares commenced trading on 28/02/11.            166        0
Sector
Specialist:
Commodities &
Natural             12,075,959 subscription shares exercised at 75p
Resources           per share.                                              9

                 Managed Asset Management
VCT Specialist:
Technology       Merged with Keydata VCT 1 & Keydata VCT 2.                 6    6    0
Sector
Specialist: Debt Merged with Asset Management                              14    14   0
Sector
Specialist:
Financials         Merged with Greenwich Loan Income (AIM)               -14   -14   0
VCT Specialist:
Environmental      Merged with Foresight VCT                              -3    -3   0
VCT Specialist:
Environmental      Merged with Foresight VCT                              -3    -3   0
VCT AIM
Quoted             to Amati VCT 2
VCT Specialist:
Technology         to Kings Arms Yard VCT
VCT Specialist:
Technology         to Kings Arms Yard VCT 2
VCT Specialist:
Media, Leisure &   from VCT Specialist: Media, Leisure & Events Pre
Events             Qualifying - company is now fully qualifying.
                   from VCT Specialist: Technology - following
                   management change and agreement to change the
VCT Generalist     category accordingly.
                   from VCT Specialist: Technology - following
                   management change and agreement to change the
VCT Generalist     category accordingly.
                   from VCT Generalist Pre Qualifying - company is
VCT Generalist     now fully qualifying.

VCT Generalist     from Acuity Capital


VCT Generalist     from Acuity Capital
VCT AIM
Quoted             from Bluehone
VCT AIM
Quoted             from INVESCO
VCT AIM
Quoted             from INVESCO Perpetual AIM VCT
VCT Specialist:
Technology         from SPARK VCT
VCT Specialist:
Technology         from SPARK VCT 2

                   At the EGM held on 10/02/11, following the recent
                   change to the investment manager, shareholders
                   approved proposals to change the Company's
                   investment policy from principally investing in the
                   technology, media, telecommunication and
                   healthcare sectors to a focus on the healthcare,
                   environmental and leisure sectors as well as some
                   higher risk technology Companies. As a result of
VCT Specialist:    the change in sector, the Company has changed its
Technology         name to Kings Arms Yard VCT.
                    At the EGM held on 10/02/11, following the recent
                    change to the investment manager, shareholders
                    approved proposals to change the Company's
                    investment policy from principally investing in the
                    technology, media, telecommunication and
                    healthcare sectors to a focus on the healthcare,
                    environmental and leisure sectors as well as some
                    higher risk technology Companies. As a result of
VCT Specialist:     the change in sector, the Company has changed its
Technology          name to Kings Arms Yard VCT 2.
                    11,036,942 USD ordinary shares tendered at $1.30
                    per share (£8.8m), 55,011 2013 ZDP shares at
                    0.6123p per share (£33,683) and 829,241 2015
                    ZDP shares at 0.5759p per share (£478,389)
Private Equity      resulting in £9.32m departing.                          -9

                    5,380,168 ordinary income shares tendered at
                    223.0364p per share resulting in £12m departing.
Private Equity      Payment was made to shareholders on 15/02/11.          -12

                25,711,701 ordinary shares tendered at 234.5853p
                per share resulting in £60,315,871 (15% of issued
Asia Pacific -  share capital) departing. Payment was made to
Excluding Japan shareholders on 14/02/11.                                  -60
                36,678,643 C shares converted into 28,532,316
                ordinary shares at a conversion ratio of 0.7779
VCT Generalist ordinary shares for every 1 C share held.

Country             166,250,000 C shares converted into 157,654,480
Specialists: Asia   ordinary shares at a conversion ratio of 0.948
Pacific             ordinary shares for every 1 C share held.
Hedge Funds         Liquidated. No Rollover vehicle.                       -40   0

Hedge Funds         Liquidated. No Rollover vehicle.                        -7   0

Hedge Funds         Liquidated. No Rollover vehicle.                        -3   0
Country
Specialists:
Europe              Liquidated. Rollover to Open ended or cash exit.       -50    0
Hedge Funds         Liquidated. No Rollover vehicle.                       -20   -7

                    The Company raised a total of £1,470,000 through
VCT AIM             the issue of 2,159,831 ordinary at a price of 0.68p
Quoted              per share. The offer closed on 08/03/2011.              1
                    The Company raised a total of £2,002,500 through
VCT AIM             the issue of ordinary at a price of 1.09p per share.
Quoted              The offer closed on 08/03/2011.                         2
                    The Company raised £34.3m through a placing of
                    47,650,000 ordinary shares at a price of 72.0p per
Property            share. The new shares commenced trading on
Specialist          04/03/11.                                              34
                 The Company raised a total of £1,048,423 through
                 the issue of 1,278,565 ordinary shares at a price of
VCT Generalist   0.82p per share. The offer closed on 30/03/11.         1

                 The Company raised a total of £2,099,999 through
                 the issue of 2,234,042 ordinary shares at a price of
VCT Generalist   0.94p per share. The offer closed on 30/03/11.         2

Property Direct - The Company raised £25m though the issue of new
UK                CULS. The CULS began trading on 28/03/11.             25
                  Following the winding up of Anglo & Overseas,
                  31,855,462 ordinary shares rolled over. Dealings in
Global Growth     the new shares commenced on 11/03/11.                 37   37   0
                  Following the winding up of M&G Equity,
                  57,390,199 new ZDP shares, 57,390,199 new
                  ordinary income shares and 57,390,199 new
                  Capital shares rolled over. Dealings in the new
UK High Income shares commenced on 08/03/11.                            75   75   0
VCT Generalist to Foresight 5 VCT

VCT Generalist to Foresight 5 VCT C shares
Country
Specialists:
Other            to Qatar Investment (AIM)
Sector
Specialist:
Infrastructure   to HICL Infrastructure
Sector
Specialist: Debt                                                        50        0
                 The Company raised £13.6m through an offer for
                 subscription of ordinary shares. The offer opened
                 on 07/12/2010 and closed on 05/04/11 in respect of
VCT Generalist the 2010/11 tax year and closed on 31/10/11 in
Pre Qualifying   respect of the 2011/12 tax year.                       14        0
                 The Company raised £19.30m through the issue of
VCT Generalist 19,300,131 shares at a price of 100p per share.
Pre Qualifying   The offer closed on 30/06/11.                          19        0

                 For Duet Real Estate Finance
VCT Generalist   from Acuity Growth VCT

VCT Generalist   from Acuity Growth VCT C shares
Sector
Specialist:
Infrastructure   from HSBC Infrastructure Company
Country
Specialists:
Other            from Epicure Qatar Equity Opportunities (AIM)
                At the EGM held on 30/03/11, shareholders
                approved proposals to amend the Company's
                investment policy to that of a VCT Generalist in
                order to implement a broader investment strategy,
VCT AIM         thus not limiting the Company to AIM and PLUS
Quoted          quoted investments.
Global Growth   Liquidated. Rollover to EP Global Opportunities.        -87   -37    0
UK Growth &     Liquidated. End of life. ZDPs received full
Income          entitlement. Rollover to M&G High Income.              -208   -75   -40
                495,731 GBP shares were tendered at £8.11 per
                share, 87,611 Euro shares were tendered at Euro
                8.43 per share and 116,976 USD shares were
                tendered at USD 8.66 per share resulting in £5.27m
Hedge Funds     departing.                                               -5
                8,852,698 shares tendered at 229.6233p per share
Asia Pacific -  (5% of Company's issued share capital), resulting
Excluding Japan in £20,327,857 departing.                               -20

