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					            Financial Advisor’s
                 2006 Survey Of 401(k) Providers
                                        by Justine Durdack

Many planners are helping small-business clients set up 401(k) plans. With so many 401(k)
providers and a vast array of options, evaluating and choosing the right plan based on a client’s spe-
cific needs can be daunting. The following survey of 401(k) providers aims to provide a starting
point for that task.

T h i rty companies responded to Financial Advisor’s 2006 survey, from the giant Vanguard Group,
based in Malvern, Pa., with $300 billion in 401(k) assets as of June 30, to Security Benefit, based
in Topeka, Kan., with $286 million. Most of the providers in this survey have plans that serve near-
ly every market—including those for businesses with fewer than 100 employees to those with
more than 5,000.

Among our survey respondents, the leaders in various markets include John Hancock, with 32,677
clients with fewer than 100 employees; Principal, with 3,488 clients in the 100 to 999 employee
range; and Vanguard, with 327 clients with 1,000 to 4,999 employees and 90 clients with more
than 5,000 employees.

Many survey respondents noted they’ve seen a greater interest in life cycle, or target date, funds
among clients. One of the most popular funds offered by providers was the American Funds
Growth Fund of America.




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                                     For exhibit information, call 800/822-1134
 Company Name                                        ADP Retirement Services         Alliance Pension Consultants, LLC            American Funds
                                                     John Guido, V.P. Business
 401(k) Plan Contact                                                                    Jeffrey B. Feld, CPA Principal            Stephen Malbasa
                                                          Development
 Contact Phone                                              973.712.2329                      847.291.9440 x101                    800.421.9900

 E-mail                                                john_guido@adp.com                 jfeld@alliancepension.com            samm@capgroup.com

 City, State                                             Florham Park, N.J.                     Northbrook, Ill.                 Los Angeles, Calif.

 Company Phone                                             800.432.401K                          847.291.9440                    800.421.9900 x3

 Web Site                                                www.adp401k.com                  www.alliancepension.com               americanfunds.com

 Total 401(k) Assets
                                                            $29.2 billion                       $800.0 million                     $150.0 billion+
 (as of 6/30/06)

 Years In 401(k) Plan Business                                    17                                   20                                 25

 Total Number Of 401(k) Plans Serviced                         29,632                                 420                              18,500

 Number Of 401(k) Plans In Each Market:
                                                               28,230                                 318                              17,000
   Fewer Than 100 Employees

    100-999 Employees                                           1,327                                  97                               1,500

    1,000-4,999 Employees                                         59                                    5                                 20

    Greater Than 5,000 Employees                                  16                                    0                                 2

 Are You A Full-Service "Bundled"
 Or An "Unbundled" Plan Provider                                Both                              Unbundled                             Both
 Or Both?

 Number Of Mutual Fund Families Offered                         100+                                 300+                                 15

 Total Number Of Mutual Funds Offered                          5,000+                               3,000+                              200+

 Are you developing methods in-house or
 with outside vendors to comply with the                      In-house                              In-house                          In-house
 SEC’s redemption fee rule 22c-2?*

 Life Cycle/Target-Date Funds                                    Yes                                  Yes                                 No


 Date Company Began Offering
                                                                 N/A                                  1999                               N/A
 Target-Date Funds


 Percentage Of 401(k) Plans Serviced
 That Are Invested In Target-Date Funds                          <1%                                  10%                                N/A
 As Of 6/30/06

 Lifestyle/Risk-Based Funds                                      Yes                                  Yes                                Yes

                                                                                                                               Quarterly newsletter,
 Method/Form Of Educational Material                                                     Seminar, online and printed
                                                       Education specialists.                                                 enrollment books, web
 Available To Clients                                                                              media.
                                                                                                                                tools and seminar.

 Provide Automatic Enrollment?                                   Yes                                  Yes                                Yes

 Can Participants Auto Increase Their
                                                                 Yes                                  Yes                                Yes
 Contribution Rates?

 Make Account Changes Online?                                    Yes                                  Yes                                Yes

 Access Account Statements Online?                               Yes                                  Yes                                Yes

 View Performance Information Online?                            Yes                                  Yes                                Yes

 How Current Is Performance Info?                                N/A                                Monthly                       Quarterly, daily
* The SEC adopted rule 22c-2 to address the short-term trading and market-timing scandal. The rule requires fund companies that redeem shares within seven
days to adopt a redemption fee of 2% or less or determine such a fee is not necessary. The rule, which became effective in October, also allows fund compa-
nies to seek historical, detailed trading activity from intermediaries that produce omnibus trades.
 Company Name                                                   BISYS                               Calvert                       Charles Schwab

 401(k) Plan Contact                                      Michael Narkoff                       Christine Teske                        Ed Fink

