http://www.docstoc.com/documents/legal//government//sec/most-recent/The following documents are the recent documents shared by the docstoc community in the Legal->Government->SEC categoryhttp://i.docstoccdn.com/logo.gifhttp://www.docstoc.comhttp://i.docstoccdn.com/logo.gif10Tue, 01 Dec 2009 10:50:38 GMTTue, 01 Dec 2009 10:50:38 GMThttp://www.docstoc.com/docs/16037766/US-Securities-and-Exchange-Commission-Proposes-Mandatory-Credit-Ratings-Disclosure<div><a href=http://www.docstoc.com/docs/16037766/US-Securities-and-Exchange-Commission-Proposes-Mandatory-Credit-Ratings-Disclosure title="US Securities and Exchange Commission Proposes Mandatory Credit Ratings Disclosure"<img src="http://img.docstoc.com/thumb/100/16037766.png" alt="" style="border: 1px solid #C3E6D8; float: right;" /></a><br />shared by: <a href="http://www.docstoc.com/profile/lmhstrumpet">lmhstrumpet</a> on: Thursday, November 12, 2009<p>US Securities and Exchange Commission Proposes Mandatory Credit Ratings Disclosure.</p></div>lmhstrumpetThu, 12 Nov 2009 16:53:52 GMThttp://www.docstoc.com/docs/16037766/US-Securities-and-Exchange-Commission-Proposes-Mandatory-Credit-Ratings-Disclosurehttp://www.docstoc.com/docs/14380867/Exhibit-7-to-the-SEC-Office-of-Investigations-Investigation-of-Failure-of-the-SEC-to-Uncover-Bernard-Madoff’s-Ponzi-Scheme---Public-Version---August-31-2009-Report-No-OIG-509<div><a href=http://www.docstoc.com/docs/14380867/Exhibit-7-to-the-SEC-Office-of-Investigations-Investigation-of-Failure-of-the-SEC-to-Uncover-Bernard-Madoff’s-Ponzi-Scheme---Public-Version---August-31-2009-Report-No-OIG-509 title="Exhibit 7 to the SEC Office of Investigations: Investigation of Failure of the SEC to Uncover Bernard Madoff’s Ponzi Scheme - Public Version - August 31, 2009, Report No. OIG-509"<img src="http://img.docstoc.com/thumb/100/14380867.png" alt="" style="border: 1px solid #C3E6D8; float: right;" /></a><br />shared by: <a href="http://www.docstoc.com/profile/LeagleWire">LeagleWire</a> on: Saturday, October 31, 2009<p>SEC Deposition of JACQUELINE WOOD PERRELL; aka Jacqueline Wood, Jacqueline Murray Wood, Former OCIE Attorney Advisor, aka Witness Number 7, Witness 7, Witness No. 7, Witness #7 UNITED STATES SECURITIES AND EXCHANGE COMMISSION In the Matter of File No. GIG-509 GIG-509 WITNESS: Number Bc~ PAGES: 1 through 136 ~acopv PLACE: Securities and Exchange Commission 100 F Street, N.E. Room 2740 Washington, DC DATE: Monday, March 9, 2009 The above-entitled matter came on for hearing, pursuant to notice, at 9:40 a.m. MADOFF EXHIBITS-00160 APPEARANCES: On behalf of the Securities and Exchange Commission: H. DAVID KOTZ, ESQ., Investigator General HEIDI STEIBER, ESQ., Assistant Investigator CHRISTOPHER WILSON, ESQ., Assistant Investigator DAVID WITHERSPOON, ESQ. DAVID FIELDER, ESQ. Office of the Inspector General U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 On behalf of the witness: JACQUELINE WOOD PERRELL, ESQ., PRO SE Proskauer Rose, LLP 1001 Pennsylvania Avenue, N.W. Washington, D.C. 20004 U.S. Securities and Exchange Commission (SEC) Office of Investigations Investigation of Failure of the SEC to Uncover Bernard Madoff’s Ponzi Scheme - Public Version - August 31, 2009 Report No. OIG-509 </p></div>LeagleWireSat, 31 Oct 2009 13:39:28 