Hedge Funds      Liquidated. No Rollover vehicle.                       -54          0
Hedge Funds      Liquidated. No Rollover vehicle.                       -28          0

Hedge Funds      Liquidated. No Rollover vehicle.                       -35          0

Hedge Funds      Liquidated. No Rollover vehicle.                       -32          0
                 The Company raised a total of £195,763 through
VCT AIM          the issue of 180,052 ordinary shares. The offer
Quoted           closed on 05/04/11.                                     0
                 The Company raised £27,398,250 through the
Sector           issue of 26,730,000 ordinary shares at a price of
Specialist:      102.5p per share. The new shares commenced
Infrastructure   trading on 07/04/11.                                   27
                 The Company raised £8,829,288 through the issue
                 of 1,012,533 ordinary shares at a price of 872p per
                 share. The new shares commenced trading on
North America    18/04/11.                                               9
                 The Company raised a total of £1.24m by way of a
                 linked offer with Maven Income & Growth VCT 2, 3
VCT Generalist   and 4. The offer closed on 28/04/11.                    1
                 The Company raised a total of £0.69m by way of a
                 linked offer with Maven Income & Growth VCT,
VCT Generalist   VCT 3 and 4. The offer closed on 28/04/11.              1
                 The Company raised a total of £1.2m by way of a
                 linked offer with Maven Income & Growth VCT,
VCT Generalist   VCT 2 and 4. The offer closed on 28/04/11.              1
                 The Company raised a total of £0.09m by way of a
                 linked offer with Maven Income & Growth VCT,
VCT Generalist   VCT 3 and 4. The offer closed on 28/04/11.              0
                 The Company raised a total of £15m through the
                 issue of 17,241,379 shares. The offer closed on
VCT Generalist   28/04/11.                                              15
VCT AIM          The Company raised a total of £10m. The offer
Quoted           closed 30/04/11.                                       10
                   The Company has raised £8.81m through the issue
VCT Generalist     of 8,806,987 C shares at 100p per share. The C
Pre Qualifying     shares commenced trading on 05/04/11.              9    0
VCT Specialist:
Media, Leisure &The Company has raised £24.15m through the
Events Pre      issue of 24,153,303 C shares at 100p per share.
Qualifying      The C shares commenced trading on 03/06/11.           24   0
                The Company has raised £1.64m through the issue
VCT Generalist of 1,644,826 C shares at 100p per share. The C
Pre Qualifying  shares commenced trading on 05/04/11.                 2    0
                The Company has raised £26.4m through the issue
Global Emerging of 26,402,325 C shares at 100p per share. The C
Markets         shares commenced trading on 19/04/11.                 26   0
European
Emerging        1,937,156 subscription shares exercised at 299 per
Markets         share.                                                6
                The Board announced that with effect from
Global Emerging 27/04/11 the Company's listing has been
Markets         reclassified from Chapter 14 to Chapter 15.

                   Managed CMA Global Hedge
                   Henderson Group has purchased Gartmore Group
                   in a deal worth £16.5bn.
                   from Gartmore following acquisition by Henderson
Europe             Group.
UK Smaller         from Gartmore following acquisition by Henderson
Companies          Group.
                   from Gartmore following acquisition by Henderson
Global Growth      Group.
                   to InfraRed
                   from HSBC
VCT AIM
Quoted             to Maven Income & Growth VCT 5

UK High Income to Aberdeen Smaller Companies High Income
UK Growth &
Income                                                                50   0
                The Company raised £32.28m through the issue of
                15,705,016 new Ordinary shares, 10,714,500
                Structured shares and 8,109,363 Low Carbon
                shares at a price of 93.5p per share. The offer
VCT Generalist closed on 28/04/11.                                    15   0
                The Company have announced intentions to raise
                up to £20m through the issue of 20,000,000
                ordinary shares. To date. £1,139,060 has been
                raised under the offer. The offer opened on
VCT Generalist 14/12/10 and closes on 13/12/11. Dealings
Pre Qualifying  commenced on 12/04/11.                                1    0
Global Growth &
Income                                                                42   0
                 The Company has raised £309m, 243.97m GBP
Sector           shares were issued at 100p per share and 107.22m
Specialist: Debt $ shares at $1 per share (£64.83m).                  244           0
                 The Company raised £2.03m through the issue of
VCT Generalist 2,033,346 shares at a price of 99.9p per share.
Pre Qualifying   The offer closed on 16/09/11.                          2           0
                 The Company raised £32.28m through the issue of
                 15,705,016 new Ordinary shares, 10,714,500
                 Structured shares and 8,109,363 Low Carbon
                 shares at a price of 93.5p per share. The offer
VCT Generalist closed on 28/04/11.                                      8           0
                 The Company raised £32.28m through the issue of
                 15,705,016 new Ordinary shares, 10,714,500
                 Structured shares and 8,109,363 Low Carbon
VCT Generalist shares at a price of 93.5p per share. The offer
Pre Qualifying   closed on 28/04/11.                                   10           0
                 The Company has raised £309m, 243.97m GBP
Sector           shares were issued at 100p per share and 107.22m
Specialist: Debt $ shares at $1 per share (£64.83m).                   65           0

VCT Generalist   from Acuity Capital


UK High Income from Shires Smaller Companies
VCT AIM
Quoted          from Bluehone AIM VCT 2
Property
Securities      Liquidated. Rollover to HINT.                          -26   -8     0
                Following the failed continuation vote of the
                Company on the 24/11/10, the Board have
                announced proposals for the managed wind up of
                the Company. At the EGM held on 17/03/11,
                shareholders approved proposals to return capital
                to shareholders by way of a series of compulsory
                redemptions. The first saw £31m returned to
                shareholders by way of the redemption of
                34,988,713 shares at a price of 88.6p per share, or
                52.92% of the Company's then issued share
Hedge Funds     capital.                                               -31
                26,402,324 C shares converted into 23,030,853
Global Emerging ordinary shares at a conversion ratio of 0.872304
Markets         ordinary shares for every 1 C share held.

UK Growth &      Liquidated. End of Life. Rollover to Open ended or
Income           cash exit. ZDPs received their final entitlement.     -34          0
                 Liquidated. End of Life. ZDPs received their final
North America    entitlement.                                           -9          0
Property         Removed from universe - The Company is now a
Specialist       property investment group.                           -822        -422
                 The Company raised a total of £1.65m by way of a
                 linked top up offer with Albion Prime VCT, Albion
                 Enterprise, Albion Technology & General VCT,
                 Albion Development VCT D shares, Albion Income
VCT Generalist   & Growth VCT and Crown Place VCT. The offer
Pre Qualifying   closed on 16/05/11.                                  2
                 The Company raised a total of £1.65m by way of a
                 linked top up offer with Albion VCT, Albion Prime
                 VCT, Albion Enterprise, Albion Technology &
                 General VCT, Albion Development VCT, Albion
VCT Generalist   Income & Growth VCT and Crown Place VCT. The
Pre Qualifying   offer closed on 16/05/11.                            2