 Contact Phone                                             800.345.6363                          800.327.2109                      330.908.4097

 E-mail                                             marketing@bisys-plans.com            christine.teske@calvert.com            ed.fink@schwab.com

 City, State                                                Dresher, Pa.                        Bethesda, Md.                      Richfield, Ohio


 Company Phone                                             215.648.8000                          800.327.2109                      877.456.0777

 Web Site                                            www.bisysretirement.com                   www.calvert.com                   www.schwab.com

 Total 401(k) Assets
                                                            $35.0 billion                         $1.4 billion                      $34.4 billion
 (as of 6/30/06)

 Years In 401(k) Plan Business                                    16                                   10                                 23

 Total Number Of 401(k) Plans Serviced                         25,300                                 N/A                                798

 Number Of 401(k) Plans In Each Market:
                                                               20,797                                 N/A                                248
    Fewer Than 100 Employees

     100-999 Employees                                          2,983                                 N/A                                441

     1,000-4,999 Employees                                        131                                 N/A                                 98

     Greater Than 5,000 Employees                                 21                                  N/A                                 11

 Are You A Full-Service "Bundled" Or
 An "Unbundled" Plan Provider                                Unbundled                            Unbundled                             Both
 Or Both?

 Number Of Mutual Fund Families Offered                         300+                                    1                               300+

 Total Number Of Mutual Funds Offered                          18,000                                  18                              3,000+

 Are you developing methods in-house or
 with outside vendors to comply with the                      In-house                                N/A                             In-house
 SEC’s redemption fee rule 22c-2?*

 Life Cycle/Target-Date Funds                                    Yes                                   No                                Yes


 Year Company Began Offering
                                                                2001                                  N/A                               2002
 Target-Date Funds


 Percentage Of 401(k) Plans Serviced
 That Are Invested In Target-Date Funds                          10%                                  N/A                                N/A
 As Of 6/30/06

 Lifestyle/Risk-Based Funds                                      Yes                                  Yes                                Yes

                                                    Employee level customized
                                                   enrollment kits and targeted
                                                                                                                             Educational materials and
 Method/Form Of Educational Material               communications enrollment
                                                                                                      N/A                     seminars, on-site, online
 Available To Clients                              meetings, online educational
                                                                                                                                   and via print.
                                                  content and other customized
                                                         communications.
 Provide Automatic Enrollment?                                   Yes                                  N/A                                Yes
 Can Participants Auto Increase Their
                                                                 Yes                                  N/A                                Yes
 Contribution Rates?
 Make Account Changes Online?                                    Yes                                  N/A                                Yes

 Access Account Statements Online?                               Yes                                  N/A                                Yes

 View Performance Information Online?                            Yes                                  N/A                                Yes

 How Current Is Performance Info?                              Monthly                                N/A                          Monthly, daily
* The SEC adopted rule 22c-2 to address the short-term trading and market-timing scandal. The rule requires fund companies that redeem shares within seven
days to adopt a redemption fee of 2% or less or determine such a fee is not necessary. The rule, which became effective in October, also allows fund compa-
nies to seek historical, detailed trading activity from intermediaries that produce omnibus trades.
                                                                                         Fiserv Investment Support
 Company Name                                         Fidelity Advisor 401(k)                                                       The Hartford
                                                                                                  Services

 401(k) Plan Contact                                      Raoul Manchand                          Jeff McCoy                        John Hipsher

 Contact Phone                                             401.292.7098                         800.553.4337                       860.843.9279

 E-mail                                              raoul.manchand@fmr.com              jeffrey.mccoy@fiserviss.com         john.hipsher@hartfordlife.com

 City, State                                               Smithfield, R.I.                      Denver, Colo.                    Simsbury, Conn.


 Company Phone                                             800.684.5254                         303.293.2223                    800.874.2502 opt.4

 Web Site                                            http://advisor.fidelity.com        www.fiserviss-401kservices.com       www.hartfordinvestor.com

 Total 401(k) Assets
                                                            $14.7 billion                         $6.7 billion                      $10.2 billion
 (as of 6/30/06)

 Years In 401(k) Plan Business                                    8                                    44                                 36

 Total Number Of 401(k) Plans Serviced                          2,281                                6,572                             12,020

 Number Of 401(k) Plans In Each Market:
                                                                1,306                                5,999                              11,351
    Fewer Than 100 Employees

     100-999 Employees                                           921                                  545                                661

     1,000-4,999 Employees                                       54                                    27                                 8

     Greater Than 5,000 Employees                                 0                                     1                                 0

 Are You A Full-Service "Bundled" Or
 An "Unbundled" Plan Provider                                  Bundled                                Both                              Both
 Or Both?