GMThttp://www.docstoc.com/docs/14380867/Exhibit-7-to-the-SEC-Office-of-Investigations-Investigation-of-Failure-of-the-SEC-to-Uncover-Bernard-Madoff’s-Ponzi-Scheme---Public-Version---August-31-2009-Report-No-OIG-509http://www.docstoc.com/docs/14380273/Exhibit-6-to-the-SEC-Office-of-Investigations-Investigation-of-Failure-of-the-SEC-to-Uncover-Bernard-Madoff’s-Ponzi-Scheme---Public-Version---August-31-2009-Report-No-OIG-509<div><a href=http://www.docstoc.com/docs/14380273/Exhibit-6-to-the-SEC-Office-of-Investigations-Investigation-of-Failure-of-the-SEC-to-Uncover-Bernard-Madoff’s-Ponzi-Scheme---Public-Version---August-31-2009-Report-No-OIG-509 title="Exhibit 6 to the SEC Office of Investigations: Investigation of Failure of the SEC to Uncover Bernard Madoff’s Ponzi Scheme - Public Version - August 31, 2009, Report No. OIG-509"<img src="http://img.docstoc.com/thumb/100/14380273.png" alt="" style="border: 1px solid #C3E6D8; float: right;" /></a><br />shared by: <a href="http://www.docstoc.com/profile/LeagleWire">LeagleWire</a> on: Saturday, October 31, 2009<p>SEC Deposition of Jane Doe, Witness No. 6, Witness 6, Witness # 6UNITED STATES SECURITIES ANU EXCHANGEC OMMISSIONIn the Matter of:File No. GIG-509GIG-509D ORIGINALWITNESS: Number ~PAGES: 1 through 17PLACE: Securities and Exchange Commission100 F Street, NERoom 3365Washington, DC 20549DATE: Monday, March 2, 2009The above-entitled matter came on~or hearing, pursuantto notice, at 2:45 p.m.MADOFF EXHIBITS-001511 APPEARANCES:3 On behalf of the Securities and Exchange Commission:4 H. DAVID KOTZ, Inspector General5 HEIDI STEIBER, Investigator6 CHRISTOPHER WILSON, Investigator7 Office of Inspector General8 Securities and Exchange Commission9 100 F Street, NE10 Washington, DC 205491112 On behalf of the Witness:13 Jane Doe, Witness Number 6 PRO SE (Via Telephone)U.S. Securities and Exchange Commission (SEC) Office of Investigations Investigation of Failure of the SEC to Uncover Bernard Madoff’s Ponzi Scheme - Public Version - August 31, 2009 Report No. OIG-509 </p></div>LeagleWireSat, 31 Oct 2009 13:31:24 GMThttp://www.docstoc.com/docs/14380273/Exhibit-6-to-the-SEC-Office-of-Investigations-Investigation-of-Failure-of-the-SEC-to-Uncover-Bernard-Madoff’s-Ponzi-Scheme---Public-Version---August-31-2009-Report-No-OIG-509http://www.docstoc.com/docs/14376856/Exhibit-5-to-the-SEC-Office-of-Investigations-Investigation-of-Failure-of-the-SEC-to-Uncover-Bernard-Madoff’s-Ponzi-Scheme---Public-Version---August-31-2009-Report-No-OIG-509<div><a href=http://www.docstoc.com/docs/14376856/Exhibit-5-to-the-SEC-Office-of-Investigations-Investigation-of-Failure-of-the-SEC-to-Uncover-Bernard-Madoff’s-Ponzi-Scheme---Public-Version---August-31-2009-Report-No-OIG-509 title="Exhibit 5 to the SEC Office of Investigations: Investigation of Failure of the SEC to Uncover Bernard Madoff’s Ponzi Scheme - Public Version - August 31, 2009, Report No. OIG-509"<img src="http://img.docstoc.com/thumb/100/14376856.png" alt="" style="border: 1px solid #C3E6D8; float: right;" /></a><br />shared by: <a href="http://www.docstoc.com/profile/LeagleWire">LeagleWire</a> on: Saturday, October 31, 2009<p>SEC Deposition of Witness 13BEFORE THE SECURITIES AND EXCHANGE COMMISSIONIn the Matter of:GIG-509GIG-502OU -938WITNESS: #13PAGES: 1-133PLACE: PAUL, WEISS, RIFKIND, WHARTON &GARRISON, LLP1285 Avenue Of The AmericasNew York, NY 