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Insurer Climate Risk Disclosure Survey Questions





General Information



INSURER



Name William Penn Life Insurance Company of New York

Address 100 Quentin Roosevelt Boulevard

City Garden City

State New York

Zip Code 11530

NAIC Code # 66230

Group # 0872









NOTES:



 If available, Comparable CDP Questions are listed after each question as a reference.

 If you have additional information to submit, please include these as attachments, along with the

completed survey, in the e-mail to the New York State Insurance Department.

 The survey begins on the next page.









Page 1

1. Does the company have a plan to assess, reduce or mitigate its emissions in its operations or

organizations? If yes, please summarize.



CDP: Performance Question 21

William Penn Life Insurance Company of New York does not have a formal plan. However, it is a

standard practice as part of our risk management to take into account current technologies. William

Penn is currently looking to reduce emissions at our Garden City, New York facility by reducing our

office foot print at year end. William Penn is a subsidiary of Legal and General America, Inc. which is

relocating its Rockville, Maryland facility mid-2011 and will be leasing space in a new LEED certified

building, thereby improving performance across all metrics including energy savings, water

efficiency, CO2 emission reduction, improved indoor environmental quality. The new location will

also shorten the travel time for over 60% of our current staff.



We are also implementing a telecommute policy which will allow our underwriters to work from home

rather than drive the office thereby reducing energy expense, CO2 emissions, and traffic congestion.









2. Does the company have a climate change policy with respect to risk management and

investment management? If yes, please summarize. If no, how do you account for climate

change in your risk management?



William Penn Life Insurance Company of New York does not have a formal plan. As a U.S. life

insurance company, past experience has not indicated that climate change would pose a significant

risk to our customers' mortality. The number of factors that affect mortality are virtually infinite,

however, if it comes to our attention that climate change poses a risk we will address the issue.









Page 2

3. Describe your company’s process for identifying climate change-related risks and assessing the

degree that they could affect your business, including financial implications.



CDP: Risks and Opportunities Questions 1-3





William Penn Life Insurance Company of New York does not have a formal plan.









4. Summarize the current or anticipated risks that climate change poses to your company. Explain

the ways that these risks could affect your business. Include identification of the geographical

areas affected by these risks.



CDP: Risks and Opportunities Questions 1-3



William Penn Life Insurance Company of New York does not have a formal plan. As a U.S. life

insurance company, past experience has not indicated that climate change will pose a risk that would

pose a geographical area risk to our customers' mortality. The number of factors that affect mortality

are virtually infinite, however, if it comes to our attention that climate change poses a risk we will

address the issue.









Page 3

5. Has the company considered the impact of climate change on its investment portfolio? Has it

altered its investment strategy in response to these considerations? If so, please summarize

steps you have taken.



CDP: Risks and Opportunities Question 3: “Other Risks”, Question 6: “Other Opportunities”





William Penn Life Insurance Company of New York does not have a formal plan.









6. Summarize steps the company has taken to encourage policyholders to reduce the losses

caused by climate change-influenced events.



CDP: Risks and Opportunities Questions 4-6



As a life insurance company, we try to encourage our policyholders go paperless by delivering life

insurance policies over the internet.









Page 4

7. Discuss steps, if any, the company has taken to engage key constituencies on the topic of

climate change.



CDP: Governance Question 24, 26, 27



William Penn Life Insurance Company of New York does not have a formal plan. However, it is a

standard practice as part of our risk management to take into account current technologies. William

Penn is currently looking to reduce emissions at our Garden City New York facility by reducing our

office foot print at year end. William Penn is a subsidiary of Legal and General America, Inc. which is

relocating its Rockville, Maryland facility mid-2011 and will be leasing space in a new LEED certified

building, thereby improving performance across all metrics including energy savings, water efficiency,

CO2 emission reduction, improved indoor environmental quality. The new location will also shorten

the travel time for over 60% of our current staff.



We are also implementing a telecommute policy which will allow our underwriters to work from home

rather than drive the office thereby reducing energy expense, CO2 emissions, and traffic congestion.



As a life insurance company, we try to encourage our policyholders go paperless by delivering life

insurance policies over the internet.









8. Describe actions your company is taking to manage the risks climate change poses to your

business including, in general terms, the use of computer modeling.



CDP: Risks and Opportunities Questions 1-3



William Penn Life Insurance Company of New York does not have a formal plan. However, it is a

standard practice as part of our risk management to take into account current technologies. William

Penn is currently looking to reduce emissions at our Garden City New York facility by reducing our

office foot print at year end. William Penn is a subsidiary of Legal and General America, Inc. which is

relocating its Rockville, Maryland facility mid-2011 and will be leasing space in a new LEED certified

building, thereby improving performance across all metrics including energy savings, water efficiency,

CO2 emission reduction, improved indoor environmental quality. The new location will also shorten

the travel time for over 60% of our current staff.



We are also implementing a telecommute policy which will allow our underwriters to work from home

rather than drive the office thereby reducing energy expense, CO2 emissions, and traffic congestion.



No computer modeling has been done.









Page 5



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