 Number Of Mutual Fund Families Offered                          30+                               Unlimited                 40 (Hartford Advantage)

 Total Number Of Mutual Funds Offered                           800+                               Unlimited                 163 (Hartford Advantage)

 Are you developing methods in-house or
 with outside vendors to comply with the                    Outsourcing                             In-house                 In-house and outsourcing
 SEC’s redemption fee rule 22c-2?*

 Life Cycle/Target-Date Funds                                    Yes                                  Yes                                Yes


 Year Company Began Offering
                                                                2003                                 2000                               1998
 Target-Date Funds


 Percentage Of 401(k) Plans Serviced
 That Are Invested In Target-Date Funds                         80%                                   N/A                                N/A
 As Of 6/30/06

 Lifestyle/Risk-Based Funds                                      Yes                                  Yes                                Yes

                                                                                                                     Newsletters, online media,
                                                   Newsletter, E-Learning mod-
                                                                                                                     educational seminars, edu-
 Method/Form Of Educational Material              ules, personalized emails, post- Online and through individual
                                                                                                                     cational flyers, educational
 Available To Clients                             cards, and personalized retire- investment advisor servicing plan.
                                                                                                                     brochures and educational
                                                          ment checkups.
                                                                                                                      payroll stuffers/posters.
 Provide Automatic Enrollment?                                   Yes                                  Yes                                 No
 Can Participants Auto Increase Their
                                                                 Yes                                  Yes                                Yes
 Contribution Rates?
 Make Account Changes Online?                                    Yes                                  Yes                                Yes

 Access Account Statements Online?                               Yes                                  Yes                                Yes

 View Performance Information Online?                            Yes                                  Yes                                Yes

 How Current Is Performance Info?                               Daily                                 Daily                             Daily
* The SEC adopted rule 22c-2 to address the short-term trading and market-timing scandal. The rule requires fund companies that redeem shares within seven
days to adopt a redemption fee of 2% or less or determine such a fee is not necessary. The rule, which became effective in October, also allows fund compa-
nies to seek historical, detailed trading activity from intermediaries that produce omnibus trades.
                                                    ING Life Insurance and
 Company Name                                                                    John Hancock Retirement Plan Services Lincoln Financial Group
                                                      Annuity Company

 401(k) Plan Contact                                      Bob Richard                            Donna Wong                          Susan Lentine

 Contact Phone                                          860.723.3946                             617.663.2171                        860.466.1523

 E-mail                                                       N/A                       donna_wong@jhancock.com                   smlentine@lnc.com

 City, State                                            Hartford, Conn.                         Boston, Mass.                       Hartford, Conn.


 Company Phone                                          866.723.4646                            617.663.3000                         860.466.1523

 Web Site                                                www.ing.com                       www.my401ksales.com                       www.LFG.com

 Total 401(k) Assets
                                                         $24.2 billion                          $40.0 billion                          $7.5 billion
 (as of 6/30/06)

 Years In 401(k) Plan Business                                 26                                     22                                   26+

 Total Number Of 401(k) Plans Serviced                       17,980                                 35,682                               14,859

 Number Of 401(k) Plans In Each Market:
                                                            16,460                                  32,677                               14,536
    Fewer Than 100 Employees

     100-999 Employees                                       1,444                                  2,624                                  318

     1,000-4,999 Employees                                     71                                     44                                    4

     Greater Than 5,000 Employees                               5                                      0                                     1

 Are You A Full-Service "Bundled" Or
 An "Unbundled" Plan Provider                                 Both                                Unbundled                               Both
 Or Both?

 Number Of Mutual Fund Families Offered                        43                                     44                                  200+

                                                                                 John Hancock series-88 funds in the 81
 Total Number Of Mutual Funds Offered                         632                                                                        8,000+
                                                                                      funds in The Venture series.

 Are you developing methods in-house or
 with outside vendors to comply with the                    In-house                               In-house                             In-house
 SEC’s redemption fee rule 22c-2?*

 Life Cycle/Target-Date Funds                                 Yes                                     Yes                                  Yes

 Year Company Began Offering
                                                             2004                                    N/A                                  2005
 Target-Date Funds

 Percentage Of 401(k) Plans Serviced
 That Are Invested In Target-Date Funds                       70%                                    N/A                                   10%
 As Of 6/30/06

 Lifestyle/Risk-Based Funds                                   Yes                                     Yes                                  Yes


                                                                                   Educational newsletter with quarterly         Newsletter, media and
 Method/Form Of Educational Material                Newsletter, media, and
                                                                                  participant statements and educational                online
 Available To Clients                                  online seminar.
                                                                                      content on participant website.                  seminar.


