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Civil Spectrum Uses Trends _ Prospects for the Future

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Required Advances in Microwave

Devices and Components to Meet the

Needs of Future Wireless

Telecommunication Systems



Michael J. Marcus

mjmarcus@alum.mit.edu

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Associate Chief for Technology Visiting Researcher

Office of Engineering and Technology École nationale supérieure

Federal Communications Commission des télécommunications

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IMS 2004 Plenary

1

Outline

I. Long Term Trends in RF Technology

that Impact Spectrum Policy

II. Long Term Trends in Spectrum Policy

that Impact RF Technology

III. Getting to Higher Efficiency









IMS 2004 Plenary

2

1st Law of Spectrum Use

• If spectrum free and efficient technology

has a cost, the rational designer plans

systems that use much spectrum and

use minimally efficient technology

• This is the basic problem in spectrum

management and a major disincentive

to efficient technology





IMS 2004 Plenary

3

I. Long Term Trends in RF Technology that Impact Spectrum Policy



Military/Civil Relationship

• Military R&D historically has had a huge

impact on advancing available civil spectrum

technology

– Moving the “frequency frontier” transition higher

– Introducing component technology that enables

new applications

– Pioneering software/cognitive radio

• Trend is now bilateral

– Some civil markets for advanced technology

exceed military market

– COTS trend



IMS 2004 Plenary

4

I. Long Term Trends in RF Technology that Impact Spectrum Policy



Technical Trends

• Increasing upper frequency limit

– 2 GHz cells phones and 1.5 GHz GPS are

common pocket-sized consumer items

– 12 GHz satellite TV is a common Qui ckTi me™ and a

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consumer item

– Commercial equipment now available at

64 GHz

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• Most RF equipment now contains

microprocessors and much memory

– But generally software is fixed at time of

manufacture and is not cognitive

IMS 2004 Plenary

5

I. Long Term Trends in RF Technology that Impact Spectrum Policy



Spectrum Usage

• Spectrum use increasing due to

– Increasing mobility in society

– Demand for quick access to information

– Decreasing equipment and service costs

• No significant new “green field”

spectrum below millimeterwave

• Incumbents all claim heavy use of

spectrum and need for more!



IMS 2004 Plenary

6

I. Long Term Trends in RF Technology that Impact Spectrum Policy



Spectrum Usage

• Tatemae (Appearance) • Honne (A more objective reality)









Time 

Frequency

At a given location and time, there is often a lot of unused

spectrum - which can not be used due to both existing spectrum

policies and fielded technologies

IMS 2004 Plenary

7

I. Long Term Trends in RF Technology that Impact Spectrum Policy



Military Spectrum Use •Military spectrum

use has a

generally negative

spatial correlation

with civil spectrum

use

–San Diego is a

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–Civil spectrum

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congestion

mainly an issue in

top 10-20

markets although

other inequities

exist in rural

IMS 2004 Plenary http://www.cr.nps.gov/nagpra/DOCUMENTS/BasesMilitaryMAP.htm areas 8

I. Long Term Trends in RF Technology that Impact Spectrum Policy



Public Safety Spectrum

• Public safety communications has a

very high societal value and traditionally

has been given top priority in spectrum

access

• But much PS communications also has

a high peak-to-average ratio

• Is sizing spectrum assignments to

peaks the only feasible alternative?



IMS 2004 Plenary

9

II. Long Term Trends in Spectrum Policy that Impact RF Technology



Deregulation

• Since the late 1970s the FCC has

generally followed a bipartisan

approach of deregulation in spectrum

policies and has been a world leader in

this direction









IMS 2004 Plenary

10

II. Long Term Trends in Spectrum Policy that Impact RF Technology



Auctions

– FCC economists successfully argued that

maximizing revenue required maximum

technical flexibility for licensees

• Spectrum that has been auctioned generally

has more flexibility than other spectrum

• Key difference with European auctions

• Creates a market driven, potentially fast

approach for new technologies and services

to obtain spectrum







IMS 2004 Plenary

11

II. Long Term Trends in Spectrum Policy that Impact RF Technology



Local Regulatory Issues

We would like antennas

to fit into their environment









But we often get systems that look

like they were designed by …

engineers

This is what is often blocking rollout of new technologies!

IMS 2004 Plenary

12

II. Long Term Trends in Spectrum Policy that Impact RF Technology



Local Regulatory Issues

• Most innovative efficient radio technologies

need antenna sites on grids of 1-5 km

– Earlier systems generally used a small number of

high antennas, e.g. broadcasting, police

• FCC actions could result in perhaps 10

independent mobile systems and 10 fixed

wireless access systems in every area - each

with multiple antenna site requirements

• Is this practical in the present environment?





IMS 2004 Plenary

13

III. Meeting Future Needs



Shopping List

• Modulation

• Spatial architecture

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• Antenna technology

• Cognitive radio/

spectrum access

• Device technology QuickTime™ and a

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IMS 2004 Plenary

14

III. Meeting Future Needs



Modulation

• Modulation/coding efficiency was low in

civil systems in the past but is rapidly

approaching practical limits so order of

magnitude gains are unlikely









IMS 2004 Plenary

15

III. Meeting Future Needs



Spatial Architecture

• Cellular architecture is now widespread in

many applications

– But intensity of cell splitting rarely approaches

what is routine in Japan

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– Not a breakthrough technology but requires

careful engineering and propagation modeling









IMS 2004 Plenary

16

III. Meeting Future Needs



Antenna Technology







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“Antennas”