                 The Company raised a total of £1.65m by way of a
                 linked top up offer with Albion VCT, Albion Prime
                 VCT, Albion Technology & General VCT, Albion
                 Development VCT, Albion Development VCT D
                 shares, Albion Income & Growth VCT and Crown
VCT Generalist   Place VCT. The offer closed on 16/05/11.             2
                 The Company raised a total of £1.65m by way of a
                 linked top up offer with Albion VCT, Albion Prime
                 VCT, Albion Enterprise, Albion Technology &
                 General VCT, Albion Development VCT, Albion
                 Development VCT D shares and Crown Place VCT.
VCT Generalist   The offer closed on 16/05/11.                        2

                 The Company raised a total of £1.1m by way of a
                 linked top up offer with Albion VCT, Albion
                 Enterprise VCT, Albion Technology & General VCT,
                 Albion Development VCT, Albion Development
                 VCT D shares, Albion Income & Growth VCT and
VCT Generalist   Crown Place VCT. The offer closed on 16/05/11.       1
                 The Company raised a total of £1.65m by way of a
                 linked top up offer with Albion VCT, Albion Prime
                 VCT, Albion Enterprise, Albion Development VCT,
                 Albion Development VCT D shares, Albion Income
                 & Growth VCT and Crown Place VCT. The offer
VCT Generalist   closed on 16/05/11.                                  2

                 The Company raised a total of £1.65m by way of a
                 linked top up offer with Albion Prime VCT, Albion
                 Enterprise, Albion Technology & General VCT,
                 Albion Development VCT, Albion Development
                 VCT D shares, Albion Income & Growth VCT and
VCT Generalist   Crown Place VCT. The offer closed on 16/05/11.       2

                 The Company raised a total of £11,925,295 through
VCT AIM          the issue of 16,603,551 ordinary shares at a price
Quoted           of 0.945p per share. The offer closed on 05/05/11.   12
                  The Company raised a total of £2.01m through the
                  joint issue of 3,140,625 ordinary shares at a price
                  of 1.28p per share bringing the total raised under
                  the joint offer to £4.02m. The offer closed on
VCT Generalist    05/05/11.                                              2
                  The Company raised a total of £2.01m through the
                  joint issue of 3,140,625 ordinary shares at a price
                  of 1.28p per share bringing the total raised under
                  the joint offer to £4.02m. The offer closed on
VCT Generalist    05/05/11.                                              2

                  The Company raised a total of £1.65m by way of a
                  linked top up offer with Albion VCT, Albion Prime
                  VCT, Albion Enterprise, Albion Technology &
                  General VCT, Albion Development VCT, Albion
                  Development VCT D shares and Albion Income &
VCT Generalist    Growth VCT. The offer closed on 16/05/11.              2
                  The Company raised a total of £3,824,467 through
                  the issue of 4,778,800 ordinary shares. The offer
VCT Generalist    closed on 09/05/11.                                    4
                  The Company raised a total of £1.54m through the
                  issue of 2,519,590 ordinary shares at a price of 61p
VCT Generalist    per share. The offer closed on 06/05/11.               2
                  The Company has raised US$124m (£79.6m)
Sector            through the issue of 124,446,737 C shares at
Specialist:       US$1.00 per share. The C shares commenced
Reinsurance       trading on 20/05/11.                                   80   0
                  The Company has raised £26.69m through the
Global High       issue of 26,688,900 C shares at 100p per share.
Income            The C shares commenced trading on 04/05/11.            27   0

Asia Pacific -
Excluding Japan 14,793,009 warrants exercised at 120p per warrant.       18
                The Company was originally launched on the AIM
Country         exchange in July 2007. In May 2011 the Company
Specialists:    sought a listing on the main exchange of the LSE
Other           and cancelled its AIM listing.
                to Iona Capital
                to Investec Wealth & Investment
                from Acuity Capital

                  from Rensburg
VCT Specialist:
Environmental
Pre Qualifying    to Iona Environmental VCT
VCT Specialist:
Environmental
Pre Qualifying    from Acuity Environmental VCT
                  At the EGM held on 23/05/11 proposals for the
                  Company to amend its investment policy were
                  approved. The old policy was for the Company to
                  achieve long-term capital growth in excess of the
                  capital return of the FTSE All-shares index. The
                  new policy is to achieve long-term capital growth in
                  excess of the capital return of the FTSE World
                  index through investing in a diversified portfolio of
Global Growth     UK and international stocks.

                  At the EGM held on 12/05/11 proposals for the
                  Company to amend its investment policy were
                  approved. The old policy was for the Company to
                  invest in other funds and the new policy is to invest
                  directly in a diversified portfolio of private equity and
                  private debt investments to achieve long-term
Private Equity    capital growth and an attractive dividend yield.

                  The Company raised £7.59m through the placing of
                  £ and $ shares. 6,502,060 £ shares were issued at
                  102.5p per share (£6.66m) and 1,459,156 $ shares
                  at $1.02 per share (£929,036). The new shares
Hedge Funds       commenced trading on 27/06/11.                              8
                  The Company raised a total of £5.37m by way of a
VCT Specialist:   joint offer with Foresight 4 VCT. The offer closed on
Technology        30/06/11.                                                   5
                  The Company raised a total of £4.88m by way of a
VCT Specialist:   joint offer with Foresight 3 VCT. The offer closed on
Technology        30/06/11.                                                   5

                The Company have raised £16.2m through the joint
                offer between Matrix Income & Growth VCT, Matrix
                Income & Growth VCT 4 and Income & Growth
                VCT. £3.7m was raised by Income & Growth VCT.
VCT Generalist The offer closed on 30/06/11.                                  4
                The Company have raised £5.8m through the
                placing and issue of 672,600 new ordinary shares
Asia Pacific -  at a price of 861p per share. The new shares
Excluding Japan commenced trading on 08/06/11.                                6

                  The Company have raised £16.2m through the joint
                  offer between Matrix Income & Growth VCT, Matrix
                  Income & Growth VCT 4 and Income & Growth
                  VCT. £5.4m was raised by Matrix Income & Growth
VCT Generalist    VCT 4. The offer closed on 30/06/11.                        5

                  The Company have raised £16.2m through the joint
                  offer between Matrix Income & Growth VCT, Matrix
                  Income & Growth VCT 4 and Income & Growth
                  VCT. £7.11m was raised by Matrix Income &
VCT Generalist    Growth VCT. The offer closed on 30/06/11.                   7
                 The Company raised a total of £3.35m through the
VCT AIM          issue of 3,331,006 shares. The offer closed on
Quoted           30/06/11.                                            3
                 695,810 subscription shares exercised at 950p per
Private Equity   share.                                               7
Sector
Specialist:
Infrastructure   32,500,000 warrants exercised at 100p per warrant.   33
Sector
Specialist:      The Board announced with effect from June 2010
Commodities &    the Company has listed on the MAIN market of the
Natural          LSE as well as the Channel Islands Stock
Resources        Exchange.