 Provide Automatic Enrollment?                                Yes                                     Yes                                  Yes
 Can Participants Auto Increase Their
                                                              Yes                                     Yes                                  No
 Contribution Rates?
 Make Account Changes Online?                                 Yes                                     Yes                                  Yes

 Access Account Statements Online?                            Yes                            Yes, for 8 quarters                           Yes

 View Performance Information Online?                         Yes                                     Yes                                  Yes

 How Current Is Performance Info?                          Quarterly                                 Daily                                 N/A
* The SEC adopted rule 22c-2 to address the short-term trading and market-timing scandal. The rule requires fund companies that redeem shares within seven
days to adopt a redemption fee of 2% or less or determine such a fee is not necessary. The rule, which became effective in October, also allows fund compa-
nies to seek historical, detailed trading activity from intermediaries that produce omnibus trades.
 Company Name                                        MassMutual Financial Group             Lord Abbett & Co., LLC                  Merrill Lynch

 401(k) Plan Contact                                     William O'Grady, Sr.                    Jeff Darnowski                      Joe Mrozek

 Contact Phone                                              800.345.6561                         201.395.2936                      609.274.7602

 E-mail                                              wogrady@massmutual.com                jdarnowski@lordbbett.com             joe_mrozek@ml.com

 City, State                                              Springfield, Mass.                    Jersey City, N.J.                 Pennington, N.J.


 Company Phone                                              877.333.4356                         201.395.2000                            N/A

 Web Site                                            www.massmutal.com/retire                 www.lordabbett.com                    www.ml.com

 Total 401(k) Assets
                                                              $27.6 billion                        $10.9 billion                    $83.8 billion
 (as of 6/30/06)

 Years In 401(k) Plan Business                                    60+                                   10                                23

 Total Number Of 401(k) Plans Serviced                           4,392                                9,510                             1,446

 Number Of 401(k) Plans In Each Market:
                                                                 3,214                                9,492                              487
    Fewer Than 100 Employees

     100-999 Employees                                            1,041                                 17                               755

     1,000-4,999 Employees                                        120                                    1                               156

     Greater Than 5,000 Employees                                  17                                   0                                 48

 Are You A Full-Service "Bundled" Or
 An "Unbundled" Plan Provider                                     Both                                 Both                              Both
 Or Both?

 Number Of Mutual Fund Families Offered                            30                                    1                               105


 Total Number Of Mutual Funds Offered                             135                                   27                             3,700+

 Are you developing methods in-house or
 with outside vendors to comply with the                        In-house                   In-house and outsourcing                   In-house
 SEC’s redemption fee rule 22c-2?*

 Life Cycle/Target-Date Funds                                     Yes                                   No                               Yes

 Year Company Began Offering
                                                                 2003                                  N/A                              1998
 Target-Date Funds

 Percentage Of 401(k) Plans Serviced
 That Are Invested In Target-Date Funds                           33%                                  N/A                                1%
 As Of 6/30/06

 Lifestyle/Risk-Based Funds                                       Yes                                  Yes                               Yes

                                                                                                                              Newsletters, seminars,
                                                    Newsletter, online, seminars,         Enrollment and education
 Method/Form Of Educational Material                                                                                        statement and online mes-
                                                      targeted meetings and               material for the initial and
 Available To Clients                                                                                                         saging, enrollment kits
                                                       enrollment meetings.              ongoing enrollment meeting.
                                                                                                                                  and meetings.

 Provide Automatic Enrollment?                                    Yes                                   No                               Yes
 Can Participants Auto Increase Their
                                                                  Yes                                   No                               Yes
 Contribution Rates?
 Make Account Changes Online?                                     Yes                                  Yes                               Yes

 Access Account Statements Online?                                Yes                                   No                               Yes

 View Performance Information Online?                             Yes                                  Yes                               Yes

 How Current Is Performance Info?                           Yes-Real Time                             Daily                      Monthly, quarterly
* The SEC adopted rule 22c-2 to address the short-term trading and market-timing scandal. The rule requires fund companies that redeem shares within seven
days to adopt a redemption fee of 2% or less or determine such a fee is not necessary. The rule, which became effective in October, also allows fund compa-
nies to seek historical, detailed trading activity from intermediaries that produce omnibus trades.
                                                                                         MG Advisory Services/Matrix
 Company Name                                         MFS Retirement Services             Settlement and Clearance               M&I Trust Co., N.A.
                                                                                                  Services

 401(k) Plan Contact                                      Christopher Croke                       Clint Stanley                  Peggy Kovatovich

 Contact Phone                                          800.343.2829 x56701                       714.269.3140                     866.418.9339
                                                                                                                                 peggy.kovatovich@
 E-mail                                                    ccroke@mfs.com                  cstanley@mcsonline.com
                                                                                                                                    micorp.com

 City, State                                                 Boston, Mass.                        Denver, Colo.                    Milwaukee, Wis.