10019DATE: February 26, 2009The above-entitled matter come on forinvestigation at 10:48 a.m.U.S. Securities and Exchange Commission (SEC) Office of Investigations Investigation of Failure of the SEC to Uncover Bernard Madoff’s Ponzi Scheme - Public Version - August 31, 2009 Report No. OIG-509 </p></div>LeagleWireSat, 31 Oct 2009 12:48:03 GMThttp://www.docstoc.com/docs/14376856/Exhibit-5-to-the-SEC-Office-of-Investigations-Investigation-of-Failure-of-the-SEC-to-Uncover-Bernard-Madoff’s-Ponzi-Scheme---Public-Version---August-31-2009-Report-No-OIG-509http://www.docstoc.com/docs/14376433/Exhibit-4-to-the-SEC-Office-of-Investigations-Investigation-of-Failure-of-the-SEC-to-Uncover-Bernard-Madoff’s-Ponzi-Scheme---Public-Version---August-31-2009-Report-No-OIG-509<div><a href=http://www.docstoc.com/docs/14376433/Exhibit-4-to-the-SEC-Office-of-Investigations-Investigation-of-Failure-of-the-SEC-to-Uncover-Bernard-Madoff’s-Ponzi-Scheme---Public-Version---August-31-2009-Report-No-OIG-509 title="Exhibit 4 to the SEC Office of Investigations: Investigation of Failure of the SEC to Uncover Bernard Madoff’s Ponzi Scheme - Public Version - August 31, 2009, Report No. OIG-509"<img src="http://img.docstoc.com/thumb/100/14376433.png" alt="" style="border: 1px solid #C3E6D8; float: right;" /></a><br />shared by: <a href="http://www.docstoc.com/profile/LeagleWire">LeagleWire</a> on: Saturday, October 31, 2009<p>SEC Deposition of MAVIS KELLYUNITED STATES SECURITIES AND EXCHANGE COMMISSIONIn the Matter of:File No. GIG-509GIG-509f~ *c� WITNESS: Number 4PAGES: 1 through 105PLACE: U.S. Securities and Exchange Commission100 F Street, NEWashington, DCDATE: Monday, February 23, 2009The above-entitled matter came on ior hearing, pursuantto notice, at 10:35 a.m.Exhibit 4 to the U.S. Securities and Exchange Commission (SEC) Office of Investigations Investigation of Failure of the SEC to Uncover Bernard Madoff’s Ponzi Scheme - Public Version - August 31, 2009 Report No. OIG-509 </p></div>LeagleWireSat, 31 Oct 2009 12:43:00 GMThttp://www.docstoc.com/docs/14376433/Exhibit-4-to-the-SEC-Office-of-Investigations-Investigation-of-Failure-of-the-SEC-to-Uncover-Bernard-Madoff’s-Ponzi-Scheme---Public-Version---August-31-2009-Report-No-OIG-509http://www.docstoc.com/docs/14374618/Exhibit-3-to-the-SEC-Office-of-Investigations-Investigation-of-Failure-of-the-SEC-to-Uncover-Bernard-Madoff’s-Ponzi-Scheme---Public-Version---August-31-2009-Report-No-OIG-509<div><a href=http://www.docstoc.com/docs/14374618/Exhibit-3-to-the-SEC-Office-of-Investigations-Investigation-of-Failure-of-the-SEC-to-Uncover-Bernard-Madoff’s-Ponzi-Scheme---Public-Version---August-31-2009-Report-No-OIG-509 title="Exhibit 3 to the SEC Office of Investigations: Investigation of Failure of the SEC to Uncover Bernard Madoff’s Ponzi Scheme - Public Version - August 31, 2009, Report No. OIG-509"<img src="http://img.docstoc.com/thumb/100/14374618.png" alt="" style="border: 1px solid #C3E6D8; float: right;" /></a><br />shared by: <a href="http://www.docstoc.com/profile/LeagleWire">LeagleWire</a> on: Saturday, October 31, 2009<p>SEC Deposition of OCIE Staff AccountantUNITED STATES SECURITIES AND EXCHANGE COMMISSIONIn the Matter of:File No. GIG-509GIG-509WITNESS: Number 3PAGES: 1 through 61PLACE: Securities and Exchange Commission100 F Street, N.E.Washington, D.C. 20549DATE: Thursday, February 19, 2009The above-entitled matter came on for hearing, pursuantto notice, at 2:20 p.m.