                 Managed Diamond Circle Capital
Sector
Specialist:
Financials       to Blue Planet International Financials
UK Smaller
Companies        to Henderson Fledgling

Property Direct -
UK                to Picton Property Income
Sector
Specialist:
Commodities &
Natural
Resources         to International Oil & Gas Technology
Sector
Specialist:
Forestry &
Timber                                                                2    0

Sector Specialist from Diapason Commodities

                 for Diamond Circle Capital

                 for Forest Company
Sector
Specialist:
Financials       from Blue Planet European Financials
UK Smaller
Companies        from Gartmore Fledgling
Sector
Specialist:
Commodities &
Natural
Resources        from Quorum Oil & Gas Technology

Property Direct -
UK                from ING UK Real Estate Income
                  At the AGM held on 30/06/11, shareholders
Sector            approved proposals by the Company to change
Specialist:       their investment policy in order to allow them to
Financials        invest globally rather than just in Europe.

                  At the EGM held on 13/06/11 proposals for the
                  Company to amend its investment policy were
                  approved. The old policy was for the Company to
                  target USD annualised returns of 10-15 per cent
                  with a low correlation to traditional equity
                  benchmarks in a portfolio of hedge funds. The new
                  policy is to seek attractive risk-adjusted returns in a
                  portfolio of US equity long/short hedge funds with
Hedge Funds       less volatility that the S&P 500 Index.
                  41,691,918 shares tendered at 67.5p per share,
Private Equity    resulting in £28,142,045 departing.                       -28
                  The Company has issued a bonus issue of
                  subscription shares to shareholders on the basis of
European          1 subscription share for every 5 ordinary shares
Emerging          held. Dealings in the 10,044,906 subscription
Markets           shares commenced on 29/07/11.
                  The Company has issued 14,724,580 ordinary
                  shares following the conversion of the Company's 6
Property Direct - million redeemable preference shares into ordinary
UK                shares at a rate of 2%.

                  Following the failed continuation vote of the
                  Company on the 24/11/10, the Board have
                  announced proposals for the managed wind up of
                  the Company. At the EGM held on 17/03/11,
                  shareholders approved proposals to return capital
                  to shareholders by way of a series of compulsory
                  redemptions. The first saw £31m returned to
                  shareholders by way of the redemption of
                  34,988,713 shares at a price of 88.6p per share, or
                  52.92% of the Company's then issued share
                  capital. The Company announced a second
                  compulsory partial redemption of shares which has
                  seen a further £8m shares (equivalent to 88.6p per
Hedge Funds       share) returned to shareholders.                           -8
                  97,409,748 B shares (which were issued as a
                  vehicle for this redemption) redeemed at
Property Direct - 10.75772356p per share. This resulted in £10.48
Asia Pacific      departing.                                                -10

Hedge Funds       Liquidated. No rollover vehicle.                           -4   0
                  The Company have raised £372,000 through a joint
                  offer with Hargreave Hale AIM VCT 2. £823,000
VCT AIM           was raised in total across the joint offer. The offer
Quoted            closed on 29/07/11.                                        0
                  The Company have raised £451,500 through a joint
                  offer with Hargreave Hale AIM VCT 1. £823,000
VCT AIM           was raised in total across the joint offer. The offer
Quoted            closed on 29/07/11.                                       0

                 The Company raised US$12,114,891 (£7,385,001)
                 through the issue of 12,114,891 ordinary shares at
Sector           a price of USD 1.00 per share. The new shares
Specialist: Debt commenced trading on 25/07/11.                             7
                 The Company raised a total of £6,940,483 through
VCT AIM          the issue of 6,898,433 ordinary shares. The offer
Quoted           closed on 08/07/11.                                        7
European
Emerging         5,974,535 subscription shares exercised at 299p
Markets          per share.                                                18
Property         from ING Clarion Real Estate Securities following
Securities       acquisition by CBRE.

                  to CBRE Clarion
                  from ING Clarion Real Estate Securities
Property
Securities        to Investors In Global Real Estate
                  The Company raised £13.51m through the issue of
VCT Generalist    13,508,927 shares at a price of 100p per share.
Pre Qualifying    The offer closed on 05/04/11.                            14    0
Sector
Specialist:
Infrastructure                                                            122    0

                  for Renaissance Russia Infrastructure Equities
Property
Securities        from ING Global Real Estate Securities
European          3,739,217 shares tendered at 337.05p per share
Emerging          (7.5% of Company's issued share capital), resulting
Markets           in £12,477,954 departing.                                -12
European          2,155,937 shares tendered at 1008.3511p per
Smaller           share, resulting in £21,739,414 (or 5% of the issued
Companies         share capital) departing.                                -22
                  Following the offer for the entire issued share
                  capital of Redefine International being declared
                  wholly unconditional on 23/08/11, the companies
                  share capital has been consolidated. 1,062,095,584
                  ordinary shares of 1p were cancelled and
Property Direct - 599,695,459 ordinary shares of 7.2p were admitted
UK                to the LSE.
UK Growth &
Income            to Global Growth & Income

Global Growth     Liquidated. Rollover to Open ended or cash exit.        -304   0
UK Growth &       Liquidated. End of Life. ZDPs received their final
Income            entitlement. No rollover option.                         -58   0
UK Growth        Liquidated. No rollover vehicle.                       -61          0
                 The Company raised £26m through the placing and
                 issue of 25,976,249 new ordinary shares at a price
Sector           of 100.25p per share. The new shares commenced
Specialist: Debt trading on 19/08/11.                                   26
                 The Company raised £26.2m through the placing
Sector           and issue of 22,782,609 new ordinary shares at a
Specialist:      price of 115p per share. The new shares
Infrastructure   commenced trading on 08/08/11.                         26
                 7,368,010 subscription shares exercised at 129p
UK Growth        per share.                                             10
                 Following the winding up of Aberforth Geared
                 Capital & Income, 35,467,006 new ordinary shares
                 rolled over to Aberforth Geared Income. £72m was
                 also raised through a placing and offer for
                 subscription of 29,032,994 new ordinary and
UK Smaller       43,000,000 new ZDP shares. Dealings in the new
Companies        shares commenced on 10/08/11.                         108    37     0

                Managed Electric & General
Global Growth &
Income          from UK Growth & Income

                 At the EGM held on 19/07/11, shareholders
                 approved proposals to change the Company's
                 investment objective and policy to achieve rising
                 income and long term capital growth by investing in
                 global equities rather than UK equities. As a
                 consequence, it was proposed that the Company's
                 benchmark should be changed from the FTSE All
UK Growth &      Share index to the MSCI World High Dividend Yield
Income           index. The changes became effective on 01/08/11.

UK Smaller       Liquidated. End of life. ZDPs received full
Companies        entitlement. Rollover to Aberforth Geared Income.     -117   -37   -31
                 Following the failed continuation vote of the EURO
                 share class, 207,493 Euro shares were converted
                 into GBP shares as part of the company's
                 restructuring. The remainder were returned to
                 shareholders. EURO shareholders received a
                 redemption price of EUR1.4171 for each EURO
Hedge Funds      share held.                                             -8    0     0

                 Following the failed continuation vote of the USD
                 share class, 5,176 USD shares were converted into
                 GBP shares as part of the company's restructuring.
                 The remainder were returned to shareholders. USD
                 shareholders received a redemption price of
Hedge Funds      US$2.0919 for each USD share held.                     -14    0     0
                    The Company has issued a bonus issue of
                    warrants to shareholders on the basis of 1 warrant
                    for every 5 ordinary shares held. Dealings in the
Global Growth       10,807,612 warrants commenced on 09/09/11.
                    43,877,672 ordinary shares redeemed at 83.88p
Japanese            per share. This is equal to 28.09% of the
Smaller             Company's issued share capital and results in
Companies           £36.80m departing.                                   -37