 Company Phone                                               617.954.5000                        866.547.6508                      866.418.9339

 Web Site                                                    www.mfs.com                      www.mcsonline.com                   www.mitrust.com

 Total 401(k) Assets
                                                              $19.8 billion                        $21.0 billion                    $18.2 billion
 (as of 6/30/06)

 Years In 401(k) Plan Business                                    33+                                    7                                25

 Total Number Of 401(k) Plans Serviced                           5,830                              25,000+                              830

 Number Of 401(k) Plans In Each Market:
                                                                 4,436                                 N/A                               431
    Fewer Than 100 Employees

     100-999 Employees                                           1,237                                 N/A                               338

     1,000-4,999 Employees                                         121                                 N/A                                53

     Greater Than 5,000 Employees                                  36                                  N/A                                8

 Are You A Full-Service "Bundled"
 Or An "Unbundled" Plan Provider                                  Both                             Unbundled                             Both
 Or Both?

 Number Of Mutual Fund Families Offered                            25                                  500                               300


 Total Number Of Mutual Funds Offered                             200                                20,000                            8,000+

 Are you developing methods in-house or
 with outside vendors to comply with the                        In-house                            In-house                          In-house
 SEC’s redemption fee rule 22c-2?*

 Life Cycle/Target-Date Funds                                     Yes                                  Yes                               Yes

 Year Company Began Offering
                                                                 2005                                  N/A                              2005
 Target-Date Funds

 Percentage Of 401(k) Plans Serviced
 That Are Invested In Target-Date Funds                       Approx. 2%                               N/A                               <1%
 As Of 6/30/06

 Lifestyle/Risk-Based Funds                                       Yes                                  Yes                               Yes

                                                                                                                              Newsletters-online and
                                                    Initial education kit, newslet-
 Method/Form Of Educational Material                                                Media, online, seminar and annu-           hardcopy, Enrollment
                                                    ters, videos, online, meetings
 Available To Clients                                                                        al conference.                   meetings and kits and
                                                             and seminars.
                                                                                                                              online resource center.
 Provide Automatic Enrollment?                                    Yes                              In Process                            Yes
 Can Participants Auto Increase Their
                                                                   No                                  Yes                               Yes
 Contribution Rates?
 Make Account Changes Online?                                     Yes                                  Yes                               Yes

 Access Account Statements Online?                                Yes                                  Yes                               Yes

 View Performance Information Online?                             Yes                                  Yes                               Yes

 How Current Is Performance Info?                              Quarterly                              Daily                            Monthly
* The SEC adopted rule 22c-2 to address the short-term trading and market-timing scandal. The rule requires fund companies that redeem shares within seven
days to adopt a redemption fee of 2% or less or determine such a fee is not necessary. The rule, which became effective in October, also allows fund compa-
nies to seek historical, detailed trading activity from intermediaries that produce omnibus trades.
                                                                                           New York Life Investment
 Company Name                                            The Newport Group                                                      Principal Financial Group
                                                                                              Management,LLC

 401(k) Plan Contact                                          Lizz Holmes                         Peter Kooken                         Tim Minard

 Contact Phone                                              407.333.2905                           781.619.2141                      800.986.3343

 E-mail                                              lholmes@newportgroup.com              peter_kooken@nylim.com                  minard.tim@principal.com


 City, State                                                Heathrow, Fla.                      Westwood, Mass                      Des Moines, Iowa


 Company Phone                                              407.333.2905                          781.619.2000                       800.986.3343

 Web Site                                              www.newportgroup.com               www.nylim.com/retirement                 www.principal.com

 Total 401(k) Assets
                                                              $8.0 billion                         $18.2 billion                      $62.4 billion
 (as of 6/30/06)

 Years In 401(k) Plan Business                                     30                                    16                                 23

 Total Number Of 401(k) Plans Serviced                            1,413                                205                                25,912

 Number Of 401(k) Plans In Each Market:
                                                                  829                                    21                               22,123
    Fewer Than 100 Employees

     100-999 Employees                                             511                                  99                                3,488

     1,000-4,999 Employees                                         52                                   66                                 268

     Greater Than 5,000 Employees                                  21                                    19                                 33

 Are You A Full-Service "Bundled"
 Or An "Unbundled" Plan Provider                                  Both                               Bundled                               Both
 Or Both?