</p></div>LeagleWireSat, 31 Oct 2009 12:13:24 GMThttp://www.docstoc.com/docs/14374618/Exhibit-3-to-the-SEC-Office-of-Investigations-Investigation-of-Failure-of-the-SEC-to-Uncover-Bernard-Madoff’s-Ponzi-Scheme---Public-Version---August-31-2009-Report-No-OIG-509http://www.docstoc.com/docs/14374311/Exhibit-1-to-the-SEC-Office-of-Investigations-Investigation-of-Failure-of-the-SEC-to-Uncover-Bernard-Madoff’s-Ponzi-Scheme---Public-Version---August-31-2009-Report-No-OIG-509<div><a href=http://www.docstoc.com/docs/14374311/Exhibit-1-to-the-SEC-Office-of-Investigations-Investigation-of-Failure-of-the-SEC-to-Uncover-Bernard-Madoff’s-Ponzi-Scheme---Public-Version---August-31-2009-Report-No-OIG-509 title="Exhibit 1 to the SEC Office of Investigations: Investigation of Failure of the SEC to Uncover Bernard Madoff’s Ponzi Scheme - Public Version - August 31, 2009, Report No. OIG-509"<img src="http://img.docstoc.com/thumb/100/14374311.png" alt="" style="border: 1px solid #C3E6D8; float: right;" /></a><br />shared by: <a href="http://www.docstoc.com/profile/LeagleWire">LeagleWire</a> on: Saturday, October 31, 2009<p>UNITEDSTA'rE~SSECURITIESAND EXCHANGECOMMISSIONIntheMatterof:FileGIG-509No.GIG-509WITNESS:Number1mcocPv195PAGES:1 throughPLACE:Securities100 F Street,andExchangeN.W.CommissionWashington,D.C.20549DATE:Thursday,Febr~~ary5,2009</p></div>LeagleWireSat, 31 Oct 2009 12:03:23 GMThttp://www.docstoc.com/docs/14374311/Exhibit-1-to-the-SEC-Office-of-Investigations-Investigation-of-Failure-of-the-SEC-to-Uncover-Bernard-Madoff’s-Ponzi-Scheme---Public-Version---August-31-2009-Report-No-OIG-509http://www.docstoc.com/docs/14370580/US-Securities-and-Exchange-Commission-Office-of-Investigations-Investigation-of-Failure-of-the-SEC-to-Uncover-Bernard-Madoff’s-Ponzi-Scheme---Public-Version---August-31-2009-Report-No-OIG-509<div><a href=http://www.docstoc.com/docs/14370580/US-Securities-and-Exchange-Commission-Office-of-Investigations-Investigation-of-Failure-of-the-SEC-to-Uncover-Bernard-Madoff’s-Ponzi-Scheme---Public-Version---August-31-2009-Report-No-OIG-509 title="U.S. Securities and Exchange Commission, Office of Investigations: Investigation of Failure of the SEC to Uncover Bernard Madoff’s Ponzi Scheme - Public Version - August 31, 2009, Report No. OIG-509"<img src="http://img.docstoc.com/thumb/100/14370580.png" alt="" style="border: 1px solid #C3E6D8; float: right;" /></a><br />shared by: <a href="http://www.docstoc.com/profile/LeagleWire">LeagleWire</a> on: Saturday, October 31, 2009<p>[NOTE: If all 477 pages don't appear in your browser, refresh or download the document.] U.S. Securities and Exchange Commission (SEC) Office of Investigations Investigation of Failure of the SEC to Uncover Bernard Madoff’s Ponzi Scheme - Public Version - August 31, 2009 Report No. OIG-509 Report of Investigation Case No. OIG-509 - Public Version - 477 Pages Table of Contents Introduction 1 Scope of the Investigation 3 I. Document Preservation and Meetings with Senior-Level Officials 3 II. E-mail Searches and Reviews of E-mails 3 III. Document Requests and Review of Records 4 IV. Document and Information Requests to Independent Third-Parties 5 V. Retention of Expert in Analyzing Examination