                    Early wind up of the 2010/12 ZDP and the 2012
Private Equity      ZDP. Received full entitlement.                       -6         0
                    30,410,753 new 2017 ZDP shares issued raising
                    £19.8m. The new ZDP shares commenced trading
Private Equity      on 12/09/11.                                         20          0
                    to a conventional company following the wind up of
Private Equity      the ZDP shares.                                       -2    -2   0
Sector
Specialist:
Commodities &
Natural             The Company raised £40m though the issue of new
Resources           CULS. The CULS began trading on 26/09/11.            40
                    The Company raised £52m through the placing of
Sector              46,428,447 new ordinary shares at a price of
Specialist:         112.075p per share. The new shares commenced
Infrastructure      trading on 13/09/11.                                 52
                    44,727,053 new ordinary shares issued raising
                    £36.7m. The new ordinary shares commenced
Private Equity      trading on 12/09/11.                                 37

                    Managed Ventus VCT and Ventus VCT 2

VCT Generalist    Merged with Northern Aim VCT                            7     7    0
                  Merged with Redefine International (AIM). Wichford
Property Direct - subsequently changed name to Redefine
UK                International.                                         202   202   0
VCT AIM
Quoted            Merged with Northern 3 VCT                              -7    -7   0
                  to Redefine International
                  to Ocean Dial

                    from Wichford
                    from India Investment

Global Growth       to Henderson Global
Global Growth       to Martin Currie Global Portfolio
Property Direct -
UK                  to Redefine International
VCT Specialist:
Environmental       from Climate Change Capital
VCT Specialist:
Environmental
Pre Qualifying    from Climate Change Capital
VCT Specialist:
Environmental     from Climate Change Capital
VCT Specialist:
Environmental
Pre Qualifying    from Climate Change Capital

                  for Ventus VCT and Ventus VCT 2

Global Growth     from Gartmore Global

Global Growth     from Martin Currie Portfolio
Property Direct -
UK                from Wichford

Private Equity    from a split capital                                    2    2   0
Sector            The Company has issued a bonus issue of
Specialist:       subscription shares to shareholders on the basis of
Commodities &     1 subscription share for every 2 ordinary shares
Natural           held. Dealings in the 28,499,974 subscription
Resources         shares commenced on 31/10/11.
                  Share split 5 for 1 following the EGM held on
Global Growth     10/10/11.

UK Growth         to UK Growth & Income
Sector
Specialist:
Canadian
Income Trusts     to North America
VCT Generalist
Pre Qualifying    to VCT Generalist - company is now fully qualifying.
Global Growth &
Income            to Global Growth
UK Growth &       Liquidated. End of Life. ZDPs received their final
Income            entitlement. No rollover option.                       -30       0
VCT Generalist    Liquidated. No rollover vehicle.                       -10       0
VCT Generalist    Liquidated. No rollover vehicle.                       -12       0
Sector
Specialist:       The Company has re-domiciled from Jersey to the
Canadian          UK by way of a change of its tax residency,
Income Trusts     following a reorganisation.
Sector
Specialist:       The Company raised £18.6m through the placing of
Commodities &     16,630,000 new ordinary shares at a price of 112p
Natural           per share. The new shares commenced trading on
Resources         26/10/11.                                              19
                  The Company raised £11.6m through the placing
Sector            and issue of 11,570,000 new ordinary shares at a
Specialist:       price of 115.7p per share. The new shares
Infrastructure    commenced trading on 03/10/11.                         12
                 The Company raised £130.7m through the placing
Sector           of 124,445,678 new ordinary shares at a price of
Specialist:      1.05p per share. The new shares commenced
Infrastructure   trading on 28/10/11.                                  131
                 The Company raised a total of £9,644,387 through
                 an offer for subscription of ordinary shares. The
VCT Generalist offer closed on 31/10/11.                               10
                 The Company have raised US$187m (£120m)
                 through a placing and offer for subscription of GBP
                 C shares and USD C shares. 115,899,186 GBP C
                 shares were issued at 100p per share and
                 5,511,010 USD C shares were issued at USD1.00
Sector           per share. The C shares commenced trading on
Specialist: Debt 05/10/11.                                             116         0
                 The Company have raised US$187m (£120m)
                 through a placing and offer for subscription of GBP
                 C shares and USD C shares. 115,899,186 GBP C
                 shares were issued at 100p per share and
                 5,511,010 USD C shares were issued at USD1.00
Sector           per share. The C shares commenced trading on
Specialist: Debt 05/10/11.                                              4          0
                 The Company cancelled their listing on AIM on
Global Emerging 14/10/11 and have sought a listing on the Main
Markets          Exchange of the LSE.

VCT Generalist   Merged with Kings Arms Yard VCT 2                     18    18    0

VCT Generalist   Merged with Kings Arms Yard VCT                       -18   -18   0
UK Growth &
Income           from UK Growth

North America    from Sector Specialist: Canadian Income Trusts
                 from VCT Generalist Pre Qualifying - company is
VCT Generalist   now fully qualifying.

Global Growth    from Global Growth & Income

                 At the EGM held on 19/08/11, proposals for the
                 Company to change their investment policy were
                 passed. The old policy reflected the use of Swaps
                 to invest in the Canadian income trust market. The
                 new policy is to remove the currency hedging so
                 that the Company may invest in securities and
                 REITs domiciled in Canada and listed on the
Sector           Canadian Stock Exchange in order to provide
Specialist:      shareholders with a high level of dividends as well
Canadian         as capital growth over the longer term. The policy
Income Trusts    change became effective on 11/10/11.
                 12,951,004 shares tendered at 124.87p per share,
                 resulting in £16,171,919 (or 4.92% of the
Hedge Funds      Company's issued share capital) departing.            -16
                 The Company announced proposals for a merger
                 with ViCTory VCT which will see the Company
                 placed into voluntary liquidation and all its assets
                 and liabilities transferred to ViCTory VCT. An EGM
                 was held on 31/10/11 and shareholder approval
VCT AIM          was gained. The merger will be effected on
Quoted           09/11/11.
                 The Company announced proposals for a merger
                 with Amati VCT 2 which will see Amati VCT 2
                 placed into voluntary liquidation and all its assets
                 and liabilities transferred to ViCTory VCT. An EGM
                 was held on 31/10/11 and shareholder approval
VCT AIM          was gained. The merger will be effected on
Quoted           09/11/11.
                 The management group have announced that it will
                 be winding-down by way of an orderly realisation of
                 assets, including its asset management business.
                 As such, Invista Foundation Property have
                 appointed Schroder Property Investment
                 Management as and an announcement will be
                 made in due course as to when the appointment
                 will take effect.

                 At the EGM held on 10/12/10, shareholders
                 approved the resolutions for a series of capital
                 distributions. The Board resolved to return
                 approximately 50% of cash generated from
                 divestments to shareholders. The board announced
Property         in September 2011 that they hope to be in a
Specialist       position to make distributions later in the year.