 Number Of Mutual Fund Families Offered                        Unlimited                                75+                                 115


 Total Number Of Mutual Funds Offered                          Unlimited                              3,500+                               1,100

 Are you developing methods in-house or
 with outside vendors to comply with the                        In-house                             In-house                            In-house
 SEC’s redemption fee rule 22c-2?*

 Life Cycle/Target-Date Funds                                     Yes                                   Yes                                Yes

 Year Company Began Offering
                                                                 2000                                  2000                               2001
 Target-Date Funds

 Percentage Of 401(k) Plans Serviced
 That Are Invested In Target-Date Funds                           N/A                                   5%                                 57%
 As Of 6/30/06

 Lifestyle/Risk-Based Funds                                       Yes                                   Yes                                Yes

                                                                                        Transition education: transition kit,
                                                     Enrollment kits, educational                                               Brochure, seminars, cd's,
 Method/Form Of Educational Material                                                    transition meetings, pre-live phone
                                                    emails, webcast meetings and                                                 workbooks, flyers and
 Available To Clients                                                                   service. Participant resource guide.
                                                             newsletters.                                                        email communication.
                                                                                               Enrollment education .
 Provide Automatic Enrollment?                                    Yes                                   Yes                                Yes
 Can Participants Auto Increase Their                                                                                           Yes, if the retirement plan
                                                                  Yes                                   Yes
 Contribution Rates?                                                                                                                     allows this.
 Make Account Changes Online?                                     Yes                                   Yes                                Yes

 Access Account Statements Online?                                Yes                                   Yes                                Yes

 View Performance Information Online                              Yes                                   Yes                                Yes

 How Current Is Performance Info                               Quarterly                               Daily                          Monthly, daily
* The SEC adopted rule 22c-2 to address the short-term trading and market-timing scandal. The rule requires fund companies that redeem shares within seven
days to adopt a redemption fee of 2% or less or determine such a fee is not necessary. The rule, which became effective in October, also allows fund compa-
nies to seek historical, detailed trading activity from intermediaries that produce omnibus trades.
                                                                                                                                Securian Retirement
 Company Name                                           Prudential Retirement                 Putnam Investments
                                                                                                                                      Services

                                                                                                                              Securian National Sales
 401(k) Plan Contact                                          Ken Felsher                        Michael Brown
                                                                                                                                       Team
 Contact Phone                                              732.482.6859                          617.760.1387                      877.876.4015
                                                                                                                                 retirementsales@
 E-mail                                            kenneth.felsher@prudential.com        Michael_Brown@Putnam.com
                                                                                                                                   securian.com

 City, State                                                   Iselin, N.J.                       Boston, Mass.                    St. Paul, Minn.


 Company Phone                                              800.353.2847                         800.225.2465                      651.665.3500

 Web Site                                                www.prudential.com                    www.putnam.com                    www.securian.com

 Total 401(k) Assets
                                                             $58.3 billion                        $179.8 billion                     $5.3 billion
 (as of 6/30/06)

 Years In 401() Plan Business                                      25                                   69                                24

 Total Number Of 401(k) Plans Serviced                           3,685                                1,043                             2,715

 Number Of 401(k) Plans In Each Market:
                                                                 2,085                                 442                              2,359
 Fewer Than 100 Employees

 100-999 Employees                                                1,312                                443                               344

 1,000-4,999 Employees                                             251                                  113                               10

 Greater Than 5,000 Employees                                      37                                   45                                 2

 Are You A Full-Service "Bundled" Or
 An "Unbundled" Plan Provider                                   Bundled                              Bundled                             Both
 Or Both?

 Number Of Mutual Fund Families Offered                            80                                  150+                               27


 Total Number Of Mutual Funds Offered                            600+                                 1,500                               67

 Are you developing methods in-house or
                                                                                                                                    In-house and
 with outside vendors to comply with the                        In-house                            In-house
                                                                                                                                     outsourcing
 SEC’s redemption fee rule 22c-2?*

 Life Cycle/Target-Date Funds                                     1993                                 Yes                                No

 Date Company Began Offering
                                                                  N/A                                 2004                               N/A
 Target-Date Funds

 Percentage Of 401(k) Plans Serviced
 Invested In Target-Date Funds As Of                              N/A                                  16%                               N/A
 6/30/06

 Lifestyle/
                                                                  Yes                                  Yes                               Yes
 Risk-Based Funds

 Method/Form of Educational Material                      Newsletter, media,           Web casts, seminars, newsletter, Newsletters, print, online,
 Available to Clients                                    online and seminars.               and enrollment kits.             and seminars.


