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Research/Project Planning



Matt Ronning

Associate Vice Chancellor and Director

Research Administration at NC State

Research/Project Planning



 Positioning Your Work

 Goals and Objectives

 Building on Strength & Identifying Need

 Funding Strategies

 Academic Programs



 Growing Your Program

 Potential for Recognition/Success

 Planning and Coordinating Growth

 Publicity



Adapted from a presentation by the late Charles Calvo of MSU

Positioning Your Work



 Global

 Your knowledge domain, discipline or

industry

 Local

 Your department, unit, college and NCState

 Is there a good fit?





Adapted from a presentation by the late Charles Calvo of MSU

Goals



 What is the overall goal of your research

program?

 Clear, simple terminology

– Eg. “bipedal locomotion” “heterogeneous combustion”

– Serves as a signpost - years of activity

 Tied to established knowledge/research domain

– Recognized experts

– Well established literature









Adapted from a presentation by the late Charles Calvo of MSU

Department/University Goals



 What is the relation of your work to

existing activities and resources?

 Convergent, parallel or divergent

 What opportunities are there to build

collaborative/interdisciplinary relations?

 What are NCState’s goals for building

expertise?



Adapted from a presentation by the late Charles Calvo of MSU

Existing Strengths



 What background or track record do you

possess?

 Refereed publications, patents, sponsored

projects

 What background or track record does

your Department/Unit possess?

 Refereed publications, patents, sponsored

projects

Adapted from a presentation by the late Charles Calvo of MSU

Strengths cont’d.



 What existing resources or

infrastructures are underutilized?

 Identify areas of weakness

 Wheredo you need to build strength or

demonstrate expertise?

 What strengths/expertise can you bring

to a collaboration?



Adapted from a presentation by the late Charles Calvo of MSU

Identification of Need



 Opportunities to build strength or foster

growth

 Industry identified needs

 State or Federal needs or mandates

 Special allocations or opportunities

– Includes philanthropy

 Distinguish long and short-term needs



Adapted from a presentation by the late Charles Calvo of MSU

Potential Funding Partners



 Industry Contracts

 State/Federal Grants

 Private Grants or Gifts

 What does each provide funding for?

– Specific work product - salaries

– Equipment and infrastructure

– Travel, consumables, indirect costs

 What does each expect in return?

Adapted from a presentation by the late Charles Calvo of MSU

Graduate Education



 Are doctorates being awarded at

NCState in your area? How many per

year?

 Will your work produce new researchers?

 Is there an adequate supply of trained

graduate students in your area?

 Will you have enough GRAs



Adapted from a presentation by the late Charles Calvo of MSU

Graduate Education cont’d.



 What is the size of the graduate faculty

working in your area?

 Willthere be adequate flexibility to release

you from teaching and other duties?









Adapted from a presentation by the late Charles Calvo of MSU

Undergraduate Education



 What opportunities exist to involve

undergraduates in your research?

 Additional funding may be available,

especially in SMET areas.









Adapted from a presentation by the late Charles Calvo of MSU

Growing Your Work



 How do you achieve success?

 National reputation, proven track record

 How do you manage growth?

 Isthere a strategy for achieving realistic

goals?









Adapted from a presentation by the late Charles Calvo of MSU

National Reputation



NOT TODAY!!!

 Start small

 Definelow $, short duration projects with

focused objectives

 Publish results

 Network

 Conferences, trade and professional

meetings, other researchers



Adapted from a presentation by the late Charles Calvo of MSU

Proven Track Record



 Best measure of potential success

 Match proposals with resources available

 Research your funding source(s)

 What/who are they funding?

 In what amounts?

 Is this a growth area?

 Line up and use reviewers before submitting





Adapted from a presentation by the late Charles Calvo of MSU

Strategize and Plan Growth



 Establish a reasonable agenda

 Team member with other PI (post-doc)

 Co-PI with senior researcher - large

projects

– Experience with large staff/workforce

 Sole PI on small projects

– Small staff/workforce

 PI or co-PI on large projects

– Large staff workforce



Adapted from a presentation by the late Charles Calvo of MSU

Planning Growth cont’d.



 Plan with your administrator

 Willadequate release time, matching funds,

equipment and infrastructure be available?

 Develop 1 year, 3 year and 5 year

projections

 Know the approval hierarchies

 Who needs to know what? When?

 Especially important with different funding

sources and strategies

Adapted from a presentation by the late Charles Calvo of MSU

Department/ Unit/ University Growth



 What spaces/labs?

 Is there physical space to grow your program?

 What support staff?

 What clerical, fiscal and other resources? What

growth plans?

 What GRAs?

 How does growth in your research program affect

growth in graduate studies?





Adapted from a presentation by the late Charles Calvo of MSU

Growth cont’d.



 What research scientists?

 What human resources are available? How

is their time budgeted/allocated?

 What is your department’s/college’s

indirect distribution policy?

 What portion of those funds may be re-

invested in your research program?





Adapted from a presentation by the late Charles Calvo of MSU

Publicity



 Do not ignore the popular press.

 Can you explain the value of your work to a

lay audience?

 Recall your overall program goal.

 Think both locally and globally.









Adapted from a presentation by the late Charles Calvo of MSU

Bottom Line(s)



 Understand your work at multiple scales.

 Plan - short term, mid term and long

term.









Adapted from a presentation by the late Charles Calvo of MSU

Grantseekers Ten Golden Axioms



 You write proposals, you get grants

 The Golden Rule Prevails: He Who Has

the Gold, Rules

 Always be Positive

 Funding Agencies (even Federal

Agencies) are Managed by People.





Source Unknown

Grantseekers Ten Golden Axioms



 If YOU Don’t Ask, YOU Don’t Get

Funded

 Read the Guidelines -- Before All Else

Fails!!

 Don’t Ask For Money -- Provide the

Grantor with an Opportunity to Support

Your Project



Source Unknown

Grantseekers Ten Golden Axioms



 You Need to Answer Only Six

Questions: Who, Why, Where, What,

When, and How Much

 If you Re-submit Four Times and Still

Aren’t Funded -- Get a New Idea

 Be Sure to Edit Carefully







Source Unknown

More Hints on Proposal Development



 Follow Instructions

 Identify Concrete Objectives

 Contact the Sponsor

 Discuss objectives

 Discuss strategies

 Be and expect cold honesty



 Demonstrate Value to the Sponsor



Source: NAAEE/June 11, 1993

More Hints on Proposal Development



 Carefully evaluate the demands and

effects your project will have on the

institution

 Don’t wait until the last minute

5 days early at SPA

 Iron out project time line before

submitting the proposal



Source: NAAEE/June 11, 1993

Make Your Proposal Appealing



 Be precise

 Don’t be wordy

 Use plain English

 Limit appendices to those required









Source: NAAEE/June 11, 1993


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