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Business+law+in+Finance+-+Mr.+Manohar+Oak

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School of Business Management, NMIMS University
Part Time MBA Finance: 2010-2011, Trimester: VI
Business Laws in Finance

Instructor: M.W.OAK
Mobile:9930882770                            Email Id : manoharoak@hotmail.com

Evaluation Criteria (in %)
Internal Assessments : 25%
Classroom Presentation and Attendance : 25%
End – Term Exams : 50%
                                   Session Outline

 Session                                       Title

 1              a) SEBI Act 1992
                b) Case studies
                 Taxmann and SEBI website
 2              a) SEBI ( disclosure and investor protection) Regulations 2009
                 b) case studies
             Taxmann and SEBI website
 3              a) SEBI (takeover) code 1997 as amended.
                b) Takeover time frame
                c) case studies
             Taxmann and SEBI website
 4              a) Corporate Governance ( clause 49 of listing agreement)
                b) Case studies
               Website of BSE AND NSE
 5              a) Securities Contract Regulation Act 1956.
                b) Securities Contract Regulation Rules
             Taxmann
 6              a) Foreign Exchange Management Act 1999.
                b) Procedure for outbound investment

                RBI Website- Master circular dated 1st July 2010
 7              a) Procedure for inbound investment ( FDI)
                b) Procedure for export of goods and services

             RBI Website- Master circular dated 1st July 2010
 8              a) Depositories Act 1996
                b) SEBI ( Depository and participants) Regulations

             SEBI website
 9              a) Consumer Protection Act 1986 and financial services like
                   insurance,banking,stock broking etc
                b) Case Studies
 10          Companies Act 1956
               a) Buy-Back of Shares
               b) Oppression and mis-management
               c) Investigation into affairs of the company
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                    d) Merger and Amalgamation
                    e) Company borrowings
                    f) Inter-Corporate investments
    References: Test Book References:

              Taxmann

    Internet References :

          SEBI WEBSITE
          RBI WEBSITE
          BSE AND NSE WEBSITE

				
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