and Investigatory Work 5 VI. Retention of Expert in Recovering E-mails 6 VII. Testimony and Interviews 7 Executive Summary 20 Results of the Investigation 42 I. SEC 1992 INVESTIGATION OF AVELLINO & BIENES 42 A. Customers Complained about Avellino & Bienes’ Investments 42 B. SEC Contacted Avellino and Suspected that Avellino & Bienes Was Selling Unregistered Securities and Running A Ponzi Scheme 44 C. Counsel for Avellino & Bienes Contacted the SEC and Avellino and Bienes Came in for Voluntary Joint Testimony 45 D. The SEC Conducted a Brief, Limited Cause Examination of Madoff 47 1. The Examination was Conducted by a Relatively Inexperienced Team and Its Scope was Limited 47 2. A Net Capital Review was Performed and the SEC Examiners Sought DTC Records From Madoff, Not from DTC directly 48 3. The Examiners Never Looked into Where the Money That Was Used to Pay Back Avellino & Bienes’ Investors Came From 49 4. The Examiners Were Aware of Madoff’s Stature 50 E. The SEC Filed a Complaint against Avellino & Bienes for Selling Unregistered Securities, But the Complaint Did Not Allege Fraud and Did Not Assert Any Claims Against Madoff. 50 F. The Trustee Retained Price Waterhouse to Conduct an Audit of Avellino & Bienes</p></div>LeagleWireSat, 31 Oct 2009 10:59:55 GMThttp://www.docstoc.com/docs/14370580/US-Securities-and-Exchange-Commission-Office-of-Investigations-Investigation-of-Failure-of-the-SEC-to-Uncover-Bernard-Madoff’s-Ponzi-Scheme---Public-Version---August-31-2009-Report-No-OIG-509http://www.docstoc.com/docs/13263202/SUN-LIFE-ASSURANCE-COMPANY-OF-CANADA-SEC-Filing<div><a href=http://www.docstoc.com/docs/13263202/SUN-LIFE-ASSURANCE-COMPANY-OF-CANADA-SEC-Filing title="SUN LIFE ASSURANCE COMPANY OF CANADA SEC Filing"<img src="http://img.docstoc.com/thumb/100/13263202.png" alt="" style="border: 1px solid #C3E6D8; float: right;" /></a><br />shared by: <a href="http://www.docstoc.com/profile/lmhstrumpet">lmhstrumpet</a> on: Thursday, October 15, 2009<p>ORDER PURSUANT TO SECTION 26(c) OF THE INVESTMENT COMPANY ACT OF 1940 GRANTING APPROVAL OF SUBSTITUTIONS AND PURSUANT TO SECTION 17(b) OF THE ACT GRANTING EXEMPTION FROM THE PROVISIONS OF SECTION 17(a) THEREUNDERSun Life Assurance Company of Canada (U.S.) (“Sun Life U.S.”), Sun Life Insurance and Annuity Company of New York (“Sun Life N.Y.”) (together with Sun Life U.S., the “Companies”), Sun Life of Canada (U.S.) Variable Account F (“Account F”), Sun Life of Canada (U.S.) Variable Account G (“Account G”), Sun Life of Canada (U.S.) Variable Account I (“Account I”), Sun Life (N.Y.) Variable Account C (“Account C”), Sun Life (N.Y.) Variable Account D (“Account D”), and Sun Life (N.Y.) Variable Account J (“Account J”) (collectively, the “Applicants”) and Sun Capital Advisers Trust (“Sun Capital Trust”) (together with Applicants, the “Section 17(b) Applicants”) filed an application on July 9, 2008, and an amended and restated application on December 18, 2008, for an order of the Commission under Section 6(c) of the Investment Company Act of 1940 (the “1940 Act”) approving the proposed substitution of Class VC shares of the Lord Abbett Growth and Income Portfolio and the Lord Abbett Mid-Cap Value Portfolio of Lord Abbett Series Fund, Inc., and Administrative Class shares of the PIMCO High Yield Portfolio and the PIMCO Low Duration