                 The Company have received requests in respect of
                 107,714,995 (53.09%) GBP shares and 2,948,843
                 (25.12%) EUR shares. In accordance with the
                 terms of the redemption facility, 30,431,930 GBP
                 shares and 1,760,972 EUR shares will be
                 redeemed at £1.2941 and Euro0.9503 per share,
                 respectively, resulting in £40.8m departing.
Hedge Funds      Payment will be made on or around 16/11/11.            -41
                 The Company raised £1.42m through a joint offer
VCT Specialist: of E shares with Ingenious Entertainment VCT 2 at
Media, Leisure & a price of 100p per E share. The offer closed on
Events Pre       31/07/11. Awaiting further details and pricing on
Qualifying       LSE.                                                    1    0
                 The Company raised £1.42m through a joint offer
VCT Specialist: of E shares with Ingenious Entertainment VCT 1 at
Media, Leisure & a price of 100p per E share. The offer closed on
Events Pre       31/07/11. Awaiting further details and pricing on
Qualifying       LSE.                                                    1    0
                 The Company raised £0.79m through a joint offer
VCT Specialist:  of F shares with Ingenious Entertainment VCT 2 at
Media, Leisure & a price of 100p per F share. The offer closed on
Events Pre       31/07/11. Awaiting further details and pricing on
Qualifying       LSE.                                                     1   0
                 The Company raised £0.79m through a joint offer
VCT Specialist: of F shares with Ingenious Entertainment VCT 1 at
Media, Leisure & a price of 100p per F share. The offer closed on
Events Pre       31/07/11. Awaiting further details and pricing on
Qualifying       LSE.                                                     1   0
                 The Company have announced plans for a tender
                 offer of up to 20% of their current issued share
                 capital. The calculation date will be 30/11/11 and
                 the price will be 98% of the NAV per share on that
Europe           day. Further details to follow.
                 The Company have announced proposals for
                 changes to their investment policy. The proposals
                 include a move to a greater income orientation with
                 an initial target dividend yield of 3.5%. Shareholders
                 will be asked to vote on the proposals at the AGM
                 to be held on 15/11/11. Further details will be
Global Growth    published shortly.

                   The Company have announced proposals for
                   changes to their investment policy. The proposals
                   include a replacement of the fund of hedge fund
                   strategy and the adoption of a strategy based on a
                   diversified long-only portfolio of highly liquid
                   investments. Shareholders will be asked to vote on
                   the proposals at the AGM to be held on 15/11/11.
Hedge Funds        Further details will be published shortly.

                   Following the merger of the Company with Amati
VCT AIM            VCT 2, proposals have been put forward to change
Quoted             the name of the Company to Amati VCT 2.
                   As part of the merger with Amati VCT 2, the
                   Company intend to reconstruct the Company's
VCT AIM            share capital so that the NAV per share will be
Quoted             100p per share.
                   The Company have announced proposals to
                   liquidate the Company. Under the proposals,
                   shareholders will have the option to receive cash
                   and/or part cash and/or to roll over some of their
                   investment into an open ended fund. However,
                   these plans are on hold until discussions with their
                   major shareholder, Midas, have been concluded.
                   Midas disagrees with Charter European's
                   proposals. An EGM has been requisitioned to be
                   held on 08/11/11 where it will be put to shareholder
Europe             vote.
                 The Company have announced proposals to
                 change the investment policy of the Company in
                 order to allow the use of exchange traded futures
                 and options on index futures with a view to reducing
VCT AIM          market risk in the portfolio. The proposals were
Quoted           passed at the EGM held on 31/10/11.
                 The Company are considering a joint open offer in
                 order to raise up to £15m. The top up offer would
                 be linked across Albion VCT, Albion Technology &
                 General VCT, Albion Income & Growth VCT, Albion
                 Enterprise VCT, Albion Prime VCT, Albion
VCT Generalist   Development VCT and Crown VCT. Further detail
Pre Qualifying   to follow.
                 The Company are considering a joint open offer in
                 order to raise up to £15m. The top up offer would
                 be linked across Albion VCT, Albion Technology &
                 General VCT, Albion Income & Growth VCT, Albion
                 Enterprise VCT, Albion Prime VCT, Albion
VCT Generalist   Development VCT and Crown VCT. Further detail
Pre Qualifying   to follow.
                 The Company are considering a joint open offer in
                 order to raise up to £15m. The top up offer would
                 be linked across Albion VCT, Albion Technology &
                 General VCT, Albion Income & Growth VCT, Albion
                 Enterprise VCT, Albion Prime VCT, Albion
VCT Generalist   Development VCT and Crown VCT. Further detail
Pre Qualifying   to follow.

                 At the EGM held on 28/03/11, the continuation
                 resolution for the Euro share class was not passed.
                 As such a redemption option was offered to
                 shareholders and acceptances for 55,847,713 EUR
                 shares (84.17% of the issued EUR shares) were
Hedge Funds      received. Settlement will be made around 16/11/11.
                 The Company are considering a joint open offer in
                 order to raise up to £15m. The top up offer would
                 be linked across Albion VCT, Albion Technology &
                 General VCT, Albion Income & Growth VCT, Albion
                 Enterprise VCT, Albion Prime VCT, Albion
VCT Generalist   Development VCT and Crown VCT. Further detail
Pre Qualifying   to follow.
                 The Company are considering a joint open offer in
                 order to raise up to £15m. The top up offer would
                 be linked across Albion VCT, Albion Technology &
                 General VCT, Albion Income & Growth VCT, Albion
                 Enterprise VCT and Crown VCT. Further detail to
VCT Generalist   follow.
                  The Company are considering a joint open offer in
                  order to raise up to £15m. The top up offer would
                  be linked across Albion VCT, Albion Technology &
                  General VCT, Albion Income & Growth VCT, Albion
                  Enterprise VCT, Albion Prime VCT, Albion
VCT Generalist    Development VCT and Crown VCT. Further detail
Pre Qualifying    to follow.
                  The Company are considering a joint open offer in
                  order to raise up to £15m. The top up offer would
                  be linked across Albion VCT, Albion Technology &
                  General VCT, Albion Income & Growth VCT, Albion
                  Enterprise VCT, Albion Prime VCT, Albion
                  Development VCT and Crown VCT. Further detail
VCT Generalist    to follow.
                  The Company have announced plans for the
                  merger with Foresight 4 VCT, Foresight Clearwater
                  VCT and Foresight 5 VCT. Under the proposals,
                  which are subject to shareholder approval, the
                  assets of each Company will be transferred to
                  Foresight 4 VCT. Shareholders will receive shares
                  in either Foresight 4 VCT or the to be formed class
                  of Foresight 4 VCT C shares. Further details to
VCT Generalist    follow.

