NYSE/NYSE Amex Sell Short Restriction Industry Test Script Timeline for 02/19/11
Scenario 1: Deactivation of Sell Short Restriction on T+2: TYC (NYSE) Last Sale: 45.90
Time Trade Action Notes
6:00:03 SSR Deactivation The SSR Deactivation message will be
disseminated via the CQ and CT at
approx 6:00.
9:44:48 8,300 @ 45.90 Opening Trade
9:44:48 47.15 - 47.27 2x1 Opening Quote
Scenario 1: Deactivation of Sell Short Restriction on T+2: XFN (AMEX) Last Sale: 1.78
Time Trade Action Notes
6:00:03 SSR Deactivation The SSR Deactivation message will be
disseminated via the CQ and CT at
approx 6:00.
9:45:21 4,000 @ 1.78 Opening Trade
9:45:21 1.50 - 1.80 5x5 Opening Quote
Scenario 2: Cont of Sell Short Restriction from prior day, Shorts file @ 9:30 and Open Stock LXP (NYSE) Last Sale: 9.57
Time Trade Action Notes
6:00:03 SSR Continued The SSR continuation message was
disseminated via the CQ and CT at
approx 6:00.
9:30:40 7,000 @ 9.57 Opening Trade
9:30:40 9.50 - 9.60 5x5 Opening Quote
Note** Filing Price for Shorts was 9.57
Scenario 2: Cont of Sell Short Restriction from prior day, Shorts file @ 9:30 and Open Stock IGC (NYSE) Last Sale: 0.69
Time Trade Action Notes
6:00:03 SSR Continued The SSR continuation message was
disseminated via the CQ and CT at
approx 6:00.
9:30:45 4,000 @ 0.69 Opening Trade
9:30:45 0.58 - 0.75 500x5 Opening Quote
Note** Filing Price for Shorts was 0.6801
Scenario 3: Sell Short Restriction triggered intraday: AIT (NYSE) Last Sale: 33.32
Time Trade Action Notes
9:37:54 10,000 @ 33.32 Opening Trade
9:38:20 4,500 @ 29.00 (Mkt Center- N) SSR Activated
Scenario 3: Sell Short Restriction triggered intraday: GRZ (AMEX) Last Sale: 1.73
Time Trade Action Notes
9:40:40 1,000 @ 1.73 Opening Trade
9:40:59 3,000 @ 1.55 (Mkt Center- N) SSR Activated
Scenario 4: Sell Short Restriction and Volatility Pause triggered intraday on same trade: BJ (NYSE) Last Sale: 49.71
Time Trade Action Notes
9:49:15 1,000 @ 49.71 (Mkt Center- N) Opening Trade
9:50:27 1,000 @ 42.00 (Mkt Center- N) SSR Activated
10:27:30 1,000 @ 42.00 (Mkt Center- N) VTP Activated
42.00 - 43.00 Indication
9:57:07 Resume Sent Resume
9:57:07 2,000 @ 42.00 Re-Opening Trade
Scenario 4: Sell Short Restriction and Volatility Pause triggered intraday on same trade: WSC (AMEX) Last Sale: 390.60
Time Trade Action Notes
9:59:23 100 @ 390.60 (Mkt Center- N) Opening Trade
10:00:55 5,000 @ 340.00 (Mkt Center- N) SSR Activated
10:00:55 5,000 @ 340.00 (Mkt Center- N) VTP Activated
340.00 - 345.00 Indication
10:06:12 Resume Sent Resume
10:06:12 100 @ 340.00 Re-Opening Trade
Scenario 5: Volatility Trading Pause triggered with no Sell Short Restriction: HAL (NYSE) Last Sale: 47.49
Time Trade Action Notes
10:07:59 1,000@ 47.49 (Mkt Center- N) Opening Trade
10:09:06 720 @ 43.50 (Mkt Center- N) VTP Activated
42.50 - 43.50 Indication
10:14:47 Resume Sent Resume
10:14:47 300 @ 43.25 Re-Opening Trade
Scenario 6: Sell Short Restriction triggered intraday, trigger trade busted and SSR deactivated: DPZ (NYSE) Last Sale: 17.40
Time Trade Action Notes
10:17:47 1,000 @ 17.40 Opening Trade
10:18:06 5,000 @ 14.00 (Mkt Center- N) SSR Activated
10:18:06 5,000 @ 14.80 (Mkt Center- N) Cancelled Cancellation of SSR trigger trade
10:21:28 SSR Deactivated SSR manually deactivated.
Scenario 7: Continuation of Sell Short Restriction from prior day and Sell Short Restrictions triggered again intraday:
UHS (NYSE) Last Sale : 44.18
Time Trade Action Notes
6:00:00 SSR Continued The SSR continuation message will be
disseminated via the CQ and CT at
approx 6:00.
10:23:27 1,000 @ 44.18 Opening Trade
10:23:27 31.45 - 44.20 3x5 Opening Quote
10:23:47 500 @ 38.00 (Mkt Center N) SSR Activated
Scenario 8: Sell Short Restriction activated intraday, Halt Stock, Sell Shorts entered during halt and file for Re-Open:
AIT(NYSE) Last Sale: 33.32
Time Trade Action Notes
9:38:20 4,500 @ 29.00 (Mkt Center- N) SSR Activated
10:35:28 Stock Halted
10:39:08 27.91 - 28.91 Indication
10:42:37 Resume Resume Sent
10:44:02 6,200 @ 28.92 Re-Opening Trade
Scenario 8: Sell Short Restriction activated intraday, Halt Stock, Sell Shorts entered during halt and file for Re-Open:
GRZ(NYSE) Last Sale: 1.73
Time Trade Action Notes
9:40:59 3,000 @ 1.55 (Mkt Center- N) SSR Activated
10:36:28 Stock Halted
10:39:35 1.23 - 2.23 Indication
10:46:27 Resume Resume Sent
10:46:32 10,000 @ 1.24 Re-Opening Trade
Scenario 9: Sell Short Restriction triggered intraday, Sell Shorts file for the Close LXP (NYSE) Last Sale: 9.57
Time Trade Action Notes
6:00:00 SSR Activated Stock in continued state
11:50:56 9.45 - 9.46 20 x 27 Closing Quote
12:00:00 NBB - 9.45 Shorts Filed @ 9.46
12:01:05 6,700 @ 9.46 Closing Trade
Scenario 9: Sell Short Restriction triggered intraday, Sell Shorts file for the Close IGC (Amex) Last Sale: 0.69
Time Trade Action Notes
6:00:00 SSR Activated Stock in continued state
9:36:48 0.65 - 0.70 7x100000 Closing Quote NBB at 12:30
12:00:00 NBB - 0.65 Shorts Filed @ 0.6501
12:02:22 100 @ 0.66 Closing Trade