 Provide Automatic Enrollment?                                    Yes                                  Yes                               Yes
 Can Participants Auto Increase Their
                                                                  Yes                                  Yes                               Yes
 Contribution Rates?
 Make Account Changes Online?                                     Yes                                  Yes                               Yes

 Access Account Statements Online?                                Yes                                  Yes                                No

 View Performance Information Online                              Yes                                  Yes                               Yes

 How Current Is Performance Info                               Quarterly                    Daily, monthly, quarterly                   Daily
* The SEC adopted rule 22c-2 to address the short-term trading and market-timing scandal. The rule requires fund companies that redeem shares within seven
days to adopt a redemption fee of 2% or less or determine such a fee is not necessary. The rule, which became effective in October, also allows fund compa-
nies to seek historical, detailed trading activity from intermediaries that produce omnibus trades.
 Company Name                                              Security Benefit                         Seligman                        The Standard


 401(k) Plan Contact                                      Thomas J. Granger                       Paula Smith                       Chris Dugan

 Contact Phone                                              785.438.3397                          212.850.1485                      971.321.7551

 E-mail                                            tom.granger@securitybenefit.com          smithp@jwseligman.com              cdugan@standard.com

 City, State                                                 Topeka, Kan.                        New York, N.Y.                    Portland, Ore.


 Company Phone                                              800.888.2461                          888.597.1553                     800.247.6888

 Web Site                                             www.securitybenefit.com                  www.seligman.com                  www.standard.com

 Total 401(k) Assets
                                                            $286.0 million                         $1.0 billion                      $3.8 billion
 (as of 6/30/06)

 Years In 401() Plan Business                                      22                                   9                                 23

 Total Number Of 401(k) Plans Serviced                            359                                 2,167                             1,762

 Number Of 401(k) Plans In Each Market:
                                                                  340                                 2,102                             1,339
 Fewer Than 100 Employees

 100-999 Employees                                                 18                                   64                               404

 1,000-4,999 Employees                                              1                                    1                                18

 Greater Than 5,000 Employees                                       0                                   0                                  1

 Are You A Full-Service "Bundled" Or
 An "Unbundled" Plan Provider                                     Both                               Bundled                             Both
 Or Both?

 Number Of Mutual Fund Families Offered                            16                    150+ open architecture plans                     34


 Total Number Of Mutual Funds Offered                              38                   2,500 open architecture plans                     74

 Are you developing methods in-house or
 with outside vendors to comply with the                        In-house                            In-house                          In-house
 SEC’s redemption fee rule 22c-2?*

 Life Cycle/Target-Date Funds                                     Yes                                  Yes                                No

 Date Company Began Offering
                                                       To Begin January 2007                          2000                               N/A
 Target-Date Funds

 Percentage Of 401(k) Plans Serviced
 Invested In Target-Date Funds As Of                              N/A                                  75%                               N/A
 6/30/06

 Lifestyle/
                                                                  Yes                                   No                               Yes
 Risk-Based Funds

                                                                                                                               Newsletters, articles,
 Method/Form of Educational Material                Newsletter, media, online and Quarterly newsletters, online and
                                                                                                                               bochures, online and
 Available to Clients                                        seminars.             seminars/educational meetings.
                                                                                                                                    seminars.

 Provide Automatic Enrollment?                                    Yes                                  Yes                               Yes
 Can Participants Auto Increase Their
                                                                  Yes                                  Yes                    Yes, per plan document.
 Contribution Rates?
 Make Account Changes Online?                                     Yes                                  Yes                               Yes

 Access Account Statements Online?                                Yes                                  Yes                               Yes

 View Performance Information Online                              Yes                                  Yes                               Yes

 How Current Is Performance Info                               Quarterly                            Quarterly                           Daily
* The SEC adopted rule 22c-2 to address the short-term trading and market-timing scandal. The rule requires fund companies that redeem shares within seven
days to adopt a redemption fee of 2% or less or determine such a fee is not necessary. The rule, which became effective in October, also allows fund compa-
nies to seek historical, detailed trading activity from intermediaries that produce omnibus trades.
                                                      Transamerica Retirement
 Company Name                                                                                       Vanguard                    Wachovia Bank, N.A.
                                                             Services

 401(k) Plan Contact                                         Diana Geraci                       Gerald P. Mullane                 Joseph F. Ready

 Contact Phone                                               213.742.3482                    800.523.1036 x14024                   704.383.7657

 E-mail                                              diana.geraci@transamerica.com       gerald_p._mullane@vanguard.com      joseph.ready@wachovia.com

 City, State                                              Los Angeles, Calif.                     Malvern, Pa.                     Charlotte, N.C.


 Company Phone                                              888.401.5826                         800.523.1036                      800.669.5812

 Web Site                                              www.TA-Retirement.com                   www.vanguard.com               www.wachovia.com/401k

 Total 401(k) Assets
                                                              $11.9 billion                      $300.0 billion                     $66.7 billion
 (as of 6/30/06)

 Years In 401(k) Plan Business                                     24                                   25                                26

 Total Number Of 401(k) Plans Serviced                          15,000                                1,899                             4,340

 Number Of 401(k) Plans In Each Market:
                                                                13,544                                 612                              2,988
    Fewer Than 100 Employees

     100-999 Employees                                            1,421                                870                              1,094

     1,000-4,999 Employees                                         29                                  327                               199

     Greater Than 5,000 Employees                                   6                                   90                                59

 Are You A Full-Service "Bundled"
 Or An "Unbundled" Plan Provider                                  Both                                 Both                              Both
 Or Both?