                  The Company have announced plans for the
                  merger with Acuity VCT 3, Foresight 4 VCT and
                  Foresight 5 VCT. Under the proposals, which are
                  subject to shareholder approval, the assets of each
                  Company will be transferred to Foresight 4 VCT.
                  Shareholders will receive shares in either Foresight
VCT Generalist    4 VCT or the to be formed class of Foresight 4 VCT
Pre Qualifying    C shares. Further details to follow.
                  The Company have announced plans for the
                  merger with Acuity VCT 3, Foresight 4 VCT and
                  Foresight Clearwater VCT. Under the proposals,
                  which are subject to shareholder approval, the
                  assets of each Company will be transferred to
                  Foresight 4 VCT. Shareholders will receive shares
                  in either Foresight 4 VCT or the to be formed class
                  of Foresight 4 VCT C shares. Further details to
VCT Generalist    follow.
                  The Company have announced plans for the
                  merger with Acuity VCT 3, Foresight Clearwater
                  VCT and Foresight 5 VCT. Under the proposals,
                  which are subject to shareholder approval, the
                  assets of each Company will be transferred to
                  Foresight 4 VCT. Shareholders will receive shares
                  in either Foresight 4 VCT or the to be formed class
VCT Specialist:   of Foresight 4 VCT C shares. Further details to
Technology        follow.
Sector           The Company have announced proposals for the
Specialist:      bonus issue of 5 subscription shares for every 1
Commodities &    ordinary share held. An EGM will be held on
Natural          17/11/11 where the proposals will put to
Resources        shareholders vote.
Sector
Specialist:     The Company have announced proposals to sub-
Commodities &   divide each ordinary share into 5 ordinary shares.
Natural         An EGM will be held on 17/11/11 to put the
Resources       proposals to shareholders. Further details to follow.
                The Company have announced proposals for an
                offer for subscription of up to 20 million Growth
                Shares and 20 million Income Shares. An EGM has
                been convened for 25/11/11 in order to gain
Global Growth   shareholder approval.
                The Company have announced proposals for an
                offer for subscription of up to 20 million Growth
                Shares and 20 million Income Shares. An EGM has
Global Growth & been convened for 25/11/11 in order to gain
Income          shareholder approval.

                 At the EGM held on 21/07/11, shareholders
                 approved proposals for the orderly realisation of the
                 Company's investment portfolio and an efficient
                 return of cash to shareholders. This return will be
                 by way of a series of tender offers, the first of which
                 will see around £13m returned to shareholders in
                 the last quarter of 2011. An EGM will be convened
                 before 31/12/11 to gain shareholder approval and it
Private Equity   is expected that payment will be made by 31/12/11.

                 The Company have announced plans to raise up to
                 £60m through an issue of C shares in December.
Sector           An AGM will be held on 11/11/11 to seek
Specialist:      shareholder approval following which a prospectus
Infrastructure   will be published with further details.

                 The Company are considering a joint open offer in
                 order to raise up to £17.5m in total. The top up offer
                 would be linked across Baronsmead VCT,
VCT Generalist   Baronsmead VCT 2, Baronsmead VCT 3 and
Pre Qualifying   Baronsmead VCT 4. Further details to follow.

                 The Company are considering a joint open offer in
                 order to raise up to £17.5m in total. The top up offer
                 would be linked across Baronsmead VCT,
VCT Generalist   Baronsmead VCT 2, Baronsmead VCT 3 and
Pre Qualifying   Baronsmead VCT 4. Further details to follow.
                  The Company are considering a joint open offer in
                  order to raise up to £17.5m in total. The top up offer
                  would be linked across Baronsmead VCT,
VCT Generalist    Baronsmead VCT 2, Baronsmead VCT 3 and
Pre Qualifying    Baronsmead VCT 4. Further details to follow.

                  The Company are considering a joint open offer in
                  order to raise up to £17.5m in total. The top up offer
                  would be linked across Baronsmead VCT,
VCT Generalist    Baronsmead VCT 2, Baronsmead VCT 3 and
Pre Qualifying    Baronsmead VCT 4. Further details to follow.
                  The Company have announced the conversion of C
                  shares into ordinary shares. The conversion ratio
                  will be announced on 28/11/11 with the conversion
Global High       being made no later than the 12/12/11. Further
Income            details to follow.

                  The Company have announced proposals to raise
                  up to £1.7m through the offer for subscription of
                  new ordinary shares. To date, £243,683 has been
VCT Specialist:   raised under the offer. The offer opened on
Healthcare &      24/01/11 and closed on 05/04/11 for the 2010/11
Biotechnology     offer and closes on 15/12/11 for the 2011/12 offer.      0
                  The Company have announced proposals to raise
                  up to £18m through an open offer for subscription.
                  £5,828,825 has been raised to date. The offer
                  opened on 20/01/11 and closed 05/04/11 for the
VCT AIM           2010/11 offer and closes on 10/01/12 for the
Quoted            2011/12 offer.                                           6
European          The Company have announced proposals for a
Emerging          tender offer for up to 7.5% of the Company's issued
Markets           share capital. Further details to follow.

                  At the EGM held on 20/10/11, shareholders
                  approved proposals for a tender offer for up to 10%
                  of the issued share capital of the Company. The
VCT Generalist    tender offer will close in January 2012 with
Pre Qualifying    subscriptions due to be paid by 06/01/12.

                  The Company have announced that it has decided
                  to internalise its investment management and have
                  given notice to their investment management
                  agreement. It is expected that five employees that
                  have managed the Company at ING Real Estate
Property Direct - Investment Management, will transfer across to
UK                Picton with effective from 01/01/12.
                  Following the announcement that the management
                  agreement with ING UK Real Estate Income will be
                  terminated and the management of the Company
                  internalised.
                Following the authority granted at the EGM held on
                23/02/11, the Company have announced their
Asia Pacific -  intention to implement a tender offer in February
Excluding Japan 2012. Further details to follow.

                 At the AGM held on 19/05/11, shareholders voted
                 in favour of discontinuing the Company as a VCT.
                 Formal proposals for the liquidation, reorganisation
                 or reconstruction of the Company will be put to
VCT Generalist   shareholders within 9 months of the AGM date.

                 At the AGM held on 19/05/11, shareholders voted
                 in favour of discontinuing the Company as a VCT.
                 Formal proposals for the liquidation, reorganisation
                 or reconstruction of the Company will be put to
VCT Generalist   shareholders within 9 months of the AGM date.

                 The Company have announced proposals to raise
                 up to £20m through the issue of D shares by way of
                 an open offer for subscription. The offer opened on
                 31/08/11 and closes on 05/04/12 in respect of the
VCT Generalist   2011/2012 tax year and on 30/04/12 in respect of
Pre Qualifying   the 2012/13 tax year.
                 At the EGM held on 20/10/11, shareholders
                 approved proposals to raise up to £15m through
                 the offer for subscription of new ordinary shares.
                 The Company will publish a prospectus in
VCT Generalist   November 2011 with further details.
                 The Company have announced the launch of a new
                 Company. Puma VCT 8 will aim to raise up to
                 £30m through the issue of up to 30,000,000 new
                 ordinary shares. The offer opened on 29/07/11 and
                 will close on 05/04/12.
                 The Company have announced the joint offer for
                 subscription with Downing Planned Exit VCT 3 to
                 raise up to £20m through the issue of F shares.
                 The offers opened on 12/10/11 and will close on
                 05/04/12 in respect of the 2011/12 offer and
VCT Generalist   30/04/12 in respect of the 2012/13 offer.
                 The Company have announced the joint offer for
                 subscription with Downing Planned Exit VCT 3 to
                 raise up to £20m through the issue of F shares.
                 The offers opened on 12/10/11 and will close on
                 05/04/12 in respect of the 2011/12 offer and
VCT Generalist   30/04/12 in respect of the 2012/13 offer.
                 The Company have announced intentions to raise
                 up to £10m through an offer for subscription of up
                 to 14,539,007 ordinary shares at a price of 70.5p.
                 The offer opened on 26/10/11 and will close on
VCT Generalist   05/04/12.
                  The Company have announced they have served
                  their 12 month termination of management
                  agreement with Principle Capital Sirius Real Estate.
Property Direct - New management arrangements will be put in
Europe            place as soon as possible and before 04/05/12.
                  The Company have announced proposals to raise
                  up to £10m though the issue of 10,000,000 B
                  shares. The offer opened on 05/07/11 and will
                  close on the 05/04/12 in respect of the 2011/12 tax
VCT Specialist: year and 01/06/12 in respect of the 2012/13 tax
Environmental     year.
                  At the EGMs held on 30/09/11 and 04/10/11,
                  shareholders approved proposals to raise up to
                  £30m by way of a joint issue of Infrastructure
                  shares with Foresight 2 VCT. The offers opened on
                  07/10/11 and closes on 05/04/12 in respect of the
VCT Specialist: 2011/12 offer and 29/06/12 in respect of the
Technology        2012/13 offer.
                  At the EGMs held on 30/09/11 and 04/10/11,
                  shareholders approved proposals to raise up to
                  £30m by way of a joint issue of Infrastructure
                  shares with Foresight 2 VCT. The offers opened on
                  07/10/11 and closes on 05/04/12 in respect of the
VCT Specialist: 2011/12 offer and 29/06/12 in respect of the
Technology        2012/13 offer.