IMS 2004 Plenary

17

III. Meeting Future Needs



Antenna Technology

• Antenna technology has generally been

underutilized as efficiency tool and probably

offers more opportunities for DARPA-style

quantum improvements than most other

technologies

– Some use of adaptive array antennas in WiFi and

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TDD cellular

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– Great potential for MIMO/STC/BLAST if it can be

reduced to practice

• “Trading megaflops for MHz”







IMS 2004 Plenary

18

III. Meeting Future Needs



Antenna Technology

• Stealth aircraft technology resulted from an

innovative collaboration of EM and

aeronautical engineers to build an aircraft

that could fly well and have low radar cross

section





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IMS 2004 Plenary

19

III. Meeting Future Needs



Antenna Technology

• We urgently need a similar collaboration

between EM/antenna specialists and

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types of antenna systems that can

support multiple RF systems and be

more compatible with suburban

environments

– Or else …



IMS 2004 Plenary

20

III. Meeting Future Needs



Antenna Technology

• A key issue in real spectrum

management applications is often signal

rejection of receivers in nearby bands

– Key issue in both Nextel and Northpoint

problems/nightmares



• Good design of vertical pattern of

antennas can limit dynamic range of

signals near antenna sites



IMS 2004 Plenary

21

III. Meeting Future Needs



csc 2 Antenna Technology

• Cosecant squared antenna technology

has great potential to reduce real

practical limits to efficiency at UHF and

above

– csc2 technology, developed at WWII MIT

Rad Lab, results in relatively uniform pfd

over a large area vice large dynamic range

with traditional antennas





IMS 2004 Plenary

22

III. Meeting Future Needs



csc 2 Antenna Technology

• csc2 technology is practical at

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productively in many applications to

improve spectrum efficiency

• Few products available at present



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IMS 2004 Plenary www.remec.com/pdfs/LMDS%20ShapeBeam.pdf 23

III. Meeting Future Needs



Spectrum Access

• There is “green field” spectrum in mmW

region, but

– It is very different in nature than lower

bands due to both line of sight and

absorption issues

– Can be useful in certain specialized

applications especially if dual use can be

made of DoD-funded components

• DoD spectrum managers do not recognize dual

use as a beneficial goal, though

IMS 2004 Plenary

24

Check with previous

III. Meeting Future Needs



Spectrum Access





– Suggest industry and DoD spectrum

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managers enter into a dialogue on what

role “dual use” has in military spectrum

policy









IMS 2004 Plenary

25

III. Meeting Future Needs



Spectrum Access

• Reallocation of federal spectrum has

been helpful in the past, but unlikely in

current homeland security focus

regardless of merits

•  So let’s make use use of the

spectrum that is there and is actually

underutilized without changing

allocation!



IMS 2004 Plenary

26

III. Meeting Future Needs



Spectrum Access

• New technology is needed to enable near

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permitted by present FCC rules

• Need an automated spot market and

electronic clearing house to allow low

transaction costs for short leases

– In applications involving base stations, base

station technology must adapt to secondary

market







IMS 2004 Plenary

27

III. Meeting Future Needs



Cognitive Radio *



• Cognitive radio is a family of techniques that

generally use software defined radio

technology to access spectrum more

efficiently - other likely area for

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• DARPA XG program is a key

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program in this area

• FCC is very interested in both dynamic

frequency selection/DFS and “interruptible

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spectrum”

*Note that DARPA and FCC use the jargon “cognitive radio”

somewhat differently

IMS 2004 Plenary

28

III. Meeting Future Needs



“Interruptible spectrum”

• “Interruptible spectrum” has been

proposed by FCC to enable leasing of

public safety spectrum subject to

“ruthless preemption”

– Just as there is a real market for

interruptible electricity, there can be a real

market for interruptible spectrum

• Comm engineers create useful systems our of

less than ideal channels





IMS 2004 Plenary

29

III. Meeting Future Needs



“Interruptible spectrum”

• Need preemption mechanism that is

both fail/safe and easy to

explain/demonstrate to public safety

users who much have confidence in it

• Need new nonPS systems that can

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integrate normal spectrum and

interruptible spectrum





IMS 2004 Plenary

30

III. Meeting Future Needs



Device Technology

• Receiver front end devices

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– Decrease IM problems that impact spectrum

efficiency

– Or DSP technology to do the same

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• Duplexer technology to decrease IM products

• Affordable mmW devices

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– Low power semiconductor devices

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– TWT multiwatt devices

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– Hopefully these are just production scaling issues





IMS 2004 Plenary

31

Conclusions

• If you’re interested in developing and

marketing civil radio technology,

awareness of spectrum policy is

increasingly important

• Need for technical community to get

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increasing!

– “Spectrum policy is too important to be left

to lawyers”



IMS 2004 Plenary

32

Have a great

conference!







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IMS 2004 Plenary

33

Required Advances in Microwave

Devices and Components to Meet the

Needs of Future Wireless

Telecommunication Systems



Michael Marcus

mjmarcus@alum.mit.edu

QuickTime™ an d a

TIFF (LZW) decompressor

are need ed to see this p icture .



Qui ckTi me™ and a

TIFF (Uncompressed) d ecompresso r

are ne ede d to see thi s pi cture.









Associate Chief for Technology Visiting Researcher

Office of Engineering and Technology École nationale supérieure

Federal Communications Commission des télécommunications

Until March 31, 2004 QuickTime™ and a After 5 April 2004

TIFF (Un compressed) decompressor

are neede d to see this picture.









IMS 2004 Plenary

34



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