 Number Of Mutual Fund Families Offered                            25                                  160                           Approx. 150


 Total Number Of Mutual Funds Offered                              98                                 600+                         Approx. 2,400

 Are you developing methods in-house or
 with outside vendors to comply with the                        In-house                            In-house                          In-house
 SEC’s redemption fee rule 22c-2?*

 Life Cycle/Target-Date Funds                                     Yes                                  Yes                               Yes

 Date Company Began Offering
                                                                 2004                                 2003                              2004
 Target-Date Funds

 Percentage Of 401(k) Plans Serviced
 That Are Invested In Target-Date Funds                           N/A                                  35%                              1.57%
 As Of 6/30/06

 Lifestyle/Risk-Based Funds                                       Yes                                  Yes                               Yes

                                                                                   Seminars, personalized profiles,
                                                    Quarterly newsletters, online,
 Method/Form Of Educational Material                                               workshops, workbooks, newslet- Newsletter, media, online
                                                    videos, enrollment materials
 Available To Clients                                                                ters, brochures, on-line and   webcasts and seminars.
                                                     and educational seminars.
                                                                                           research articles.
 Provide Automatic Enrollment?                                    Yes                                  Yes                               Yes
 Can Participants Auto Increase Their
                                                                   No                                  Yes                               Yes
 Contribution Rates?
 Make Account Changes Online?                                     Yes                                  Yes                               Yes

 Access Account Statements Online?                                Yes                                  Yes                               Yes

 View Performance Information Online?                             Yes                                  Yes                               Yes

 How Current Is Performance Info?                                Daily                                Daily                            Monthly
* The SEC adopted rule 22c-2 to address the short-term trading and market-timing scandal. The rule requires fund companies that redeem shares within seven
days to adopt a redemption fee of 2% or less or determine such a fee is not necessary. The rule, which became effective in October, also allows fund compa-
nies to seek historical, detailed trading activity from intermediaries that produce omnibus trades.
                          Company Name                                                               Wells Fargo


                          401(k) Plan Contact                                                       Sean Thomas

                          Contact Phone                                                            866.235.6522

                          E-mail                                                             j.thomas@wellsfargo.com

                          City, State, Zip                                                      San Francisco, Calif.


                          Company Phone                                                             800.368.1225

                                                                                                www.wellsfargo.com/
                          Web Site
                                                                                                  retirementplan
                          Total 401(k) Assets
                                                                                                     $51.3 billion
                          (as of 6/30/06)

                          Years In 401(k) Plan Business                                                   25

                          Total Number Of 401(k) Plans Serviced                                          1,723

                          Number Of 401(k) Plans In Each Market:
                                                                                                         932
                             Fewer Than 100 Employees

                               100-999 Employees                                                         618

                               1,000-4,999 Employees                                                     142

                               Greater Than 5,000 Employees                                               31

                          Are You A Full-Service "Bundled"
                          Or An "Unbundled" Plan Provider                                                Both
                          Or Both?

                          Number Of Mutual Fund Families Offered                                          95

                                                                                      3,000 actively tracked and 13,000+ in
                          Total Number Of Mutual Funds Offered
                                                                                          the universe of mutual funds

                          Are you developing methods in-house or with
                          outside vendors to comply with the SEC’s                                     In-house
                          redemption fee rule 22c-2?*

                          Life Cycle/Target-Date Funds                                                    Yes


                          Year Company Began Offering
                                                                                                         1994
                          Target-Date Funds


                          Percentage Of 401(k) Plans Serviced That Are
                                                                                                         35%
                          Invested In Target-Date Funds As Of 6/30/06

                          Lifestyle/Risk-Based Funds                                                      Yes

                                                                                     Enrollment kits, investment communica-
                          Method/Form Of Educational
                                                                                     tions, meetings, online, DVDs, CD ROMs
                          Material Available To Clients
                                                                                                   and videos.

                          Provide Automatic Enrollment?                                                   Yes
                          Can Participants Auto Increase Their
                                                                                                          Yes
                          Contribution Rates?
                          Make Account Changes Online?                                                    Yes

                          Access Account Statements Online?                                               Yes

                          View Performance Information Online?                                            Yes

                          How Current Is Performance Info?                                               Daily

* The SEC adopted rule 22c-2 to address the short-term trading and market-timing scandal. The rule requires fund companies that redeem shares within seven
days to adopt a redemption fee of 2% or less or determine such a fee is not necessary. The rule, which became effective in October, also allows fund compa-
nies to seek historical, detailed trading activity from intermediaries that produce omnibus trades.

				
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