                  The management group have announced that it will
Property Direct - be winding-down by way of an orderly realisation of
UK                assets, including its asset management business.

                  The Company have announced proposals to raise
                  up to £30m by way of an open offer for
                  subscription. The offer opened on 29/09/11 and is
VCT AIM           due to close on 05/04/12 in respect of the 2011/12
Quoted            offer and 10/09/12 in respect of the 2012/13 offer.
                  The Company were given notice by their
                  management Company to terminate their
                  management agreement as it is winding down. As
                  such, Invista European Real Estate has terminated
                  its management agreement and has selected
                  Internos Real Investors as the new investment
                  managers of the Company. This will be effected no
Property Direct - later than September 2012. Further details to
Europe            follow.
                  The Company has received notice from its
                  investment managers to terminate their investment
                  management agreement. The management
                  agreement is terminable on 12 months notice
Property Direct - period which will expire in October 2012. Further
Europe            details to follow.
The investment managers have given Matrix
European Real Estate 12 months notice to
terminate their management agreement. This will
expire in October 2012.
mbers of the AIC are included.




              Other Info         Domicile   Listing




                                 UK



                                 Gue
              C shares.
              History
              remains            UK
              History
              remains            UK


              C shares           Gue


                                 UK


                                 UK


                                 UK


                                 BER



                                 UK


                                 BER
              C shares.
              History
              remains            UK
              History
              remains            UK
          UK




          UK
History
remains   UK
History
remains   UK


          UK


          BER




History
remains   UK




History
remains   BER

          UK    AIM



          UK
            UK



            UK




            UK




            UK



            Gue

D shares.
History
remains     UK

History
remains     UK

History
remains     UK
History
remains     UK



C shares    UK




            JER   Main/CISX


History
remains     UK
History
remains     Gue   AIM
            UK

            UK

            UK

            UK

            UK

            UK
D shares.
History
remains     UK

History
remains     UK

History
remains     UK
History
remains     UK
History
remains     UK
C shares.
History
remains     UK
History
remains     UK
History
remains     UK

            UK

            UK

            UK




History
remains     UK
History
remains       UK




              Gue



              UK




              UK


C shares      UK



C shares      UK
              Gue

Euro shares   Gue

USD shares    Gue


              UK
              Gue



              UK


              UK



              Gue
           UK



           UK


           UK


           UK




           UK
           UK

C shares   UK


           IOM   AIM


           Gue

           Gue




           UK


           UK


           UK

C shares   UK


           Gue


           IOM   AIM
History
remains       UK
              UK

              UK




              JER


              UK

              Gue
              Gue

Euro shares   Gue

USD shares    Gue


              UK



              Gue



              UK


              UK


              UK


              UK


              UK


              UK

              UK
C shares       UK



G shares       UK


C shares       UK


C shares       UK


               UK


               Gue




               UK

               UK

               UK



               UK

               UK

               UK




               UK




Offer closes
13/12/11       UK

               UK
             Gue


             UK



Low Carbon
shares       UK



Structured
shares       UK


USD shares   Gue
History
remains      UK


             UK

             UK

             Gue




             Gue


C shares     UK


             UK

             UK

             Gue   Chapter 6
           UK




D shares   UK




           UK




           UK




           UK




           UK




           UK



           UK
           UK




           UK




           UK


           UK


           UK



C shares   BER   SFM


C shares   Gue


           JER



           IOM




           UK


           UK
History
remains   UK




History
remains   Gue




          Gue


          UK


          UK




          UK



          UK




          UK




          UK
          UK

          UK


          JER




          Gue   Main/CISX




          UK

          UK


          Gue




          Gue   Chapter 14



          Gue   CISX
History
remains   IOM




          UK

          UK




          Gue   Chapter 14


          Gue
History
remains   UK




History
remains   Gue

          Gue




          UK



          Gue




          Gue



          Gue

          Gue



          UK
             UK




USD shares   Gue


             UK


             UK

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             Gue


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             Gue


             UK


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             IOM
History
remains      UK

             UK

             IOM
              UK



              Gue



              Gue

              UK




              UK


History
remains       UK




History
remains       UK


              UK




Euro shares   Gue




USD shares    Gue
              LUX



              Gue


              UK


              Gue

              UK




              UK



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              Gue


History
remains       UK


New history   IOM

              UK




              UK
              UK

              IOM
History
remains       UK
C shares.
History
remains       UK
History
remains       UK
C shares.
History
remains       UK



              UK

              UK

              IOM

              UK




              Gue

Share Split   UK
History
remains       UK


History
remains       UK

              UK
History
remains       Gue

              UK
              UK
              UK



              UK




              Gue



              Gue
            Gue


            UK




C shares    Gue




USD C shares Gue


            BER
History
remains     UK

            UK
History
remains     UK
History
remains     UK
History
remains     UK
History
remains     Gue




History
remains     JER


            Gue
           UK




           UK




           CAY   AIM




           Gue




E shares   UK




E shares   UK
F shares   UK




F shares   UK




           UK




           UK




           UK



           UK



           UK




           UK
              UK




              UK




              UK




              UK




Euro shares   Gue




              UK




              UK
UK




UK




UK




UK




UK




UK
           Gue   Main/CISX




           Gue   Main/CISX




           UK




           UK




           UK




C shares   JER




           UK




           UK
               UK




               UK




C shares       Gue




Offer closes
15/12/11       UK




Offer closes
10/01/12       UK


               UK




               UK




               Gue
               UK




               UK




               UK



D shares.
Offer closes
05/04/12 and
30/04/12       UK




               UK



Offer closes
05/04/12


F shares.
Offer closes
05/04/12 and
30/04/12       UK


F shares.
Offer closes
05/04/12 and
30/04/12       UK



Offer closes
05/04/12       UK
                 Gue   AIM


B shares.
Offer closes
05/04/12 and
01/06/12         UK


Infrastructure
shares. Offer
closes
05/04/12 and
29/06/12         UK


Infrastructure
shares. Offer
closes
05/04/12 and
29/06/12         UK



                 Gue



Offer closes
05/04/12 and
10/09/12         UK




                 LUX




                 Gue   Chapter 14

				
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