Portfolio of the PIMCO Variable Insurance Trust with Initial Class shares of the following portfolios of Sun Capital Trust, respectively: the SC Lord Abbett Growth & Income Fund, the SC Goldman Sachs Mid Cap Value Fund, the SC PIMCO High Yield Fund, and the SC Goldman Sachs Short Duration Fund of Sun Capital Trust under certain variable life insurance policies and variable annuity contracts (the “Substitutions”). Section 17(b) Applicants also requested an order pursuant to Section 17(b) of the 1940 Act exempting them from the provisions of Section 17(a) of the 1940 Act to the extent necessary to permit certain in-kind transactions in connectio</p></div>lmhstrumpetThu, 15 Oct 2009 16:18:35 GMThttp://www.docstoc.com/docs/13263202/SUN-LIFE-ASSURANCE-COMPANY-OF-CANADA-SEC-Filinghttp://www.docstoc.com/docs/12965760/GDP-ADV-Part-II-_-Schedule-F<div><a href=http://www.docstoc.com/docs/12965760/GDP-ADV-Part-II-_-Schedule-F title="GDP-ADV Part II _ Schedule F"<img src="http://img.docstoc.com/thumb/100/12965760.png" alt="" style="border: 1px solid #C3E6D8; float: right;" /></a><br />shared by: <a href="http://www.docstoc.com/profile/gdpinc">gdpinc</a> on: Saturday, October 10, 2009<p>GDP: SEC ADV part 2 & Schedule F. </p></div>gdpincSat, 10 Oct 2009 10:18:23 GMThttp://www.docstoc.com/docs/12965760/GDP-ADV-Part-II-_-Schedule-Fhttp://www.docstoc.com/docs/11008320/The---ANUKRET_appoitment_Directors<div><a href=http://www.docstoc.com/docs/11008320/The---ANUKRET_appoitment_Directors title="The - ANUKRET_appoitment_Directors"<img src="http://img.docstoc.com/thumb/100/11008320.png" alt="" style="border: 1px solid #C3E6D8; float: right;" /></a><br />shared by: <a href="http://www.docstoc.com/profile/livefinance">livefinance</a> on: Wednesday, September 09, 2009<p>Royal Government of Cambodia No: 923 ANKR.TTKINGDOM OF CAMBODIANATION RELIGION KINGrrissANUKRETON THE APPOINTMENT OF THE CIVIL SERVANTS3The Royal GovernmentHaving seen the Constitution of the Kingdom of Cambodia; Having seen the Preah Reach Kret No. NS/RKT/0704/124 on 15 July 2004 on the Appointment of the Royal Government of </p></div>livefinanceWed, 09 Sep 2009 02:34:27 GMThttp://www.docstoc.com/docs/11008320/The---ANUKRET_appoitment_Directorshttp://www.docstoc.com/docs/11008314/SECC_offcial-and-original_khmer<div><a href=http://www.docstoc.com/docs/11008314/SECC_offcial-and-original_khmer title="SECC_offcial and original_khmer"<img src="http://img.docstoc.com/thumb/100/11008314.png" alt="" style="border: 1px solid #C3E6D8; float: right;" /></a><br />shared by: <a href="http://www.docstoc.com/profile/livefinance">livefinance</a> on: Wednesday, September 09, 2009<p>No description</p></div>livefinanceWed, 09 Sep 2009 02:34:23 GMThttp://www.docstoc.com/docs/11008314/SECC_offcial-and-original_khmerhttp://www.docstoc.com/docs/11008011/Anukret_khmer-on-the-Implementation-of-the-Law-on-the-Issuance-and-Trading-of-non-government-securities_approved-on-03-April<div><a href=http://www.docstoc.com/docs/11008011/Anukret_khmer-on-the-Implementation-of-the-Law-on-the-Issuance-and-Trading-of-non-government-securities_approved-on-03-April title="Anukret_khmer on the Implementation of the Law on the Issuance and Trading of non-government securities_approved on 03 April"<img src="http://img.docstoc.com/thumb/100/11008011.png" alt="" style="border: 1px solid #C3E6D8; float: right;" /></a><br />shared by: <a href="http://www.docstoc.com/profile/livefinance">livefinance</a> on: Wednesday, September 09, 2009<p>No description</p></div>livefinanceWed, 09 Sep 2009 02:28:38 GMThttp://www.docstoc.com/docs/11008011/Anukret_khmer-on-the-Implementation-of-the-Law-on-the-Issuance-and-Trading-of-non-government-securities_approved-on-03-Aprilhttp://www.docstoc.com/docs/11007641/ANUKRET_appoitment_Board<div><a href=http://www.docstoc.com/docs/11007641/ANUKRET_appoitment_Board title="ANUKRET_appoitment_Board"<img src="http://img.docstoc.com/thumb/100/11007641.png" alt="" style="border: 1px solid #C3E6D8; float: right;" /></a><br />shared by: <a href="http://www.docstoc.com/profile/livefinance">livefinance</a> on: Wednesday, September 09, 2009<p>KINGDOM OF CAMBODIARoyal Government of Cambodia No: 396 ANKR.TTNATION RELIGION KINGANUKRETON THE APPOINTMENT OF THE COMPOSITION OF THE SECURITIES AND EXCHANGE COMMISSION OF CAMBODIA3The Royal Government of CambodiaHaving seen the Constitution of the Kingdom of Cambodia; Having seen the Preah Reach Kret No. NS/RKT/0908/1055 on 25 S</p></div>livefinanceWed, 09 Sep 2009 02:17:10 GMThttp://www.docstoc.com/docs/11007641/ANUKRET_appoitment_Boardhttp://www.docstoc.com/docs/11007637/Anukret-of-the-implementation-on-the-Law-of-Issuance-and-Trading-of-non-government-securities_English_HP<div><a href=http://www.docstoc.com/docs/11007637/Anukret-of-the-implementation-on-the-Law-of-Issuance-and-Trading-of-non-government-securities_English_HP title="Anukret of the implementation on the Law of Issuance and Trading of non-government securities_English_HP"<img src="http://img.docstoc.com/thumb/100/11007637.png" alt="" style="border: 1px solid #C3E6D8; float: right;" /></a><br />shared by: <a href="http://www.docstoc.com/profile/livefinance">livefinance</a> on: Wednesday, September 09, 2009<p>KINGDOM OF CAMBODIA NATION RELIGION KING Royal Government of Cambodia No: 54 ANKR BK ANUKRET ON THE IMPLEMENTATION OF THE LAW ON ISSUANCE AND TRADING OF NON-GOVERNMENT SECURITIES The Royal Government of Cambodia Having seen the Constitution of the Kingdom of Cambodia; Having seen the Preah Reach Kret No. NS/RKT/0908/1055 on 25 September 2008 on the</p></div>livefinanceWed, 09 Sep 2009 02:17:04 GMThttp://www.docstoc.com/docs/11007637/Anukret-of-the-implementation-on-the-Law-of-Issuance-and-Trading-of-non-government-securities_English_HPhttp://www.docstoc.com/docs/11007628/Anukret-of-the-conduct-and-organization-of-the-SECC_English<div><a href=http://www.docstoc.com/docs/11007628/Anukret-of-the-conduct-and-organization-of-the-SECC_English title="Anukret of the conduct and organization of the SECC_English"<img src="http://img.docstoc.com/thumb/100/11007628.png" alt="" style="border: 1px solid #C3E6D8; float: right;" /></a><br />shared by: <a href="http://www.docstoc.com/profile/livefinance">livefinance</a> on: Wednesday, September 09, 2009<p>ANUKRET ON THE CONDUCT AND ORGANIZATION OF THE SECURITIES AND EXCHANGE COMMISSION OF CAMBODIA The Royal Government of Cambodia Having seen the Constitution of the Kingdom of Cambodia; Having seen the Preah Reach Kret No. NS/RKT/0704/124 of 15 July 2004 on the Appointment of the Royal Government of the Kingdom of Cambodia; 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